golden thomas m - judicial watch · and 3. financial disclosure report page 2of14 name of person...

Golden_Thomas_M

AND

3.

FINANCIAL DISCLOSURE REPORT

of14

Name of Person Reporting

Golden, Thomas M.

Date of Report

0511212009

JII, N 0 N-JNVESTMENT JN CO ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

TYPE INCOMESOURCE (yours, not spouse's)

1. 2008 Masano Bradley, LLP $131,329.00

2.

4.

B. Spouse's Non-Investment Income I/you were married during any portion of the reporting year, complete this section. -

(Dollar amount not required except/or honoraria.)

D NONE (No reportable non-investment income.)

SOURCE AND TYPE

I. 2008 Goggle Works - salary

2.

3.

4.

JV. REIMBURSEMENTS -transportation, lodging,food, entertainment

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

IZJ NONE (No reportable reimbursements.)

SOURCE DATES LOCATION

3.

PURPOSE ITEMS PAID OR PROVIDED

5.

SOURCE DESCRIPTION

CREDITOR DESCRIPTION VALUE

3.

4.


of14


Golden, Thomas M. _

Date of Report

05/12/2009

V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)

[l] NONE (No reportable gifts.)

VALUE

I.

2.

3.

4.

5.

VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)

[l] NONE (No reportable liabilities.)

CODE

I.

2.

5.

----1·--;:-om

- --u:

-i-::o:s

L __ __ _

--

;-e.g

-

., :L-, ----

Jde��: - ----1 1

____ , __ c(o

_

d-W )

e

_

3 _ _,___

re

_d_e_

m

_pt-io_

n_) '---D-ay-_ _ transaction)

A. Description of Assets (including trust assets)

Place "(X)" after each asset exempt from prior disclosure

�: n: · :

--; - -Transactions duri reporting period -,II,: reporting period i reporting period

l!A ;unt Code 1

(A-H)

Tlv 1 1 : v e r

-;� lr . --T- e I v e lidiv., rent, Code 2 Method buy, sell, Month· Code 2 Code 1 buyer/seller

or int.) LI (J-P) (J-P) (A-H) (ifprivate

I. US Allianz Alterity annuity None K T

2. National Penn Bancshares, Inc. - common st F Dividend M T Transferred 11/13 J See Part Vlll #3 ock (to line 140)

3. Sovereign Bancorp Inc. - common stock A Dividend K T

4. Brokerage Account #I

5. - Western Asset Municipal Money Market c Interest T Transferred 9124 N See Part VllJ #4 Fund Class A (to line 6)

6. - Citibank NA Bank Deposit Program A Interest Transferred 9124 L See Part VIII #4 (from line 5)

7. - Citicorp Trust Bank, FSB A Interest Transferred 9/24 L See Part VIII #4 (from line 5)

8. - Citibank NA South Dakota Bank Deposit P A Interest Transferred 9/24 L See Part VllJ #4 rogram (from Iine 5)

9. - Bethlehem Center School District PA - m None Redeemed 911 K unicipal bonds

10. - Oley Valley PA School District - municip None K T al bond

11. IRA - account #IA c Int./Div. M T

12. - Citibank, NA South Dakota Bank Deposit Interest Program

13. - Apache Corp - common stock Dividend

14. - Conocophillips - common stock Dividend

15. - Drill-Quip Inc - common stock Dividend

16. - Exxon Mobil Corp - common stock Dividend

17. - Johnson & Johnson - common stock Dividend

I. Income Gain Codes: A=Sl ,OOOorless 8=$1,001-$2,500 C=S2,501-$5,000 0=$5,001-$15,000 E =$15,00l-$50,000

(See Columns BI and 04)

2. Value Codes (See Columns CJ and 03)

3. Value Method Codes

(See Column C2)

F=$50,001 -$100,000 G =$100,001 -$1,000,000 HI =Sl,000,001 -$5,000,000 H2 =More than $5,000,000 IJ=$15,000orless K=Sl5,001-$50 ,000 L=S50,001-$ 100,000 M=SlOO,OOI -$250,000 IN=$250,001 -$500,000 0=$500,001 -$1,000,000 Pl =$1,000,001-$5,000,000 P2 =$5,000,001 -$25,000,000 IP3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000

Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

__ u k alue_ __ _ _ _ _ "_ ------------- _ ----- �_"s

-- ----- -------------·-·-------·--

------_j

FINANCIAL DISCLOSURE REPORT of14


Golden, Thomas M.

Date of Report

05/12/2009

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children: see PP· 34-60 of filing instructions.;

D NONE (No reportable income, assets, or transactions.)

· - · -- ----------------- --·-- ·-·----·-·-···------------- -----·---· ··---------------··----------·------------------

redemption) Day

(D (2) r(3)T (aj_4· Type(e.g.lDate

Month

-··-- · -----

'

c.

33.

34.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT of14 0511212009Golden, Thomas M.

VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nctudes those of spouse and dependent children; see PP· 34-60 of filing instructions.;


A. B. I . D.

Description of Assets Income during I Gross value at end of : Transactions during reporting period (including trust assets) j reporting period ; reporting period :

(I)

Place "(X)" after each asset !Amount Type(e.g., I Value Value [ Value Gain Identity of

exempt from pnor disclosure div., rent, ode Method buy, sell, - Code 2 Code I buyer/seller

I (2) -r--rn--T-(2)___ (5)

Code I I(A-H)

(Q-W) I transaction)

I or int.) (J-P)2

Code 3 (J-P) (A-H) (if private •

-------- ------ ----L-- - -

18. - Kraft Foods Inc Cl A Dividend

19. - Morgan Stanley - common stock Dividend Sold 9119 J

20. - Discover Financial Svcs - common stock Dividend Sold 1/17 J

2 J. - Sovereign Bancorp Inc - common stock Dividend

22. - Tyco International LTD New - common s Dividend tock

23. - Wachovia Corp 2nd New Com - common Dividend stock

24. - Pepsico Inc. NC - common stock Dividend

25. - Huaneng Power Intl SP ADR - common s Dividend tock

26. - Covidien Ltd - common stock Dividend Buy 10/24 J

27. - Tyco Electronics Ltd - common stock Dividend Buy 10/24 J

28. - Philip Morris Intl Inc - common stock Dividend Buy 3/27 K

29_ - Aliria Group Inc - common stock Dividend

30. IRA - account #2A c Int./Div. M T

3 I. - Citibank, NA Dakota Bank Deposit Fund Interest

32. - Apache Corp - common stock Dividend

- Conocophillips - common stock Dividend

- Drill-Quip Inc - common stock Dividend

I. Income Gain Codes: A =$1.000 or less B =$1.001 -$2,500 C =S2,50 I -$5,000 D=$5.00l -Sl5,000 E=Sl5.00l-S50,000 (See Columns BI and 04) F =$50,00 I -$100,000 G =$I 00,001 -S 1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000.000

2. Val e Codes J =$15,000 or Jess K =$15,00J -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000 u(See Columns Cl and D3) N =$250,001 - $500,000 0=$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50.000,000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value V =Other W =Estimated ··-. ----· · · - - - --·------------·-· · -·-· ----··-·--------·---- _____ _____}

I : I [

x

_

e

_

m

_

•�� di•=-

-·

-

?;:,' .. I?" . .. L��;.) -;· 1

FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting

of14 05/12/2009Golden, Thomas M.

VII. INVESTMENTS and TRUSTS -- income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.)

0 NONE (No reportable income, assets, or transactions.)

A. D.Description of Assets

(including trust assets)

B. C. ! Income during Gross value at end of 11 I reporting period 1 reporting period

Transactions during reporting period

(I) (2) ·---i--rn-- (2) -1 (I) (2) (3)Place "(X)" after each asset I Amount l Type (e.g., I Value Value I Type (e.g., Date Valuel.__ _____ . ...

' 35. - Johnson & Johnson - common stock Dividend

36. - Kraft Foods Inc CJ A Dividend

37. - Morgan Stanley - common stock Dividend Sold 9/19 J

38. - Discover Financial Svcs - common stock Dividend Sold 1/17 J

39. - Sovereign Bancorp Inc - common stock Dividend

40. - Tyco International Ltd New - common stoc Dividend k

41. - Wachovia Corp 2nd New Com - common Dividend stock

42. - Huaneng Power Intl SP ADR - common s Dividend tock

43. - Pepsico Inc. NC - common stock Dividend

44. - Altria Group Inc. - common stock Dividend

45. - Covidien Ltd - common stock Dividend Buy 10/24 J

46. - Tyco Electronics Ltd - common stock Dividend Buy 10/24 J

47. - Philip Morris Intl Inc - common stock Dividend Buy 3/27 J

48. Inherited IRA - account #3 D lnt./Div. 0 T

49. - Schwab Money Market Fund Interest

50. - Ford Cap Trust II Conv Pfd - preferred sto Dividend Sold 8/26 J ck

51. - Bank of America Corp - common stock Dividend Sold 314 K

I. Income Gain Codes: A =$1,000 or less B =$1,00 I -$2,500 C =$2,50 I - $5,000 D =$5,001 · $15,000

(4)Gain

Code I(A-H)

A

A

(See Columns Bl and D4)2. Value Codes

F =$50,001 -$100,000

J =$15,000 or less G =$100,001 -$1,000,000

K =$15,001 -$50,000

HI =$1,000,00 I • $5,000,000

L =$50,001 • $100,000

H2 =More than $5,000,000

M =SI 00,00 I • $250,000

(See Columns C l and 03) N =$250,001 -$500,000 0 =$500,001 -$1.000.000 Pl =$1,000.001-$5,000,000 P2 =$5,000,001 • $25,000,000

(5)Identity of

buyer/seller(if private

E =$15,001 • $50,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000 .3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market i

(See Column C2) U =Book Value V =Other W =Estimated i··--·-·-----·-·--------------·-·-··· ----·--·--------·----·--·--·· ----·----------·--·----· ·----------------------'

'

' I

I T_CJ_) -f 11 i

____________________

T""(o]

I --- ------- -- ' __

I i

53.

57.

59.

·------------ -

___ _ transaction)

- ... ---- - - -C =$2,50 I - $5,000

HI =$1,000,001 -$5,000,000

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT of14 05/12/2009Golden, Thomas M.

VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.) ....... . . ... ·T·--- -13 --

A. C. D. Description of Assets I Income during Gross value at end of Transactions during reporting period

(including trust assets) I' reporting period reporting period --,(I)

Amount Code I (A-H)

(2)

div., rent, or int.)

(I) Value

Code 2 (J-P)

(2) Value

Method Code 3 (Q-W)

(I) i (2l_ (4) · (5) ---1_ Type (e.g., Date

_ faluej Gain Identity of IPlace "(X)" after each asset

exempt from prior disclosure

L_ _

52. - General Electric - common stock

buy, sell, Month - Code 2 Code I buyer/seller

redemption) Day (J-P) (A-H) (ifprivate

Dividend Buy 7/17 (add'l)

J

- General Electric - common stock Dividend Buy 11121 J

54. - Biloxi Marsh Lands Corp - common stock Dividend Sold 8111 J

55. - Biloxi Marsh Lands Corp - common stock Dividend Sold 12/30 J

56. - Chevron Corp - common stock Dividend Sold 8/8 K D

- Chevron Corp - common stock Dividend Sold 12/5 J c

58. - Conocophillips - common stock Dividend Sold 10/8 J c

- Concophillips - common stock Dividend

60. - Oil States lntl - common stock Dividend Sold 6/17 K D

61. - Johnson and Johnson - common stock Dividend

62. - Donegal Group Inc Cl A - common stock Dividend Sold 915 K D

63. - Allstate Corporation - common stock Dividend Sold 915 J

64. - A T & T Inc. - common stock Dividend

65. - A T & T Inc. - common stock Dividend

66. - Coventry Health Care Inc. - common stock Dividend Buy 4/22 J (add'I)

67. - Coventry Health Care Inc. - common stock Dividend Sold 8/11 J

68. - Coventry Health Care Inc. - common stock Dividend Sold 8/11 J

B=$1.00 I -$2.500 - -- ------·-·

I. Income Gain Codes: A =$I .ODO or less D=S5,00l -St5,000 E=$15,001 -$50,000

(See Columns Bl and D4) F=$50,001 -$100,000 G =$100,001 -$1,000,000 H2 =More than $5,000,000

2. Value Codes J =$I 5,000 or less K =$15,001 -$50,000 L =$50,00 I - SI 00,000 M =SI00,001 - S250,000 (See Columns CI and 03) N =$250,00 I -$500,000 0=$500,00 I -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U=Book Value V =Otber W =Estimated

L (l�i.�:� G=��:T�.�- T::, , :�·:.'.'""moo l I

'


of14


Golden, Thomas M.

Date of Report

05/12/2009

VII. INVESTMENTS and TRUSTS -- income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of .filing instructions.)


A. Description of Assets

(including trust assets) r '"

Amount Type (e.g., v Value I Type (e.g.,

I

Date Value Gain I Identity of j

69.

70.

71.

72.

73.

74.

75.

76.

77.

78.

79.

80.

81.

82.

83.

84.

85.

Place "(X)" after each asset exempt from prior disclosure

- Endurance Specialty Holdings LTD - c ommon stock

- Freeport-McMoran Copper & Gold Inc -common stock




- Goldman Sachs Group - common stock

- Hartford Financial Services Group - com mon stock




- Noble Corp - common stock

- Noble Corp - common stock

- Time Warner Inc - common stock

- TODCO-CL A - common stock

- Abbott Laboratories - common stock



I. Income Gain Codes: A =$1,000 or less

(See Columns BI and D4)

2. Value Codes

(See Columns Cl and 03)

F =$50,001 -$100,000

J =$15,000 or less

N =$250,001 -$500,000

Code 1 div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3

Ledemption) _L Day (J-P) (A-H) 1 (if private

(Q-W) ' transaction) - --- --- - - ,_ .. _ ----- ,___L_ ----·--·---· ·-··-

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

B =$1,001 -$2,500

G =$100,001 - $1,000,000

K =$15,001 -$50,000

0 =$500,001 -$1,000,000

Sold

Buy (add'l)

Sold (part)

Sold (part)

Sold

Sold

Buy(add'I)

Buy

Buy

Buy

Buy(add'!)

Sold

Sold

Buy(add'I)

Sold (part)

Sold

c =$2,501 -$5,000

HI =$1,000,001 -$5,000,000

L =$50,001-$100,000

2/14 K B

4/22 J

1/22 K c

12/3 J

12/5 J

314 K B

8/12 J

10/13 J

11/26 J

12/5 J

4/22 J

10/6 J

7/18 J c

4/22 J

12/5 K

12/12 J

D=S5,001-$15,000

H2 =More than $5,000,000

M =$100,001 - $250,000

P2 =$5,000,001 - $25,000,000

E =$15,001 -$50,000


P3 =$25,000,001 -$50,000,000

Q =Appraisal R =Cost (Real Estate Only)

Pl =$1,000,001 - $5,000,000

P4 =More than $50,000,000

S =Assessment

W=Estimated

T =Cash Market

------· --·--·---- ------ -· -----··-----·- --·--·-·-----------·----· --J

i

- --- ------·----'-- ---- ,__ _________ ,__ ______ -- .

I

(I) (4) (5)

89.

99.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Golden, Thomas M. 05/12/2009o_f14

VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nctudes those of spouse and dependent children; see PP· 34-60 offilinc instructions.)

0 NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gross value at end of Transactions during reporting period

(including trust assets) reporting period reporting period

(2)(I) (2) (2) (3)(I) Place "(X)" after each asset


Amount Code 1

(A-H)

Type (e.g.,

div., rent,

or int.)

Value

Code 2

(J-P)

Value

Method

Code 3 (Q-W)

86. - Allegheny Technologies Inc - common sto ck

Dividend

87. - Allegheny Technologies Inc - common sto Dividend ck

88. - Allegheny Technologies Inc - common sto Dividend ck

Type (e.g., buy, sell,

redemption)

__"

Buy (add'!)

Sold

Buy (add'!)

Date

Month-

Day

2/14

12/5

7/17

Value

Code 2

(J-P)

Gain

Code I

(A-H)

Identity of

buyer/seller

(if private

transaction)

J

J

J

- Allegheny Technologies Inc - common sto Dividend Sold 9/29 J ck

90. - Allegheny Technologies Inc - common sto Dividend Buy 8112 J ck (add'!)


Dividend Sold 12112 J


Dividend Buy 10/13 J

93. - Allegheny Technologies Inc - common sto Dividend Sold 12/12 J ck

94. - American Intl Group - common stock Dividend Buy 2119 J (add'!)

95. - American Intl Group - common stock Dividend Sold 3/4 J

96. - Amgen - common stock Dividend Sold 12/12 I(

97. - FedEx Corporation - common stock Dividend Sold 3/31 K

98. - Glaxosmithkline PLC ADR - common sto Dividend Sold 10/6 K ck

- Harris Corp - common stock Dividend Sold 12/22 J

100. - Harris Corp - common stock Dividend

JOI. - Hewlett-Packard Co - common stock Dividend Buy (add'l)

2/19 J

102. - Hewlett-Packard Co - common stock Dividend Sold (part)

12/12 J

I . Income Gain Codes:

(See Columns Bl and 04)

2. Value Codes (See Columns CI and D3)


(See Column C2)

A =$1,000 or less

F=$50,001-SIOO,OOO

J =$15,000 or less N =$250,00 I - $500,000

P3 =$25,000,001 - $50,000,000

Q =Appraisal

U =Book Value

B =$1,001 - $2.500

G =SI00,001 - $1,000,000

K=$15,001 - $50,000

0 =$500,00 I - $1,000,000

R =Cost (Real Estate Only)

V=Otber

c =$2,501 - $5,000

HI =$1,000,001 - $5,000,000

L =$50,001 - $100,000

Pl =$1,000,001 - $5,000,000

P4 =More than $50,000,000

S =Assessment

W =Estimated

D =S5,00 I - $15,000

H2 =More than $5,000,000

M =SI00,001 - S250,000

P2 =$5,000,001 - $25,000,000

T =Cash Market

E =$15,001 - $50,000

----------------·--·---·--·

I I

I


of14


Golden, Thomas M.

Date of Report

05/12/2009

VII. INVESTMENTS and TR u STS -- income, value, transactions (Includes those of spouse and dependent children; see PP• 34-60 of filing instructions.)


A.

Description of Assets

(including trust assets)

Place "(X)" after each asset


B. c. Income during Gross value at end of

reporting period reporting period

(I) (2) (I) (2) ,1 (I) Amount Type (e.g., Value Value Type (e.g., Code I

I div., rent, Code 2 Method i buy, sell,

(A-H) or int.) I (J-P) Code 3 I redemption)

(Q-W) ' ______J_____ l____. __ . __ L___·-·- ____ L____. __ _

103 . - Hewlett-Packard Co - common stock

104. - J C Penney - common stock

105. - J C Penney - common stock

106. - J P Morgan Chase & Co - common stock

107. - J P Morgan Chase & Co - common stock

108. - Seagate Technology - common stock

I09. - Seagate Technology - common stock

110. - Terex Corp - common stock





115. - Alliance Data Systems Corp - common sto ck

116. - Alliance Data Systems Corp - common sto ck

117. - Altria Group Inc - common stock

118. - Coming Inc - common stock

119. - Coming Inc - common stock

I. Income Gain Codes: A 4I .000 or Jess

(See Columns BI and 04) F =$50,00 I -$I 00.000

2. Value Codes J =$15,000 orless (See Columns Cl and DJ) N =$250,00 I - $500,000

PJ =$25,000,001 -$50,000,000

3. Value Method Codes Q =Appraisal

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

B =$1,001 -$2.500

G =$100,00t -$1,000,000

K =$15,001 -$50.000 0 =$500,001 -$1,000,000


Sold

Buy (add'!)

Sold

Buy (add'I)

Sold

Buy (add'I)

Sold

Buy (add'!)

Buy

Sold

Buy

Sold

Buy

Buy

Sold

c =$2,501 -$5,000

HI =Sl,000,001 -$5,000,000

L =$50,00 I - $I 00,000 Pl =$1,000,001 -$5,000,000

P4 =More than $50,000,000

S =Assessment

D.

Transactions during reporting period

(2)

Date

Month

Day

(3) Value

Code 2

(J-P)

(4) Gain

Code I (A-H)

_ _ _J__

12/22 J

2/19 J

7/25 J

2/19 J

7/17 J

2/14 J

12/S J

8/12 J

10/13 J

12/05 J

2/14 J

6/17 K B

11/21 J

2/19 J

12/S J

D =$5,00! -$15,000

H2 =More than $5.000,000

M =$ 100.00 I -$250,000 P2 =$5,000,001 - $25,000,000

T =Cash Market

(5) Identity of

buyer/seller

(if private

transaction)

l

(See Column C2) U =Book Value V =-Other W =Estimated _____ ____j

__ T ______ <_s)--�1 II l

M

;ate y

t Month

I Day

L------------------- -- -- --- --- --- -----

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT of 14 05/12/2009Golden, Thomas M.

VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.J

D NONE (No reportable income, assets. or transactions.) ,---------------;:_---------- -1 ____c.___ _ __

_

I B. T T D. ; Description of Assets Income during j Gross value at end of : Transactions during reporting period ·

(including trust assets) , reporting period i reporting period i 1

/ I , __ m ---z2i-----r--<1)___ -m--,---c1>-------:---<2l---1-m--,.<4>

Place "(X)" after each asset Amount Type (e.g.. Value Value Type (e.g., Value Gain Identit of , exempt from prior disclosure div., rent, Code 2 Me hod buy, sell, - Code 2 Code I buyer/sellerCode I

I' (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-j) (if private transaction)(Q-W)

120. - Dawson Geophysical Co - common stock Dividend Buy 10/13 J

121. - Goodrich Corp - common stock Dividend Buy 2/19 K

1 22. - Goodrich Corp - common s tock Dividend Sold 7/17 J

123. - McDonalds Corp - common stock Dividend Buy 6/20 K

124. - McDonalds Corp - common stock Dividend Sold 12/5 K A

125. - Petroleo Brasileiro SA ADR - common sto Dividend Buy 2/19 K ck

126. - Petroleo Brasileiro SA ADR - common sto Dividend Sold 10/8 J ck

127. - Petroleo Brasileiro SA ADR - common sto Dividend Buy 3113 J ck


129. - Petroleo Brasileiro SA ADR - common sto Dividend Buy 3/14 J ck


131. - Petroleo Brasileiro SA ADR - common sto Dividend Buy 6/18 J ck

132. - Verizon Communications - common stock Dividend Buy 10/13 J

133. National Penn Bank - account A Interest L T

134. Sovereign Bank - account A Interest J T

135. AXA Equitable - whole life policy A Dividend J T

136. AXA Equitable - whole life policy A

I. Income Gain Codes: A =$1.000 or less

(See Columns Bl and 04) F =$50,001 • $100,000

2. Value Codes J =$15,000 or less

(See Columns Cl and D3) N =$250,00I • $500,000

P3 =$25,000,001 -$50,000,000 3. Value Method Codes Q =Appraisal

(See Column C2) U =Book Value

Dividend J

B =$1,001 -$2,500

G =$I 00,00 I • $l ,000,000

K =$15,001 - $50,000 0 =$500,00I • S 1,000,000


V =Other

T

c =$2,501 - $5,000

HI =S 1,000,0CH • $5,000,000

L =$50,00 I - $I 00,000 Pl =$1,000,001 -$5,000,000

P4 =More than $50,000,000

S =Assessment

W =Estimated

D =$5,001 -$15,000 E =S15,00 I - $50,000 i H2 =More than $5,000,000 I

IM =$I 00,00 I - $250,000 P2 =$5,000,001 - $25,000,000

T =Cash Market I I

-- - - --------------- ------ ___________________J

I

--t-----------· Value Gain Identity of

Code 2 Code

L___ __________ _ ,,,- .. I

"1 (5)' "' I I I (J-P) (A -H) l ___ (-if

-p

-ri

-va

-te __ ___J_ _ _____l__ transaction)

---------·---- ----------

j

! reporting period ...

NONE (No reportable income, assets, or transactions.) ___s.-----r-T i

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT of14 05/12/2009Golden, Thomas M.

VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 14-60 of filing instructions.)

D

Gross value at end of

·--_A.___________ Description of Assets Income during )(including Itrust assets . reporting period

c.

I,

iI '"

Transactions during reporting period "' ' D.

,, , 11,,, ,,,Place "(X)" after each asset


)(Q (4) IAmount Code I div., rent,

Type (e.g., Value Type (e.g., Code 2 Method I Value Date

1buy, sell, Month - buyer/seller(A- or int.) (J-P) CodeW3 redemption) _JIH) Day

'- . 137. MetLife - flexible premium life policy c Interest K T

138. MetLife - flexible premium life policy c Interest K T

139. Brokerage Account #2

140. - National Penn Bancshares, Inc - common stock

Transferred (from line 2)

11/13 J See Part VIII #3

- -· --------- - ---· ------. ---· · ------- -- -----------

I . Income Gain Codes:

(See Columns Bl and D4)

2. Value Codes

A =$1,000 or less

F=$50,001 -$100,000

J =$15,000 or less

B =$1,001 -$2,500

G =$100,00 I -$1,000,000

K =$15,001 -$50,000

C =$2,50 I -$5,000

HI =$1,000,001 -$5,000,000

L =$50,001 - $100,000

D =$5,00 I - $15,000

H2 =More tban $5,000,000

M =$100,00 I - $250,000

E =$15,001 -$50,000

(See Columns Cl and D3) N=$250,00 I -$500,000 0=$500,001 - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000

l Value Method Codes

P3 =$25,000,001 -$50,000,000

Q =Appraisal R =Cost (Real Estate Only)

P4 =More than $50,000,000

S =Assessment T =Cash Market

(See Column C2) U=Book Value V=Other W=Estimated ·

---- ·

-· · ------ --- ·-·-

-----

- __J

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

of14 05/12/2009Golden, Thomas M.

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate partofReport)

I). Part I, Page I, Line# I Uncompensated to serve as one of several Trustees of a Trust Fund of the Pennsylvania Bar Association to promote education and -

charitable purposes associated with the legal profession and the administration of justice, with particular reference to the promotion of such purposes in the Commonwealth of Pennsylvania.

2). Part II, Page I, Line # I - The Agreement provides for monthly payments of $11,777.35 over the remaining term of the Agreement. The Agreement will terminate on July 1, 201 I.

3). Part VII, Page 4, Line #2 and Page# 12, Line # 140 - A partial transfer of some of the shares held in certificate form for National Penn Bancshares, Inc. listed on this line were transferred to Brokerage Account #2 and are now listed on Line #140.

4). Part VII, Page I, Lines #5, 6, 7, and 8 - The cash held in said Municipal Money Market Fund listed on Line #5 was divided and transferred into three (3) different funds which are listed on Lines #6, #7, and #8 of said schedule.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

of14 Golden, Thomas M. 05/12/2009

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

golden thomas m - judicial watch · and 3. financial disclosure report page 2of14 name of person...

Documents