8/8/2019 Hargreaves Lansdown Fund Account - Transfer Form

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Fund Account TransferApplication to transfer existing non-ISA funds to the HL Vantage Fund Account. It is not to switch existing Vantage holdings.

Office use only WEB

2 PAPERLESS REPORTING SERVICEPlease tick this box if you would like to receive your statements, contract notes and other account information electronically rather than by post.If you have not yet registered for online access we will send you further details about registering when you apply.

1 PERSONAL DETAILS

NationalInsurance No.

Title(Mr, Mrs etc)

FullForenames

Surname

PermanentResidential Address

Postcode

Email Address(if applicable)

Daytime

Tel. No

Date of

Birth / /19

If you have noNI No. tick here

*If transferring funds that are held on behalf of someone under 18 years of age please insert their initials.

Joint Holders Details - if applicable (If the joint holders address is different to that given above, please provide the details on a separate sheet signed by the joint holder)

Title(Mr, Mrs etc)

FullForenames

Surname

Date ofBirth

Email Address(if applicable)

Please return to Hargreaves Lansdown, FREEPOST RSGU-SAHT-BKZL, Bristol, BS1 5HL

3 INCOME INSTRUCTIONS - Please see your questions answered on the following page

4 SIGNATURE & DECLARATION

PLEASE SIGN HEREDate

8For your own benefit and protection you should read our Terms & Conditions carefully before committing toan investment. If you do not understand any point please ask us for further information. When you use ourservices we will take this as acceptance and agreement of our terms, and you will be bound by them.

I have read, agreed to and retained the Terms & Conditions, the Important Investment Notes, and KeyFeatures of the Vantage Fund & Share Account and my chosen investment(s). The declaration and theinformation I will give in my application is correct to the best of my knowledge and belief and shall be thebasis of the contract between me and Hargreaves Lansdown. I will notify Hargreaves Lansdown withoutdelay of changes to these particulars. I have not received, and will not receive, advice from HargreavesLansdown.

I authorise the UT/OEIC Account Manager of the fund(s) named to provide Hargreaves Lansdown with anyinformation they require regarding the accounts managed on my behalf, including, but not limited to,transaction and dividend histories and details of the current holdings and their values. I separately authoriseHargreaves Lansdown to submit all information on this transfer authority to the UT/OEIC Account Manager. Iconfirm that the transfer of the fund(s) named will not result in any change of beneficial ownership from oramong account holders.

STOCK TRANSFERS: I authorise the UT/OEIC Manager to transfer my holdings in the fund(s) named toHargreaves Lansdown Nominees Ltd a/c HLNOM, and to send further commission due on this investment,now or in the future, to Hargreaves Lansdown. CASH TRANSFERS: I authorise the UT/OEIC Manager to sellthe fund(s) named and transfer the proceeds to Hargreaves Lansdown.

First Holders Signature - I agree to the declaration below

PLEASE SIGN HERE8

Joint Holders Signature - I agree to the declaration below

5 FUND TRANSFER AUTHORITIES (NON-ISA) - Please complete one authority for each fund you wish to transfer.

FundName

Inc or AccUnits

No. of unitsor shares

Reference/Account No.

A/C Designation(if applicable)

A

Regular Savings - Cease collection of my monthly savings plan with immediate effect.

Please transfer this holding to the HL Vantage Fund Ac-count as Stock orCash.

First HoldersSignature

Date

Joint HoldersSignature

Postcode

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Please only complete this section if you are transferring yourfund as cash to the HL Vantage Fund Account.

Please reinvest the cash transfer proceeds as follows:

OWN CHOICE %

OWN CHOICE %

OWN CHOICE %

CASH - to be held pending investment instructions %

TOTAL 100 %

Fund Information - I have read and agree to the declaration above.

Stock OR Cash

FundName

Inc or AccUnits

No. of unitsor shares

Reference/Account No.

A/C Designation(if applicable)

B

Regular Savings - Cease collection of my monthly savings plan with immediate effect.

Please transfer this holding to the HL Vantage Fund Ac-count as Stock orCash.

First HoldersSignature

Date

Joint HoldersSignature

Postcode

8

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Please only complete this section if you are transferring yourfund as cash to the HL Vantage Fund Account.

Please reinvest the cash transfer proceeds as follows:

OWN CHOICE %

OWN CHOICE %

OWN CHOICE %

CASH - to be held pending investment instructions %

TOTAL 100 %

Fund Information - I have read and agree to the declaration above.

Stock OR Cash

*A/C Designation(if applicable)

- Please complete all sections

Please nominate a bank account into which we will pay any income or cash withdrawals. You need notcomplete this section if you have already nominated a bank account.

AccountNumber

Roll Number orBuilding Soc.Ref.

SortCode - -

Please complete the section below if this is your firstapplication for, or to amend the current incomeinstruction on, the Vantage Fund & Share Account.

A REINVEST INCOME AUTOMATICALLY

B PAY INCOME OUT TO MY NOMINATEDBANK ACCOUNT

OR (tick one only)

Name ofAccount Holder

8/8/2019 Hargreaves Lansdown Fund Account - Transfer Form

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Transfers to the HL Vantage Fund Account

QuestionsYour Answered

What is the difference between a stock and a cash transfer?

Stock transfers are where your existing holdings are simply movedacross to the HL Vantage Service exactly as they are.

Cash transfers are where your current provider sells your holdings,transfers the proceeds to us, and we reinvest it in the funds you havechosen on the transfer form or, if you have completed the cash optionunder the reinvestment instructions section, hold it as cash pendingany future instructions. You are out of the market while a cash transfertakes place. This may work in your favour if the market falls but if itrises you will not benefit from any growth while you hold cash.

Some groups are unable to offer cash transfers for funds held outsideof an ISA. Please contact our Helpdesk on 0117 900 9000 for furtherdetails.

What is a nominated bank account?

If you withdraw money or ask us to pay out income from a VantageISA or Fund & Share Account we will transfer this money directly toyour nominated bank account. You can change your nominated bankaccount at any time, however you cannot nominate more than onebank account. The details you provide on this application will overrideany existing nominated bank account you may previously have cho-sen.

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BARINGBLACKROCKCAZENOVECLOSECO FUNDSF&CFIDELITY>FIDELITY FUNDSNETWORK>FIRST STATEGARTMOREHENDERSON (A Shares)#HSBCIGNIS ASSET MMENTINSIGHTINVESCO PERPETUALINVESTEC

JPMORGAN ASSET MMENTJUPITERLEGAL & GENERALLEGG MASONM&G (X Shares)**

MARLBOROUGHNEPTUNENEWTONOLD MUTUALRENSBURG FUND MNGRSSCHRODERSKANDIA MULTIFUNDSSKANDIA INV MANAGEMENTSLFC UNIT MANAGERS (UK)STANDARD LIFE INVSVMSWIPTHREADNEEDLEUBS

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Company

Fund A/C Transfer

Stocktransfer

available?

Stockexit

fees?

How do income options work?

The income instruction you choose will apply to your whole Vantage Fund& Share Account. If you already hold a Vantage Fund & Share Account, theinstruction you provide on this application will supersede the currentinstruction on that account.

Complete section 3Afor automatic reinvestment. When you buy funds we

will purchase accumulation units if they are available (accumulation unitsdo not produce an income any income is rolled up within the fund,increasing the value of each unit). For any funds or shares that do producean income we will automatically reinvest this for you when it reaches 50per holding for unit trusts and OEICs, or 200 for shares and other invest-ments.

Complete section 3B to have income paid directly to your nominated bankor building society account. When you buy funds we will purchase incomeunits if they are available.

If you leave the income option blank and you already hold a Vantage Fund& Share Account we will look at what you have told us previously. If thisis your first investment we will purchase accumulation units, if they areavailable, when you buy funds. For any funds or shares that produce anincome we will hold this on deposit within your Fund & Share Account,pending your further instructions.

What do I need to do if my account is held in joint names?

You simply need to complete the Joint Holders Details in section 1 ofthe transfer form and ensure both holders sign and date sections 4 and5. If the joint holders address is different from that you have given in sec-tion 1 please send in a note with your transfer form, detailing the differingaddress, signed by the joint holder.

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Please complete all your personal details, including your date of birth and National InsuranceNumber.

Please tick this box if you would like to sign up for our Paperless Reporting Service. If you havenot yet registered for online access we will send you further details about registering when youapply.

Please tell us what to do with any income paid by your investment and provide details of yournominated bank or building society account. See your questions answered and the Terms &Conditions for further details.

Please ensure you sign and date before you return the form.

These details are available on your statement or from your current fund provider. This is thecompany that sends you statements regarding your fund.

Please indicate whether you are transferring as stock or as cash the difference is explainedbelow. If you are transferring as cash please tell us how you would like the proceeds to bereinvested.

Please note these terms only apply to unit trusts and OEICs held outside of an ISA with the providerslisted. These terms may not apply to all unit trusts/OEICs offered. If transferring investment trusts orother holdings differing charges may apply.

All details are subject to change but are correct as at 20/10/10. If you would like to check current termsplease call our Helpdesk on 0117 900 9000.

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Please return your completed form to:

Hargreaves Lansdown, FREEPOST RSGU-SAHT-BKZL, Bristol, BS1 5HL

Before transferring please check whether your provider levies a fee and how they would like paymentfor this. See table opposite or contact our Helpdesk for details of which providers make a charge.

Application Checklist

keyfortable

** M&G (X shares): Stock transfers onlyavailable if fund has been held for more than

5 years. Sliding scale exit fees from 4.5% to1% apply to transfers as cash if the fund hasbeen held less than 5 years.

#Henderson X class shares cannot beheld in Vantage and cannot be trans-

ferred as stock. You would not be ableto repurchase X class shares aftertransferring them as cash.

> For Fidelity funds see Fidelity. For NON-Fidelity funds

see Fidelity FundsNetwork. Funds (including NON-Fidelity funds) held

outside of an ISA and worth over 40,000 in total may be transferredas stock; please contact our Helpdesk on 0117 900 9000 before com-pleting your transfer form.

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