functional analysis - american mathematical society · 2019-02-12 · the present book was...
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American Mathematical Society
Markus Haase
Functional AnalysisAn Elementary Introduction
Graduate Studies in Mathematics
Volume 156
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Functional AnalysisAn Elementary Introduction
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Functional AnalysisAn Elementary Introduction
Markus Haase
American Mathematical SocietyProvidence, Rhode Island
Graduate Studies in Mathematics
Volume 156
https://doi.org/10.1090//gsm/156
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EDITORIAL COMMITTEE
Dan AbramovichDaniel S. Freed
Rafe Mazzeo (Chair)Gigliola Staffilani
2010 Mathematics Subject Classification. Primary 46-01, 46Cxx, 46N20, 35Jxx, 35Pxx.
For additional information and updates on this book, visitwww.ams.org/bookpages/gsm-156
Library of Congress Cataloging-in-Publication Data
Haase, Markus, 1970–Functional analysis : an elementary introduction / Markus Haase.
pages cm. — (Graduate studies in mathematics ; volume 156)Includes bibliographical references and indexes.ISBN 978-0-8218-9171-1 (alk. paper)1. Functional analysis—Textbooks. 2. Differential equations, Partial—Textbooks. I. Title.
QA320.H23 2014515′.7—dc23
2014015166
Copying and reprinting. Individual readers of this publication, and nonprofit librariesacting for them, are permitted to make fair use of the material, such as to copy a chapter for usein teaching or research. Permission is granted to quote brief passages from this publication inreviews, provided the customary acknowledgment of the source is given.
Republication, systematic copying, or multiple reproduction of any material in this publicationis permitted only under license from the American Mathematical Society. Requests for suchpermission should be addressed to the Acquisitions Department, American Mathematical Society,201 Charles Street, Providence, Rhode Island 02904-2294 USA. Requests can also be made bye-mail to [email protected].
c© 2014 by the American Mathematical Society. All rights reserved.The American Mathematical Society retains all rightsexcept those granted to the United States Government.
Printed in the United States of America.
©∞ The paper used in this book is acid-free and falls within the guidelinesestablished to ensure permanence and durability.
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10 9 8 7 6 5 4 3 2 1 19 18 17 16 15 14
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Fur Dietlinde Haase (1938–2012)
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Contents
Preface xiii
Chapter 1. Inner Product Spaces 1
§1.1. Inner Products 3
§1.2. Orthogonality 6
§1.3. The Trigonometric System 10
Exercises 11
Chapter 2. Normed Spaces 15
§2.1. The Cauchy–Schwarz Inequality and the Space �2 15
§2.2. Norms 18
§2.3. Bounded Linear Mappings 21
§2.4. Basic Examples 23
§2.5. ∗The �p-Spaces (1 ≤ p <∞) 28
Exercises 31
Chapter 3. Distance and Approximation 37
§3.1. Metric Spaces 37
§3.2. Convergence 39
§3.3. Uniform, Pointwise and (Square) Mean Convergence 41
§3.4. The Closure of a Subset 47
Exercises 50
Chapter 4. Continuity and Compactness 55
§4.1. Open and Closed Sets 55
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viii Contents
§4.2. Continuity 58
§4.3. Sequential Compactness 64
§4.4. Equivalence of Norms 66
§4.5. ∗Separability and General Compactness 71
Exercises 74
Chapter 5. Banach Spaces 79
§5.1. Cauchy Sequences and Completeness 79
§5.2. Hilbert Spaces 81
§5.3. Banach Spaces 84
§5.4. Series in Banach Spaces 86
Exercises 88
Chapter 6. ∗The Contraction Principle 93
§6.1. Banach’s Contraction Principle 94
§6.2. Application: Ordinary Differential Equations 95
§6.3. Application: Google’s PageRank 98
§6.4. Application: The Inverse Mapping Theorem 100
Exercises 104
Chapter 7. The Lebesgue Spaces 107
§7.1. The Lebesgue Measure 110
§7.2. The Lebesgue Integral and the Space L1(X) 113
§7.3. Null Sets 115
§7.4. The Dominated Convergence Theorem 118
§7.5. The Spaces Lp(X) with 1 ≤ p ≤ ∞ 121
Advice for the Reader 125
Exercises 126
Chapter 8. Hilbert Space Fundamentals 129
§8.1. Best Approximations 129
§8.2. Orthogonal Projections 133
§8.3. The Riesz–Frechet Theorem 135
§8.4. Orthogonal Series and Abstract Fourier Expansions 137
Exercises 141
Chapter 9. Approximation Theory and Fourier Analysis 147
§9.1. Lebesgue’s Proof of Weierstrass’ Theorem 149
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Contents ix
§9.2. Truncation 151
§9.3. Classical Fourier Series 156
§9.4. Fourier Coefficients of L1-Functions 161
§9.5. The Riemann–Lebesgue Lemma 162
§9.6. ∗The Strong Convergence Lemma and Fejer’s Theorem 164
§9.7. ∗Extension of a Bounded Linear Mapping 168
Exercises 172
Chapter 10. Sobolev Spaces and the Poisson Problem 177
§10.1. Weak Derivatives 177
§10.2. The Fundamental Theorem of Calculus 179
§10.3. Sobolev Spaces 182
§10.4. The Variational Method for the Poisson Problem 184
§10.5. ∗Poisson’s Problem in Higher Dimensions 187
Exercises 188
Chapter 11. Operator Theory I 193
§11.1. Integral Operators and Fubini’s Theorem 193
§11.2. The Dirichlet Laplacian and Hilbert–Schmidt Operators 196
§11.3. Approximation of Operators 199
§11.4. The Neumann Series 202
Exercises 205
Chapter 12. Operator Theory II 211
§12.1. Compact Operators 211
§12.2. Adjoints of Hilbert Space Operators 216
§12.3. ∗The Lax–Milgram Theorem 219
§12.4. ∗Abstract Hilbert–Schmidt Operators 221
Exercises 226
Chapter 13. Spectral Theory of Compact Self-Adjoint Operators 231
§13.1. Approximate Eigenvalues 231
§13.2. Self-Adjoint Operators 234
§13.3. The Spectral Theorem 236
§13.4. ∗The General Spectral Theorem 240
Exercises 241
Chapter 14. Applications of the Spectral Theorem 247
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x Contents
§14.1. The Dirichlet Laplacian 247
§14.2. The Schrodinger Operator 249
§14.3. An Evolution Equation 252
§14.4. ∗The Norm of the Integration Operator 254
§14.5. ∗The Best Constant in the Poincare Inequality 256
Exercises 257
Chapter 15. Baire’s Theorem and Its Consequences 261
§15.1. Baire’s Theorem 261
§15.2. The Uniform Boundedness Principle 263
§15.3. Nonconvergence of Fourier Series 266
§15.4. The Open Mapping Theorem 267
§15.5. Applications with a Look Back 271
Exercises 274
Chapter 16. Duality and the Hahn–Banach Theorem 277
§16.1. Extending Linear Functionals 278
§16.2. Elementary Duality Theory 284
§16.3. Identification of Dual Spaces 289
§16.4. ∗The Riesz Representation Theorem 295
Exercises 299
Historical Remarks 305
Appendix A. Background 311
§A.1. Sequences and Subsequences 311
§A.2. Equivalence Relations 312
§A.3. Ordered Sets 314
§A.4. Countable and Uncountable Sets 316
§A.5. Real Numbers 316
§A.6. Complex Numbers 321
§A.7. Linear Algebra 322
§A.8. Set-theoretic Notions 329
Appendix B. The Completion of a Metric Space 333
§B.1. Uniqueness of a Completion 334
§B.2. Existence of a Completion 335
§B.3. The Completion of a Normed Space 337
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Contents xi
Exercises 338
Appendix C. Bernstein’s Proof of Weierstrass’ Theorem 339
Appendix D. Smooth Cutoff Functions 343
Appendix E. Some Topics from Fourier Analysis 345
§E.1. Plancherel’s Identity 346
§E.2. The Fourier Inversion Formula 347
§E.3. The Carlson–Beurling Inequality 348
Exercises 349
Appendix F. General Orthonormal Systems 351
§F.1. Unconditional Convergence 351
§F.2. Uncountable Orthonormal Bases 353
Bibliography 355
Symbol Index 359
Subject Index 361
Author Index 371
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Preface
The present book was developed out of my course, “Applied FunctionalAnalysis”, given during the years 2007–2012 at Delft University of Tech-nology. It provides an introduction to functional analysis on an elementarylevel, not presupposing, e.g., background in real analysis like metric spacesor Lebesgue integration theory. The focus lies on notions and methods thatare relevant in “applied” contexts. At the same time, it should serve as astepping stone towards more advanced texts in functional analysis.
The course (and the book) evolved over the years in a process of reflectionand revision. During that process I gradually realized that I wanted thestudents to learn (at least):
- to view functions/sequences as points in certain spaces, abstractingfrom their internal structure;
- to treat approximations in a multitude of situations by virtue of the con-cept of an abstract distance (metric/norm) with its diverse instances;
- to use approximation arguments in order to establish properties of oth-erwise unwieldy objects;
- to recognize orthogonality and its fundamental role for series represen-tations and distance minimization in Hilbert spaces;
- to reduce differential and integral equations to abstract fixed point orminimization problems and find solutions via approximation methods,recognizing the role of completeness;
- to work with weak derivatives in order to facilitate the search for solu-tions of differential equations via Hilbert space methods;
xiii
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xiv Preface
- to use operators as a unified tool of producing solutions to a problemwith varying initial data;
- to be aware of the important role of compactness, in particular foreigenvalue expansions.
In this book, functional analysis is developed to an extent that serves thesepurposes. The included examples are of an elementary character and mightappear — from the point of view of applications — a little artificial. How-ever, with the material presented in the book at hand, students should beprepared for serious real-world applications as well as for more sophisticatedtheoretical functional analysis.
For the Student and the Teacher. This book can be used for self-study.Its material is divided into “mandatory” and “optional” parts. The latterare indicated by a star in front of the title; see the table of contents. By“optional” I mean that it can be omitted without affecting the “mandatory”parts. However, optional material from a later chapter may refer to optionalmaterial from an earlier one. In principle, “optional” does not necessarilymean “more advanced”, although it occasionally may be like that. In effect,the optional parts can be viewed as an “honors track” amendment to themandatory course.
In the optional parts I sometimes leave the details to the reader, some-thing that I have tried to avoid in the mandatory part.
Being interested mainly in “applied mathematics”, one may well stopwith Chapter 14. Chapters 15 and 16 are more of a theoretical natureand are supposed to be a bridge towards higher functional analysis. (That,however, does not mean that they are irrelevant for applications.)
Integration Theory. A sensitive point in any introductory course on func-tional analysis is the use of measure-theoretic integration theory. For thisbook, no prior knowledge of Lebesgue theory is required. However, suchignorance has to be compensated by the will to take some things for grantedand to work with some concepts even if they are only partially understood.
Chapter 7 provides the necessary information. For the later chaptersone should have a vague understanding of what Lebesgue measure is andhow it is connected with the notion of integral, a more thorough understand-ing of what a null set is and what it means that something is true almosteverywhere, and a good working knowledge of the dominated convergencetheorem (neglecting any measurability issues).
As unproven facts from integration theory the following results are used:
- The dominated convergence theorem (Theorem 7.16);
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Preface xv
- The density of C[a, b] in L2(a, b) (Theorem 7.24);
- Fubini’s theorem (Section 11.1);
- The density of L2(X)⊗ L2(Y ) in L2(X × Y ) (Theorem 11.2).
See also my “Advice for the Reader” on page 125.
Exercises. Each chapter comes with three sets of exercises — labelled Ex-ercises A, B and C. Exercises of category A are referred to alongside the text.Some of them are utmost elementary and all of them have a direct connec-tion to the text at the point where they are referred to. They are “simple”as far as their complexity is concerned, and the context mostly gives a hinttowards the solution. One could consider these exercises as recreationalpauses during a strenuous hike; pauses that allow one to look back on thedistance made and to observe a little closer the passed landscape.
Exercises of category B are to deepen the understanding of the main(mandatory) text. Many of them have been posed as homework exercisesor exam questions in my course. The exercises of category C either refer tothe mandatory parts, but are harder; or they refer to the optional material;or they cover some additonal and more advanced topics.
Synopsis. In the following I describe shortly the contents of the individualchapters.
Chapter 1: Vector spaces of functions, linear independence of monomials, stan-dard inner products, inner product spaces, norm associated with an inner prod-uct, polarization identity, parallelogram law, orthogonality, Pythagoras’ lemma,orthonormal systems, orthogonal projections onto finite-dimensional subspaces,Gram–Schmidt procedure, the trigonometric system in C[0, 1].
Chapter 2: Cauchy–Schwarz inequality, triangle inequality, �2, normed spaces,�1, �∞, bounded linear mappings (operators), operator norm, isometries, point eval-uations, left and right shift, multiplication operators and other examples of opera-tors. Optional: �p-spaces for all 1 < p <∞ and Holder’s inequality.
Chapter 3: Metric associated with a norm, metric spaces, discrete metric, con-vergence in metric spaces, uniform vs. pointwise vs. square mean convergence, meanvs. square mean convergence on C[a, b], closure of a subset, dense subsets, c00 densein �p (p = 1, 2) and in c0, properties of the closure, Weierstrass’ theorem (withoutproof).
Chapter 4: Open and closed sets (definition, examples, properties), continuityin metric spaces, examples (continuity of metric, norm, algebraic operations, innerproduct), the closure of a subspace is a subspace, continuity is equal to bounded-ness for linear mappings, (sequential) compactness and its consequences, Bolzano–Weierstrass theorem, stronger and weaker norms, equivalence of norms. Optional:separability and general compactness.
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xvi Preface
Chapter 5: Cauchy sequences, complete metric spaces, Hilbert spaces, �2 isa Hilbert space, (C[a, b], ‖·‖2) is not complete, Banach spaces, examples (finite-dimensional spaces, (B(Ω), ‖·‖∞), �∞, (C[a, b], ‖·‖∞), absolutely convergent seriesin Banach spaces.
Chapter 6 (optional): Banach’s contraction principle, local existence anduniqueness of solutions to ODEs, Google’s PageRank algorithm, inverse mappingtheorem and implicit function theorem from many-variable calculus.
Chapter 7: Lebesgue (outer) measure, measurable sets and functions, Lebesgueintegral, Lp for p ∈ {1, 2,∞}, null sets, equality/convergence almost everywhere,dominated convergence theorem, completeness of Lp, Holder’s inequality, C[a, b] isdense in Lp(a, b), for p = 1, 2. Optional: Lp-spaces for general p.
Chapter 8: Best approximations, counterexamples (nonexistence and non-uniqueness), existence and uniqueness of best approximations in closed convex sub-sets of a Hilbert space, orthogonal projections, orthogonal decomposition, Riesz–Frechet theorem, orthogonal series and Parseval’s identity, abstract Fourier expan-sions and Bessel’s inequality, orthonormal bases.
Chapter 9: Approximation and permanence principles, proof of Weierstrass’theorem, approximation via truncation, density of C∞
c (R) in Lp(R), classical Fourierseries, the trigonometric system is an orthonormal basis of L2(0, 1), theorem ofRiemann–Lebesgue. Optional: strong convergence lemma, Fejer’s theorem, convo-lution operators, uniqueness theorem for Fourier series, extension of bounded linearmappings, Plancherel’s theorem.
Chapter 10: Weak derivatives, Sobolev spaces Hn(a, b), fundamental theoremof the calculus for H1-functions, density of C1[a, b] in H1[(a, b), variational methodfor the Poisson problem on (a, b), Poincare’s inequality for an interval. Optional:Poisson problem on Ω ⊆ Rd.
Chapter 11: Integration on product spaces, Fubini’s theorem, integral opera-tors, invertibility of operators and well-posedness of equations, Dirichlet Laplacian,Green’s function, Hilbert–Schmidt integral operators, strong vs. norm convergenceof operators, perturbation and Neumann series, Volterra integral equations.
Chapter 12: Operators of finite rank, compact operators, Hilbert–Schmidt op-erators are compact, diagonal argument, representing sesquilinear forms by oper-ators, adjoints. Optional: Lax–Milgram theorem, Sturm–Liouville problems, ab-stract Hilbert–Schmidt operators.
Chapter 13: Eigenvalues and approximate eigenvalues, location of the spec-trum, self-adjoint operators, numerical range, spectral theorem for compact self-adjoint operators, eigenvalue equation and Fredholm alternative. Optional: spec-tral theory on Banach spaces (in exercises).
Chapter 14: Eigenvalue expansion of the (one-dimensional) Dirichlet Lapla-cian and a Schrodinger operator, application to the associated parabolic evolutionequation. Optional: the norm of the integration operator, best constant in theone-dimensional Poincare inequality.
Chapter 15: Principle of nested balls, Baire’s theorem, uniform boundednessprinciple, Banach–Steinhaus theorem, Dirichlet kernel, Du Bois-Reymond’s theo-rem, open mapping theorem, closed graph theorem, applications, Tietze’s theorem.
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Preface xvii
Chapter 16: Dual space, sublinear functionals, Hahn–Banach theorem for sep-
arable spaces, elementary duality theory, dual operators, pairings and dualities,
identification of duals for c0, �1, and L1[a, b]. Optional: Hahn–Banach theorem for
general spaces, geometric Hahn–Banach theorem (without proof), reflexivity, weak
convergence, dual of �p and Lp[a, b] for 1 ≤ p < ∞, Riesz representation theorem,
dual of C[a, b].
History of Functional Analysis. Many mathematical concepts or resultsare named after mathematicians, contemporary or past. These names area convenient help for our memory, but should not be mistaken as a claimabout who did what first. Certainly, what I call Pythagoras’ lemma in thisbook (Lemma 1.9) was not stated in this form by Pythagoras, and we usethe name since the lemma is a generalization and modernization of a well-known theorem from Euclidean geometry that traditionally is associatedwith Pythagoras.
Although the taxonomy is sometimes unjustified or questionable, it isnot arbitrary. There are in fact real people behind functional analysis, andwhat now appears to be a coherent and complete theory needed more thana century to find its contemporary form.
After the main text and before the appendices I have included a shortaccount of that history with special focus on the parts that are treated in themain text. A brief historical account of the real number system is includedin Appendix A.5.
What is Missing. Several topics from the classical canon of functionalanalysis are not covered: continuous functions on compact spaces (Urysohn’slemma, Arzela–Ascoli, Stone–Weierstrass theorem), locally convex vectorspaces, theory of distributions, Banach algebras and Gelfand theory, weaktopologies, Riesz’ theory of compact operators on general Banach spaces,spectral theory on Banach spaces, unbounded (symmetric or selfadjoint)operators on Hilbert spaces, the general spectral theorem, Sobolev spacesother than Hn on intervals, elliptic differential equations other than in di-mension one, operator semigroups.
Further Reading. A book close in spirit to my text is the work [GGK03]by Gohberg, Goldberg and Kaashoek. Beyond that, I recommend the ex-cellent works [Che01] by Ward Cheney and [You88] by Nicholas Young.These two books were a very valuable assistance during the writing.
In the direction of applications, a suitable follow-up to this book areEberhard Zeidler’s two volumes [Zei95a, Zei95b].
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xviii Preface
If one wants to step deeper into functional analysis there are so manypossibilities that to mention just a few would do injustice to all the oth-ers. The most profound and comprehensive modern treatment that I know,and certainly a recommendation for the future expert, is Peter Lax’s opusmagnum [Lax02].
Acknowledgements. I am very grateful to my students at Delft Universityof Technology. Confronting their questions about the material and theirdifficulties in coming to terms with it had a profound influence on me whilewriting this book. In addition, several students helped to eliminate mistakesfrom the various preliminary versions.
Special thanks (and many compliments) go to Martijn de Jong (Delft)for producing the vast majority of the figures.
I also want to acknowledge the contributions of many colleagues, mostprominently the remarks by Jurgen Voigt (Dresden) and Hendrik Vogt(Dresden, Clausthal) on Chapter 15, which grew out of a discussion ofSokal’s article [Sok11]. From Bernhard Haak (Bordeaux) I learned — apartfrom many other things — to view the usual proof of Tietze’s theorem infunctional analytic terms.
I am grateful to my colleagues from Delft for the excellent working at-mosphere they create and the love for functional analysis that we share. Inparticular, I am indebted to Ben de Pagter, who encouraged me all alongto write this text and to Jan van Neerven who read parts of the manuscriptand whose comments helped much to improve it.
This book was completed during a sabbatical stay at the Universityof Auckland, and my warmest thanks go to Tom ter Elst for his generousinvitation and his warm hospitality, and for his very valuable remarks onsome parts of the text.
I am indebted to Luann Cole from the American Mathematical Societyfor her very thorough copyediting which led to a considerable improvementof the text.
I thank my friends and co-authors Balint Farkas (Wuppertal) and Bern-hard Haak (Bordeaux) for their support and their patience.
Finally, I would like to thank those from whom I myself learned func-tional analysis, Wolfgang Arendt (Ulm), Rainer Nagel and Ulf Schlotterbeck(Tubingen). Without them not one single line of this text would ever havebeen written.
Delft and Auckland, April 2014
Markus Haase
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356 Bibliography
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Bibliography 357
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Symbol Index
C, 311, 321K, 1, 322N = {1, 2, . . . }, 311N0 = {0, 1, 2, . . . }, 311Q, 311R, 311, 319Z = {. . . ,−2,−1, 0, 1, 2, . . . }, 311
i, 322e, 10
Re z, 321Im z, 321z, 322|z|, 3221, 61A, 109δij , 7
f+, 114f−, 114
f , 152
k∗, 219
∅, 329a ∈ A, 329A ∩B, 330A ∪B, 330A \B, 330
A ⊆ B, 329A×B, 330Ac, 330P(X), 330X/ ∼, 312[x]∼, 312
dom(f), 330graph(f), 330f(A), 330f−1(B), 330f−1, 331inf A, 315supA, 315
(xn)n∈N, 311B(x, r), 38B[x, r], 56
A, 48diam(A), 52d(x,A), 47, 129BE , 23dE(f, g), 37
‖f‖, 5, 18〈f, g〉, 3f ⊥ g, f ⊥ S, 6S⊥, 6, 285span(A), 323span(A), 62j : E → E′′, 286F(X;E), 1, 326U ⊕ V , 326
I, 24Lin(E;F ), 327L(E;F ), L(E), 21E′ = L(E;K), 277‖T‖, 22T ′, 285ran(T ), 64, 325
359
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360 Symbol Index
ran(T ), 64ker(T ), 64, 325σ(A), 232, 243ρ(A), 243R(λ,A), 243A∗, 218‖|A‖| , 234A[k], 194δa, 25, 326
f , 157Lf , 127PF , 131, 133
‖A‖HS, 201
‖f‖1 (f ∈ L1(X)), 118
‖f‖1 (f ∈ L1(X)), 113‖f‖1 , ‖f‖∞ (f ∈ C[a, b]), 19‖f‖2 (f ∈ C[a, b]), 5
‖f‖2 (f ∈ L2(X)), 121‖f‖∞ (f ∈ B(Ω)), 20‖f‖p (f ∈ Lp(X)), 123
‖f‖v, 34‖f‖(α), 35
‖f‖L∞ , 122‖f‖H1
0, 185
‖f‖H1 , 182‖f‖Hn , 183
‖x‖1 (x ∈ �1), 20
‖x‖1 , ‖x‖∞ (x ∈ Kd), 19
‖x‖2 (x ∈ Kd), 5
‖x‖2 (x ∈ �2), 17‖x‖p (x ∈ �p), 28
‖x‖bv, 52‖x‖qv, 53
M(X), 112M+(X), 113∫Xf dλ, 113
λ(A), 111λ∗(A), 110{a ≤ f < b}, 109
B(Ω), 20BV([a, b];E), 35BV0[a, b], 295BVr
0[a, b], 298bv, 52C([a, b];E), 104C1
0(Ω), 187C1
0[a, b], 62, 177C[a, b], 1
Cα([a, b];E), 35Cb(Ω), 86Cc(R), 153C∞
c (R), C∞c (a, b), 155
Ck[a, b], 50C∞[a, b], 50C(E;F ), 214C0(E;F ), 211C0[a, b], 51c0, 33, 49c00, 48, 89Cper[0, 1], 157F(X;E), 1H1(a, b), 178H1
0(a, b), 185Hn(a, b), 183
Kd, 1L∞(X), 122�1, 20�2, 17�∞, 20�p, 28L1(X), 118L1(X), 113L2(X), L2(X), 121Lp(X × Y ), 194Lpc(R), 152Lp(X), Lp(X), 123P[a, b], 50qv, 53R[a, b], 107Reg([a, b];E), 91Regs[a, b], 296s, 92St([a, b];E), 35UCb(Ω), 89
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Subject Index
a.e. (almost everywhere), 116
absolute value (of a scalar), 322
absolutely summable, 87
addition
of functions, 326
of operators, 21
of vectors, 322
additive
countably, 111
finitely, 110
adjoint
kernel function, 219
of a Hilbert–Schmidt integraloperator, 219
of a matrix, 219
of an abstract Hilbert–Schmidtoperator, 224
of the left and right shift, 219
operator, 218
affine hyperplane, 145
affine subspace, 142
almost everywhere, 116
annihilator, 285
antisymmetric, 314
approximate eigenvalue, 232
Axiom of Choice, 313
axioms
for a partial ordering, 314
for a vector space, 323
for an equivalence relation, 312
for the real numbers, 318
Baire’s theorem, 262, 275
ball
closed, B[x, r], 56
open, B(x, r), 38
Banach contraction principle, 94
Banach space adjoint, 285
basis
algebraic, 324Hamel, 140
orthonormal, countable, 139
orthonormal, general, 353
Bernstein polynomial, 340
Bessel’s inequality, 8, 138, 157, 353
for double series, 143
best aproximation, 129
bijective (mapping), 331
Bolzano–Weierstrass
property, 319
theorem, 320
boundlower, 315
upper, 315
bounded
essentially (function), 122
function, 20
linear mapping, 21
operator, 21
quadratic variation, 53
subset of a metric space, 52
subset of a normed space, 23
variation, 34, 52, 295bounded inverse theorem, 268
canonical surjection, 327
361
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362 Subject Index
Cantor function, 299Carlson–Beurling inequality, 348Cartesian product (of sets), 330Cauchy–Schwarz inequality, 15change of variables, 114closed
ball, 56graph, 270
subset, 55closed graph theorem, 270closure (of a subset in a metric space),
48
codomain, 330coercive (sesquilinear form), 220coercivity constant, 220column stochastic matrix, 99compact
metric space, 64, 72operator, 214relatively, 75sequentially, 64
subset of a metric space, 64compatible operation (with an
equivalence relation), 312complement (set-theoretic), 330
complete metric (space), 80completeness, 80
of B(Ω), 84of B(Ω;E), 91of BV([a, b];E), 91of Cb(Ω), 86of c, 89of C[a, b], 85of Cα([a, b];E), 91of c0, 88
of �1, 89of �2, 82of �∞, 85of �p, 91of L1, 120of L2, 122of L∞, 123of Lp, 123of UCb(Ω), 89
of a discrete metric space, 88of a quotient space, 92of each fin.-dim. space, 84
completeness axiom, 319completion (of a metric space), 81, 333complex conjugate z, 322complex numbers C, 321
conditional expectation, 135cone, 112conjugate exponent, 29conjugate transposed matrix, 219continuity
at a point, 58of a mapping, 58of the norm, 61of vector space operations, 61
continuousHolder cont. of order α, 35linear mapping, 63Lipschitz, 35uniformly, 65
convergencealmost everywhere, 116in mean, 46in operator norm, 199in square mean, 46of a sequence, 39, 40of a series, 87pointwise, 44strong, of operators, 201uniform, 44weak, 75
convex, 131convolution, 176convolution operator, 166convolution product, 165coordinate vector, 325coordinatization
countable (orthonormal) basis, 140finite basis, 9
countable (set), 316countably additive, 111counting measure, 240cover, 110cutoff function, 152, 153, 155
dangling node, 99De Morgan’s laws, 331Dedekind axiom, 319definite, 18, 38dense (subset or subspace), 48density
of C[a, b] in Lp(a, b), 125of C1[a, b] in H1(a, b), 183of C1
0[a, b] in H10(a, b), 189
of C10[a, b] in Lp(a, b), 154
diagonal argument, 213, 302diagonal matrix (infinite), 27
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Subject Index 363
diameter (of a subset of a metric space),52
dimension (of a vector space), 324Dini’s theorem, 77Dirac functional, 25direct sum, 135
algebraic, 326decomposition, 326
DirichletD.–Dini criterion, 159kernel, 267Laplacian, 196principle, 187, 190, 191problem, 190, 191
discrete metric, 38distance
of a point to a set, 47, 129of vectors in a normed space, 37
dividing by an equivalence relation, 312domain
of a mapping, 330of the Dirichlet Laplacian, 247of the Schrodinger operator, 249
dominated convergence theorem, 118double sequence, 52
Cauchy, 89convergent, 52
double series, 91, 156dual
basis, 328mapping, 328space (algebraic), 327space (topological), 277
duality, 290canonical, 286
eigenspace, 231eigenvalue, 231
approximate, 232eigenvector, 231element of a set, 329energy norm, 185equality (of sets), 329equality a.e., ∼λ, 116equivalence
class, 312of metrics, 76of norms, 68relation, 312
Euler’s constant, 10evaluation functional, 25, 326
evolution equation (for the Schrodingerop.), 252
factor space, 327family (indexed), 331Fejer kernel, 167finite rank, 211finite-dimensional (vector) space, 324finitely additive, 110fixed point equation, 94form
hermitian, 328quadratic, 328sesquilinear, 328symmetric, 328
Fourier coefficientabstract, 7classical, 10, 157, 161
Fourier inversion formula, 174, 347Fourier series
abstract, 7, 138classical, 11
Fourier transform, 128, 162on L2, 170
Fredholm alternative, 238Fubini’s theorem, 194function
absolutely continuous, 299, 304adjoint kernel, 219characteristic, 109constant 1, 180cutoff, 152, 153, 155essentially bounded, 122even, 142Hilbert–Schmidt kernel, 197Holder continuous, 35integrable, 113kernel, 194Lebesgue measurable, 112, 194Lipschitz continuous, 35locally integrable, 174of bounded variation, 34, 295of compact support, 152periodic, 157potential, 249regulated, 91, 175, 295smooth, of compact support, 155special regulated, 296square integrable, 121step, 35, 295test, 177, 187uniformly continuous, 89
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364 Subject Index
weakly differentiable, 178functional
(bounded) linear, 21linear, 325point evaluation, 25sublinear, 279
fundamental principle of analysis, 90fundamental theorem of calculus for H1,
182
Gaussian elimination, 93generalized eigenspace, 231generator of a subspace, 323Gram–Schmidt procedure, 9graph (of a mapping), 330greatest (element in an ordered set), 315greatest lower bound, 315Green’s function, 225
for the Poisson problem, 184for the Sturm–Liouville problem, 250
Hahn–Banach theorem, 280, 282, 284Hausdorff’s maximality theorem, 316heat equation, 252hermitian form, 328Holder continuous, 35Holder’s inequality, 30, 123, 124homogeneous, 18
imaginary part, 321imaginary part Im z, 321imaginary unit i, 321implicit function theorem, 103importance vector, 98index set, 331indexed family, 331induced metric, 39infimum, 315infinite-dimensional (vector space), 324initial value problem, 95injective (mapping), 330inner product, 3
standard, on C[a, b], 3
standard, on Kd, 3inner product space, 3integrable function, 113integral
equation, 204kernel, 194Lebesgue, 108operator, 194Riemann, 107
Riemann–Stieltjes, 175integration by parts (for H1-functions),
189integration operator, 119, 179invariant (subspace), 235inverse (of a mapping), 331inverse mapping theorem, 102invertible operator, 196isometric
isomorphism, 24, 333mapping, see also isometry
isometry, 24, 333linear, in finite dimensions, 9
isomorphicas vector spaces, 325
isomorphismalgebraic, 325isometric, 24topological, 89
iterative procedure, 94
kernelHilbert–Schmidt integral, 197integral, 194of a linear mapping, ker(T ), 64, 325
Lagrange multiplier, 104Laplace transform, 127, 198Laplacian (with Dirichlet b.c.), 196Lax–Milgram theorem, 146, 220least (element in an ordered set), 315least upper bound, 315Lebesgue
integral, 108measurable set, 111measure, 111outer measure, 110singular function, see also Cantor
functionLegendre polynomials, 12length
of a vector, 4of an interval, 108
limitof a double sequence, 52of a sequence, 40
linearmapping, bounded, 21combination, 323functional, 325independence, 323mapping, 21, 325
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Subject Index 365
space, 323span, 323subspace, 323
Lipschitzcondition, 96continuous, 35
local uniqueness (of solutions), 98lower bound, 315
mappingbijective, 331continuous, 58continuous at a point, 58continuous linear, 63general, 330injective, 330inverse, 331linear, 325surjective, 330uniformly continuous, 65
maximal (element in an ordered set),315
mean value theorem, 101measurable
function, 112, 194product, 194set (Lebesgue), 111
measure, 111, 240counting, 240Lebesgue, 111Lebesgue, outer, 110Lebesgue, two-dimensional, 194spectral, 241
mesh, 72metric, 38
associated with a norm, 37discrete, 38induced, 39
metric space(sequentially) compact, 64compact, 72precompact, 72product, 75separable, 71
midpoint-convex, 264minimal (element in an ordered set),
315minimal norm, 129, 142minimization problem (quadratic), 145Minkowski’s inequality, 29minmax principle, 244modulus, 322
momentoperator, 301problem, 301sequence, 174
monotone convergence theorem, 113multiplication
abstract, 209of two operators, 22scalar, of functions, 326scalar, of operators, 21vectors with scalars, 323
multiplication operatoron C[a, b], 31on �p, 27on Lp, 128
multiplier sequence, 27
negative part (of a function), 114Neumann series, 203Newton’s method, 93norm, 18
induced by an inner product, 5attained, 27of an operator, 22stronger/weaker, 66uniform, 44
norm (concrete)
1-norm ‖·‖1 on Kd, 191-norm ‖·‖1, on C[a, b], 19
1-norm ‖·‖1, on L1(X), 118
1-norm ‖·‖1, on �1, 20
1-norm ‖·‖1, on L1(X), 1132-norm ‖·‖2, on C[a, b], 5
2-norm ‖·‖2, on Kd, 5
2-norm ‖·‖2, on �2, 17
2-norm ‖·‖2, on L2(X) and L2(X),121
‖·‖(α) on Cα([a, b];E), 35
p-norm ‖·‖p, on �p, 28
p-norm ‖·‖p, on Lp(X) and Lp(X),123
Euclidean on Kd, 5Hilbert–Schmidt ‖·‖HS, 201
maximum norm ‖·‖∞, on Kd, 19
on H1, 182supremum norm ‖·‖∞, on C[a, b], 19supremum norm, on B(Ω), 20variation norm ‖·‖v on BV([a, b];E),
34normal operator, 240normed space, 18
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366 Subject Index
nuclear operator, 245null
sequence, 33, 48set, 115
null space, see also kernel, 325numerical radius, 234
openball, 38cover, 72subset, 55
open mapping theorem, 267operator, see also linear mapping, 21
abstract Hilbert–Schmidt, 223adjoint (Hilbert space), 218Banach space adjoint, 285bounded, 21compact, 214convolution, 166Dirichlet Laplacian, 247dual, 285exponential, 210finite-dimensional, 211finitely approximable, 211Fourier transform, 128Hermitian, 234Hilbert–Hankel, 208Hilbert–Schmidt (integral), 198identity I, 24integral, 194invertible, 89, 196, 272Laplace, 187Laplace transform, 198Laplacian, mixed b.c., 255left and right shift, 26moment, 301monotonic, 340multiplication on C[a, b], 31multiplication on �p, 27multiplication on Lp, 128norm, 22normal, 240, 245nuclear, 245of finite rank, 211of integration J , 179, 200of trace class, 245positive self-adjoint, 242Schodinger, one-dimensional, 249self-adjoint, 234semigroup, 254strict contraction, 203Sturm-Liouville, 249
Volterra, on C[a, b], 204Volterra, the, 254zero 0, 24
order completeness, 319ordered
pair, 330set, 314
orderingpartial, 314reverse, 315total, 314
orthogonal, 6decomposition, 135projection, 8, 133, 141
orthonormal basiscountable, 139general, 353
orthonormal system, 7maximal, countable, 139maximal, general, 353
outer measure, 110
pair (ordered), 330pairing, 290
canonical, 290parallelogram law, 5Parseval’s identity, 138, 160
for double series, 143partial ordering, 314partially ordered set, 314perpendicular, 6Plancherel’s identity, 170, 346Poincare inequality, 185, 190point evaluation, 25, 326pointwise convergence, 44Poisson problem, 177, 184, 187, 196polarization identity, 5, 11positive cone, 141positive part (of a function), 114positively homogeneous, 279potential function, 249precompact (metric space), 72principle of nested balls, 262probability vector, 99product
(Cartesian) of sets, 330of metric spaces, 75of normed spaces, 75of two operators, 22
product measurable, 194product rule (for H1-functions), 189projection
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Subject Index 367
associated with a direct sum, 326orthogonal, 8, 133, 141
Pythagoras’ lemma, 7
quadratic form, 328quadratic minimization, 137, 145quadratic variation (of a sequence), 53quotient space, 327
range (of a linear mapping), 64, 325real part, 321rectangle, 194reflexive, 312, 314regulated function, 91, 295relation
equivalence, 312functional, 330set-theoretic, 330
relatively compact, 75representative (for an equivalence
class), 313resolvent (of an operator), 243resolvent identity, 243resolvent set, 243Riemann sum, 108Riemann–Lebesgue lemma, 162, 163Riemann–Stieltjes integral, 175Riesz representation theorem, 297Riesz’ lemma, 70Riesz–Frechet theorem, 136, 217, 220,
250, 292Riesz-Frechet theorem, 145
sandwich theorem, 60scalar product, 3self-adjoint operator, 234semi-inner product, 145semigroup, strongly continuous, 254separable
Hilbert space, 141metric space, 71normed space, 71, 280
separating the points, 278separation lemma, 284sequence, 311
absolutely summable, 87Cauchy, 79convergent, 40double, 52finite, 48multiplier, 27null, 33, 48
of bounded variation, 52of finite quadratic variation, 53two-sided, 143uniformly convergent, 44weakly convergent, 288
sequentially compact, 64series
(simply) convergent, 87absolutely convergent, 87double, 91Neumann, 203orthogonal, 137unconditionally convergent, 352
sesquilinear form, 3, 328set
(Lebesgue) null, 115Cantor’s “middle thirds”, 116Cartesian product, 330complement, 330convex, 131difference, 330empty, 329equality of sets, 329functional relation, 330image (under a mapping), 330index set, 331intersection, 330, 331inverse image (under a mapping), 330midpoint-convex, 264power set, 330relation, 330singleton, 329subset, 329symmetric, 264union, 330, 331
shift (left and right), 26σ-algebra, 111singleton set, 329singular value decomposition, 245singular values, 245Sobolev space
first order, 178higher order, 184
space(topological) dual, 277abstract vector space, 322algebraic dual, 327Banach, 84complete metric, 80double dual, 286finite-dimensional, 324
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368 Subject Index
Hilbert, 81infinite-dimensional, 324inner product, 3linear, 323metric, 38normed, 18pre-Hilbert, 3quotient, 91reflexive, 287separable, 141, 282Sobolev (first order), 178Sobolev (higher order), 184
space (concrete)L(E;F ), L(E), 21C(E;F ), 214C0(E;F ), 211BV([a, b];E), 35, 91BV0[a, b], 295BVr
0[a, b], 298B(Ω), 20, 84Cb(Ω), 86Cc(R), 153C∞
c (R), 155C∞
c (a, b), 155C([a, b];E), 104C[a, b], 1, 85C1
0(Ω), 187C1
0[a, b], 62, 177Cα([a, b];E), 35, 91C∞[a, b], 50
Ck[a, b], 50C0[a, b], 51Cper[0, 1], 157F[a, b], 1L1(X), 113L1(X), 118L∞(X), 122L2(X), L2(X), 121Lp(X), Lp(X), 123L1(X × Y ), 194L2(X × Y ), 194Lpc(R), 152H1(a, b), 178H1
0(a, b), 185Hn(a, b), 183M(X), 112M+(X), 113PL[a, b], 149P[a, b], 50R[a, b], 107Reg[a, b], 295
Reg([a, b];E), 91Regs[a, b], 296St([a, b];E), 35, 91UCb(Ω), 89
Kd, 1c00, 48, 88, 89�1, 20�2, 17�2(Z), 143�∞, 20, 85�p, 28s, 92
span, see also linear spanspecial regulated function, 296spectral decomposition, 237spectral measure, 241spectral theorem
for compact self-adjoint operators,236
for compact normal operators, 245for normal operators, 241
spectrumof a matrix, 232of an operator, 232, 243
standard unit vectors, 25Steinitz’ theorem, 324step function, 35, 295strong convergence lemma, 164stronger/weaker norm, 66strongly convergent, 201Sturm–Liouville problem, 221, 225, 228,
249subadditive, 279subcover (of an open cover), 72sublinear functional, 279subsequence (of a sequence), 312subspace
of a metric space, 39of a vector space, 323
summablep-, 28absolutely, 20square, 17, 143unconditionally, 352
support (of a function), 152supremum, 315supremum norm, 20surjective (mapping), 330symmetric, 38, 312
form, 328set, 264
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Subject Index 369
system of representatives, 313
target set or space, 330theorem
Weierstrass, trigonometric version,160
Baire, 262, 275Banach–Steinhaus, 265Bessel’s inequality, 8, 138Bolzano–Weierstrass, 65, 69, 320bounded inverse, 268Carlson–Beurling inequality, 348Cauchy–Schwarz inequality, 15closed graph, 270completion (of a metric space), 334completion (of a normed space), 286,
337contraction principle, 94Dini, 77Dirichlet–Dini criterion, 159dominated convergence, 118du Bois-Reymond, 159, 266Fejer, 167Fourier inversion formula, 174, 347Fredholm alternative, 238Fubini, 194fundamental theorem of calculus for
H1, 182Gram–Schmidt, 9Hahn–Banach separation, 145, 284Hahn–Banach, general case, 282Hahn–Banach, separable case, 280Hausdorff maximality, 316Hellinger–Toeplitz, 275Holder’s inequality
(p = 1, q = ∞), 123(p = q = 2), 122discrete, 30general, 124
implicit function, 103inverse mapping, 102Lax–Milgram, 146, 220mean value, 101Minkowski’s inequality, 29minmax principle, 244monotone convergence, 113Neumann series, 203open mapping, 267Parseval’s identity, 137, 138, 160
for double series, 143Plancherel’s identity, 170, 346Poincare inequality, 185, 190, 256
principle of nested balls, 262Pythagoras’, 7Riemann–Lebesgue lemma, 162, 163Riesz representation, 297Riesz’ lemma, 70Riesz–Frechet, 136, 217, 220, 250, 292Riesz–Kakutani, 298Riesz-Frechet, 145separation lemma, 284spectral theorem (for cp. normal),
245spectral theorem (for cp. self-adj.),
236spectral theorem (general), 241Steinitz, 324strong convergence lemma, 164Tietze, 273uniform boundedness principle, 264uniqueness for Fourier series, 161Weierstrass, 50, 149, 339Weierstrass’ M-test, 87Young’s inequality, 175Zorn’s lemma, 315
totally ordered set, 314trace class operator, 245transitive, 312, 314transposed matrix, 216triangle inequality
for metrics, 38for norms, 16, 18second t.i., for metrics, 60second t.i., for norms, 61
trigonometric polynomial, 156trigonometric system, 10, 156truncation, 152
unconditional convergence (of a series),352
uncountable (set), 316uniform boundedness principle, 264uniformly bounded (set of operators),
264uniformly continuous, 65unit ball (of a normed space), 23unit vectors, standard, 25unitarily equivalent, 240upper bound, 315
variational method, 185variational problem, 137, 145vector space, 322Volterra integral equation, 205
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370 Subject Index
Volterra operatorthe, 254abstract, 204
weakconvergence, 75, 288derivative, 178gradient, 187limit, 288
weaker/stronger norm, 66Weierstrass theorem, 50, 149Weierstrass’ M-test, 87well-defined operation, 313well-posedness (of an equation), 196Wronskian, 251
Young’s inequality, 175
Zorn’s lemma, 315
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Author Index
Aristotle (384–322 BC), 318
Baire, Rene-Louis (1874–1932), 261, 310Banach, Stefan (1892–1945), 84, 305Bernstein, Sergei (1880–1968), 339Bessel, Friedrich Wilhelm (1784–1846),
8Beurling, Arne Carl-August
(1905–1986), 348Bolzano, Bernard (1781–1848), 65, 318Brin, Sergey (1973– ), 99
Cantor, Georg (1845–1918), 81, 306, 318Caratheodory, Constantin (1873–1950),
111Carleson, Lennart (1928– ), 160Carlson, Fritz David (1888–1952), 348Cauchy, Augustin-Louis (1789–1857), 15Chernoff, Paul (1942– ), 157
Dedekind, Richard (1831–1916), 306,318
De Morgan, Augustus (1806–1871), 331Descartes, Rene (1596–1650), 317Dini, Ulisse (1845–1918), 77, 159Dirichlet, Gustav Lejeune (1805–1859),
159, 190Du Bois-Reymond, Paul (1831–1889),
159, 266, 307Dunford, James Nelson (1906–1986),
310
Enflo, Per (1944– ), 215Euclid (around 280 BC), 5, 316
Euler, Leonhard (1707–1783), 10
Fejer, Lipot (1880–1959), 167Fischer, Ernst Sigismund (1875–1954),
309Fourier, Joseph (1768–1830), 7, 318Frechet, Maurice Rene (1878–1973),
136, 307Fredholm, Erik Ivar (1866–1927), 238,
308Fubini, Guido (1879–1943), 194
Gauß, Carl Friedrich (1777–1855), 93Gelfand, Israel (1913–2009), 241Gram, Jørgen Pedersen (1850–1916), 9
Grassmann, Hermann Gunther(1809–1877), 305
Green, George (1793–1841), 184Grothendieck, Alexander (1928– ), 215
Hadamard, Jacques-Salomon(1865–1963), 309
Hahn, Hans (1879–1934), 280Halmos, Paul (1916–2006), 241Hamel, Georg (1877–1954), 140Hamilton, Sir William R. (1805–1865),
321Hankel, Hermann (1839–1873), 208Hausdorff, Felix (1868–1942), 307, 316Heine, Eduard (1821–1881), 81Hellinger, Ernst (1883–1950), 275Hilbert, David (1862–1943), 3, 307, 317Holder, Otto (1859–1937), 30
371
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372 Author Index
Kakutani, Shizuo (1911–2004), 298
Lagrange, Joseph-Louis de (1736–1813),104
Laplace, Pierre-Simon Marquis de(1749–1827), 127
Lax, Peter (1926– ), 220, 310Lebesgue, Henri (1875–1941), 107, 308Legendre, Adrien-Marie (1752–1833), 12Leibniz, Gottfried Wilhelm
(1646–1716), 318Levi, Beppo (1875–1961), 310Levy, Paul (1886–1971), 308Liouville, Joseph (1809–1882), 221, 249Lipschitz, Rudolf (1832–1903), 35
Mazur, Stanis�law (1905–1981), 215, 306Mercer, James (1883–1932), 252Milgram, Arthur (1912–1961), 220, 310Minkowski, Hermann (1864–1909), 29
Neumann, Carl (1832–1925), 190Neumann, John von (1903–1957), 20,
305Newton, Isaac (1643–1727), 93, 318
Page, Larry (1973– ), 99Parseval (des Chenes), Marc-Antoine
(1755–1836), 137Peano, Giuseppe (1858–1932), 305Plancherel, Michel (1885–1967), 170,
346Poincare, Henri(1854–1912), 185Poisson, Simeon Denis (1781–1840), 177Pythagoras (around 520 BC), 7, 317
Riemann, Bernhard (1826–1866), 107Riesz, Frigyes (1880–1956), 70, 136, 308
Schmidt, Erhard (1876–1959), 9, 308Schrodinger, Erwin (1887–1961), 249Schwartz, Jacob T. (1930–2009), 310Schwartz, Laurent-Moıse (1915–2002),
197Schwarz, Hermann Amandus
(1843–1921), 15Sobolev, Sergei Lvovich (1908–1989),
178, 310Steinhaus, Hugo (1887–1972), 266, 306Steinitz, Ernst (1871–1928), 324Stieltjes, Thomas Joannes (1856–1894),
309
Stone, Marshall H. (1903–1989), 77,160, 305
Sturm, Charles (1803–1855), 221, 249
Taylor, Brook (1685–1731), 54Tietze, Heinrich (1880–1964), 273Toeplitz, Otto (1881–1940), 275
Ulam, Stanis�law (1909–1984), 306
Volterra, Vito (1860–1940), 204, 307
Weierstrass, Karl (1815–1897), 50, 318Weyl, Hermann (1885–1955), 310Wronski, Josef (1776–1853), 251
Zorn, Max August (1906–1993), 315
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Selected Published Titles in This Series
156 Markus Haase, Functional Analysis: An Elementary Introduction, 2014
155 Emmanuel Kowalski, An Introduction to the Representation Theory of Groups, 2014
154 Wilhelm Schlag, A Course in Complex Analysis and Riemann Surfaces, 2014
153 Terence Tao, Hilbert’s Fifth Problem and Related Topics, 2014
152 Gabor Szekelyhidi, An Introduction to Extremal Kahler Metrics, 2014
151 Jennifer Schultens, Introduction to 3-Manifolds, 2014
150 Joe Diestel and Angela Spalsbury, The Joys of Haar Measure, 2013
149 Daniel W. Stroock, Mathematics of Probability, 2013
148 Luis Barreira and Yakov Pesin, Introduction to Smooth Ergodic Theory, 2013
147 Xingzhi Zhan, Matrix Theory, 2013
146 Aaron N. Siegel, Combinatorial Game Theory, 2013
145 Charles A. Weibel, The K-book, 2013
144 Shun-Jen Cheng and Weiqiang Wang, Dualities and Representations of LieSuperalgebras, 2012
143 Alberto Bressan, Lecture Notes on Functional Analysis, 2013
142 Terence Tao, Higher Order Fourier Analysis, 2012
141 John B. Conway, A Course in Abstract Analysis, 2012
140 Gerald Teschl, Ordinary Differential Equations and Dynamical Systems, 2012
139 John B. Walsh, Knowing the Odds, 2012
138 Maciej Zworski, Semiclassical Analysis, 2012
137 Luis Barreira and Claudia Valls, Ordinary Differential Equations, 2012
136 Arshak Petrosyan, Henrik Shahgholian, and Nina Uraltseva, Regularity of FreeBoundaries in Obstacle-Type Problems, 2012
135 Pascal Cherrier and Albert Milani, Linear and Quasi-linear Evolution Equations inHilbert Spaces, 2012
134 Jean-Marie De Koninck and Florian Luca, Analytic Number Theory, 2012
133 Jeffrey Rauch, Hyperbolic Partial Differential Equations and Geometric Optics, 2012
132 Terence Tao, Topics in Random Matrix Theory, 2012
131 Ian M. Musson, Lie Superalgebras and Enveloping Algebras, 2012
130 Viviana Ene and Jurgen Herzog, Grobner Bases in Commutative Algebra, 2011
129 Stuart P. Hastings and J. Bryce McLeod, Classical Methods in Ordinary DifferentialEquations, 2012
128 J. M. Landsberg, Tensors: Geometry and Applications, 2012
127 Jeffrey Strom, Modern Classical Homotopy Theory, 2011
126 Terence Tao, An Introduction to Measure Theory, 2011
125 Dror Varolin, Riemann Surfaces by Way of Complex Analytic Geometry, 2011
124 David A. Cox, John B. Little, and Henry K. Schenck, Toric Varieties, 2011
123 Gregory Eskin, Lectures on Linear Partial Differential Equations, 2011
122 Teresa Crespo and Zbigniew Hajto, Algebraic Groups and Differential Galois Theory,2011
121 Tobias Holck Colding and William P. Minicozzi II, A Course in Minimal Surfaces,2011
120 Qing Han, A Basic Course in Partial Differential Equations, 2011
119 Alexander Korostelev and Olga Korosteleva, Mathematical Statistics, 2011
118 Hal L. Smith and Horst R. Thieme, Dynamical Systems and Population Persistence,2011
For a complete list of titles in this series, visit theAMS Bookstore at www.ams.org/bookstore/gsmseries/.
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GSM/156
For additional information and updates on this book, visit
www.ams.org/bookpages/gsm-156
www.ams.orgAMS on the Webwww.ams.org
This book introduces functional analysis at an elementary level without assuming any background in real analysis, for example on metric spaces or Lebesgue integration. It focuses on concepts and methods relevant in applied contexts such as variational methods on Hilbert spaces, Neumann series, eigenvalue expansions for compact self-adjoint operators, weak differentiation and Sobolev spaces on intervals, and model applications to differential and integral equations. Beyond that, the final chapters on the uniform boundedness theorem, the open mapping theorem and the Hahn–Banach theorem provide a stepping-stone to more advanced texts.
The exposition is clear and rigorous, featuring full and detailed proofs. Many examples illustrate the new notions and results. Each chapter concludes with a large collection of exercises, some of which are referred to in the margin of the text, tailor-made in order to guide the student digesting the new material. Optional sections and chapters supplement the mandatory parts and allow for modular teaching spanning from basic to honors track level.