form 990-pf return of private foundation omb no...

Form 990-PF Return of Private Foundation OMB No ,545-0052 or Section 4947(ax1) Nonexempt Charitable Trust

Treated as a Private Foundation 200 2

Department or one Treasury Note : The organization may be able to use a copy of this return to satisfy state Internal Revenue Service reporting requirements For calendar ear 2002, or tax ear beginning Au 1 , 2002, and ending 1 U l 31 , 2003 G Check aV that app l y : Initial return Final return Amended return X Address change Name change Use X18 Name of organization A Employer identification number IRS label . THE LEHRMAN INSTITUTE 23-7218534 Otherwise, Number and street (or P O box number if mail is not delivered to street address) Room/suite B Telephone number (see instructions) op type . ONE FAWCETT PLACE SUITE 130 (203) 661-6100

$2e Specific City or town State ZIP code C If exemption application is pending, check here ~ Instructions . GREENWICH CT 06830 D 1 Foreign organizations, check here H Check type of organization . X Section 501(c)(3) exempt private foundation 2Foreign organizations meeting the 85% test, check

Section 4947(a) (1) nonexemp t charitable trust Other taxable p rivate foundation here and attach computation 111~ El I Fair market value o all assets at end o year J Accounting method : Cash X Accrual E If private foundation status was terminated ~

(from Part ll, column c, line 16) a Other (specify) u u I under section 507(b)(1 )(A), check here F If the foundation is in a 60-month termination

~ $ 11,292,539 . (Part l, column d must be on cash bass .) under section 501(b)(1)(B), check here art 1 Analysis of Revenue and (a) Revenue and (b) Net investment (c) Adjusted net (d) Disbursements Expenses (The total of amounts in expenses per books income income for charitable columns b, c, and d may not neces- purposes sanly equal the amounts in column a ) (cash basis only) (see instructions)

1 Contributions, gifts, grants, etc, received (aft sch) 666,943 . Ck -- F] d the foundn is not req to att Sch B

2 Distributions from split-interest trusts 3 Interest on savings and temporary

cash investments . . 27,909 . 27,909 . , 4 Dividends and interest from securities 5a Gross rents

b nceomenor~(loss) ) 6 a Net gain/(loss) from sale of assets not on line 10 - 6 07,218 , b Gross sales paces for all

~E assets on line 6a i CNZv 7 Capital gain net income (ham Part IV, line 2) . 0 ,

8 Net short-term capital gain . . Q , 9 Income modifications .

g 10a Gross sales less _~ returns and

allowances b Less : Cost of goods sold

c Gross profit/(loss) (att sch) . . . . 11 Other income (attach schedule)

ORDINARY INCOME FROM PARTNERSHIPS 46,976 . 46,976 . 12 Total . Add lines 1 through 11 134, 610 . 74,885 . 0 . 13 Compensation of officers, directors, trustees, etc 14 Other employee salaries and wages . . . . 15 Pe - ~pLoyes-benefits . .

m 16a leg fees (a e e~ ~~~'1~ .6d SXmX 496 . b Acc ~ntirfg foes (attach sch) TT'16 b 5 X ~ t 2, 565 .

0 N c; Oth [ f ees (attach sch) C . ~i!n t 39, 152 . P S 1 E T 17 Int 27,654 . 27,654 . R R 18 Tax s a a Vh+A il u 13, 207 . 12,463 . A A V~ T T 19 De- Lecittach schedule) and depletibb

N v 20 0 upan G E 21 Tr Weltings . 15,003 . A E 22 Printing and publications o P 23 Other expenses (attach schedule)

See Line 23 Stmt 6,679 . 24 Total operating and administrative

expenses. Add lines 13 through 23 187,256 . 40,117 . 25 Contributions, gifts, grants paid 981,750 . 981,750 . 26 Total expenses and disbursements .

Add lines 24 and 25 . 1, 169,006 . 40,117 . 981,750 . 27 Subtract line 26 from line 12 :

a Excess of revenue over expenses i and disbursements . . . -1,034,396*

b Net investment income (if negative, enter -o~) 34,768 . C Adjusted net income (d negative, enter -0-) . I 0 ,

BAA For Paperwork Reduction Act Notice, see the instructions. TEEA0301 10/22102 Form 990-PF (2002)

4;q

Form 990-PF (2002) THE LEHRMAN INSTITUTE Attached schedules and amounts in the description Part II BalarfCe Sheets column should be for end-of-year amounts only (See instructions )

1 Cash - non-interest-bearing . . . . 2 Savings and temporary cash investments . . . 3 Accounts receivable . . . .

Less : allowance for doubtful accounts 4 Pledges receivable . . . .

Less' allowance for doubtful accounts 5 Grants receivable . . . . . . . . 6 Receivables due from officers, directors, trustees, and other

disqualified persons (attach schedule) (see instructions) 7 Other notes and loans receivable (attach sch) q -------------

Less' allowance for doubtful accounts 01 S 8 Inventories for sale or use

9 Prepaid expenses and deferred charges . T S 10a Investments - U .S . and state government

obligations (attach schedule) . b Investments - corporate stock (attach schedule) L-10b Stmt . . . . c Investments - corporate bonds (attach schedule) . . . . . .

11 Investments - land, buildings, and equipment- basis . . Less accumulated deprecation (attach schedule) . .

12 Investments - mortgage loans . . . . . . . 13 Investments - other (attach schedule) L-13 Stmt . . 14 Land, buildings, and equipment . basis P

Less' accumulated depreciation (attach schedule)

15 Other assets (describe 0' See Other Assets Stmt ) 16 Total assets (to be completed by all filers -

see instructions Also, see page 1, item I 17 Accounts payable and accrued expenses . . . . 18 Grants payable A

B 19 Deferred revenue 20 Loans from officers, directors, trustees, & other disqualified persons L 21 Mortgages and other notes payable (attach schedule) . . . . . .

T 22 Other liabilities (describe P -) E S 23 Total liabilities add lines 17 through 22

Organizations that follow SFAS 117, check here and complete lines 24 through 26 and lines 30 and 31 .

N F 24 Unrestricted . . . . E U T N 25 Temporarily restricted . . . . . .

26 Permanently restricted . . . . Organizations that do not follow SFAS 117, check here ~

S A and complete lines 27 through 31 . E L T A 27 Capital stock, trust principal, or current funds S N 28 Paid-in or capital surplus, or land, building, and equipment fund

29 Retained earnings, accumulated income, endowment, or other funds O E R S 30 Total net assets or fund balances (see instructions) .

31 Total liabilities and net assets/fund balances see instructions

Part III Analysis of Changes in Net Assets or Fund Balances

23-7218534 End of year

(b) Book Value I (c) Fair Market Value 16,168 . 16 .168 .

11,292,539 .E 11 . 151,605

1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year's return) . . . . . . . . . . , . . . , .

2 Enter amount from Part 1, line 27a 3 Other increases notincluded inline 2(itemize) O UNREALIZED GAIN ON INVESTMENTS 4 Add lines 1, 2, and 3 5 Decreases not included in line 2 (itemize) . . 6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, column (b), line 30

BAA TEEa,osoz ioizs/o2

11,149,205 . -1,034,396 . 1,177,474 .

11 .292 .283 .

11,292,283 . Form 990-PF (2002)

Beginning of year (a) Book Value

868,968

9 .195 .633 .

4

11,151,605 2 .400

2,400 .

11 .149 .2

11 .149 .205

i

1,970,264 . 1,970,264 .

. 9 , 306,014 . 9,306,014 .

93 . 93 .

11,292,539 . 11,292,539 . 256 .

256 .1

1,292,283 .

11 .292 .2

Form 990-PF 2002 THE LEHRMAN INSTITUTE Part IV Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e g , real estate, 2-dory back warehouse; or common stock, 200 shares MLC Company)

1a PARTNERSHIP INTEREST IN MERLIN BIOMED INT'L LTD b9,900 SHRS RYANAIR HOLDINGS PLC c6,200 SHRS RYANAIR HOLDINGS PLC d THRU PARTNERSHIPS AS REPORTED ON K-1'S

23-7218534

(b) How acquired (C) Date acquired (d) Date sold P - Purchase (month, day, year) (month, day, year) D - Donation

P 01/03/01 10/14/02 D 05/29/97 12/13/02 D ~OS/30/97 12/13/02 P Various Various

(f) Depreciation allowed (or allowable)

indation on 12/31/69 (k) Excess of column (i) over column 0), if any

in column (h) and owned (j) Adjusted basis as of 12/31/69

(I) Gams (Column (h) gam minus column (k), but not less

than -0-) or Losses (from column (h))

-1,141,354 . 348,078 . 217,784 . 537,220 .

a b c d e

2 Capital gain net income or (net capital loss) . If gain, also enter in Part I, line 7 -[ If (loss), enter -0- in Part I, line 7 ~ 2 -38,272 .

3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6)

If gain, also enter in Part f, line 8, column (c) (see instructions) If (loss), enter -0- in Part I, line 8 I 3

Part V Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income )

If section 4940(d)(2) applies, leave this part blank .

Was the organization liable for the section 4942 tax on the distnbutable amount of any year m the base period? F]Yes X No If 'Yes,' the organization does not qualify under section 4940(e) . Do not complete this part .

1 Enter the appropriate amount in each column for each year ; see instructions before making any entries .

a b ) c (d) Base period years Adjusted qualifying distributions Net value of Distribution ratio

Calendar year (or tax year nonchantable-use assets beginning in) (column (b) divided by column (c))

2001 1 , 047,305 . 11,231,915 . 0 .093244 2000 1,333,838 . 8,682,058 . 0 .153632 1999 1,129,098 . 12,331,340 . 0 .091563 1998 445,778 . 6,130,430 . 0 .072716 1997 458,373 . 6,006,494 . 0 .076313

. . . . .1 7 1 1,025,877 . 7 Add lines 5 and 6

8 Enter qualifying distributions from Part XII, line 4 . . 1 8 1 981,750 .

If line 8 is equal to or greater than line 7, check the box in Part VI, line 1 b, and complete that part using a 1 °/a tax rate . See the Part VI instructions

BAA Form 990-PF (2002) TEEA0303 10123/02

(e) Gross sales pace

a 858,646 . b 408,211 . c 255,647 . d e Complete only for assets show

(i) Fair Market Value as of 12/31/69

0 .

0 .

(g) Cost or other basis plus expense of sale

2,000,000 . 60,133 . 37 .863 .

(h) Gain or (loss) (e) plus (0 minus (g)

-1,141,354 . 348,078 . 217,784 .

2 Total of line 1, column (d) . . . .

3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5, or by the number of years the foundation has been m existence if less than 5 years . . .

4 Enter the net value of noncharitable-use assets for 2002 from Part X, line 5

5 Multiply line 4 by line 3 . . . .

6 Enter 1 % of net investment income (1 % of Part I, line 27b) . . . . . .

2 I 0 .4874

3 I 0 .097494

. . 1 41 10,518,897 .

5 1 1,025 .529 .

348 .

lEEA0304 10/23/02

Form 990-PF (2002) THE LEHRMAN INSTITUTE 23-7218534 Part VI Ex,.ise Tax Based on Investment Income section 4940 (a ) , 4940(b) , 4940 ( e ) , or alas - see instructions)

1 a Exeftipt operating foundations described m section 4940(d)(2), check here . . 1" and enter 'N/A' on line 1 - --_ j Date of ruling letter : _ _ - _ - - - .(attach copy of ruling letter if necessary - see instructions)

b Domestic organizations that meet the section 4940(e) requirements in Part V, 1 695 . check here 0' n and enter 1 % of Part I, line 27b . . . . . . . . . . .

c All other domestic organizations enter 2% of line 27b Exempt foreign organizations enter 4% of Part I, line 12, column (b) 2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only . Others enter -0-) 2 0 . 3 Add lines 1 and 2 . . . . . . . . . . . 3 695 . 4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only . Others enter -0-) 4 0 . 5 Tax based on investment income . Subtract line 4 from line 3 . If zero or less, enter -0- 5 695 . 6 Credits/Payments : a 2002 estimated tax pmts and 2001 overpayment credited to 2002 6a 22 , 614 . b Exempt foreign organizations - tax withheld at source . 6b c Tax paid with application for extension of time to file (Form 8868) 6c d Backup withholding erroneously withheld . . . . . . 6d

7 Total credits and payments Add lines 6a through 6d . . . . . . . . 7 22,614 . 8 Enter any penalty for underpayment of estimated tax . Check here r] if Form 2220 is attached . . . . . . 8 9 Tax due . I( the total of lines 5 and 8 is more than line 7, enter amount owed . . . . . . 1, . 9 10 Overpayment . If line 7 is more than the total of lines 5 and 8, enter the amount overpaid . . . . . . 1~ 10 21,919 . 11 Enter the amount on line 10 to be' Credited to 2003 estimated tax ~ 21,919 . 1 Refunded ~ 11 Part VII-A Statements Regarding Activities

1 a During the tax year, did the organization attempt to influence any national, state, or local legislation or did it Yes No participate or intervene in any political campaign? . . . . . . . . 1 a X

b Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see instructions for definition)? 1 b X

If the answer is 'Yes' to la or 16, attach a detailed description of the activities and copes of any materials published or distributed by the organization m connection with the activities

c Did the organization file Form 1120-POL for this years . . . . . . . . . . . . . . . . . 1 c X d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year .

(1) On the organization . Il- $ (2) On organization managers . 0-$ e Enter the reimbursement (if any) paid by the organization during the year for political expenditure tax imposed on organization managers P. $

2 Has the organization engaged in any activities that have not previously been reported to the IRS? 2 X If 'Yes,' attach a detailed description of the activities

3 Has the organization made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or bylaws, or other similar instruments? If 'Yes,' attach a conformed copy of the changes . . . . 3 X

4a Did the organization have unrelated business gross income of $1,000 or more during the years 4a X b If 'Yes,' has it filed a tax return on Form 990-T for this years 4b X

5 Was there a liquidation, termination, dissolution, or substantial contraction during the years . 5 X If 'Yes,' attach the statement required by General Instruction T. '

6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either. " By language in the governing instrument or i

" By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict -- -- - --' with the state law remain m the governing instrument? 6 X

7 Did the organization have at least $5,000 in assets at any time during the year? If 'Yes,'complete Part 11, column (c), and Part XV . . . . . . 7 X 8a Enter the states to which the foundation reports or with which it is registered (see instructions) ~ CT --- --------------------------------------------------------

b --------------------------------------------------------If the answer is 'Yes' to brie 7, has the organization furnished a copy of Form 990-PF to the Attorney General (ar designate) of each state as required by General Instruction G? If 'No,' attach explanation . 8b X

9 Is the organization claiming status as a private operating foundation within the meaning of section 4942(j)(3) or 4942(Ix5) for calendar year 2002 or -- - --- - - -the taxable year beginning m 2002 (see instructions for Part XIV)? If 'Yes,'complete Part XIV 9 X

10 Did any persons become substantial contributors during the tax years 10 X If 'Yes,' attach a schedule listing their names and addresses

11 Did the organization comply with the public inspection requirements for its annual returns and exemption application? 11 X Web site address . . .

12 The books are in care of - THE LEHRMAN INSTITUTE Telephone no 1, (203) 661-6100 Located at m- ONE FAWCETT PLACE SUITE 130 GREENWICH, CT ZIP +4 ~ 06830

13 Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 - Check here ------------------------------------ ------------and enter the amount of tax-exempt interest received or accrued during the year ~~ 13

BAA Form 990-PF (2002)

b If any answer is 'Yes' to 5a(1)-(5), did any of the transactions fail to qualify under the exceptions , described m Regulations section 53 4945 or in a current notice regarding disaster assistance - (see instructions) 5b Organizations relying on a current notice regarding disaster assistance check here

c If the answer is 'Yes' to question 5a(4), does the organization claim exemption from the tax because it maintained expenditure responsibility for the grant? 11 Yes E] No If 'Yes,' attach the statement required by Regulations section 53.4945-5(d) .

6a Did the organization, during the year, receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? . . . . Yes X No

b Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? 6b X If you answered 'Yes' to 6b, also file 8870 1 1 1 f

BAA TEe,ao3os iorz3ioz Form 990-PF (2002)

Form 990-PF (2002) THE LEHRMAN INSTITUTE 23-7218534 Part VII-B S%tements Regarding Activities for Which Form 4720 Ma Be Required

Filc Form 4720 if any item is checked in the 'Yes' column, unless an exception applies . Yes No 1 a During the year did the organization (either directly or indirectly) :

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? . . [] Yes ~ No i

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from) a I disqualified person? . . . . . . . . . Yes X No

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? . . Yes X No (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified persons Yes X No

(5) Transfer any income or assets to a disqualified person (or make any of either available for the benefit or use of a disqualified person)? ~ Yes Xa No

(6) Agree to pay money or property to a government officials (Exception. Check 'No' if the organization agreed to make a grant to or to employ the official for a period after termination of government service, if terminating within 90 days .) . . . . . . ~ Yes X No

b If any answer is 'Yes' to 1 a(1)-(6), did any of the acts fad to qualify under the exceptions described in --- ----- --- Regulations section 53 4941(d)-3 or in a current notice regarding disaster assistance (see instructions) 1 b Organizations relying on a current notice regarding disaster assistance check here . . . . . . . .

c Did the organization engage in a prior year in any of the acts described in la, other than excepted acts, ---- - -- -- that were not corrected before the first day of the tax year beginning in 2002? 1 c X

2 Taxes on failure to distribute income (section 4942) (does not apply for years the organization was a private operating foundation defined in section 4942Q)(3) or 49420(5)) .

a At the end of tax year 2002, did the organization have any undistributed income (lines 6d and 6e, Part XIII) for tax year(s) beginning before 2002? . . . . . . . . . . . . . Yes XD No If 'Yes,' list the years 0' 20_ - , 20- - , 19- - , 19- _ .

b Are there any years listed m 2a for which the organization is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed incomes (If applying section 4942(a)(2) to --- ------- - all years listed, answer 'No' and attach statement - see instructions ) 2b

c If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here . X20 ,20 ,19 ,19--

3 a Did the organization hold more than a 2% direct or indirect interest in any business enterprise at any time during the years . . . . . . . , . . 11 Yes X No

b If 'Yes,' did it have excess business holdings in 2002 as a result of (1) any purchase by the organization or disqualified persons after May 26, 1969 ; (2) the lapse of the 5-year period (or longer period approved ! by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest, or (3) the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to - -- - -- - determine if the organization had excess business holdings m 2002) . . . 3b

4a Did the organization invest during the year any amount in a manner that would jeopardize its _ _ charitable purposes? . . . . 4a X

b Did the organization make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that had not been removed from jeopardy before the first day of _ _ the tax year beginning in 2002 . . . . 4b X

5a During the year did the organization pay or incur any amount to . (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ~ Yes X~ No

(2) Influence the outcome of any specific public election (see section 4955) ; or to carry ! on, directly or indirectly, any voter registration drive? B Yes Xe No

(3) Provide a grant to an individual for travel, study, or other similar purposes? . . . Yes X No

(4) Provide a grant to an organization other than a charitable, etc, organization described in section 509(a)(1), (2), or (3), or section 4940(d)(2)? ~ Yes X~ No

(5) Provide for any purpose other than religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals . . . . . ~ Yes X~ No

Form 990-PF (2002) THE LEHRMAN INSTITUTE 23-7218534 Part VIII Infprmation About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,

and Contractors 1 List all officers, directors, trustees, foundation managers and their ccom ensation see instructionsl!

(b) Title and average (c) Compensation (a) Name and address hours per week (If not paid, enter -0-)

devoted to position

FRANK - P TROTTA PRESIDENT ONE FAWCETT PLACE GREENWICH, CT 35,000 . STEPHEN S SZYMANKSI TREASURER ONE FAWCETT PLACE GREENWICH, CT 32,500 . THOMAS -D LEHRMAN CHAIRMAN ONE FAWCETT PLACE GREENWICH, CT 15,000 . See Part VIII, Line 1 Stmt

0 .

0 .

0 .

I 0 . other than those included on line 1- see ins (b) Title and average (c) Compensation

hours per week devoted to position

0 .1 0 . uctions) . If none, enter'None: (d) Contributions to (e) Expense account, employee benefit other allowances plans and deferred ~

NONE

Total number of others receiving over $50,000 for professional services

Part IX-A Summary of Direct Charitable Activities

None 11-

List the foundation's four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of I Expenses orga nizations and other beneficiaries served, conferences convened, research papers produced, etc.

1 NONE ------------------------------------------------------

0 . 2

------------------------------------------------------

3

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

4

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

BAA TEEA0306 10/23/02 (2002)

2 Compensation of five highest-paid emp (a) Name and address of each employee

paid more than $50,000

(d) Contributions to (e) Expense account, employee benefit I other allowances plans and deferred

0 .

Total number of other employees paid over $50,000 . . . , . . . , . . , , , , 3 Five highest-paid independent contractors for professional services - see instructions). If none, enter'None :

a Name and address of each person aid more than $50,000 b Type of service NONE

None

TEEA0307 10/23/02

Form 990-PF (2002) THE LEHRMAN INSTITUTE 23-7218534

Part IX-B Sdmmary of Program-Related Investments (see instructions)

Describe the two lar g est program-related investments made b the foundation during the tax ear on lines 1 and 2 . Amount 1 NONE

------------------------------------------------------- 0 .

2

-------------------------------------------------------

All other program-related investments . See instructions . 3 NONE

------------------------------------------------------- 0 .

Total . Add lines 1 through 3 ~ None

Part X Minimum investment Return (All domestic foundations must complete this part Foreign foundations, see instructions )

1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc, purposes . a Average monthly fair market value of securities . . . . . . . . . . . . . . . . . . . . . . 1 a 40, 000 . b Average of monthly cash balances 1 b 1 , 059 , 252 . c Fair market value of all other assets (see instructions) . . . . 1 c 9,579 , 831 . d Total (add lines 1 a, b and c) . 1 d 10,679,083 . e Reduction claimed for blockage or other factors reported on lines 1a and 1c

(attach detailed explanation) . . I 1 e 2 Acquisition indebtedness applicable to line 1 assets . . . . 2 0 . 3 Subtract line 2 from line 1d . . . . 3 10,679 , 083 . 4 Cash deemed held for charitable activities . Enter 1-1 /2% of line 3 (for greater amount, see instructions) . . 4 160 , 186 . 5 Net value of noncharitable-use assets . Subtract line 4 from line 3 . Enter here and on Part V, line 4 5 10, 518 , 897 . 6 Minimum investment return . Enter 5% of line 5 6 525,945 .

Part XI Distributable Amount (see instructions) (Section 49420(3) and Q)(5) private operating foundations and certain foreign organizations check here ~ and do not complete this art )

1 Minimum investment return from Part X, line 6 1 525,945 . 2a Tax on investment income for 2002 from Part VI, line 5 2a 695 . b Income tax for 2002 (This does not include the tax from Part VI ) . . . 2b c Add lines 2a and 2b . . . . . . . . . . 2c 695 .

3 Distnbutable amount before adjustments . Subtract line 2c from line 1 . . . . . . . 3 525 , 250 . 4a Recoveries of amounts treated as qualifying distributions 4a b Income distributions from section 4947(a)(2) trusts 4b c Add lines 4a and 4b . . . . . . . . . . . 4c

5 Add lines 3 and 4c . . . . . 5 525 , 250 . 6 Deduction from distnbutable amount (see instructions) . . . 6 7 Distributable amount as adjusted . Subtract line 6 from line 5 . Enter here and on Part XIII, line 1 7 525! 250 .

Part XII Qualifying Distributions see instructions)

1 Amounts paid (including administrative expenses) to accomplish charitable, etc, purposes' a Expenses, contributions, gifts, etc - total from Part I, column (d), line 26 1 a 981,750 . b Program-related investments - Total from Part IX-B 1 b 0 .

2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc, purposes 2

3 Amounts set aside for specific charitable projects that satisfy the' a Suitability test (prior IRS approval required) . . . . . . . . . . . 3a b Cash distribution test (attach the required schedule) . . . . . 3 b

4 Qualifying distributions Add lines 1a through 3b . Enter here and on Part V, line 8, and Part XIII, line 4 . 4 981 , 750 .

5 Organizations that qualify under section 4940(e) for the reduced rate of tax on net investment income . Enter 1 % of Part I, line 27b (see instructions) . . . . 5

6 Adjusted qualifying distributions. Subtract line 5 from line 4 . . . . . . 6 981,750 .

Note : The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for the section 4940(e) reduction of tax m those years


lEEA0308 11 / 12/02


Part XIII Undistributed Income see instructions)

(a) (b) (c) (c) Corpus Years prior to 2001 2001 2002

1 Distnbutable amount for 2002 from Part XI, line 7 . . . . . . . . . . 525,250 .

2 Undistributed income, if any, as of the end of 2001 . a Enter amount for 2001 only . Q b Total (or prior years : 20 119 '19-

3 Excess distributions carryover, if any, to 2002 : a From 1997 0 . b From 1998 . 0 . c From 1999 0 . d From 2000 . 0 . e From 2001 0 . f Total of lines 3a through e . . . . . . . 0 .

4 Qualifying distributions for 2002 from Part X11, dine 4 : 01 $ 981,750 .

a Applied to 2001, but not more than line 2a

b Applied to undistributed income of prior years (Election required - see instructions)

c Treated as distributions out of corpus (Election required - see instructions)

d Applied to 2002 distnbutable amount 525,250 . e Remaining amount distributed out of corpus . 456,500 . '

5 Excess distributions carryover applied to 2002 0 . 0 . (If an amount appears m column (d), the same amount must be shown in column (a) .)

6 Enter the net total of each column as ' indicated below:

a Corpus . Add lines 3f, 4c, and 4e . Subtract line 5 . . . 456,500 .

b Prior years' undistributed income Subtract line 4b from line 2b 0 .

c Enter the amount of prior years' undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed

d Subtract line 6c from line 6b Taxable amount - see instructions 0 .

e Undistributed income for 2001 Subtract line 4a from line 2a. Taxable amount - see instructions . . 0 .

f Undistributed income for 2002 Subtract lines 4d and 5 from line 1 . This amount must be distributed in 2003 . . . p ,

7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(E) or 4942(8)(3) (see instructions) . . . . . . . .

8 Excess distributions carryover from 1997 not applied on line 5 or line 7 (see instructions) 0 .

9 Excess distributions carryover to 2003. Subtract lines 7 and 8 from line 6a 456, 500 .

10 Analysis of line 9 : a Excess from 1998 0 . b Excess from 1999 . 0 . c Excess from 2000 . . 0 . d Excess from 2001 0 . e Excess from 2002 456,500 . 1


Form 990-PF (2002) THE LEHRMAN INSTITUTE 23-7218534 Part XIV Pri Operating Foundations (see instructions and Part VII-A, question 9) N/A

1 a If the foundation has received a ruling or determination letter that it is a private operating foundation, and the ruling is effective for 2002, enter the date of the ruling . . . . . , . . . . . . . . . . .

or ear Prior 3 e2

2002 (b)2001 (02000 1999

(2) Support from general public and 5 or mare exempt organizations as provided in section 4942(lx3xBxui)

(3) Largest amount of support from an exempt organization

BAA 7EEA0309 10/23/02 Form 990-PF (2002)

b Check box to indicate whether the organization is a 2a Enter the lesser of the adjusted net Tax

income from Part I or the minimum investment return from Part X for each year listed

b 85% of line 2a c Qualifying distributions from Part XII,

line 4 for each year listed d Amounts included in line 2c not used directly

for active conduct of exempt activities e Qualifying distributions made directly

for active conduct of exempt activities Subtract line 2d from line 2c

3 Complete 3a, b, or c for the alternative test relied upon :

a 'Assets' alternative test - enter : (1) Value of all assets (2) Value of assets qualifying under

section 4942Q)(3)(B)(Q b 'Endowment alternative test - Enter 2/3 of minimum investment return shown m Part X, line 6 far each year listed . . . . . . . . . . .

c 'Support' alternative test - enter . (1) Total support other than gross

investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties)

foundation described in

(4 Gross investment income . I I I I I art XV Supplementary Information (Complete this part only if the organization had $5,000 or more in assets at any time during the 1 Information Regarding Foundation Managers:

a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000) . (See section 507(d)(2) .) LEWIS LEHRMAN

b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest . NONE

2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc, Programs : Check here 11 F~ if the organization only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds . If the organization makes gifts, grants, etc, (see instructions) to individuals or organizations under other conditions, complete items 2a, b, c, and d .

a me name, address, and telephone number of the person to whom applications should be addressed : RICHARD BEHN - THE LEHRMAN INSTITUTE ONE FAWCETT PLACE SUITE 130 GREENWICH CT 06830 (203) 661-6100

b The form in which applications should be submitted and information and materials they should include : CURRICULUM VITAE, A LIST OF MAJOR PUBLICATIONS, A BRIEF RESEARCH PROPOSAL PRECEDED BY AN ABSTRACT OF APPROX . 250 WORDS ON A SEPARATE SHEET, AN EST . OF FINANCIAL SUPPORT REQUESTED .

c Any submission deadlines NOVEMBER 15TH FOR THE SUBSEQUENT ACADEMIC YEAR

d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors SEE STATEMENT ATTACHED

Form 990-PF (2002) THE LEHRMAN INSTITUTE 23-7218534 Part XV Suaplementary Information (continued) 3 Grants and Contributions Paid During the Year or Approved for Future Payment

If recipient is an individual, show any relationship to and

foundation manager or substantial contributor

Recipient Foundation Purpose of grant or Amount status of contribution recipient

501 (C) (3) RESEARCH ON NATIONAL SECURITY STUDIES 50,000 .

501 (C) (3) RESEARCH & EDUCATION ON RIGHT TO LIFE ISSUES 5,000 .

501 (C) (3) SUPPORT OF RELIGIOUS ACTIVITIES 5,000 .

501(C)(3) ENVIRONMENTAL AND CONSERVATION WORK 500 .

501 (c) (3) SUPPORT OF PRIVATE SECONDARY SCHOOL 1,000 .

501(C)(3) ENVIRONMENTAL AND CONSERVATION WORK 2,000 .

501 (C) (3) SUPPORT FOR SCIENTIFIC RESEARCH 132,750 .

501 (C) (3) SUPPORT OF ST . JOHN FISHER SEMINARY 25,000 .

501 (C) (3) SUPPORT OF PAROCHIAL SECONDARY SCHOOL 1,000 .

501 (C) (3) SUPPORT OF PRIVATE SECONDARY SCHOOL 10,000 .

501 (C) (3) CIVIL LIBERTIES RESEARCH & EDUCATION 10,000 .

501 (C) (3) GRADUATE RESEARCH AND EDUCATION 10,000 .

501(C)(3) CATHOLIC RESIDENTIAL PROGRAM FOR TROUBLED YOUTH 1,000 .

501(C)(3) SUPPORT OF CATHOLIC RELIGIOUS ORDER/WORK WITH ELDERLY 5,000 .

501 (C) (3) SUPPORT OF ART MUSEUM 1,000 .

722,500 .

. . . . . ~ 3a 981 .750 .

Name and address (home or

See Line 3a statement

Total b Approved for future payment

Total 3 BAA l'EEA0310 10/23/02 Form 990-PF(2002)

a Paid during the year AMERICAN ENTERPRISE INSTITUTE NONE 1150 17TH ST NW, WASHINGTON, DC 20036 AMERICAN UNITED FOR LIFE NONE 301 SOUTH PEORIA S7, SUITE 300 CHICAGO, IL 60607-3534 ARCHDIOCESE FOR MILITARY SERVICES NONE PO BOX 4469, WASHINGTON, DC 20017 AUDOBON GREENWICH NONE 613 RIVERSVILLE RD, GREENWICH, CT 06831 BRUNSWICK SCHOOL NONE 100 MAHER AVE, GREENWICH, CT 06830 CENTRAL PA CONSERVANCY NONE PO BOX 587, HARRISBURG, PA 17108 COLD SPRING HARBOR LABORATORY NONE ONE BUNGTOWN ROAD, COLD SPRING HARBOR, NY 11724 DIOCESE OF BRIDGEPORT NONE 258 JEWETT AVE, BRIDGEPORT, CT 06606 DOMINICAN ACADEMY NONE 44 E 69TH STREET, NEW YORK, NY 10021 GROTON SCHOOL NONE PO BOX 991, GROTON, MA 01450-0991 INSTITUTE FOR JUSTICE NONE 1717 PENNSYLVANIA AVE, WASHINGTON, DC 20006 JAMES MADISON PROGRAM NONE PRINCETON UNIVERSITY, PRINCETON, NJ 08544 LINCOLN HALL NONE PO BOX 600 ROUTE 202 LINCOLNDALE, NY 10540 LITTLE SISTERS OF THE POOR NONE PO BOX 1002, BRONX, NY 01465 METROPOLITAN MUSEUM OF ART NONE 1000 FIFTH AVE, NY,NY 10028-0198

a b c d e f g Fees and contracts from government agencies

2 Membership dues and assessments 3 Interest on sarongs and temporary cash investments 14 27,909 . 4 Dividends and interest from securities . . . . . . . . . 5 Net rental income or (loss) from real estate : a Debt-financed property b Not debt-financed property

6 Net rental income or (loss) from personal property . . . 7 Other investment income 8 Gam or (loss) from sales of assets other than inventory 18 -607,218 . 9 Net income or (loss) from special events

10 Gross profit or (loss) from sales of inventory . . . 11 Other revenue: i

a PARTNERSHIP INCOME 1 46,976 . b c d e

12 Subtotal Add columns (b), (d), and (e) -532,333 . 1 13 Total . Add line 12, columns (b), (d), and (e) 13 -532,333 . (See worksheet in the instructions for line 13 to verify calculations )

Part XVI-B Relationship of Activities to the Accomplishment of Exempt Purposes

BAA TEEA0501 01/23/03 Form 990-PF (2002)


Part XVI-A Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated Unrelated business income Excluded b section 512, 513, or 514 (a) (b) (c) (d) (e)

Business Amount Exclu- Amount Related or exempt code sion function income

1 Program service revenue : code (see instructions)

Form 990-PF (2002) THE LEHRMAN INSTITUTE 23-7218534 Part XVII Information Regarding Transfers To and Transactions and Relationships With Noncharitable

exempt Organizations

1 Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

a Transfers from the reporting organization to a nonchantable exempt organization of (1) Cash (2) Other assets . . . . . . . . . . . . . . . . . . .

b Other Transactions (1) Sales of assets to a nonchantable exempt organization . . . . . . (2) Purchases of assets from a nonchantable exempt organization . . . . . . (3) Rental of facilities, equipment, or other assets (4) Reimbursement arrangements . . . . . . . . . . . . . . . . . (5) Loans or loan guarantees . . (6) Performance of services or membership or fundraising solicitations

c Sharing of facilities, equipment, mailing lists, other assets, or paid employees . . . . .

1b(1 X . . 1b 2 X

1b 3 X . . . 1b4 X

1b X 1b 6 X 1c X

d If the answer to any of the above is 'Yes,' complete the following schedule . Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting organization . If the organization received less than fair market value in an transaction or sharing arrangement, show in column d the value of the goods, other assets, or services received .

Line no . (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrange

2a Is the organization directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527? . . . ~ Yes Xa No

b If 'Yes,' complete the following schedule

BAA

Yes No

1a 1 X J 1 a (2) X

Sign Here

OMB No 15450047 Schedule B (Form 990, 990-EZ,

or 990-P~ Schedule of Contributors Department or the treasury Supplementary information for internal Revenue Service line 1 of Form 990, 990-EZ and 990-PF (see instructions)

2002

Employer identification number

23-7218534 Name of organization

THE LEHRMAN INSTITUTE

TEEA0701 01/23/03

Organization type (check one) : Filers of : Section : Form 990 or 990-EZ 501(c)( ) (enter number) organization

~4947(a)(1) nonexempt charitable trust not treated as a private foundation 527 political organization

Form 990-PF X 501(c)(3) exempt private foundation 4947(a)(1) nonexempt charitable trust treated as a private foundation 501(c)(3) taxable private foundation

Check if your organization is covered by the General Rule or a Special Rule (Note : Only a section 501(c)(7), (8), or (10) organization can check boxes) for both the General Rule and a Special Rule - see instructions .)

General Rule - For organizations filing Form 990, 990-EZ, or 990-PF that received, during the year, $5,000 or more (in money or property) from any one contributor . (Complete Parts I and II )

Special Rules -

For a section 501(c)(3) organization filing Form 990, or Form 990-EZ, that met the 33-1/3% support test of the regulations under sections 509(a)(1)/170(b)(1)(A)(vi) and received from any one contributor, during the year, a contribution of the greater of $5,000 or 2% of the amount on line 1 of these forms (Complete Parts I and II )

a For a section 501(c)(7), (8), or (10) organization filing Form 990, or Form 990-EZ, that received from any one contributor, during the year, aggregate contributions or bequests of more than $1,000 for use exclusively for religious, charitable, scientific, literary, or educational purposes, or the prevention of cruelty to children or animals . (Complete Parts I, II, and III .)

For a section 501(c)(1), (8), or (10) organization filing Form 990, or Form 990-EZ, that received from any one contributor, during the year, some contributions for use exclusively for religious, charitable, etc, purposes, but these contributions did not aggregate to more than $1,000 (If this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc, purpose . Do not complete any of the Parts unless the General Rule applies to this organization because it received nonexclusrvely religious, charitable, etc, contributions of $5,000 or more during the year ) 0-$

Caution : Organizations that are not covered by the General Rule and/or the Special Rules do not file Schedule B (Form 990, 990-EZ, or 990-PF) but must check the box in the heading of their Form 990, Form 990-EZ, or on line 1 of their Form 990-PF, to certify that they do not meet the filing requirements of Schedule 8 (Form 990, 990-EZ, or 990-PF)

BAA For Paperwork Reduction Act Notice, see the instructions Schedule B (Form 990, 990-EZ, or 990-PF) (2002) for Form 990 and Form 990-EZ.

Schedule B (Form 990, 990-EZ, 990-Name of organization

THE L~EHRMAN INSTITUTE

1 to 1 of Part I Employer identification number

23-7218534

Part I Contributors (See Instructions .)

(a) (b) (c) (d) Number Name, address and ZIP + 4 Aggregate Type of contribution

contributions

1 LEWIS LEHRMAN Person ------------------------------------- Payroll

ONE FAWCETT PLACE- SUITE -130 $ 666, 943 . Noncash X

GREENWICH -----__--_---__-_-_ CT- 06830----- ~sa~nonlcashconltnbution)

(b) W (d) Number Name, address and ZIP + 4 Aggregate Type of contribution

contributions

Person ------------------------------------- Payroll

$ Noncash

(Complete Part II if there isanoncashcontribution )


contributions

Person ------------------------------------- Payroll Noncash

(Complete Part II if there is a noncash contribution )


contributions

Person ------------------------------------- Payroll

$ Noncash

(Complete Part II if there is a noncash contribution .)


contributions

Person ------------------------------------- Payroll

-------------------------------------$----------- Noncash U

(Complete Part II if there is a noncash contribution )

(a) (b) (c) (d) Number Name, address and 21P + 4 Aggregate Type of contribution

contributions

Person ------------------------------------- Payroll

-------------------------------------$----------- Noncash U

(Complete Part II if there isanoncashcontribution )

BAA TEEAo7oz oansio2 Schedule B (Form 990, 990-EZ, 990-PF) (2002)

1 to 1 of Part II Schedule B (Form 990, 990-EZ, or Name o1 organization

THE LfHRMAN INSTITUTE Employer identification number

23-7218534

lEEA0703 08/15/02

r

Part II Noncash Property (see Specific Instructions .)

(a) (b) (c) (d) No. from Description of noncash property given FMV (or estimate) Date received Part l (see instructions)

16,100 -SHARES- OF GROUP RYANAIR HOLDINGS PLC 1

------------------------------------------$ 666,943 .12/13/02

(a) (b) (c) (d) No . from Description of noncash property given FMV (or estimate) Date received Pan I I (see instructions)

------ -----------------------------------------------------------------------------------------------------------------------

a b I c dc ~from Description of noncesh property given FMV (or estimate) Date received No

Pan I (see instructions)

------ ----------------------------------- ------------------------------------------ ------------------------------------------

(a) (b) (c) (d) No . from Description of noncash property given FMV (or estimate) Date received Part I I (see instructions)

------ ----------------------------------- ------------------------------------------ ------------------------------------------

No. from Description of noncash property given FMV (or estimate) Date received Part I (see instructions)

------ -----------------------------------------------------------------------------------------------------------------------

--------------------

b I c I dc

(a) fom Description of noncash property given FMV (or estimate) Date received No

Part I (see instructions)

-----------------------------------------------------------------------------------

-----------------------------------------$

BAA Schedule B (Form 990, 990-EZ, or 990-PF) (2002)

r

THE LEHRMAN INSTITUTE 23-7218534

Form, 990-PF, Page 1, Part I, Line 23 Line 23 Stmt

Rev/Ex Book Net Inv Inc Ad Net Inc Charity Disb 362 . 35 .

941 . 50 .

1,440 . 612 .

1,991 . 501 . 93 .

654 .

6,679 .

Other expenses : BOOKS & SUBSCRIPTIONS BANK SERVICE CHARGES COMPUTER DUES & SUBSCRIPTIONS FILING FEES INSURANCE MISCELLANEOUS POSTAGE & DELIVERY SUPPLIES TELEPHONE

Total

Form 990-PF, Page 1, Part I, Line 16a L-16a Stmt

Line 16a - Legal Fees: Name of Provider Type of Service Provided I Amount Paid

Form 990-PF, Page 1, Part I, Line 16b L-16b Stmt

Line 16b - Accounting Fees: Name of Provider I Type of Service Provided I Amount Paid

Line 16c - Other Professional Fees:

Name of Provider Type of Service Provided Amount Paid

VARIOUS CONSULTING FEES ~ 39,152 .

Total 39,152 .

WEBSTER, CHAMBERLAIN & BEAN I LEGAL SERVICES ~ 496 .

Total 496 .

AMERICAN EXPRESS TAX&BUSINESS SERVICES I ACCOUNTING He TAX SERVICES I 2,565 .

Total 2,565 .

Form 990-PF, Page 1, Part I, Line 16c L-16c Stmt

End of Year Line 10b - Investments - Corporate Stock: Book I Fair Market

Value Value

Form 990-PF, Page 2, Part II, Line 13 L-13 Stmt

Total 93 . 93 .

Form 990-PF, Page 6, Part VIII, Compensation Pan VIII, Line 1 Stmt

(d) Contributions to employee benefit plans and deferred compensation

(a) Name and address

(b) (c) Title, and Compensation

average hours (If not paid, per week enter -0-) devoted to position

(e) Expense

account, other allowances

0 .

0 .

0 .

0 .

0 . 0 .

0 . 0 .

0 . 0 .

0 . 0 .

DIRECTOR

DIRECTOR

DIRECTOR

DIRECTOR

LEWIS -E LEHRMAN ONE FAWCETT PLACE GREENWICH, CT LOUISE LEHRMAN ONE FANCETT PLACE GREENWICH, CT D . GILBERT LEHRMAN ONE FANCETT PLACE GREENWICH, CT RICHARD BEHN ONE FAWCETT PLACE GREENWICH, CT

Total 0 . 0 . 0 .

THE LEHRMAN INSTITUTE 23-7218534 2

Forrn,990-PF, Page 2, Part II, Line lOb L-10b Stmt

PUBLICLY TRADED SECURITIES I 40,000 . I 40,000 . MONEY MARKET FUND 1,930,264 . 1,930,264 .

Total 1, 970, 264 . 1,970,264 .

Line 13 - Investments - Other:

NVESTMENTS IN PARTNERSHIPS

Total

Form 990-PF, Page 2, Part II, Line 15 Other Assets Stmt

Line 15 - Other Assets :

PREPAID EXPENSES

End of Year Book Fair Market Value I Value

9,306,014 . E 9,306,014 .

9,306,014 . 9,306,014 .

End of Year Book Fair Market Value Value

93 . 93 .

THE LEHRMAN INSTITUTE 23-7218534 3

Form 990-PF, Page 10, Part XV, line 3a Line 3a statement

Foun-dation status of re-cipient

If recipient is an individual, show any

relationship to any foundation manager or substantial contributor

Amount

Name and address (home or business)

NONE

NONE

NONE

NONE

NONE

NONE

NONE

NONE

NONE

NONE

NONE

NONE

NONE

NONE

NONE

NONE

NONE

NONE

NONE

NONE

NONE

NONE

SUPPORT OF NON-

PROFIT MAGAZINE

SUPPORT FOR BOTANICAL RESEARCH & EDUCATION

SUPPORT OF HISTORICAL

RESEARCH AND EDUCATION

INTERNATIONAL MEDICAL

(EYESIGHT) ASSISTANCE

EDUCATION AND OUTREACH ON WORK IN GOVERNMENT

SUPPORT FOR UNDRGRADUATE

ORGANIZATION NATIONAL SECURITY RESEARCH NATIONAL SECURITY RESEARCH SUPPORT OF PAROCHIAL GRADE SCHOOL SCHOLARSHIPS FOR PAROCHIAL SCHOOLS SUPPORT OF PRIVATE SECONDARY SCHOOL CHARITABLE AND RELIGIOUS GOOD WORKS RESEARCH AND EDUCATION ON

CONSTITUTIONAL & LEGAL IS

ENVIRONMENTAL CONSERVATION WORK BUILDING FUND OF PRIVATE SCHOOL SUPPORT OF HISTORICAL RESEARCH AND EDUCATION SUPPORT FOR PRIVATE SECONDARY SCHOOL PUBLIC POLICY RESEARCH SUPPORT FOR SCHOLARLY

RESEARCH SUPPORT FOR ENVIRONMENTAL

CONSERVATION SUPPORT FOR STUDENT SCHOLARSHIPS SUPPORT OF HUMAN RIGHTS

5,000 .

2,500 .

50,000 .

1,000 .

1,000 .

,000 .

25,000 .

25,000 .

2,000 .

1,000 .

10,000 .

10,000 .

5,000 .

2,500 .

50,000 .

435,000 .

1,500 .

25,000 .

10,000 .

1,000 .

7,000 .

5,000 .

ORBIS 520 EIGHTH AVE, 11TH FL, NY, NY 10018

PARTNERSHIP FOR PUBLIC SERVICE 1725 I 5T NW, SUITE 900, WASHINGTON DC 20006

PHELPS ASSOCIATION BOX 202047, NEW HAVEN, CT 06520-2047

PNAC-AMERICAN SECURITY PROJECT

1150 17TH ST NW #510 WASHINGTON DC 20036

PROJECT FOR THE NEW AMERICAN CENTURY

1150 17TH ST NN #510 WASHINGTON DC 20036 ST STEPHEN'S SCHOOL 131 MIDLAND AVE, KEARNY, NJ 07032 STUDENT SPONSOR PARTNERS 21 E 40TH ST SUITE 1601 NY NY 10016 THE BUCKLEY SCHOOL 113 E 73RD ST NY NY 10021 THE FATTIER RICHARD GEMZA CHARITABLE FOUND - - - - - - - - - - - - - - -

ST MARY'S CHURCH 178 GREENWICH AVE GREENH

THE FEDERALIST SOCIETY 1015 18TH ST NH SUITE 425 WASHINGTON DC 20036

THE GREENWICH- LAND-TRUST PO BOX 1152 GREENNICH CT 06836-1152 THE HILL SCHOOL 71) EAST HIGH STREET POTTSTOHN, PA 19464-

THE LINCOLN INSTITUTE 1 FANCETT PLACE GREENWICH, CT 06830

THE MADEIRA SCHOOL 8328 GEORGETOWN PIKE MCLEAN, VA 22102- 1200

THE MANHATTAN- INSTITUTE -52 VANDERBUILT AVENUE NYC 10017 THE MORGAN-LIBRARY-_-,_ 29 E 36TH STREER NYNY10016-3403 THE NATURE CONSERVANCY 55 HIGH STREET MIDDLETONN, CT 0647-3788

THE NOTRE DAME SCHOOL 104 ST MARKS PLACE NEW YORK, NY 10009

THOMAS BECKET FUND FOR RELIGIOUS LIBERTY

1350 CONNECTICUT AVE NW WASHINGTON . DC 20036

501([)(3)

501([)(3)

501([)(3)

501 (U (3)

501 (C) (3)

501([)(3)

501([)(3)

501 (q (3)

501([)(3)

501 (Q (3)

501 (q (3)

501 (U (3)

501 (q (3)

501([)(3)

501([)(3)

501 (C) (3)

Recipient

a Paid during the year MORLEY PUBLISHING GROUP 1814 1/2 N ST, WASHINGTON DC 20036 NEW YORK BOTANICAL GARDEN 200TH ST & KAZMIROfF BLVD BRONX . NY 10458

NEW YORK HISTORICAL SOCIETY

I 501(C)(3)

501 (O (3)

501 (C) (3)

501(C)(3)

501(C)(3)

501 (C) (3)

Purpose of grant or contribution

4

Purpose of grant or contribution

Foun-dation status of re-cipient

Amount

any foundation manager or substantial contributor

a Paid during the year UNIVERSITY -OF-VA FUND NONE 501 (C) (3) GRADUATE FELLOWSHIP IN

211 EMMET ST 50 8446 CHARLOTTESVILLE, VA AMERICAN HISTORY 38,000 . YOUTH SERVICES INTERNATIONAL INC NONE 501(C)(3) CHARITABLE PROJECTS

330 RIVERSIDE DRIVE NY NY 10025 UNDERTAKEN BY YOUNG PEOPL 5,000 .

Tota I 722,500 .

THE LEHRMAN INSTITUTE 23-7218534

Form 990-PF, Page 10, Part XV, line 3a Line 3a statement

Recipient If recipient is an individual,

Name and address show any (home or business) relationship to

Continued

0 If you are fling for an Automatic 3-Month Extension, complete only Part I and check this box . . . . . , . , . , ~ X 0 If you are fling for an Additional (not automatic) 3-Month Extension, complete only Part II (on page 2 of this form). Note : Do not complete Part // unless you have already been granted an automatic 3-month extension on a previously riled Form 8868.

Part I Automatic 3-Month Extension of Time - only submit original ono copies needed) Note : Form 990-T corporations requesting an automatic 6-month extension - check this box and complete Part 1 only

rora6ons (including Form 990-C filers) must use Form 7004 to request an extension of time to file income tax returns Partnerships, trusts must use Form 87.36 to request an extension of time to file Form 1065, 1066, or 1041 . Name of Exempt Organization Employer Identification number

THE LEHRMAN INSTITUTE 1 23-7218534 Number, street, and room or suite number If a P.0 box, see instructions

Type or print Fde by the due date for filing your return . See instructions .

ONE FAWCETT PLACE, SUITE 130 City, town or post office For a foreign address, see instructions

GREENWICH CT 06830 Check type of return to be filed (file a separate application for each return) :

Form 990 Form 990-T (corporation) Form 4720 Form 990-BL Form 990-T (Section 401(a) or 408(a) trust) Form 5227 Form 990-EZ Form 990-T (trust other than above) Form 6069

X Form 990-PF n Form 1041-A n Form 8870

FIFZ0501 07/25/02

Form 8868 Application for Extension of Time to File an (December 2000) Exempt Organization Return OMB No 15451709

Department of the Treasury interna l Revenue Service 01 File a separate application for each return .

All other

state ZIP code

If the organization does not have an office or place of business in the United States, check this box . . . . . . . . . .

. . . If this is for a Group Return, enter the organization's four digit Group Exemption Number (GEN) . If this is for the whole group, check this box . 'I F] . If it is for part of the group, check this box 01 Fland attach a list with the names and EINs of all members the extension will cover .

1 I request an automatic 3-month (6-month, for 990-T corporation) extension of time until Mar 15 , 20 04 , to file the exempt organization return for the organization named above . The extension is for the organization's return for : 111. calendar year 20 or

X~ tax year beginning Aug 1 , 20 02 , and ending Jul 31 , 20 03 2 If this tax year is for less than 12 months, check reason : a Initial return Final return E] Change m accounting period

3a If this application is for Form 990-BL, 990-PF, 990-T, 4720, or 6069, enter the tentative tax, less any nonrefundable credits . See instructions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $ 0 .

b If this application is for Form 990-PF or 990-T, enter any refundable credits and estimated tax payments made . Include any prior year overpayment allowed as a credit . . . . . . . . . . . . . . . . . $ 0 .

c Balance Due . Subtract line 3b from line 3a . Include your payment with this form, or, if required, deposit with FTD coupon or, if required, by using EFTPS (Electronic Federal Tax Payment System) . See instructions . . . . . . . . . . . $ 0 .

Signature and Verification

Under penaltie

:?r;=

g schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete, and

Signature ~ , Date BAA For Paperwork Reduction Act Notice, seernstructions . Form 8868 (12-2000)

form 990-pf return of private foundation omb no...

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