immune response results from vesigenurtacel-l (hs...

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IMMUNE RESPONSE RESULTS FROM VESIGENURTACEL-L (HS-410) IN COMBINATION WITH BCG FROM A RANDOMIZED PHASE 2 TRIAL IN PATIENTS WITH NON-MUSCLE INVASIVE BLADDER CANCER (NMIBC) Gary D. Steinberg 1 MD, Neal D. Shore 2 MD, Lawrence Karsh 3* MD, James L. Bailen 4 MD, Trinity J. Bivalacqua 5 MD, PhD, Karim Chamie 6 MD, James Cochran 7 MD, Richard David 8 MD, Robert Grubb 9 MD, Wael Harb 10 MD, Jeffrey Holzbeierlein 11 MD, Ashish M. Kamat 12 MD, Vijay Kasturi 13 MD, Edouard J. Trabulsi 14 MD, William Walsh 13 MD, Michael Williams 15 MD, Frederick N. Wolk 8 MD, Michael E. Woods 16 MD, Melissa Price 17 PhD, Brandon Early 18 MS, and Taylor H. Schreiber 18 MD, PhD for the HS410-101 Study Team 1 University of Chicago Medical Center, Chicago IL; 2 Carolina Urologic Research Center, Myrtle Beach, SC; 3 The Urology Center of Colorado, Denver, CO, *SUO-CTC PI; 4 First Urology, Jeffersonville, IN; 5 Johns Hopkins University, Baltimore, MD; 6 University of California Los Angeles, Los Angeles, CA; 7 Urology of North Texas, Dallas, TX; 8 Skyline Urology, Torrance, CA; 9 Washington University of St. Louis, St. Louis, MO; 10 Horizon Oncology, Lafayette, IN; 11 Kansas University Medical Center, Westwood, KS; 12 MD Anderson Cancer Center, Houston, TX; 13 University of Massachusetts Memorial Medical Center, Worcester MA; 14 Thomas Jefferson University, Philadelphia, PA; 15 Urology of Virginia, Virginia Beach, VA; 16 University of North Carolina, Chapel Hill, NC; 17 Taris Biomedical LLC, Lexington, MA; 18 Heat Biologics Inc., Durham, NC. Background Acknowledgements The authors are grateful for the patients and their families for the commitment to this trial and advancement of the treatment of bladder cancer. The following people helped make this trial possible: SUO-CTC, Victoria Brown, Hannah McKay, Jason Rose, Xin Xu, Alicia Williams, Sabrina Miles, David Dick, Tanya Townsend, Albert Chau, Pia Lynch, Gary Acton, Mark Schoenberg, and Mark Weinberg Trial Design Demographics and Patient Characteristics Interferon gamma ELISPOT Immune Response Clinical Efficacy (1-year Recurrence Free Survival) Bacillus Calmette-Guérin (BCG), is an intravesical immunotherapy which remains the mainstay of non-muscle invasive bladder cancer (NMIBC) treatment since 1976. With adequate surgical resection and adjuvant BCG treatment, about 53- 63% of newly-diagnosed T1 and high-grade Ta patients will remain disease free at 1-year. The current model of BCG’s mechanism of action (MOA) proposes direct cytotoxicity of the urothelium (and tumor) and an indirect effect by immune cell mediation. Given the MOA, combining T-cell activation strategies with BCG could potentiate the effect of BCG.[1,2] Vesigenurtacel-L (HS-410) is a vaccine comprised of an allogeneic cell line, PC3, selected from a series of cell lines for high expression of known bladder cancer antigens. The cell line was stably transfected with a plasmid that induces the expression of a modified, secretable, heat shock protein, gp96-Ig, which is a versatile tumor antigen chaperone and adjuvant protein. We conducted a randomized Phase 2 trial with vesigenurtacel-L in combination with BCG in NMIBC. Overall, the vaccine arms did not show a statistical improvement over the placebo arm in the primary endpoint (1-year recurrence free survival). However, vaccine patients experienced increases in IFN-γ secreting CD8+ T-cells which was not seen in patients treated with placebo, compelling further evaluation of these immune responses.[3] Here we present immunologic correlative data from the Phase 2 trial to advise future development with vesigenurtacel-L. Trial ID: NCT02010203 References 1. C. Biot, et al, Preexisting BCG-specific T cells improve intravesical immunotherapy for bladder cancer. Sci. Transl. Med. 4, 137ra72 (2012). 2. G. Redelman-Sidi, et al. The mechanism of action of BCG therapy for bladder cancer—a current perspective. Nature Reviews Urology 11, 153–162 (2014) 3. HS410-101 Data presented at SUO Annual Meeting 2016 Arm 1: BCG + Low Dose Vesigenurtacel-L (N=26) Arm 2: BCG + High Dose Vesigenurtacel-L (N=26) Arm 3: BCG + Placebo (N=26) Arm 4: High Dose Vesigenurtacel-L (N=16) Age (Years) Median 72 69.5 70.5 73 Gender n(%) Male 23 (88.46%) 21 (80.77%) 20 (76.92%) 13 (81.25%) Treatment Status BCG Naïve BCG Recurrent (>12 mo) 18 (69.23%) 8 (30.77%) 16 (61.54%) 10 (38.46%) 16 (61.54%) 10 (38.46%) 7 (43.75%) 9 (56.25%) TNM Classification T1 TA TIS 12 (46.15%) 7 (26.92%) 7 (26.92%) 7 (26.92%) 11 (42.31%) 8 (30.77%) 11 (42.31%) 10 (38.46%) 5 (19.23%) 4 (25.00%) 11 (68.75%) 1 (6.25%) Carcinoma in situ Yes 11 (42.31%) 11 (42.31%) 9 (34.62%) 4 (25.00%) WHO 2004 Grade High 25 (96.15%) 22 (84.62%) 24 (92.31%) 15 (93.75%) Immune Correlative Analyses Immunohistochemistry Conclusions/Next Steps Figure 2: HS410-101 Trial Design Patients who would receive BCG were centrally randomized into one of three blinded treatment arms. Arms were stratified at the time of randomization by baseline risk category (intermediate- or high-risk) or concomitant CIS (yes or no). Patients who would not receive BCG were assigned sequentially to the open label monotherapy arm. Vaccine was given in combination with 6 weeks of induction BCG, followed by 6 more weeks of HS-410 in the induction phase. Maintenance treatment consisted of 3-weekly treatments at the following timepoints: 3 months, 6 months, 12 months. Table 1: Demographics and Baseline Disease History Baseline demographic and disease status were well balanced across treatment arms. All patients had urothelial carcinoma except 1 patient in Arm 3 who had squamous cell carcinoma. Flow Cytometry Profiling Figure 3: Vaccination induced antigen-specific cytotoxic immune responses in peripheral blood T-cells Peripheral blood cells were re-stimulated with whole vaccine lysate (A) and overlapping peptides to tumor antigens contained within the vaccine (B-F), or BCG lysate (G). Increases in spots indicates activated T-cells recognizing antigen and producing cytotoxic interferon gamma (IFN-g). Placebo treated patients (red lines) did not consistently demonstrate increases in IFN-g secreting T cells. Increases in these cells were seen in vaccine patients (black lines) in an immune priming pattern. Most patients did not mount IFN-g response to BCG lysate. Week 7 timepoint: after vaccine + BCG induction, Week 13: after 6 weeks of vaccine only, Week 28: after second maintenance doses. Vaccine patients Placebo patients Discussion Figure 4: Clinical Efficacy Data by Immune Response Immune Responders may have a better disease free interval when compared to Non-Immune Responders, though these are small data sets. Overall, vaccine-containing arms are not statistically different from the placebo-containing arm at 1-year (data not shown but presented previously [3]). These immune responses compelled additional immune profiling to define potential patterns of response and potential pretreatment biomarkers. The HS410-101 protocol incorporated correlative immune analyses as endpoints (other safety and efficacy endpoints were also included, not shown). Data supporting bolded endpoints are presented here: SECONDARY ENDPOINTS (IMMUNE RELATED): Immunologic response of CD8 cells via ELISPOT EXPLORATORY ENDPOINTS (IMMUNE RELATED): Immunologic response of PBMCs by flow cytometry Evaluation of tumor tissue by mRNA expression/sequencing for: antigen expression, expression of MHC1, and expression of immunosuppressive molecules Evaluation of tumor tissue for presence of infiltrating T-lymphocytes (TILs) T cell receptor sequencing of PBMCs and tumor tissue Immune cell infiltration and inflammatory cytokine levels in urine 0 200 400 600 800 0 50 100 Recurrence Free Survival by Immune Response Days elapsed Percent survival Vaccine Immune Responders (n=14) Vaccine Non-Immune Responders (n=37) Vaccine Mechanism of Action Figure 1: Vaccine Mechanism of Action Vesigenurtacel-L (ImPACT) cells are intradermally injected into the patient. Vesigenurtacel-L cells secrete TAA-gp96-Ig protein complexes (1), which act as a dual antigen carrier and adjuvant. Dendritic cells are subsequently activated (2) leading to the selective antigen specific activation of CD8+ T-cells (3). CD8+ T- cells circulate within the patient’s body and eliminate encountered tumor cells (4). Proof of Concept data have confirmed this mechanism of action in clinical trials. Tumor Infiltrating Lymphocyte (TIL) at Baseline Vaccine Arms Placebo Arms Baseline TIL Enrolled Patients Patients Recurred Enrolled Patients Patients Recurred TOTAL High CD8 TIL 8 2 (25%) 5 1 (20%) 3/13 (23%) Low CD8 TIL 28 8 (29%) 13 5 (38%) 13/41 (32%) Table 2: Recurrence rate by baseline CD8 Tumor Infiltrating Lymphocyte (TIL) status and treatment arm Previous clinical trials with the ImPACT platform have shown CD8+ TIL induction after vaccination. In this trial, patients with High TIL at baseline had fewer disease recurrences than patients with Low TIL at baseline – patients with inflamed tumors have better outcomes in many tumor types. However, Low TIL patients treated with vaccine appear to have a similar recurrence rate to High TIL patients. These data support the vaccine mechanism of action of stimulating a CD8+ T-cell response that may be related to clinical outcome. The HS410-101 trial was designed to treat patients in a minimal residual disease setting to test the combination of HS-410 vaccine and standard of care BCG against BCG alone. The proposed mechanism of BCG, with direct cytotoxicity and recruitment of immune cells, provided a compelling rationale to use HS-410 to activate T-cells while BCG helped attract those activated T-cells to the bladder to lower the incidence of malignant recurrence. Immune responses generated in this trial (and other ImPACT vaccine combination trials) demonstrate: 1. HS-410 activates CD8+ T-cells. 2. Those activated CD8 cells secrete cytotoxic IFN-g when re-stimulated with vaccine lysate and individual cancer antigens. 3. Patients who generate this type of immune response appear to have a lower recurrence rate. These data support the vaccine mechanism of action and clinical proof of concept. Further, this vaccine treatment strategy could be evaluated in more advanced bladder patient populations where immunotherapy has been shown to be effective but where all patients do not respond due to insufficient T cell activation and expansion. 0 10 20 30 0 500 1000 1200 1400 HS-410 Lysate Weeks of Treatment # Spots/10 6 PBMC 0 10 20 30 0 50 100 400 600 BCG Lysate Weeks of Treatment % of PMA/ION Response 0 10 20 30 0 20 40 60 100 200 NY-ESO-1 Peptides Weeks of Treatment # Spots/10 6 PBMC 0 10 20 30 0 20 40 60 80 Survivin Peptides Weeks of Treatment # Spots/10 6 PBMC 0 10 20 30 0 20 40 200 400 TTK Peptides Weeks of Treatment # Spots/10 6 PBMC 0 10 20 30 0 100 200 300 400 800 1200 CEP55 Peptides Weeks of Treatment # Spots/10 6 PBMC 0 10 20 30 0 20 40 60 80 100 200 MAGE-A6 Peptides Weeks of Treatment # Spots/10 6 PBMC A B C D E F G Figure 6: Analysis of cell surface immune markers by flow cytometry Cell-surface stains were performed on freshly isolated peripheral blood mononuclear cells (PBMC). Despite trends in markers of immune cell activation in clinical trials with similar ImPACT vaccines, there were minimal trends visible in this trial. A trend appeared in markers of proliferating cells between CD4 and CD8 cells (A&B), suggestive of a differential role of BCG in these populations. 0 20 40 60 0 20 40 60 80 100 Proliferating Helper T-cells (CD4+Ki67+) Weeks B 0 20 40 60 0 20 40 60 Activated Killer T-cells (CD8+PD1+) Weeks C 0 20 40 60 0 5 10 15 20 25 Activated Helper T-cells (CD4+PD1+) Weeks D 0 20 40 60 0 20 40 60 80 Activated Killer T-cells (CD8+Tim3+) Weeks E 0 20 40 60 0 10 20 30 40 50 Activated Helper T-cells (CD4+Tim3+) Weeks F 0 20 40 60 0 1 2 3 4 5 Activated Killer T-cells (CD8+CTLA4+) Weeks Percent positive G 0 20 40 60 0 20 40 60 80 100 Activated Killer T-cells (CD8+IFNg+) Weeks I 0 20 40 60 0 20 40 60 80 Activated Helper T-cells (CD4+IFNg+) Weeks J 0 20 40 60 0 20 40 60 80 Activated Killer T-cells (CD8+Perforin+) Weeks K 0 20 40 60 0 20 40 60 Activated Helper T-cells (CD4+Perforin+) Weeks L 0 20 40 60 0 20 40 60 Myeloid Derived Suppressor Cells (CD45-HLADR-CD11b+CD33+) Weeks M 0 20 40 60 0 2 4 6 8 10 Activated Helper T-cells (CD4+CTLA4+) Weeks H Vaccine patients Placebo patients 1. Immune response as measured by ELISPOT analysis on peripheral blood lymphocytes drawn from patients on treatment suggest a better recurrence free survival outcome than non-immune responders. 2. In the placebo arm, Low TIL at the start of treatment had a higher incidence of recurrence compared to patients with High TIL at the start of treatment. Further patient follow-up and post-treatment biopsies may advance the understanding of this trend. 3. Interestingly, in the vaccine treated group, recurrence levels were essentially the same between the High and Low TIL subgroups. 4. These robust markers of immune activation coupled with the previously-reported low incidence and severity of safety signals may warrant evaluation of HS-410 in patients with more advanced disease. 5. HS-410 in combination with BCG continues to be generally well tolerated. 0 20 40 60 0 20 40 60 80 100 Proliferating Killer T-cells (CD8+Ki67+) Weeks A Representative High TIL samples Patient 25-018 baseline Patient 15-005 Week 13 CD8 = red, PD-L1 = brown Representative Low TIL samples Patient 15-009 baseline Patient 31-005 Week 13 CD8 = red, PD-L1 = brown Figure 5: Representative Immunohistochemistry Images All patients had baseline biopsies; 64 of 78 were evaluable for CD8+ tumor infiltrating lymphocytes (TIL, red) and PD-L1 expression (brown). Thirty-nine (39) patients had follow-up biopsies as clinically indicated (disease recurrence). Most patients in this trial did not have CD8+ TIL: 41 of 64 evaluable biopsies were low CD8+ TIL. PD-L1 staining was sparse in most samples, but was localized in some patients in areas that appear to be granulomas, consistent with literature reports. Further post- treatment biopsies may contribute to understanding the role of TIL (Table 2).

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Page 1: IMMUNE RESPONSE RESULTS FROM VESIGENURTACEL-L (HS …content.equisolve.net/_38e5eacb8811624ba3e79cb12946cc34/heatb… · 13.02.2017  · immune response results from vesigenurtacel-l

IMMUNE RESPONSE RESULTS FROM VESIGENURTACEL-L (HS-410) IN COMBINATION WITH BCG FROM A RANDOMIZED PHASE 2 TRIAL IN PATIENTS WITH NON-MUSCLE INVASIVE BLADDER CANCER (NMIBC)

Gary D. Steinberg1 MD, Neal D. Shore2 MD, Lawrence Karsh3* MD, James L. Bailen4 MD, Trinity J. Bivalacqua5 MD, PhD, Karim Chamie6 MD, James Cochran7 MD, Richard David8 MD, Robert Grubb9 MD, Wael Harb10 MD, Jeffrey Holzbeierlein11 MD, Ashish M. Kamat12 MD, Vijay Kasturi13 MD, Edouard J. Trabulsi14 MD, William Walsh13 MD, Michael Williams15 MD, Frederick N. Wolk8 MD, Michael E. Woods16 MD, Melissa Price17 PhD, Brandon Early18 MS, and Taylor H. Schreiber18 MD, PhD for the HS410-101 Study Team

1University of Chicago Medical Center, Chicago IL; 2Carolina Urologic Research Center, Myrtle Beach, SC; 3The Urology Center of Colorado, Denver, CO, *SUO-CTC PI; 4First Urology, Jeffersonville, IN; 5Johns Hopkins University, Baltimore, MD; 6University of California Los Angeles, Los Angeles, CA; 7Urology of North Texas, Dallas, TX; 8Skyline Urology, Torrance, CA; 9Washington University of St. Louis, St. Louis, MO; 10Horizon Oncology, Lafayette, IN; 11Kansas University Medical Center, Westwood, KS; 12MD Anderson Cancer Center, Houston, TX; 13University of Massachusetts Memorial Medical Center, Worcester MA; 14Thomas Jefferson University, Philadelphia, PA; 15Urology of Virginia, Virginia Beach, VA; 16University of North Carolina, Chapel Hill, NC; 17Taris Biomedical LLC, Lexington, MA; 18Heat Biologics Inc., Durham, NC.

Background

Acknowledgements

The authors are grateful for the patients and their families for the commitment to this trial and advancement of the treatment of bladder cancer.

The following people helped make this trial possible: SUO-CTC, Victoria Brown, HannahMcKay, Jason Rose, Xin Xu, Alicia Williams, Sabrina Miles, David Dick, Tanya Townsend, AlbertChau, Pia Lynch, Gary Acton, Mark Schoenberg, and Mark Weinberg

Trial Design Demographics and Patient Characteristics

Interferon gamma ELISPOT Immune Response

Clinical Efficacy (1-year Recurrence Free Survival)

Bacillus Calmette-Guérin (BCG), is an intravesical immunotherapy which remainsthe mainstay of non-muscle invasive bladder cancer (NMIBC) treatment since1976. With adequate surgical resection and adjuvant BCG treatment, about 53-63% of newly-diagnosed T1 and high-grade Ta patients will remain disease free at1-year. The current model of BCG’s mechanism of action (MOA) proposes directcytotoxicity of the urothelium (and tumor) and an indirect effect by immune cellmediation. Given the MOA, combining T-cell activation strategies with BCG couldpotentiate the effect of BCG.[1,2]Vesigenurtacel-L (HS-410) is a vaccine comprised of an allogeneic cell line, PC3,selected from a series of cell lines for high expression of known bladder cancerantigens. The cell line was stably transfected with a plasmid that induces theexpression of a modified, secretable, heat shock protein, gp96-Ig, which is aversatile tumor antigen chaperone and adjuvant protein.We conducted a randomized Phase 2 trial with vesigenurtacel-L in combinationwith BCG in NMIBC. Overall, the vaccine arms did not show a statisticalimprovement over the placebo arm in the primary endpoint (1-year recurrencefree survival). However, vaccine patients experienced increases in IFN-γ secretingCD8+ T-cells which was not seen in patients treated with placebo, compellingfurther evaluation of these immune responses.[3]Here we present immunologic correlative data from the Phase 2 trial to advisefuture development with vesigenurtacel-L. Trial ID: NCT02010203

References

1. C. Biot, et al, Preexisting BCG-specific T cells improve intravesical immunotherapy forbladder cancer. Sci. Transl. Med. 4, 137ra72 (2012).2. G. Redelman-Sidi, et al. The mechanism of action of BCG therapy for bladder cancer—acurrent perspective. Nature Reviews Urology 11, 153–162 (2014)3. HS410-101 Data presented at SUO Annual Meeting 2016

Arm 1:

BCG + Low Dose

Vesigenurtacel-L

(N=26)

Arm 2:

BCG + High Dose

Vesigenurtacel-L

(N=26)

Arm 3:

BCG +

Placebo

(N=26)

Arm 4:

High Dose

Vesigenurtacel-L

(N=16)

Age (Years)

Median 72 69.5 70.5 73

Gender n(%)

Male 23 (88.46%) 21 (80.77%) 20 (76.92%) 13 (81.25%)

Treatment StatusBCG Naïve BCG Recurrent (>12 mo)

18 (69.23%)8 (30.77%)

16 (61.54%)10 (38.46%)

16 (61.54%)10 (38.46%)

7 (43.75%)9 (56.25%)

TNM Classification

T1

TA

TIS

12 (46.15%)

7 (26.92%)

7 (26.92%)

7 (26.92%)

11 (42.31%)

8 (30.77%)

11 (42.31%)

10 (38.46%)

5 (19.23%)

4 (25.00%)

11 (68.75%)

1 (6.25%)

Carcinoma in situ

Yes 11 (42.31%) 11 (42.31%) 9 (34.62%) 4 (25.00%)

WHO 2004 Grade

High 25 (96.15%) 22 (84.62%) 24 (92.31%) 15 (93.75%)

Immune Correlative Analyses

Immunohistochemistry

Conclusions/Next Steps

Figure 2: HS410-101 Trial DesignPatients who would receive BCG were centrally randomized into one of three blinded treatment arms. Armswere stratified at the time of randomization by baseline risk category (intermediate- or high-risk) orconcomitant CIS (yes or no). Patients who would not receive BCG were assigned sequentially to the openlabel monotherapy arm. Vaccine was given in combination with 6 weeks of induction BCG, followed by 6more weeks of HS-410 in the induction phase. Maintenance treatment consisted of 3-weekly treatments atthe following timepoints: 3 months, 6 months, 12 months.

Table 1: Demographics and Baseline Disease HistoryBaseline demographic and disease status were well balanced across treatment arms. All patients hadurothelial carcinoma except 1 patient in Arm 3 who had squamous cell carcinoma.

Flow Cytometry Profiling

Figure 3: Vaccination induced antigen-specific cytotoxic immune responses in peripheral blood T-cellsPeripheral blood cells were re-stimulated with whole vaccine lysate (A) and overlapping peptides totumor antigens contained within the vaccine (B-F), or BCG lysate (G). Increases in spots indicatesactivated T-cells recognizing antigen and producing cytotoxic interferon gamma (IFN-g). Placebo treatedpatients (red lines) did not consistently demonstrate increases in IFN-g secreting T cells. Increases inthese cells were seen in vaccine patients (black lines) in an immune priming pattern. Most patients didnot mount IFN-g response to BCG lysate.Week 7 timepoint: after vaccine + BCG induction, Week 13: after 6 weeks of vaccine only, Week 28: aftersecond maintenance doses.

Vaccine patients Placebo patients

Discussion

Figure 4: Clinical Efficacy Data by Immune ResponseImmune Responders may have a better disease free interval when compared to Non-Immune Responders,though these are small data sets. Overall, vaccine-containing arms are not statistically different from theplacebo-containing arm at 1-year (data not shown but presented previously [3]). These immune responsescompelled additional immune profiling to define potential patterns of response and potential pretreatmentbiomarkers.

The HS410-101 protocol incorporated correlative immune analyses as endpoints(other safety and efficacy endpoints were also included, not shown). Datasupporting bolded endpoints are presented here:

SECONDARY ENDPOINTS (IMMUNE RELATED):• Immunologic response of CD8 cells via ELISPOT

EXPLORATORY ENDPOINTS (IMMUNE RELATED):• Immunologic response of PBMCs by flow cytometry• Evaluation of tumor tissue by mRNA expression/sequencing for: antigen

expression, expression of MHC1, and expression of immunosuppressivemolecules

• Evaluation of tumor tissue for presence of infiltrating T-lymphocytes (TILs)• T cell receptor sequencing of PBMCs and tumor tissue• Immune cell infiltration and inflammatory cytokine levels in urine

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Vaccine Mechanism of Action

Figure 1: Vaccine Mechanism of ActionVesigenurtacel-L (ImPACT) cells are intradermally injected into the patient. Vesigenurtacel-L cells secreteTAA-gp96-Ig protein complexes (1), which act as a dual antigen carrier and adjuvant. Dendritic cells aresubsequently activated (2) leading to the selective antigen specific activation of CD8+ T-cells (3). CD8+ T-cells circulate within the patient’s body and eliminate encountered tumor cells (4). Proof of Concept datahave confirmed this mechanism of action in clinical trials.

Tumor Infiltrating Lymphocyte (TIL) at Baseline

Vaccine Arms Placebo Arms

Baseline TILEnrolled Patients

Patients Recurred

Enrolled Patients

Patients Recurred

TOTAL

High CD8 TIL 8 2 (25%) 5 1 (20%) 3/13 (23%)

Low CD8 TIL 28 8 (29%) 13 5 (38%) 13/41 (32%)

Table 2: Recurrence rate by baseline CD8 Tumor Infiltrating Lymphocyte (TIL) status and treatment armPrevious clinical trials with the ImPACT platform have shown CD8+ TIL induction after vaccination. In thistrial, patients with High TIL at baseline had fewer disease recurrences than patients with Low TIL atbaseline – patients with inflamed tumors have better outcomes in many tumor types. However, Low TILpatients treated with vaccine appear to have a similar recurrence rate to High TIL patients. These datasupport the vaccine mechanism of action of stimulating a CD8+ T-cell response that may be related toclinical outcome.

The HS410-101 trial was designed to treat patients in a minimal residualdisease setting to test the combination of HS-410 vaccine and standard ofcare BCG against BCG alone. The proposed mechanism of BCG, with directcytotoxicity and recruitment of immune cells, provided a compellingrationale to use HS-410 to activate T-cells while BCG helped attract thoseactivated T-cells to the bladder to lower the incidence of malignantrecurrence.

Immune responses generated in this trial (and other ImPACT vaccinecombination trials) demonstrate:1. HS-410 activates CD8+ T-cells.2. Those activated CD8 cells secrete cytotoxic IFN-g when re-stimulated

with vaccine lysate and individual cancer antigens.3. Patients who generate this type of immune response appear to have a

lower recurrence rate.

These data support the vaccine mechanism of action and clinical proof ofconcept. Further, this vaccine treatment strategy could be evaluated inmore advanced bladder patient populations where immunotherapy hasbeen shown to be effective but where all patients do not respond due toinsufficient T cell activation and expansion.

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M y e lo id D e r iv e d S u p p re s s o r C e lls

(C D 4 5 -H L A D R -C D 1 1 b + C D 3 3 + )

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Vaccine patients Placebo patients

1. Immune response as measured by ELISPOT analysis on peripheralblood lymphocytes drawn from patients on treatment suggest a betterrecurrence free survival outcome than non-immune responders.

2. In the placebo arm, Low TIL at the start of treatment had a higherincidence of recurrence compared to patients with High TIL at the startof treatment. Further patient follow-up and post-treatment biopsiesmay advance the understanding of this trend.

3. Interestingly, in the vaccine treated group, recurrence levels wereessentially the same between the High and Low TIL subgroups.

4. These robust markers of immune activation coupled with thepreviously-reported low incidence and severity of safety signals maywarrant evaluation of HS-410 in patients with more advanced disease.

5. HS-410 in combination with BCG continues to be generally welltolerated.

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P ro life ra t in g K ille r T -c e lls

(C D 8 + K i6 7 + )

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Representative High TIL samples

Patient 25-018 baseline

Patient 15-005 Week 13

CD8 = red, PD-L1 = brown

Representative Low TIL samples

Patient 15-009 baseline

Patient 31-005 Week 13

CD8 = red, PD-L1 = brown

Figure 5: Representative Immunohistochemistry ImagesAll patients had baseline biopsies; 64 of 78 were evaluable for CD8+ tumor infiltrating lymphocytes (TIL,red) and PD-L1 expression (brown). Thirty-nine (39) patients had follow-up biopsies as clinicallyindicated (disease recurrence). Most patients in this trial did not have CD8+ TIL: 41 of 64 evaluablebiopsies were low CD8+ TIL. PD-L1 staining was sparse in most samples, but was localized in somepatients in areas that appear to be granulomas, consistent with literature reports. Further post-treatment biopsies may contribute to understanding the role of TIL (Table 2).