how to conduct a local limits evaluation · what is a local limit? technically-based water quality...

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How to Conduct a Local Limits Evaluation Gorman Lau, P.E. CWEA Northern Regional Training Conference September 9, 2015

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Page 1: How to Conduct a Local Limits Evaluation · What is a local limit? Technically-based water quality effluent limit for industrial (and other regulated) users Concentration- or mass-based

How to Conduct a Local Limits Evaluation

Gorman Lau, P.E.

CWEA Northern Regional Training Conference September 9, 2015

Page 2: How to Conduct a Local Limits Evaluation · What is a local limit? Technically-based water quality effluent limit for industrial (and other regulated) users Concentration- or mass-based

Presentation Outline Background Pollutants of Concern (POCs) Pollutant Screening Headworks Loading Analysis Compliance Analysis Summary

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Page 3: How to Conduct a Local Limits Evaluation · What is a local limit? Technically-based water quality effluent limit for industrial (and other regulated) users Concentration- or mass-based

What is a local limit? Technically-based water quality effluent limit for

industrial (or other regulated) users Concentration- or mass-based End-of-pipe limit Different from categorical effluent limit

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Page 4: How to Conduct a Local Limits Evaluation · What is a local limit? Technically-based water quality effluent limit for industrial (and other regulated) users Concentration- or mass-based

Pollutant Pie

Background (non-regulated) Regulated Safety Factor

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Page 5: How to Conduct a Local Limits Evaluation · What is a local limit? Technically-based water quality effluent limit for industrial (and other regulated) users Concentration- or mass-based

What is a local limit? Technically-based water quality effluent limit for

industrial (and other regulated) users Concentration- or mass-based limit End-of-pipe limit Different from categorical effluent limit

Required by 40 CFR Part 403 (Pretreatment Program) and/or discharge permit Local Limits Development Guidance (July 2004) Local Limits Guidance (December 1987)

Incorporated into Sewer Use Ordinance 5

Page 6: How to Conduct a Local Limits Evaluation · What is a local limit? Technically-based water quality effluent limit for industrial (and other regulated) users Concentration- or mass-based

Why do you need local limits? Protect wastewater collection/treatment system Infrastructure Treatment process integrity Final effluent quality (meet discharge requirements) Biosolids quality

Protect human health and safety Protect the environment

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Page 7: How to Conduct a Local Limits Evaluation · What is a local limit? Technically-based water quality effluent limit for industrial (and other regulated) users Concentration- or mass-based

Life cycle of local limits Implement Local

Limits

Evaluate Local Limits

Develop/Update Local Limits

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Page 8: How to Conduct a Local Limits Evaluation · What is a local limit? Technically-based water quality effluent limit for industrial (and other regulated) users Concentration- or mass-based

Why conduct a local limits evaluation? It may be required: Pretreatment compliance inspection (PCI) Pretreatment compliance audit (PCA) Discharge permit

Things change over time Local Limits Guidance recommends periodic

evaluations

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Page 9: How to Conduct a Local Limits Evaluation · What is a local limit? Technically-based water quality effluent limit for industrial (and other regulated) users Concentration- or mass-based

What do you want to get out of a local limits evaluation? Verify existing pollutants of concern (POCs) Identify new POCs Assess existing data quantity and quality Gain an understanding of the pollutant loadings

to the treatment plant Magnitude Temporal variations/trends

Identify compliance issues Determine next steps, if necessary

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Page 10: How to Conduct a Local Limits Evaluation · What is a local limit? Technically-based water quality effluent limit for industrial (and other regulated) users Concentration- or mass-based

How do you conduct a local limits evaluation? Identify potential POCs Compare recent influent loads of pollutants with

the Maximum Allowable Headworks Loadings (MAHLs) for each pollutant Local Limits Guidance thresholds Is a local limit necessary?

Conduct a compliance analysis Treatment plant discharge requirements Regulated dischargers’ compliance with local limits

Document the evaluation 10

Page 11: How to Conduct a Local Limits Evaluation · What is a local limit? Technically-based water quality effluent limit for industrial (and other regulated) users Concentration- or mass-based

Where do you find potential POCs? Existing local limits 2004 Local Limits Guidance 15 national POCs Appendix C: Pollutants Regulated by Categorical

Standards Appendix G: Literature Inhibition Values

Discharge permits Biosolids limits Treatment design capacities

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Page 12: How to Conduct a Local Limits Evaluation · What is a local limit? Technically-based water quality effluent limit for industrial (and other regulated) users Concentration- or mass-based

Non-regulated

dischargers

Regulated dischargers

Headworks Primary Treatment

Secondary Treatment

Tertiary Treatment

Disinfection

Effluent

Biosolids Processing Disposal

X X

X

X

X

X X

X = Critical data locations X = Ideal additional data locations

What data do you need?

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X

Page 13: How to Conduct a Local Limits Evaluation · What is a local limit? Technically-based water quality effluent limit for industrial (and other regulated) users Concentration- or mass-based

What do you do with these data? Goal: DEVELOP HIGH QUALITY DATA SET!!! Check QA/QC data for precision, accuracy,

adequacy, and hold times Look for aberrant data (outliers) Non-detect data Use surrogate values (detection limit, ½ detection

limit, 0) Use statistical methods

13 100

150

200

250

300

350

.01 .1 1 5 10 20 30 50 70 80 90 95 99 99.9 99.99

Con

cent

ratio

n

Probability

Page 14: How to Conduct a Local Limits Evaluation · What is a local limit? Technically-based water quality effluent limit for industrial (and other regulated) users Concentration- or mass-based

1987 Local Limits Guidance Screening Criterion 1: Max [Ceff] > ½ water quality

criterion/standard, or Max [Cbiosolids] > ½ applicable biosolids criterion; or

Criterion 2: Max grab [Cinf] > ½ inhibition level; or Criterion 3: Max composite [Cinf] > ¼ inhibition

level; or Criterion 4: Max [Cinf] > 1/500th of applicable

biosolids criterion

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Page 15: How to Conduct a Local Limits Evaluation · What is a local limit? Technically-based water quality effluent limit for industrial (and other regulated) users Concentration- or mass-based

What are the potential outcomes of the screening step? No criteria met analysis complete, headworks

loading analysis not needed Consider headworks loading analysis for national

POCs At least one criterion met conduct headworks

loading analysis Insufficient data may need to conduct

additional sampling to evaluate

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Page 16: How to Conduct a Local Limits Evaluation · What is a local limit? Technically-based water quality effluent limit for industrial (and other regulated) users Concentration- or mass-based

What is a headworks loading analysis? Comparison of influent POC loads to MAHL Average influent load > 60% of MAHL Maximum influent load > 80% of MAHL Monthly average influent load for BOD, TSS,

ammonia > 80% of design capacity (prior 12 months) Consider evaluating data on a 12-month basis to

identify influent load trends for POCs If at least one criterion is met, local limit for POC

needs to be updated/developed

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Page 17: How to Conduct a Local Limits Evaluation · What is a local limit? Technically-based water quality effluent limit for industrial (and other regulated) users Concentration- or mass-based

Where do you find an MAHL? Prior local limits studies Develop preliminary MAHL if data available Identify data gaps and collect additional high

quality site-specific data if needed

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POTW

EFFNPDESNPDES R

QCAHL ××=

34.8

PE

PEASAS R

QCAHL ××=

34.8

POTW

sldgsldgsldgsldg R

GQPSCAHL

××××=

34.8

Page 18: How to Conduct a Local Limits Evaluation · What is a local limit? Technically-based water quality effluent limit for industrial (and other regulated) users Concentration- or mass-based

How do you calculate removal efficiencies? Concentration-based Local Limits Guidance (2004) 3 methods presented Does not account for flow

Load-based Accounts for flow variation

Provides credit for recycled water

Use similar calculation methods for concentration-based

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Page 19: How to Conduct a Local Limits Evaluation · What is a local limit? Technically-based water quality effluent limit for industrial (and other regulated) users Concentration- or mass-based

How important is high quality site-specific data?

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Pollutant USEPA (2004)

Plant A (2012)

Plant B (2013)

Plant C (2014)

Plant D (2015)

Arsenic 11-78% 41% 7% 35% 47% Cadmium 25-99% 90% 78% 92% 94% Chromium 25-97% 86% 74% 89% 84% Copper 2-99% 85% 54% 91% 92% Lead 1-92% 95% 76% 95% 95% Mercury 1-95% 99% 74% 97% 99% Nickel 2-99% 19% 14% 61% 53% Silver 17-95% 95% 62% 96% 98% Zinc 23-99% 88% 31% 82% 95% Cyanide 3-99% -14% -170% -640% 58%

Activated sludge treatment plant average removal efficiencies

Page 20: How to Conduct a Local Limits Evaluation · What is a local limit? Technically-based water quality effluent limit for industrial (and other regulated) users Concentration- or mass-based

What’s the difference in removal efficiency calculations?

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Pollutant Plant E

(20% water recycling) Plant F

(50% water recycling) Conc. Load Conc. Load

Arsenic 25% 36% -4% 47% Cadmium 89% 90% 90% 94% Chromium 66% 71% 70% 84% Copper 93% 94% 85% 92% Lead 95% 96% 91% 95% Mercury 99% 100% 98% 99% Nickel 32% 42% 10% 54% Silver 96% 96% 96% 98% Zinc 70% 75% 89% 95%

Removal efficiencies based on Mean Removal Efficiency Method

Page 21: How to Conduct a Local Limits Evaluation · What is a local limit? Technically-based water quality effluent limit for industrial (and other regulated) users Concentration- or mass-based

Compliance Analysis Is treatment plant meeting

discharge limitations? Is treatment plant meeting

biosolids disposal limits? Have there been treatment plant

upsets? Are regulated dischargers

complying with local limits? Do they need more flexibility?

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Page 22: How to Conduct a Local Limits Evaluation · What is a local limit? Technically-based water quality effluent limit for industrial (and other regulated) users Concentration- or mass-based

What are the potential outcomes of a local limits evaluation? Confirm existing local limits are adequate Propose removal an unnecessary existing local limit

Focus next steps/future effort Identify data gaps and additional sampling that may

be needed to complete the evaluation or update/develop local limits

Consider implementing ongoing monitoring program Document results of evaluation

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Page 23: How to Conduct a Local Limits Evaluation · What is a local limit? Technically-based water quality effluent limit for industrial (and other regulated) users Concentration- or mass-based

Minimum Recommended Sampling Frequency (Ongoing)

Parameter Location < 5 MGD 5-10 MGD 10-50 MGD >50 MGD

Pollutants with local limit

Influent, Effluent, Biosolids

Quarterly Quarterly Quarterly Every other month

Pollutants with MAHLs, but no local limit

Influent, Effluent, Biosolids

Annually Semi-annually

Semi-annually Quarterly

Organic priority pollutants Influent Annually Annually Annually Semi-

annually TCLP pollutants Biosolids Annually Annually Annually Annually Biosolids % solids and specific gravity

Biosolids Semi-annually

Once every 4 months

Quarterly Every other month

Source: 2004 Local Limits Guidance

Page 24: How to Conduct a Local Limits Evaluation · What is a local limit? Technically-based water quality effluent limit for industrial (and other regulated) users Concentration- or mass-based

Are there substantial changes (40 CFR Part 403.18)? Substantial change Relaxation of local limits (including removing local

limits) Reallocation of existing MAIL is not substantial Must receive Regional Water Board approval before

implementation Non-substantial change Notify Regional Water Board at least 45 days before

implementation

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Page 25: How to Conduct a Local Limits Evaluation · What is a local limit? Technically-based water quality effluent limit for industrial (and other regulated) users Concentration- or mass-based

Summary Local limits are required for Pretreatment

Programs Local limits need to be periodically reviewed,

evaluated, and updated Site-specific high quality data are needed Site-specific high quality data are needed Develop an adaptive management approach to

make this process as self-sufficient as possible

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Page 26: How to Conduct a Local Limits Evaluation · What is a local limit? Technically-based water quality effluent limit for industrial (and other regulated) users Concentration- or mass-based

Local limits are an ongoing process

Implement Local Limits

Evaluate Local Limits

Develop/Update Local Limits

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Page 27: How to Conduct a Local Limits Evaluation · What is a local limit? Technically-based water quality effluent limit for industrial (and other regulated) users Concentration- or mass-based

Questions?

Gorman Lau, P.E.

Larry Walker Associates, Inc. [email protected]

(530) 753-6400

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