implant retrieval: material and biological analysis: national bureau of standards, gaithersburg,...
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Implant retrieval: Material and biological analysis
National Bureau of Standards, Gaithersburg, Maryland, USA, l-2 May 1980
This meeting combined the experiences of scientists and
clinicians who have been examining retrieved implants in
the cardiovascular and orthopaedic fields. The materials
under consideration included metals, ceramics, plastics and
materials of natural origin. Twenty-seven papers were
presented over the four sessions of the meeting and very
adequate time was allowed for discussion of each paper.
BULK PHENOMENA
The in vivo performance of polyethylene components of
total joint replacements, by R.M. Rose
The need for a high level of investigation was emphasised
in order to validate laboratory research. One observation,
in a large number of the prostheses, was the presence of
acrylic cement debris with severe abrasion. Damage was not
always due to acrylic cement; bone fragments had also been
observed. SEM studies of the moulding powder and molecular
weight studies of soluble fractions of material indicated that
polyethylene is an aggregate of partly fused granules, held
together by fibrils and if these are degraded, the integrity of
the structure is impaired; localized fracture may occur. In
discussion, comment was made that the interpretation that
the fibrils had a high molecular weight was dubious. If there
is incomplete fusion, then the fibrils will be drawn out from
the material as it contracts on cooling. The very low M.W.
of extractable material reported was also queried.
A biological and structural evaluation of retrieved Dacron
arterial prostheses, by R. Guidoin
After the initial pathological examination the prostheses
were cleaned and fabric, fibre and polymer properties were
then examined. The reasons for re-operation were
summarized and in the case of the prostheses recovered
at autopsy the reasons were given for the initial surgery.
No cause of death was directly related to the graft. The
patient and the surgeon appear to be more important for
the long-term success of grafts. To examine the material,
standard tensile tests were used; physical factors examined
were loss of crimp, destruction of knitted loops, stretching
or swelling of filaments. After initial filament swelling, some
appeared to lose diameter, possibly due to the solubilisa-
tion of surface material or to stretching. Many filaments
show cracking and fibrillation.
Clinical histo-morphological material related observations
on removed alumina-ceramic hip joint components, by
W. Plitz
This group now has five years in vivo experience and fifteen
cases have undergone removal of the prosthesis, either due
to fracture of the component in connection with the
conical attachment or due to wear between surfaces.
Since 1974, 12 000 prostheses have been inserted with
approximately 17 breakages. The experience of broken
prostheses could be related to bad fitting of the cone or to
bad surgical technique. No sample had been received of
acetabular socket failure. Every wear particle has a detri-
mental effect; the form and size of the particles is important.
Extensive flooding of the joint interior over-burdens the
body’s capacity to deal with the material and leads to tissue
loss and loosening. Grain excavation is always the starting
point. The fragment between two surfaces avalanches
further grain excavation accelerated by mechanical overload
exceeding inter or intra grain strength. Despite the manu-
facturer’s claims, these joints are not without wear, although
the number of failures has so far been minimal.
Analysis of retrieved bone cement - the effect of load
transfer, by D.F. Gibbons
He used techniques akin to metallography to examine
Simplex P. Gross deformation is seen in instances where
there was a contained compressive stress, but not at the
cement/prosthesis interface. Samples taken along the
prosthesis border show evidence of spheres and a faceted
appearance. The bone interface is sometimes smooth,
sometimes rough and porous. In certain cases bone
trabeculae were found in the cement matrix, which questions
observations of thermal necrosis and fibrous capsule
formations. Either the capsule has been replaced by viable
bone or else completely destroyed.
Prosthetic heart valves: what have we learned from our
clinical pathologic experience, by A.P. Yoganathan et al.
They had seen gross pathological changes in 200 valves and
tried to relate this to in vitro studies. The paper discussed
characteristics required of valves and then described
observations seen on retrieved Bjork-Shiley tilting disc
valves of which 95000 had been implanted since 1969. He
also discussed flow characteristics of the Starr-Edwards,
Smeloff-Cutter and St. Jude (pyrolytic carbon) valves. In
porcine valve leaflets (Hancock valve) gross calcification is
seen and creep in the polypropylene valve stents over two
years. In the Kay-Shiley mitral valve, thrombus is seen at
the base of the struts. Excess tissue around the base ring
occludes poppet movement. Grooving of discs is seen. He
emphasized that in vitro studies of valves are hydro-
dynamic, not haemo-dynamic studies.
Examination of orthopaedic implant failures, by
L M. Taussig
He summarized results of non-destructive testing of 110
cases and presented information on the types of implant
examined, the metal of which it was made and the type
of damage or failure seen. On hip stems, fluorescent pene-
trant examination was used and it was noted that the
Biomaterials 1980, Vol 1 July 169
possibility of litigation prevented destructive testing. He
differentiates between fatigue and corrosion fatigue and
emphasized that stress corrosion cannot occur in
stainless steel.
An analysis of inclusions in retrieval implants and their effect on corrosion, by R. Wilkinson
Corrosion was assessed by a standard series of SEM photos
and a type of corrosion index was used. Inclusions were
examined by energy dispersal analysis. Calcium and
aluminium inclusions were strongly related to corrosion,
but other sources of the inclusions were (a) retained
deoxidant, (b) refractory materials, (c) raw material
impurities, (d) pre-formed inclusions not dissolved in the
melt. Retrieval studies should show if it is worth improving
the quality of surgical steels with high technology methods.
RELEASE PHENOMENA
Biological response to wear debris in total joint replacement, by Professor H. Willert
552 tissue samples had been examined, taken mainly from
hip revisions and the implants included stainless steel, a
range of cobalt-based alloys and titanium alloy (AI-V),
polyethylene, PTFE, polyester, polyacetals, silicone rubber,
alumina and bone cement. The usual experience is that a new
capsule is formed, but this combined with foreign body
reactions. The tendency is towards fibrosis in the scar
tissues. Capsular tissue transports phagocytosed particles
away and establishes an equilibrium situation which is
optimized when wear is unavoidable. The bigger the granulosis,
the more likely is necrosis. The smallest particle sizes are
seen with metal/polyethylene components; more are seen
around metal bearings e.g. in knee and elbow prostheses.
Polyethylene, against cobalt/chromium/molybdenum cast
alloy and cobalt/chromium/molybdenum/nickel forged
alloy, show the slowest wear, even alumina is abraded and
particles are incorporated into the capsule and at the bone-
cement interface. He concluded that the intensity of the
reaction and the amount of foreign body incorporated is a
measure of the wear. The nature of the reaction indicates a
compensation. Necrosis is also a sequence of excessive foreign
body reactions. No changes were classified as characteristic of
allergic, Equilibrium achieved is optimum as long as it is not
possible to remove wear processes. Excess leads to de-
compensation and large areas of necrosis. These impede
phagocyte action and then tissue of bone becomes involved
leading to adsorption and loosening. Interference with
lubrication of the joint and with articulation occurs. Poly-
ethylene/metal combinations still seem to be the best.
Materials degeneration causing late failure of mechanical heart valve prostheses: problemsandpromises, by F.J. Schoen
He reported on the occurrence of degradation dysfunction
in valve patients. In a pathological series 19% of the deaths
had been due to prosthesis degeneration occuring 60+
days post-op. Before 1964 these were mainly silicone balls;
changes in the silicone rubber ball poppet had been observed,
but this was a patient factor not picked up in laboratory
testing. With disc valves, abrasive wear of the disc is seen and
fragments are found in the kidneys; the valve may be
incompetent. He reviewed the causes of late death, noting
that replacement of heart valve does not necessarily cure
the disease process. He emphasized the need for routine
examination of all valves, not just those which had failed,
because it yielded information which was not available by
laboratory tests. He considered that it was more likely that
one would see a patient dying with the prosthesis, rather
than due to the prosthesis.
Systemic effects of prosthetic valve wear debris, by J.M. J. M. Anderson
The author suggested that this was not a catastrophic
failure, but something that goes on over a long period.
Reviewing materials used for valve components, the features
observed included disc variability with strut wear, sewing
ring wear, fabric embolization, grooves worn in discs,
blocking up of the disc leading to mitral regurgitation
associated with fabric wear around valve seats. These were
for Beall valves. Wear particles are found in various parts;
foreign body granuloma cells in spleen and liver suggest the
possibility of liver biopsy to determine variability in heart
valves and the use of electrocardiography to detect changes.
Metal allergy and Metallurgy, by S.A. Brown
Metal ions in vivo act as haptens. Skin testing is not
recommended to assess which patients are sensitized because
this itself can lead to sensitization. He then gave details of
the leucocyte migration inhibition test, which uses 10 cc
blood. The appropriate metal ion is introduced into the
incubation medium and migration is observed.
Techniques for biological assessment of implant retrieval analysis, by D. F. Williams
Dr. Williams said that the small number of failures indicates
the corresponding benefit to the patient. Retrieval analysis
is part of evaluating the cost effectiveness of the use of
implants but it must be of high scientific standard. An
examination must include the material, the pathology, the
clinical factors and biomechanical factors. Not only failure
examination but also the reasons for success are relevant. It
is necessary to look at the same material used in different
surgical applications and he compared the use of PTFE
in cardiovascular applications compared with its disastrous
use in joints. Tissue response is controlled by the rate of
release of wear particles rather than by their chemistry (see
paper by Willert). A complication is that pure metals are
not used. He then discussed histological techniques involving
the use of specific stains and masking techniques using
reflected as well as transmitted light. Highly pure metals
have been implanted into rat muscle and various tissue
structures have been identified in the surrounding capsule.
Enzyme histochemistry and neutron activation analysis
have been used. He emphasized that the aim of this work
was to improve patient care and not to apportion blame for
failure.
INTERFACE PHENOMENA
Retrieval analysis of calcific degeneration of prosthetic valves, by R.J. Levey
This study involved the determination of y-carboxyglutamic
acid, a calcium binding component in protein which is formed
from glutamic acid by the action of a vitamin K-dependent
carboxylase. Calcification of the valves appears to be an
age-related complication observed in children.
Prosthesis-related infections, by P.J. Parks
This paper dealt with vascular related infections and surveyed
the various cases that had been observed. In some cases
associated with vascular devices, unusual staphylococcal or
streptococcal organisms had been detected. It seems that
these are opportunistic organisms and also those which are
seen in patients undergoing immunosuppressive therapy.
170 Biomaterials 1980, Vol 1 July
He proposed that at the implant site there may be localized
immuno-suppressive reaction.
Study of 208 explanted bio prostheses: distribution of
dysfunction patterns and assessment of durability at ten
years of use, by R.C. Ouijano
He presented the protocol used for the examination of
removed Hancock valves. Reasons for removal include
endocarditis and extrinsic mineralization. In this process
the extension of the mineralized areas eventually disrupts
the valve leaflets. Intrinsic mineralization is also seen in
which calcium nodules are seen sub surface. This rises from
an infiltration of the leaflets by plasma proteins and
eventually these concentrates give fibrous forms and
mineralize. Examination of collagen taken from different
sites of the leaflets over periods of implantation show
changes in the collagen pattern. There is also change in
collagen shrinkage temperature.
Retrieved fracture plates; implant and tissue analysis, by
J. P. Simpson
Biopsies taken over the two proximal screws were used to
determine tissue concentrations of various metallic ions by
flame a.a.s. and the actual corrosion on the plate was
assessed in terms of extent and nature. He showed that steel
was more highly damaged than titanium, some cobalt based
alloys were also found to be severely attacked. Steel and
titanium in combination behave as two separate metals.
Clinically, fewer symptoms are seen from titanium, though
histologically, titanium produces more debris.
Corrosion, materials characteristics and local tissue reaction
associated with osteosynthesis devices, by H. Skinner
Mechanical tests and metallographic examination of more
than 100, mainly stainless steel, implants was reported.
With regard to corrosion, there was 100% evidence of
interfacial corrosion with steel, and intergranular corrosion
was seen even with low carbon steel. The severity of tissue
reaction was independent of material properties and time of
implantation, nor was it related to the reason for removal.
Evaluation of explanted vascular grafts, by S. Weinberg
Umbilical vein grafts were obtained over a 3-year period at
re-operation or following non-graft-related death. Surface,
mechanical, biochemical and morphological factors were
studied. He described the type of tissue reaction seen.
SEM studies of surfaces in the short term showed similarity
to that seen with other compatible materials. The structure
of the vessel did not appear to change after implantation
although histology showed compaction and some loss of
cellularity, and a benign reaction around the Dacron
sutures. Critical surface tension evaluation was carried out
and CST versus implant time plotted. 20-30 dynes/cm for
CST represents the zone of biocompatibility. Internal
reflection i.r. was used to identify the surface components
e.g. lipids, hydrocarbons and proteins. Lipid uptake is
patient- not implant-time-related. There was no neo-intima
build-up and the internal elastic laminar structure was
retained.
Prosthesis wear - clinical retrieval experience and laboratory
predictions, by 1. C. Clark
He reviewed the experience reported in the literature which
had indicated that wear of polyethylene was not a problem
in the hip. However, some centres now report wear and this
may be an emerging problem of longer term use. The
question of how to account for e.g. cup fracture, remains.
There are conflicting estimates on the effect of small and
large balls on the femoral component. The knee prostheses
appear to fail for reasons other than wear. Differences are
observed between conforming prostheses which have the
highest constraining force, and non-conforming which have
the highest contact stress. We have not really begun to
analyse the contact stresses involved. When polyethylene is
used as a convex component, the wear rate increases six
times, yet is acceptable when it is used as a patellar replace-
ment. He discussed future problems and the value of
composite materials; design should take into account the
relationship of conforming/loosening versus non-
conforming/wear-creep. He questioned the use of large
diameter hips and thin PE sockets.
INFORMATION UTILIZATION
An analysis of 130 removed total hips and knees, by R. Y. Hori
A bio-engineer was present at the time of surgery and
complete data on the patient and removal methods were
obtained. Cement fracture and bone PMMA interface failure
were the main factors with tibia1 components. Metal
components were usually firm. 3 out of 10 cracked cups in
for more than four and a half years were loose; three body
wear was associated with loose tibia1 components. Loose
acetabular cups were associated with bad wear. No
component failed due to wear alone. Loose geomedic knees
(tibia1 component) usually show anterior lip impingement.
Considerations concerning international standards for
accumulating and reporting of implant experience with
cardiac pacemakers, by R.C. Flink
Summarized the use of implant performance reports with
respect to patient management. An active system to get
information had been proposed using random samples.
This paper surveyed the progress being made in IS0
Committee.
The methods of implant retrieval analysis at the Hospital
for Special Surgery, by A. H. Burstein
This was an entertaining and informative lecture reviewing
their experience in examination of retrieved implants.
They were concerned as to how it affected patient handling
and implant improvement. Deeply grooved 32 mm cups are
design-deficient, lead to stress concentrations and are not
recommended for long term use. If a 32 mm cup is to be used,
then a thicker cup with lesser grooves should be employed.
Patella components have shown pits, burnishing and
flattening. No cases of excess wear or mechanical degradation
had been found. All are distorted into an ellipse, with the
major axis along the direction of the quadricept insertion.
Knee prostheses show surface degradation and craters
induced by service stresses exceeding the yield stress of
polyethylene. The thickness of the prosthesis is important:
it should be more than 7 mm thick. Where gross wear is
observed i.e. gross plastic deformation, particles are removed
and there is loosening. The primary mechanism is failure of
cancellous bone in the plateau, not an interface problem.
Excess stresses arise in cancellous bone due to the geometry
of the component and where it is loaded. The typical
example is a prosthesis well fixed that goes to failure. Pits
etc. are the symptoms of high loads. Eccentric loading may
increase stress in cancellous bone two and a half times.
Loads lead to bone remodelling and this then changes the
geometry. Plastic flow is also a problem and evidence is seen
of eccentric and unsymmetrical loadings. Changes in
Biomaterials 1980, Vol ? July 171
geometry lead to continuous changes in contact geometry
seen from wear pictures. Examples of distortions following
overload produced by mechanical factors are seen occuring
early on, before the bone adjusts to the new situation. It
is not just failure in the implant, this is too narrow a view,
but the whole system must be analysed. Hence, retrieval is
a step in the analysis of the whole performance of implants
and is very valuable for improvement of implant design.
The underlying concept for this meeting was presented
at the outset when it was pointed out that although
laboratory measuring methods can produce standardized data,
which are of value to the manufacturer of implant materials
and devices, the examination of retrieved implants gives the
ability to learn of the durability and performance of these
under actual service conditions. There is no other way by
which this information can be gained than by examination
of the consequences of human in vivo application, and this
message was constantly reiterated throughout the course of
the conference.
G .W. Hastings
British Orthopaedic Association Spring Meeting Canterbury, UK, 1 O-l 2 April 1980
Over 300 delegates were assembled for the biannual meeting,
held on this occasion at the University of Kent. Owing to
the size of the audience, all presentations were transmitted
live by audio-visual aids to an overspill lecture theatre
showing identical slides. Microphones and public address
systems were installed in each theatre allowing free
disussion between both audiences and the speakers.
The meeting was opened by the Pro-Vice Chancellor
of the University, Professor Maurice Vile, who welcomed
delegates from all countries and wished every success for
the following three days.
A wide range of papers were presented throughout
the meeting and the standard of presentation was high
throughout. A selection of films were shown each morning
simultaneously with the lectures which necessitated the
sacrifice of one of these activities in favour of the higher
priority. Sadly further sacrifices were involved in the
interests of refreshment which was provided continuously
rather than in formal breaks.
Summary of the first day The morning opened with two papers on low modulus
materials for internal fixation devices; namely carbon fibre
reinforced epoxies and titanium alloy. Whilst both papers
concerned the use of less rigid fixation, the objectives of
each were significantly different. The former material,
described by Mr. K.J. Tayton (Cardiff) was employed to
give stable reduction of the fracture throughout the early
healing period by periosteal callus, whilst the latter,
described by Professor H.K. Uhthoff (Ottawa) was used to
stimulate a minimal amount of callus, merely as an indicator
of the progression of ‘primary bone healing’ (cortical
remodelling). Both types of plate were expected to alleviate
the late effects of plate induced osteopoenia.
The use of a unilaterally applied external fixator for
the treatment of tibia1 diaphyseal fractures was described
by Mr. J. Kenwright (Oxford). Early use of such a system
was recommended and delayed union necessitating early
supplementary bone grafting was cited as the main
disadvantage.
The indications and complications of open or closed
intramedullary nailing of the tibia were then presented by
Mr. I.W.L. Bintcliffe (London). In 36 cases of which
172 Biomaterials 1980, Vol 1 July
approximately one third were opened at operation, all
cases united giving good functional results. Infection was
the main complication which was exacerbated by open
reduction.
A novel method of reconstruction of compound skin
and bone defects of the tibia was presented by Mr. R.
Sanders (London). This technique involves free flap transfer
of iliac crest and skin on the deep circumflex iliac artery.
The value of lateral stress radiographs in the demon-
stration of anterior instability of the ankle joint was
described by Mr. M. Glasgow (London). This paper was
complemented by Mr. I.M. Sarsam’s presentation concerning
the role of the anterior tibio fibular ligament in talar
rotation and in ankle fractures.
The final scientific paper of the morning concerned
the orthopaedic complications of renal transplantation and
was given by Mr. J.E. Nixon (London). Thirty out of one
hundred and eighty one transplant patients developed
orthopaedic complications over the six year study period.
The commonest and most serious problem was avascular
necrosis of bone. The treatment and pathology of these
patients were discussed.
To close the first morning’s activities, the Presidential
Address was given by Mr. D.L. Evans who has taken over the
post from Mr. W.J.W. Sharrard. Mr. Evans paid tribute to
the late Reginald Watson-Jones and reminded the audience
of his contribution both to orthopaedic surgery and to the
B.O.A. Mr. Evans closed his address with a recording of the
late Sir Reginald Watson-Jones, the effect of which can be
measured by the silence in which it was received.
The afternoon of the 10th took the form of informal
instructional/discussion groups on the subjects of back
pain and sciatica, rigidity in internal fixation, Tharies hip
surface replacement and surgical approaches to the hip
joint.
The instructional group on the significance of internal
fixation of fractures was led by Professor B. McKibbin
(Cardiff) who gave an informative address on the biology
of fracture healing and the influence of the rigidity of
fixation on the processes involved therein. Whilst the
exact mechanisms of periosteal and medullary callus
formation are not known, a greater understanding of the
functional relationship between these healing processes
and so called ‘primary bone healing’ appears to be developing.
J.S. Bradley