hospital accountability planning submission 2014-2015 .../media/sites/mh/uploadedfiles/p… ·...
TRANSCRIPT
Hospital Accountability Planning Submission 2014-2015
Education Session
January 14, 2014
Agenda
1. Context
2. Alignment
3. HSAA Organization
4. Structure
5. Guiding Principles
6. HSAA Schedules Naming Convention
7. Summary of Changes to Guidelines, Forms and draft Schedules for
2014/2015
2
Agenda (cont’d)
8. Approach to Setting Planning Targets for 2014/15
9. Guidance for Report Submissions Process
10. HSAA Indicators
11. Timelines
12. Questions
3
Context Planning for 2014/2015
• The HSAA Template Agreement will be a multi-year agreement established through consultative stakeholder meetings between the LHINs, hospitals, the OHA and MOHLTC. The Schedules content will be negotiated annually.
• Information collected through the Hospital Accountability Planning Submission (HAPS) and the supplemental report will be used to populate the H- SAA Schedules. Both the HAPS forms and the guidelines have been refreshed.
• The HAPS and related draft Schedules will cover one fiscal year (FY 2014/15).
4
Context Planning for 2014/2015 (cont’d)
• The government continues to implement Health System Funding Reform (HSFR), which supports system capacity planning and quality improvement through directly linking funding to patient outcomes. LHINs and the hospitals recognize that health system funding reform (HSFR) will impact the HSAA process.
• Hospital funding has become unique to each individual hospital with the roll out of the Health Based Allocation Model and Quality Based Funding (QBP) and so “across the board” planning targets are no longer relevant or possible.
5
Context Planning for 2014/2015 (cont’d)
• Hospitals are currently engaged in developing budgets to guide operations for fiscal 2014/15 as part of their organization’s fiduciary duty and hospital services will continue to be provided to patients according to the hospital’s internal plan and based on the hospital’s best assumptions.
• There is great benefit for hospitals and LHINs to agree on performance expectations within a set of parameters that begins on day one of the fiscal year. The vehicle for this agreement is the HSAA.
6
Alignment with Health System Priorities Achieving the greatest efficiency
7
MOHLTC: Minister’s Action Plan
Keeping Ontario Healthy Faster Access to Stronger Family Health Care Right Care, Right Time, Right Place
LHINs: Pan-LHIN Health System Imperatives
Leading with Quality and Safety Strengthening and Enhancing Access to Primary Care Enhancing Coordination and Transitions of Care for Targeted Populations Holding the Gains
HSAA
Advancement of/alignment with the Minister’s Action Plan Advancement of pan-LHIN health system imperatives
Advancement of /alignment with the LHIN’s IHSP
8
2013
HSAA Organizational Structure Creating an ownership framework
Hospitals
(OHA)
HSAA Steering Committee
Co-Chairs:
Paul Huras, CEO SE LHIN
Bill MacLeod, CEO MH LHIN
Marian Walsh, CEO Bridgepoint
HSAA Planning & Schedules
Work Group
Co-Lead: Sherry Kennedy, SE LHIN
Co-Lead: May Chang, MSH
HSAA Communications Group
Elizabeth Carlton, Melissa Prokopy, OHA
Louise Biggar and Tracy Lobo, LHINC
HSAA Indicators Work Group
Mark Brintnell, SW LHIN
LHINs
9
HSAA Organizational Structure Creating an ownership framework (cont’d)
• As in previous years, the HSAA Steering Committee was established to provide oversight and guidance to the current year’s consultation process.
• The HSAA Planning & Schedules Work Group was co-led by Sherry Kennedy, Chief Operating Officer of the South East LHIN, and May Chang, Executive Vice President, Finance and Operations, Markham Stouffville Hospital.
• Based on the HSAA Steering Committee’s planning assumptions, the core deliverables of the HSAA Planning & Schedules Work Group were to: prepare draft schedules and planning submission documents and produce related education materials.
10
HSAA P&S WG Guiding Principles Developing the HAPS materials
• The deliverables of the Planning & Schedules Work Group were set with the following guiding principles in mind:
1. Practicality - Develop products that reflect our current reality and are easy to use/understand.
2. Emphasis on local within the provincial context - For planning targets, performance indicator targets and other health system changes.
3. Partnership Approach - Hospitals and LHINs should talk early and often in order to develop a mutually acceptable HSAA within the requisite timeline.
11
HSAA P&S WG Guiding Principles Developing the HAPS materials (cont’d)
4. Ensure alignment. All core HAPS/HSAA materials (Guidelines, Forms and Schedules), should align with one another. The Work Group will also strive for enhanced functionality whereby one form/schedule may be pre-populated by another where appropriate.
12
HAPS Guidelines Main differences between 2013/14 and 2014/15
• Reorganized/reordered some content to improve flow.
• Streamlined content to remove duplication and commentary that was no longer necessary due to the maturation of the HAPS process over the years.
• Updated the language to reflect HSFR, to reference more recent key documents, and added some minor clarification to wording to reflect feedback from the field and improve understanding.
• Incorporated the new approach to setting planning targets.
13
Draft HSAA Schedules: Schedule A - Funding Allocation Main differences between 2013/14 and 2014/15
• Updated to reflect HSFR and nomenclature and some revenue categories reorganized.
• Moved the funding summary to the top of the Schedule (includes the summary information from the detailed sections that follow it on the page).
• Added new Quality Based Procedures for 2014/2015.
• Summarized other funding not provided through the LHINs at the bottom of this Schedule.
14
Draft HSAA Schedules: Schedule B – Reporting
Requirements Main differences between 2013/14 and 2014/15
• Updated reporting dates for the new term.
• Separated MIS Trial Balance and the SRI/Supplemental Reporting on the form as the dates are different.
• Extended the year-end reporting date to June 30th to allow for completion of the annual audit.
15
Draft HSAA Schedules: Schedule C1 -
Performance Indicators Main differences between 2013/14 and 2014/15
• Updated nomenclature to reflect changes in LHIN indicator terminology (i.e. from ‘accountability’ indicators to ‘performance’ indicators).
• Aligned indicators with the Ministry LHIN Performance agreement (MLPA).
• Removed indicators that could be monitored outside of the H-SAA.
16
Draft HSAA Schedules: Schedule C2 - Service
Volumes Main differences between 2013/14 and 2014/15
• Updated terminology and reordered some line items.
• Noted definitions/inclusions/exclusions within the Technical Specifications document.
• Added new Quality Based Procedure volumes for 2014/15 (see Appendix 4).
17
Draft HSAA Schedules: Schedule C3 - LHIN
Local indicators Main differences between 2013/14 and 2014/15
• Reformatted the template to be consistent with other Schedules.
• Content remains to be negotiated locally.
18
Draft HSAA Schedules: Schedule C4 - PCOP Main differences between 2013/14 and 2014/15
• Removed Schedule.
• Post construction operating plan funding and related performance requirements will be communicated through funding letter and become an addendum to the HSAA.
19
Draft HSAA Schedules: Schedule D -
Declaration of Compliance Main differences between 2013/14 and 2014/15
• Removed reference to specific section (s. 10.3) of the HSAA.
20
Draft HSAA Schedules: Schedule E – Project
Funding Agreement Template Main differences between 2013/14 and 2014/15
• Updated to reflect HSP “services” rather than “deliverables”.
21
Approach to Setting Planning Targets
Premise: There is great benefit for hospitals and LHINs to agree on performance expectations within a set of parameters that begins on day one of the agreement year.
Development Principles:
• Work in partnership
• Reflect local reality within the provincial context
• Build on existing/current hospital budget efforts
• Manage mutual risk
• Leverage continuous quality improvement processes
22
Approach to Setting Planning Targets (cont’d)
• Actual funding allocations are not available until well into any
fiscal year and so setting planning target assumptions are necessary to develop and populate HAPS and Schedules. The HSAA Steering Committee has confirmed that the following is a practical and reasonable approach to this reality:
• Leveraging and aligning with internal hospital budget processes: Hospitals will locally determine their best estimates for planning assumptions for global, HBAM, QBP, etc. (including an assumption for mitigation where applicable) for use in completing the HAPS and related schedules for 2014/15 using their current knowledge.
23
Approach to Setting Planning Targets (cont’d)
• Focus on reasonability: LHINS will review and discuss these assumptions with hospitals within their region and assess the proposed planning targets for reasonableness.
• Mitigating the risk: In order to mitigate the risk to hospitals and LHINs that actual funding will be different than planning targets used to populate the Schedules of an HSAA, a materiality “trigger” will be incorporated in the HSAA template.
24
Approach to Setting Planning Targets (cont’d)
• Materiality assessed on performance indicators and volume
targets: Where the HSFR assumptions used in planning are different than actual funding allocations, and these result in the hospital being unable to deliver on a performance commitment, this will trigger a resubmission/renegotiation of the affected H-SAA schedules.
• Detailed language and process guidance to follow: Note that the HSAA Steering Committee has approved this approach and has requested the development of appropriate language for inclusion in the HSAA template as well as process guidance for the field.
25
HAPS Report Submissions: Process Guidance
for LHINs and Hospitals
1. LHINs will review HAPS reference materials (HAPS Guidelines and User Guide) and post them to their websites
2. HAPS templates have been loaded onto SRI for hospitals to access 3. LHINs will organize meetings with their hospitals to:
• Understand each hospitals’ planning target assumptions and to determine reasonableness of same
• Communicate and discuss LHIN expectations with respect to volume and performance indicator targets (directional and/or specific as appropriate for the local context)
• Communicate the local LHIN HAPS review process
26
HAPS Report Submissions (cont’d)
4. Hospitals will upload completed forms (final version only) to SRI. 5. LHINs begin HAPS review and negotiation process
27
HSAA IWG Structure Creating an ownership framework
• The H-SAA Indicators Work Group (IWG) involved hospital and LHIN leaders with backgrounds in program delivery, performance improvement, finance, and decision support.
• Based on the HSAA Steering Committee’s direction, the core deliverables of the HSAA Indicators Work Group were to:
• Review current indicators and develop recommendations to ensure alignment with pan-LHIN system imperatives and ensure a manageable number of indicators
• Revise the HSAA Indicator Schedule to reflect changes in LHIN indicator terminology (e.g. from ‘accountability’ indicators to ‘performance’ indicators)
28
HSAA IWG Structure (cont’d) Creating an ownership framework
• Update technical specifications and target setting guidelines based on the endorsed indicators
• Develop FAQs and other communication and education materials as needed
29
Indicator Selection Approach & Guiding
Principles
• The following tools were developed to help guide the indicator selection process:
• SAA Indicator Toolkit (containing a Provincial Strategic Framework, Provincial Logic Model and IWG Templates)
• Indicator Validation Tool
• The following process was used by the HSAA IWG to arrive at the final list of indicators for 2014/15:
1. Review Pan-LHIN/ HSII Logic Model
2. Review existing HSAA indicators and any others proposed by the IWG for consideration
30
Indicator Selection Approach & Guiding
Principles (cont’d)
3. Evaluate each indicator against the validation criteria outlined in the Indicator Validation Tool: alignment with system outcome objectives, validity, timeliness of data, reliability, feasibility, understandable, actionability, comparability, and trending
4. Review results and arrive at consensus on final list of indicators for recommendation to HSAA Steering Committee
31
32
HSAA Indicators Update for 2014/15 Changes and Process – Performance Indicators
• All ‘90th Percentile Wait Times’ indicators have been replaced with ‘Percent of Priority 4 Cases Completed’: This change will be made to align with the Ministry-LHIN Performance Agreement.
33
HSAA Indicators Update for 2014/15 Changes and Process – Explanatory Indicators
• ALC rate indicator added to prepare for provincial shift from % to rate
• Percentage of Full-Time Nurses’ Indicator has been removed: While nursing levels remain important, it is felt that this indicator can be monitored without it being required in the HSAA.
• Percentage of Paid Sick Time (Full-Time) removed: This information can be monitored as part of regular monitoring cycle
• Percentage of Paid Overtime removed: This information can be monitored as part of regular monitoring cycle
34
H-SAA Indicators Moving Forward • The H-SAA IWG will continue to meet and work on the following
deliverables:
• Assess the current indicators listing to ensure ideal alignment of hospital performance and accountabilities to system outcomes (using the Logic Model)
• Consider current new developmental indicators taking into consideration alignment to other key work streams like HSFR Quality Based Procedures and Quality Improvement Plans (using the Indicator Validation Tool)
• Review and assess performance results for existing indicators to inform decisions on future indicators based on performance needs
35
Timelines Completing the 2014/15 HAPS
36
Projected Timelines
December 11 2014/15 HAPS available on SRI
January 14 2014/15 HAPS materials education session
February 14 Hospitals submit completed HAPS reflecting initial hospital/LHIN discussions
March 26 LHIN analysis, final negotiations of indicator targets and population of schedules
March 28
Final HSAA template and schedules sent to hospitals for Board approval
April 30 HSAAs signed. All Board-approved HSAAs are due to the LHINs by April 30, 2014
*Note: Education on the H-SAA Schedules and final template agreement will be forthcoming
Questions?
Please contact your local Hospital representative
37
APPENDIX 1: HSAA Planning & Schedules
Work Group Membership
38
Sector Organization Individual, Title
LHIN SE LHIN Sherry Kennedy, COO (Co-Chair)
Hospital Markham Stouffville Hospital May Chang, Executive VP, Finance and Operations (Co-Chair)
Hospital Sunnybrook Hospital David Couch, Director
Hospital Red Lake Margaret Cochenour Memorial Hospital
Paul Chatelain, President and CEO
Hospital St Michael’s Hospital Tomi Nieminen, Director
OHA Ontario Hospital Association Imtiaz Daniel, Senior Consultant
LHIN SW LHIN Scott Chambers, Team Lead
LHIN TC LHIN Chris Sulway, Senior Consultant
LHIN SE LHIN Mike McClelland, Senior Financial Analyst
APPENDIX 1: HSAA Planning & Schedules
Work Group Membership (cont’d)
39
Sector Organization Individual, Title
LHIN NE LHIN Marc Demers, Controller / Corporate Services Manager
LHIN NW LHIN Kevin Holder, Senior Consultant
LHIN CH LHIN Elizabeth Woodbury, Senior Accountability Specialist
LHIN TC LHIN Raza Khaki, Consultant
APPENDIX 2: HSAA Indicators Work Group
Membership
40
Sector Organization Individual, Title
Hospital Markham Stouffville Hospital May Chang, Executive VP, Finance and Operations
Hospital Grey Bruce Health Services Martin Mazza, CFO
Hospital Mt. Sinai Hospital Joan Sproul , Sr VP, Finance
Hospital Ontario Shores John Chen, VP Finance and Support Services
Hospital MHA Nancy Maltby, COO
Hospital SJHC Hamilton Jane Loncke, Director
OHA Ontario Hospital Association Imtiaz Daniel, Senior Consultant
LHIN SW LHIN Mark Brintnell, SD (Chair)
LHIN NE LHIN Marc Demers, Controller / Corporate Services Manager
LHIN TC LHIN Chris Sulway, Senior Consultant
APPENDIX 2: HSAA Indicators Work Group
Membership (cont’d)
41
Sector Organization Individual, Title
LHIN CE LHIN Marilee Suter, Senior Consultant
LHIN Central LHIN Jennifer Chiarcossi, Sr. Business Analyst
MOHLTC MOHLTC Sarah Costa, Senior Policy Consultant
MOHLTC MOHLTC Soma Mondal, Manager
MOHLTC MOHLTC Naomi Kasman, Senior Health Analyst
MOHLTC MOHLTC Thomas Custers, Manager
APPENDIX 3: HSAA Content – Schedules
42
Schedule Title Description
A Funding Allocation
Reflects the hospital’s best assumptions with respect to planning targets for each relevant category of revenue
B Reporting Requirements Lists various reporting obligations and relevant timelines
C1 TOTAL ENTITY Performance Indicators
Reflects recommendations of the Provincial Performance Indicator Committee, approved by the HSAA Steering Committee
C2 Service Volumes Similar to prior years. Language updated
C3 Local Indicators and Obligations
Standard template for locally negotiated indicators and obligations
D Declaration of Compliance Template used for funding special projects
E Project Funding Agreement Template
Form to be completed by the HSP’s Board of Directors to declare that the HSP has complied with the terms of the Agreement
APPENDIX 4: 2014/15 QBPs
43
2014/15 Quality Based Procedures (QBPs)
Paediatric • Tonsillectomy
• Neonatal Jaundice (Hyperbilirubinemia)
Respiratory • Pneumonia
Orthopaedics
• Knee Arthroscopy
• Hip Fracture
Vision Care • Retinal Disease
Cancer • Colposcopy
• Cancer Surgery
Cardiac • Coronary Artery Disease
• Aortic Valve Replacement