www.riskability.org/2015/it-security/

th th24 -25 February 2016. The Technical university of Denmark (DTU), Diplomvej 372-373B, 28 Kgs. Lyngby

Get a good grip on the financial regulation and compliance.

Two Options

to put yourregulatory

compliancein control

You have

read the 10,000+ pages of MiFID II text

attend this 1-day course

or

In cooperation with the UK based Joint Working Group (JWG) Copenhagen Compliance® brings you together with your peers to crowdsource the heatmaps and help your regulatory teams spot the deltas and cut your cost of tracking the impact and resolving 'known unknowns' of the many regulatory compliance issues.

JWG like Copenhagen Compliance is a financial services think tank, with a leading edge technology, a global taxonomy, proprietary methodology and big data to help you to spot what is required, know what it means and revolutionise the way you do it.

For the past several years, the financial services industry has seen the advent of far-reaching regulations. Markets in Financial Instrument Directive II (MiFID II) in the European Union, global risk tolerance guidelines, anti-money laundering and know-your-customer directives, as well as foreign tax compliance measures for securities holdings, etc are rasing the compliance costs to alarming high levels if you do not so it right the first time.

Regulatory Implementation Training courses:

Introduction to KYC regulation & trade and transaction reporting regulation

This introductory course covers the obligations and implementation pain points for a number of KYC related global regulations including: FATCA, CRS, AMLD IV, AIFMD, CDOT, aspects of MiFID II, FinCen CDD etc.

This introductory course covers the obligations and implementation pain points for a number of Trade and Transaction reporting related global regulations including: MiFID, EMIR, CFTC Dodd-Frank rules, REMIT, Exchange reporting obligations etc.

Instructors

Daniel Simpson, Head of Research: Dan is our head of research as well as our MiFID II/MiFIR and market structure subject matter expert (SME), he hosts our weekly MiFID II round table meetings for our core membership of 9 tier 1 and tier 2 European investment banks. He has provided a host of regulatory training courses on behalf of JWG over the years, most recently he hosted our full-day MiFID II course.

David Miller, Senior Analyst: With his legal background, David is our regulatory KYC and Tax subject matter expert (SME), he hosts our monthly Customer Data Management Group (CDMG) round table for our membership of tier 1 banks, consultancies and IT vendors. He has vast experience in running training sessions for tier 1 banks and law firms.

Torben Nielsen ex Governor of the Danish Central Bank, currently Chairman of Sydbank and Vice Chairman of Tryg, will open the seminar on the 24th February 2016 with his speech:The hype and need for regulatory compliance in the financial services industry

MiFID II/MiFIR deep-dive regulatory and impact assessment:Context: Where MiFID II sits in the wider G20 regulatory landscape. The MiFID II map, what does it actually consist of? How to operationalise your programme: Scoping, strategic decisions and dependencies Trading obligations and venues: Trading venues, systematic internalisers and HFT rules Reporting and data management: Transaction reporting, data publication and reasonable commercial basis Investor protection: Client classification, inducements, financial promotions and best execution SYSC: Record keeping, microstructural controls and operational risk Implementation strategy: The how and the when OTC reform deep-dive

Context: EMIR OTC reform, updates and changes for 2016, Swiss regulation of the OTC derivative market- Deltas: Trade reporting regimes across the globe, OTC in the MiFID II context How to operationalise your programme: Scoping, strategic decisions and dependencies Implementation strategy: The how and the when

MIFID II is set to fundamentally change the rules around trading in the EU by forcing the entire industry to make seismic alterations to their operations. In order to hit the 2017 implementation deadline and avoid costly sanctions further down the line, JWG's MiFID II overview training can help you to manage the challenges as they appear:

D e m a n d i s h i g h , s o p l e a s e r e g i s t e r ( ) http://www.riskability.org/2016/compliance-finserv/or email to info@copenhagencompliance.com ASAP to reserve your seats and avoid disappointment.

About JWG and MiFID:JWG Group was incorporated in 2006, in response to MiFID I. Since then, we have run over 80 separate workshops with experts on regulatory trading implementation. Today, we track over 600 regulations and are recognised by regulators, financial institutions and technology firms as the independent analysts to help determine how the right regulations can be implemented in the right way.

How Copenhagen Compliance® can help you with implementing:MiFID II, FATCA, CRS, AMLD IV, AIFMD, KYC, CDOT is linked to a number of other legislative initiatives, e.g., MAR and PRIIPS, but there are far more regulatory changes on the horizon. Over 30 other interdependent regulatory initiatives need to be considered by implementers. How are you going to contextualise the requirements for

operations, data and technology suppliers? Can you cut and paste into spreadsheets fast enough? Have you thought through the 'so whats' in sufficient detail? What will you do to test the results?

Target audience. Who should attend. The Financial Services Regulatory Compliance Day is

designed for In-house staff working with regulatory compliance issues from banks, hedge funds and other wholesale financial institutions, insurance.

Heads of compliance and regulatory affairs Private practice lawyers and accountants specialising

in financial services, banking, and regulatory issues. Consultants to the financial industry. The Financial

services regulatory compliance day is also suitable for board members of financial institutions who would like to gain knowledge on their current approach to regulatory compliance issues and get inspiration for a compliance integration program with new tools and techniques to support the upgrade.

Copenhagen Compliance®Technical University of DenmarkScience and Technology Park,

Diplomvej 381, DK-2800 Lyngby, DenmarkTel: +45 2121 0616 e-mail: info@copenhagencompliance.com

www.copenhagencompliance.com

Contact us for a customised workshop to address your Financial Services issues.

Fee: 7.900,00 DKK ex. VAT. The price includes case materials.