hawking radiation and black hole evaporationhawking radiation is a consequence of the state near the...

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Max-Planck-Institut für Astrophysik Hawking Radiation and Black Hole Evaporation Wolfram Schmidt [email protected] Advisor-Seminar Astrophysik Technische Universit ¨ at M ¨ unchen W. Hillebrandt & E. M¨ uller Advisor-Seminar Astrophysik, July 2003 – p.1/21

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Page 1: Hawking Radiation and Black Hole EvaporationHawking radiation is a consequence of the state near the horizon being the vacuum as viewed by free-fall observers Advisor-Seminar Astrophysik,

Max-Planck-Institutfür Astrophysik

Hawking Radiation andBlack Hole Evaporation

Wolfram Schmidt

[email protected]

Advisor-Seminar Astrophysik

Technische Universitat Munchen

W. Hillebrandt & E. Muller

Advisor-Seminar Astrophysik, July 2003 – p.1/21

Page 2: Hawking Radiation and Black Hole EvaporationHawking radiation is a consequence of the state near the horizon being the vacuum as viewed by free-fall observers Advisor-Seminar Astrophysik,

Max-Planck-Institutfür Astrophysik

Overview

Classical black hole mechanics

The quantum vacuum in Minkowski spacetime

The Unruh effect

Hawking radiation

Black hole entropy

Advisor-Seminar Astrophysik, July 2003 – p.2/21

Page 3: Hawking Radiation and Black Hole EvaporationHawking radiation is a consequence of the state near the horizon being the vacuum as viewed by free-fall observers Advisor-Seminar Astrophysik,

Max-Planck-Institutfür Astrophysik

The Zeroth Law

✦ Zeroth Law of Black Hole MechanicsThe surface gravity � is constant on the horizon of astationary black hole

✦ Zeroth Law of ThermodynamicsThe temperature

is constant throughout a systemin thermal equilibrium

Advisor-Seminar Astrophysik, July 2003 – p.3/21

Page 4: Hawking Radiation and Black Hole EvaporationHawking radiation is a consequence of the state near the horizon being the vacuum as viewed by free-fall observers Advisor-Seminar Astrophysik,

Max-Planck-Institutfür Astrophysik

The First Law

✦ First Law of Black Hole MechanicsIf mass-energy

carrying angular momentum

� �

and zero electric charge falls into a black hole, thechange of surface area of the horizon

� �is given by

� � ����

� � � � � �

✦ First Law of ThermodynamicsThe change of internal energy in a quasistatic pro-cess is the sum of the added heat and mechanicalwork done on the system:

� � � � � � ��

Advisor-Seminar Astrophysik, July 2003 – p.4/21

Page 5: Hawking Radiation and Black Hole EvaporationHawking radiation is a consequence of the state near the horizon being the vacuum as viewed by free-fall observers Advisor-Seminar Astrophysik,

Max-Planck-Institutfür Astrophysik

The Second Law

✦ Second Law of Black Hole Mechanics(Area theorem by HAWKING, 1971):The surface area of the horizon can never decrease,

� � � �

✦ Second Law of ThermodynamicsThe total entropy of an isolated system can never de-crease: � � �

Advisor-Seminar Astrophysik, July 2003 – p.5/21

Page 6: Hawking Radiation and Black Hole EvaporationHawking radiation is a consequence of the state near the horizon being the vacuum as viewed by free-fall observers Advisor-Seminar Astrophysik,

Max-Planck-Institutfür Astrophysik

The Area Theorem

The total area of black hole horizons is monotonically increasing with time

Advisor-Seminar Astrophysik, July 2003 – p.6/21

Page 7: Hawking Radiation and Black Hole EvaporationHawking radiation is a consequence of the state near the horizon being the vacuum as viewed by free-fall observers Advisor-Seminar Astrophysik,

Max-Planck-Institutfür Astrophysik

Black Hole Thermodynamics?

Analogy to thermodynamics☛ Surface gravity � is a measure of temperature

☛ Horizon area

is proportional to the entropy

�Refutations (from the purely classical point of view):✘ The temperature of a black hole vanishes!

✘ Entropy is dimensionless, the horizon area is a length squared!

✘ The area is separately non-decreasing, whereas only the totalthermodynamical entropy is non-decreasing!

✘ Numerically, the black hole entropy is vastly larger than theentropy of a star from which the hole could have formed!

Advisor-Seminar Astrophysik, July 2003 – p.7/21

Page 8: Hawking Radiation and Black Hole EvaporationHawking radiation is a consequence of the state near the horizon being the vacuum as viewed by free-fall observers Advisor-Seminar Astrophysik,

Max-Planck-Institutfür Astrophysik

The Quantum Vacuum

The definition of a particle (quantum) depends on theframe of reference

If the frames of two observers differ only by a Lorentztransformation, then they will agree about the particlecontent

If they have relative acceleration, then they will measuredifferent particle numbers!

The vacuum in Minkowski spacetime appears to be athermal state when viewed by an accelerating observer(DAVIES, 1975, and UNRUH, 1976)

Advisor-Seminar Astrophysik, July 2003 – p.8/21

Page 9: Hawking Radiation and Black Hole EvaporationHawking radiation is a consequence of the state near the horizon being the vacuum as viewed by free-fall observers Advisor-Seminar Astrophysik,

Max-Planck-Institutfür Astrophysik

Minkowski Spacetime

Geometric units: � � �

,

� � �

,

��� � �

��� � �� � ��� � � � �

✦ � � ➢ spacelike infinity

� �

� � � � ➢ future timelike infinity

� �

� ��� � ➢ past timelike infinity

���

��� � ��� ��� � �� � � � � � �

✦ � �� � � ➢ future null infinity

! �

✦ " � � � � ➢ past null infinity

!�

Advisor-Seminar Astrophysik, July 2003 – p.9/21

Page 10: Hawking Radiation and Black Hole EvaporationHawking radiation is a consequence of the state near the horizon being the vacuum as viewed by free-fall observers Advisor-Seminar Astrophysik,

Max-Planck-Institutfür Astrophysik

Conformal Minkowski Spacetime

Compactify the manifold to include the boundaries

� � ,

!� ,

� �

,

! �and

� �

Advisor-Seminar Astrophysik, July 2003 – p.10/21

Page 11: Hawking Radiation and Black Hole EvaporationHawking radiation is a consequence of the state near the horizon being the vacuum as viewed by free-fall observers Advisor-Seminar Astrophysik,

Max-Planck-Institutfür Astrophysik

QFT in a Nutshell

Massless scalar quantum field

in1+1 Minkowski spacetime

Field equation

��� � � � � �� � � � �� � � � �

➯ plane-wave solutions

� � � � � �� � ��� ���

Wave-packets following outgoing null rays onto

� �

:

� � �� ��� � � � � � � � �

� � � � � ��

��� � ! " and � � are, respectively, creation and annihilation operators

✦ Number operator for outgoing particles of frequency # is$ �&%(' )* + ��� � ! " � �

Advisor-Seminar Astrophysik, July 2003 – p.11/21

Page 12: Hawking Radiation and Black Hole EvaporationHawking radiation is a consequence of the state near the horizon being the vacuum as viewed by free-fall observers Advisor-Seminar Astrophysik,

Max-Planck-Institutfür Astrophysik

Inertial vs. Accelerated Observer

Basis modes in the inertial frame� � � � � � � � � ,

� � � � � � � ���

For a Rindler observer moving with const. acceleration

�, the null coordinates transform to � �

and � �

The transformation from the inertial to the acceleratedframe is given by

� � � ��� ��� � � � � � � � � � � � �� �

The Rindler observer measures different time� � � � � � � � � � �

and length � � � � � � � � � �

and has different

basis modes � � � � � � �� ��� , � � � � � � �� ���

� � �� �� � �

� � � � � �

� � ��

� ��

Advisor-Seminar Astrophysik, July 2003 – p.12/21

Page 13: Hawking Radiation and Black Hole EvaporationHawking radiation is a consequence of the state near the horizon being the vacuum as viewed by free-fall observers Advisor-Seminar Astrophysik,

Max-Planck-Institutfür Astrophysik

The Unruh Effect

vacuum state

� � � � � � �

,

�� � � � � � � � � � � � �

☞ There are no in/outcoming particles seen by an inertial observer

Number operator for outgoing modes in the acceleratedframe is

� �� ��� ��� � � � � �� � �

For the vacuum state

� � � � � � �

, the Rindler observer finds

� � � � � � � �� ��� � ��� � � � � � � �

�� � � �

☞ The Rindler observer beholds a flux of thermal radiationpropagating to

! �☞ The temperature of the vacuum is proportional to acceleration:

� ��� ����

Advisor-Seminar Astrophysik, July 2003 – p.13/21

Page 14: Hawking Radiation and Black Hole EvaporationHawking radiation is a consequence of the state near the horizon being the vacuum as viewed by free-fall observers Advisor-Seminar Astrophysik,

Max-Planck-Institutfür Astrophysik

The Collapsing Star Spacetime

A black hole is a region in spacetime which is not in the past of of! �

Advisor-Seminar Astrophysik, July 2003 – p.14/21

Page 15: Hawking Radiation and Black Hole EvaporationHawking radiation is a consequence of the state near the horizon being the vacuum as viewed by free-fall observers Advisor-Seminar Astrophysik,

Max-Planck-Institutfür Astrophysik

QFT in Curved Spacetime

Use a prescribed background geometry with metric � �� :

� �� �� �� � � �

HAWKING (1973) studied a scalar field�

propagating inthe background spacetime around a star collapsing to ablack hole✦ Towards

!� , the spacetime is nearly Minkowskian

✦ Positive frequency modes are partially converted into negativefrequency modes near the horizon (pair creation)

✦ Whereas positive frequency modes scatter off the horizon,negative frequency modes are absorbed

✦ Assuming the state� � � !� !�

in the remote past (the Boulwarestate), HAWKING found that in the future of the collapse, there is aflux of thermal particles to

! �

Advisor-Seminar Astrophysik, July 2003 – p.15/21

Page 16: Hawking Radiation and Black Hole EvaporationHawking radiation is a consequence of the state near the horizon being the vacuum as viewed by free-fall observers Advisor-Seminar Astrophysik,

Max-Planck-Institutfür Astrophysik

Pair Creation Near the Event Horizon

Virtual pair creation close to the horizon can result in a real particleescaping to

! �

which carries away a fraction of the black hole mass

Advisor-Seminar Astrophysik, July 2003 – p.16/21

Page 17: Hawking Radiation and Black Hole EvaporationHawking radiation is a consequence of the state near the horizon being the vacuum as viewed by free-fall observers Advisor-Seminar Astrophysik,

Max-Planck-Institutfür Astrophysik

Hawking Radiation

A black hole produces thermal radiation with

� � ��� �

The temperature is proportional to the surface gravity

� � � � � � ��� � � �� � � , where

� � � � � � � � �

The wavelength of Hawking radiation is� � � � � ���

vanishes in the classical limit

� � �

� � �� � � � � � �

is the local acceleration of a stationaryobserver

Hawking radiation is a consequence of the state nearthe horizon being the vacuum as viewed by free-fallobservers

Advisor-Seminar Astrophysik, July 2003 – p.17/21

Page 18: Hawking Radiation and Black Hole EvaporationHawking radiation is a consequence of the state near the horizon being the vacuum as viewed by free-fall observers Advisor-Seminar Astrophysik,

Max-Planck-Institutfür Astrophysik

Black Hole Evaporation

Negative frequency (energy) particle flux into

� �diminishes the black hole mass

The the rate of positive energy emission to� �

is � �

Black hole life time is of the order

�✦

�� �� � ! � � � � � � � � � ��� � �

✦ A solar mass black hole (

� � � � � � ) emits thermal radiation ofroughly

� � � � ��� �

and lives about� � � �

times the ageof the universe

✦ Only primordial mini black holes could be observedif they were around

Advisor-Seminar Astrophysik, July 2003 – p.18/21

Page 19: Hawking Radiation and Black Hole EvaporationHawking radiation is a consequence of the state near the horizon being the vacuum as viewed by free-fall observers Advisor-Seminar Astrophysik,

Max-Planck-Institutfür Astrophysik

Bekenstein-Hawking Entropy

There is entropy associated with a black hole horizon:

� � �� �

� �

The unit of horizon area is

� � � � � � � ��� �

For a stellar mass black hole,

� � � � � �

which is about� � �

times the entropy of a collapsing star from whichthe hole could have formed

Generalised second law: The sum of BH entropy andthe entropy outside black holes can never decrease

� � � �� � � � � � � � �

Advisor-Seminar Astrophysik, July 2003 – p.19/21

Page 20: Hawking Radiation and Black Hole EvaporationHawking radiation is a consequence of the state near the horizon being the vacuum as viewed by free-fall observers Advisor-Seminar Astrophysik,

Max-Planck-Institutfür Astrophysik

The Meaning of Black Hole Entropy

In a large self-gravitating system (the Universe)gravitational collapse can occur➯ The notion of entropy has to be extended

HAWKING: extra quantum uncertainty✦

��� � corresponds to the maximum information lost in the BH

✦ Information about quantum states can not be restored

PENROSE: complementary quantum uncertainty✦ Loss of information corresponds to shrinking of phase space

volume as trajectories converge towards singularities

✦ This is counter-balanced by quantum measurements in whichinformation and, thus, phase space volume is regained

Advisor-Seminar Astrophysik, July 2003 – p.20/21

Page 21: Hawking Radiation and Black Hole EvaporationHawking radiation is a consequence of the state near the horizon being the vacuum as viewed by free-fall observers Advisor-Seminar Astrophysik,

Max-Planck-Institutfür Astrophysik

More to Read...

S. HAWKING, Quantum Mechanics of Black Holes,Scientific American, January 1977

S. HAWKING and R. PENROSE,The Nature of Space and Time,Princeton University Press, 1996

T. JACOBSON,Introductory Lectures on Black Hole Thermodynamics,www.glue.umd.edu/ �tajac/BHTlectures/lectures.psJ. TRASCHEN,An Introduction to Black Hole Evaporation,gr-qc/0010055

Advisor-Seminar Astrophysik, July 2003 – p.21/21