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STATE RESPONSIBILITY

PROFESSOR PIERRE BODEAU-LIVINEC

REQUIRED READINGS (printed format)

Legal instruments and documents

1. Articles on the Responsibility of States for Internationally Wrongful Acts, 2001

For text, see The Work of the International Law Commission, 8th ed., vol. II, United

Nations publication, 2012, p. 401

Case law

2. Legal Consequences of the Construction of a Wall in the Occupied Palestinian

Territory, Advisory Opinion, I.C.J. Reports 2004, paras. 138-160

48

3. Application of the Convention on the Prevention and Punishment of the Crime of

Genocide (Bosnia and Herzegovina v. Serbia and Montenegro), Judgment, I.C.J.

Reports 2007, paras. 379-415

54

45

Legal Consequences of the Construction of a Wall in the Occupied Palestinian Territory

Advisory Opinion

I.C.J. Reports 2004, paras. 138-160

International Court of Justice

48

49

50

51

International Court of Justice

Application of the Convention on the Prevention and Punishment of the Crime of Genocide

(Bosnia and Herzegovina v. Serbia and Montenegro)

I.C.J. Reports 2007

- 135

-

VII

. The

que

stio

n of

res

pons

ibili

ty fo

r ev

ents

at S

rebr

enic

a un

der

Art

icle

III,

para

grap

h (a

),of

the

Gen

ocid

e C

onve

ntio

n

(1)

The

alle

ged

adm

issi

on

37

7. T

he C

ourt

first

not

es t

hat

the

App

lican

t co

nten

ds t

hat

the

Res

pond

ent

has

in f

act

reco

gniz

ed th

at g

enoc

ide

was

com

mitt

ed a

t Sre

bren

ica,

and

has

acc

epte

d le

gal r

espo

nsib

ility

for i

t.

The

App

lican

t ca

lled

atte

ntio

n to

the

fol

low

ing

offic

ial

decl

arat

ion

mad

e by

the

Cou

ncil

of

Min

iste

rs o

f th

e R

espo

nden

t on

15

June

200

5, f

ollo

win

g th

e sh

owin

g on

a B

elgr

ade

tele

visi

on

chan

nel o

n 2

June

200

5 of

a v

ideo

-rec

ordi

ng o

f th

e m

urde

r by

a p

aram

ilita

ry u

nit o

f si

x B

osni

an

Mus

lim p

rison

ers n

ear S

rebr

enic

a (p

arag

raph

289

abo

ve).

The

stat

emen

t rea

ds a

s fol

low

s:

“T

hose

who

com

mitt

ed th

e ki

lling

s in

Sre

bren

ica,

as

wel

l as

thos

e w

ho o

rder

ed

and

orga

nize

d th

at m

assa

cre

repr

esen

ted

neith

er S

erbi

a no

r M

onte

negr

o, b

ut a

n un

dem

ocra

tic r

egim

e of

ter

ror

and

deat

h, a

gain

st w

hom

the

maj

ority

of

citiz

ens

of

Serb

ia a

nd M

onte

negr

o pu

t up

the

stro

nges

t res

ista

nce.

O

ur c

onde

mna

tion

of c

rimes

in

Sreb

reni

ca d

oes

not

end

with

the

dire

ct

perp

etra

tors

. W

e de

man

d th

e cr

imin

al r

espo

nsib

ility

of

all

who

com

mitt

ed w

ar

crim

es, o

rgan

ized

them

or o

rder

ed th

em, a

nd n

ot o

nly

in S

rebr

enic

a.

C

rimin

als

mus

t no

t be

her

oes.

Any

pro

tect

ion

of t

he w

ar c

rimin

als,

for

wha

teve

r rea

son,

is a

lso

a cr

ime.

The

App

lican

t re

ques

ts t

he C

ourt

to d

ecla

re t

hat

this

dec

lara

tion

“be

rega

rded

as

a fo

rm o

f ad

mis

sion

and

as

havi

ng d

ecis

ive

prob

ativ

e fo

rce

rega

rdin

g th

e at

tribu

tabi

lity

to th

e Y

ugos

lav

Stat

e of

the

Sreb

reni

ca m

assa

cre”

.

37

8. I

t is

for

the

Cou

rt to

det

erm

ine

whe

ther

the

Res

pond

ent i

s re

spon

sibl

e fo

r an

y ac

ts o

f ge

noci

de w

hich

may

be

esta

blis

hed.

For

pur

pose

s of

a fi

ndin

g of

this

kin

d th

e C

ourt

may

take

into

ac

coun

t any

stat

emen

ts m

ade

by e

ither

par

ty th

at a

ppea

r to

bear

upo

n th

e m

atte

rs in

issu

e, a

nd h

ave

been

bro

ught

to

its a

ttent

ion

(cf.

Nuc

lear

Tes

ts (

Aust

ralia

v. F

ranc

e), J

udgm

ents

, I.C

.J. R

epor

ts 19

74, p

p. 2

63 ff

., pa

ras.

32 ff

.; (N

ew Z

eala

nd v

. Fra

nce)

, ibi

d., p

p. 4

65 ff

., pa

ras.

27 ff

.; F

ront

ier

Dis

pute

(B

urki

na

Faso

/Rep

ublic

of

M

ali),

Ju

dgm

ent,

I.C.J

. Re

port

s 19

86,

pp. 5

73-5

74,

para

s. 38

-39)

, and

may

acc

ord

to th

em s

uch

lega

l eff

ect a

s m

ay b

e ap

prop

riate

. H

owev

er, i

n th

e pr

esen

t cas

e, it

app

ears

to th

e C

ourt

that

the

decl

arat

ion

of 1

5 Ju

ne 2

005

was

of a

pol

itica

l nat

ure;

it

was

cle

arly

not

int

ende

d as

an

adm

issi

on,

whi

ch w

ould

hav

e ha

d a

lega

l ef

fect

in

com

plet

e co

ntra

dict

ion

to th

e su

bmis

sion

s m

ade

by th

e R

espo

nden

t bef

ore

this

Cou

rt, b

oth

at th

e tim

e of

the

decl

arat

ion

and

subs

eque

ntly

. Th

e C

ourt

ther

efor

e do

es n

ot fi

nd th

e st

atem

ent o

f 15

June

200

5 of

as

sist

ance

to it

in d

eter

min

ing

the

issu

es b

efor

e it

in th

e ca

se.

*

*

- 136

-

(2)

The

test

of r

espo

nsib

ility

37

9. I

n vi

ew o

f th

e fo

rego

ing

conc

lusi

ons,

the

Cou

rt no

w m

ust

asce

rtain

whe

ther

the

in

tern

atio

nal

resp

onsi

bilit

y of

the

Res

pond

ent

can

have

bee

n in

curr

ed,

on w

hate

ver

basi

s, in

co

nnec

tion

with

the

mas

sacr

es c

omm

itted

in th

e Sr

ebre

nica

are

a du

ring

the

perio

d in

que

stio

n. F

or

the

reas

ons

set o

ut a

bove

, tho

se m

assa

cres

con

stitu

ted

the

crim

e of

gen

ocid

e w

ithin

the

mea

ning

of

the

Con

vent

ion.

For

this

pur

pose

, the

Cou

rt m

ay b

e re

quire

d to

con

side

r the

follo

win

g th

ree

issu

es

in tu

rn.

Firs

t, it

need

s to

be

dete

rmin

ed w

heth

er th

e ac

ts o

f ge

noci

de c

ould

be

attri

bute

d to

the

Res

pond

ent

unde

r th

e ru

les

of c

usto

mar

y in

tern

atio

nal

law

of

Stat

e re

spon

sibi

lity;

th

is m

eans

as

certa

inin

g w

heth

er th

e ac

ts w

ere

com

mitt

ed b

y pe

rson

s or

org

ans

who

se c

ondu

ct is

attr

ibut

able

, sp

ecifi

cally

in th

e ca

se o

f the

eve

nts

at S

rebr

enic

a, to

the

Res

pond

ent.

Sec

ond,

the

Cou

rt w

ill n

eed

to a

scer

tain

whe

ther

act

s of

the

kin

d re

ferr

ed t

o in

Arti

cle

III

of t

he C

onve

ntio

n, o

ther

tha

n ge

noci

de i

tsel

f, w

ere

com

mitt

ed b

y pe

rson

s or

org

ans

who

se c

ondu

ct i

s at

tribu

tabl

e to

the

R

espo

nden

t und

er th

ose

sam

e ru

les

of S

tate

res

pons

ibili

ty:

that

is to

say

, the

act

s re

ferr

ed to

in

Arti

cle

III,

para

grap

hs (b

) to

(e),

one

of th

ese

bein

g co

mpl

icity

in g

enoc

ide.

Fin

ally

, it w

ill b

e fo

r th

e C

ourt

to r

ule

on th

e is

sue

as to

whe

ther

the

Res

pond

ent c

ompl

ied

with

its

twof

old

oblig

atio

n de

rivin

g fr

om A

rticl

e I o

f the

Con

vent

ion

to p

reve

nt a

nd p

unis

h ge

noci

de.

38

0. T

hese

thre

e is

sues

mus

t be

addr

esse

d in

the

orde

r se

t out

abo

ve, b

ecau

se th

ey a

re s

o in

terr

elat

ed t

hat

the

answ

er o

n on

e po

int

may

aff

ect

the

rele

vanc

e or

sig

nific

ance

of

the

othe

rs.

Thus

, if

and

to th

e ex

tent

that

con

side

ratio

n of

the

first

issu

e w

ere

to le

ad to

the

conc

lusi

on th

at

som

e ac

ts o

f ge

noci

de a

re a

ttrib

utab

le t

o th

e R

espo

nden

t, it

wou

ld b

e un

nece

ssar

y to

det

erm

ine

whe

ther

it

may

als

o ha

ve i

ncur

red

resp

onsi

bilit

y un

der

Arti

cle

III,

para

grap

hs (b

) to

(e),

of t

he

Con

vent

ion

for t

he s

ame

acts

. Ev

en th

ough

it is

theo

retic

ally

pos

sibl

e fo

r the

sam

e ac

ts to

resu

lt in

th

e at

tribu

tion

to a

Sta

te o

f ac

ts o

f ge

noci

de (

cont

empl

ated

by

Art.

III,

para

. (a)

), co

nspi

racy

to

com

mit

geno

cide

(Art.

III,

para

. (b)

), an

d di

rect

and

pub

lic in

cite

men

t to

com

mit

geno

cide

(Art.

III,

para

.(c)

), th

ere

wou

ld b

e lit

tle p

oint

, whe

re th

e re

quire

men

ts fo

r attr

ibut

ion

are

fulfi

lled

unde

r (a)

,in

mak

ing

a ju

dici

al f

indi

ng t

hat

they

are

als

o sa

tisfie

d un

der

(b)

and

(c),

sinc

e re

spon

sibi

lity

unde

r(a)

abs

orbs

tha

t un

der

the

othe

r tw

o.

The

idea

of

hold

ing

the

sam

e St

ate

resp

onsi

ble

by

attri

butin

g to

it

acts

of

“gen

ocid

e” (

Art.

III,

para

. (a)

), “a

ttem

pt t

o co

mm

it ge

noci

de”

(Art.

III,

para

.(d)

), an

d “c

ompl

icity

in g

enoc

ide”

(Art.

III,

para

. (e)

), in

rela

tion

to th

e sa

me

actio

ns, m

ust b

e re

ject

ed a

s unt

enab

le b

oth

logi

cally

and

lega

lly.

38

1. O

n th

e ot

her

hand

, th

ere

is n

o do

ubt

that

a f

indi

ng b

y th

e C

ourt

that

no

acts

tha

t co

nstit

ute

geno

cide

, w

ithin

the

mea

ning

of

Arti

cle

II a

nd A

rticl

e II

I, pa

ragr

aph

(a),

of t

he

Con

vent

ion,

can

be

attri

bute

d to

the

Res

pond

ent

will

not

fre

e th

e C

ourt

from

the

obl

igat

ion

to

dete

rmin

e w

heth

er th

e R

espo

nden

t’s r

espo

nsib

ility

may

nev

erth

eles

s ha

ve b

een

incu

rred

thro

ugh

the

attri

butio

n to

it o

f the

act

s, or

som

e of

the

acts

, ref

erre

d to

in A

rticl

e II

I, pa

ragr

aphs

(b) t

o (e

).In

par

ticul

ar, i

t is

clea

r tha

t act

s of

com

plic

ity in

gen

ocid

e ca

n be

attr

ibut

ed to

a S

tate

to w

hich

no

act o

f gen

ocid

e co

uld

be a

ttrib

uted

und

er th

e ru

les

of S

tate

resp

onsi

bilit

y, th

e co

nten

t of w

hich

will

be

con

side

red

belo

w.

54

- 137

-

38

2. F

urth

erm

ore,

the

ques

tion

whe

ther

the

Res

pond

ent h

as c

ompl

ied

with

its

oblig

atio

ns to

pr

even

t and

pun

ish

geno

cide

aris

es in

diff

eren

t ter

ms,

depe

ndin

g on

the

repl

ies t

o th

e tw

o pr

eced

ing

ques

tions

. It

is o

nly

if th

e C

ourt

answ

ers

the

first

two

ques

tions

in th

e ne

gativ

e th

at it

will

hav

e to

co

nsid

er w

heth

er t

he R

espo

nden

t fu

lfille

d its

obl

igat

ion

of p

reve

ntio

n, i

n re

latio

n to

the

who

le

accu

mul

atio

n of

fac

ts c

onst

itutin

g ge

noci

de.

If a

Sta

te is

hel

d re

spon

sibl

e fo

r an

act

of

geno

cide

(b

ecau

se it

was

com

mitt

ed b

y a

pers

on o

r org

an w

hose

con

duct

is a

ttrib

utab

le to

the

Stat

e), o

r for

on

e of

the

othe

r act

s re

ferr

ed to

in A

rticl

e II

I of t

he C

onve

ntio

n (f

or th

e sa

me

reas

on),

then

ther

e is

no

poi

nt in

ask

ing

whe

ther

it c

ompl

ied

with

its

oblig

atio

n of

pre

vent

ion

in re

spec

t of t

he s

ame

acts

, be

caus

e lo

gic

dict

ates

that

a S

tate

can

not h

ave

satis

fied

an o

blig

atio

n to

pre

vent

gen

ocid

e in

whi

ch

it ac

tivel

y pa

rtici

pate

d. O

n th

e ot

her h

and,

it is

sel

f-ev

iden

t, as

the

Parti

es re

cogn

ize,

that

if a

Sta

te

is n

ot r

espo

nsib

le f

or a

ny o

f th

e ac

ts r

efer

red

to i

n A

rticl

e II

I, pa

ragr

aphs

(a)

to (e

), of

the

C

onve

ntio

n, t

his

does

not

mea

n th

at i

ts r

espo

nsib

ility

can

not

be s

ough

t fo

r a

viol

atio

n of

the

ob

ligat

ion

to p

reve

nt g

enoc

ide

and

the

othe

r act

s ref

erre

d to

in A

rticl

e II

I.

38

3. F

inal

ly, i

t sh

ould

be

mad

e cl

ear

that

, w

hile

, as

not

ed a

bove

, a

Stat

e’s

resp

onsi

bilit

y de

rivin

g fr

om a

ny o

f th

ose

acts

ren

ders

moo

t th

e qu

estio

n w

heth

er i

t sa

tisfie

d its

obl

igat

ion

of

prev

entio

n in

res

pect

of

the

sam

e co

nduc

t, it

does

not

nec

essa

rily

rend

er s

uper

fluou

s th

e qu

estio

n w

heth

er th

e St

ate

com

plie

d w

ith it

s ob

ligat

ion

to p

unis

h th

e pe

rpet

rato

rs o

f the

act

s in

que

stio

n. I

t is

per

fect

ly p

ossi

ble

for a

Sta

te to

incu

r res

pons

ibili

ty a

t onc

e fo

r an

act o

f gen

ocid

e (o

r com

plic

ity

in g

enoc

ide,

inc

item

ent

to c

omm

it ge

noci

de, o

r an

y of

the

oth

er a

cts

enum

erat

ed i

n A

rticl

e II

I)

com

mitt

ed b

y a

pers

on o

r org

an w

hose

con

duct

is a

ttrib

utab

le to

it, a

nd fo

r the

bre

ach

by th

e St

ate

of it

s ob

ligat

ion

to p

unis

h th

e pe

rpet

rato

r of t

he a

ct:

thes

e ar

e tw

o di

stin

ct in

tern

atio

nally

wro

ngfu

l ac

ts a

ttrib

utab

le t

o th

e St

ate,

and

bot

h ca

n be

ass

erte

d ag

ains

t it

as b

ases

for

its

int

erna

tiona

l re

spon

sibi

lity.

38

4. H

avin

g th

us e

xpla

ined

the

int

erre

latio

nshi

p am

ong

the

thre

e is

sues

set

out

abo

ve

(par

agra

ph 3

79),

the

Cou

rt w

ill n

ow p

roce

ed t

o co

nsid

er t

he f

irst

of t

hem

. Th

is i

s th

e qu

estio

n w

heth

er th

e m

assa

cres

com

mitt

ed a

t Sre

bren

ica

durin

g th

e pe

riod

in q

uest

ion,

whi

ch c

onst

itute

the

crim

e of

gen

ocid

e w

ithin

the

mea

ning

of

Arti

cles

II a

nd II

I, pa

ragr

aph

(a),

of th

e C

onve

ntio

n, a

re

attri

buta

ble,

in w

hole

or

in p

art,

to th

e R

espo

nden

t. T

his

ques

tion

has

in f

act t

wo

aspe

cts,

whi

ch

the

Cou

rt m

ust c

onsi

der

sepa

rate

ly.

Firs

t, it

shou

ld b

e as

certa

ined

whe

ther

the

acts

com

mitt

ed a

t Sr

ebre

nica

wer

e pe

rpet

rate

d by

org

ans o

f the

Res

pond

ent,

i.e.,

by p

erso

ns o

r ent

ities

who

se c

ondu

ct

is n

eces

saril

y at

tribu

tabl

e to

it, b

ecau

se th

ey a

re in

fac

t the

inst

rum

ents

of

its a

ctio

n. N

ext,

if th

e pr

eced

ing

ques

tion

is a

nsw

ered

in

the

nega

tive,

it

shou

ld b

e as

certa

ined

whe

ther

the

act

s in

qu

estio

n w

ere

com

mitt

ed b

y pe

rson

s w

ho, w

hile

not

org

ans

of th

e R

espo

nden

t, di

d ne

verth

eles

s ac

t on

the

inst

ruct

ions

of,

or u

nder

the

dire

ctio

n or

con

trol o

f, th

e R

espo

nden

t.

*

*

- 138

-

(3)

The

que

stio

n of

att

ribu

tion

of th

e Sr

ebre

nica

gen

ocid

e to

the

Res

pond

ent o

n th

e ba

sis

of

the

cond

uct o

f its

org

ans

38

5. T

he f

irst

of t

hese

tw

o qu

estio

ns r

elat

es t

o th

e w

ell-e

stab

lishe

d ru

le,

one

of t

he

corn

erst

ones

of

the

law

of

Stat

e re

spon

sibi

lity,

tha

t th

e co

nduc

t of

any

Sta

te o

rgan

is

to b

e co

nsid

ered

an

act o

f the

Sta

te u

nder

inte

rnat

iona

l law

, and

ther

efor

e gi

ves

rise

to th

e re

spon

sibi

lity

of th

e St

ate

if it

cons

titut

es a

bre

ach

of a

n in

tern

atio

nal o

blig

atio

n of

the

Stat

e. T

his

rule

, whi

ch is

on

e of

cus

tom

ary

inte

rnat

iona

l la

w,

is r

efle

cted

in

Arti

cle

4 of

the

ILC

Arti

cles

on

Stat

e R

espo

nsib

ility

as f

ollo

ws:

“Art

icle

4

Con

duct

of o

rgan

s of a

Sta

te

1.

The

con

duct

of a

ny S

tate

org

an s

hall

be c

onsi

dere

d an

act

of t

hat S

tate

und

er

inte

rnat

iona

l la

w, w

heth

er t

he o

rgan

exe

rcis

es l

egis

lativ

e, e

xecu

tive,

jud

icia

l or

any

ot

her

func

tions

, w

hate

ver

posi

tion

it ho

lds

in t

he o

rgan

izat

ion

of t

he S

tate

, an

d w

hate

ver i

ts c

hara

cter

as

an o

rgan

of t

he c

entra

l Gov

ernm

ent o

r of a

terr

itoria

l uni

t of

the

Stat

e.

2.

An

orga

n in

clud

es a

ny p

erso

n or

ent

ity w

hich

has

that

sta

tus

in a

ccor

danc

e w

ith th

e in

tern

al la

w o

f the

Sta

te.”

38

6. W

hen

appl

ied

to th

e pr

esen

t cas

e, th

is r

ule

first

cal

ls f

or a

det

erm

inat

ion

whe

ther

the

acts

of

geno

cide

com

mitt

ed i

n Sr

ebre

nica

wer

e pe

rpet

rate

d by

“pe

rson

s or

ent

ities

” ha

ving

the

st

atus

of o

rgan

s of

the

Fede

ral R

epub

lic o

f Yug

osla

via

(as

the

Res

pond

ent w

as k

now

n at

the

time)

un

der i

ts in

tern

al la

w, a

s th

en in

forc

e. I

t mus

t be

said

that

ther

e is

not

hing

whi

ch c

ould

just

ify a

n af

firm

ativ

e re

spon

se to

this

que

stio

n.

It ha

s no

t bee

n sh

own

that

the

FRY

arm

y to

ok p

art i

n th

e m

assa

cres

, nor

that

the

polit

ical

lead

ers o

f the

FR

Y h

ad a

han

d in

pre

parin

g, p

lann

ing

or in

any

way

ca

rryi

ng o

ut th

e m

assa

cres

. It

is tr

ue th

at th

ere

is m

uch

evid

ence

of d

irect

or i

ndire

ct p

artic

ipat

ion

by th

e of

ficia

l arm

y of

the

FRY

, alo

ng w

ith th

e B

osni

an S

erb

arm

ed fo

rces

, in

mili

tary

ope

ratio

ns

in B

osni

a an

d H

erze

govi

na in

the

year

s pr

ior

to th

e ev

ents

at S

rebr

enic

a.

That

par

ticip

atio

n w

as

repe

ated

ly c

onde

mne

d by

the

polit

ical

org

ans o

f the

Uni

ted

Nat

ions

, whi

ch d

eman

ded

that

the

FRY

pu

t an

end

to it

(see

, for

exa

mpl

e, S

ecur

ity C

ounc

il re

solu

tions

752

(199

2), 7

57 (1

992)

, 762

(199

2),

819

(199

3), 8

38 (1

993)

). I

t has

how

ever

not

bee

n sh

own

that

ther

e w

as a

ny s

uch

parti

cipa

tion

in

rela

tion

to th

e m

assa

cres

com

mitt

ed a

t Sre

bren

ica

(see

als

o pa

ragr

aphs

278

to 2

97 a

bove

). F

urth

er,

neith

er th

e R

epub

lika

Srps

ka, n

or th

e V

RS

wer

e de

jure

org

ans o

f the

FR

Y, s

ince

non

e of

them

had

th

e st

atus

of o

rgan

of t

hat S

tate

und

er it

s int

erna

l law

.

38

7.

The

App

lican

t ha

s ho

wev

er

clai

med

th

at

all

offic

ers

in

the

VR

S,

incl

udin

g G

ener

al M

ladi

, re

mai

ned

unde

r FR

Y m

ilita

ry a

dmin

istra

tion,

and

tha

t th

eir

sala

ries

wer

e pa

id

from

Bel

grad

e rig

ht u

p to

200

2, a

nd a

ccor

ding

ly c

onte

nds

that

thes

e of

ficer

s “w

ere

de ju

re o

rgan

s of

[the

FR

Y],

inte

nded

by

thei

r sup

erio

rs to

ser

ve in

Bos

nia

and

Her

zego

vina

with

the

VR

S”.

On

this

bas

is it

has

bee

n al

lege

d by

the

App

lican

t tha

t tho

se o

ffic

ers,

in a

dditi

on to

bei

ng o

ffic

ers o

f the

V

RS,

rem

aine

d of

ficer

s of

the

VJ,

and

wer

e th

us d

e ju

re o

rgan

s of

the

Res

pond

ent (

para

grap

h 23

8 ab

ove)

. T

he R

espo

nden

t ho

wev

er a

sser

ts t

hat

only

som

e of

the

VR

S of

ficer

s w

ere

bein

g

55

- 139

-

“adm

inis

tere

d” b

y th

e 30

th P

erso

nnel

Cen

tre i

n B

elgr

ade,

so

that

mat

ters

lik

e th

eir

paym

ent,

prom

otio

n, p

ensi

on, e

tc.,

wer

e be

ing

hand

led

from

the

FRY

(par

agra

ph 2

38 a

bove

); a

nd th

at it

has

no

t bee

n cl

early

est

ablis

hed

whe

ther

Gen

eral

Mla

di w

as o

ne o

f th

em.

The

App

lican

t has

sho

wn

that

the

pro

mot

ion

of M

ladi

to

the

rank

of

Col

onel

Gen

eral

on

24 Ju

ne 1

994

was

han

dled

in

Bel

grad

e, b

ut t

he R

espo

nden

t em

phas

izes

tha

t th

is w

as m

erel

y a

verif

icat

ion

for

adm

inis

trativ

e pu

rpos

es o

f a p

rom

otio

n de

cide

d by

the

auth

oriti

es o

f the

Rep

ublik

a Sr

pska

.

38

8. T

he C

ourt

note

s fir

st th

at n

o ev

iden

ce h

as b

een

pres

ente

d th

at e

ither

Gen

eral

Mla

di o

r an

y of

the

othe

r off

icer

s w

hose

aff

airs

wer

e ha

ndle

d by

the

30th

Per

sonn

el C

entre

wer

e, a

ccor

ding

to

the

inte

rnal

law

of t

he R

espo

nden

t, of

ficer

s of

the

arm

y of

the

Res

pond

ent

a d

e ju

re o

rgan

of

the

Res

pond

ent.

Nor

has

it b

een

conc

lusi

vely

est

ablis

hed

that

Gen

eral

Mla

di w

as o

ne o

f th

ose

offic

ers;

and

eve

n on

the

basi

s th

at h

e m

ight

hav

e be

en, t

he C

ourt

does

not

con

side

r tha

t he

wou

ld,

for t

hat r

easo

n al

one,

hav

e to

be

treat

ed a

s an

org

an o

f the

FR

Y fo

r the

pur

pose

s of

the

appl

icat

ion

of t

he r

ules

of

Stat

e re

spon

sibi

lity.

Th

ere

is n

o do

ubt

that

the

FR

Y w

as p

rovi

ding

sub

stan

tial

supp

ort,

inte

r alia

, fin

anci

al s

uppo

rt, to

the

Rep

ublik

a Sr

pska

(cf

. par

agra

ph 2

41 a

bove

), an

d th

at

one

of th

e fo

rms

that

sup

port

took

was

pay

men

t of

sala

ries

and

othe

r be

nefit

s to

som

e of

ficer

s of

th

e V

RS,

but

thi

s di

d no

t au

tom

atic

ally

mak

e th

em o

rgan

s of

the

FR

Y.

Tho

se o

ffic

ers

wer

e ap

poin

ted

to th

eir

com

man

ds b

y th

e Pr

esid

ent o

f th

e R

epub

lika

Srps

ka, a

nd w

ere

subo

rdin

ated

to

the

polit

ical

lead

ersh

ip o

f the

Rep

ublik

a Sr

pska

. In

the

abse

nce

of e

vide

nce

to th

e co

ntra

ry, t

hose

of

ficer

s m

ust b

e ta

ken

to h

ave

rece

ived

thei

r or

ders

fro

m th

e R

epub

lika

Srps

ka o

r th

e V

RS,

not

fr

om t

he F

RY

. T

he e

xpre

ssio

n “S

tate

org

an”,

as

used

in

cust

omar

y in

tern

atio

nal

law

and

in

Arti

cle

4 of

the

ILC

Arti

cles

, app

lies

to o

ne o

r ot

her o

f th

e in

divi

dual

or

colle

ctiv

e en

titie

s w

hich

m

ake

up t

he o

rgan

izat

ion

of t

he S

tate

and

act

on

its b

ehal

f (c

f. IL

C C

omm

enta

ry t

o A

rt. 4

, pa

ra. (

1)).

The

fun

ctio

ns o

f th

e V

RS

offic

ers,

incl

udin

g G

ener

al M

ladi

, wer

e ho

wev

er to

act

on

beha

lf of

the

Bos

nian

Ser

b au

thor

ities

, in

parti

cula

r th

e R

epub

lika

Srps

ka, n

ot o

n be

half

of t

he

FRY

; t

hey

exer

cise

d el

emen

ts o

f th

e pu

blic

aut

horit

y of

the

Rep

ublik

a Sr

pska

. Th

e pa

rticu

lar

situ

atio

n of

Gen

eral

Mla

di, o

r of a

ny o

ther

VR

S of

ficer

pre

sent

at S

rebr

enic

a w

ho m

ay h

ave

been

be

ing

“adm

inis

tere

d” f

rom

Bel

grad

e, i

s no

t th

eref

ore

such

as

to l

ead

the

Cou

rt to

mod

ify t

he

conc

lusi

on re

ache

d in

the

prev

ious

par

agra

ph.

38

9. T

he is

sue

also

aris

es a

s to

whe

ther

the

Res

pond

ent m

ight

bea

r res

pons

ibili

ty fo

r the

act

s of

the

“Sco

rpio

ns”

in th

e Sr

ebre

nica

are

a. I

n th

is c

onne

ctio

n, th

e C

ourt

will

con

side

r whe

ther

it h

as

been

pro

ved

that

the

Scor

pion

s wer

e a

de ju

re o

rgan

of t

he R

espo

nden

t. It

is in

dis

pute

bet

wee

n th

e Pa

rties

as

to w

hen

the

“Sco

rpio

ns”

beca

me

inco

rpor

ated

into

the

forc

es o

f th

e R

espo

nden

t. T

he

App

lican

t ha

s cl

aim

ed t

hat

inco

rpor

atio

n oc

curr

ed b

y a

decr

ee o

f 19

91 (

whi

ch h

as n

ot b

een

prod

uced

as

an A

nnex

). T

he R

espo

nden

t sta

tes

that

“th

ese

regu

latio

ns [w

ere]

rele

vant

exc

lusi

vely

fo

r the

war

in C

roat

ia in

199

1” a

nd th

at th

ere

is n

o ev

iden

ce th

at th

ey re

mai

ned

in fo

rce

in 1

992

in

Bos

nia

and

Her

zego

vina

. T

he C

ourt

obse

rves

tha

t, w

hile

the

sin

gle

Stat

e of

Yug

osla

via

was

di

sint

egra

ting

at th

at ti

me,

it is

the

stat

us o

f the

“Sc

orpi

ons”

in m

id-1

995

that

is o

f rel

evan

ce to

the

pres

ent c

ase.

In

two

of th

e in

terc

epte

d do

cum

ents

pre

sent

ed b

y th

e A

pplic

ant (

the

auth

entic

ity o

f w

hich

was

que

ried

see

par

agra

ph 2

89 a

bove

), th

ere

is re

fere

nce

to th

e “S

corp

ions

” as

“M

UP

of

Serb

ia”

and

“a u

nit o

f M

inis

try o

f In

terio

rs o

f Se

rbia

”.

The

Res

pond

ent i

dent

ified

the

send

ers

of

thes

e co

mm

unic

atio

ns, L

jubi

ša B

orov

anin

and

Sav

o C

vjet

inov

i, a

s be

ing

“off

icia

ls o

f the

pol

ice

- 140

-

forc

es o

f R

epub

lika

Srps

ka”.

Th

e C

ourt

obse

rves

tha

t ne

ither

of

thes

e co

mm

unic

atio

ns w

as

addr

esse

d to

Bel

grad

e. J

udgi

ng o

n th

e ba

sis

of th

ese

mat

eria

ls, t

he C

ourt

is u

nabl

e to

find

that

the

“Sco

rpio

ns”

wer

e, in

mid

-199

5, d

e ju

re o

rgan

s of

the

Res

pond

ent.

Fur

ther

mor

e, th

e C

ourt

note

s th

at in

any

eve

nt th

e ac

t of

an o

rgan

pla

ced

by a

Sta

te a

t the

dis

posa

l of

anot

her

publ

ic a

utho

rity

shal

l not

be

cons

ider

ed a

n ac

t of t

hat S

tate

if th

e or

gan

was

act

ing

on b

ehal

f of t

he p

ublic

aut

horit

y at

who

se d

ispo

sal i

t had

bee

n pl

aced

.

39

0. T

he a

rgum

ent o

f the

App

lican

t how

ever

goe

s be

yond

mer

e co

ntem

plat

ion

of th

e st

atus

, un

der t

he R

espo

nden

t’s in

tern

al la

w, o

f the

per

sons

who

com

mitt

ed th

e ac

ts o

f gen

ocid

e; i

t arg

ues

that

Rep

ublik

a Sr

pska

and

the

VR

S, a

s w

ell a

s th

e pa

ram

ilita

ry m

ilitia

s kn

own

as th

e “S

corp

ions

”,

the

“Red

Ber

ets”

, th

e “T

iger

s” a

nd t

he “

Whi

te E

agle

s” m

ust

be d

eem

ed,

notw

ithst

andi

ng t

heir

appa

rent

sta

tus,

to h

ave

been

“de

fact

o or

gans

” of

the

FRY

, in

parti

cula

r at t

he ti

me

in q

uest

ion,

so

that

all

of th

eir a

cts,

and

spec

ifica

lly th

e m

assa

cres

at S

rebr

enic

a, m

ust b

e co

nsid

ered

attr

ibut

able

to

the

FRY

, jus

t as

if th

ey h

ad b

een

orga

ns o

f th

at S

tate

und

er it

s in

tern

al la

w;

real

ity m

ust p

reva

il ov

er a

ppea

ranc

es.

The

Res

pond

ent

reje

cts

this

con

tent

ion,

and

mai

ntai

ns t

hat

thes

e w

ere

not

de fa

cto

orga

ns o

f the

FR

Y.

39

1. T

he fi

rst i

ssue

rais

ed b

y th

is a

rgum

ent i

s w

heth

er it

is p

ossi

ble

in p

rinci

ple

to a

ttrib

ute

to a

Sta

te c

ondu

ct o

f pe

rson

s o

r gr

oups

of

pers

ons

who

, whi

le t

hey

do n

ot h

ave

the

lega

l st

atus

of S

tate

org

ans,

in fa

ct a

ct u

nder

suc

h st

rict c

ontro

l by

the

Stat

e th

at th

ey m

ust b

e tre

ated

as

its o

rgan

s fo

r pu

rpos

es o

f th

e ne

cess

ary

attri

butio

n le

adin

g to

the

Sta

te’s

res

pons

ibili

ty f

or a

n in

tern

atio

nally

wro

ngfu

l act

. Th

e C

ourt

has

in f

act a

lread

y ad

dres

sed

this

que

stio

n, a

nd g

iven

an

answ

er t

o it

in p

rinci

ple,

in

its J

udgm

ent

of 2

7 Ju

ne 1

986

in t

he c

ase

conc

erni

ng M

ilita

ry a

nd

Para

mili

tary

Act

iviti

es in

and

aga

inst

Nic

arag

ua (N

icar

agua

v. U

nite

d St

ates

of A

mer

ica)

(Mer

its,

Judg

men

t, I.C

.J. R

epor

ts 1

986,

pp.

62-

64).

In p

arag

raph

109

of t

hat J

udgm

ent t

he C

ourt

stat

ed th

at

it ha

d to

“det

erm

ine

. . .

whe

ther

or

not

the

rela

tions

hip

of t

he c

ontr

as t

o th

e U

nite

d St

ates

G

over

nmen

t was

so

muc

h on

e of

dep

ende

nce

on th

e on

e si

de a

nd c

ontro

l on

the

othe

r th

at it

wou

ld b

e rig

ht to

equ

ate

the

cont

ras,

for

lega

l pur

pose

s, w

ith a

n or

gan

of th

e U

nite

d St

ates

Gov

ernm

ent,

or a

s act

ing

on b

ehal

f of t

hat G

over

nmen

t” (p

. 62)

.

Then

, exa

min

ing

the

fact

s in

the

light

of t

he in

form

atio

n in

its

poss

essi

on, t

he C

ourt

obse

rved

that

“t

here

is n

o cl

ear e

vide

nce

of th

e U

nite

d St

ates

hav

ing

actu

ally

exe

rcis

ed s

uch

a de

gree

of c

ontro

l in

all

field

s as

to ju

stify

trea

ting

the

cont

ras

as a

ctin

g on

its

beha

lf” (

para

. 109

), an

d w

ent o

n to

co

nclu

de th

at “

the

evid

ence

ava

ilabl

e to

the

Cou

rt . .

. is

insu

ffic

ient

to d

emon

stra

te [t

he c

ontr

as’]

co

mpl

ete

depe

nden

ce o

n U

nite

d St

ates

aid

”, s

o th

at th

e C

ourt

was

“un

able

to d

eter

min

e th

at th

e co

ntra

for

ce m

ay b

e eq

uate

d fo

r le

gal p

urpo

ses

with

the

forc

es o

f th

e U

nite

d St

ates

” (p

p. 6

2-63

, pa

ra. 1

10).

39

2. T

he p

assa

ges

quot

ed s

how

that

, acc

ordi

ng to

the

Cou

rt’s

juris

prud

ence

, per

sons

, gro

ups

of p

erso

ns o

r ent

ities

may

, for

pur

pose

s of i

nter

natio

nal r

espo

nsib

ility

, be

equa

ted

with

Sta

te o

rgan

s ev

en if

that

sta

tus

does

not

fol

low

fro

m in

tern

al la

w, p

rovi

ded

that

in f

act t

he p

erso

ns, g

roup

s or

en

titie

s ac

t in

“co

mpl

ete

depe

nden

ce”

on t

he S

tate

, of

whi

ch t

hey

are

ultim

atel

y m

erel

y th

e in

stru

men

t. In

suc

h a

case

, it i

s ap

prop

riate

to lo

ok b

eyon

d le

gal s

tatu

s al

one,

in o

rder

to g

rasp

the

real

ity o

f the

rela

tions

hip

betw

een

the

pers

on ta

king

act

ion,

and

the

Stat

e to

whi

ch h

e is

so

clos

ely

56

- 141

-

atta

ched

as

to a

ppea

r to

be n

othi

ng m

ore

than

its

agen

t: a

ny o

ther

sol

utio

n w

ould

allo

w S

tate

s to

es

cape

the

ir in

tern

atio

nal

resp

onsi

bilit

y by

cho

osin

g to

act

thr

ough

per

sons

or

entit

ies

who

se

supp

osed

inde

pend

ence

wou

ld b

e pu

rely

fict

itiou

s.

39

3. H

owev

er, s

o to

equ

ate

pers

ons

or e

ntiti

es w

ith S

tate

org

ans

whe

n th

ey d

o no

t hav

e th

at

stat

us u

nder

inte

rnal

law

mus

t be

exce

ptio

nal,

for i

t req

uire

s pr

oof o

f a p

artic

ular

ly g

reat

deg

ree

of

Stat

e co

ntro

l ov

er t

hem

, a

rela

tions

hip

whi

ch t

he C

ourt’

s Ju

dgm

ent

quot

ed a

bove

exp

ress

ly

desc

ribed

as

“com

plet

e de

pend

ence

”.

It re

mai

ns to

be

dete

rmin

ed in

the

pres

ent c

ase

whe

ther

, at

the

time

in q

uest

ion,

the

pers

ons

or e

ntiti

es th

at c

omm

itted

the

acts

of g

enoc

ide

at S

rebr

enic

a ha

d su

ch ti

es w

ith th

e FR

Y th

at th

ey c

an b

e de

emed

to h

ave

been

com

plet

ely

depe

nden

t on

it; i

t is o

nly

if th

is c

ondi

tion

is m

et th

at th

ey c

an b

e eq

uate

d w

ith o

rgan

s of

the

Res

pond

ent f

or th

e pu

rpos

es o

f its

inte

rnat

iona

l res

pons

ibili

ty.

39

4. T

he C

ourt

can

only

ans

wer

thi

s qu

estio

n in

the

neg

ativ

e.

At

the

rele

vant

tim

e,

July

199

5, n

eith

er t

he R

epub

lika

Srps

ka n

or t

he V

RS

coul

d be

reg

arde

d as

mer

e in

stru

men

ts

thro

ugh

whi

ch th

e FR

Y w

as a

ctin

g, a

nd a

s lac

king

any

real

aut

onom

y. W

hile

the

polit

ical

, mili

tary

an

d lo

gist

ical

rel

atio

ns b

etw

een

the

fede

ral

auth

oriti

es i

n B

elgr

ade

and

the

auth

oriti

es i

n Pa

le,

betw

een

the

Yug

osla

v ar

my

and

the

VR

S, h

ad b

een

stro

ng a

nd c

lose

in

prev

ious

yea

rs (

see

para

grap

h 23

8 ab

ove)

, an

d th

ese

ties

undo

ubte

dly

rem

aine

d po

wer

ful,

they

wer

e, a

t le

ast

at t

he

rele

vant

tim

e, n

ot s

uch

that

the

Bos

nian

Ser

bs’

polit

ical

and

mili

tary

org

aniz

atio

ns s

houl

d be

eq

uate

d w

ith o

rgan

s of

the

FRY

. It

is e

ven

true

that

diff

eren

ces

over

stra

tegi

c op

tions

em

erge

d at

th

e tim

e be

twee

n Y

ugos

lav

auth

oriti

es a

nd B

osni

an S

erb

lead

ers;

at

the

ver

y le

ast,

thes

e ar

e ev

iden

ce th

at th

e la

tter h

ad so

me

qual

ified

, but

real

, mar

gin

of in

depe

nden

ce.

Nor

, not

with

stan

ding

th

e ve

ry i

mpo

rtant

sup

port

give

n by

the

Res

pond

ent

to t

he R

epub

lika

Srps

ka,

with

out

whi

ch i

t co

uld

not

have

“co

nduc

t[ed]

its

cru

cial

or

mos

t si

gnifi

cant

mili

tary

and

par

amili

tary

act

iviti

es”

(I.C

.J. R

epor

ts 1

986,

p. 6

3, p

ara.

111

), di

d th

is s

igni

fy a

tota

l dep

ende

nce

of th

e R

epub

lika

Srps

ka

upon

the

Res

pond

ent.

39

5. T

he C

ourt

now

tur

ns t

o th

e qu

estio

n w

heth

er t

he “

Scor

pion

s” w

ere

in f

act

actin

g in

co

mpl

ete

depe

nden

ce o

n th

e R

espo

nden

t. T

he C

ourt

has

not

been

pre

sent

ed w

ith m

ater

ials

to

indi

cate

this

. Th

e C

ourt

also

not

es th

at, i

n gi

ving

his

evi

denc

e, G

ener

al D

anna

tt, w

hen

aske

d un

der

who

se c

ontro

l or

who

se a

utho

rity

the

para

mili

tary

gro

ups

com

ing

from

Ser

bia

wer

e op

erat

ing,

re

plie

d, “

they

wou

ld h

ave

been

und

er t

he c

omm

and

of M

ladi

and

par

t of

the

cha

in o

f th

e co

mm

and

of t

he V

RS”

. T

he P

artie

s re

ferr

ed t

he C

ourt

to t

he S

tani

ši a

nd S

imat

ovi

cas

e (I

T-03

-69,

pen

ding

); n

otw

ithst

andi

ng t

hat

the

defe

ndan

ts a

re n

ot c

harg

ed w

ith g

enoc

ide

in t

hat

case

, it c

ould

hav

e its

rele

vanc

e fo

r illu

min

atin

g th

e st

atus

of t

he “

Scor

pion

s” a

s Se

rbia

n M

UP

or

othe

rwis

e.

How

ever

, th

e C

ourt

cann

ot d

raw

fur

ther

con

clus

ions

as

this

cas

e re

mai

ns a

t th

e in

dict

men

t sta

ge.

In th

is re

spec

t, th

e C

ourt

reca

lls th

at it

can

onl

y fo

rm it

s op

inio

n on

the

basi

s of

th

e in

form

atio

n w

hich

has

bee

n br

ough

t to

its

not

ice

at t

he t

ime

whe

n it

give

s its

dec

isio

n, a

nd

whi

ch e

mer

ges

from

the

plea

ding

s an

d do

cum

ents

in th

e ca

se fi

le, a

nd th

e ar

gum

ents

of t

he P

artie

s m

ade

durin

g th

e or

al e

xcha

nges

.

Th

e C

ourt

ther

efor

e fin

ds th

at th

e ac

ts o

f gen

ocid

e at

Sre

bren

ica

cann

ot b

e at

tribu

ted

to th

e R

espo

nden

t as

hav

ing

been

com

mitt

ed b

y its

org

ans

or b

y pe

rson

s or

ent

ities

who

lly d

epen

dent

up

on it

, and

thus

do

not o

n th

is b

asis

ent

ail t

he R

espo

nden

t’s in

tern

atio

nal r

espo

nsib

ility

.

*

*

- 142

-

(4)

The

que

stio

n of

att

ribu

tion

of th

e Sr

ebre

nica

gen

ocid

e to

the

Res

pond

ent o

n th

e ba

sis

of

dire

ctio

n or

con

trol

39

6. A

s no

ted

abov

e (p

arag

raph

384

), th

e C

ourt

mus

t now

det

erm

ine

whe

ther

the

mas

sacr

es

at S

rebr

enic

a w

ere

com

mitt

ed b

y pe

rson

s w

ho,

thou

gh n

ot h

avin

g th

e st

atus

of

orga

ns o

f th

e R

espo

nden

t, ne

verth

eles

s ac

ted

on it

s in

stru

ctio

ns o

r und

er it

s di

rect

ion

or c

ontro

l, as

the

App

lican

t ar

gues

in th

e al

tern

ativ

e; t

he R

espo

nden

t den

ies t

hat s

uch

was

the

case

.

39

7. T

he C

ourt

mus

t em

phas

ize,

at t

his

stag

e in

its

reas

onin

g, th

at th

e qu

estio

n ju

st s

tate

d is

no

t the

sam

e as

thos

e de

alt w

ith th

us fa

r. It

is o

bvio

us th

at it

is d

iffer

ent f

rom

the

ques

tion

whe

ther

th

e pe

rson

s w

ho c

omm

itted

the

acts

of g

enoc

ide

had

the

stat

us o

f org

ans

of th

e R

espo

nden

t und

er

its in

tern

al la

w;

nor

how

ever

, and

des

pite

som

e ap

pear

ance

to th

e co

ntra

ry, i

s it

the

sam

e as

the

ques

tion

whe

ther

tho

se p

erso

ns s

houl

d be

equ

ated

with

Sta

te o

rgan

s de

fact

o, e

ven

thou

gh n

ot

enjo

ying

that

sta

tus

unde

r in

tern

al la

w.

The

answ

er to

the

latte

r qu

estio

n de

pend

s, as

pre

viou

sly

expl

aine

d, o

n w

heth

er th

ose

pers

ons

wer

e in

a r

elat

ions

hip

of s

uch

com

plet

e de

pend

ence

on

the

Stat

e th

at th

ey c

anno

t be

cons

ider

ed o

ther

wis

e th

an a

s or

gans

of t

he S

tate

, so

that

all

thei

r act

ions

pe

rfor

med

in

such

cap

acity

wou

ld b

e at

tribu

tabl

e to

the

Sta

te f

or p

urpo

ses

of i

nter

natio

nal

resp

onsi

bilit

y.

Hav

ing

answ

ered

tha

t qu

estio

n in

the

neg

ativ

e, t

he C

ourt

now

add

ress

es a

co

mpl

etel

y se

para

te i

ssue

: w

heth

er,

in t

he s

peci

fic c

ircum

stan

ces

surr

ound

ing

the

even

ts a

t Sr

ebre

nica

the

perp

etra

tors

of g

enoc

ide

wer

e ac

ting

on th

e R

espo

nden

t’s in

stru

ctio

ns, o

r und

er it

s di

rect

ion

or c

ontro

l. A

n af

firm

ativ

e an

swer

to

this

que

stio

n w

ould

in

no w

ay i

mpl

y th

at t

he

perp

etra

tors

sho

uld

be c

hara

cter

ized

as

orga

ns o

f the

FR

Y, o

r equ

ated

with

suc

h or

gans

. It

wou

ld

mer

ely

mea

n th

at th

e FR

Y’s

inte

rnat

iona

l res

pons

ibili

ty w

ould

be

incu

rred

ow

ing

to th

e co

nduc

t of

thos

e of

its

ow

n or

gans

whi

ch g

ave

the

inst

ruct

ions

or

exer

cise

d th

e co

ntro

l re

sulti

ng i

n th

e co

mm

issi

on o

f ac

ts i

n br

each

of

its i

nter

natio

nal

oblig

atio

ns.

In

othe

r w

ords

, it

is n

o lo

nger

a

ques

tion

of a

scer

tain

ing

whe

ther

the

pers

ons

who

dire

ctly

com

mitt

ed th

e ge

noci

de w

ere

actin

g as

or

gans

of

the

FRY

, or

coul

d be

equ

ated

with

tho

se o

rgan

s t

his

ques

tion

havi

ng a

lread

y be

en

answ

ered

in

the

nega

tive.

W

hat

mus

t be

det

erm

ined

is

whe

ther

FR

Y o

rgan

s i

ncon

test

ably

ha

ving

that

sta

tus

unde

r the

FR

Y’s

inte

rnal

law

o

rigin

ated

the

geno

cide

by

issu

ing

inst

ruct

ions

to

the

perp

etra

tors

or e

xerc

isin

g di

rect

ion

or c

ontro

l, an

d w

heth

er, a

s a re

sult,

the

cond

uct o

f org

ans

of th

e R

espo

nden

t, ha

ving

bee

n th

e ca

use

of th

e co

mm

issi

on o

f ac

ts in

bre

ach

of it

s in

tern

atio

nal

oblig

atio

ns, c

onst

itute

d a

viol

atio

n of

thos

e ob

ligat

ions

.

39

8. O

n th

is s

ubje

ct t

he a

pplic

able

rul

e, w

hich

is

one

of c

usto

mar

y la

w o

f in

tern

atio

nal

resp

onsi

bilit

y, is

laid

dow

n in

Arti

cle

8 of

the

ILC

Arti

cles

on

Stat

e R

espo

nsib

ility

as f

ollo

ws:

“Art

icle

8

Con

duct

dir

ecte

d or

con

trol

led

by a

Sta

te

Th

e co

nduc

t of

a p

erso

n or

gro

up o

f pe

rson

s sh

all

be c

onsi

dere

d an

act

of

a St

ate

unde

r int

erna

tiona

l law

if th

e pe

rson

or g

roup

of p

erso

ns is

in fa

ct a

ctin

g on

the

inst

ruct

ions

of,

or u

nder

the

dire

ctio

n or

con

trol

of,

that

Sta

te i

n ca

rryi

ng o

ut t

he

cond

uct.”

57

- 143

-

39

9. T

his

prov

isio

n m

ust

be u

nder

stoo

d in

the

lig

ht o

f th

e C

ourt’

s ju

rispr

uden

ce o

n th

e su

bjec

t, pa

rticu

larly

that

of

the

1986

Judg

men

t in

the

case

con

cern

ing

Mili

tary

and

Par

amili

tary

Ac

tiviti

es i

n an

d ag

ains

t N

icar

agua

(N

icar

agua

v.

Uni

ted

Stat

es o

f Am

eric

a) r

efer

red

to a

bove

(p

arag

raph

391

). I

n th

at J

udgm

ent t

he C

ourt,

as

note

d ab

ove,

afte

r ha

ving

rej

ecte

d th

e ar

gum

ent

that

the

cont

ras w

ere

to b

e eq

uate

d w

ith o

rgan

s of t

he U

nite

d St

ates

bec

ause

they

wer

e “c

ompl

etel

y de

pend

ent”

on

it, a

dded

that

the

resp

onsi

bilit

y of

the

Res

pond

ent c

ould

stil

l aris

e if

it w

ere

prov

ed

that

it

had

itsel

f “d

irect

ed o

r en

forc

ed t

he p

erpe

tratio

n of

the

act

s co

ntra

ry t

o hu

man

rig

hts

and

hum

anita

rian

law

alle

ged

by th

e ap

plic

ant S

tate

” (I.

C.J

. Rep

orts

198

6, p

. 64,

par

a. 1

15);

this

led

to

the

follo

win

g si

gnifi

cant

con

clus

ion:

“F

or t

his

cond

uct

to g

ive

rise

to l

egal

res

pons

ibili

ty o

f th

e U

nite

d St

ates

, it

wou

ld i

n pr

inci

ple

have

to

be p

rove

d th

at t

hat

Stat

e ha

d ef

fect

ive

cont

rol

of t

he

mili

tary

or p

aram

ilita

ry o

pera

tions

in th

e co

urse

of w

hich

the

alle

ged

viol

atio

ns w

ere

com

mitt

ed.”

(Ib

id.,

p. 6

5.)

40

0. T

he te

st th

us fo

rmul

ated

diff

ers

in tw

o re

spec

ts fr

om th

e te

st

des

crib

ed a

bove

to

de

term

ine

whe

ther

a p

erso

n or

ent

ity m

ay b

e eq

uate

d w

ith a

Sta

te o

rgan

eve

n if

not h

avin

g th

at

stat

us u

nder

inte

rnal

law

. Fi

rst,

in th

is c

onte

xt it

is n

ot n

eces

sary

to s

how

that

the

pers

ons

who

pe

rfor

med

the

acts

alle

ged

to h

ave

viol

ated

inte

rnat

iona

l law

wer

e in

gen

eral

in a

rel

atio

nshi

p of

“c

ompl

ete

depe

nden

ce”

on th

e re

spon

dent

Sta

te;

it ha

s to

be

prov

ed th

at th

ey a

cted

in a

ccor

danc

e w

ith th

at S

tate

’s in

stru

ctio

ns o

r un

der

its “

effe

ctiv

e co

ntro

l”.

It m

ust h

owev

er b

e sh

own

that

this

“e

ffec

tive

cont

rol”

was

exe

rcis

ed, o

r th

at t

he S

tate

’s i

nstru

ctio

ns w

ere

give

n, i

n re

spec

t of

eac

h op

erat

ion

in w

hich

the

alle

ged

viol

atio

ns o

ccur

red,

not

gen

eral

ly in

res

pect

of

the

over

all a

ctio

ns

take

n by

the

pers

ons o

r gro

ups o

f per

sons

hav

ing

com

mitt

ed th

e vi

olat

ions

.

40

1. T

he A

pplic

ant

has,

it is

tru

e, c

onte

nded

tha

t th

e cr

ime

of g

enoc

ide

has

a pa

rticu

lar

natu

re, i

n th

at it

may

be

com

pose

d of

a c

onsi

dera

ble

num

ber o

f spe

cific

act

s se

para

te, t

o a

grea

ter

or le

sser

ext

ent,

in ti

me

and

spac

e. A

ccor

ding

to th

e A

pplic

ant,

this

par

ticul

ar n

atur

e w

ould

just

ify,

amon

g ot

her c

onse

quen

ces,

asse

ssin

g th

e “e

ffec

tive

cont

rol”

of t

he S

tate

alle

gedl

y re

spon

sibl

e, n

ot

in re

latio

n to

eac

h of

thes

e sp

ecifi

c ac

ts, b

ut in

rela

tion

to th

e w

hole

bod

y of

ope

ratio

ns c

arrie

d ou

t by

the

dire

ct p

erpe

trato

rs o

f th

e ge

noci

de.

The

Cou

rt is

how

ever

of

the

view

that

the

parti

cula

r ch

arac

teris

tics

of g

enoc

ide

do n

ot ju

stify

the

Cou

rt in

dep

artin

g fr

om th

e cr

iterio

n el

abor

ated

in th

e Ju

dgm

ent

in t

he c

ase

conc

erni

ng M

ilita

ry a

nd P

aram

ilita

ry A

ctiv

ities

in

and

agai

nst

Nic

arag

ua

(Nic

arag

uav.

Uni

ted

Stat

es o

f Am

eric

a) (

see

para

grap

h 39

9 ab

ove)

. T

he r

ules

for

attr

ibut

ing

alle

ged

inte

rnat

iona

lly w

rong

ful c

ondu

ct to

a S

tate

do

not v

ary

with

the

natu

re o

f the

wro

ngfu

l act

in

que

stio

n in

the

abs

ence

of

a cl

early

exp

ress

ed l

ex s

peci

alis

. G

enoc

ide

will

be

cons

ider

ed a

s at

tribu

tabl

e to

a S

tate

if a

nd to

the

exte

nt th

at th

e ph

ysic

al a

cts

cons

titut

ive

of g

enoc

ide

that

hav

e be

en c

omm

itted

by

orga

ns o

r per

sons

oth

er th

an th

e St

ate’

s ow

n ag

ents

wer

e ca

rrie

d ou

t, w

holly

or

in p

art,

on th

e in

stru

ctio

ns o

r dire

ctio

ns o

f the

Sta

te, o

r und

er it

s ef

fect

ive

cont

rol.

Thi

s is

the

stat

e of

cus

tom

ary

inte

rnat

iona

l law

, as r

efle

cted

in th

e IL

C A

rticl

es o

n St

ate

Res

pons

ibili

ty.

40

2. T

he C

ourt

note

s ho

wev

er t

hat

the

App

lican

t ha

s fu

rther

que

stio

ned

the

valid

ity o

f ap

plyi

ng,

in t

he p

rese

nt c

ase,

the

crit

erio

n ad

opte

d in

the

Mili

tary

and

Par

amili

tary

Act

iviti

esJu

dgm

ent.

It h

as d

raw

n at

tent

ion

to th

e Ju

dgm

ent o

f the

ICTY

App

eals

Cha

mbe

r in

the

Tadi

cas

e (I

T-94

-1-A

, Jud

gmen

t, 15

July

199

9).

In th

at c

ase

the

Cha

mbe

r did

not

follo

w th

e ju

rispr

uden

ce o

f th

e C

ourt

in th

e M

ilita

ry a

nd P

aram

ilita

ry A

ctiv

ities

cas

e:

it he

ld th

at th

e ap

prop

riate

crit

erio

n,

- 144

-

appl

icab

le in

its

view

bot

h to

the

char

acte

rizat

ion

of th

e ar

med

con

flict

in B

osni

a an

d H

erze

govi

na

as in

tern

atio

nal,

and

to im

putin

g th

e ac

ts c

omm

itted

by

Bos

nian

Ser

bs to

the

FRY

und

er th

e la

w o

f St

ate

resp

onsi

bilit

y, w

as th

at o

f the

“ov

eral

l con

trol”

exe

rcis

ed o

ver t

he B

osni

an S

erbs

by

the

FRY

; an

d fu

rther

tha

t th

at c

riter

ion

was

sat

isfie

d in

the

cas

e (o

n th

is p

oint

, ibi

d., p

ara.

145

). I

n ot

her

wor

ds, t

he A

ppea

ls C

ham

ber t

ook

the

view

that

act

s com

mitt

ed b

y B

osni

an S

erbs

cou

ld g

ive

rise

to

inte

rnat

iona

l res

pons

ibili

ty o

f th

e FR

Y o

n th

e ba

sis

of th

e ov

eral

l con

trol e

xerc

ised

by

the

FRY

ov

er th

e R

epub

lika

Srps

ka a

nd th

e V

RS,

with

out t

here

bei

ng a

ny n

eed

to p

rove

that

eac

h op

erat

ion

durin

g w

hich

act

s w

ere

com

mitt

ed i

n br

each

of

inte

rnat

iona

l la

w w

as c

arrie

d ou

t on

the

FR

Y’s

in

stru

ctio

ns, o

r und

er it

s eff

ectiv

e co

ntro

l.

40

3. T

he C

ourt

has

give

n ca

refu

l co

nsid

erat

ion

to t

he A

ppea

ls C

ham

ber’

s re

ason

ing

in

supp

ort

of th

e fo

rego

ing

conc

lusi

on, b

ut f

inds

its

elf

unab

le t

o su

bscr

ibe

to t

he C

ham

ber’

s vi

ew.

Firs

t, th

e C

ourt

obse

rves

that

the

ICTY

was

not

cal

led

upon

in th

e Ta

di c

ase,

nor

is it

in g

ener

al

calle

d up

on,

to r

ule

on q

uest

ions

of

Stat

e re

spon

sibi

lity,

sin

ce i

ts j

uris

dict

ion

is c

rimin

al a

nd

exte

nds

over

per

sons

onl

y. T

hus,

in th

at J

udgm

ent t

he T

ribun

al a

ddre

ssed

an

issu

e w

hich

was

not

in

disp

ensa

ble

for

the

exer

cise

of

its ju

risdi

ctio

n.

As

stat

ed a

bove

, the

Cou

rt at

tach

es th

e ut

mos

t im

porta

nce

to th

e fa

ctua

l and

lega

l fin

ding

s m

ade

by th

e IC

TY in

rulin

g on

the

crim

inal

liab

ility

of

the

accu

sed

befo

re it

and

, in

the

pres

ent c

ase,

the

Cou

rt ta

kes f

ulle

st a

ccou

nt o

f the

ICTY

’s tr

ial a

nd

appe

llate

judg

men

ts d

ealin

g w

ith th

e ev

ents

und

erly

ing

the

disp

ute.

The

situ

atio

n is

not

the

sam

e fo

r pos

ition

s ado

pted

by

the

ICTY

on

issu

es o

f gen

eral

inte

rnat

iona

l law

whi

ch d

o no

t lie

with

in th

e sp

ecifi

c pu

rvie

w o

f its

juris

dict

ion

and,

mor

eove

r, th

e re

solu

tion

of w

hich

is n

ot a

lway

s ne

cess

ary

for d

ecid

ing

the

crim

inal

cas

es b

efor

e it.

40

4. T

his i

s the

cas

e of

the

doct

rine

laid

dow

n in

the

Tadi

Judg

men

t. In

sofa

r as t

he “

over

all

cont

rol”

test

is e

mpl

oyed

to d

eter

min

e w

heth

er o

r not

an

arm

ed c

onfli

ct is

inte

rnat

iona

l, w

hich

was

th

e so

le q

uest

ion

whi

ch th

e A

ppea

ls C

ham

ber

was

cal

led

upon

to d

ecid

e, it

may

wel

l be

that

the

test

is a

pplic

able

and

suita

ble;

the

Cou

rt do

es n

ot h

owev

er th

ink

it ap

prop

riate

to ta

ke a

pos

ition

on

the

poin

t in

the

pres

ent c

ase,

as

ther

e is

no

need

to re

solv

e it

for p

urpo

ses

of th

e pr

esen

t Jud

gmen

t.

On

the

othe

r ha

nd, t

he I

CTY

pre

sent

ed th

e “o

vera

ll co

ntro

l” te

st a

s eq

ually

app

licab

le u

nder

the

law

of

Stat

e re

spon

sibi

lity

for

the

purp

ose

of d

eter

min

ing

as

the

Cou

rt is

req

uire

d to

do

in th

e pr

esen

t cas

e w

hen

a St

ate

is re

spon

sibl

e fo

r act

s co

mm

itted

by

para

mili

tary

uni

ts, a

rmed

forc

es

whi

ch a

re n

ot a

mon

g its

off

icia

l or

gans

. In

thi

s co

ntex

t, th

e ar

gum

ent

in f

avou

r of

tha

t te

st i

s un

pers

uasi

ve.

40

5. I

t sho

uld

first

be

obse

rved

that

logi

c do

es n

ot r

equi

re th

e sa

me

test

to b

e ad

opte

d in

re

solv

ing

the

two

issu

es, w

hich

are

ver

y di

ffer

ent

in n

atur

e:

the

degr

ee a

nd n

atur

e of

a S

tate

’s

invo

lvem

ent i

n an

arm

ed c

onfli

ct o

n an

othe

r Sta

te’s

terr

itory

whi

ch is

requ

ired

for t

he c

onfli

ct to

be

char

acte

rized

as

inte

rnat

iona

l, ca

n ve

ry w

ell,

and

with

out

logi

cal

inco

nsis

tenc

y, d

iffer

fro

m t

he

degr

ee a

nd n

atur

e of

invo

lvem

ent r

equi

red

to g

ive

rise

to th

at S

tate

’s r

espo

nsib

ility

for

a s

peci

fic

act c

omm

itted

in th

e co

urse

of t

he c

onfli

ct.

40

6. I

t m

ust

next

be

note

d th

at t

he “

over

all

cont

rol”

tes

t ha

s th

e m

ajor

dra

wba

ck o

f br

oade

ning

the

scop

e of

Sta

te r

espo

nsib

ility

wel

l bey

ond

the

fund

amen

tal p

rinci

ple

gove

rnin

g th

e la

w o

f int

erna

tiona

l res

pons

ibili

ty:

a St

ate

is re

spon

sibl

e on

ly fo

r its

ow

n co

nduc

t, th

at is

to sa

y th

e co

nduc

t of p

erso

ns a

ctin

g, o

n w

hate

ver b

asis

, on

its b

ehal

f. T

hat i

s tru

e of

act

s ca

rrie

d ou

t by

its

offic

ial o

rgan

s, an

d al

so b

y pe

rson

s or

ent

ities

whi

ch a

re n

ot fo

rmal

ly re

cogn

ized

as

offic

ial o

rgan

s

58

- 145

-

unde

r int

erna

l law

but

whi

ch m

ust n

ever

thel

ess

be e

quat

ed w

ith S

tate

org

ans

beca

use

they

are

in a

re

latio

nshi

p of

com

plet

e de

pend

ence

on

the

Stat

e. A

part

from

thes

e ca

ses,

a St

ate’

s re

spon

sibi

lity

can

be in

curr

ed fo

r act

s co

mm

itted

by

pers

ons

or g

roup

s of

per

sons

n

eith

er S

tate

org

ans

nor t

o be

equ

ated

with

such

org

ans

onl

y if,

ass

umin

g th

ose

acts

to b

e in

tern

atio

nally

wro

ngfu

l, th

ey a

re

attri

buta

ble

to i

t un

der

the

rule

of

cust

omar

y in

tern

atio

nal

law

ref

lect

ed i

n A

rticl

e 8

cite

d ab

ove

(par

agra

ph 3

98).

Thi

s is

so

whe

re a

n or

gan

of t

he S

tate

gav

e th

e in

stru

ctio

ns o

r pr

ovid

ed t

he

dire

ctio

n pu

rsua

nt t

o w

hich

the

per

petra

tors

of

the

wro

ngfu

l ac

t ac

ted

or w

here

it

exer

cise

d ef

fect

ive

cont

rol

over

the

act

ion

durin

g w

hich

the

wro

ng w

as c

omm

itted

. I

n th

is r

egar

d th

e “o

vera

ll co

ntro

l” te

st is

uns

uita

ble,

for i

t stre

tche

s to

o fa

r, al

mos

t to

brea

king

poi

nt, t

he c

onne

ctio

n w

hich

mus

t exi

st b

etw

een

the

cond

uct o

f a S

tate

’s o

rgan

s and

its i

nter

natio

nal r

espo

nsib

ility

.

40

7. T

hus

it is

on

the

basi

s of

its

settl

ed ju

rispr

uden

ce th

at th

e C

ourt

will

det

erm

ine

whe

ther

th

e R

espo

nden

t has

incu

rred

resp

onsi

bilit

y un

der t

he ru

le o

f cus

tom

ary

inte

rnat

iona

l law

set

out

in

Arti

cle

8 of

the

ILC

Arti

cles

on

Stat

e R

espo

nsib

ility

.

*

40

8. T

he R

espo

nden

t ha

s em

phas

ized

tha

t in

the

fin

al j

udgm

ents

of

the

Cha

mbe

rs o

f th

e IC

TY r

elat

ing

to g

enoc

ide

in S

rebr

enic

a, n

one

of i

ts l

eade

rs h

ave

been

fou

nd t

o ha

ve b

een

impl

icat

ed.

The

App

lican

t doe

s no

t cha

lleng

e th

at re

adin

g, b

ut m

akes

the

poin

t tha

t tha

t iss

ue h

as

not b

een

befo

re th

e IC

TY fo

r dec

isio

n. T

he C

ourt

obse

rves

that

the

ICTY

has

inde

ed n

ot u

p to

the

pres

ent b

een

dire

ctly

con

cern

ed in

fin

al ju

dgm

ents

with

the

ques

tion

whe

ther

thos

e le

ader

s m

ight

be

ar r

espo

nsib

ility

in th

at r

espe

ct.

The

Cou

rt no

tes

the

fact

that

the

repo

rt of

the

Uni

ted

Nat

ions

Se

cret

ary-

Gen

eral

doe

s no

t es

tabl

ish

any

dire

ct i

nvol

vem

ent

by P

resi

dent

Milo

ševi

with

the

m

assa

cre.

The

Cou

rt ha

s al

read

y re

cord

ed th

e co

ntac

ts b

etw

een

Milo

ševi

and

the

Uni

ted

Nat

ions

on

10

and

11 Ju

ly (p

arag

raph

285

). O

n 14

July

, as r

ecor

ded

in th

e Se

cret

ary-

Gen

eral

’s R

epor

t,

“the

Eur

opea

n U

nion

neg

otia

tor,

Mr.

Bild

t, tra

velle

d to

Bel

grad

e to

mee

t w

ith

Pres

iden

t Milo

ševi

. Th

e m

eetin

g to

ok p

lace

at D

oban

ovci

, the

hun

ting

lodg

e ou

tsid

e B

elgr

ade,

whe

re M

r. B

ildt

had

met

Pre

side

nt a

nd G

ener

al M

ladi

one

wee

k ea

rlier

. A

ccor

ding

to

Mr.

Bild

t’s p

ublic

acc

ount

of

that

sec

ond

mee

ting,

he

pres

sed

the

Pres

iden

t to

arra

nge

imm

edia

te a

cces

s fo

r UN

HC

R to

ass

ist t

he p

eopl

e of

Sre

bren

ica,

an

d fo

r IC

RC

to st

art t

o re

gist

er th

ose

who

wer

e be

ing

treat

ed b

y th

e B

SA a

s pris

oner

s of

war

. H

e al

so i

nsis

ted

that

the

Net

herla

nds

sold

iers

be

allo

wed

to

leav

e at

will

. M

r. B

ildt

adde

d th

at t

he i

nter

natio

nal

com

mun

ity w

ould

not

tol

erat

e an

atta

ck o

n G

oraž

de, a

nd th

at a

‘gr

een

light

’ w

ould

hav

e to

be

secu

red

for

free

and

uni

mpe

ded

acce

ss to

the

encl

aves

. H

e al

so d

eman

ded

that

the

road

bet

wee

n K

isel

jak

and

Sara

jevo

(‘

Rou

te

Swan

’)

be

open

ed

to

all

non-

mili

tary

tra

nspo

rt.

Pr

esid

ent M

iloše

viap

pare

ntly

acc

eded

to

the

vario

us d

eman

ds,

but

also

cla

imed

tha

t he

did

not

hav

e co

ntro

l ov

er t

he m

atte

r. M

iloše

vi h

ad a

lso

appa

rent

ly e

xpla

ined

, ea

rlier

in

the

mee

ting,

tha

t th

e w

hole

inc

iden

t ha

d be

en p

rovo

ked

by e

scal

atin

g M

uslim

atta

cks

from

the

encl

ave,

in v

iola

tion

of th

e 19

93 d

emili

tariz

atio

n ag

reem

ent.

- 146

-

A

few

hou

rs in

to th

e m

eetin

g, G

ener

al M

ladi

arr

ived

at D

oban

ovci

. M

r. B

ildt

note

d th

at G

ener

al M

ladi

rea

dily

agr

eed

to m

ost o

f th

e de

man

ds o

n Sr

ebre

nica

, but

re

mai

ned

oppo

sed

to s

ome

of t

he a

rran

gem

ents

per

tain

ing

to t

he o

ther

enc

lave

s, Sa

raje

vo

in

parti

cula

r.

Even

tual

ly,

with

Pr

esid

ent M

iloše

vi’s

in

terv

entio

n,

it ap

pear

ed th

at a

n ag

reem

ent i

n pr

inci

ple

had

been

reac

hed.

It w

as d

ecid

ed th

at a

noth

er

mee

ting

wou

ld b

e he

ld th

e ne

xt d

ay in

ord

er to

con

firm

the

arra

ngem

ents

. M

r. B

ildt

had

alre

ady

arra

nged

with

Mr.

Stol

tenb

erg

and

Mr.

Aka

shi [

the

Spec

ial R

epre

sent

ativ

e of

the

Secr

etar

y-G

ener

al] t

hat t

hey

wou

ld jo

in h

im in

Bel

grad

e. H

e al

so re

ques

ted

that

th

e U

NPR

OFO

R C

omm

ande

r al

so c

ome

to B

elgr

ade

in o

rder

to f

inal

ize

som

e of

the

mili

tary

det

ails

with

Mla

di.”

(A

/54/

549,

par

as. 3

72-3

73.)

40

9. B

y 19

July

, on

the

basi

s of

the

Bel

grad

e m

eetin

g, M

r. A

kash

i w

as h

opef

ul t

hat

both

Pr

esid

ent M

iloše

vi

and

Gen

eral

Mla

di

mig

ht

show

so

me

flexi

bilit

y.

Th

e U

NPR

OFO

R

Com

man

der m

et w

ith M

ladi

on

19 Ju

ly a

nd th

roug

hout

the

mee

ting

kept

in to

uch

with

Mr.

Bild

t w

ho w

as h

oldi

ng p

aral

lel

nego

tiatio

ns w

ith P

resi

dent

Milo

ševi

in

Bel

grad

e.

Mla

di g

ave

his

vers

ion

of th

e ev

ents

of t

he p

rece

ding

day

s (h

is tr

oops

had

“‘f

inis

hed

[it] i

n a

corr

ect w

ay’”

; so

me

“‘un

fortu

nate

sm

all

inci

dent

s’ h

ad o

ccur

red”

). T

he U

NPR

OFO

R C

omm

ande

r an

d M

ladi

the

n si

gned

an

agre

emen

t whi

ch p

rovi

ded

for

“I

CR

C a

cces

s to

all

‘rec

eptio

n ce

ntre

s’ w

here

the

men

and

boy

s of

Sre

bren

ica

wer

e be

ing

held

, by

the

next

day

;

U

NH

CR

and

hum

anita

rian

aid

conv

oys t

o be

giv

en a

cces

s to

Sreb

reni

ca;

Th

e ev

acua

tion

of w

ound

ed fr

om P

oto

ari,

as w

ell a

s the

hos

pita

l in

Bra

tuna

c;

Th

e re

turn

of D

utch

bat w

eapo

ns a

nd e

quip

men

t tak

en b

y th

e B

SA;

Th

e tra

nsfe

r of

Dut

chba

t ou

t of

the

enc

lave

com

men

cing

on

the

afte

rnoo

n of

21

July

, fol

low

ing

the

evac

uatio

n of

the

rem

aini

ng w

omen

, chi

ldre

n an

d el

derly

who

w

ishe

d to

leav

e.

Su

bseq

uent

to th

e si

gnin

g of

this

agr

eem

ent,

the

Spec

ial R

epre

sent

ativ

e w

rote

to

Pres

iden

t Milo

ševi

, rem

indi

ng h

im o

f the

agr

eem

ent,

that

had

not

yet

bee

n ho

nour

ed,

to a

llow

ICR

C a

cces

s to

Sre

bren

ica.

The

Spe

cial

Rep

rese

ntat

ive

late

r als

o te

leph

oned

Pr

esid

ent M

iloše

vi to

reite

rate

the

sam

e po

int.”

(Ib

id.,

para

. 392

.)

41

0. T

he C

ourt

was

ref

erre

d to

oth

er e

vide

nce

supp

ortin

g or

den

ying

the

Res

pond

ent’s

ef

fect

ive

cont

rol o

ver,

parti

cipa

tion

in, i

nvol

vem

ent i

n, o

r inf

luen

ce o

ver t

he e

vent

s in

and

aro

und

Sreb

reni

ca in

Jul

y 19

95.

The

Res

pond

ent q

uote

s tw

o su

bsta

ntia

l rep

orts

pre

pare

d se

ven

year

s af

ter

the

even

ts, b

oth

of w

hich

are

in th

e pu

blic

dom

ain,

and

read

ily a

cces

sibl

e. T

he fi

rst,

Sreb

reni

ca

a “s

afe”

are

a, p

ublis

hed

in 2

002

by th

e N

ethe

rland

s Ins

titut

e fo

r War

Doc

umen

tatio

n w

as p

repa

red

59

- 147

-

over

a le

ngth

y pe

riod

by a

n ex

pert

team

. Th

e R

espo

nden

t has

dra

wn

atte

ntio

n to

the

fact

that

this

re

port

cont

ains

no

sugg

estio

n th

at t

he F

RY

lea

ders

hip

was

inv

olve

d in

pla

nnin

g th

e at

tack

or

inci

ting

the

killi

ng o

f non

-Ser

bs;

nor a

ny h

ard

evid

ence

of a

ssis

tanc

e by

the

Yug

osla

v ar

my

to th

e ar

med

for

ces

of t

he R

epub

lika

Srps

ka b

efor

e th

e at

tack

; n

or a

ny s

ugge

stio

n th

at t

he B

elgr

ade

Gov

ernm

ent h

ad a

dvan

ce k

now

ledg

e of

the

atta

ck.

The

Res

pond

ent a

lso

quot

es th

is p

assa

ge fr

om

poin

t 10

of t

he E

pilo

gue

to t

he R

epor

t re

latin

g to

the

“m

ass

slau

ghte

r” a

nd “

the

exec

utio

ns”

follo

win

g th

e fa

ll of

Sre

bren

ica:

“Th

ere

is n

o ev

iden

ce to

sug

gest

any

pol

itica

l or m

ilita

ry li

aiso

n w

ith B

elgr

ade,

and

in

the

case

of

this

mas

s m

urde

r su

ch a

lia

ison

is

high

ly i

mpr

obab

le.”

Th

e R

espo

nden

t fur

ther

obs

erve

s th

at th

e A

pplic

ant’s

onl

y re

spon

se to

this

sub

mis

sion

is to

poi

nt o

ut

that

“th

e re

port,

by

its o

wn

adm

issi

on, i

s no

t exh

aust

ive”

, and

that

this

Cou

rt ha

s be

en re

ferr

ed to

ev

iden

ce n

ot u

sed

by th

e au

thor

s.

41

1. T

he C

ourt

obse

rves

, in

resp

ect o

f the

Res

pond

ent’s

sub

mis

sion

s, th

at th

e au

thor

s of

the

Rep

ort d

o co

nclu

de th

at B

elgr

ade

was

aw

are

of th

e in

tend

ed a

ttack

on

Sreb

reni

ca.

They

reco

rd th

at

the

Dut

ch M

ilita

ry In

telli

genc

e Se

rvic

e an

d an

othe

r Wes

tern

inte

llige

nce

serv

ice

conc

lude

d th

at th

e Ju

ly 1

995

oper

atio

ns

wer

e co

-ord

inat

ed

with

B

elgr

ade

(Par

t III

, C

hap.

7,

Sect

. 7).

M

ore

sign

ifica

ntly

for p

rese

nt p

urpo

ses,

how

ever

, the

aut

hors

sta

te th

at “

ther

e is

no

evid

ence

to s

ugge

st

parti

cipa

tion

in th

e pr

epar

atio

ns f

or e

xecu

tions

on

the

part

of Y

ugos

lav

mili

tary

per

sonn

el o

r th

e se

curit

y ag

ency

(RD

B).

In fa

ct th

ere

is s

ome

evid

ence

to s

uppo

rt th

e op

posi

te v

iew

. . .

” (P

art I

V,

Cha

p. 2

, Se

ct. 2

0).

Tha

t su

ppor

ts t

he p

assa

ge f

rom

poi

nt 1

0 of

the

Epi

logu

e qu

oted

by

the

Res

pond

ent,

whi

ch w

as p

rece

ded

by t

he f

ollo

win

g se

nten

ce:

“Ev

eryt

hing

poi

nts

to a

cen

tral

deci

sion

by

the

Gen

eral

Sta

ff o

f the

VR

S.”

41

2. T

he s

econ

d re

port

is B

alka

n Ba

ttleg

roun

ds,

prep

ared

by

the

Uni

ted

Stat

es C

entra

l In

telli

genc

e A

genc

y, a

lso

publ

ishe

d in

200

2. T

he fi

rst v

olum

e un

der t

he h

eadi

ng “

The

Poss

ibili

ty

of Y

ugos

lav

invo

lvem

ent”

arr

ives

at t

he fo

llow

ing

conc

lusi

on:

“N

o ba

sis

has

been

est

ablis

hed

to i

mpl

icat

e B

elgr

ade’

s m

ilita

ry o

r se

curit

y fo

rces

in

the

post

-Sre

bren

ica

atro

citie

s. W

hile

the

re a

re i

ndic

atio

ns t

hat

the

VJ

or

RD

B [

the

Serb

ian

Stat

e Se

curit

y D

epar

tmen

t] m

ay h

ave

cont

ribut

ed e

lem

ents

to th

e Sr

ebre

nica

bat

tle,

ther

e is

no

sim

ilar

evid

ence

tha

t B

elgr

ade-

dire

cted

for

ces

wer

e in

volv

ed in

any

of t

he s

ubse

quen

t mas

sacr

es.

Eyew

itnes

s ac

coun

ts b

y su

rviv

ors

may

be

im

perf

ect

reco

llect

ions

of

ev

ents

, an

d de

tails

m

ay

have

be

en

over

look

ed.

Nar

ratio

ns a

nd o

ther

ava

ilabl

e ev

iden

ce s

ugge

st th

at o

nly

Bos

nian

Ser

b tro

ops

wer

e em

ploy

ed i

n th

e at

roci

ties

and

exec

utio

ns t

hat

follo

wed

the

mili

tary

con

ques

t of

Sr

ebre

nica

.” (

Balk

an B

attle

grou

nds,

p. 3

53.)

The

resp

onse

of

the

App

lican

t w

as t

o qu

ote

an e

arlie

r pa

ssag

e w

hich

ref

ers

to r

epor

ts w

hich

“s

ugge

st”

that

VJ

troop

s an

d po

ssib

ly e

lem

ents

of t

he S

erbi

an S

tate

Sec

urity

Dep

artm

ent m

ay h

ave

been

eng

aged

in th

e ba

ttle

in S

rebr

enic

a a

s in

deed

the

seco

nd s

ente

nce

of th

e pa

ssag

e qu

oted

by

the

Res

pond

ent

indi

cate

s. I

t is

a c

autio

us p

assa

ge, a

nd s

igni

fican

tly g

ives

no

indi

catio

n of

any

in

volv

emen

t by

th

e R

espo

nden

t in

th

e po

st-c

onfli

ct

atro

citie

s w

hich

ar

e th

e su

bjec

t of

- 148

-

geno

cide

-rel

ated

con

vict

ions

. C

ouns

el f

or t

he R

espo

nden

t als

o qu

oted

fro

m t

he e

vide

nce

of t

he

Dep

uty

Com

man

der

of D

utch

bat,

give

n in

the

Milo

ševi

tria

l, in

whi

ch t

he a

ccus

ed p

ut t

o th

e of

ficer

the

poin

t quo

ted

earli

er fr

om th

e Ep

ilogu

e to

the

Net

herla

nds r

epor

t. T

he o

ffic

er re

spon

ded:

“A

t le

ast

for

me,

I d

id n

ot h

ave

any

evid

ence

tha

t it

was

lau

nche

d in

co

-ope

ratio

n w

ith B

elgr

ade.

A

nd a

gain

, I r

ead

all k

inds

of

repo

rts a

nd o

pini

ons

and

pape

rs w

here

all

kind

s of

sce

nario

s w

ere

anal

ysed

, and

so

forth

. A

gain

, I d

o no

t hav

e an

y pr

oof

that

the

act

ion,

bei

ng t

he a

ttack

on

the

encl

ave,

was

lau

nche

d in

co

-ope

ratio

n w

ith B

elgr

ade.

Th

e ot

her

evid

ence

on

whi

ch t

he A

pplic

ant

relie

d re

late

s to

the

inf

luen

ce, r

athe

r th

an t

he

cont

rol,

that

Pre

side

nt M

iloše

vi h

ad o

r did

not

hav

e ov

er th

e au

thor

ities

in P

ale.

It m

ainl

y co

nsis

ts

of t

he e

vide

nce

give

n at

the

Milo

ševi

tria

l by

Lor

d O

wen

and

Gen

eral

Wes

ley

Cla

rk a

nd a

lso

Lord

Ow

en’s

pub

licat

ions

. I

t do

es n

ot e

stab

lish

a fa

ctua

l ba

sis

for

findi

ng t

he R

espo

nden

t re

spon

sibl

e on

a b

asis

of d

irect

ion

or c

ontro

l.

*

*

(5)

Con

clus

ion

as to

res

pons

ibili

ty fo

r ev

ents

at S

rebr

enic

a un

der

Art

icle

III,

para

grap

h (a

),of

the

Gen

ocid

e C

onve

ntio

n

41

3. In

the

light

of t

he in

form

atio

n av

aila

ble

to it

, the

Cou

rt fin

ds, a

s in

dica

ted

abov

e, th

at it

ha

s no

t bee

n es

tabl

ishe

d th

at th

e m

assa

cres

at S

rebr

enic

a w

ere

com

mitt

ed b

y pe

rson

s or

ent

ities

ra

nkin

g as

org

ans

of th

e R

espo

nden

t (se

e pa

ragr

aph

395

abov

e).

It fin

ds a

lso

that

it h

as n

ot b

een

esta

blis

hed

that

tho

se m

assa

cres

wer

e co

mm

itted

on

the

inst

ruct

ions

, or

und

er t

he d

irect

ion

of

orga

ns o

f th

e R

espo

nden

t St

ate,

nor

tha

t th

e R

espo

nden

t ex

erci

sed

effe

ctiv

e co

ntro

l ov

er t

he

oper

atio

ns i

n th

e co

urse

of

whi

ch t

hose

mas

sacr

es, w

hich

, as

indi

cate

d in

par

agra

ph 2

97 a

bove

, co

nstit

uted

the

crim

e of

gen

ocid

e, w

ere

perp

etra

ted.

Th

e A

pplic

ant

has

not

prov

ed t

hat

inst

ruct

ions

wer

e is

sued

by

the

fede

ral

auth

oriti

es i

n B

elgr

ade,

or

by a

ny o

ther

org

an o

f th

e FR

Y,

to c

omm

it th

e m

assa

cres

, st

ill l

ess

that

any

suc

h in

stru

ctio

ns w

ere

give

n w

ith t

he s

peci

fic i

nten

t (d

olus

spe

cial

is)

char

acte

rizin

g th

e cr

ime

of

geno

cide

, whi

ch w

ould

hav

e ha

d to

be

pres

ent i

n or

der

for

the

Res

pond

ent t

o be

hel

d re

spon

sibl

e on

this

bas

is.

All

indi

catio

ns a

re to

the

cont

rary

: th

at th

e de

cisi

on to

kill

the

adul

t mal

e po

pula

tion

of th

e M

uslim

com

mun

ity in

Sre

bren

ica

was

take

n by

som

e m

embe

rs o

f the

VR

S M

ain

Staf

f, bu

t w

ithou

t ins

truct

ions

from

or e

ffec

tive

cont

rol b

y th

e FR

Y.

A

s fo

r th

e ki

lling

s co

mm

itted

by

the

“Sco

rpio

ns”

para

mili

tary

mili

tias,

nota

bly

at T

rnov

o (p

arag

raph

289

abo

ve),

even

if

it w

ere

acce

pted

tha

t th

ey w

ere

an e

lem

ent

of t

he g

enoc

ide

com

mitt

ed i

n th

e Sr

ebre

nica

are

a, w

hich

is

not

clea

rly e

stab

lishe

d by

the

dec

isio

ns t

hus

far

rend

ered

by

the

ICTY

(se

e, i

n pa

rticu

lar,

the

Tria

l C

ham

ber’

s de

cisi

on o

f 12

Apr

il 20

06 i

n th

e St

aniš

i a

nd S

imat

ovi

cas

e, I

T-03

-69)

, it h

as n

ot b

een

prov

ed th

at th

ey to

ok p

lace

eith

er o

n th

e in

stru

ctio

ns o

r und

er th

e co

ntro

l of o

rgan

s of t

he F

RY

.

60

- 149

-

41

4. F

inal

ly, t

he C

ourt

obse

rves

that

non

e of

the

situ

atio

ns, o

ther

than

thos

e re

ferr

ed to

in

Arti

cles

4 a

nd 8

of

the

ILC

’s A

rticl

es o

n St

ate

Res

pons

ibili

ty, i

n w

hich

spe

cific

con

duct

may

be

attri

bute

d to

a S

tate

, mat

ches

the

circ

umst

ance

s of

the

pres

ent c

ase

in r

egar

d to

the

poss

ibili

ty o

f at

tribu

ting

the

geno

cide

at S

rebr

enic

a to

the

Res

pond

ent.

The

Cou

rt do

es n

ot s

ee it

self

requ

ired

to

deci

de a

t thi

s st

age

whe

ther

the

ILC

’s A

rticl

es d

ealin

g w

ith a

ttrib

utio

n, a

part

from

Arti

cles

4 a

nd 8

, ex

pres

s pr

esen

t cu

stom

ary

inte

rnat

iona

l la

w, i

t be

ing

clea

r th

at n

one

of t

hem

app

ly i

n th

is c

ase.

Th

e ac

ts c

onst

itutin

g ge

noci

de w

ere

not c

omm

itted

by

pers

ons

or e

ntiti

es w

hich

, whi

le n

ot b

eing

or

gans

of

the

FRY

, w

ere

empo

wer

ed b

y it

to e

xerc

ise

elem

ents

of

the

gove

rnm

enta

l au

thor

ity

(Art.

5),

nor b

y or

gans

pla

ced

at th

e R

espo

nden

t’s d

ispo

sal b

y an

othe

r Sta

te (A

rt. 6

), no

r by

pers

ons

in f

act e

xerc

isin

g el

emen

ts o

f th

e go

vern

men

tal a

utho

rity

in th

e ab

senc

e or

def

ault

of th

e of

ficia

l au

thor

ities

of t

he R

espo

nden

t (A

rt. 9

); fi

nally

, the

Res

pond

ent h

as n

ot a

ckno

wle

dged

and

ado

pted

th

e co

nduc

t of t

he p

erpe

trato

rs o

f the

act

s of g

enoc

ide

as it

s ow

n (A

rt. 1

1).

41

5. T

he C

ourt

conc

lude

s fr

om th

e fo

rego

ing

that

the

acts

of t

hose

who

com

mitt

ed g

enoc

ide

at S

rebr

enic

a ca

nnot

be

attri

bute

d to

the

Res

pond

ent u

nder

the

rule

s of

inte

rnat

iona

l law

of

Stat

e re

spon

sibi

lity:

thu

s, th

e in

tern

atio

nal r

espo

nsib

ility

of t

he R

espo

nden

t is n

ot e

ngag

ed o

n th

is b

asis

.

*

*

*

VII

I. T

he q

uest

ion

of r

espo

nsib

ility

, in

res

pect

of

Sreb

reni

ca,

for

acts

enu

mer

ated

in

Art

icle

III,

para

grap

hs (b

) to

(e),

of th

e G

enoc

ide

Con

vent

ion

41

6. T

he C

ourt

now

com

es to

the

seco

nd o

f th

e qu

estio

ns s

et o

ut in

par

agra

ph 3

79 a

bove

, na

mel

y, th

at r

elat

ing

to th

e R

espo

nden

t’s p

ossi

ble

resp

onsi

bilit

y on

the

grou

nd o

f on

e of

the

acts

re

late

d to

gen

ocid

e en

umer

ated

in A

rticl

e II

I of t

he C

onve

ntio

n. T

hese

are

: co

nspi

racy

to c

omm

it ge

noci

de (

Art.

III,

para

. (b)

), di

rect

and

pub

lic in

cite

men

t to

com

mit

geno

cide

(A

rt. II

I, pa

ra. (

c)),

atte

mpt

to c

omm

it ge

noci

de (A

rt. II

I, pa

ra. (

d))

thou

gh n

o cl

aim

is m

ade

unde

r thi

s he

ad in

the

App

lican

t’s fi

nal s

ubm

issi

ons

in th

e pr

esen

t cas

e a

nd c

ompl

icity

in g

enoc

ide

(Art.

III,

para

. (e)

).Fo

r the

reas

ons

alre

ady

stat

ed (p

arag

raph

380

abo

ve),

the

Cou

rt m

ust m

ake

a fin

ding

on

this

mat

ter

inas

muc

h as

it

has

repl

ied

in t

he n

egat

ive

to t

he p

revi

ous

ques

tion,

tha

t of

the

Res

pond

ent’s

re

spon

sibi

lity

in th

e co

mm

issi

on o

f the

gen

ocid

e its

elf.

41

7. It

is c

lear

from

an

exam

inat

ion

of th

e fa

cts

of th

e ca

se th

at s

ubpa

ragr

aphs

(b) a

nd (c

) of

Arti

cle

III

are

irrel

evan

t in

the

pre

sent

cas

e.

It ha

s no

t be

en p

rove

d th

at o

rgan

s of

the

FR

Y, o

r pe

rson

s ac

ting

on th

e in

stru

ctio

ns o

r un

der

the

effe

ctiv

e co

ntro

l of

that

Sta

te, c

omm

itted

act

s th

at

coul

d be

cha

ract

eriz

ed a

s “[

c]on

spira

cy to

com

mit

geno

cide

”(A

rt. II

I, pa

ra. (

b)),

or a

s “[

d]ire

ct a

nd

publ

ic in

cite

men

t to

com

mit

geno

cide

” (A

rt. II

I, pa

ra. (

c)),

if on

e co

nsid

ers,

as is

app

ropr

iate

, onl

y th

e ev

ents

in S

rebr

enic

a. A

s re

gard

s pa

ragr

aph

(b),

wha

t was

sai

d ab

ove

rega

rdin

g th

e at

tribu

tion

to th

e R

espo

nden

t of a

cts

of g

enoc

ide,

nam

ely

that

the

mas

sacr

es w

ere

perp

etra

ted

by p

erso

ns a

nd

- 150

-

grou

ps o

f pe

rson

s (th

e V

RS

in p

artic

ular

) w

ho d

id n

ot h

ave

the

char

acte

r of

org

ans

of t

he

Res

pond

ent,

and

did

not a

ct o

n th

e in

stru

ctio

ns o

r und

er th

e ef

fect

ive

cont

rol o

f the

Res

pond

ent,

is

suff

icie

nt to

exc

lude

the

latte

r’s

resp

onsi

bilit

y in

this

rega

rd.

As

rega

rds

subp

arag

raph

(c),

none

of

the

info

rmat

ion

brou

ght

to t

he a

ttent

ion

of t

he C

ourt

is s

uffic

ient

to

esta

blis

h th

at o

rgan

s of

the

R

espo

nden

t, or

per

sons

act

ing

on it

s ins

truct

ions

or u

nder

its e

ffec

tive

cont

rol,

dire

ctly

and

pub

licly

in

cite

d th

e co

mm

issi

on o

f th

e ge

noci

de in

Sre

bren

ica;

no

r is

it p

rove

n, f

or th

at m

atte

r, th

at s

uch

orga

ns o

r pe

rson

s in

cite

d th

e co

mm

issi

on o

f ac

ts o

f ge

noci

de a

nyw

here

els

e on

the

ter

ritor

y of

B

osni

a an

d H

erze

govi

na.

In th

is r

espe

ct, t

he C

ourt

mus

t onl

y ac

cept

pre

cise

and

inco

ntro

verti

ble

evid

ence

, of w

hich

ther

e is

cle

arly

non

e.

41

8. A

mor

e de

licat

e qu

estio

n is

whe

ther

it

can

be a

ccep

ted

that

act

s w

hich

cou

ld b

e ch

arac

teriz

ed a

s “c

ompl

icity

in g

enoc

ide”

, with

in th

e m

eani

ng o

f Arti

cle

III,

para

grap

h (e

), ca

n be

at

tribu

ted

to o

rgan

s of

the

Res

pond

ent

or t

o pe

rson

s ac

ting

unde

r its

ins

truct

ions

or

unde

r its

ef

fect

ive

cont

rol.

Th

is q

uest

ion

calls

for s

ome

prel

imin

ary

com

men

t.

41

9. F

irst,

the

ques

tion

of “

com

plic

ity”

is t

o be

dis

tingu

ishe

d fr

om t

he q

uest

ion,

alre

ady

cons

ider

ed a

nd a

nsw

ered

in

the

nega

tive,

whe

ther

the

per

petra

tors

of

the

acts

of

geno

cide

co

mm

itted

in S

rebr

enic

a ac

ted

on th

e in

stru

ctio

ns o

f or

unde

r th

e di

rect

ion

or e

ffec

tive

cont

rol o

f th

e or

gans

of t

he F

RY

. It

is tr

ue th

at in

cer

tain

nat

iona

l sys

tem

s of c

rimin

al la

w, g

ivin

g in

stru

ctio

ns

or o

rder

s to

per

sons

to

com

mit

a cr

imin

al a

ct i

s co

nsid

ered

as

the

mar

k of

com

plic

ity i

n th

e co

mm

issi

on o

f th

at a

ct.

How

ever

, in

the

par

ticul

ar c

onte

xt o

f th

e ap

plic

atio

n of

the

law

of

inte

rnat

iona

l res

pons

ibili

ty in

the

dom

ain

of g

enoc

ide,

if it

wer

e es

tabl

ishe

d th

at a

gen

ocid

al a

ct h

ad

been

com

mitt

ed o

n th

e in

stru

ctio

ns o

r un

der

the

dire

ctio

n of

a S

tate

, th

e ne

cess

ary

conc

lusi

on

wou

ld b

e th

at th

e ge

noci

de w

as a

ttrib

utab

le to

the

Stat

e, w

hich

wou

ld b

e di

rect

ly re

spon

sibl

e fo

r it,

purs

uant

to th

e ru

le re

ferr

ed to

abo

ve (p

arag

raph

398

), an

d no

que

stio

n of

com

plic

ity w

ould

aris

e.

But

, as a

lread

y st

ated

, tha

t is n

ot th

e si

tuat

ion

in th

e pr

esen

t cas

e.

H

owev

er th

ere

is n

o do

ubt t

hat “

com

plic

ity”,

in th

e se

nse

of A

rticl

e II

I, pa

ragr

aph

(e),

of th

e C

onve

ntio

n, in

clud

es th

e pr

ovis

ion

of m

eans

to e

nabl

e or

faci

litat

e th

e co

mm

issi

on o

f the

crim

e; i

t is

thu

s on

thi

s as

pect

tha

t th

e C

ourt

mus

t fo

cus.

In

this

res

pect

, it

is n

otew

orth

y th

at, a

lthou

gh

“com

plic

ity”,

as

such

, is

not

a n

otio

n w

hich

exi

sts

in t

he c

urre

nt t

erm

inol

ogy

of t

he l

aw o

f in

tern

atio

nal r

espo

nsib

ility

, it i

s sim

ilar t

o a

cate

gory

foun

d am

ong

the

cust

omar

y ru

les c

onst

itutin

g th

e la

w o

f St

ate

resp

onsi

bilit

y, t

hat

of t

he “

aid

or a

ssis

tanc

e” f

urni

shed

by

one

Stat

e fo

r th

e co

mm

issi

on o

f a w

rong

ful a

ct b

y an

othe

r Sta

te.

42

0. In

this

con

nect

ion,

refe

renc

e sh

ould

be

mad

e to

Arti

cle

16 o

f the

ILC

’s A

rticl

es o

n St

ate

Res

pons

ibili

ty, r

efle

ctin

g a

cust

omar

y ru

le, w

hich

read

s as f

ollo

ws:

“Art

icle

16

Aid

or a

ssis

tanc

e in

the

com

mis

sion

of a

n in

tern

atio

nally

wro

ngfu

l act

A

St

ate

whi

ch

aids

or

as

sist

s an

othe

r St

ate

in

the

com

mis

sion

of

an

in

tern

atio

nally

wro

ngfu

l act

by

the

latte

r is i

nter

natio

nally

resp

onsi

ble

for d

oing

so if

:

61