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TJR Copyright 2015 FORCETJR. All rights reserved. Do not copy or distribute without permission. FORCETJR Func<on and Outcomes Research/Registry for Compara<ve Effec<veness in TJR Patricia D. Franklin MD MBA MPH FDA 3.29.16

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  • TJRCopyright  2015  FORCE-‐TJR.  All  rights  reserved.  Do  not  copy  or  distribute  without  permission.  

    FORCE-‐TJR  Func

  • TJRCopyright  2015  FORCE-‐TJR.  All  rights  reserved.  Do  not  copy  or  distribute  without  permission.  

    Today’s  Goals  

    1.  FORCE-‐TJR:    Overview  of  Design,  Data  and  Impact  to  date(2010-‐2015).  

     2.  FORCE  and  the  FDA  CRN  (U01)    IdenPfy  poorly  performing  implants  before    revision  using  paPent-‐reports?  –  Implant  surveillance  and  PROs  –  Industry  pre-‐  and  post-‐market  surveillance  

     

  • TJRCopyright  2015  FORCE-‐TJR.  All  rights  reserved.  Do  not  copy  or  distribute  without  permission.  

    FORCE-‐TJR:  comprehensive  outcomes  

     $12  million  AHRQ  P50  award    Department  of  Orthopedics  and  Physical  RehabilitaPon    University  of  MassachuseZs  Medical  School  (2010-‐15)      

    1.  Develop  a  naPonal,  representaPve  TJR  cohort  with  sustainable  data  infrastructure  for  comprehensive  TJR  outcome  monitoring  and  feedback  to  providers.    –        UMass  is  the  TJR  data  coordinaPng  center  for  the  next  20+  years  

    2.  UMass  TJR  research  team  conducPng  comparaPve  effecPveness  research  in  TJR  quality  and  outcomes.  

  • TJRCopyright  2015  FORCE-‐TJR.  All  rights  reserved.  Do  not  copy  or  distribute  without  permission.  

    Primary  Outcomes:  PaPent-‐reported  pain  and  funcPon  

    “When  he  [the  surgeon]  saw  the  PRO  survey,  he  saw  how  my  func;on  was,  how  bad  it  was….”  Pa;ent,  age  72,  TKR,  PA  

     VIEWPOINT

    Beyond Joint Implant RegistriesA Patient-Centered Research Consortiumfor Comparative Effectiveness in Total Joint ReplacementPatricia D. Franklin, MD, MPH, MBAJeroan J. Allison, MD, MSDavid C. Ayers, MD

    DESPITE THE PROVEN EFFECTIVENESS OF TOTALjoint replacement (TJR) surgery in relievingadvanced knee and hip arthritis pain, TJR out-comes have come under intense public scrutinyin recent years. The 2010 recall of ASR metal-on-metal hipimplants1 heightened awareness of the importance forimplant safety surveillance for this high-cost and high-useprocedure and exposed the need for a national systematicpatient-centered outcomes monitoring system. Thesesafety concerns and the exponential growth in TJR use—given the demographics of the baby boomer generation—emphasize the need for systematic comparative effective-ness research (CER) to inform patients, physicians,and policy makers about the optimal practices in TJRsurgery.

    Recent estimates suggest that up to 500 000 US patientsreceived a metal-on-metal hip implant between 2003 and2010.2 Prior to the recall, case reports from across theglobe documented unusually high rates of early postopera-tive revision surgery among patients with these implants.National registries of England and Wales, Australia, andNew Zealand reported greater revision surgery rates withmetal-on-metal implants3 compared with conventionalmetal-on-polyethylene implants. In hindsight, the first signof implant failure was atypical patient-reported pain, fol-lowed by pathologic soft tissue changes. However, at thetime, registries were not systematically documenting longi-tudinal patient-reported symptoms (eg, pain and physicalfunction) after knee and hip surgery. The existence of suchsystematic patient-reported data may have brought atten-tion to these implants earlier. There is a current need, inthe United States in particular, for an efficient monitoringinfrastructure of population-based, longitudinal, patient-reported outcomes to provide evidence to inform patientand clinician decisions about optimal TJR timing, implantselection, surgical technique, and likely functionaloutcomes.

    To address this need, the Agency for Healthcare Re-search and Quality funded a 4-year $12 million research pro-gram, Function and Outcomes Research for ComparativeEffectiveness in TJR (FORCE-TJR).4 Led by a team of re-searchers at the University of Massachusetts Medical Schoolin cooperation with a national network of surgeons,FORCE-TJR assembled a consortium of orthopedic prac-tices to serve as a research laboratory to generate CER toguide surgeon and patient decisions. The FORCE-TJR hasa national scope, is representative of US practices, includeslongitudinal patient-reported outcomes, and has the abil-ity to measure implant failure as well as important clinicaloutcomes and complications.

    The FORCE-TJR ApproachThe FORCE-TJR model goes beyond the traditional im-plant failure or revision registry and integrates the prin-ciples of population-based prospective research based on pa-tient-centric outcomes. The FORCE-TJR is planning to enrollmore than 30 000 diverse patients receiving care from morethan 100 orthopedic surgeons representing all regions of thecountry and varied hospital and practice settings to ensurethat data reflect typical US practice. Specifically, the studywill include the following:

    Diverse Orthopedic Practice Settings. Typically, TJR out-comes research is conducted in high-volume practices, of-ten in academic medical centers. However, the majority ofTJR surgeries in the United States are performed by generalorthopedic surgeons in community practices. By design, 67%of the 101 surgeons who have joined the FORCE-TJR con-sortium to date practice in community settings in 27 states.In aggregate, consortium surgeons perform more than 14 000TJR procedures each year using devices made by each of the5 leading device manufacturers.5 With more surgeons join-ing the study each month, FORCE-TJR is expected to ex-ceed target patient enrollment. Varied practice size, financ-ing (eg, private, health maintenance organization, Medicare),and geographic settings will ensure that this consortium in-cludes diverse patient populations, practice settings, andhealth care delivery and financing models.

    See also pp 1227 and 1266.

    Author Affiliations: Department of Orthopedics and Physical Rehabilitation (DrsFranklin and Ayers), Department of Quantitative Health Sciences (Dr Allison), Uni-versity of Massachusetts Medical School, Worcester.Corresponding Author: Patricia Franklin, MD, MPH, MBA, Department of Ortho-pedics and Physical Rehabilitation, University of Massachusetts Medical School,55 Lake Ave N, Worcester, MA 01655 ([email protected]).

    ©2012 American Medical Association. All rights reserved. JAMA, September 26, 2012—Vol 308, No. 12 1217

    Joint Registry UpdateJoint Replacement Registries in the United States:

    A New ParadigmDavid C. Ayers, MD, and Patricia D. Franklin, MD, MBA, MPH

    This commentary serves as an introduction to an upcomingseries of articles about orthopaedic registries, in general, withan emphasis on lessons learned from the evolving U.S. andinternational total joint replacement registries. This paper pro-vides an overview of total joint replacement registries and thecurrent expansion of data collection beyond implant attributesand survival to include postoperative complications andpatient-reported outcomes.

    Osteoarthritis is the most common cause of physical dis-ability in the U.S.1. The combination of osteoarthritis prevalenceand the success of total joint replacement in relieving pain andimproving function in patients with advanced osteoarthritis hasresulted in total joint replacement becoming the most commonand costly inpatient procedure among Medicare beneficiaries.Moreover, the fastest growing subgroup of patients undergoingtotal joint replacement consists of those less than sixty-five yearsof age2. More than one million total joint replacements are per-formed annually in the U.S., making measurement of total jointreplacement outcomes a public health priority. To measure andmonitor the outcomes of total joint replacement, state and na-tional total joint replacement registries are emerging that incor-porate lessons learned from long-standing international implantregistries as well as integrate new methods to quantify perioper-ative quality and patient-reported outcomes.

    International total joint replacement registries have tra-ditionally focused on implant revision rates and tracked thelength of time between the initial total joint replacement andimplant removal. In this model, national registries incorporatelarge numbers of arthroplasties to identify relatively low annualfailure rates and the focus is on device longevity. However,today’s total joint replacement registries are broadening their fo-cus to include perioperative complications and patient-reported

    outcomes following surgery. While the implant revision rate re-mains an important outcome, implant materials and technologyhave matured and patients and insurers want to understand thequality of care of the vast majority of patients who do not have arevision each year. Our health-care system is transforming from avolume-based system to a value-based system. Value is defined asoutcome divided by cost. Measurement of patient outcomes aftertotal joint replacement is increasingly emphasized.

    The 2010 recall of metal-on-metal hip implants broughttotal joint replacement into the public eye and reinforced theimportance of recording symptoms such as pain and physicallimitations over time to assess the success of the surgery3. Earlysubstantial pain in the operatively treated joint was the first signof metal-on-metal problems. For decades, joint registries onlyreported implant data and revision rates, so any implant thatremained in the patient was considered a “success.” However,as was clear with themetal-on-metal situation, patients who havenot undergone revision may experience symptoms or complica-tions that must be quantified. In 2013, the Centers for Medicare& Medicaid Services (CMS) began publicly reporting thirty-dayhospital readmission rates following total joint replacements. Inearly 2014, the CMS added ninety-day all-cause complications tothe hospital reports on total joint replacements. Finally, the CMSconvened a technical expert panel to evaluate the role of patient-reported outcomes inmonitoring outcomes of total joint replace-ment in the U.S. Medicare population4.

    To meet emerging clinical and policy needs, U.S. total jointreplacement registries must expand beyond implant tracking toinclude postoperative complications and patient-reported painand function. This same evolution can be observed internation-ally as the capture and reporting of patient-reported outcomesfollowing total joint replacement has expanded greatly over the

    Disclosure:One ormore of the authors received payments or services, either directly or indirectly (i.e., via his or her institution), froma third party in support of anaspect of this work. None of the authors, or their institution(s), have had any financial relationship, in the thirty-six months prior to submission of this work, withany entity in the biomedical arena that could be perceived to influence or have the potential to influencewhat is written in this work. In addition, no author has hadany other relationships, or has engaged in any other activities, that could be perceived to influence or have the potential to influence what is written in this work.The complete Disclosures of Potential Conflicts of Interest submitted by authors are always provided with the online version of the article.

    1567

    COPYRIGHT ! 2014 BY THE JOURNAL OF BONE AND JOINT SURGERY, INCORPORATED

    J Bone Joint Surg Am. 2014;96:1567-9 d http://dx.doi.org/10.2106/JBJS.N.00641

  • TJRCopyright  2015  FORCE-‐TJR.  All  rights  reserved.  Do  not  copy  or  distribute  without  permission.  

    FORCE-‐TJR  Research  Cohort  •  US  representaPve  cohort  of  >25,000  TJR  paPents  with  

    naPonal  outcome  norms  for  paPents  of  ALL  ages.  –  Readmissions  (peri-‐op  complicaPons)  –  PROs  –  Implant  survivorship  

    •  New  risk-‐adjustment  methods  for  comparison  of  PROs  and  readmissions  across  surgeons  and  hospitals.  

    •  ComparaPve  effecPveness  research  –  Over  30  publicaPons;  dozens  more  in  queue  –  >100  presentaPons  at  naPonal  and  internaPonal  meePngs  –  New  funding;  long-‐term  follow-‐up  ongoing.  

  • TJRCopyright  2015  FORCE-‐TJR.  All  rights  reserved.  Do  not  copy  or  distribute  without  permission.  

    FORCE-‐TJR  Cohort:  25,000  paPents;  >200  Surgeons  in  28  States  

    •  75%  of  surgeons  are  community  -‐based  

    •  Fellowship-‐trained,  general  orthopedic  surgeons  

    •  High  and  low  volume  surgeons/hospitals;  urban  and  rural  hospitals  

    •  Teaching  hospitals,  non-‐teaching  hospitals  

    •  PaPents  with  private,  public  and  HMO  insurance  

    •  All  major  implant  manufacturers  

    Core Clinical CentersUMass Medical School, Worcester, MA

    Connecticut Joint Replacement Institute, Hartford, CT

    The University of Rochester Medical Center, Rochester, NY

    Medical University of South Carolina, Charleston SC

    Baylor College of Medicine, Houston, TX

    Community Sites currently enrolled

    Map of Participating Core Centers and Community Sites

    ID

    MT NDMN MI

    MISD

    NE

    KS

    TX LAAL GA

    SCNC

    VA

    PA

    NY

    VT NH ME

    MARICT

    NJDE

    MDDC

    WV

    FL

    MS

    OK

    IA

    MO

    ILIN

    OH

    KY

    TN

    WI

    AR

    NV UT

    AZ NM

    CO

    WY

    CA

    OR

    WA

    Community Sites

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    FORCE-‐TJR  FoundaPon  1. Web-‐based  IT  to  interface  with  paPents  and  clinicians;  diverse  sekngs  with  varied  EMRs..    

    2.  OperaPonal  procedures  to  track  paPent  over  Pme  •  Surgeon  office  –  Hospital  -‐-‐  Home  over  Pme  •  Direct  to  paPent  at  home;  >80%  PRO  capture  

    3.  Generated  risk-‐adjusted,  naPonal  TJR  outcome  benchmarks  for  both  CMS  paPents  and  

  • TJRCopyright  2015  FORCE-‐TJR.  All  rights  reserved.  Do  not  copy  or  distribute  without  permission.  

    Before  Surgery   Surgery   30  -‐90  days  

    9    -‐12  months   Annual?  

    PATIENT   Hospital   PATIENT  (validate  EHR)  

    •  PRO    VR12/PROMIS10  HOOS/KOOS    

    •  CLINICAL  Medical  &  MSK  risks  Demographic  

    •  OR  Implant  Lot/Catalog    OperaPve  Note  

    •  PRO  Pain      

    •  CLINICAL  ComplicaPon?    

    •  PRO            VR12/PROMIS10  HOOS/KOOS    

    •  CLINICAL  ComplicaPon?  Revision?  

    •  PRO          VR12  HOOS/KOOS    

    •  CLINICAL  ComplicaPon?  Revision?  

    FORCE-‐TJR:  Longitudinal  Data  CollecPon  Parallels  CMS  bundled  payment  pilot  (CJR)  

    Matched  CMS  Data  (2010-‐2014  and  future)  

  • TJRCopyright  2015  FORCE-‐TJR.  All  rights  reserved.  Do  not  copy  or  distribute  without  permission.  

    Collect  complete  post-‐op  events;    not  limited  to  the  surgical  hospital  

    Post-TJR Events

    Surgeons All Payer;

    CMS claims Participants*

    •  25%  of  all  30-‐day  readmissions  go  to    non-‐surgical  hospital.    

     (Range:  9%-‐40%)  

    •  FORCE-‐TJR  combines  claims,  clinical  data,  and  paPent-‐report.  

    •  PaPents  over  65  years  –  matched  to  CMS  data  

     (2010-‐2014;  future)  

  • TJRCopyright  2015  FORCE-‐TJR.  All  rights  reserved.  Do  not  copy  or  distribute  without  permission.  

    ReporPng:  Individual  PaPents  

    1.  Real-‐Pme  pre-‐op  paPent  risk  profiles  to  tailor  care  and  improve  outcomes.  1.  Inform  shared  decisions  

    for  surgery  2.  Tailor  peri-‐operaPve  

    and  post-‐discharge  care  3.  Monitor  in-‐home  and  

    rehabilitaPon  care.  

    FORCE-TJR OA REPORTID: 42012Patient Name: John DoePatient DOB: 1962-09-26Survey Date: 2015-09-08

    TREND REPORT

    Trended PCS Scores Trended MCS Scores Trended ADL Scores

    Trended RH Pain Scores Trended RK Pain Scores Trended LK Pain Scores Trended LH Pain Scores

    LATEST MEASURES

    BMI: 21.30Smoking: CurrentLBP: MildDiabetes: YesCharlson Comorbidity Index: =2-5 [=0, =1, =2-5, > =6]

    POST-OP EVENTS

    Survey Date:

    ER:OR:Hospital:

    Powered by DatStat

    2014/7 2014/10 2015/5 2015/90

    15

    30

    45

    60

    40.534.3

    48.8 51.3

    2014/7 2014/10 2015/5 2015/90

    15

    30

    45

    60

    44.640.5 54.6 53.4

    2014/7 2014/10 2015/5 2015/90

    25

    50

    75

    100

    69.257.9

    88.2 92.5

    2014/7 2014/10 2015/5 2015/90

    25

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    75

    100

    75 100 100 100

    2014/7 2014/10 2015/5 2015/90

    25

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    75

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    3725

    75 100

    2014/7 2014/10 2015/5 2015/90

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    75 75 100 100

    2014/7 2014/10 2015/5 2015/90

    25

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    100

    100 100 100 100

  • TJRCopyright  2015  FORCE-‐TJR.  All  rights  reserved.  Do  not  copy  or  distribute  without  permission.  

    30  -‐90  day  ER,  readmit  report  (PaPents  from  this  site  were  seen  in  6  hospitals)  

    Your Site's TKR Patients  2013     N=142      

    FORCE-‐TJR  (Primary  TKR)  Pa

  • TJRCopyright  2015  FORCE-‐TJR.  All  rights  reserved.  Do  not  copy  or  distribute  without  permission.  

    Refined  risk  adjustment  models  for  readmission  and  PROs  ater  TJR  

    •  Medical  comorbidiPes  •  BMI,  smoking  •  Pre-‐op  FuncPon  •  MSK  comorbidi

  • TJRCopyright  2015  FORCE-‐TJR.  All  rights  reserved.  Do  not  copy  or  distribute  without  permission.  

    For  Surgeons:  comparaPve  data  FORCE-‐TJR  secure  MD  Website:  quarterly  outcome  reports  (1) My  paPent  risk  profiles  

    compared  to  others?    (2) My  paPent  pain  and  

    funcPonal  limitaPons  pre-‐op?      

    (3)  Outcomes  (pain  relief  and  improved  funcPon)  comparable  to  the  naPonal  norm?    

  • TJRCopyright  2015  FORCE-‐TJR.  All  rights  reserved.  Do  not  copy  or  distribute  without  permission.  

    Ease  of  PRO  administraPon;  APP  (AHRQ;  with  WPI)  

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    Implant  Failure  and  Revision  

    1.  Metal  on  metal  demonstrated  early  pain/disability  can  be  risk  factor  for  implant  failure.  

    2.  New  Zealand  registry  reported  7  Pmes  greater  risk  of  revision  within  5  years  when  significant  pain  at  6  and  12  months  ater  TJR.  

    FORCE-‐TJR  reporPng  both  early  pain  and  poor  funcPon  (implant  performance)  and  revision.  

    –  ICOR  library:    Implant  manufacturer,  design,  material,  and  component  details  are  analyzed  for  both  revision  and  poor  performance  in  early  years.  

    ©FORCE-‐TJR  

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    FDA  U01  Award;  network  of  TJR  registries  

    •  Understand  PRO/  pain  as  an  indicator  for  poorly  performing  implants  at  risk  for  revision.  

    •  SupporPng  post-‐market  surveillance  

     

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    FORCE/FDA  Aim  1  

    •  Verify  concordance  between  pa;ent-‐reported  post-‐TJR  adverse  events,  including  implant  revision  and  complica;ons,  collected  via  web  surveys,  smartphone  App,  or  CMS/  insurer  claims  data.    –  Year  1:  Web  reported  vs  CMS  comparisons  in  progress.  –  2010-‐2013  CMS  data;  2014  data  pending  – App  final  user  interface  tes;ng  –  Year  2-‐4:  App,  Web,  and  CMS  event  rates  

  • TJRCopyright  2015  FORCE-‐TJR.  All  rights  reserved.  Do  not  copy  or  distribute  without  permission.  

    FORCE/FDA  Aim  2  •  Detect  prevalence  of  sub-‐op;mal  implant  performance  as  measured  by  persistent  pain  at  six  and  12  months  post  TJR  by  implant  material  (e.g.,  ceramic  vs.  metal  hip)  or  design  (e.g.,  mobile  vs.  sta;c  knee).    

    •  Primary  endpoints:  Prevalence  of  moderate  or  severe  surgical  knee/hip  pain  by  implant  material  or  design.    

    •  AnalyPc  Plan.  Ater  adjusPng  for  the  paPent  factors  (e.g.,  age,  sex,  smoking),  medical  comorbidiPes  (e.g.,  Charlson  Comorbidity  index,  BMI),  and  musculoskeletal  severity  (e.g.,    pre-‐op  joint  pain,  low  back  pain),  known  to  be  associated  with  post-‐operaPve  pain  and  funcPon,  mulPvariable  models,  clustered  by  surgeon,  will  test  the  associaPon  of  implant  material/  design  with  six  or  12-‐month  pain  and  funcPon.  

  • TJRCopyright  2015  FORCE-‐TJR.  All  rights  reserved.  Do  not  copy  or  distribute  without  permission.  

    FORCE/Aim  3  •  Evaluate  if  severity  of  post-‐TJR  pain  at  six  months  post-‐TJR  

    will  predict  risk  of  revision  at  2  years  aaer  adjus;ng  for  BMI  and  medical  and  musculoskeletal  comorbidi;es.    

     •  Using  current  FORCE  cohort,  >10,000  primary  TKR  and  8000  THR  

    procedures  will  be  included.    •  Primary  endpoint:  PredicPon  model  assessing  the  associaPon  

    between  pain  level  ater  TJR  and  revision  (yes/no)  by  2  years.    •  AnalyPc  Plan:  Ater  adjusPng  for  the  paPent  factors,  medical  and  

    musculoskeletal  comorbidiPes,  known  to  be  associated  with  revision  surgery,  mulPvariable  models,  clustered  by  surgeon,  will  test  the  associaPon  of  6-‐month  pain  score  with  revision  (yes/no)  at  2  years.    

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    FORCE-‐TJR:  Implant  A  vs  All  other  

    0

    .01

    .02

    .03

    .04

    Den

    sity

    0 10 20 30 40 50 60 70 80pre_sf36_mcs

    Oxinium FORCE

    Oxinium vs. FORCEDistribution of Baseline SF36-MCS(TKR)

    Pre-‐TKR  Age  Mean  64  vs  67  years  P<  0.001  

    Pre-‐TKR  MCS  No  difference  mean  

    0

    .02

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    .06

    Den

    sity

    30 40 50 60 70 80 90 100age

    Oxinium FORCE

    Oxinium vs. FORCEDistribution of Age(TKR)

    Implant  A  (blue)  vs  All  

    Implant  A  (blue)  vs  All  

  • TJRCopyright  2015  FORCE-‐TJR.  All  rights  reserved.  Do  not  copy  or  distribute  without  permission.  

    Implant  A  vs  FORCE;  more  obese  

    0

    .02

    .04

    .06

    .08

    Den

    sity

    15 25 35 45 55bmi

    Oxinium FORCE

    Oxinium vs. FORCEDistribution of BMI(TKR)

    0

    .005

    .01

    .015

    .02

    .025

    Den

    sity

    0 10 20 30 40 50 60 70 80 90 100pre_koos_pain_score

    Oxinium FORCE

    Oxinium vs. FORCEDistribution of Baseline KOOS Pain score(TKR)

    Pre-‐TKR  BMI  Mean=31.5  vs  32.6  P

  • TJRCopyright  2015  FORCE-‐TJR.  All  rights  reserved.  Do  not  copy  or  distribute  without  permission.  

    Post-‐TKR:  KOOS  pain,  ADL  

    0

    .01

    .02

    .03

    .04

    Den

    sity

    0 10 20 30 40 50 60 70 80 90 100post_koos_pain_score

    Oxinium FORCE

    Oxinium vs. FORCEDistribution of Post-op KOOS Pain score(TKR)

    0

    .01

    .02

    .03

    .04

    Den

    sity

    0 10 20 30 40 50 60 70 80 90 100post_koos_adl_score

    Oxinium FORCE

    Oxinium vs. FORCEDistribution of Post-op KOOS ADL score(TKR)

    Post-‐TKR  KOOS  Pain  Mean=  79  vs  82  P

  • TJRCopyright  2015  FORCE-‐TJR.  All  rights  reserved.  Do  not  copy  or  distribute  without  permission.  

    Specific  Implant  Surveillance  

    •  Industry-‐  sponsored  cohorts/samples    •  Outcomes:  post-‐op  events  (e.g.,  dislocaPon),  PROs,  revision  of  specific  implants  

    •  1-‐5  year  follow-‐up  

    •  Difference  in  paPent  and/or  clinical  sub-‐groups?  All  users?  

  • TJRCopyright  2015  FORCE-‐TJR.  All  rights  reserved.  Do  not  copy  or  distribute  without  permission.  

    TJR

    Contact  us:    Patricia  Franklin  [email protected]  508-‐856-‐5748    www.force-‐tjr.org  1-‐855-‐99FORCE    (toll  free)  force-‐[email protected]