fo,r 990 return of organization exempt from tncome tax · fo,r 990 return of organization exempt...

30
Fo,r 990 Return of Organization Exempt Fromtncome Tax under section501(c), 52r, or 4947(a)(1) of the Internar Revenue Gode(exceptblack lung benefit trust or private foundation) ) Theorganizalion may have to usea copy of thisreturn to satify state reporting requrremenrs. Dspartm€nt of the Troasury Intamal R€wnue S€rvi€ A For the B Ch.cl it rpplcrbh For Prlvacy Act and Paperwork ReducflonAct Noflce, see the ssparate Instrucflons. JSA 7E1010 2 000 28A0VE 7601 01/06/2009 09:31:19 z D Employer identificaUon number z6 E Telephone numbor AcaMlto Cash H and I are not applicable to section 027 oryanizations. H(s) ts this a sroup rerumfor afiitiares? l-l v", lTi *" lf "Yes," enternumber of afiiliates ) Group Number ) Check > if the organization is not required to attach Sch. B (Form 990,990-EZ. or 7 9,299 526. rorm 990 lzooz; 4 Addrrlt chanto Namc 6h.nea Inali.l r.t[n T.rmin.lion Ialutn Applic.tlon p;il;; - . J K G Webrite: ) Check here > if the organizarion is nor a 50g(a)(!lPsilEtorring organization and its rt . vvr!. Vl (checkonlyone) receipts are normallynot more than S25,000. A retum is not required, but if the oroanization to filo a retum,be sureto file a complete retum L Gross : Add lines 6b, 8b, 9b, and 1 0b to line 1 2 ) and Chanqes in Assets or Balances the lnstructions Sectlon501(cX3) organizafions and 4947(aXl) nonexempt charitable trult! must attach a completed Schedule A (Form 990 or 990-EZ). o f o (, E 93 o o o c o CI x UJ o o o th Q' 2 x 30 030-0 00

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Page 1: Fo,r 990 Return of Organization Exempt From tncome Tax · Fo,r 990 Return of Organization Exempt From tncome Tax under section 501(c), 52r, or 4947(a)(1) of the Internar Revenue Gode

Fo, r 990 Return of Organization Exempt From tncome Taxunder section 501(c), 52r, or 4947(a)(1) of the Internar Revenue Gode (except black lung

benefit trust or private foundation)) The organizalion may have to use a copy of this return to satify state reporting requrremenrs.

Dspartm€nt of the TroasuryIntamal R€wnue S€rvi€

A For theB Ch.cl it rpplcrbh

For Prlvacy Act and Paperwork Reducflon Act Noflce, see the ssparate Instrucflons.JSA7 E 1 0 1 0 2 0 0 0

2 8 A 0 V E 7 6 0 1 0 1 / 0 6 / 2 0 0 9 0 9 : 3 1 : 1 9

z

D Employer identificaUon number

z 6

E Telephone numbor

AcaMltoCash

H and I are not applicable to section 027 oryanizations.

H(s) ts this a sroup rerum for afiitiares? l-l v", lTi *"lf "Yes," enter number of afiiliates )

Group Number )Check > if the organization is not requiredto attach Sch. B (Form 990,990-EZ. or

7 9 , 2 9 9

5 2 6 .

rorm 990 lzooz;

4

Addrrltchanto

Namc 6h.nea

Inali.l r.t[n

T.rmin.lion

Ia lu tn

Applic.tlonp;il;;

- .

J

K

G Webrite: )

Check here > if the organizarion is nor a 50g(a)(!lPsilEtorringorganization and its

r t . v v r ! . V l

(check only one)

receipts are normally not more than S25,000. A retum is not required, but if the oroanizationto filo a retum, be sure to file a complete retum

L Gross : Add lines 6b, 8b, 9b, and 1 0b to line 1 2 )

and Chanqes in Assets or Balances the lnstructions

Sectlon 501(cX3) organizafions and 4947(aXl) nonexempt charitabletrult! must attach a completed Schedule A (Form 990 or 990-EZ).

of

o(,E

9 3ooocoCIxUJ

oooth

Q'2

x

3 0 0 3 0 - 0 0 0

Page 2: Fo,r 990 Return of Organization Exempt From tncome Tax · Fo,r 990 Return of Organization Exempt From tncome Tax under section 501(c), 52r, or 4947(a)(1) of the Internar Revenue Gode

Form 990 (2007)

on

22! Grants paid from donor advised tunds (attach schedulo)

(esh$- -noncash$lf this amount inctudes foreign graniil-T--Tc h e c k h e r e , . - . : . . . > l I

22b Ottrer grants and allocations (attach schedule)

( e s h $ _ n o n 6 h 9 _ )lf this amount includes foreign grants, - fTc h e c k h € r a . . - . . . . . > l I

23 Specific assistance to individuals

10b, or 16'of Pan L

(attach scheclule). . .24 Benefits paid to or for members

(attachschedule). . . .25a Compensation of current officers,

directors, key employees, etc. listed inPart V-A

b Compensation of former officers,directors, key employees, etc. listed inPart V-B

G Compensation and other distributions, not includ-ed abow, to disquelifi€d porons (as defin€dunder section 4958(0(1)) and persons describedin section a958(cX3)(B)Salaries and wages of employees notinc luded on l ines 25a,b, and cPension plan contributions notinc luded on l ines 25a,b, and cEmployee benefits not included onl i nes 25a -27

Payroll taxes ,Professional fundraising fees

28

2 93 03 l3 23 3343 53 63 73 E3 9404 14 24 3

2 6

27

c

d

e

t

Accounting feesLegal feesSuppliesTelephonePostage and shippingOccupancy.Equipment rental and maintenance.Printing and publications . .Travel.Conferences, conventions, and meetingsInterestDepreciation, depletion, etc. (attach schedute)Other expenses nol covered above (itemize):

A -P3-99B4M-EXPENSESby_If i_c_E_LI,4'NEggg

s * _ _ _ _ _ _ _44 Total functional "rp"n""r.-nool;;. t2a

lhroUgh 439. (Organizations completingcolumns (B)-(D), carry these totals to lineS

Joint Costg. Check ) if you are following SOP 9B-2Are any joint costs from a combined educational campaign and fundraising solicitation reported in (B) program services?lf 'Yes," enter (l) the aggregate amount of these joint costs $ ; (ll) the amount allocated to program seryices(iil) lhe amount allocated to Management and general g

-; and {iv} the amounl allocated to Fundraising g

> l-]v"" l-il Ho

(D) Fundraising

JSA7E1020 1 .000

2 8 A 0 v E 7 6 0 7 O I / 0 6 / 2 0 0 9 0 9 : 3 1 : 1 9

rorm 990 lzooz;

53 0 0 3 0 - 0 0 0

Page 3: Fo,r 990 Return of Organization Exempt From tncome Tax · Fo,r 990 Return of Organization Exempt From tncome Tax under section 501(c), 52r, or 4947(a)(1) of the Internar Revenue Gode

Form 990 (2007)

Serviceorm 990 is available for oublic i

particular organization. How theon its return. Therefore, please rirakeProqrams and accomolishments

lction and, for some people, se: perc.erves an organization in such c€rses may be <ietermined bv thesure rne return rs complete and accurate and fully describes, in part

the

information presentedll l, the organization's

ation

Program ServiceExpenrea

(Required for 501(cX3) and(4) orgs., and 4947(aXl)

trusts: bul optional for

a QBQ$9:s-EQEaBAL _ r_N IEr_AE LyEq _EBaABAUsEE_ET&TEuEN!_/3_

(Grants anO aitocations 5--------qLAE4& -EEINK -NEE -BBASBAUE - _ -gEE _ST&IEUENT _ J3,_ _ _ _ _ _

c qr_vr_L _NE! _ANp _884-gg _Baals _EBqqBAUgEE _SIATEr_uErlT _ _13_

(GianiJano atto&tionJ $- -

o g tytl _uqr _aND _ pgl r_Ql _eBgAN r aBT r_aNsgEE-ST4TEUENT-/ 4

lcrants ano attocaiiors $------------------*l-rrinit*il;rnr i";rrdsl"*ign gra"tr,i[eck h;;;e Other program services (attach schedule)

(Grants and allocations $ ) l f this amount includes grants, check here>

23r

f Total of

JSA

7 E ' 1 0 2 ' l ' t . 0 0 0

28A0vE 7601

Service Expenses (shoulg equal l ine 44, column (B), services) 3 9 2 , 3 2 4 .

6

Form 990 (2007)

0 7 / 0 5 / 2 0 0 9 0 9 : 3 1 : 1 9 3 0 0 3 0 - 0 0 0

Page 4: Fo,r 990 Return of Organization Exempt From tncome Tax · Fo,r 990 Return of Organization Exempt From tncome Tax under section 501(c), 52r, or 4947(a)(1) of the Internar Revenue Gode

Form 990 (2007)

JSA

7 E 1 0 3 0 1 . 0 0 0

2 8 A 0 v E 7 5 0 I 0 I / 0 6 / 2 0 0 9 0 9 : 3 1 : 1 9

Form 990 (zo07)

7

Page 4Bafance Sheets (See fhe instructions.

Notez where re.quir.e.l, attached schedu/es and amounts within the descriptioncolumn should be for end-of-year amounts only,

(A)Beginning of year

(B)End of year

oooo

oC,

E.c!.gJ

45 Cash - non-interest-bearing .46 Savings and temporary cash investments

47a Accounts receivableb Less: allowance for doubtful accounts

lqt"l zs't , oozl 4 7 h I

455 6 . ' 7 L 4 4 6 8 1 0

NONI 47c 2 3 7

4Ea Pledges receivabte . . t!&_lb Less: allowance for doubtful accounts . . lcgU I

1 6 0 , 0 0 01 4 6 , 4 3 0 4 8 c

49 crants receivable50a Receivables from current and former officers, directors, trustees, and

key employees (attach schedule).b Receivables from other disqualified persons (as defined under section

4958(f)(1)) and persons described in section 4958(c)(3)(B) (attach schedule)5la Other notes and loans receivable (attach

b5 25 354a

b5 5 a

schedule)Less. allowance for doubtful accountsInventories for sale or usePrepaid expenses and deferred chargesInvestments - publicly-traded securitiesInvestments - other securities (attach schedule). .Investments - land, buildings, and

l s r " I' -l s r b l

: : : : : : : : ; ; J T : ; : :. > l-l cost l-il ruv. > I cost [-l ruv

equipment: basis .b Less: accumulated depreciation (attach

schedule)56 Investments - other (attach schedule)57a Land, buildings, and equipment basis .qTMT. 5 .

b Less: accumulated depreciation (attachschedule)

57a

. ' . . ' { . i

Other assets, including program-related investments57b 4 7

5 8(describe >

5 9 Total assets ({nust equal l ine 74). Add lines 45 through 5g

49

5 0 a

5 0 b

5 l c5 2

3 , 1 7 3 5 3 48 9 5 , 5 3 9 54a

54b

55c5 6

57c

5 , 4 3 9 5 E 2 71 . 1 0 8 . 2 9 s 5 9

60 Accounts payable and accrued expenses61 Grants payable62 Deferred revenue63 Loans from officers, directors, trustees, and key employees (attach

schedule)64a Tax-exempt bond liabilities (attach schedule)

b Mortgages and other notes payable (attach schedule)65 Other l iabil i t ies (describe )

66 Total l iabil i t iee. Add lines 60 through 6Q

NONI 606 l

6 2

6 364a64b6 5

NONI 6 6 7 - 9 0 6

ooIJ

gt!o!,

2IL

ooooo

oz

organizations that follow sFAs l i7, check here ) | x I ano complete l ines67 through 69 and lines 73 and 74.

67 Unrestricted6E Temporarily restricted69 Permanently restricted .rr jrOrganizations that do not follow SFAS 1t 7, check here ) | I and

complete l ines 70 through 74.70 Capital stock, trust principal, or current funds .71 Paid-in or capital surplus, or land, building, and equipment fund .72 Retained earnings, endowment, accumulated income, or other funds73 Total net assets or fund balances. Add lines 67 through 69 or l ines

70 through 72. (corumn (A) must equar r ine 19 and corumn (B) mustequal l ine 21) . ,

74 Total l iabil i t ies and net assets/fund balances. Add lines 66 and 73

3 3 0 , 6 0 6 6 72 7 2 , 6 8 9 6 85 0 5 . 0 0 0 6 9 5 0

707 17 2

L . l - 0 8 . 2 9 5 . 7 3 II

3671 , 1 0 8 . 2 9 5 . 14

3 0 0 3 0 - 0 0 0

Page 5: Fo,r 990 Return of Organization Exempt From tncome Tax · Fo,r 990 Return of Organization Exempt From tncome Tax under section 501(c), 52r, or 4947(a)(1) of the Internar Revenue Gode

Form 990 (2007)

mlinstructions.)

a

b

1

2

3

1

Total revenue, gains, and other support per audited financial statementJ.Amounts included on l ine a but not on part l, l ine 12:Net unrealized gains on investments . . .Donated services and use of facilities.Recoveries of prior year grantsOther (specify): -_ _ _ -___

Add lines bl through b4Subtract line b from line aAmounts included on Part l, l ine 12, but not on l ine a:Investment expenses not included on part l, line 6bOther (specify): - - -s-E-E- -sf$,f,_E!,I!!1l_ f

Add f ines d l and d2. . .Toql revenue (Part l, l ine 12). Add lines c and d.

Reconc o f E Audited ialStatements WithTotal expenses and losses per audited financial statementsAmounts included on l ine a but not on part l. l ine 17:Donated services and use of facilities.Prior year adjustments reported on part l, line 20Losses reported on Part l, line 20Other (specify): -- --- - --

Add lines bl through b4Subtract line b from line aAmounts included on Part l, l ine 17, but not on l ine alInvestment expenses not included on part l. l ine 6bOther (specifyl; - - $-E-E- $I4T-E!"{-EIiI- -.8- - - -

P a r t l , l i n e l T ) . A d d t i n e s c a n d i t : : : : : . : : : . : : : . : : : : : : : : : : : : l : :7 4

c urrent officers, Directors, Trustees@ach persffi trustee,or at any time during the year even if they were not com the instructions.

{A) Name and address (E) Expense accountand other allorrancec

c

d

1

2

a

b

1

2

31

cd1

2

e Total ex

JSA7E1040 1 000

2 8 A 0 V E 7 6 0 1 0 \ / 0 6 / 2 0 0 9 0 9 : 3 1 : 1 9 I

rorm 990 (zooz)

3 0 0 3 0 - 0 0 0

Page 6: Fo,r 990 Return of Organization Exempt From tncome Tax · Fo,r 990 Return of Organization Exempt From tncome Tax under section 501(c), 52r, or 4947(a)(1) of the Internar Revenue Gode

Current Officers, Directors, Trustees, and75a Enter the total number of officers, directors, and trustees permitted to vote on organization business at board

m e e t i n g s . . . > _ _ _ _

b Are any officers, direct^ors, trustees, or key employees listed in Form 9g0, part V-A, or highest compensatedemployees l isted in S_chedule A, Part 1,. -or highest compensated professional and itner lnO6pendenicontractors l isted in Schedule A, Part l l-A or

-l l-8, relateb to eacli other througn family oi-t irJi i ls;

relationships? lf 'Yes," attach a statement that identif ies the individuals and explains the rElationship(s) STMf. 1Zc Do any officers, directors, trustees, or .key- employees listed in Form ggo, part V-A, or highest

compensated employees l isted in Schedule 4, lart l, or highest compensated professionbt anO "otner

independent contractors l isted in Schedule A, Part l l-A or i l-B, receivir compenSaiion riom ;;t ; ih;;organizations, whether.tax exempt or taxable, that are related to the organizatioh? See the instructions forthede f i n i t i ono f " re la tedo rgan i za t i on . ,

. . . . . >lf "Yes," attach a statement that includes the information described in the instructions.

Form 990 (2007)

conflict of

(Al Namo and addresg

76 pi{ !.ne. organization make a change in its activities or methods of conducting activities? lf 'yes," attach adetailed statement of each change

77 Were any changes made in the organizing or governing documents but not reported to the IRS?lf "Yes," attach a conformed copy of the changes.

78a Did the organization have unrelated business gross income of $1,000 or more during the year covered bythis retUrn?

b lf 'Yes," has it filed a tax return on Form 990.T for this )€ar?

79 Was therea statement

f9rme1 Office_rs, Directors,.Trustees, and Key Employees rnat neceiv-a cornpensation or Other Beneftts(lf any former officer, director, trustee, or key employee rdceived compensation or other bbnefits (described below) durino(lI any lormer onlcer, olrector, trustee,. or.key employee received c.ompensation or other benefits (described below) duringlhe ye?l' l ist.that person below and enter the amduni of compensation'or other benefits in tnJaipiopriate column.

'See tneinstructions.)

(E) Epensoaccount and other

allowances

a liquidation, dissolution, termination, or substantial contraction during the yeaft l l "yes,', attach

8 0 a

b

E l a

JSA

7 E 1 0 4 2 1 . 0 0 0

2 8 A 0 V E 7 5 0 1 0 1 / 0 6 / 2 O O 9 0 9 : 3 1 : 1 9

ls the organization related (other than by association with a statewide or nationwide organization) throughcommon.. membership, governing bodies, trustees, officers, etc., to any other exenipt or n6nexem-ptorganization?l f "Yes," enter the name of the organizat ion ; ____ _______

and check whether it is I I exempl or | | nonexemptEnter direct and indirect polit ical expenditures. (see l ine g1 instructions.). . . . I et" I nonn

Other fnformation /See fhe instructions.

Fom990 (2007)

3 0 0 3 0 - 0 0 0

Page 7: Fo,r 990 Return of Organization Exempt From tncome Tax · Fo,r 990 Return of Organization Exempt From tncome Tax under section 501(c), 52r, or 4947(a)(1) of the Internar Revenue Gode

ormOther Information (confrnuedl sez

NoYesu z a ulo tne organlzation receive donated services or the use of materials, equipment, or facilities at

or at substantially less than fair rental value?b lf "Yes," you may indicate the value of these items here. Do not include this amount

as revenue in Part I or as an elpense in parill. (see instructions in part ilr.) . . . . I ozo I8 3 a Did the organization comply with the public inspection requirements for relurns and exemption applications?

b Did the organization comply wilh the disclosure reguirements relating to quid proguo contributions?I4 a Did the organization soticit any contributions or gifls that were not tax deductible?

b lf 'Yes," did the organization include with every solicitation an express statement ,nr,' .r"igifts were not tax deductible?

5a fi1(Q@, F), or (6). Were subslantiaily all ctues nondeductibte by members?b Did the organization make only in-house lobbying expenditures of $2,000 or less?

lf 'Yes" was answered to either 85a or 85b, do not complete BSc through g5h below unless

charge

contr ibutions or

lhe organizalionreceived a waiver for proxy tax owed for the prior year.

c Dues, assessments, and similar amounts from members 8 5 c

82a

8 3 a X8 3 b x8 4 a

8 4 b N /

E 5 a N /

8 5 b N /

85s N,/

o uecrion 162(e) tobbying and political expenditures 8sd I N/Ae Aggregate nondeductibte amount of section 6033(e)(1)(A) dues notices .f raxable amount of lobbying and political expenditures (rine gsd less gSe)

8 5 e N,/A85f N/A

g uoes tne organization etect to pay the section 6033(e) tax on the amount on line gsf?rr secllon ouJU(eX'lXA) dues notices were sent, does the organization agree lo add the amount on line g5fto ils reasonable estimate of dues allocable to nondeductible lobbying and political expenditures for the following tax year?. 8 5 h N /

(c)(r) otgs. Enler: a In[ratron fees and capital contributions included on line 12 A8 6 a

8 8 a x

b Gross receipls, included on line 12, for public use of club facilities ,501(c)(12) orgs. Enter: a Gross income from members or shareholders

b Gross income from other sources. (Do not net amounts due or paid to othersources against amounts due or received from them.)

78 6 b N/A87a N/A

8 7 b N/AA( any lrme qurlng Ine year, did the organization own a 50o/o or greater interest inparlnership, or an entity disregarded as separate from the organization under Regulations sections301 .7701-2 and 301.7701-3? tf 'yes," comptete part tX

a taxable corporation or

e ̂ r atty trlrre (Julrlrg Ine year' olo lne organization, Clirectly or indirectly, own a controlled entity within themeaning of section 51 2(b)(13)? lf 'yes,', complete part Xl

. . . . . >9 a 501(c)(3) organizations. Enter: Amount of tax imposed on the organization during the year under:

section 4911 > NoNE ;section 4912 > NoNE ;section 4955 ) NoNEb 5 o 1 ( c ) ( 3 ) a n d 5 o 1 ( Q @ o r g | s ' D i d t h e o , g " n i , " t i o f f i c r i o n 4 9 5 8 " f f i

during lhe year or did it become aware of an excess benefit transaction from a prior year? lf ,yes,', attacha stalement explaining each transactio

c Enter: Amount of tax imposed on the organization managers or disqualified persons during the year undersections 4912,4955, and 4958 > NONE

d Enter: Amount of tax on line 89c, above, reimbursed by the organization > NONEe All organizations' At any time during the tax year, was the organization a party to a prohibited tax sheller

transaction?

t All organizations. Did the organization acquire a direct or indirect interest in any applicable insurance contracl?9 Fq supporting organizations and sponsoring organizations maintaining donor advisec! funds. Did the

supporting organization, or a fund mainlained by a sponsoring organization, have excess business holdingsat any time during the )€ar?

8 8 b x

8 9 b

8 9 e x89f

8 9 q N /

8 8

90 a Lisl the states with which a copy of this return is filed >b Number of employees employed in lhe pay period that includes March 12, 2007 (See instructions.) . .

91 . The books ar€ in care ot > ,'AMES GANNONLocatedat> 274 MADISON AVENUE NEW YORK, Ny

,,ouon.* *.' ;' rr; : ; rrl##_z e + q ) 1 0 0 1 6

b At any lime during the calendar year, did the organization have an interest in or a signature or other aurhority overa financial accounl in a foreign country (such as a bank account, securities account, or other financial account)?lf "Yes," enler the name of the foreign country )See the instructions for exceptions and filing requirements for Form TD F 90-22.1, Report of Foreign Bankand Financial Accounts.

J S A7E 1041 ' l 000

1 0

Form 990 (2007)

2 8 A 0 V E 7 6 0 t 0 1 / 0 6 / 2 0 0 9 0 9 : 3 1 : 1 9 3 0 0 3 0 - 0 0 0

Page 8: Fo,r 990 Return of Organization Exempt From tncome Tax · Fo,r 990 Return of Organization Exempt From tncome Tax under section 501(c), 52r, or 4947(a)(1) of the Internar Revenue Gode

Form 990 (2007)

c At any time during the calendar year, did the organization maintain an office outside of the United States?lf "Yes," enter the name of the foreign country >

Other Information

92 Secfion 4947(a)(1) nonexempt charitable trusts fiting Form 990 in tieu of Form 1041 - Check nereand enter the amount of tax

ilote: Enfer gross amounts untess othewiseindicated.

93 Program service revenue:a BOOK SALESb _

f Medicare/Medicaid peyments

I Fees and conlracts from govemment agencies ,9,0 Membership dues and assessments

9 5 lntor€st on sevings and temporary €sn nwstmsnts .

96 Dividends and interest from securities

97 Net rental income or (loss) from real eslate:

a debt-financed property

b not debhfinanced property

interest received or accrued during the taxthe i

/A

(E)Related or

exempt functionincome

2 7 . 2 2 ' t -

5 9 s .

9 89 9

1 0 01 0 1

102

1 0 3

c

d

e

b

c

d

e

N6t rental income or (loss) frm psrsonal propsrly . .

Other investment income

Gain or (lo$) trom sala3 ot assets oth€r than inwntory

Net income or (loss) from special eventsGross profit or (loss) from sales of inventory . .Other revenue: a

104 Subtotal (add columns (B), (D), and (E)) . .105 Total (add line 104, columns (B), (D), and (E)) >Itote: L,ne 105 plus line 1e, Part l, should equal the amount on line 12. paft l.

Excluded by sect ion 512, 513, or 514

Llne No,V

93A AND CONCERNIJAPAN RATION AT ING

UNDERST EN JAPAN, THE UNITED STA

Information Taxable Subsidiaries and Entities the instructions(A)

Name, addre$, and EIN of corporation,partnersh ip, or disregarded entity

ardino T Associated with Benefit Contracts(a) Did the organization, during the year, receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?(b) Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?Note: lf "Yes" to (b), file Form 8870 and Form 4720 (see instructions).

Explain how. each activity fq ryhj9h income is rep.orted in. column.(Q of Part Vll contributed importanfly to the accomplishment of theorganization's exempl purposes (other than by providing funds for such't'urposes;.

OF

,no$1y"",assets

YesYes

rorm 990 (zooz)

JSA7E1050 1 .000

2 8 A 0 V E 7 5 0 I n / 0 5 / 2 0 0 9 0 9 : 3 1 : 1 9 1 13 0 0 3 0 - 0 0 0

Page 9: Fo,r 990 Return of Organization Exempt From tncome Tax · Fo,r 990 Return of Organization Exempt From tncome Tax under section 501(c), 52r, or 4947(a)(1) of the Internar Revenue Gode

{ )I.m., addrc.., ol...h

(c)

(a)N.m.,.dd6!!, ot s.ch

tB)Empaoy.r ldsrrifc.iion {c)

1 0 6 Did tho repo.tjng organizatjon ln.ko any transiers to a conrro ed entity as deinodlhe Code? lf Yes," complete the schedute botow for each contfolted entitv.

in sect ion 512(bX13) oi

(D)

(D)

107 Did the reporting o.ganization rocoive any transfers from a conlro ed entitv as defined in sec.tbn512{b/13) of rhe Cod€? tt'ye9," comptete ths schedure betow fo. each controled 6ntrv.

I 0 E D id the organization have a binding written convact in effect on Aug ust 1 7, 2006, covenng the Interest,s, and annuilies described jn qusslion 107 aboue?

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0 9 : 3 1 : 1 9 3 0 0 3 0 ' 0 0 0

1 0 0 1 8

r2

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ro - 8868(Rel : Apr i t 2oOS)

Department of th€ Tr€esury

Application for Extension of Time To File anExempt Organization Return

Number, street, and room or suite no. tf a p.O. Uox, see lnstructionJc,/o HECHT & COMPANY, 111 WEST 4OTH STREET

City, town or post office, slate, and Ztp coOe@

Revenue ) Fite a separate application for each return.. | f yoUare f i | i ng fo ranAu toma t i c3 -Mon thEx tene ion , "o ' p �

;^ IL"-1a",j$gji,:1l11ili1iil_!!"l,llgmatic) 3-Month Extengion, comprete onry part l (on pase'2'oitni" biml.' ' ' ' '

Automatic 3-Month Extension of rime. only submit original (no copies needed).A corporation required to file Form 990-T and requesting an automatic 6-month extension - check this box and completePart I onlyAll other corporations (including 1 120-c fiters), paftnerships, REMlCs, and trusts musf use Form 7004 to request an extension oftime to file income tax returns.Electronic Filing (efile). Generally, you can electronically file Form 8868 if you want a 3-month automatic extension of time to fileone of the returns noted below (6 months for a corporation required to fi le Form gg0-T). However, you cannot fi le Form gg6g

r;;'d; ;i;j ;; ii['i"i'-' sibd;i,;ffi: H;;;,' ;;",;f e t l l f n q d r t a n m n n e i l a n r a a n o a f i z { a l a l E . ^ - a a ^ y r - - ^ - - r - J "ro tiJ""o'rs;; it"rt ril "t'i"#R R A R t r n r m n r a d a l a i t c n n t h a a l a r + r ^ - ; ^ s i l i - - ^ . . L : - r ^ - - - . ! ! r

OMB No. 1545-1709

t I

Type orprint

File by thedue date lbrfiling yourretum. Seeinstructions.

Employgr identiflcafion number

1 3 - 2 8 6 6 6 5 s

NEW YORK, NY ].OO]-8

arate application for each return):Form 990-T (corporation)Form 990-T (sec. 401(a) or 409(a) trust)Form 990-T (trust other than above)Form 1041-A

Fotm 4720

Form 5227Form 6069Form 8870

AN CENTER FOR INTERNATIONAL EXCHANGE

o The books are in the care ef ) TAXPAYER

Telephone t r f6 . ;2L2 -92l . . -4260FAXNo. )

o lf the organization does not have an office or place of business in the united states. check this boxo lf this is for a Group Return, enter the organization's four digit Group Exemption Number (GEN)for the whole group, check this Uox ) l-l . lf it is for part of the group, check this box ) ancl attach a l ist with thenames and ElNs of all members the e)dension wil l cover.1 | request an automatic 3-month (6 months for a corporation required to fi le Form sso-1 ert"nsion of t irpe

Unt i |FEBRUARY L6 2009 rn f i ta rha 6v66^+ ^,^^^ i -^ . i^-untlltxe5!45li9__ , 2009 ,to fi le the exempt organization return for the organization named above. The extension isfor the organization's return for;

'JULY 1 2007 and ending JUNE 30 2 0 0 8

2 lf this tax year is for less than 12 months, check reason: i-l lnitial return l-l rinat return [-l change in accounting period

3a lf this application is for Form 990-BL, 990-pF. 472Q, or 6069, enter the tentative tax, less anynonrefundable credits. See instructions.

b | f t h i s a p p l i c a t i o n i s f o r F o r m 9 9 0 - P F o r 9 9 0 - T , e n t e r a n �made. Include any prior yqar overpayment allowed as a credit.

l ine 3a. Include your payment with this torm, or, if requireO, Oepositby using EFTPS (Electronic Federal Tax payment System). See

caution. lf you are going to make an electronic fund withdrawal with this Form g96g, see Form g453-Eo and Form ggTg-Eo

c Balance Due. Subtractwith FTD coupon or,instructions.

3b fromrequired,

t Ilf this is

For Privacy Act and Paperwork Reduction Act Notice, see lnstructions.

JSA7F8054 2.000

Form 886E (Rev. 4-2008)

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SCHEDULE A(Form 990 or 990-EZ)

or 4947(aXl) Nonexempt Charitable Trust

. Supplgnlgntary Information - (See separate instructions.)) MUST be completed by the above organizatlohs and aitached to thelr Form 99t! or 990-EZ

2@07Organization Exempt Under Section 501(c)(3)

(Except Private Foundation) and Sectlon S0i(e), Soi(f), S01(k), SOf(n),

TTONAL

OMB No. 1545-0047

Department of the TreasuryIntemal Revenue SeMce

Name of the organization

.JAPAN I N C .

(.) Name and address of each employee paid mor€t h a n $ 5 0 . 0 0 0

Total number of other over$50.000. . )

(r) Name and address of each independent contractor paid mor€ than $5O.OoO

Total number of others receiving over 950,000 forp r o f e s s i o n a l s e M c e s . , , , . . . >

Total number of other contractors receiving overS50.000 for other services

For Paperwork Reduction Act NoUce, see the Instrucfiont for Form 990 .nd Form 990-EZ,

JSA7E' t2 '10 1 .000

2 8 A 0 V E 7 6 0 1 , 0 1 / 0 6 / 2 0 0 9 0 9 : 3 1 : 1 9

Gompensation of the Five Highest Paid Independent Contractors for Other Services(List ea-ch contractor who performed services other than professional services, whether lndividuals orfirms. lf there are none, enter "None." See page 2 of the ihstructions.)

(e) Name and address of each independent contractor paid more than $5O,OOO (c) Compensation

(c) Compensation

Schedule A (Form 990 or 990-EZl 2007

1 3

(b) Tille and average hourspor week devoted to position

(d) Contributions toemployee benefit plans &

3 0 0 3 0 - 0 0 0

Page 12: Fo,r 990 Return of Organization Exempt From tncome Tax · Fo,r 990 Return of Organization Exempt From tncome Tax under section 501(c), 52r, or 4947(a)(1) of the Internar Revenue Gode

Schedule A (Form 990 or 990-EZ) 2007

fiEFmf Statements About Activities (See page 2 of the instructions.)

During the year, has the organization attempted to influence national, state, or local legislation, including anyattempt to influence public opinion on a legislalive matter or referendum? ll 'Yes," enter the total expenses paid

or incurred in connection with the lobbying actiMties > $ NONE (Must equal amounts on line 38,Part Vl-A, or line I of Part Vl-B.) .

Organizations that made an election under section 501(h) by filing Form 5768 must complete Part Vl-A. Otherorganizations checking 'Yes" must complete Part Vl-B AND attach a stalement giving a detailed description ofthe lobbying activities.

During the year, has the organization, either directly or indirectly, engaged in any of the following acts with anysubstantial contribulors, trustees, directors, officers, creators, key employees, or members of lheir families, orwith any taxable organization with which any such person is affiliated as an officer, director, trustee, majorityowner, or principal beneficiary? (lf the answer to any question is Yes," attach a detailed statement explaining thetransactions.)

Sale, exchange, or leasing of property?

Lending of money or other extension of credit?

Furnishing of goods, services, or facilities?

Payment of compensation (or payment or reimbursement of epenses if more than $1,000)?

Transfer of any part of its income or assels?

Did the organization make grants for scholarships, fellowships, student loans, etc.? (lf 'Yes," attach an explanationof how the organization determines that recipients qualify to receive payments.) . . .

Did the organization have a section 403(b) annuity plan for its employees?

Did the organization receive or hold an easement for conservation purposes, including easements to preserve openspac€, the environment, historic land areas or historic structures? lf 'Yes," attach a detailed statement

Did the organization provide credit counseling, debt managemenl, credit repair, or debt negotiation seMces?

Did the organization mainlain any donor advised funds? lf 'Yes," complete lines 4b through 49. lf "No," completel ines 4f and 49 . . .

Did the organization make any taxable distributions under section 4966? .

Did the organization make a distribution to a donor, donor advisor, or related person?

Enter the total number or donor advised f unds owned at the end of the lax vear . . , , . . . >

Enter the aggregate value of assets held in all donor advised funds owned at the end of the tax year . . . . . . . >

Enter the total number of separate funds or accounts owned at the end of the tax year (excluding donor advised

funds included on line 4d) where donors have the rights lo provide advice on the distribution or investment ofamounts in such funds or accounts . , . >

Enler the aggregate value of assets held in all f unds or accounts included on line 4f at lhe end of the lax year . . . >

e4e 2

NONE

NONE

No

a

b

c

d

e

3 a

tla

b

c

e

f

Schedule A (Form 990 or 990-EZ) 2007

JSA

7e1220'�1.O00

28A0VE 7601 1 40 I / 0 6 / 2 0 0 9 0 9 ; 3 1 : 1 9 3 0 0 3 0 - 0 0 0

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Reason for Non-Private Foundation Status (See pages 4 through 8 of the instructions.)I certify that the organization is not a private foundation because it is: (Please check only Ol{E applicable box.)

5 L__l A church, convention of churches, or association of churches. Section 170(bX1XA)(D.

6 I I A school. Section 1 70(bXl XAXii). (Also comptete Part V.)

t I A hospital or a cooperative hospital service organization. Section 170(b)(lXAXiai)

8 | | A federal, state, or local government or governmentat unit. Section 170(b)(1)(A)(v)

9 E A medical research organization operated in conjunction with a hospital. Section 170(b)(1)(Axiii). Enter the holpitat'r name, ctty,and state >

13 fl

10 E An organization operated for the benefit of a college or universily ownecl or operated by a governmental unif. Section 170(b)(1)(A)(iv).(Also complete the Support Schedule in Part lV-A.)

t t. l-Xl An organization that normally receives a substantial part of its support from a governmental unit or from the generat pubtic. section1 70(bX1)(A)(vi). (Also complete the Support Schedute in part tV-A.)

11bl-l A community trust. Section 170(bXl)(A)(vi). (Also complete the support Schedute in Part tV-A.)

12 I[| An organization that normally receives: (1) more than 33 1t3o/o ol its support from contributions, membership fees, and gross receipls fromactivities related to its charilable, etc., functions - subject to certain exceptions, and (2) no more than 33 1/3% of its support from grossinvestment income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June 30,1975. See section 509(aX2). (Also complete the Support Schedute in part lV-A.)

,An organization that is not controlled by any disqualified persons (other than foundation managers) and otherwise meets therequirements of seclion 509(a)(3). Check the box that describes the type of supporting organization:

l-l rvpe r l-l rvpe rr l-l fyp" lll - Functionally Integrated l-l tr* lll- other

Provide the lollowlng informatlon about the 3upportod organlzatlonr, (See page I of the instructions.)

(a)

ltame(s) of supported orgenlzatlon(!)

1 I f_] An organization organized and operated to lest for public safety. Section 509(aX4). (See page I of the instructions.)

(e)Amount of

!upport

(b)Employer

identificationnumber (ElN)

(c)Type of

org.nhatlon(descrlbed in lines

5 through 12above or IRC

roction)

(d)l! the lupported

organlzation llsted Inthe supportingorganlzatlon'r

governlng documenta?

JSA

7E1222 1.OOO

28AOVE

Schedulo A (Form 990 or 990-EZl 2007

7 6 0 1 0 1 / 0 6 / 2 0 0 9 0 9 : 3 1 : 1 9 3 0 0 3 0 - 0 0 0 15

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1 6

1 7

Calendar or f iscal15 Gifts, grants, and contributions received. (Do

not include unusual grants. See line 28.)

fees received

Grms receipts from admissions, merchandisesold or services performed, or furnishing offacilities in any activity that is related to the

charitable, etc..Gross income from interest, dividends,amounls received from payments on securitiesloans (section 512(axs)), rents, royalties, incomefrom similar sources, and unrelated businesstaxable income (less section 511 taxes) frombusinesses acquired by the organizalion afterJ u n e 3 0 , 1 9 7 5 , .Net income from unrelated business activitiesnot included in l ine 18 . . . .

20 Tax revenues levied for the organization's benefitand either paid to it or expended on itsbehalf .

The value of services or facilities furnished tothe organization by a governmental unitwithout charge. Do not include the value ofservices or facilities generally furnished to the

ic withoutOther income. Attach a schedule. Do nolinclude gain or (loss) from sale of capital assets

23 Total of l ines 1521 Line 23 minus l ine 17

25 Enter 17o of l ine 23

2 6 O r g a n l z a t l o n s d e r c r i b e d o n l i n e s l o o r l t : a E n t e r 2 % o f a m o u n t i n c o l u m n ( e ) , l i n e 2 4 , , , , . >b Prepare a list for your records to show the name of and amount contributed by each person (otheJ than a

governmental unit or publicly supported organization) whose tolal gifts for 2003 through 2oOG exceeded theamount shown in line 26a. Do not tile thlt llst wlth your return. Enter the total of all these excess amounls )

4 5 5

4 7 3 0 6 .

1 8

1 9

2 1

2 2

c Total support for section 509(aX1) test: Enter line 24, column (e)d A d d : A m o u n t s f r o m c o l u m n ( e ) f o r l i n e s : 1 8 4 8 , 5 1 3 . 1 9

22 _ 26b 9 4 7 , 3 0 6 .e Public support ( l ine 26c minus l ine 26d total)f Pqlllc aupport percontage (llne 26e (numerator) dlvlded by line 26cr - - - - - - - - s - r ' ' - ' - - - - r " - ' - ' - - - - - ' r - - - . - - - - r ' - . - - ' r r - v r i v r ! ! ! ! t r r Y ! r , . . , . . . t ! r . ' ' f . i . , . , z l a o l I J

2 7 o r g a n l z a t | o n r d e ! c r i b e d o n t | n e 1 2 : a F o r a m o u n t s i n c | u d e d i n | i n e s t s , l o �person," prepare a list for your records to show the name of, and total amounts received in each year from, each "disqualified

ierson.,'Do not flle thls llst with your return. Enter the sum of such amounts for each year:NOT APPLTCABLE

(2006) ____ ___ (2005) _ (2004) (2003) ___b For any amounl included in line 17 that was received from each person (other than "disqualified persons"), prepare a list for your records to

show the name of, and amount received for each year, that was more than the larger of (1) the amount on line 25 for the yeaior (2) $S,OOO.(lnclucle in the list organizations described in lines 5 through 11b, as well as individuats.) Do not file thlr tlrt with your retuin. After.computingthe difference between the amounl received and the larger amount described in (1) or (2), enter the sum of these differences (the excesiamounts) for each year:

c Add: Amounts from column (e) for lines: 1 51 7 2 0

1 6

2 1 27cd Add: Line2Ta total . and l ine 27b total >e P u b l i c s u p p o r t ( l i n e 2 T c t o t a l m i n u s l i n e 2 T d t o t a l ) . . >f Total support for section 509(a)(2) test: Enter amount from tine 23, column (e) . . . . . )l ZZtg Public rupport percentage (llne 27e (numerator) dlvlded by line 2Zf (denominator)). >

l lne28 Unusual Granb: For an organization described in l ine 10, 11, ot 12 that received any unusual grants during 2003 thiough 2006,

prepare a list for your records to show, for each year, the name ol the contributor, thd date and amount of -the

grant, and a briefdescr ip t ionof thenatureo f thegrant .Donot t l le thb l l s tw i thyour re tu rn . Donot inc ludethesegran ls in l ine lS .

JsA Schodule A (Form 990 or 990-EZ) 20077E1221 1.OOO

2 8 A 0 V E ' 1 6 0 1 , 0 l / 0 5 / 2 0 0 9 0 9 : 3 1 : 1 9 3 0 0 3 0 - 0 0 0 1 5

Page 15: Fo,r 990 Return of Organization Exempt From tncome Tax · Fo,r 990 Return of Organization Exempt From tncome Tax under section 501(c), 52r, or 4947(a)(1) of the Internar Revenue Gode

o be com ONLY by schools that checked the box on line 6 in Part29 Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,

other governing instrument, or in a resolution of its governing body?30 Does the organization include a statement of its racially nondiscriminatory policy toward students in all i ts

brochures, catalogues, and other written communications with the public dealing with student admissions,programs, and scholarships? . .

31 Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media duringthe period of solicitation for students, or during the registration period if i t has no solicitation program, in a waythat makes the policy known to all parts of the general com m unlty it senes?lf "Yes," please describe; if "No," please eplain. (lf you need more space, attach a separate statement.)

Schodu leA (Fo rm 990o r990 -EZ) 2007 13_2gG6655 page 5

3 2 Does the organization maintain the following:Records indicating the racial composition of the student body, faculty, and administrative staff?Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatorybasis? .Copies of all catalogues, brochures, announcements, and other written communications to the public dealingwith student admissions, programs, and scholarships? . .Copies of all material used by the organization or on its behalf to solicit contributions?

lf you answered "No" to any of the above, please explain. (lf you need more space, attach a separate statement.)

3 3 Does the organization discriminate by race in any way with respect to

Students' rights or privileges?

Admissions policies?

Employment of faculty or administrative staff?

Scholarships or other financial assistance?

Educational policies?

Use of facilities?

a

b

c

d

a

b

c

d

e

t

s

h

Athletic programs?

34a

b

Other extracurricular activities?

l f you answered 'Yes" to any of the above, please explain. (lf you need more space, attach a separate statement.)

Does the organization receive any financial aid or assistance from a governmental agency?

Has the organization's right to such aid ever been revoked or suspended?lf you answered "Yes" to either 34a or b, please explain using an attached statement.

35 Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05of Rev. Proc. 75-50. 1975-2 racial nondiscrimination? lf "No." attach an e

JSA

7E1230 1 000

2 8 A 0 v E 7 5 0 I 0 L / O 6 / 2 O 0 9 0 9 : 3 1 : 1 9

Schedule A (Form 990 or 990-EZl 2007

3 0 0 3 0 - 0 0 0 t 1

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Schedule A (Form 990 or 990-EZ) 20q7 13-2A66655 Page 6

if the organization belongs to an affiliated group. Check ) b

363 73 839404 1

(To be com ONLY bv an el iqible ization that filed Form 5if you checked "a" and "limited control"

Limits on Lobbying Expenditures(The term "expenditures" means amounts paid or incurred.)

Total lobbying expenditures to influence public opinion (grassroots lobbying) .Total lobbying expenditures to influence a legislative body (direct lobbying)Total lobbying expenditures (add lines 36 and 37).Other exempt purpose expendituresTotal exempt purpose expenditures (add lines 38 and 39) . .Lobbying nontaxable amount. Enter the amount from the following table -lf the amount on line 40 is - The lobbying nontaxable amount is -

N o t o v e r $ 5 0 0 , 0 0 0 . . z o o h o f t h e e m o u n t o n l i n e 4 0

Ovo r$500 ,000 bu tno tove r$1 ,000 ,000 . $100 ,000 p l us 15%o f theexcessove r$500 ,000

Ovo r$1 ,000 ,000bu tno tove r$1 ,500 ,000 . $175 ,000p |us100 /6o f t heexcessove r$1 ,000 ,000O v e r $ 1 , 5 0 0 , 0 0 0 b u l n o t o v e r $ 1 7 , 0 0 0 , 0 0 0 . . $ 2 2 5 , 0 0 0 p | u s 5 % o t t h e e x c e s s o v e r 9 1 , 5 0 0 , 0 0 0

Ove r $ ' 17 ,000 ,000 . $1 ,000 ,000

Grassroots nontaxable amount (enter 25% of l ine 41).Subtract line 42 from line 36. Enter -0- if line 42 is more than line 36Subtract l ine 41 from line 38. Enter -0- if l ine 41 is more than line 38

Caution: lf there is an amount on either line 43 or line 444-Year Averaging Period Under Section 501(h)

(Some organizations that made a section 501(h) election do not have to complete all of the five columns belowSee the instructions for l ines 45 h 5 0 o n 13 of the instructions

Lobbying Expenditures During 4-Year Averaging Period

Calendar year (or flscal

Lobbying nontaxable

amount

Lobbying ceiling amount

150% of l ine

To be comDletedfor alt electingorganizations

(e)

Total

424344

47 Totat

Grassroots nontaxable

48 amountGrassrootg ceiling amount'1500/6 of line 48(e))

Grassroots lobbying

Lobbying Activity by Nonelecting Public CharitiesFor izations that did not com

NOT APPLICABLEPart Vl-A) (See page 13 of the instructions

AmountDuring the year, did lhe organization attempl to influence national, state or local legislation, including anyattempt to influence public opinion on a legislative matter or referendum, through the use of:

a Volunteersb Paid staff or management (lnclude compensation in expenses reported on l ines c through h.)c Media advertisementsd Mailings to members, legislators, or the publice Publications, or published or broadcast statementsf Grants to other organizations for lobbying purposesg Direct contact with legislators, their staffs, government officials, or a legislative bodyh Rall ies, demonstrations, seminars, conventions, speeches, lectures, or any other meansi Total lobbying expenditures (Add lines c through h.). . .

lf "Yes" to any of the above, also attach a statement giving a detailed description of the lobbying activities.Schedule A (Form 990 or 990-EZl 2007

JSA

7 E 1 2 4 0 1 . 0 0 0

2 8 A 0 v E 7 6 0 1 0 I / 0 6 / 2 0 0 9 0 9 : 3 1 : 1 9 1 83 0 0 3 0 - 0 0 0

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ScheduleA(Form 990or990-EZ)2007 l_3-2866655 paqeT

Exempt Organizations (See page 14 of the instructions.)51 Did the reporting organization directly or indirectly engage in any of the following with any other organization described in section

501(c) of the Code (other than section 501(cX3) organizations) or in section 527, relating to polit ical organizations?a Transfers from the reporting organization to a noncharitable exempt organization of:

(i) Cash(ii) Other assets .

b Other transactions:(i) Sales or exchanges of assets with a noncharitable exempt organization(ii) Purchases of assets from a noncharitable exempt organization

(ii| Rental of facilities, equipment, or other assets .(iv) Reimbursement arrangements(v) Loans or loan guarantees(vi) Performance of services or membership or fundraising solicitationsSharing of facil i t ies, equipment, mail ing l ists, other assets, or paid employeeslf the answer to any of the above is 'Yes," complete the following schedule. Column (b) should always show the fair markel value of thegoods, other assels, or services given by the reporting organization. lf the organization received less than fair market value in anytransaction or sharing arrangement, show in column (d) the value of the goods, other assets, or seryices received:

(a)Line no.

(d)

Description of transforg, transactions, and shering ananggmenls

52a ls the organization directly or indirectly affiliated with, or related to, one or more tax-exempt organizationsdescribed in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?

b lf "Yes." complete the schedule:(a)

Name of organization(c)

Description of relationship

JSA

7 E 1 2 5 0 1 . 0 0 0

2 8 A 0 v E 7 6 0 1 0 L / 0 6 / 2 0 0 9 0 9 : 3 1 : 1 9

> l-l v"" E no

1 9

Schedule A (Form 990 or 990-EZ) 2007

3 0 0 3 0 - 0 0 0

Page 18: Fo,r 990 Return of Organization Exempt From tncome Tax · Fo,r 990 Return of Organization Exempt From tncome Tax under section 501(c), 52r, or 4947(a)(1) of the Internar Revenue Gode

Schedule B(Form 990, 990-EZ,or 990-PF)Department of the Treesury

Form 990 or 990-EZ

Form 990-PF

O M B N o . 1 5 4 5 - 0 0 4 7Schedule of Contributors

S upplementary Informatlon forline 1 of Form 990, 990-EZ, end 990-PF (see Inctructlons)

2@07Rewnue SeMce

l{ame of organlzatlon

JAPAN CENTER FOR INTERNATIONAL EXCHANGE, INC.

Organization type (check one):

Filers of: Section:

E mployer ldentificatlon numbar

E uOr("1t3 ; lenter number) organization

l-l ogoZ(")(1) nonexempt charitable trust not treated as a private foundation

7 SZz polit ical organization

| | 501(cX3) exempt private foundation

| | 4947(a)(1) nonexempt charitable trust treated as a private foundation

f-l uo, (")(3) taxable private foundation

Check if your organization is covered by the General Rule or a Special Rule. (Note: Only a section 501(c)(7), (8), or (10)organization can check boxes for both the General Rule and a Special Rule - see instructions.)

General Rule -

| | For organizations fi l ing Form 990, 990-EZ, or 990-PF that received, during the year, $5,000 or more (in money orproperty) from any one contributor. (Complete Parts I and ll.)

Special Rules -

I Xl ps1 a section 501(c)(3) organization fi l ing Form 990, or Form 990-EZ, that met the 33r rg % support test of the regulationsunder sections 509(aX1)/170(b)(1XA)(vi), and received from any one contributor, during the year, a contribution of thegreater of $5,000 ot 2o/o of the amount on l ine 1 of these forms. (Complete Parts I and ll.)

| | For a section 501(c)(7), (8), or (10) organization fi l ing Form 990, or Form 990-EZ, that received from any one contributor,during the year, aggregate contributions or bequests of more than $1,000 for use excluslye/yfor religious, charitable,scientif ic, l i terary, or educational purposes, or the prevention of cruelty to children or animals. (Complete Parts l, l l , and l l l .)

I I for a section 501(c)(7), (8), or (10) organization fi l ing Form 990, or Form 990-EZ, that received from any one contributor,during the year, some contributions for use exclusively for religious, charitable, etc., purposes, but these contributions didnot aggregate to more than $1,000. (lf this box is checked, enter here the total contributions that were received duringthe year tor an exclusively religious, charitable, etc., purpose. Do not complete any of the Parts unless the General Ruleapplies to this organization because it received nonexclusively religious, charitable, etc., contributions of $5,000 or moreduring the year.) . > $

Cautionr Organizations that are not covered by the General Rule and/or the Specla/ Rules do not file Schedule B (Form 990,990-EZ, or 990-PF), but they must check the box in the heading of their Form 990, Form 990-EZ, or on line 2 of their Form990-PF, to certify that they do not meet the filing requirements of Schedule B (Form 990, 990-EZ, or 990-PF).

For Papeaworl Reduction Act Notice, 3ee the Inltructlonrfor Form 990, Form 990-EZ, and Form 990-PF,

JSA

7 8 1 2 5 1 1 0 0 0

2 8 A 0 V E 7 6 O L 0 I / 0 6 / 2 0 0 9 0 9 : 3 1 : 1 9

Schedule B (Form 990, 990-EZ, or 990-PF) (2007!

2 03 0 0 3 0 - 0 0 0

Page 19: Fo,r 990 Return of Organization Exempt From tncome Tax · Fo,r 990 Return of Organization Exempt From tncome Tax under section 501(c), 52r, or 4947(a)(1) of the Internar Revenue Gode

s .dodB iFdng$ .sEzdfhm. ot o4r.lz.tron JAPAN CENTER FOR INTERNATIONAL EXCTANGE, INC Emplord ld.ndllc.tron nuhb.r

flfi Contrlbutors lsee Specific Instructions.)ta) {b)

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Page 20: Fo,r 990 Return of Organization Exempt From tncome Tax · Fo,r 990 Return of Organization Exempt From tncome Tax under section 501(c), 52r, or 4947(a)(1) of the Internar Revenue Gode

JAPAN CENTER FOR INTERNATIONAL EXCHANGE, INC. 1 3 - 2 8 6 6 6 5 5

FoRM 990, PART r - orHER DECREASES rN FUND BALANCES: =: =:::::: = =:: = =:: =:::: =:: =: =:: = = = = = =:=::: =: = =:: = = =

DESCRTPTTON AMoUNT

UNREALTZED LOSS ON INVESTMENTS 7 4 , 6 0 9 .

TOTAI 7 4 , 6 0 8 .:: :===:==:=:

STATEMENT 1

2 8 A 0 v E 7 6 0 1 ' 0 L / 0 6 / 2 0 0 9 0 9 : 3 1 : 1 9 3 o o 3 o - o o 0 2 2

Page 21: Fo,r 990 Return of Organization Exempt From tncome Tax · Fo,r 990 Return of Organization Exempt From tncome Tax under section 501(c), 52r, or 4947(a)(1) of the Internar Revenue Gode

FORM 990, PART I I I ORGANTZATION'S PRIMARY EXEMPT PURPOSE

PROMOTING, ENHANCING AND CONTRIBUTTNG TO THE ADVANCEMENT OF WORLDPEACE AND INTERNATIONAL COOPERATION AND MUTUAL UNDERSTANDING BETWEEN.JAPAN AND THE UNITED STATES IN POLITICAL, SOCIAL, CULTURAL AND OTHERAREAS.

,TAPAN CENTER FOR TNTERNATTONAL EXCHANGE, rNC. L3-28 6665s

STATEMENT 2

2 8 A 0 V E 7 6 0 L 0 L / 0 6 / 2 0 0 9 0 9 : 3 1 : 1 9 3 O O 3 O - O O O 2 3

Page 22: Fo,r 990 Return of Organization Exempt From tncome Tax · Fo,r 990 Return of Organization Exempt From tncome Tax under section 501(c), 52r, or 4947(a)(1) of the Internar Revenue Gode

JAPAN CENTER FOR TNTERNATIONAL EXCHANGE, INC.

FORM 990t PART rV - PREPAID EXPENSES AND DEFERRED CHARGES-::::::::=::::::::::=::::=:====:::::::=::::::::::

DESCRIPTION

PREPAID EXPENSES

TOTALS

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ENDINGBOOK VAI,UE

8 , 4 5 5 .

9 , 4 5 5 .

STATEMENT

2 42 B A O V E 7 6 O L 0 1 . / 0 5 / 2 0 0 9 0 9 : 3 1 : l - 9 3 0 0 3 0 - 0 0 0

Page 23: Fo,r 990 Return of Organization Exempt From tncome Tax · Fo,r 990 Return of Organization Exempt From tncome Tax under section 501(c), 52r, or 4947(a)(1) of the Internar Revenue Gode

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Page 25: Fo,r 990 Return of Organization Exempt From tncome Tax · Fo,r 990 Return of Organization Exempt From tncome Tax under section 501(c), 52r, or 4947(a)(1) of the Internar Revenue Gode

, 'APAN CENTER FOR TNTERNATTONAL EXCHANGE, rNC. 13-2866655

FORM 99O, PART IV - OTHER ASSETS:===:=:::::==:::=::=:=:=::::==:=

DESCRIPTIONENDING

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SECURITY DEPOSIT 2 9 , 5 7 L .

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STATEMENT 6

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Page 26: Fo,r 990 Return of Organization Exempt From tncome Tax · Fo,r 990 Return of Organization Exempt From tncome Tax under section 501(c), 52r, or 4947(a)(1) of the Internar Revenue Gode

JAPAN CENTER FOR INTERNATIONAL EXCHANGE, INC. T3-2866655

::Y:::::=:Tl::51:=3T::=::::::::::=::::::=:::=::::::=::3::

DESCRTPTTON AMOUNT

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Page 27: Fo,r 990 Return of Organization Exempt From tncome Tax · Fo,r 990 Return of Organization Exempt From tncome Tax under section 501(c), 52r, or 4947(a)(1) of the Internar Revenue Gode

JAPAN CENTER FOR INTERNATIONAL EXCHANGE, INC. 13-2866655

FORM 99O, PART rV-B OTHER EXPENSES ON RETURN BUT NOT ON BOOKS

AMOUNTDESCRTPTION

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TOTAL 7 4 t 7 2 ' J " .

STATEMENT B

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Page 28: Fo,r 990 Return of Organization Exempt From tncome Tax · Fo,r 990 Return of Organization Exempt From tncome Tax under section 501(c), 52r, or 4947(a)(1) of the Internar Revenue Gode

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Page 30: Fo,r 990 Return of Organization Exempt From tncome Tax · Fo,r 990 Return of Organization Exempt From tncome Tax under section 501(c), 52r, or 4947(a)(1) of the Internar Revenue Gode

JAPAN CENTER FOR INTERNATIONALFORM 990, PART 3FN/E 6t30t2008

EXCHANGE,INC.

EIN: 13-2866655

Cross- Sectoral InitiativesJapan center for International Exchange (JCIE) operates a growing number ofcrosssectoral initiatives that cut across its three programmaiic pillais and build on theexpertise and strong.networks developed in these aieas. Prominent examples are JCIE'swork through the Friends of the Global Fund, Japan (FGFJ), and JCIE's Lxploration ofways to improve the human security of people in developing countries, botir of whichcombine policy analysis, international dialogue among poliiical leaders, and civil societyactivities. By taking advantage of the interconnections ind synergies among its activitieswith diverse sectors of society, JCIE can more effectively respond to today,s complexglobal issues.

Global ThinkNetPolicy Research & DialogueJCIE engages in policy-oriented study and dialogue projects on cutting-edge issues ininternational relations. These projects, undertakJr uy a core group of in-houseresearchers in collaboration with outside experts and research institutions from aroundthe world, contribute to the following goals:- promoting substantive analysis and discussion of critical policy issues facing the US,Japan, Asia Pacifc, and the world;- strengthening regional and global networks of independent policy resebrch institutionsand researchers; and- encouraging the development of promising young intellectual leaders in an effort tofoster a "successor" generation of policy thinlers.

CivilNet and Grass Roots programPromoting Civil SocietyThrough its CivilNet activities, JCIE continues its long tradition of leadership instrengthening civil society through exchange, research, and philanthropic facilitation.These activities are carried out with the foilowing aims:- promoting a vibrant civil society in Japan, Asia pacific, and worldwide;- building a collaborative civil society network and promoting greater cooperation onshared global challenges; and

A major goal of JCIE activities is the promotion of closer working relations between

1T:::r::41f1_ylnese political and opinion leaders. JCrE's nonparrisan poritical

exchange programs provide opportunities for leaders to share views in a frank, off-the-record manner on pressing security, economic, and foreign policy issues.

5T rt f:i t i ' t: , l f /3