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Commentary Formulating functional foods with long-chain polyunsaturated fatty acids: Challenges and opportunities Fre ´de ´ ric Destaillats Nestle ´ Research Center, Lausanne, Switzerland Keywords: Bioavailability / Functional foods / LC-PUFA DOI: 10.1002/ejlt.201100325 See accompanying article by Borhaug et al. on pages 1235–1242 The development of functional foods and supplements containing bioactive lipids, such as esters of long-chain PUFA (LC-PUFA), is very challenging. Although the requirements and nutritional value of LC-PUFA are widely recognized, their physical and chemical charac- teristics are limiting the choice of product applications, packaging materials, processing, and shelf-life conditions. In this issue of the European Journal of Lipid Science and Technology, Borhaug et al. report a new technology to produce water soluble concentrate of LC- PUFA. Opportunities and chal- lenges for this new generation of ingredients are discussed in the present commentary. The health benefits of LC-PUFA are nowadays well substantiated. n-3 LC-PUFA have been shown to reduce the incidence of cardiovascular diseases [1–6]. Emerging evidence also suggests a protective effect against type-2 diabe- tes [7], and an improvement of the muscle protein synthesis rate in older adults with the consumption of n-3 LC- PUFA [8]. The level of n-3 LC-PUFA in the circulation has been shown to correlate with CVD risk [5] and regular consumption of n-3 LC-PUFA is a rec- ognized strategy to decrease CVD risk factors. In infant nutrition, arachidonic (ARA) and docosahexanoic (DHA) acids are supplemented to starter infant formulas to sustain adequate growth and development of the infants [9, 10]. Daily recommendation guidelines have been issued by different associations for the general population [3, 4], people treated for CVD [3, 4], and pregnant women [11]. The current opinion is that the consumption of n-3 LC- PUFA is below the RDIs in the differ- ent population groups [12, 13]. The access to food products containing n-3 LC-PUFA such as oily fish can be limited to some countries due to the economic, socio-cultural, or geo- graphical constrains. The fortification of food products or the development of food supplements is therefore in many countries a preferred approach. However, formulation of foods con- taining LC-PUFA is challenging. Sustainable sourcing of high quality n-3 LC-PUFA oils, technical chal- lenges, and cost constrains help explain why few food products containing n-3 LC-PUFA are commercially available and can support nutritional recommendations. As an example, the supplement- ation of infant nutrition products with oil blends containing EFA and in some cases n-3 LC-PUFA requires specific handling procedures for the raw materials in the factory, specific con- ditions for addition, homogenization, and finally preserving the finished product with nitrogen. The described process conditions can be used to man- ufacture infant nutrition products but are prohibitive or not adequate for some product categories. Even if all these requirements can be fulfilled, there in a high probability that off-notes will develop during shelf-life due to the poor oxidative stability of n-3 LC-PUFA. The oxidative degradation of LC- PUFA can give rise to fishy and/or met- allic off-notes and their perception in certain food matrixes prevents their acceptance by consumers. Strategies to protect n-3 LC-PUFA have been developed and technologies such as microencapsulation have been shown to improve in some conditions the oxidative stability of n-3 LC-PUFA. However, the scope of application of such ingredients is limited due to the nature of the coating materials, thermal treatment required for product manu- facturing and their resistance in high water activity matrices. The main challenges that have to be considered when developing functional foods with n-3 LC-PUFA are summar- ized in Figure 1. The first parameter Borhaug and coworkers prepared a clear solution containing about 60 mg of n-3 LC-PUFA per milliliter. This concentration is very relevant for food formulations. Eur. J. Lipid Sci. Technol. 2011, 113, 1293–1295 1293 ß 2011 WILEY-VCH Verlag GmbH & Co. KGaA, Weinheim www.ejlst.com

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Page 1: Formulating functional foods with long-chain polyunsaturated fatty acids: Challenges and opportunities

Commentary

Formulating functional foods with long-chainpolyunsaturated fatty acids: Challenges and opportunities

Frederic Destaillats

Nestle Research Center, Lausanne, Switzerland

Keywords: Bioavailability / Functional foods / LC-PUFA

DOI: 10.1002/ejlt.201100325

See accompanying article by Borhaug et al. on pages 1235–1242

The development of functional

foods and supplements containing

bioactive lipids, such as esters of

long-chain PUFA (LC-PUFA), is

very challenging. Although the

requirements and nutritional value

of LC-PUFA are widely recognized,

their physical and chemical charac-

teristics are limiting the choice of

product applications, packaging

materials, processing, and shelf-life

conditions. In this issue of the

European Journal of Lipid Science

and Technology, Borhaug et al.

report a new technology to produce

water soluble concentrate of LC-

PUFA. Opportunities and chal-

lenges for this new generation of

ingredients are discussed in the

present commentary.

The health benefits of LC-PUFA

are nowadays well substantiated. n-3

LC-PUFA have been shown to reduce

the incidence of cardiovascular diseases

[1–6]. Emerging evidence also suggests

a protective effect against type-2 diabe-

tes [7], and an improvement of the

muscle protein synthesis rate in older

adults with the consumption of n-3 LC-

PUFA [8]. The level of n-3 LC-PUFA

in the circulation has been shown to

correlate with CVD risk [5] and regular

consumption of n-3 LC-PUFA is a rec-

ognized strategy to decrease CVD risk

factors. In infant nutrition, arachidonic

(ARA) and docosahexanoic (DHA)

acids are supplemented to starter infant

formulas to sustain adequate growth

and development of the infants [9, 10].

Daily recommendation guidelines

have been issued by different associations

for the general population [3, 4], people

treated for CVD [3, 4], and pregnant

women [11]. The current opinion is

that the consumption of n-3 LC-

PUFA is below the RDIs in the differ-

ent population groups [12, 13]. The

access to food products containing

n-3 LC-PUFA such as oily fish can

be limited to some countries due to

the economic, socio-cultural, or geo-

graphical constrains. The fortification

of food products or the development

of food supplements is therefore in

many countries a preferred approach.

However, formulation of foods con-

taining LC-PUFA is challenging.

Sustainable sourcing of high quality

n-3 LC-PUFA oils, technical chal-

lenges, and cost constrains help explain

why few food products containing n-3

LC-PUFA are commercially available

and can support nutritional

recommendations.

As an example, the supplement-

ation of infant nutrition products with

oil blends containing EFA and in some

cases n-3 LC-PUFA requires specific

handling procedures for the raw

materials in the factory, specific con-

ditions for addition, homogenization,

and finally preserving the finished

product with nitrogen. The described

process conditions can be used to man-

ufacture infant nutrition products but

are prohibitive or not adequate for some

product categories. Even if all these

requirements can be fulfilled, there in

a high probability that off-notes will

develop during shelf-life due to the poor

oxidative stability of n-3 LC-PUFA.

The oxidative degradation of LC-

PUFA can give rise to fishy and/or met-

allic off-notes and their perception in

certain food matrixes prevents their

acceptance by consumers. Strategies

to protect n-3 LC-PUFA have been

developed and technologies such as

microencapsulation have been shown

to improve in some conditions the

oxidative stability of n-3 LC-PUFA.

However, the scope of application of

such ingredients is limited due to the

nature of the coating materials, thermal

treatment required for product manu-

facturing and their resistance in high

water activity matrices.

The main challenges that have to be

considered when developing functional

foods with n-3 LC-PUFA are summar-

ized in Figure 1. The first parameter

Borhaug and coworkers prepared a

clear solution containing about

60 mg of n-3 LC-PUFA per milliliter.

This concentration is very relevant

for food formulations.

Eur. J. Lipid Sci. Technol. 2011, 113, 1293–1295 1293

� 2011 WILEY-VCH Verlag GmbH & Co. KGaA, Weinheim www.ejlst.com

Page 2: Formulating functional foods with long-chain polyunsaturated fatty acids: Challenges and opportunities

to select is the initial quality of the

LC-PUFA ingredient. Raw material

specification has to be established in

accordance with the best possible

requirements for the considered product

application. Once oxidative degradation

is initiated, the quality of the ingredient

rapidly becomes inacceptable for food

use. Thus, ample attention has to be

paid to the storage and handling of the

raw material in the factory as well as to

the processing conditions in order to

limit the initiation of the oxidative reac-

tion. A second major challenge is the

shelf-life stability of the product which

is highly determined by the selection of

the packaging materials and packaging

conditions. Lipids are usually very well

digested and absorbed and are there-

fore considered highly bioavailable

for the general population. However,

strategies to protect LC-PUFA from

oxidation by using encapsulation

technologies might potentially affect

the bioavailability of LC-PUFA. In

addition, it has been reported that

bioavailability of fatty acids differ if

the fatty acid is free, esterified to a short

alcohol (i.e., ethanol), or is provided

bound in glycerides [15, 16]. To ensure

a successful development, all the

elements mentioned in Figure 1 have

to be considered.

In the present issue of EJLST,

Borhaug and coworkers proposed a

process to prepare water soluble n-3

LC-PUFA concentrate from cod-liver

oil [17]. Water soluble n-3 LC-PUFA

ingredients are not commercially avail-

able and therefore the aim of the study

published by Borhaug and coworkers is

per se very innovative. Even though the

authors report also some limitations,

they propose the next steps to optimize

the quality of the ingredient and the

presented data are promising. The

basic process used by Borhaug and

coworkers starts with the complete

hydrolysis of fish oil, followed by urea

fractionation to concentrate the n-3

LC-PUFA and ultimately formation

of salt usingmeglumine in solution with

b-cyclodextrine. The use of b-CD to

solubilize lipids is well known to

biologists who use it to prepare lipid

dispersions for cell culture experiment

[18]. The process described is

applicable for the time being only at

laboratory scale since it involves the

usage of methanol, ethanol, urea, and

hexane.

The authors show that the process

developed decreases the level of

environmental contaminants. These

contaminants are extremely lipophilic

and, as hypothesized by the authors,

the data suggest that the purification

of the fatty acid salts by liquid-liquid

extraction steps is responsible of this

decrease. The authors noticed an

increase of the level of oxidation prod-

ucts by measuring peroxide and anisi-

dine values. This is not surprising

considering the number of process

steps used by the authors to prepare

their water soluble concentrate and

the poor oxidative stability of n-3 LC-

PUFA. One might think that a ‘‘deo-

dorization’’ step is required after the

urea-fractionation steps to lower the

concentration of primary and secon-

dary oxidation products before the

preparation of the salts. Working in

presence of nitrogen when mixing steps

are involved may also allow keeping the

concentration of oxygen in the oil phase

as low as technically possible.

The authors achieved the prep-

aration of a clear solution containing

about 60 mg of n-3 LC-PUFA per

milliliter. This concentration is very

relevant for food formulation since

the average daily recommendation for

healthy adults is around 200 mg n-3

LC-PUFA per day. As an example,

the formulation of a mini drink (80–

100 mL) with the objective to reach

50% of the daily recommended intake

will require to use 1.3–1.7 mL of a

stock solution of water soluble n-3

LC-PUFA at 60 mg/mL. This type of

ingredients offers many opportunities

for food processors to extend the choice

of products enhanced with n-3 LC-

PUFA. Technical improvements are

necessary to further develop this new

type of ingredient, and ultimately the

bioavailability of this n-3 LC-PUFA

derivative will have to be evaluated.

Overall the concept developed by

Borhaug and coworkers is very innova-

tive andmight extend the range of func-

tional foods containing n-3 LC-PUFA

on offer.

The author has declared no conflict of

interest.

References

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[2] Anderson, J. S., Nettleton, J. A.,Herrington, D. M., Johnson, W. C.et al., Relation of omega-3 fatty acidand dietary fish intake with brachialartery flow-mediated vasodilationin the Multi-Ethnic Study ofAtherosclerosis. Am. J. Clin. Nutr.2010, 92, 1204–1213.

[3] Kris-Etherton, P. M., Harris, W. S.,Appel, L. J., Omega-3 fatty acids andcardiovascular disease: New recom-mendations from the AmericanHeartAssociation. Arterioscler., Thromb.,Vasc. Biol. 2003, 23, 151–152.

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[5] Harris, W. S., The omega-3 indexas a risk factor for coronary heart

Figure 1. ‘‘The Omega-3 Triumvirat.’’ The

key challenges to successfully develop food

products with n-3 LC-PUFA.

1294 F. Destaillats Eur. J. Lipid Sci. Technol. 2011, 113, 1293–1295

� 2011 WILEY-VCH Verlag GmbH & Co. KGaA, Weinheim www.ejlst.com

Page 3: Formulating functional foods with long-chain polyunsaturated fatty acids: Challenges and opportunities

disease. Am. J. Clin. Nutr. 2008, 87,1997S–2002S.

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[8] Smith, G. I., Atherton, P., Reeds,D. N., Mohammed, B. S. et al.,Dietary omega-3 fatty acid supple-mentation increases the rate ofmuscle protein synthesis in olderadults: A randomized controlled trial.Am. J. Clin. Nutr. 2011, 93, 402–412.

[9] Birch, E. E., Carlson, S. E., Hoffman,D. R., Fitzgerald-Gustafson, K. M.et al., The DIAMOND (DHA IntakeAnd Measurement Of NeuralDevelopment) Study: A double-masked, randomized controlled clinicaltrial of the maturation of infant visualacuity as a function of the dietary levelof docosahexaenoic acid. Am. J. Clin.Nutr. 2010, 91, 848–859.

[10] Schwartz, J., Drossard, C., Dube, K.,Kannenberg, F. et al., Dietary intakeand plasma concentrations of PUFAand LC-PUFA in breastfed and

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[11] Koletzko, B., Cetin, I., Brenna, J. T.,Dietary fat intakes for pregnant andlactating women. Br. J. Nutr. 2007,98, 873–877.

[12] Denomme, J., Stark, K. D., Holub,B. J., Directly quantitated dietary(n-3) fatty acid intakes of pregnantCanadian women are lower than cur-rent dietary recommendations.J. Nutr. 2005, 135, 206–211.

[13] Blasbalg, T. L., Hibbeln, J. R.,Ramsden, C. E., Majchrzak, S. F.,Rawlings, R. R., Changes in con-sumption of omega-3 and omega-6fatty acids in the United States duringthe 20th century. Am. J. Clin. Nutr.2011, 93, 950–962.

[14] Haug, I. J., Sagmo, L. B., Zeiss, D.,Olsen, I. C. et al., Bioavailability ofEPA and DHA delivered by gelledemulsions and soft gel capsules.Eur. J. Lipid Sci. Technol. 2011,113, 137–145.

[15] Valenzuela, A., Nieto, S., Sanhueza,J., Nunez, M. J., Ferrer, C., Tissueaccretion and milk content of doco-sahexaenoic acid in female rats aftersupplementation with different doco-sahexaenoic acid sources. Ann. Nutr.Metab. 2005, 49, 325–332.

[16] Neubronner, J., Schuchardt, J. P.,Kressel, G., Merkel, M. et al.,

Enhanced increase of omega-3 indexin response to long-term n � 3 fattyacid supplementation from triacylgly-cerides versus ethyl esters. Eur. J.Clin. Nutr. 2011, 65, 247–254.

[17] Borhaug, H., Kristensen, M.,Brudeli, B., Sontum, P. C. et al.,Water soluble Omega-3: A conceptfor purification of fish oil and neutra-ceuticals? Eur. J. Lipid Sci. Technol.2011, 113, 1235–1242.

[18] Christian, A. E., Haynes, M. P.,Phillips, M. C., Rothblat, G. H.,Use of cyclodextrins for manipulatingcellular cholesterol content. J. LipidRes. 1997, 38, 2264–2272.

Abbreviations: b-CD, b-cyclodextrin;

LC-PUFA, long-chain PUFA; CVD,

cardiovascular diseases

Correspondence: Dr. Frederic Destaillats,

Nestle Research Center, Vers-chez-les-Blanc,

P.O. Box 44 CH – 1000 Lausanne 26,

Switzerland

E-mail: [email protected]

Fax: þ41-21-785-8553

See accompanying articlehttp://dx.doi.org/10.1002/ejlt.201000502

Received: September 9, 2011 / Accepted:

September 15, 2011

Eur. J. Lipid Sci. Technol. 2011, 113, 1293–1295 Formulating functional foods with long-chain polyunsaturated fatty acids 1295

� 2011 WILEY-VCH Verlag GmbH & Co. KGaA, Weinheim www.ejlst.com