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Hospital data to improve the quality of care and patient safety in oncology Symposium QUALITY AND SAFETY IN ONCOLOGY NURSING: INTERNATIONAL PERSPECTIVES Dr Jean-Marie Januel, PhD, MPH, RN MER 1, IUFRS, CHUV - UNIL

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Page 1: Hospital data to improve the quality of care and patient safety in … · 2015. 5. 22. · Hospital data to improve the quality of care and patient safety in oncology Symposium QUALITY

Hospital data to improve the

quality of care and patient

safety in oncology

Symposium

QUALITY AND SAFETY IN ONCOLOGY NURSING: INTERNATIONAL PERSPECTIVES

Dr Jean-Marie Januel, PhD, MPH, RN

MER 1, IUFRS, CHUV - UNIL

Page 2: Hospital data to improve the quality of care and patient safety in … · 2015. 5. 22. · Hospital data to improve the quality of care and patient safety in oncology Symposium QUALITY

© JM Januel, 2015

Summary

To show the importance of routine data in measuring patient safety in hospital

To describe the current state of the project to develop Patient Safety Indicators (PSI) at international level

o Example of the PSI for postoperative pulmonary embolism and deep vein thrombosis

Top establish the interest of PSI and their perspectives to evaluate care in oncology

Page 3: Hospital data to improve the quality of care and patient safety in … · 2015. 5. 22. · Hospital data to improve the quality of care and patient safety in oncology Symposium QUALITY

© JM Januel, 2015

From the Antiquity to the end of Middle-age

o Contemplative medicine in reference to the « Malade

imaginaire » from Molière1

Claude Bernard (1813-1878)

o Physiological medicine and principles

of interventional medicine

o Increasing of iatrogenic risks

1 Shuster E. Lancet 1998; 351: 974-977.

From contemplative medicine…

… to interventional medicine

Page 4: Hospital data to improve the quality of care and patient safety in … · 2015. 5. 22. · Hospital data to improve the quality of care and patient safety in oncology Symposium QUALITY

© JM Januel, 2015

QUALITY

Fair

Efficiency

Safe

Efficient

Timeless

Content of the quality of care

Patient

centered

Crossing the Quality Chasm, IOM. 2001

Page 5: Hospital data to improve the quality of care and patient safety in … · 2015. 5. 22. · Hospital data to improve the quality of care and patient safety in oncology Symposium QUALITY

© JM Januel, 2015

5

Care ability not to be iatrogenic (not to be

harmful, not causing complications).

To take measures to prevent the occurrence of

hospital adverse events associated with care

(HAE)

Or to reduce hospitalization consequences in

terms of complications

Patient safety

Page 6: Hospital data to improve the quality of care and patient safety in … · 2015. 5. 22. · Hospital data to improve the quality of care and patient safety in oncology Symposium QUALITY

© JM Januel, 2015

6

Epidemiology of HAE

10% of hospitalizations

43% avoidable

International and ubiquitary issue

o AE occurrence : 3% to 19%1

o Variations due to the definition used to

identify AE mainly

1 De Vries, et al. Qual Saf Health Care 2008;17:216-223

Page 7: Hospital data to improve the quality of care and patient safety in … · 2015. 5. 22. · Hospital data to improve the quality of care and patient safety in oncology Symposium QUALITY

© JM Januel, 2015

7

Scale of risks according usual exposures in the life

* De Vries, et al. Qual Saf Health Care 2008;17:216-223

Cancer incidence (total

population)

HAE (10% of

hospitalizations)

Transfusion accident

Incidence of road injury

Aircraft accident

(incidence per fly)

Chemical industry accident

10-6 10-5 10-4 10-3 10-2 10-1

Ultra safe Risky Unsafe

Page 8: Hospital data to improve the quality of care and patient safety in … · 2015. 5. 22. · Hospital data to improve the quality of care and patient safety in oncology Symposium QUALITY

© JM Januel, 2015

Limits of ad hoc study

Need of important resources (prevalence survey)

Cannot be repeated with high frequency

Small sample size

Dependant of quality of patient record /

agreement across observers to identify outcomes

using chart review

To use hospital routine data ?

Page 9: Hospital data to improve the quality of care and patient safety in … · 2015. 5. 22. · Hospital data to improve the quality of care and patient safety in oncology Symposium QUALITY

© JM Januel, 2015

Example of indicators based on hospital

routine data

To use administrative data (diagnostic codes

based on the international classification of

diseases, ICD) to identify HAE potentially

associated to health care (= outcome indicators)

Indirect measurement of a selection of HAE

Page 10: Hospital data to improve the quality of care and patient safety in … · 2015. 5. 22. · Hospital data to improve the quality of care and patient safety in oncology Symposium QUALITY

© JM Januel, 2015

1 PSI = 1 HAE

Algorithm of diagnostic codes

PSI algorithm

Codes for secondary diagnoses (SD)

corresponding to HAE clinical definition

At risk population defined using DRG codes,

diagnosis codes, and/or procedure codes

PSI =

McDonald K, Romano P, et al. AHRQ Publication No. 02-0038 .

Rockville, MD: Agency for Healthcare Research and Quality. 2002.

Page 11: Hospital data to improve the quality of care and patient safety in … · 2015. 5. 22. · Hospital data to improve the quality of care and patient safety in oncology Symposium QUALITY

© JM Januel, 2015

Precision of PSI measurement

(criterion validity)

Heterogeneous PPV according to PSI

Chronology in assessing HAE (code for

« present on admission »)

Version of the ICD that is used in countries

Others factors that contribute to quality of

coding for ICD data

Page 12: Hospital data to improve the quality of care and patient safety in … · 2015. 5. 22. · Hospital data to improve the quality of care and patient safety in oncology Symposium QUALITY

© JM Januel, 2015

Robustness of PSI measurement

(reliability)

0

5

10

15

20

25

30

[18-40[ [40-65[ [65-75[ [75-85[ >= 85 ans

PS

I /1

000 s

tays

PSI 12 - Categories of age

2005 H

2006 H

2005 F

2006 F

0

20

40

60

80

100

120

1 [2-4[ [4-8[ [8-15[ [15-22[ [22-29[ >= 29

PS

I /1

000 s

tays

PSI 12 - Lenght of stay(days)

2005

2006

Januel J.M. et al. Série Sources et Méthodes. Ministère de la Santé,

DREES, Etudes & Recherches, 2011.

Page 13: Hospital data to improve the quality of care and patient safety in … · 2015. 5. 22. · Hospital data to improve the quality of care and patient safety in oncology Symposium QUALITY

© JM Januel, 2015

Citations of « PSI » in PubMed

0

10

20

30

40

50

Fré

qu

en

ce

, N

2001

2002

2003

2004

2005

2006

2007

2008

2009

2010

2011

2012

2013

2014

Année

Page 14: Hospital data to improve the quality of care and patient safety in … · 2015. 5. 22. · Hospital data to improve the quality of care and patient safety in oncology Symposium QUALITY

© JM Januel, 2015

PSI as a standard to assess health system

performance

In USA, Canada, Australia (program at national

level)

France: ongoing development of the PSI 12

(postoperative pulmonary embolism and deep

vein thrombosis) in patients undergoing hip /

knee arthroplasty (by the end of 2015)

Page 15: Hospital data to improve the quality of care and patient safety in … · 2015. 5. 22. · Hospital data to improve the quality of care and patient safety in oncology Symposium QUALITY

© JM Januel, 2015

AHRQ

IMeCCHI

OECD

- First project

- 20 PSI (ICD-9-CM)

International Methodology Consortium for

Coded Health Information

- An independent consortium

- Subgroup on PSI (CA, CH, F, GER, AUS, USA)

- Adaptation of 15 PSI from ICD-9-CM to ICD-10

- HCQI Project

- A sélection of PSI

- ICD-9-CM / ICD-10

- International comparisons

Januel et al. Rev Epidemiol Sante Publique 2011

International comparisons based on PSI

Page 16: Hospital data to improve the quality of care and patient safety in … · 2015. 5. 22. · Hospital data to improve the quality of care and patient safety in oncology Symposium QUALITY

© JM Januel, 2015

PSI Interest for international

comparisons

Performance of health systems

o Comparisons (benchmarking)

o To learn “from others”

To show differences

o Health system organization

o Practices of coding

o Healthcare practices

Page 17: Hospital data to improve the quality of care and patient safety in … · 2015. 5. 22. · Hospital data to improve the quality of care and patient safety in oncology Symposium QUALITY

© JM Januel, 2015

International comparisons of the PSI 12

(postoperative pulmonary embolism [PE] /

deep vein thrombosis [DVT])

To propose a new approach to perform

comparative study using an evidence based-

benchmark (corresponding to the state of art

practices in healthcare)

To develop and to test a such approach to

HAE that occur in postoperative (example based

on postoperative PE/DVT)

Page 18: Hospital data to improve the quality of care and patient safety in … · 2015. 5. 22. · Hospital data to improve the quality of care and patient safety in oncology Symposium QUALITY

© JM Januel, 2015

To establish an external benchmark to be used as a

reference value for comparisons (evidence based

practice)

To compare the rate of PE/DVT that occurs in

hospitalized patients undergoing hip replacement using

hospital routine data (PSI measurement) across several

countries

To explore potential factors that could explain

differences between countries (as confounding factors

in comparisons interpretation = potential bias)

A three steps study

Page 19: Hospital data to improve the quality of care and patient safety in … · 2015. 5. 22. · Hospital data to improve the quality of care and patient safety in oncology Symposium QUALITY

© JM Januel, 2015

To choose a clinical benchmark

= Evidence-Based Practice

Hip arthroplasty

% (95% CI) I² P

Total LMWH (Observational + RCT) 0.58 (0.35-0.81) 51.8% 0.001

LMWH (Observational) 0.83 (0.19-1.48) 67.3% 0.230

LMWH (RCT) 0.51 (0.26-0.76) 45.4% 0.010

Direct inhibitor of IIa/Xa factors (EC) 0.31 (0.03-0.59) 32.8% 0.070

Indirect inhibitor of IIa/Xa factors (EC) 0.68 (0.26-0.97) 0.0% 0.380

TOTAL 0.53 (0.35-0.70) 49.4% <0.001

Januel et al. JAMA 2012

Page 20: Hospital data to improve the quality of care and patient safety in … · 2015. 5. 22. · Hospital data to improve the quality of care and patient safety in oncology Symposium QUALITY

© JM Januel, 2015

Hospitalized patients (≥ 18 yrs) undergoing hip arthroplasty

5 countries (Switzerland, France, Canada, New-Zealand,

the U.S. State of the California)

Patient Safety Indicator (PSI) 12 to measure postoperative

PE/DVT (= venous thromboembolism, VTE)

A priori confounding factors (stratification)

o Length of stay

o Number of coding secondary diagnoses

o Procedure codes for ultrasound that was used to screen DVT

systematically

A cross-sectional study

Page 21: Hospital data to improve the quality of care and patient safety in … · 2015. 5. 22. · Hospital data to improve the quality of care and patient safety in oncology Symposium QUALITY

© JM Januel, 2015

PSI algorithm to identify postoperative PE/DVT 1,2

1 Januel JM, et al. Rev Epidemiol Sante Publique 2011; 59: 341-350.

2 OECD Health Technical Report. N°19. DELSA/ELSA/WD/http 2008.

NUMERATOR DENOMINATOR Procedure codes

N° PSI Inclusions Inclusions Exclusions Exclusions

12 Postoperative

PE / DVT

Secondary

diagnoses of

PE / DVT

Procedure codes

for total or partial

hip prosthesis

18 yrs

Principal

diagnosis of

PE/DVT

MDC 14

Stent in the

cava vena

(recurrent PE)

Page 22: Hospital data to improve the quality of care and patient safety in … · 2015. 5. 22. · Hospital data to improve the quality of care and patient safety in oncology Symposium QUALITY

© JM Januel, 2015

Hospital length of stay (LOS)

Page 23: Hospital data to improve the quality of care and patient safety in … · 2015. 5. 22. · Hospital data to improve the quality of care and patient safety in oncology Symposium QUALITY

© JM Januel, 2015

Hospital length of stay (LOS)

Page 24: Hospital data to improve the quality of care and patient safety in … · 2015. 5. 22. · Hospital data to improve the quality of care and patient safety in oncology Symposium QUALITY

© JM Januel, 2015

Hospital length of stay (LOS)

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© JM Januel, 2015

Number of coded secondary diagnoses

0.00

0.01

0.02

0.03

0.04

0.05

Ob

se

rved

pro

ba

bili

ty o

f V

TE

3 4 5 6 7 8 9 10=<2 11+

Number of Second Diagnoses Coding Fields

Switzerland France Canada New-Zealand California-US

Page 26: Hospital data to improve the quality of care and patient safety in … · 2015. 5. 22. · Hospital data to improve the quality of care and patient safety in oncology Symposium QUALITY

© JM Januel, 2015

Number of coded secondary diagnoses

Page 27: Hospital data to improve the quality of care and patient safety in … · 2015. 5. 22. · Hospital data to improve the quality of care and patient safety in oncology Symposium QUALITY

© JM Januel, 2015

Q1 Q2 Q3 Q4

0.0

0.5

1.0

1.5

2.0

2.5

3.0

Obse

rved

eve

nt o

ccure

nce r

ate

, %

VTE DVT (only) PE (only) DVT+PE

Type of thromboembolic events stratified by quartile (Q) for systematic ultrasound

DVT and Procedure codes of ultrasound (France)

Page 28: Hospital data to improve the quality of care and patient safety in … · 2015. 5. 22. · Hospital data to improve the quality of care and patient safety in oncology Symposium QUALITY

© JM Januel, 2015

Quartiles

1 2 3 4

Proportion of stay with ultrasound by hospital, Median 0 1.43 5.35 46.25

[IQR, 25th – 75th percentiles] [0 – 0] [1.95 – 2.02] [3.85 – 7.41] [18.18 – 85.55]

% of stays with PE/DVT 0.88 0.68 0.94 2.55

(95% CI) (0.76 – 1.00) (0.58 – 0.77) (0.84 – 1.04) (2.31 – 2.79)

Volume of hip arthroplasty by hospital, Median 82 155 137 140

[IQR, 25th – 75th percentiles] [40 – 140] [97 – 228] [74 – 228] [72 – 238]

Type of hospital

Public hospital and assimilated, n (%) 503 (42.70) 269 (22.84) 277 (23.51) 129 (10.95)

For profit private hospital, n (%) 354 (24.65) 181 (12.60) 377 (26.25) 524 (36.49)

LOS, Median 13.18 12.31 12.02 11.73

[IQR, 25th – 75th percentiles] [10.97 – 15.75] [10.34 – 14.36] [10.97 – 15.75] [10.97 – 15.75]

Number of secondary diagnoses, Median 2.41 2.35 2.31 2.56

[IQR, 25th – 75th percentiles] [2.31 – 2.51] [2.23 – 2.47] [2.21 – 2.40] [2.45 – 2.67]

Factors associated to ultrasound coded

Page 29: Hospital data to improve the quality of care and patient safety in … · 2015. 5. 22. · Hospital data to improve the quality of care and patient safety in oncology Symposium QUALITY

© JM Januel, 2015

PSI as standard metrics

At international level

o Standard (for comparisons)

o Comparability, factors to explain differences

potentially…

At national level

o Improving healthcare quality remains the

fundamental and principal objective

o Complementarily between PSI and ad hoc

study (± electronically patient records)

Page 30: Hospital data to improve the quality of care and patient safety in … · 2015. 5. 22. · Hospital data to improve the quality of care and patient safety in oncology Symposium QUALITY

© JM Januel, 2015

N° Patient Safety Indicators (PSI) de la AHRQ (CIM-9-CM) IMeCCHI OECD

1. Complications of anesthesia X X

2. Lower DRG mortality - -

3. Decubitus ulcer X X

4. Failure to rescue - -

5. Body left during procedure X X

6. Iatrogenic pneumothorax X X

7. Central venous catheter bloodstream infection X X

8. Postoperative hip fracture X X

9. Postoperative hemorrhage or hematoma - -

10. Postoperative physiological and metabolic disorders X -

11. Postoperative respiratory failure - X

12. Postoperative pulmonary embolism and deep vein thrombosis X X

13. Postoperative septis X X

14. Abdominal-pelvic surgical wound dehiscence - -

15. Technical difficulty - laceration or accidentally puncture during care X X

16. Transfusion reaction X X

17. Birth Trauma - trauma in newborn X X

18. Obstetric trauma during a vaginal delivery (with instrument) X X

19. Obstetric trauma during a vaginal delivery (without instrument) X X

20. Obstetric trauma during a cesarean X X

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© JM Januel, 2015

Interest and perspectives in oncology

PSI = HAE with avoidable criteria

o Oncology patients are excluded of some

AHRQ PSI (denominator)

To refine interesting PSI for oncology care

o Also include patients with cancer in the

denominator

o To develop new PSI (specific)