granular anchors under vertical loading/axial pull

34
1 Granular Anchors Under Vertical Loading/Axial Pull 1 2 3 4 by 5 6 V. Sivakumar 1 , B.C. O’Kelly 2 , M.R. Madhav 3 , C. Moorhead 4 and B. Rankin 5 7 8 9 10 11 12 13 Revised paper submitted to CGJ for consideration for publication 14 15 16 1 Corresponding author: 17 V. Sivakumar 18 School of Planning, Architecture and Civil Engineering 19 Queen’s University Belfast 20 BT7 1NN 21 [email protected] 22 23 2 Trinity College Dublin 24 Department of Civil, Structural and Environmental Engineering 25 Museum Building 26 Dublin 2, Ireland 27 [email protected] 28 29 3 J.N.Technical University 30 159 Road No. 10 Banjara Hills 31 Hyderabad 500034 32 India 33 [email protected] 34 35 4 QUB - Civil Engineering 36 Belfast, NI 37 United Kingdom 38 [email protected] 39 40 5 QUB - Civil Engineering 41 Belfast, NI 42 United Kingdom 43 [email protected] 44 45 Page 1 of 34 Can. Geotech. J. Downloaded from www.nrcresearchpress.com by Trinity College Dublin on 12/14/12 For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record.

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Page 1: Granular Anchors Under Vertical Loading/Axial pull

1

Granular Anchors Under Vertical Loading/Axial Pull 1

2

3

4

by 5

6

V. Sivakumar1, B.C. O’Kelly

2, M.R. Madhav

3, C. Moorhead

4 and B. Rankin

5 7

8

9

10

11

12

13

Revised paper submitted to CGJ for consideration for publication 14

15

16 1Corresponding author: 17

V. Sivakumar 18

School of Planning, Architecture and Civil Engineering 19

Queen’s University Belfast 20

BT7 1NN 21

[email protected] 22

23 2Trinity College Dublin 24

Department of Civil, Structural and Environmental Engineering 25

Museum Building 26

Dublin 2, Ireland 27

[email protected] 28

29 3J.N.Technical University 30

159 Road No. 10 Banjara Hills 31

Hyderabad 500034 32

India 33

[email protected] 34

35 4QUB - Civil Engineering 36

Belfast, NI 37

United Kingdom 38

[email protected] 39

40 5QUB - Civil Engineering 41

Belfast, NI 42

United Kingdom 43

[email protected] 44

45

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Page 2: Granular Anchors Under Vertical Loading/Axial pull

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Granular Anchors Under Vertical Loading/Axial Pull 46

47

V. Sivakumar, B. C. O’Kelly, M.R. Madhav, C. Moorhead and B. Rankin 48

49

50

Abstract 51

52

Granular anchors are a relatively new concept in ground engineering with relatively 53

little known regarding their load–displacement behaviour, failure modes, ultimate 54

pullout capacity and also potential applications. A granular anchor consists of three 55

main components: a base plate; tendon and compacted granular backfill. The tendon is 56

used to transmit the applied load to the base plate which compresses the granular 57

material to form the anchor. A study of the load–displacement response and ultimate 58

pullout capacity of granular anchors constructed in intact lodgement till and made 59

ground deposits is reported in this paper. Parallel tests were also performed on cast in-60

situ concrete anchors which are traditionally used for anchoring purposes. A new 61

method of analysis for the determination of the ultimate pullout capacity of granular 62

anchors is presented and verified experimentally, with the dominant mode of failure 63

controlled by the column length to diameter ratio. Granular anchors with L/D > 7 64

principally failed on bulging whereas short granular anchors failed on shaft resistance, 65

with the latter mobilising similar pullout capacities as conventional concrete anchors. 66

67

68

Key words: Ground improvement, anchors, retaining structures 69

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INTRODUCTION 70

Granular columns are traditionally used for improving weak deposits, and under 71

suitable conditions, offer a valuable means of increasing the bearing capacity of 72

foundations and stability of embankments founded on soft ground as well as reducing 73

total settlement and increasing the rate of consolidation. There has been some 74

discussion in recent years as to whether granular columns could also be used to resist 75

tension/pullout forces (Phani Kumar and Ramachandra Rao 2000, Liu et al. 2006, 76

Srirama Rao et al. 2007, Madhav et al. 2008, Phanikumar et al. 2008). Such granular 77

anchors consist of a horizontal base plate, a centrally-located tendon (stretched cable or 78

metallic rod) and compacted granular backfill. The tendon is used to transmit the 79

applied load to the column base via the circular base plate, which compresses the 80

granular material to form the anchor. The load can be applied to the anchor immediately 81

after its construction and drainage is also provided, via the granular column, to the soil 82

surrounding the anchor. Granular anchors have been used, for example, to prevent uplift 83

caused by flooding (Liu et al. 2006) and resist heaving of foundations in expansive 84

clays (Srirama Rao et al. 2007), and in such scenarios, have many applications for 85

lightly-loaded civil engineering structures, including residential buildings and 86

pavements. However, granular anchors can have much wider applications in the 87

construction industry, not only to enhance the stability of retaining structures, rock faces 88

or sheet piles but also to act as an effective drainage system in order to prevent 89

excessive build-up of pore water pressure, particularly in slope stabilization. However, 90

research is required to understand the load–displacement response, failure mode(s) and 91

ultimate pullout capacity of granular anchors, and importantly how they can be 92

appropriately integrated into routine civil engineering construction. This is the premise 93

that forms the basis to the research described in this paper. 94

95

EXPERIMENTAL PROGRAMME 96

The experimental studies reported in this paper were performed in three parts. The focus 97

of the first part was to compare the ultimate pullout capacity of granular anchors in 98

direct pullout against that of conventional cast in-situ concrete anchors. The ultimate 99

pullout capacity is the load at which the anchor is pulled out of the ground, either by 100

failure in shaft resistance mobilised between the granular/concrete column and 101

surrounding soil or alternatively, in the case of granular columns, by localised end-102

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bulging of the column itself (Hughes and Withers, 1974). These tests were performed at 103

Queen’s University Belfast (QUB), with the experimental programme considering the 104

assessment of two variables; namely anchor lengths (L) of 0.5, 1.0 and 1.5 m, and 105

anchor diameters (D) of 0.07 and 0.15 m. Incremental loading of the anchors in direct 106

tension was achieved using a custom-built loading device (Fig. 1) in which a bucket 107

supported on a loading arm of 3.0-m in overall length was progressively filled with 108

concrete cubes, each weighing ~64 N. The safe capacity of the loading bucket was 600 109

kg, which with a lever-arm ratio of 5:1, generated a possible maximum tension force of 110

~30 kN on the anchor tendon. The 1.2 × 0.75 m supporting platform spread the reaction 111

from the frame in order to reduce the bearing pressure on the supporting soil. 112

113

The second part of the investigation was performed at the Santry Sports Grounds of 114

Trinity College of Dublin (TCD) and examined in greater detail the performance of 115

granular anchors having different configurations, again considering the two variables of 116

L = 0.5, 1.0 and 1.5 m, with D = 0.15 and 0.20 m nominally. The tension/pullout 117

loading to the anchor tendon was applied using a hydraulic jack supported on a heavy 118

steel reaction frame (Fig. 2). The legs of the reaction frame were sufficiently distant 119

from the centrally-aligned tendon so as not to influence the anchor response. 120

121

The load–displacement response of the ground anchor system was measured using load 122

cells and long-stroke displacement transducers (see Figs. 1 and 2). The vertical 123

displacement of the ground surface was also measured at a distance of 0.3 m radially 124

from the anchor tendon by a displacement transducer mounted on an independent 125

reference beam (LVDT2 in Fig. 2). Load cells of 30 and 300 kN capacities were used to 126

measure the applied anchor load for the QUB and TCD tests, respectively, with the 127

mobilised load resistance recorded after a period of one minute following the 128

application of each load increment. 129

130

A single test was also performed at the TCD site in order to examine the viability of 131

using double anchor plates for the purpose of increasing the ultimate pullout capacity by 132

inducing bulging failure at two locations along the granular column. Due to constrains, 133

this aspect was not fully examined by means of full-scale field tests. Hence the third 134

part of the study involved performing laboratory model studies at QUB (Fig. 3), in 135

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which soft-firm stone-fee clay (undrained shear strength uc of ~30 kPa) was packed 136

into a wooden box of dimensions 1.2m×0.7m×0.7m in depth. Three column 137

configurations were examined: (a) L = 0.7 m and D = 0.035m, with a single plate 138

located at the bottom of the column; (b) L = 0.7 m and D = 0.035 m, with a plate 139

located at the bottom and a second plate located at mid height of the column; (c) L = 140

0.35 m and D = 0.035m,with a single plate located at the bottom of the column. Pull out 141

loading was applied using a pneumatic activator attached at the top of the reaction 142

frame (Fig. 3). 143

144

Ground conditions 145

The granular anchors at the QUB site were installed in made ground that had been 146

placed about 50 years previously, and was classified as firm to stiff clayey silty sand 147

with occasional gravel. Mean values of uc of 55 kPa were measured for depths greater 148

than 0.5 m below the ground surface, with slightly higher uc determined for shallow 149

depths. The in-situ bulk unit weight was 21kN/m3. Hand augurs with the relevant 150

diameters were used to bore holes in the ground in which the anchors were constructed. 151

Further details on the 5 tests (designated QUB1–5) performed on these granular anchors 152

are reported in Table 1. In addition, 4 tests were performed on concrete anchors. 153

154

All of the anchors at the TCD site were installed in the Upper Dublin Brown Boulder 155

Clay (UDBrBC) formation; a heavily-weathered stiff to very stiff, brown, slightly sandy 156

clay of low plasticity, with rare silt/gravel lenses. The geotechnical properties of the 157

Dublin Boulder Clay have been reported by Farrell et al. (1995) and Long and Menkiti 158

(2007), among others. Borehole logs for the TCD site indicated that the UDBrBC layer 159

was ~1.8 m in thickness across the test area, with mean values of water content of 12%, 160

bulk unit weight of 23 kN/m3 and a relatively high stone content (> 20 mm in particle 161

size) of between typically 5% and 10% measured over this depth. The standing 162

groundwater table was located at ~1.8–2.0 m below the ground surface, appearing to 163

approximately coincide with the transition boundary between the UDBrBC formation 164

and underlying Upper Dublin Black Boulder Clay formation. Larger bores of nominally 165

0.15 and 0.20 m in diameter were formed at this site by professional drillers using a 166

light cable-percussion drilling rig. Boreholes ~0.5 m in depth were formed using the 167

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clay cutter only, whereas deeper holes were formed using the clay cutter in combination 168

with a temporary steel casing, in accordance with British Standard BS879 (BSI, 1985). 169

Hence, with the casing removed, the actual bore diameter of the deeper holes was 170

equivalent to the outer casing diameter; i.e. precisely D = 0.168 and 0.219 m for holes 171

nominally 0.15 and 0.20 m in diameter. Further details on the 9 tests (designated 172

TCD1–9) performed on these granular anchors are reported in Table 2. 173

174

Anchor installation 175

Uniformly-graded basalt gravel (nominally 10-mm in size and with an angle of shearing 176

resistance g'φ of 45

o for the density achieved in the anchor setups) was used as backfill 177

for the QUB and TCD granular anchors and also as coarse aggregate in forming the 178

QUB concrete anchors. In the QUB laboratory model studies), the backfill material was 179

uniformly-graded basalt having particle sizes between 2.36 and 3.35 mm. In 180

constructing the anchors, the steel base plate with the tendon (threaded steel rod) was 181

inserted to the base of the borehole (Fig. 4a). The base plate diameters of 0.148 and 182

0.196 m used at the TCD site were marginally less than the diameters of the deeper 183

holes since a temporary casing had been required in forming the bore, which also had 184

the effect of producing a smooth borehole sidewall. In the case of the granular anchors, 185

the borehole was backfilled by pouring the gravel into the bore cavity to form ~0.12 m 186

thick layers, which were individually compacted to achieve maximum density using a 187

special hammer, comprising an annular compaction-plate and hollow tube assembly 188

(Fig. 4b), which fitted down around the anchor tendon. The mass of the hammer was 189

~2.5 kg and the gravel layers were compacted, in turn, by dropping the hammer 27 190

times through a free-fall distance of 0.7 m, which produced a bulk unit weight for the 191

gravel of 22 kN/m3. In the case of the concrete anchors, the bore cavity was backfilled 192

with a concrete mix prepared at a water-cement ratio of 0.55 in ~0.1 m layers which 193

were tamped using the same procedure used for the granular anchors. The concrete 194

anchors were allowed to cure for 7 days before performing the tension/pullout load 195

tests. 196

197

EXPERIMENTAL RESULTS 198

QUB Site 199

The experimental results of the first part of the study at the QUB test site, which 200

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compared the performance of granular and conventional concrete anchors, are reported 201

as tension load against vertical anchor displacement in Fig. 5. The pullout capacities of 202

the granular and concrete anchors of L x D = 0.5 x 0.07 m were 5.5 and 5.2 kN 203

respectively (Fig. 5a). The granular anchor displaced significantly (> 40 mm upward 204

movement of the top surface of the gravel column) during the course of loading 205

compared with the concrete anchor, although the displacement of the latter at the time 206

of failure was considerable (i.e. sudden pullout occurred), implying both of these 207

anchors failed on resistance mobilised along the column shaft. The soil surrounding the 208

concrete anchor did not undergo any significant displacement (either heave or 209

subsidence) until the failure state was achieved. However the soil surrounding the 210

granular anchor progressively heaved as the anchor was incrementally loaded to failure. 211

Anchors of L x D = 0.5 x 0.15 m also failed on shaft resistance (Fig. 5b), experiencing 212

ductile and sudden pullout behaviour for granular and concrete constructions, 213

respectively, with mobilised pullout capacities of 6.7 and 8.0 kN respectively. The 214

granular anchor of L x D = 1.0 x 0.07 m experiencing ductile failure, undergoing 215

localised end-bulging (Fig. 5c), whereas the concrete anchor experienced sudden 216

pullout, failing in shaft resistance. Pullout capacities of 16.1 and 16.3 kN were 217

mobilised for these granular and concrete columns respectively. During the early 218

loading stage, the surrounding ground barely moved, although ground heave started to 219

occur as the anchors approached pullout capacity. The 1.0 and 1.5 m long anchors of 220

0.15 m diameter (Fig. 5d) could not be taken to true failure since this exceeded the 221

capacity of the loading system used in performing these series of tests. Nevertheless, it 222

would appear from the load–displacement responses in Fig. 5d that failure of both 223

concrete and granular anchors was imminent at the time when the loading had to be 224

terminated prematurely, particularly in the case of the 1.0 m long anchors. 225

226

TCD Site 227

The experimental results of the second part of the study performed at the TCD test site 228

are shown in Fig. 6, including additional data of the vertical displacement response of 229

the surrounding ground measured at a distance of 0.3-m radially from the anchor 230

tendon. Short anchors of L x D = 0.45 x 0.148 m and 0.5 x 0.196 m (Fig 6a&b) failed 231

on shaft resistance, mobilising a pullout capacity of ~12 kN, with a visual observation 232

of the surface of the gravel backfill lifting in addition to substantial heave of the 233

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surrounding ground occurring once the applied load exceeded 10 kN. An increase in 234

anchor length and/or diameter produced an increase in pullout capacity. Anchors having 235

L = 0.96, 1.0 and 1.3 m with D = 0.219 m mobilised pullout capacities of 39, 42 and 44 236

kN respectively (Fig. 6a). In the case of 0.168 m diameter anchors, the pullout 237

capacities were 33, 40 and 42 kN for L = 0.8, 1.47 and 1.62 m respectively (Fig. 6b). A 238

marginal ground heave (~1 mm) was observed at failure in the case of 0.219-m diameter 239

anchors of L = 0.96 and 1.3 m (Fig. 6c). However, vertical displacements recorded at 240

the ground surface were insignificant (~0.2 mm) in the case of the 0.168-m diameter 241

anchors of L = 1.47 and 1.62 m (Fig. 6d), even though the anchors themselves had been 242

displaced by more than 100 mm. 243

244

The applied anchor load is resisted by the bulging capacity (Hughes and Withers, 1974) 245

of the granular column in the vicinity of the base plate and by shaft resistance mobilised 246

along the column shaft. Hence mobilisation of multiple bulging locations may 247

contribute to enhanced loading capacity. This possibility was examined in one of the 248

0.219-m diameter anchors (TCD9, Table 2) for which a second anchor plate was 249

positioned 0.7 m vertically above the base plate which was located at 1.4 m depth. The 250

relevant load–displacement curve is shown in Fig. 6a. The anchor resistance initially 251

plateau at ~40 kN, but a step increase in the load resistance subsequently occurred for 252

larger displacements (> 90 mm), followed shortly afterwards by pullout failure at an 253

anchor load of 44 kN. The fact that the pullout capacity mobilised by this 1.4-m long 254

double-plate anchor was less than that achieved by the 1.3-m long single-plate granular 255

anchor required further investigation and this will be covered later in the discussion 256

section. Also note that in one of the anchor tests, the load on the anchor was temporarily 257

removed and then re-applied (Fig. 6a), with the result that the unload–reload process 258

substantially increased the stiffness of the composite anchoring system. 259

260

DISCUSSION 261

Various methods of analyses that consider different failure modes (including vertical 262

slip, cone, circular arc) exist for the determination of the ultimate pullout capacity of 263

ground anchors constructed in homogeneous deposits of either sand or clay (Meyerhof 264

and Adams 1968, Ilamparuthi et al. 2002, Merifield and Sloan 2005). However, in the 265

case of granular anchors, the bore is backfilled with compacted granular material that is 266

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generally significantly different from surrounding native material. Under these 267

conditions, the failure mode can be complex and may involve localised bulging failure 268

at the base of the granular anchor (Hughes and Withers, 1974), mobilization of shaft 269

resistance and/or wedging failure, as illustrated in Fig. 7a. 270

271

In the full-scale studies performed at the QUB and TCD test sites, the granular anchors 272

generally failed at anchor displacements of ~60 mm. If the bulging mechanism was the 273

main cause of pullout failure, the enlargement in diameter occurring at the base of the 274

granular column may be ~10% of its original diameter at this anchor displacement, 275

assuming the length of bulging was twice that of the column diameter and no significant 276

movement of the gravel backfill occurred above the bulging zone. This localised and 277

marginal increase in column diameter may not be sufficient enough to trigger a wedging 278

failure mode. Hence, as a first approximation, only shaft resistance and localised end-279

bulging modes are considered in the following method of analysis proposed for granular 280

anchors. 281

282

The loading applied to the anchor tendon is simultaneously resisted by localised bulging 283

in the vicinity of the column base and by shaft resistance developed over the column 284

shaft (Fig. 7b), with the dominant failure mode governed by the column L/D ratio (see 285

later). In analogue to the ultimate pullout capacity of a rigid pile, the ultimate resistance 286

of the granular anchor in shaft resistance, including its self-weight contribution, is given 287

by 288

289

4

2g

uF

LDcDLT

γπαπ += Equation 1 290

291

where L and D are anchor length and diameter respectively; uc is the undrained shear 292

strength of the surrounding soil; α an adhesion factor and γg is the unit weight of the 293

granular backfill. 294

295

Note that vacuum cannot develop in the cavity that forms directly below the base plate 296

during pullout on account of the open pore structure of the granular column. The local 297

bulging capacity of the granular column itself is given by 298

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299

4

2v

B

DT

σπ= Equation 2a 300

301

with the bearing pressure at the column base vσ estimated using the relationship 302

proposed by Hughes and Withers (1974): 303

304

[ ]ucvc

g

g

v cN *

'sin1

'sin1+

+= σ

φ

φσ Equation 2b 305

306

where vcσ is the overburden pressure caused by the surrounding soil at the point of 307

bulging; g'φ is the angle of shearing resistance of the granular column and *

cN is a 308

bearing capacity factor that considers local shear failure. Gibson and Anderson (1961) 309

proposed that the value of *

cN was given by 310

311

u

cc

GN log1* += Equation 3 312

where G is the shear modulus of the soil. 313

314

In the present investigation, ucG = 100 was assumed for the TCD site, and 315

accordingly *

cN = 4.6. The undrained shear strength against depth profile of the 316

surrounding soil is the crucial piece of information required for the prediction of anchor 317

performance/mode of failure, with shaft resistance mobilised along the full length of the 318

column shaft whereas bulging occurs locally in the vicinity of the column base. 319

320

QUB Site 321

The experimental programme at the QUB site considered the assessment of anchor 322

length (0.5, 1.0 and 1.5 m) and diameter (0.07 and 0.15 m) on ultimate pullout capacity. 323

Control tests were also performed using concrete anchors of similar dimensions. The 324

strength against depth profile of the ground determined using a hand vane indicated an 325

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average undrained strength of 55 kPa for depths greater than 0.5-m below the ground 326

surface (Fig. 8). 327

328

In granular column applications for ground improvement, the column can fail by one of 329

two distinct mechanisms. As the load increases on the granular column, the shaft 330

resistance developed along the cylindrical surface and the end bearing resistance 331

developed at the base of the granular column are mobilised gradually. This is typical for 332

short columns and for values of L/D ratio < ~6–7 (Black et. al. 2011, Sivakumar et. al. 333

2011, Wood et. al. 2000, Hughes and Withers, 1975). In contrast, longer columns fail in 334

localised bulging occurs in the vicinity of the column head since the shaft resistance and 335

end bearing capacities exceed the bulging capacity. This analogy can be extended to 336

granular anchors, with the proviso that bulging in granular anchors occurs close to the 337

bottom of the column. 338

339

Failure over the column length would occur due to a shear zone developing within the 340

remoulded soil next to the bore sidewall and not along the granular/soil interface since 341

no distinct granular surface forms, with the confined granular material intruding slightly 342

into the adjacent soil under pullout loading. Hence α = 1 is assumed in determining the 343

shaft resistance. This is also supported by back-calculating the value of α from the 344

observed performance of the concrete anchors. Table 1 lists values of predicted shaft 345

resistance and bulging capacities together with measured pullout loads at the 346

termination of each test. Note that loading was terminated at 30 kN load for one of the 347

anchors (QUB5) on account of the load cell capacity being reached. Based on available 348

information, it can be concluded that the 0.07 and 0.15-m diameter by 0.5-m long 349

anchors failed in shaft resistance whereas the 0.07 and 0.15-m diameter by 1.0-m long 350

anchors may have failed by localised end-bulging. This postulation is further illustrated 351

by plotting bearing pressure acting on the column base against L/D ratio (see Fig. 9). 352

Included in this figure and indicated by a broken line, is the mobilisation of shaft 353

resistance for an average undrained shear strength of 55 kPa over the column length. 354

Based on the results obtained, it can be concluded that the 0.07 and 0.15-m diameter by 355

0.5-m long anchors failed on shaft resistance whereas the other anchors may have failed 356

on bulging. Furthermore the work clearly suggests that the L/D ratio which 357

distinguishes whether pullout failure occurs in shaft resistance or localised end-bulging 358

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Page 12: Granular Anchors Under Vertical Loading/Axial pull

12

is about 7. The results from the QUB model studies on double-plate capacity will be 359

discussed later in this paper for clarity reasons. 360

361

TCD Site 362

Figure 10 shows the undrained strength against depth profile for the TCD site. In situ 363

probing and laboratory strength measurements were made using a 20-tonne CPT truck 364

and unconsolidated-undrained triaxial compression tests performed on 100-mm 365

diameter by 200-mm high specimens reconstituted by standard Proctor-compaction of 366

material at its natural water content that had been recovered using the clay cutter during 367

borehole formation. A few ‘undisturbed’ specimens that had been obtained from just 368

below the base of the boreholes using a 38-mm diameter sampling tube were also tested 369

in triaxial compression. The CPT-derived peak undrained shear strength 370

( ) ktvocu Nqc σ−= , where cq is the CPT cone-tip resistance and voσ is the overburden 371

pressure. However no major study of this relationship has been reported in literature for 372

Dublin Boulder Clay, mainly because of limited penetrations achieved, and the cq 373

profile also tends to be ‘spiky’ due to the presence of stones and inherent variability of 374

the material. This was collaborated by significantly higher gravel contents observed at 375

certain levels within recovered borehole cores. Hence an average value of ktN = 15, 376

given by Lunne et al. (2002) for lodgement till deposits, was deemed appropriate. 377

Unsurprisingly the CPT peak uc was consistently greater than laboratory measurements 378

on reconstituted specimens. However, since granular anchors are generally taken 379

through large displacement and interaction between the granular material and 380

surrounding soil is more intense than may prevail in the case of rigid piles, strength 381

parameters obtained from remoulded test-specimens are considered appropriate in this 382

analysis. An average uc = 55 kPa was used for depths of up to 0.8 m below the ground 383

surface, with a step increase to uc = 80 kPa assumed for greater depths (Fig. 10). 384

385

Predicted anchor loads based on failure in shaft resistance and localised end-bulging 386

modes (Eqs. 1 and 2 respectively) are listed in Table 2. Note that ultimate pullout 387

capacity by failure in shaft resistance increases linearly, and is strongly sensitive to, 388

increasing L/D ratio. Bulging capacity depends on ucG , g'φ and L/D ratio on account 389

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Page 13: Granular Anchors Under Vertical Loading/Axial pull

13

of the increase in confining stress and undrained strength with depth, although for a 390

given column diameter, the experimental pullout capacity by bulging failure was found 391

to increase only marginally with increasing L/D ratio (see Table 2). Shaft failure is 392

generally dominant in short columns whereas bulging failure can be expected in longer 393

columns. In the case of the 0.168-m diameter anchors, the longer columns with L = 1.47 394

and 1.62 m failed on bulging (L/D = 8.8 and 9.6 respectively). Furthermore the ground 395

heave measured for these anchors was insignificant (Fig. 6c), validating the argument 396

for bulging failure having occurred in the vicinity of the column base. Similar diameter 397

columns but with L = 0.45 and 0.80 m failed on mobilazation of shaft resistance, 398

although the pullout capacity for the latter was noticeably higher than the predicted 399

shaft resistance. This may be due to some variability in strength due to heterogeneity of 400

the lodgement till material at the location of the testing. The occurrence of shaft failure 401

was further substantiated in the case of the 0.45-m long column, which underwent 402

significant ground heave from the start of loading (Fig. 6d), and also indicates good 403

interaction between the granular column and surrounding soil. It appears that none of 404

the 0.219-m diameter columns failed on bulging, with the measured pullout capacity in 405

close agreement with the predicted capacity in shaft resistance. 406

407

The bearing pressure acting on the column base for the TCD anchors was determined 408

using Eq. (2b) and is plotted against the column L/D ratio in Fig. 11. Included also is 409

the predicted capacity in shaft resistance based on the measured remoulded uc value of 410

55 kPa. Based on the results obtained, it can be concluded that the two 0.168-m 411

diameter anchors with L/D > 7 (i.e. TCD 3 and 4) failed on bulging. However in the 412

case of the 0.219-m diameter anchors, it is possible that failure in both bulging and shaft 413

resistance may have occurred simultaneously, at least for the longer columns. 414

415

As reported earlier, the TCD double-plate granular anchor system (L = 1.4m with the 416

second plate firmly located at mid height, i.e. 0.7 m depth) exhibited some complex 417

behaviour (Fig. 6a), with its measured overall pullout capacity lower than that of the 418

1.3-m long anchor with a single plate located at the base. The differences in 419

performance can be explained by considering the mode of failure developed for the two 420

segments of the double-plate anchor system. Figure 12 illustrates single and double-421

plate granular anchor system configurations. The bottom plate in the single plate system 422

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Page 14: Granular Anchors Under Vertical Loading/Axial pull

14

(Fig. 12a) and bottom- and mid-plates in the double-plate system (Fig. 12b) move 423

vertically as the pullout loading is applied. In the latter case, assuming insignificant 424

extension of the steel tendon under loading, vertical displacements of the bottom- and 425

mid-plates are similar and cavities may also develop directly below the plates (see Fig. 426

12c). Note that a cavity may also develop for the single-plate anchor system. This 427

therefore suggests that mobilisation of bulging resistance and shaft resistance are 428

identical at the both segments of the double-plate anchor system, assuming a uniform 429

undrained shear strength profile. This implies that for the double-plate configuration, 430

the two segments of the anchor system behave as independent units, hence the 431

responses are also practically independent and controlled by the values of L/D ratio for 432

the respective segments. Compared with L/D = ~5.9 for the 0.219-m diameter by 1.3-m 433

long single-plate system tested at the TCD site, the L/D ratio for the two equal segments 434

of the double-plate anchor system was 3.2 , considerably less than the critical L/D ratio 435

of ~ 7 required for potential bulging failure. Hence, for a uniform undrained strength 436

against depth profile, the resistances mobilised by the equal-length segments of the 437

experimental double-plate anchor system will be similar. Moreover, the two segments 438

of the double-plate anchor behave as independent units. Hence their individual 439

responses are largely controlled by the values of L/D ratio for the respective segments. 440

Based on this postulation, a simple estimation for this shaft resistance was calculated 441

based on the measured pullout capacity of the 0.196-m diameter by 0.5-m long anchor 442

which failed on shaft resistance at the TCD site (see Fig. 6). The estimations involved 443

taking account of the different diameters and lengths of these anchors. Figure 13 shows 444

the actual performance of the double-plate anchor system and predicted performance 445

based on these calculations. The agreement is good, though the authors agree that it is 446

only an approximation. This intriguing response of the double-plate anchor system 447

prompted further investigation by the authors using model studies. . 448

449

Three model anchors having the same diameter of 0.035 m but (a) 0.7 m long with 450

single base plate (i.e. L/D = 20); (b) 0.7 m long with double-plate (L/D = 10 for each 451

segment) and (c) 0.35 m long with single base plate (i.e. L/D = 10) were constructed in 452

a soft-firm stone-free clay bed (Fig. 3). The relevant load–displacement characteristics 453

are shown in Fig. 14. The 0.35 and 0.70-m long anchors having a single plate located at 454

the bottom of the column failed at pullout capacities of about 575 and 650 N 455

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Page 15: Granular Anchors Under Vertical Loading/Axial pull

15

respectively. These two observations are generally similar. However in the case of 456

double-anchor system, the failure load of 1350 N was significantly greater, at least 457

double that measured for the 0.7-m long anchor having a single plate at the bottom. In 458

all three cases, values of L/D ratio were greater than 10 suggesting a potential bulging 459

failure. This therefore confirms that the pullout capacity can be enhanced by employing 460

double or multiple plate anchor systems provided that the L/D ratio of each segment is 461

higher than the critical L/D ratio of ~ 7. 462

463

Finally, granular anchors performed to similar pullout capacities as concrete anchors 464

tested at the QUB site, suggesting that granular anchors might provide an alternative 465

option to concrete anchors in future engineering construction but does this not only 466

apply for columns with L/D < 7. However it is important to note that granular anchors 467

undergo significant displacements in mobilising ultimate pullout capacity whereas 468

concrete anchors generally failed at very low displacements (Fig. 5). While 469

displacement is not a favourable outcome of any geotechnical or engineering 470

application, progressive displacement of the granular anchor under loading (ultimately 471

resulting in ductile failure) can be considered as an early warning of possible failure of 472

the anchoring system occurring, as opposed to more sudden/brittle failure in the case of 473

concrete anchors. 474

475

Bulging failure can be restricted by enclosing the granular column in geotextile 476

(Sivakumar et al.,2000), and in this case, the column will also partially utilise potential 477

shaft resistance available under pullout loading. However it should be noted that such 478

an inclusion of geotextile may hinder the interaction between granular column and 479

surrounding soil, thereby potentially mobilising reducing shaft resistance, although 480

further research is necessary. 481

482

483

CONCLUSIONS 484

485

This paper has presented the construction, testing and performance of granular anchors 486

in old filled deposits (QUB site) and an intact lodgement till deposit (TCD site). 487

Granular anchors of different L/D ratio were loaded to failure in direct tension/pullout. 488

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Granular anchors of larger surface area, achieved by increasing the anchor length and/or 489

diameter, mobilised greater ultimate pullout capacity of up to ~45 kN at TCD site. 490

491

A new method of analysis for the determination of the ultimate pullout capacity has 492

been presented and verified experimentally. The applied anchor load is simultaneously 493

resisted by localised bulging in the vicinity of the column base and by shaft resistance 494

mobilised along the length of the column, with the dominant failure mode governed by 495

the column L/D ratio. Granular anchors having L/D > 7 principally fail on bulging and 496

are particularly effective in transferring applied loads to strata at depth. The study has 497

also demonstrated that the pullout capacity can be increased significantly using a 498

multiple-plate anchor system, provided the L/D ratio of individual column segments is 499

greater than the critical value. 500

501

Granular anchors are a good alternative to traditional anchoring methods. Short granular 502

anchors principally fail on shaft resistance and were found to mobilise similar pullout 503

capacity compared with conventional cast in-situ concrete anchors. Other advantages of 504

granular anchors include short construction time, lower costs as well as the ability of 505

resist applied loading immediately after construction. Granular anchors displace 506

significantly under increasing applied load (with pullout failure generally occurring for 507

anchor displacements of ~60 mm in the present study) compared with the more rigid–508

perfectly plastic (i.e. sudden pullout) response of concrete anchors. However, a 509

significantly stiffer response can be achieved for granular anchors by simply performing 510

a single unload–reload cycle. 511

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Acknowledgements

The authors would like to thank Martin Carney and Eoin Dunne for their assistance in

performing the anchor tests at the Santry test site.

References

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Table 1 Predicted shaft resistance and bulging capacities and measured pull out loads of

granular anchors at QUB test site. Note: F and B, failure in shaft resistance and end-

bulging respectively.

*Test terminated without mobilising ultimate pullout capacity

Table 2 Predicted shaft resistance and bulging capacities and measured pull out loads of

granular anchors at TCD test site. Note: F and B, failure in shaft resistance and end-

bulging respectively.

Test

no. Bore

diameter

(m)

Diameter

base plate

(m)

Column

length

L/D

Shaft

capacity Bulging

capacity

Measured

pullout

capacity

Mode

of

failure

(m)

ratio

kN

kN kN

TCD1 0.148 0.148 0.45 3.0 12 26 12 F

TCD2 0.168 0.148 0.80 4.8 23 27 33 F

TCD3 0.168 0.148 1.47 8.8 43 40 40 B

TCD4 0.168 0.148 1.62 9.6 47 40 42 B

TCD5 0.196 0.196 0.50 2.6 17 46 12 F

TCD6 0.219 0.196 0.96 4.4 36 68 39 F

TCD7 0.219 0.196 1.00 4.6 37 68 42 F

TCD8 0.219 0.196 1.30 5.9 49 70 45 F

TCD9* 0.219 0.196 1.40 6.4 53 69 44 F

* Double-plate anchor with mid-height plate located at 0.7 m below the ground

surface.

Test

no. Bore

diameter

(m)

. Diameter

base plate

(m)

Column

length

(m)

L/D

ratio

Shaft

capacity

kN

Bulging

capacity

kN

Measured

pullout

capacity

kN

Mode

of

failure

QUB1 0.07 0.07 0.5 7.0 6.1 5.9 5.2 F

QUB2 0.07 0.07 1.0 14.0 12.2 6.1 16.5 B

QUB3 0.15 0.15 0.5 3.3 13.2 27.0 7.5 F

QUB4 0.15 0.15 1.0 6.7 26.3 28.1 30.7 F/B

QUB5 0.15 0.15 1.5 10.0 39.4 29.1 30.8* B

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.

Page 20: Granular Anchors Under Vertical Loading/Axial pull

Figure Captions

Figure 1. Schematic of loading frame; QUB study (not to scale)

Figure 2. Schematic of loading frame; TCD study (not to scale)

Figure 3. Testing set-up (model study at QUB)

Figure 4. Granular anchor

Figure 5. Load-displacement characteristics of concrete and granular anchors (QUB Site)

Figure 6. Load-displacement characteristics of granular anchors (TCD Site)

Figure 7. Failure mechanisms

Figure 8. Undrained shear strength profile (QUB site)

Figure 9. Bearing pressure vs L/D ratio QUB site

Figure 10. Strength profile (TCD Site)

Figure 11. Bearing pressure vs L/d ratio TCD site

Figure 12. Failure mechanisms (double plate)

Figure 13. Load-displacement characteristics, single plate (0.5m and double plate 1.4m)

Figure 14. Load-displacement characteristics, single plate and double plate

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Page 21: Granular Anchors Under Vertical Loading/Axial pull

Figure 1 Schematic of loading frame; QUB study (not to scale)

Loading bucket

Granular column

Base plate

Steel rod

LVDT 1

LVDT 2

Load cell

Support

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Page 22: Granular Anchors Under Vertical Loading/Axial pull

Granular column

Base plate

Steel rod

LVDT 1 LVDT 2

Load cell

Supports

Support frame

To hydraulic jack

Figure 2 Schematic of loading frame; TCD study (not to scale)

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Page 23: Granular Anchors Under Vertical Loading/Axial pull

Figure 3 Testing set-up (model study at QUB)

Proving ring

Anchor rods

Pressure supply to

pneumatic activator

Test box: 1.2mX0.7mX0.7m

(Depth)

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Page 24: Granular Anchors Under Vertical Loading/Axial pull

Figure 4 Granular anchor

Ground surface

Steel rod

Borehole

Base plate

Granular backfill

Compaction plate

Hollow tube

(a) Column construction (b) Compactor

Page 24 of 34C

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Page 25: Granular Anchors Under Vertical Loading/Axial pull

Figure 5 Load-displacement characteristics of concrete and granular anchors (QUB Site)

0

1.0

2.0

3.0

4.0

5.0

6.0

7.0

8.0

9.0

5 10 15 20 25 30 35 40

Displacement (mm)

Load (

kN

)

Granular anchor

Concrete anchor

0

1.0

2.0

3.0

4.0

5.0

6.0

0 10 20 30 40 50 Displacement (mm)

Load (

kN

)

Granular anchor

Concrete anchor

2.0

4.0

6.0

8.0

10.0

12.0

14.0

16.0

18.0

0 20 40 60 80 100 120

Displacement (mm)

Load (

kN

)

Granular anchor

Concrete anchor

0

5.0

10.0

15.0

20.0

25.0

30.0

35.0

0 10 20 30 40 50 60 70

Displacement (mm)

Load (

kN

)

Concrete anchor (1 m long, test

stopped)

Granular anchor 1.5m long (test

stopped)

Granular anchor 1.0m long (test

stopped)

(c) 1m long 0.07m diameter column (d) 1&1.5m long 0.150m diameter column

(a) 0.5m long 0.07m diameter column (b ) 0.5m long 0.150m diameter column

Page 25 of 34C

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Page 26: Granular Anchors Under Vertical Loading/Axial pull

0

5

10

15

20

25

30

35

40

45

50

0 50 100 150

0

2

4

6

8

10

12

0 50 100 150

0

5

10

15

20

25

30

35

40

45

0 50 100 150

0

5

10

15

20

25

0 50 100 150

0.148m f , 0.45m long 0.196m f , 0.5m long

0.196m f , 0.5m long

0.219m f , 1.3m long

0.148m f , 0.45m long

Unloading-reloading

0.219m f , 0.96m long

0.219m f , 1.4m long

(double plate)

0.219m f , 1.0m long

0.219m f , 0.96m long

0.219m f , 1.3m long

0.168m f , 1.62m long

0.168m f , 0.8m long

0.168m f , 1.47m long

0.168m f , 0.8m long

0.168m f , 1.47&1.62m long

Anchor displacement (mm)

Load (

kN

)

Load (

kN

) D

ispla

cem

ent a

dja

cent

to a

nchor

mm

Anchor displacement (mm)

Anchor displacement (mm) Anchor displacement (mm)

Figure 6 Load-displacement characteristics of granular anchors (TCD Site)

(a) 0.219 m diameter anchor

Dis

pla

cem

ent a

dja

cent

to a

nchor

mm

(b) 0.168m diameter anchor

(c) 0.219 m diameter (displacement away from anchor) (c) 0.168m diameter (displacement away from anchor)

Page 26 of 34C

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Page 27: Granular Anchors Under Vertical Loading/Axial pull

Do

Df

Friction mobilization

Diameter after bulging

Bulging

Original diameter

Wedge formation Shaft resistance

Bulging region

Column length L

Column diameter D

Bulging resistance

Figure 7 Failure mechanisms

(a) Possible failure mechanisms (b) Bulging and shaft resistance

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Page 28: Granular Anchors Under Vertical Loading/Axial pull

Figure 8 Undrained shear strength profile (QUB site)

Undrained strength cu kPa

10 20 30 40 50 80 70 60

0

0.2

0.4

0.6

0.8

1.2

1.0

1.4

Depth

m

General trend

Average undrained shear

strength below 0.5m

Page 28 of 34C

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Page 29: Granular Anchors Under Vertical Loading/Axial pull

Figure 9 Bearing pressure vs L/D ratio QUB site

0

1.0

2.0

3.0

4.0

0.0 4.0 8.0 12.0 16.0

L/D Ratio

Bearin

g P

ressure

(M

Pa)

0.07m f, 0.5m long (L/D =7

0.15m f, 1.0m long (L/D =6.7)

0.15m f, 0.5m long (L/D =3.3)

0.07m f, 1.0m long (L/D =14)

0.15m f, 1.5m long (L/D =10.0)

Mobilisation of shaft

resistance

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Page 30: Granular Anchors Under Vertical Loading/Axial pull

0

0.2

0.4

0.6

0.8

1

1.2

1.4

1.6

1.8

2

0 100 200 300 400

Depth

, m

bgl

Undrainerd shear strength, kPa

DBrBC_38mm undisturbed

DBrBC_100mm remoulded

DBkBC_100mm remoulded

uCPT (undisturbed)

Figure 10 Strength profile (TCD Site)

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Page 31: Granular Anchors Under Vertical Loading/Axial pull

Figure 11 Bearing pressure vs L/d ratio TCD site

L/D Ratio

Bearin

g P

ressure

(M

Pa)

Friction failure line

0.0

0.5

1.0

1.5

2.0

2.5

3.0

0.0 2.0 4.0 6.0 8.0 10.0 12.0

Plate diameter 0.148 m

Plate diameter 0.196 m

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Page 32: Granular Anchors Under Vertical Loading/Axial pull

Friction mobilization

Bottom Plate

Bulging

Friction mobilization

Bottom plate

Mild bulging

(a) Single plate, at failure (1.0m long) (b) Double plate, initial conditions

(First plate at 0.7m and second plate at 1.4m)

(c) Double plate, failure conditions

(First plate at 0.7m and second plate at 1.4m)

Cavity below first plate

Cavity below second plate

Mild bulging

Middle plate

Friction mobilization

Figure 12 Failure mechanisms (double plate)

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Page 33: Granular Anchors Under Vertical Loading/Axial pull

0.0

5.0

10.0

15.0

20.0

25.0

30.0

35.0

40.0

45.0

50.0

0.0 20.0 40.0 60.0 80.0 100.0 120.0

0.196m f , 0.5m long

Predicted performance based on

0.196m f , 0.5m long

0.219m f , 1.4m long

(double plate)

Anchor displacement (mm)

Load (

kN

)

Figure 13 Load-displacement characteristics, single plate (0.5m and double plate 1.4m)

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Page 34: Granular Anchors Under Vertical Loading/Axial pull

Figure 14 Load-displacement characteristics, single plate and double plate

0

200

400

600

800

1000

1200

1400

0 10 20 30 40

0.035m f , 0.7m long

(double plate)

0.035m f , 0.7m long

(single plate)

0.035m f , 0.35m long

(single plate)

Anchor displacement (mm)

Load

N

Page 34 of 34C

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