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Annual Evaluation Report Office of Evaluation May 2016
Figh
ting
Hun
ger
Wor
ldw
ide
2015 mea
surin
g res
ults,
sh
arin
g les
sons
Executive Summary
Part 1. Evaluation Findings Introduction
Emergency preparedness and response (EPR)
Nutrition
Country-specificevaluations
Part 2. WFP’s Evaluation Function NewEvaluationPolicy OfficeofEvaluation(OEV)performancetoplanin2015
Annex 1: Evaluation Charter
Acronyms
1
3
3
3
8
12
1616
16
25
26
Contents
1WFP Annual Evaluation Report 2015
ExecutiveSummary
2015Part1ofthisannualevaluationreportpresentssynthesizedfindings,lessonsandrecommendationsfromOfficeofEvaluationreports.Whilethemajorityareforevaluationscompletedin2015,twosynthesisreportsincludesomeevaluationscompletedearlier.
RelevanttothecurrentglobalcontextandforthcomingWorldHumanitarianSummit,Section1.2presentsasynthesisofevaluationfindingsonWFP’sstrategicand operational emergency preparedness and responseefforts.ReflectingthegrowingprominenceofnutritionissuesinglobaldevelopmentdialoguearoundtheSustainableDevelopmentGoalsandZeroHungerChallenge,Section1.3highlightsfindingsfromevaluationsconcerningWFP’spolicy,partnershipsandprogrammeactivitiesrelatedtonutrition.Thesynthesisofotherfindingsfromcountry-specificevaluationspresentedinSection1.4reflectsonWFP’sworkindifferentcontextsanditsshiftsfromfoodaidtofoodassistance,andfromimplementertoenabler.
Part2reportsondevelopmentsinWFP’sevaluationfunction,notablyitsnewevaluationpolicy,whichwasapprovedinlate2015,andontheOfficeofEvaluation’sperformanceagainstits2015workplan.Thenewpolicyissupportedbyanevaluationcharter,whichestablishesthe mandate, authorities and institutional arrangements forthenewevaluationfunctionandisannexedtothisreport.Alongsideitscontinuedprogrammeofcentralizedevaluations,theoperationalizationoftheaugmentedfunctionenvisagedinthepolicyisamajorfocusfortheOfficeofEvaluation’seffortsin2016.
BuildingonWFP’sstrengthsisevermoreimportantinthe2030Agendaera.DrawingonthesynthesizedevaluationspresentedinPart1andfocusingonthetopicsthatfeaturedmostfrequentlyintherecommendationsofindividualevaluationsandthetwosynthesisreports,thissummaryidentifiesthefollowingissuesforseniormanagement’sconsideration.
Overarching Lessons andRecommendations
WFP’scontinuedshiftsfromfood aid to food assistanceandfromimplementer to enabler, asheraldedbythe2014–2017StrategicPlan,wereconfirmedbymanyevaluationsashighlyrelevantandappropriateforsustainablehungersolutionsindiversecontexts.WFP’sstrategicreorientationappearstobegatheringpaceonthegroundwhereverthecontextpermits,andincreasinglyrecognizedbystaff.
TheevaluationsconfirmWFP’sstrengthsinemergency response–ofteninextremelychallengingcontexts–whichcontinuedtoformthebulkofitsprogrammeexpenditures.WFP’sinvestmentsinstrengtheningits response capacity and the coordination and qualityofitsresponseshaveenhanceditsreputationinthehumanitariansystem,withpositiveresults,especiallyinlarge-scale,sudden-onsetemergencies.However,thehighvisibilityofLevel3emergencies,andtheglobaldemandsofmanagingseveralsuchemergenciesconcurrentlyhaveattimeshadunintendedconsequencesforchronic,underfundedandlower-levelemergencies.
TheincreasingambitionandrangeofWFP’sworkrequireaknowledge-driven organization to: manage thecontinuousinnovationdemandedbytoday’scomplexcontext; support its partnerships; and underpin its comparativeadvantage,especiallyinrapidlyevolvingfieldssuchasnutrition,resilienceandassistancemodalities.Reflectedinmultiplefindingsconcerningdata and analysis to underpin programme design, modality selection, targeting and prioritization, outcome monitoringandcost-effectiveness,theevaluationsprovidedampleevidenceofpositiveefforts,althoughthesearenotyetfullyreflectedontheground.ThemostfrequentcategoryofrecommendationsrelatedtofurtherstrengtheningofWFP’s evidence and knowledge culture,byapplyingstrongerincentivestoincrease
2 WFP Annual Evaluation Report 2015
attentiontomonitoring,evidencegenerationandanalysisinallcontexts;andbyincreasingthesharinganduseoflessonsinprogrammedesignanddecision-making.
SuccessinallareasofWFP’swork–fromemergencyresponsetocapacitydevelopment–dependsoneffectivepartnerships.Theevaluationsrevealedamixedpictureregardingcollaborationandsynergyamong United Nations agencies, and relationships withcooperatingpartners.ThesecondmostfrequentgroupofrecommendationsurgedWFPtoapplyits strong corporate commitment to partnerships moreconsistently,supportedbyclearanalysisofcomplementaritiesandaddedvalue.
Concerningpartnershipswithgovernments,asimilarnumberofreports,includingbothsyntheses,recommendedbuildingonidentifiedpositiveresultswith more systematic and systems-oriented approaches to national capacity developmentinWFP’sareasofprovenexpertise,suchasemergencypreparedness,foodsecurityandvulnerabilityanalysis,socialprotection,andschoolfeeding.ThisstrategicreorientationtowardssupportingnationalsystemstailoredtothediversecontextsandsectorsinwhichWFPworksentails:i)incontexts other than emergency response, positioning WFP’sprogrammingwithinnationalsocialprotectionandotherframeworks,suchasfornutrition,andacceleratingtheshifttoenablerbymakingtheprovisionoftechnicaladvicethedefaultstandardapproach;ii)inprotractedsituations,developinglong-termtransitionplansthatprepareWFPtohandoverresponsibility
to national partners; and iii) in emergency contexts, strengtheningtheengagementandcapacityofnationalcounterpartsinpreparednessandresponse.
Severalevaluationsrecommendedgreaterfinancing flexibilitytosupportthehumanitarian–developmentnexusandthelong-termperspectiveofthe2030Agenda,anticipatingWFP’songoingFinancialFrameworkReviewandassociatedprocessestobetterenablecountry-levelresults-basedmanagement.Inthisregard,findingsconcerningdevelopments–forexampleincash-basedtransfer1 programming and in monitoring systems–suggestthatthetimelagbetweensystemimprovementsandoperationalresultsshouldnotbeunderestimated.
Mixedfindingsongenderledtorecommendationsinmanyreports–includingthetwosyntheses–onsystematicallyincludingplansformeetinggenderpolicyobjectivesinallprojectsandcountryandcorporatestrategies,movingbeyondthe“inclusionofwomen”approachinwaysthatareappropriatetoeachcontext.UnderpinningmanyoftheseissuesisWFP’sinvestmentinitsstaffthroughthePeopleStrategy.Thereweremultiplerecommendationson:i)ensuringthatrelevantstaffprofilesanddeploymentscombinethenecessaryoperational competence with strategic, partnership andanalyticalskills;andii)providingstaffwithaccessibleguidanceandskillsdevelopment,notablyinaccountabilitytoaffectedpopulations,gender,equity-focusedprogrammedesignandmonitoring,andinrapidlyevolvingareasofknowledgesuchascash-basedtransfersandnutritionprogramming.
1 WFPnowusestheterm“cash-basedtransfers”torefertobothcashandvouchertransfermodalities,whileevaluationreportsreflectthepriorseparationofcashandvouchers.
3WFP Annual Evaluation Report 2015
Part1.EvaluationFindings
Introduction
Atthistimeofunprecedentedhumanitarianneedandcomplexity,amidtheglobaldialogueonstrengtheningtheeffectivenessoftheglobalhumanitariansystemanditsconnectionswithdevelopment,andnotingtheglobalSustainableDevelopmentGoal(SDG)commitments to ensuring that through the 2030 Agenda“nooneisleftbehind”,thisyear’ssynthesisofcommonfindingsandlessonsfromevaluationshighlightsissuesthatareparticularlyrelevanttoWFP’snextStrategicPlan.
Reflectingthisglobaldialogueandtherangeofevaluationscompletedin2015,thisyear’ssynthesizedfindingsarepresentedinthreesections:i)emergencypreparedness and response; ii) nutrition; and iii) country-specificevaluations.
WiththeresourcesavailabletoWFP’sOfficeofEvaluation(OEV),differenttypesofcentralizedevaluationareconductedtoassesssystematicallytherelevance,alignment,coherenceandcoordinationofWFP’spolicies,strategies,countryportfoliosandoperations,andtheirresultsintermsofeffectiveness,efficiency,impactandsustainability.Whilethe32evaluationscoveredinPart1(Table1),werenotselectedforstatisticalrepresentitiveness,theyspanallWFPactivitytypesacrossawiderangeofenvironmental,politicalandsocio-economicsettings,andcovertwoofitsmostimportantthematicareas–emergencyresponseandnutrition.
Eachsynthesisusedananalyticalframeworkbasedontheevaluationquestionsandtheprominentthemesoffindings,systematicallyextractedfromtheevaluationreportsandanalysedforcommonpatternsandnotabledivergencesrelatedtostrengths,weaknesses,challenges,strategicconclusionsandlessons.
Emergency Preparedness andResponse
WFPisaleadingactorintheinternationalhumanitariansystem.In20142WFPwasthesinglelargestrecipientofoverallhumanitarianfundingandofpooledfunds;emergencypreparednessandresponse(EPR)activitiestotalledUSD3.65billionor86percentofWFP’sprogrammeexpenditures,directlyassisting70percentofitsbeneficiaries.Itleadsorco-leadsthreeoftheglobalclustersintroducedin2005:Logistics,FoodSecurity,andEmergencyTelecommunications.
Acknowledgedweaknessesinthehumanitariansystem’scollectiveresponsetothreelarge-scaleemergenciesin2010promptedtheInter-AgencyStandingCommittee(IASC)toadopttheTransformativeAgendain2011tostrengthenleadership,coordinationandaccountabilityinmajorhumanitarianresponses.Aswellasparticipatinginthisglobalreformagenda,WFPalsointroducedaseriesofinternalstrengtheninginitiatives,whichwereconsolidatedintoamajororganizationalredesignin2012and2013.
Sincethenhowever,thenumber,scaleandcomplexityofemergencieshaveincreased,furtherstretchingthecapacitiesofdonorsandhumanitarianorganizations.In2015,WFPandtheIASC-ledhumanitariansystemrespondedtosixconcurrentLevel3emergencies3 and sixLevel2emergencies,4themajorityofwhichhadbeenongoingforlongerthanayear.InMay2016,theUnitedNationsSecretary-GeneralconvenesthefirstWorldHumanitarianSummitto“generategreatergloballeadershipandpoliticalwilltoendconflict,alleviatesufferingandreducerisk”.
2 Thelatestyearforwhichpublisheddatawereavailable.
3 CentralAfricanRepublic,Ebolavirus,Iraq,SouthSudan,SyrianArabRepublic,Yemen.
4DemocraticRepublicoftheCongo,Libya,Mali,Nepal,Somalia,Ukraine.
4 WFP Annual Evaluation Report 2015
Su
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art
1 o
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5 A
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Eva
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ion
Rep
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(AER
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5WFP Annual Evaluation Report 2015
Reflectingthiscontext,emergencyresponseandpreparednesscontinuedtoformamajorfocusofWFP’sevaluationsduring2015.Inadditiontoparticipatingininter-agencyevaluationsofIASC’scollectiveresponsestoTyphoonHaiyaninthePhilippinesandthecrisisinSouthSudan,in2015OEVcompletedevaluationsofWFP’sresponsetotheSyriancrisisandofitsPreparednessandResponseEnhancementProgramme(PREP).ThelatterevaluationformedthelastinOEV’sseriesofstrategicevaluationsonEPR,complementingthosecompletedin2014onWFP’suseofpooledfundsandofthefoodsecuritycluster.ThissectionoftheAERconsidersthesynthesisevaluationreportofthisseries,5 together withEPR-relatedfindingsfromfiveotherevaluationscompletedin2015.6
Together,thesixbaseevaluationreportscoveredWFP’sEPRactivitiesin30countries,includingthetwocollectiveresponsesinthePhilippinesandSouthSudan.Theanalysisrevealedahighdegreeofconsistencyinfindingsandrecommendationsacrossthereports.
WFP’s EPR capacity and position in the humanitarian system
AmajorfindingfromtheevaluationsisthatWFPstrengthened its capacity to implement EPR programmesinlinewithglobalreformeffortssuchastheTransformativeAgenda.Alongwithitsactivecontributionstointer-agencyreformsandprocesses,thiscapacitystrengthenedWFP’spositionintheevolvinghumanitariansystem.
WFP’sinvestmentsinEPRthroughPREPandtheclustersitleadsorco-leadswerehighlyrelevant.Theycontributedtopositiveresults,especiallyinresponsestoLevel3emergencies.Newsystem-wideandcorporateprocessespromotedbyglobalreformssatisfieddemandsfromHeadquarters,donorsandinternationalhumanitarianpartners.StrengthenedcoordinationcapacitiesandWFP’sinvestmentsinoperationalinformationmanagementresultedinmoretimely,consistentanduser-friendlyproductsforcorporateandexternalaudiences.ThereformeffortsalsoenabledWFPtoharnessmorepredictablecontributionsfromtheCentralEmergencyResponseFund.
WFPusedsystem-wideinstruments,suchasglobalandcountry-basedpooledfunds,withpositiveresults.Althoughtheyaccountedforonly4percentofWFP’sdonorcontributionsbetween2009and2013,pooledfundssignificantlycontributedtoWFP’soperations,complementinginternaladvancefinancingmechanisms.TheywerealsoimportantforfundingcommonservicesprovidedbyWFP.
Inaddition,WFPsupportedglobalreformprocessesbysharingexperiences,goodpracticesandtools.ItsEPRpackagefacilitatedthedevelopmentofaglobalprotocol on emergency response preparedness, ledbytheIASCPreparednessandResilienceTaskTeamaspartoftheTransformativeAgenda.WFP’sinnovativeinternaladvancefinancingmechanismswerealsoidentifiedasvaluableexamplesforotherhumanitarianactors.
However,theevaluationsalsoidentifiedsomeshortcomings.Forexample,theEPRsynthesisfoundthatwhilethefocusonLevel3emergenciesimprovedWFP’sresponsetocorporateemergencies,thereweresometimesunintendedconsequencesforchronic,underfundedandlower-levelemergencies.
WFP’sstrongengagementininter-agencyresponseplanning increased coherence, trust and ownership atthecountrylevel,buttheseprocesseswerehighlyresource-intensiveanddidnotresultinsignificantchangestothestrategicapproachorcontentofoperations.Overlydemandingprocessesandlimitedorinconsistentfield-levelacceptanceofreformswerewidelyreportedintheevaluations.
Gender and accountability to affected populations
Thesynthesisreporthighlightedthattheclearcorporatecommitmenttocross-cuttingissuesexpressedbyWFPandthehumanitariansystemwasoftenincorporatedtoonlyalimiteddegreeinoperations.Forexample,althoughpooledfundshadfacilitateduseoftheIASCgendermarker,andgender-disaggregated data were collected during needs assessmentsandmonitoring,thesedevelopmentshadlimitedinfluenceonWFP’sprogramming.Limitedfundingforgender-relatedprogrammingconstrainedWFP’sabilitytoreducegendergaps.
5 See“SynthesisReportoftheEvaluationSeriesofWFP’sEmergencyPreparednessandResponse(2012–2015)”,coveringevaluationsofPREP,thefoodsecuritycluster,thegloballogisticscluster,theuseofpooledfunds,thePhilippines(interagency),emergencyoperationsinMaliandtheSyrianregion,andprotractedreliefandrecoveryoperationsinEthiopia,Madagascar,MozambiqueandTajikistan.
6 CountryportfolioevaluationsintheStateofPalestineandtheUnitedRepublicofTanzania;inter-agencyevaluationinSouthSudan;andoperationevaluationsintheIslamicRepublicofIranandSomalia.
6 WFP Annual Evaluation Report 2015
Theextenttowhichbeneficiarieswereconsultedandtheirconcernsaddressedinprogrammingvaried.Forexample,althoughWFPsetupabeneficiaryhotlineinSomaliain2010,itwasnotwidelyknowntolocalsatthetimeoftheevaluation.Ontheotherhand,WFP’sapproachtomainstreamingbeneficiaryconsiderationsintoprogrammesinSouthSudanwascitedasapositiveexample.AnotherpositiveexamplewasnotedintheStateofPalestine,whereWFPlearnedfromandactedonbeneficiaryfeedback.
Programmes using cash-based transfers
Thehumanitariansystemisundergoingadynamicshiftintransfermodalitiesfromin-kindassistancetocash-basedtransfers.7Thistrendwasalsovisiblein–andinpartledby–WFP,whoseuseofcash-basedtransfersinallcontextsrosefrom1percentofbeneficiariesin2009to11percentin2014,representing21percentofWFP’s2014operationalcosts.8
Echoingthe2014AER,whichcoveredtheevaluationofthecashandvoucherspolicy,the2015evaluationsgenerallycommendedWFPforitsincreaseduseofcash-basedtransfers,highlightingthebenefitsofthesemodalitiesandtheirpositivereceptionbybeneficiaries.IntheStateofPalestineforexample,WFP’sinnovativeelectronicvouchersystemservedasamodelforoperationselsewhere.However,thereweregapsinWFP’scapacityforrapidimplementationofcash-basedtransfersinemergencysettings.Severalevaluations–includingthoseintheStateofPalestineandoftheregionalresponsetotheSyriancrisis–identifiedweaknessesintheanalysissupportingtheselectionofmodalities,particularlybetweenvouchersandcash.
Followingthepolicyevaluation,in2015,changesweremadetocorporatesystemsandguidancetoenablemoreprecisecostandoutcomeanalysisofrestrictedandunrestricted,conditionalandunconditionaltransfers;thesechangeswillbeassessedinfutureevaluations.
Non-governmental partners
TheevaluationsfoundthatWFP’srelationshipswithnon-governmentalpartnersvariedwidely.ExamplesofeffectivepartnershipswerenotedforexampleinEthiopiaandtheUnitedRepublicofTanzania;however,inJordan,LebanonandthePhilippines,NGOsperceivedtheirrelationshipswithWFP–andotherUnitedNationsagencies–ascontractualratherthantruepartnerships.
Limitedrisksharing,gapsinpartners’capacityandinsufficientconsultationwithnon-governmentalpartnerscompromised programme implementation in some cases, suchasinIraqandMadagascar,andnecessitatedashifttodirectimplementationbyWFPinSouthSudan.PooledfundsalsodidnotresultinanysignificantchangeinWFP’srelationshipswithitspartners.Incontrast,someclustersledorco-ledbyWFPwerefoundtohavebuilttrustandimprovedrelationshipswithpartners,suchasinBangladeshandMali.Overall,measuresforaddressingtheseshortcomingsthroughPREPwerefoundtobeinadequatefortheimportanceoftheissue,andthereremainsscopeforensuringthatclusterssystematicallyinvolveallparticipantsasequalpartners.
Capacity development of government partners
WFPmadeimportantinvestmentsindevelopingtheEPRcapacitiesofgovernmentagencies,particularlyincountriesenduringfrequentnaturalshocks.Forexample, the logistics cluster supported national disaster managementagenciesinimprovingwarehousingandcontingencyplanninginHaiti,Mozambique,PakistanandseveralPacificislandcountries.WFPalsoachievedpositiveresultsinbuildinglocalcapacitiesthroughvulnerabilityanalysisandmappingactivitiesintheStateofPalestineandtheUnitedRepublicofTanzania,andthroughcontingencyplanningandfood-managementsupportinEthiopia,MozambiqueandTajikistan.
Overallhowever,thestrengtheningofgovernmentpartners’capacitiesdidnotreceivesufficientemphasisandlackedcoherence.Only11percentofPREPfundingwasallocatedtostrengtheningthecapacitiesofnationalauthorities.Despitetheavailabilityofinter-agencyguidance,evaluationsoffoodsecurityandlogisticsclustersreportedthattheclusters’rolesinpreparednessandcapacitydevelopmentwereunclear.Pooledfundswerefoundtohavelittlecomparativeadvantageinfinancingcapacity-developmentactivities.
Human resources
In addition to relationships with partners and the oftenchallengingoperatingcontexts,otherfactorsalsoaffectedWFP’sEPRperformance.WhileallevaluationsemphasizedWFP’sexperiencedandpragmaticstaff,whosecapabilitiesearnedWFPcredibilitywithpartners,humanresourcesremainedamajorconcern.
7SeealsoDoing Cash Differently: How Cash Transfers Can Transform Humanitarian Aid.London:OverseasDevelopmentInstitute,2015.
8 WFPAnnualPerformanceReport2014,latestavailabledata.
7WFP Annual Evaluation Report 2015
InitiativesintroducedbyPREP,suchastheemergencyresponseroster,addressedonlysomeaspectsofreportedchallenges,andsystemicstaffinggapssignificantlyconstrainedtheperformanceofoperations.Globalclustersledorco-ledbyWFPdeployedtheirownstafffromsupportteamsassurgecapacitytofillgapsinthefield,butthisreducedstaff’scapacitytoundertakeimportantcoretasksatthegloballevel.Stafftrainingcourseswereofhighquality,buttheirtargetingandlinkstodeploymentswereidentifiedasareasforimprovement.
Funding and flexibility
MostevaluationsidentifiedfundinggapsaslimitingWFP’sperformance,causingdelays,pipelinebreaks,reduceddeliveryvolumesandrationcuts.InconsistentresourcingforstrategicactivitiessuchasthoseintroducedbyPREPcreatedconcernsaboutsustainability.Dedicatedfundingforthegloballogisticsclusterbroughtbenefitsinpredictabilityandtimeliness,butfundingshortfallsatthecountrylevelledtoinefficiencyandthesuspensionofpartners’programmes,asinSouthSudan.Theeffectivenessofthefoodsecurityclusterwaslimitedbyinconsistentfundingattheglobalandcountrylevels,despitewiderecognition–confirmedbyevaluations–thatinvestmentsincoordinationareworthwhile.
WFP’stwoadvance-financingmechanisms–theImmediateResponseAccountandtheWorkingCapitalFinancingFacility–allowedittorespondandscaleupquickly.Pooledfundswereoftenusedascollateralfor,orrepaymentsof,internaladvances,forwhichceilingsnearlydoubledbetween2012and2014,significantlyimprovingtheavailabilityofrapidandflexiblefunding.In2014,WFPsetupajointrapidresponsemechanismwiththeUnitedNationsChildren’sFund(UNICEF),whichwasactivatedinSouthSudanthefollowingyear,enablingthetwoorganizationstoscaleupquicklytoreachmorethan1millionpeopleinremoteareas.
Lessons from EPR evaluations
i) Withsomeshiftsinemphasis,thefindingsfromtheevaluationscompletedin2015largelyconfirmedthelessonsonEPRprovidedinthe2014AER.First,thepositivebenefitsofinnovationsintroducedthroughtheglobalhumanitarianreformprocess,includingclusters,pooledfundsandadvancefinancingmechanisms,werereaffirmedbythisbroader2015analysis.WFP’sinvestmentsinEPR,includingstrengthenedtechnicalcapacityandadvancefinancingmechanisms,enabledittobuildonitsstrongreputationwithmoreeffectiveandpredictableresponses,especiallytolarge-scale,sudden-onsetemergencies.
ii) OfimportancetotheWorldHumanitarianSummit(WHS),thesecondemerginglessonfrom2014–whichidentifiedtheriskofsystem-wideprocessescrowdingoutoperationallyrelevantactivities–isconfirmed.The2015evaluationsfoundthattheincreasingdemandsofglobalprocessesarelimitingtheimplementationofcorporatereformsandhaveunintendedeffects,leadingtorecurringcallsforscalingbacktheseprocessestoreducedemandsonfieldstaff.
iii)Despitetheconfirmedcontributionofclusterstohumanitarianresponse,thechallengeofadequatelyresourcing cluster coordination remained in 2015: severalevaluationscalledformoreresourcesandleadershipofhumanresourcesforemergencyresponse.WFP’sdedicatedandcompetentstaffdeliveredinever-moredemandingcontexts,butthe2015evaluationsfoundthat,despitetheprogressmade,challengesremain,particularlyregardinglackofcapacityinnewerareassuchastheuseofcash-basedtransfersinemergencies.ConsideringtheimportanceofsuchtransfersforWFP’seffectiveness,allevaluationsrecommendedfurtherinvestmentandattentioninthisrapidlychangingarea.
iv) Buildingonthefourthemerginglessonfromthe2014evaluations,theanalysisforthisreportconfirmedtheneedforcontinuedeffortstoshiftrelationshipswithnon-governmentalpartnersfromcontractualtogenuinepartnerships.Evaluationsin2015identifiedseveralgoodpracticesinWFP’sengagement with national counterparts, particularly in strengthening EPR, contingency planning and foodmanagement.Theseexamplesillustratetheimportanceofstrengtheningnationalsystemsandcapacitiesforemergencypreparedness,tomovebeyondimmediateresponsetowardsdisasterriskreductionandresilience.Manyofthe2015evaluationsrecommendedanincreasedfocusoncapacitydevelopmentinrelationshipswithgovernmentpartners,andamoreconsistentapproachtorelationshipswithnon-governmentalpartners.
v) Echoingthe2014AER,the2015evaluationsfoundthatthereisstillroomforimprovingWFP’sconsiderationofgenderandaccountabilitytoaffectedpeopleinEPR.Thisreportanditsconstituentevaluationshighlightseveralexamplesonwhichtobuild.
vi)The2015synthesisrevealedrecurringcallsformore rigorous analysis and its greater use in decision-making,especiallyrelatedtogender,andaccountabilitytoandfeedbackfrom.affectedpeople.
8 WFP Annual Evaluation Report 2015
Nutrition
Internationalinterestinandunderstandingofnutritioncontinuetogrow.NutritionfeaturesintheSDGs,andtheannualGlobalNutritionReport9 promotesglobalunderstandingandaccountabilityonnutrition.NutritionfeaturedmoreprominentlyinWFP’sStrategicPlan2014–2017thaninitspredecessor,buildingonthe2012nutritionpolicy.
Reflectingthisincreasedattention,in2015nutritionwasprominentontheevaluationagendabothwithinWFPandbeyond.AnindependentcomprehensiveevaluationoftheScalingUpNutrition(SUN)movement10 confirmedtherapidmobilizationofabroadbaseofsupportersandrecommendedthatSUNcontinuetobuildonitsstrengths,addressfundamentaldesignweaknessesandstrengthenimplementation.
In2015,OEVcompletedanevaluationofWFP’s2012nutritionpolicyandledajointevaluationofthemulti-agencyRenewedEffortsAgainstChildHungerandUndernutrition(REACH)initiative,whoseSecretariatisinWFP.Inaddition,11ofthe16WFPoperationsandoneofthecountryportfoliosevaluatedin2015includednutritionactivities.Thissectionsynthesizesallevaluationfindingsrelevanttonutrition.
Evaluation of the 2012 nutrition policy
WFP’snutritionpolicyseekstoinfluencealmostallofWFP’soperationswhileadvocatingforasubstantialexpansionofnutritionprogrammes.Itsconceptual
frameworkdistinguishesbetweennutrition-specificinterventions,whichaddressmalnutritiondirectly,andnutrition-sensitiveinterventions,whichaddressitsunderlyingcauses(Figure1).Fivedistinctpolicyareasreflectagrowingawarenessoftheneedtoaddressstuntingaswellasacutemalnutrition,andfocusonpreventionaswellastreatment.ThepolicyadvocatesforworkingthroughpartnershipsandachievinggreatercoherenceamongUnitedNationsagencies.
Theevaluationfoundthepolicyoverallbothrelevantand timely: it was clearly written and well understood acrossWFP,anditsconceptualframeworkwasrelevantanddurable.ItwasconsistentwithWFP’smandateandcoherent with its strategic plans, rightly emphasizing theimportanceofmulti-sectorandmulti-stakeholderapproaches and partnerships to address chronic and acutemalnutrition,andmakingcapacitydevelopmentofgovernmentsandpartnersaspecificobjective.
Thepolicydrewonemergingevidenceonundernutrition,includingthesignificanceofstunting.However,theevaluationconcludedthatadequatelysupportingsomeofthepolicy’sprescriptionsandrecommendationswithastrongevidencebaseremainsachallenge.Thepolicyomittedimportantemergingissuessuchasovernutrition,anditstreatmentofgenderwassuperficial.Ithadapracticalorientation,butitsimpliedtargetsforexpandingWFP’snutritionprogrammingwereoverambitious.Itsemphasisonsupplementaryfeeding,alongwithinsufficientattentiontothecomplementaryfactorsrecognizedinitsconceptualframework,reinforcedperceptionsofthepolicy’sexcessivefocusonproduct-basedsolutions.
9InternationalFoodPolicyResearchInstitute.2015.Global Nutrition Report 2015: Actions and accountability to advance nutrition and sustainable development.Washington,DC.
10 MokoroLimited.2015.IndependentComprehensiveEvaluationoftheScalingUpNutritionMovement:FinalReport–MainReportandAnnexes.Oxford,UK.
Nutrition activitiesfocused on vulnerable
groups includingyoung children,
pregnant and lactatingwomen,
and people livingand HIV
Treatment of moderate acute malnutrition
WFP Nutrition Strategy
Enabling environment: Technical assistance and advocacy with governments and other stakeholders
Food-assistance-for-workFood-assistance-for-training Others
Ensure other programmes contribute to improved nutrition outcomes
General food distribution School feeding
Prevention of acute malnutrition
Prevention of chronic malnutrition
1
4
5
2 3
Addressing micronutrient deficiencies: i) among vulnerable groups, especially to save lives in emergencies;
ii) for the general population through food fortification
Figure 1. Nutrition Policy Conceptual Framework
9WFP Annual Evaluation Report 2015
Initial results included upgraded nutrition specificationsforthecommoditiesWFPprocures;however,nutritionprogrammeswerenotscaleduptotheextentenvisagedbythepolicy(Figure2).FoodremainedthedominantmodalityforWFP’snutritioninterventions,withlimiteduseofcash-basedtransfersreflectingthelimitedglobalevidencebasefornutritionoutcomesrelatedtothismodality.Stunting
preventionprogrammesgrewrapidlyfromalowbase,butbeneficiarynumbersinareassuchastreatmentandpreventionofacutemalnutritiondidnotincrease.
WFPhasbeenproactiveintheSUNmovementandotherpartnerships,butprogresstowardsgreatercoherenceamong United Nations agencies, although not entirely withinWFP’scontrol,hasbeenregrettablyslow.
Theevaluationrecommended:i)revising,updatingandfurtherdevelopingthenutritionpolicy,andlinkingittoWFP’snextStrategicPlan;ii)improvingpolicy guidance and dissemination, particularly in criticalareasidentifiedintheevaluation,includinggenderandnutrition-sensitiveprogramming;iii)improvingmonitoringandoperationalresearch;iv)developingcapacitywithinWFP;v)continuingWFP’scommitmenttomulti-sectorpartnerships;andvi)addressing systemic issues that constrain resource availability.
Evaluation of REACH
TheUnitedNationsREACHinitiativeaimstosupportthegovernanceofcountry-levelnutritionresponses.ItbringstogetherWFP,theFoodandAgricultureOrganizationoftheUnitedNations(FAO),theWorldHealthOrganization(WHO),UNICEFandtheInternationalFundforAgriculturalDevelopment(IFAD)tostrengthencountry-levelnutritionplanningandpromote stronger nutrition coordination among these UnitedNationsagencies.REACHbeganin2008andwasexpandedin2010.Thisevaluation,covering2011–2015,focusedontheroleoftheREACHSecretariat,hostedbyWFP,anditsresultsinBangladesh,Ghana,Mali,Mozambique,Nepal,Rwanda,UgandaandtheUnitedRepublicofTanzania.
Figure 2. Actual beneficiaries in nutrition policy areas 1–3, 2010–2014
Area 1Treatment of MAM
Area 2Prevention of acute malnutrition
Area 3Prevention of stunting
Areas 2 & 3
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8
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Source:Nutritionpolicyevaluationreport.MAM=moderateacutemalnutrition.Theanalysiswaslimitedtochildrenunder5.Area4beneficiariesarecapturedinAreas1–3.ForArea5,theevaluationwasunabletodistinguishbetweenpotentialandactualnutrition-sensitiveinterventions.
10 WFP Annual Evaluation Report 2015
Figure 3. REACH theory of change
Source:REACHevaluationreport.
1
2
3
4
If we address these issues …
Little consensus on the causes of undernutrition
Little transparency about multitude of activities
Limited political commitment
Weak coordination of gov'ts with UN agencies and other stakeholders
Nutrition is not seen as a multi-sectoral issue
Poor capacity development
Accountability and responsibility are undervalued
with these strategies …
then we can achieve … this impact
REACH outcomes
Increase awareness and consensus of stakeholders
Strengthened national policies and programmes
Increased human and institutional capacity
Increased effectiveness and accountability
Nutritional impact and coverage
Governance impact
Better management and governance of a multi-sectoral approach to nutrition
Political support to fund programs
Improved nutrition
for women and children
TheevaluationfoundthatREACHfittedwellwiththeprioritiesoftheinternationalnutritionagendaandofpartneragencies,includinggenderandequityobjectives.Atthecountrylevel,itcomplementedtheSUNmovement.However,consideringthecomplexityoftheinstitutionalenvironment,itstimeframeswereoverambitious;itstheoryofchangeunderestimatedtheimportanceofpoliticalcommitmentandthepoliticaleconomyofinter-agencycooperation;anditsdesignwasunder-resourcedforthescaleofintendedchange.
REACHmadesubstantialprogressintwoofitsfouroutcomeareas:Outcome1–Increasedawarenessandcommitment;andOutcome2–Strengtheningnationalnutritionpoliciesandprogrammes.TherewaslessprogresstowardsOutcome3–CapacitydevelopmentandOutcome4–Increasingeffectivenessandaccountability.Theinitiative’shigh-levelplanning,toolsandanalysishighlightedequityandgenderissuesinnutrition,butimplementationintheseareaswasslow.Country-levelresultswereachievedatlowercostthanbudgeted,allowingtimelinestobeextended.
Evenbeforetheevaluationwascomplete,ithadbeendecidedthatREACHwouldbecomethecoordinatingbodyfortheUnitedNationsSUNNetwork.Takingthisdecisionintoaccount,theevaluation’srecommendationscentredon:i)maintainingthefocusofREACHasaneutralfacilitatorofcountry-levelnutritiongovernance;ii)expandingtimeframesforengagement;iii)strengtheningincentivesforagencies’contributionstotheinitiative;iv)redesigningthetheoryofchange;v)aligningREACHwithothertechnicalsupportinitiativesinnutrition;andvi)strengtheningsupportforgenderandequityinnutrition.
Nutrition findings from other evaluations
Nutrition-relatedfindingsfrom2015operationevaluationscorroboratedthenutritionpolicyevaluationfindingsregardingtheunevenpaceofroll-outofthepolicy’sconceptsandapproaches.Thereweredelaysinimplementingnutrition-sensitiveprogrammingandbuildingtherequiredevidencebasethroughaccuratemonitoringandimpactmeasurement.Inafewcases–mostnotablyinBangladesh–countryofficesclearlyappliedthepolicyinanalysisandprogrammedesign.Inothers,theevaluators’analysisdrewexplicitlyonthepolicy’sconcepts,butinseveralcases,thenutritionpolicyhadlittleapparentinfluenceonprogrammesorontheapproachtotheirevaluation.
SeveralfindingsfromoperationevaluationsconcerningWFP’soveralleffectivenessarealsorelevanttoitsnutritionefforts.Forexample,operationalambitionsfrequentlyoutstrippedWFP’shumanresourcecapacity;theskillsandapproachesrequiredwerenotalwaysmatchedbyWFP’stechnicalandhumancapacities;and,whenfundingwasconstrained,WFPcouldbemoreeffectivebyconcentratingitsactivitiesinfewerareasoverasustainedperiod.
Reflectingprogrammedesign,nutritionwasnotasignificantthemeintheevaluationoftheSyrianresponse.TheTanzaniancountryprogrammeevaluation(CPE)foundthatWFPhadfollowedpolicyguidelines in addressing stunting and micronutrient deficienciesinrefugeecamps,andhadengagedconstructivelyinnationalnutritionpolicydiscussions,butcouldhavebeenmoreproactive.Consideringthe
11WFP Annual Evaluation Report 2015
11 UnitedNationsGlobalNutritionAgendaversion1.0,2015.TheUnitedNationsNutritionNetworkcomprisesWFP,IFAD,FAO,UNICEFandWHO.
relativelylowlevelsofundernutrition,theincreasingobesityandthemicronutrientdeficienciesintheStateofPalestine,itsCPEaffirmedWFP’sdecisionstoadjustthecompositionoffoodrationsandworkwithgovernmentandotherpartnersinsteadofprovidingspecialnutritionproducts.
Lessons from nutrition evaluations
i) WFP’s role and comparative advantage in nutrition. Evaluationfindingssuggesttheneedforamorerealisticviewofavailableresourcesfornutritionprogrammes,particularlypreventionactivities,reflectingtheneedforclearevidenceofWFP’scomparativeadvantage.Incoordinationwithpartners,betterarticulationoftheroleofproduct-basedapproachesisneeded,alongwithevidenceofWFP’saddedvalueineachnutritionfocusarea,inbothemergencyanddevelopmentcontexts.
ii) United Nations collaboration.TheevaluationsofWFP’snutritionpolicyandREACHechoedfindingsregardingUnitedNationscollaborationfromtheindependentevaluationofSUN.Theyallunderscoredtheneedfor:i)commitmenttotheUnitedNationsGlobalNutritionAgenda11andSUNNetworkfromthehighestlevelsofUnitedNationsagencies;andii)aclearmandateandstrongeraccountabilitymechanismssetbythegoverningbodiesofUnitedNationsagenciestostrengthenincentivesforinter-agencycooperationandcoordination.
iii) Operationalizing the nutrition policy. WFP’snutritionpolicyisastrongplatform,butshouldbestrengthenedinseveralareas:
a)WFPisappropriatelymakingnutritionahighercorporatepriority,whichneedstobereflectedinitsnextStrategicPlan,infullcollaborationwith other agencies and in line with the United NationsGlobalNutritionAgenda.
b)ThereisscopeforexpandingWFP’snutritioncapacityfurtherbyequippingcountryoffices
andregionalbureauxwithappropriatestaffandskillstodeliverhigh-qualityprogrammemanagement,effectivenationalpolicyadvocacyandsupportfornationalnutritionstrategyandplanning.
c)High-qualityguidanceshouldbemademoreaccessibletostaff.Significantgapsinnutritionguidanceshouldbefilled,especiallyrelatedtonutrition-sensitiveapproaches,the“doubleburden”,outcomemonitoring,andcoherenceamongnutrition,genderandcash-basedtransferactivities.
iv) Strengthening the evidence base for WFP’s work in nutrition:
a)Providingevidenceoftheeffectiveness-in-practiceofsomeofWFP’snutritionapproachesremainsachallenge.Thereisscopefordevelopingacomprehensiveoperationalresearch strategy in partnership with international and national nutrition research institutions.
b)ProgressonutilizingthenutritionoutcomeindicatorsincludedintheStrategicResultsFrameworkisatanearlystage.Asinotherareas,decision-makersarecalledontoprioritizeconsistentlytheneedforevidenceofimpact.ThedevelopmentofguidanceappropriateforWFPprogrammesandnationalmonitoringandevaluationsystemswillhelp.
v) Addressing systemic resource constraints. Inadditiontostrengtheningtheevidencebaseforcredibleadvocacy–particularlyonpreventionofmalnutrition–andtheinternalandexternalcoherenceofnutritioninterventions,othereffortstoaddressWFP’sresourceconstraintsthatarerelevantfornutritioninclude:i)theFinancialFrameworkReviewandrelatedmeasurestoincreasetheflexibilityandpredictabilityoffunding;andii)improvedfinancialandoutcomemonitoringsystemstoenablebetteranalysisofcost-effectivenessandresults-basedbudgetingandreporting.
12 WFP Annual Evaluation Report 2015
Country-Specific Evaluations
Context
Thissectionidentifiesadditionalfindingsandlessonssynthesizedfromcountry-specificevaluationscompletedin2015.12TheevaluationsreflectedthediversityofWFP’soperations,spanningallitsactivitytypesimplementedinarangeofenvironmental,political and economic contexts, including escalating conflicts,suddenshocks,protractedcrises,andrelativelystableenvironments.ThecontextsdescribedinthetwoCPEs–theStateofPalestineandtheUnitedRepublicofTanzania–werenotablydissimilar,exceptforthelongevityofWFP’sengagement.
Aboveall,theoperationsandportfoliosevaluatedwereexceptionallydiverseinscale.Forexample,WFP’sregionalresponsetotheSyriancrisishadabudgetofUSD4.7billionfor2011–2014,comparedwithabudget
ofUSD293millionfortheUnitedRepublicofTanzaniaportfolioforthesameperiod.Ofthe16individualoperationsevaluated,25percenthadbudgetsoflessthanUSD17million.13Figure4illustratestherangeofcontextsandscalesofWFP’sresponses.Thisdiversitymakesthecommonqualitativefindingsandlessonsemergingfromthesynthesisallthemoresignificant.
Aswellasthesheernumberandscaleofcrisesin2015(seeIntroduction),thechallengesWFPfacedhavearguablybecomeincreasinglycomplex,concerningforinstance:i)understandingbeneficiaryneeds;ii)seekingcoherenceamonganincreasinglywiderangeofactors;iii)assuringthatshort-termemergencyactivitiestakelonger-termandinterconnectedproblemsintoaccount–“connectedness”;iv)managingtransitionsbetweenimmediateemergencyresponse, protracted crises and long-term social protection;andv)thedifferentapproachesappropriateinlow-andmiddle-incomecontexts.
12 TheSynthesisReportofOperationsEvaluationswaspresentedtotheBoardinNovember2015andincludesoperationevaluationsconductedbetweenJuly2014andJune2015.
13 Ofthe16operationsevaluationsincludedinthesynthesis,9aremid-termevaluations.
14Sourceofdefinition:OrganizationforEconomicCo-operationandDevelopment(OECD)2015(2014WorldBank,AfricanDevelopmentBank,AsianDevelopmentBankharmonizedlist);2014FragileStatesIndex,FundforPeace.
15 Source:WorldBank.
16 Source:WorldRiskIndex2013.
Figure 4. Contextual characteristics of complex evaluations and operations evaluations
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WFP office size
Partial Country Office key: • = Small; •• = Medium; ••• = Large
Complex evaluations Operation Evaluations
••• •• ••• • ••• • • • ••• •• • •• ••• •• ••• ••• • • •••
“Large”combinesWFP’slargeandverylargeoffices;“small”combinessmallandverysmalloffices.
13WFP Annual Evaluation Report 2015
Strategic positioning and partnerships
Whilecontinuingtoprogressfromfoodaidtofoodassistance as well as responding to escalating and multipleprotractedcrises,WFPalsohadtotakeaccountof:i)thechanginginternationallandscapeandobjectivesreflectedintheglobalhumanitariananddevelopmentdialogue;ii)globalhumanitarianreforms;iii)demandsforgreatertransparency,accountabilitytoaffectedpopulationsandevidenceofeffectivenessatgoodvalue;iv)emergingpracticesinhumanitarianaction,influencedbyrapidtechnologicaladvances;andv)evolvingknowledgeinfieldssuchasnutrition.
BroadlytheevaluationsconfirmedthatWFPis continuing its adaptation to these changing internationalneedsandexpectations.Generally,operationswerefoundappropriatetobeneficiaries’ needs,butwithsomequalifications.Inseveralcases,WFP’sprogrammeswerenotaswellalignedwithbeneficiaryneedsduringimplementationastheywereatthedesignstage.Thisreducedalignmentreflectsthechangingcontexts,over-optimisticinitialassumptionsaboutfundingand/orfailuretousemonitoringtorefinetargeting.
Whereassessed,WFP’sworkwasbroadlyalignedwithhumanitarianprinciples,butsomedifficultcompromiseswerenoted.Forexample,whileWFPreportedthatitsapproachmaximizedaccesstoaffectedpopulations,somebeneficiariesandpartnersperceivedthatWFP’srelationshipwiththeSyrianGovernmentundermineditsreputationforimpartialityandneutrality.IntheStateofPalestine,debateovertheperceiveddichotomybetweenhumanitarianresponseanddevelopmentreflectedwiderinstitutionalchallengesforWFPasitseekstoplayamoreenablingrole.
ParticularlyasWFPcontinuesitsshiftfromimplementertoenabler,itschoiceof,andrelationshipswith,partnersarecriticaltomeetingitsStrategicObjectives.The2015evaluationsshowedthatWFPrecognizesthis,althoughgreaterdistinctionisrequiredin its partnering approach, appropriate to its many differentrelationshipswithimplementingagencies,state actors, United Nations and other international agencies,andtheprivatesector.
Forexample,mostevaluationscommentedpositivelyonthebroadcoherencewithnationalpoliciesandframeworks.Regardingpartnershipswithgovernments,theevaluationsfoundoverallstrong
intentwhereopportunitiesexisted,albeitwithsomeover-optimisticassumptionsaboutpartners’technicalandfinancialcapacities,whichledtoover-ambitiousprogramming.Severalevaluationsfoundthatmoreprogresscouldhavebeenmadetowardsalignment with existing national social protection systems–notingthepotentialforsustainablecapacitydevelopmentofnationalinstitutionsandforWFP’sinfluenceonnationalpolicies.
Regarding inter-agency partnerships, alignment with countries’UnitedNationsDevelopmentAssistanceFrameworks(UNDAFs)wasgenerallystrong.However,inthecountryportfoliooperatingwithinaDeliveringasOneframework,theeffortsinvolvedwerefrequentlyreportedtooutweighthebenefits.
Somegoodexamplesofprivate-sectorpartnershipswerehighlighted,includingtheinnovativepartnershipforelectronicvouchersintheSyrianregionalresponse.InboththisresponseandtheStateofPalestineportfolio,therewasincreasedattentiontothesecondaryeconomicbenefitsarisingfromprivate-sectorinvolvement.
Analysis and design
Substantialanalyticalworkfedintothedesignofoperationsandportfolios,with12ofthe16operationsevaluatedshowingastronganalyticalbase.However,evaluationsalsohighlightedtheneedforcontinuedanalysistosupporttherefinementandadaptationofactivitiesovertime,andprogrammedesignsfrequentlyfailedtoaddressthetrade-offsnecessitatedbyunderfunding,whichcouldhavebeenanticipated.Forinstance,whileWFP’sunderstandingofhumanitarianneedsenabledrapidscaleupinresponsetotheSyriancrisis–withbroadlyappropriateprogrammesattheoutset–analysesofmarkets,gender,foodinsecurity,conflictdynamicsandcost-effectivenesswereinsufficienttoinformdecisionsregardingtargetingandtransfermodalities.
Ofthesixcasesassessedinthecontextofcountrystrategies,onlytwousedtheseanalysestoinformoperation design; in some cases and sectors, implementation did not match strategic design, orstrategicre-positioningwasslow,forreasonsthatwerenotalwaysevident.Selectionofthebesttransfermodalityisincreasinglyimportant,andrapidlyevolvingtechnologyhasbroadenedtheoptions.Echoingfindingsfrompreviousyears,manyevaluationsfoundtheanalysisunderpinning
14 WFP Annual Evaluation Report 2015
theselectionoftransfermodalitiesunsatisfactory–particularlyfordecidingbetweencashandvouchers.Recentlyupdatedguidanceandsupportforcash-basedtransfersareexpectedtobereflectedinfutureevaluationfindings.
Performance and results
The2015evaluationsfoundgenerallystrongtechnicalperformance,withrenewedacknowledgementofWFP’sagilityandstrengthinlogisticsandofitsleadingroleininternationalhumanitarianresponse.TheyalsofoundinnovationandadaptationinresponsetoevolvingcontextsandtothedirectionofWFP’ssuccessivestrategicplans,buttheyrecognizedthattheseadaptations–fromfoodaidtofoodassistanceandfromimplementertoenabler–areworksinprogress.
AlthoughWFP’sresponsetotheSyriancrisiscouldhavebeenstronger,theevaluationfoundthatoverall,WFP’ssupportwastimelyandresponsiveinanoperationthatwasmassivelyscaledupasthecrisisevolved.WFPwaseffectiveinprotectingrefugees’foodsecurity,anddeliveredassistanceinwaysthathadcollateraleconomicbenefits.IntheStateofPalestine,theinnovativeelectronicvouchermodalitywasrapidlyscaledup,enablingmorebeneficiariestobereached than originally targeted, and with greater cost-effectivenessthanin-kindassistance.
Attheoutputlevel,theoperationandcountryportfolioevaluationsillustratedthatthelargestshortfallsincoverageachievedagainstthatplannedwereinnutritionandfoodassistance-for-assetsactivities,mainlybecauseoffundingshortfalls.Althoughgeneraldistributionwasmorelikelytoreachtargetnumbersofbeneficiaries,fundingshortfallsandpipelinebreaksmeantthatbeneficiariesoftendidnotreceiveasmuchassistanceasplanned.Evenwhenbeneficiarynumbersmetorexceededtargets,transferswereoftenreducedinfrequency,quantityorboth.
Theevaluationsfoundmixedperformanceincapacitydevelopment.PositiveexamplesconsistentwithWFP’sshiftfromimplementertoenablerwereidentifiedinschoolfeeding,disasterriskreduction,nationalcapacityforsocialprotectionintheStateofPalestine,andvulnerabilityanalysisandmappingintheUnitedRepublicofTanzania.However,5ofthe16operationevaluationsidentifiedpiecemealapproachesratherthan systems-oriented models, and some opportunities
weremissedforengaginginandinfluencingnationalpoliciesand/orintegratingWFP’sportfoliointothese.Confusionbetweencapacitydevelopmentandcapacityaugmentationcontinued,andpossibilitiesforhand-overwerefrequentlyconstrainedbygovernments’limitedtechnicalandfinancialcapacitiesorthenationalcontext.Under-reportingandunder-representationcontinuedtobesignificantissues.
Theoperationsandcountryportfoliosevaluatedin2015alsoyieldedmixedresultsongender.Fourofthe16operationshadgender-sensitivedesigns,whilegenderanalysisandsubsequentmonitoringinotherswereonlysuperficiallyconsidered.However,13oftheoperationevaluationsandboththeCPEsfoundevidenceofcountryofficesmakingeffortstotacklegenderbarriersandempowerwomen,whichwerenotalwayscapturedinreportingsystems.
Lessons from country-specific evaluations
i) On innovation.AmongWFP’smoststrikinginnovationsisitsuseofelectronicvouchers,especiallyinemergencies,includingitsfacilitationofplatformsforjointusebymultipleagenciestomeetarangeofbeneficiaryneeds.ThedevelopmentanduseofelectronicvouchersintheStateofPalestinewasseenasoneoftheportfolio’sgreatestachievements,andbecameamodelforWFPoperationselsewhere,includingintheSyrianresponse.Echoingsimilarlessonsfromlastyear’sAERconcerninginnovationmanagement,however,innovationmustbeunderpinnedbystronganalysisandmonitoring.StrengtheningWFP’smonitoringwillenablebetterunderstandingandcrediblecommunicationofthecostsandbenefitsofdifferentdesigns,approachesandmodalities.
ii) Analysis and monitoring.AlmostalltheevaluationsstressedtheneedforWFPto strengthen monitoring and analysis to improvemodalitydesignandtargetingduringimplementationaswellastoinforminitialchoices.Boththe2015synthesisofoperationevaluationsandlastyear’sAERnotedthatinWFP’sincreasingly complex and crowded operating environment,thecapacitytoprovideevidenceofoutcomesandcost-effectivenessanalysisroutinelyisofever-greaterimportanceforsecuringstakeholders’confidence.
15WFP Annual Evaluation Report 2015
iii) Stronger links to national social protection systems.WFPactivitiesincreasinglyresonatewithandformpartofwidernationalsocialprotectionsystems.WFPshouldproactivelyandmoreconsistentlyengageinthedevelopmentofthesesystems,inlinewithitscontinuingshiftfromfoodassistanceimplementertoenablerofsustainablehungersolutions.
iv) Funding constraints. WFPisoftenconstrainedbythetypeandvolumeoffundingitreceives.Inmanycases,transfermodalitieswereboundedbydonorpreferences.17Theshifttomorestrategicandsustainablehungersolutionsrequirescontinuedefforttoachievemoreflexibleandpredictablefundingandfinancialallocations.Atthesametime,fundingconstraintscanoftenbeanticipatedandshouldbetakenintoaccountmoreexplicitlywhenplanningthescaleandtargetingofWFP’soperations.
v) From implementer to enabler. Theevaluationsfoundthatwhileprogressinthistransitioncontinued,limitationspersisted.The2015evaluationsindicatedthatsuccessliesinsmart,strategicchoicesofnationalpartnersforprogrammedeliveryandlong-termcommitment,linkedtomorecomprehensiveassessment and systematic approaches to capacity developmentbuiltonsynergies.
vi) Corporate systems and support.WFPhasdemonstrated its agility in scaling up during rapid-onsetstagesofcrises.FurtherdevelopmentofWFP’scorporatesystems,alongwithgreatersupport and guidance, would enhance country offices’managementoftransitioninprotractedand rapidly altering contexts, and engagement innationalcapacitydevelopmentinmorestablecontexts.Thisdevelopmentrequires:i)moreflexiblefunding,asimpliedbytheongoingFinancialFrameworkReview;ii)skillsforundertakingWFP’snewroles;andiii)moresystematic guidance and support in areas where WFPisseekingtostrengthenorinnovate,particularlymonitoringandanalysisofcost-effectiveness,gender,socialprotectionandcapacitydevelopment,and“enabling”approachesmoregenerally.
17Theoperationevaluationsynthesisnotedthat:“Dependentonvoluntarycontributions,WFPfounditselfvulnerabletodonorpreferencesinthese16operations.Earmarkingoffunds,short-termcommitmentsandfragmentedcontributionsrestricteditsroomtomanoeuvreandlimiteditsscopetostrategizeforthefuture.Country-levelreorientationhasoccurreddespite,ratherthanbecauseof,resourceflows.”
16 WFP Annual Evaluation Report 2015
New Evaluation Policy DevelopmentofWFP’sevaluationfunctionin2015wasframedbythefindingsandrecommendationsoftwosignificantreviewsintheprecedingyear:thepeerreviewofWFP’sevaluationfunctioncarriedoutbytheOrganisationforEconomicCo-operationandDevelopment’sDevelopmentAssistanceCommittee(OECD-DAC);18andtheJointInspectionUnit’sanalysisofevaluationfunctionsacrosstheUnitedNationssystem.FollowingtheBoard’sendorsementofmanagement’sresponsetothepeerreviewrecommendationsinNovember2014,anewevaluationpolicywasapprovedbytheBoardinNovember2015.
Coincidingwiththe2015InternationalYearofEvaluation,progressinUnitedNationsandIASCsystem-widearrangementsforevaluation,andpreparationsforthe2030Agenda,thenewpolicyplacesevaluationatthecoreofWFP’scontinuedorganizationalstrengtheningeffortstoachieveitsStrategicObjectivesandmaximizeitscontributiontotheSDGs.
The2016–2021evaluationpolicy19 aims to strengthen WFP’scontributiontoendingglobalhungerbyembeddingevaluationthinkinhaviourandsystemsintoWFP’scultureofaccountabilityandlearning,throughensuringthatevaluationresultsareconsistentlyandcomprehensivelyincorporatedintoWFP’spolicies,strategiesandprogrammes.
Reflectingthe2030Agenda’semphasisonglobalandnationalpartnerships,thenewpolicyestablishesWFP’sevaluationfunctionasacombinedcentralizedanddemand-leddecentralizedevaluationmodel–asignificantdeparturefromthepreviouspolicy.Itaimsto:i)respondtorisingstakeholderdemandforevidenceofandaccountabilityforresultsatthecountrylevel;andii)underpinWFP’spartnershipsandevidence-basedcontributionstonationalpolicies,systemsandcapacitiesforachievingtheSDGs.
Thepolicyincludesacomprehensivenormativeandaccountabilityframeworkcomprisingcoveragenorms,principles,standards,rolesandresponsibilitiesforevaluationacrossWFP.AlongsideitstargetsforresourcingthesubstantialincreasesrequiredinthenumberofWFP’sevaluations,thepolicyalsoenvisages:augmentationandcapacitydevelopmentofWFPstaff;advisorysupporttoenhancethequalityofevaluations;knowledgemanagement;andreportingsystems.TheDirectorofEvaluationprovidesgloballeadershipof,setsstandardsfor,overseesandreportsontheentireevaluationfunction.
RecognizingthescaleofchangeimpliedbythisaugmentationofWFP’sevaluationfunction,thepolicyadopts a phased approach to organizational change, foreseeinggradualimplementationbetween2016and2021.Thepolicyissupportedby:i)anEvaluationCharter(Annex1),whichelaboratestheevaluationfunction’smandate, authorities and institutional arrangements; and ii)aninternalevaluationstrategytoguidethepolicy’sphasedimplementation.Together,theevaluationpolicy,charterandstrategyformthebasisforembeddingevaluationacrossWFPoverthecomingyears.Asafirststep,theExecutiveDirectoropenedWFP’sfirstglobalevaluationmeeting,heldinlate2015todisseminatethepolicyandlaunchWFP’sglobalevaluationnetwork.
OEV Performance to plan in 2015
ThissectionreportsonOEV’sperformancetoplan,aspresentedinWFP’sManagementPlan2015–2017.Itoutlinesperformanceon:i)theconductandcoverageoftheplannedprogrammeofcomplexevaluationsandthetemporaryseriesofoperationevaluationsmanagedbyOEV;ii)establishmentofWFP’sdecentralizedevaluationfunction;iii)evaluationdisseminationanduse;iv)engagementintheinternationalevaluationsystem;andv)theuseofhumanandfinancialresourcesfortheyear,toconcludereportingonOEV’smanagementresults.
Part2.WFP’sEvaluationFunction
18 Availableat:http://documents.wfp.org/stellent/groups/public/documents/reports/wfp264679.pdf.
19WFP/EB.2/2015/4-A/Rev.1
17WFP Annual Evaluation Report 2015
Evaluations and coverage
The2015programmeofevaluationscompletedbyOEVsustainedthesignificantadvancesinevaluationcoveragebegunin2014(Figure5).In2015,27countrieswerecoveredbyOEVevaluations–
fewerthanthepeakof33coveredin2014,butstillrepresentingahealthyincreasesincelaunchoftheoperationevaluationseriesin2013,with20in2013and21in2012.
20 Evaluationteamsofcentralizedevaluationscompletedin2015.
Figure 5. 2015 Countries covered by centralized evaluations completed in 2015, by region
RBB - Bangkok Regional BureauRBC - Cairo Regional BureauRBD - Dakar Regional Bureau RBJ - Johannesburg Regional Bureau RBN - Nairobi Regional Bureau RBP - Panama Regional Bureau
0 5 10 15 20
Number of countries
Countries covered by evaluation
Countries in the regionRBP
RBN
RBJ
RBD
RBC
RBB Sources:2015OEVdatabaseand2015programmeofworkasof24January2016.
Figure6showsthatasinpreviousyears,thereweresignificantdisparitiesintheregionaldistributionofevaluations.Thisispartlybecause,whenselectingcountries,greaterweightwasgiventotherelevanceof
thetopic,forglobalevaluations,andtothetimelinessofevaluationtoinformdecision-making,forcountry-specificevaluations,thantogeographicaldistribution.
WFPcorporateemergencyresponseevaluation=Syrianregionalcrisis;IAHEcorporateemergencyresponseevaluation=SouthSudan.
Figure 6. Countries visited by evaluation teams20
18 WFP Annual Evaluation Report 2015
Figure7illustratesthecoverageofoperationevaluationscompletedin2015.Althoughtheselectionoftheseevaluationstookintoaccountthedistribution
ofWFP’sprogrammeofwork,heretoocoveragein2015alonewasnotevenlyrepresentativeofprogrammecategoriesorregions.21
Figure 7. Completed operation evaluations and WFP operations by programme category and region, 2015
a. Operation evaluations by programme category b. WFP operations by programme category
CP/DEV 70%
PRRO 30%
EMOP 0% SO 0%
c. Operation evaluations by regional bureau d. WFP operations by regional bureau
SO 18%
CP/DEV 38%EMOP 6%
PRRO 38%
RBP 10% RBB 10%
RBC 30%
RBN 10%
RBJ 20%
RBD 20%
RBP 8% RBB 17%
RBN 17%
RBD 26%
RBC 15%
RBJ 17%
Calculatedintermsofnumberofoperations.Datacoverthetenoperationevaluationscompletedin2015,andWFP’s2015programmeofwork,excludingLevel3emergencies.Sources:OEVinternaldatabaseandWFPProgrammeofWorkasofFebruary2016.RBB–BangkokRegionalBureau;RBC–CairoRegionalBureau;RBD–DakarRegionalBureau;RBJ–JohannesburgRegionalBureau;RBN–NairobiRegionalBureau;RBP–PanamaRegionalBureau
WithUSD2.4millioninnon-staffProgrammeSupportandAdministrative(PSA)funding,tencomplexevaluationsofmultipleoperations,policiesandstrategies were completed and 12 new ones started in 2015.Maintainingthislevelofoutputwithareducedinvestmentwasmadepossiblebyefficiencygainsfromconductingmoreevaluationsthroughpartnerships(seeparagraphs75and76).ThefundsthusliberatedwerededicatedtoenhancingotheraspectsofWFP’sevaluationfunction.22Theseriesofoperationevaluations,whichwerefundedlargelyfromprojectresources,continued:10werecompletedand15started.
Table2showsperformanceratesagainstplansforthevariousevaluationtypesmanagedbyOEV.Inall,20evaluationswerecompleted;atten,thenumberofcomplexevaluationscompletedwas91percentofthoseplanned,whilethetenoperationevaluationscompletedwerethreemorethanplanned,bringingtheoverallcompletion23rateto111percent.WithonemoreCPEbegunin2015thanoriginallyplanned,theoverallstart24ratewas104percent.
21 Coverageoverthelifeofthewholeseriesofoperationevaluationsismorerepresentativeofgeographicdistributionandprogrammecategories.
22 AccordingtoWFP’s2008EvaluationPolicy(applicablethrough2015),paragraph.25,“theDirectoroftheOfficeofEvaluationhasfulldiscretioninestablishingtheevaluationworkprogrammeinlinewiththeEvaluationPolicyandfullauthorityoverthemanagementofhumanandfinancialresourcesforevaluation”.
23 “Completion”occurswhenthefinalevaluationreportisapprovedbytheDirectorofOEV.ReportsapprovedattheendofthecalendaryearareusuallypresentedatthefirstBoardsessionofthefollowingyear.
24Anevaluationstartswhenbudgetexpenditurecommences.
19WFP Annual Evaluation Report 2015
Tota
l ev
alua
tions
Sing
le
oper
atio
n ev
alua
tions
(tem
pora
ry)
Sub-
Tota
l (c
ore
prog
ram
me)
Hum
anita
rian
emer
genc
y Le
vel 3
Synt
hese
s
Glob
al
eval
uatio
ns(p
olicy
and
st
rate
gic)
Impa
ct
eval
uatio
ns
Coun
try
portf
olio
ev
alua
tions
Planned to be completed in 2015
Actual completions 2015
Completion rate
Planned to start 2015
Unplanned new actual starts
Total actual starts 2015
Start rate
Star
ts
2
2
100%
3
1
4
133%
0
0
-
4
-
4
100%
3
3
100%
1
-
1
100%
3
2
67%
0
-
0
0%
3
3
100%
3
-
3
100%
11
10
91%
11
-
12
109%
7
10
143%
15
-
15
100%
18
20
111%
26
-
27
104%
Table 2. Implementation of Evaluation Work Plan 2015Co
mpl
etio
ns
25 Evaluabilityassessmentsassesswhetherobjectivesareadequatelydefinedandresultssufficientlyverifiabletoenablecredibleandreliableevaluation.
26 JointevaluationscoordinatedbyOCHAarenotpresentedtotheBoard.
Inaddition,preparationswerebegunforanevaluationofWFP’sresponsetotheEbolacrisisandanInter-AgencyHumanitarianEvaluation(IAHE)ofthecorporateemergencyresponseinIraq.AnevaluabilityadvisoryassessmentofWFP’sStrategicPlan25 was also conducted(reportingin2016).Thisassessmenthadbeenpostponedto2015totakeaccountofadjustmentofthenewStrategicPlantotheSDGsandZeroHungerChallenge.
Pursuingthedevelopmentandmodellingofbestpractices in partnerships with other actors in internationalhumanitariananddevelopmentevaluation–outcome4ofWFP’s2016–2021evaluationpolicy-–OEVcontinueditsparticipationinIAHEsofLevel3emergencyresponsesinSouthSudan(completed)andtheCentralAfricanRepublic(nearcompletion),withevaluationmanagementcoordinatedbytheOfficefortheCoordinatonofHumanitarianAffairs(OCHA).26Initiatedin2014,thisnewtypeofevaluationispartofthehumanitarianprogrammecycleoftheIASCTransformativeAgenda,andprovidessharedanalysisofandlearningfromthecollectivehumanitarianresponse.IncludingtheOEV-managedevaluationofWFP’sEbolaandSyrianresponses,fourofthesevenLevel3emergenciesongoingin2014andthesixongoingin2015areorhavebeenunderevaluation.
TheseriesoffourimpactevaluationscoveringWFP’sworkonmoderateandacutemalnutritionin humanitarian contexts was started as planned in partnershipwiththeInternationalInitiativeforImpactEvaluation.Partofalargerthematiceffortonthistopic,theevaluationswereplannedforeightcountriestogeneratelearningfromandformanyactors.OEVhostedaninceptionworkshopinSeptember2015with30practitionerandacademicparticipants.Thisserieswillbecompletedin2017.
Bothofthesepartnershipsinvolvecostsharing,enablingincreasedcoverageandenhancedlearningwiththeavailableresources.
Strengthening decentralized evaluation
In2015,activitiestostrengthenthedecentralizedevaluationfunctionfocusedprimarilyonitsnormativeframework.AllelementsofthefunctionhavebeenembeddedinthenewevaluationpolicybysettingnormsandstandardsfordecentralizedevaluationsandclearrolesandaccountabilitiesforthevariousstakeholderswithinWFPintermsofplanning,resourcing,capacitydevelopment,qualityassurance,reporting,use,managementresponseanddissemination.Theframeworkalsoincludesclearprovisionsforsafeguardingtheimpartialityofdecentralizedevaluations.
20 WFP Annual Evaluation Report 2015
OEVprioritizedinitiativesfordevelopingWFP’scapacitytoundertakehigh-qualitydecentralizedevaluations:
i) Aprocessguidewasdraftedfordecentralizedevaluation.FollowingthestandardsoftheEvaluationQualityAssuranceSystem,itclarifiesthemanagementprocessfordecentralizedevaluationsandtherolesandresponsibilitiesofkeystakeholdersatvariousstages.Italsoincludestemplates,checklistsandtechnicalnotes.Thefirstdraftoftheguidewasvalidatedbycountryofficesandregionalbureaux,andwillbepilotedin2016.
Thisprocessguideispartofacomprehensivedecentralizedevaluationqualityassurancesystem,whichappliesthesameinternational,professionalevaluationstandardsasthoseinOEV’swell-establishedEvaluationQualityAssuranceSystemforcentralizedevaluations.
ii) Initiatedin2014,thedecentralizedevaluationhelpdeskbecamefullyoperationalin2015,supportingregionalbureauxandcountryofficesin20exerciseswithinitsfirstyear.Themajorityofrequestscameattheplanning,inceptionandpreparationstagesofdecentralizedevaluations(Figure8).
Dissemination 6%
Planning 12%
Data collection 6%
Reporting 6%
Inception 18%
Preparation 53%
Figure 8. Percentages of requests for support at different evaluation phases, 2015
iii)EmbeddingofevaluationinWFP’sMonitoringandEvaluationLearningProgramme.OEVledthedesignandimplementationofsessionsonevaluationandinitiateddevelopmentofafurthermodulededicatedtoevaluationandreviewaspartofthisinitiative,ledbyWFP’sPerformanceManagementandMonitoringDivision.
iv) ToincreaseWFPstaff’sawarenessofevaluation-relatedissues,OEVorganizedevaluationsessionsintworegionalmonitoringandevaluationnetworkmeetings.
v) Anintranetpageondecentralizedevaluationwasestablished,providingcolleaguesworldwidewith immediate access to guidance and other informationondecentralizedevaluations.
Inparallel,OEVengagedwithotherdivisionstostrengthenplanningforevaluationanddiscussanddevelopsustainablefundingmechanismsfordecentralizedevaluations.
21WFP Annual Evaluation Report 2015
Learning from and use of evaluations
TostrengthentheuseofevaluationevidenceinWFP’spolicyandprogrammeplanningprocesses,OEVprovidedevaluationevidencethroughthestrategicprogrammereviewprocesstoinformthedevelopmentofcountrystrategiesandprojects.OEVprovidedcommentson94percentofstrategicprogrammereviewdocumentsandattendedtwothirdsofreviewmeetings.OEValsosystematicallyreviewedpilotCountryStrategicPlansandadvisedonassociatedtemplates.
CPEsaredesignedtoprovideevidenceofWFP’scurrentstrategicpositioningandresultsasastartingpointforfuturecountrystrategiesandCountryStrategicPlans,whileoperationevaluationsaredesignedtoinformprojectplanning.Sothenatureandtimingofcountryofficeplanningdecisionscontinuedtobeastrongcriterionintheselectionprocessforcountry-levelevaluations–whetherofsingleoperations,corporate
emergencyresponsesorcountryportfolios–toensurethemostappropriatetypeofevaluationforimpendingdecision-makingneeds.
OEVisalsoanobserverinthePolicyandProgrammeAdvisoryGroup,whichincludescolleaguesfromHeadquarters,regionalbureauxandcountryoffices.OEVcontributeslessonsfrompastevaluationstoinformreflectiononcorporatedevelopmentsandengagementinevaluation-relatedissues.Aspecialconsultation with this group was held in 2015 on the demand-led,decentralizedfunctionandprovisionsforsafeguardingimpartiality.
Continuingeffortstobuildtailor-madelearningopportunitiesintotheevaluationprocessincludeddedicatedeventsforstakeholderlearningfromevaluations(Table3),supplementedbybriefings,consultationsandpresentationstostakeholdersandWFPseniormanagement.
Figure 9. Core elements of the decentralized evaluation function
Planning• Embedding evaluation in programme cycle and in national processes
Resourcing • Sustainable financing • Human resources • Access to expertise
Capacity Development • Guidance and tools • Technical advice/support• Learning journey
Quality Assurance• Post evaluation quality assessment • Audit trail
Reporting• Key Performance Indicators • Annual Evaluation Report
Normative framework • Evaluation policy / strategy• Norms and standards• Coverage norms• Roles and accountabilities
Utilization/communication• Publication • Management response• Learning lessons• Support to decision making• Support national processes
Decentralised evaluation framework
CPE United Republic of Tanzania
Final Evaluation of the Purchase for Progress (P4P) Pilot
Nutrition Policy
Strategic Evaluation of WFP’s Use of Pooled Funds
Evaluation
External partners and WFP staff
Participants at the annual P4P Global Consultation (including staff, partners, donors and academia)
WFP technical and management staff
IASC Humanitarian Financing Task Force
OCHA
Stakeholders
Dar-es-Salaam
Rome
Rome
Geneva
New York
Location
Table 3. Evaluation-related stakeholder learning events in 2015
22 WFP Annual Evaluation Report 2015
SynthesesofevaluationsofWFP’sworkhavealsobeenwellreceivedastoolstoenablelearning.Asynthesisoffindingsfromtheseriesoffourrecentstrategicevaluationsonaspectsofemergencypreparednessandresponse27wassupplementedby:i)cross-referencingoffindingswithrelatedfindingsfromseveralotherevaluations,includingthatofWFP’sresponsetotheSyriancrisis;andii)interviewswithseniorEPRstakeholdersconcerningprogressonfollow-upactionstotheevaluations.
TheevaluabilityassessmentofWFP’sStrategicPlanadoptedaninnovativestrategicapproachinresponsetothedecisiontobringforwarddesignofthenewStrategicPlantoalignitwiththe2030Agenda,andtoadaptWFP’splanningandfinancingsystemsthroughtheRoadMaptoZeroHunger.TheevaluabilityassessmentadvisedWFP’smanagementontheextenttowhichtheperformancemanagementarchitectureenablesassessmentofprogressonWFP’sStrategicObjectives,andonwhatimprovementscouldbemadeinthenextStrategicPlan.
Staffingfactorsnecessitatedashiftinprioritiesofplannedactivitiesinthisarea,includingthepostponementofupgradestoOEV’sintranetandinternetsites.However,allevaluationreportscontinuedtobepublicallyavailableonline,andcontributionstoWFP’songoingworkoncorporateknowledgemanagementweremaintained.
UniquepageviewsofOEV’sintranetsiteincreasedby68percent,withonly7percentbeingnewvisitors.Intranetactivityincreasedsignificantlyinthelastquarterof2015,whenthenewevaluationpolicywasapprovedandnewmaterialsfordecentralizedevaluationwerepublished.UniquepageviewsofOEV’sinternetsitedroppedby15percent,witha25percentdecreaseinvisitors,80percentofwhomwerenew.
Evaluation function reporting
EvaluationformspartofWFP’sperformancemanagementarchitectureandthequalityofevaluationsisgreatlyenhancedbyhigh-qualitymonitoringdata.Therefore,OEVengagedwiththePerformanceManagementandMonitoringDivisiontoformulateWFP’smonitoringstrategy.
OEV’ssystemsforreportingonthecentralizedevaluationfunctionwereanalysedinrelationtothenewevaluationpolicyandstepsweretakentodesignasystemforoversightofthepolicy’simplementation.Thissystem,tobefurtherdevelopedin2016,willmeasurethequalityandextentofevaluationactivitiesacrossWFP.
Developmentofapost-evaluationqualityassessmentsystemcoveringbothcentralizedanddecentralizedevaluationswaspostponedto2016–thefirstyearofthenewpolicy’simplementation.
Anindependentmeta-assessmentof21OEV-managedevaluationsfoundthatOEVmettherequirementsforgenderintegrationsetbytheUnitedNationsSystem-WideActionPlan,andimprovedonits2014score.ThiswasachievedbyinvestinginthetechnicalcapacityandawarenessofgenderrequirementsofOEVandevaluationteams.
Engagement with the international evaluation system
Throughitsinter-agencycollaborationandpartnershipswithUnitedNationssystem-wideevaluationnetworks,OEVcontinueditsengagementinandsupporttotheIASC’sIAHEarrangementforgreaterlearningandaccountabilityundertheTransformativeAgenda.OEVparticipatedinevaluationsofthecollectiveresponsesintheCentralAfricanRepublicandSouthSudan,andintheCoordinatedAccountabilityandLessonsLearning(CALL)initiativefortheSyrianresponse.Asynthesisreportoffindingsandlessonsfromthealmost1,000entriesintheCALLinformationsystemisbeingpreparedasacontributiontopreparationsfortheWHS.
Inlinewiththeir2014jointstatementofintent,theevaluationofficesofthefourRome-basedagencieshostedatechnicalseminarinNovember2015ontheevaluabilityofSDG2–End hunger, achieve food security and nutrition, and promote sustainable agriculture.Attendeesfrom38countriesincludedevaluators,academics,governmentrepresentatives,UnitedNationsandotherinternationalagencystaff,withanadditional1,000virtualparticipants.TheseminarsetthebasisforfuturedevelopmentofasharedSDG2evaluationagenda.
27 PREP;thegloballogisticscluster;theWFP/FAOjointevaluationoffoodsecurityclustercoordinationinhumanitarianaction;andWFP’suseofpooledfundsforhumanitarianpreparednessandresponse.
23WFP Annual Evaluation Report 2015
Reflectingincreasedglobalattentiontohumanitarianissues,OEVlaunchedahumanitarianevaluationinterestgroupintheUnitedNationsEvaluationGroup(UNEG).Itsfirststudy,startedin2015,willallowabetterunderstandingofhowapplicationofthehumanitarianprinciplesofhumanity,impartiality, neutrality and independence are evaluated–highlightingbestpractices,challengesandopportunities.
OEVcontinueditsleadroleinUNEG,withtheDirectorofOEVservingasvice-chairforsystem-wideevaluationissuesduringtheveryactiveInternationalYearofEvaluation.In2015,OEV:i)convenedagrouptoconsidertheimplicationsofthe2030AgendaandtheSDGsforUnitedNationsevaluationfunctions;ii)continueditsengagementintheIndependentSystem-WideEvaluationInterimCoordinationMechanismanditspilotevaluationsofUNDAFsandcapacitybuildinginstatistics;andiii)assistedthereviewandupdatingofUNEG’sfoundationalnormsandstandards,alsotakingaccountofhowspecificaspectsofevaluationinhumanitariancontextsarerecognized.
Inaddition,OEVcontinuedtosupporttheworkofUNEGonprofessionalizationofevaluation,decentralizedevaluationandtheQuadrennialComprehensivePolicyReviewofevaluationissuesaffectingWFP.TheDirectoralsocontinuedasasteeringgroupmemberoftheActiveLearningNetworkforAccountabilityandPerformance(ALNAP);twoevaluationsmanagedorco-managedbyOEVwereselectedasgoodpracticeexamplesinALNAP’sGuideonEvaluationofHumanitarianAction.
Resources for evaluation
ThissectionreportsonlyonresourcesavailabletoOEVforevaluation.InlinewithWFP’sEvaluationPolicy(2016–2021),overthecomingyearsWFP’smanagementinformationsystemwillbeexpandedtoenableaggregatedreportingonresourcesdedicatedtoWFP’sevaluationfunctionasawhole.
Thetotalbudgetforevaluationin2015wasUSD9million–8percentmorethanin2014.Thisrepresented0.18percentofWFP’stotalprojected2015contributionsincome.28
WFPallottedUSD5.5millionfromthe2015PSAbudgettoOEV’sworkprogramme:USD2.5millionforstaffandUSD3millionfornon-staffexpenditures,approximatelyinlinewiththe2014allotment.AfurtherUSD600,000wasallottedtothecriticalcorporateinitiativeofcontinuingtodevelopthedecentralizedevaluationfunctionandotherenhancementsinlinewithWFP’sresponsetotheDAC/UNEGpeerreview.Thesetwocomponentsrepresenteda13percentincreaseover2014.OEVexpended99percentofallfundswithintheyear.
Thespecialaccountfromwhichoperationevaluationsarefunded–largelyfromprojectsources–totalledUSD2.59million,similartothe2014level,butwithasmallincreaseinstandardWFPstaffrates.
OEV’sestablishedstaffcomprisedtheDirector,nineprofessionalofficersandthreegeneralservicestaff.Furtherimprovementsweremadeingeographicalandgenderdiversity,althoughtherearestillmorewomenthanmen.The50:50balancebetweenWFPstaffonrotationandexternallyrecruitedexpertswasmaintained.
Overtheyear,thepositionoccupancyratewas89percent,comparedwith81percentin2014;temporarystafffilledgaps.Professionalstaffturnoverduringtheyearwas17percent,comparedwith33percentin2014.
Justoverthetargetof2percentofprofessionalstaffworktimewasspentinprofessionaldevelopment–slightlylessthan2percentforestablishedprofessionalstaffandslightlymoreforshort-termpersonnel.
28 Source:WFPMPEB.2/2015/5_A/1/Rev.1(pg.6)
Figure 10. OEV budget, 2015
6
5
4
3
2
1
0PSA Project
sources
USD
Mill
ion
24 WFP Annual Evaluation Report 2015
Currentsystemsdonotadequatelycapturevirtualmodesoflearningsuchaswebinarsandpeer-to-peerexchange,whichareincreasinglycommon.
OEVmaintained12long-termagreements(LTAs)withconsultancyfirmsandresearchinstitutionsprovidingevaluationservicesinthetechnicalandgeographicalareasrequiredfortheprogrammeofcomplexevaluations.SevenLTAsprovidedservicesfortheoperationevaluations.29Asin2014,allevaluationteamsin2015werecontractedthroughLTAs.
ForevaluationsmanagedbyOEVin2015,81consultantswerehired,comparedwith106in2014.Fifty-sevenpercentofconsultantsforcomplexevaluationswerecontractedforthefirsttimebringingfreshexpertisetocomplementthatofconsultantswithWFPexperience,(comparedwith41percentin2014).Theaverageevaluationteamforcomplexevaluationswas6.1consultants,upfrom4.8in2014;operationevaluationteamsaveraged3.6consultants.
Thecompositionofevaluationteamshadareasonablegenderbalance,with57percentmenand43percentwomencomparedwith46percentmenand54percentwomenin2014.Theproportionofprofessionalsfromdevelopingcountriesclimbedto36percent,30 comparedwithalowof25percentin2014,with58percentfromdevelopedcountriesand6percentofdualnationality.Figure11showsthegenderandgeographicaldiversitycombined.
29 ThreeorganizationshaveLTAsforbothtypesofservice.
30 Thisfiguredoesnotincludelocalresearcherswhoaresubcontractedatthecountrylevel.
Figure 11. Composition of evaluation teams, 2015
45
40
35
30
25
20
15
10
5
0
Developing countries
N.
of c
onsu
ltant
s hi
red
Developed countries
Developing and developed countries
Women
Men
25WFP Annual Evaluation Report 2015
Availableatthefollowinglink: http://docustore.wfp.org/stellent/groups/public/documents/cd/wfp283812.pdf
Annex1.EvaluationCharter
26 WFP Annual Evaluation Report 2015
AER AnnualEvaluationReport
ALNAP ActiveLearningNetworkforAccountabilityandPerformance
CALL SyriaCoordinatedAccountabilityandLessonsLearninginitiative
CERF CentralEmergencyResponseFund
CP country programme
CPE countryportfolioevaluation
DAC DevelopmentAssistanceCommittee
DEV DevelopmentProgramme
EMOP emergency operation
EPR emergency preparedness and response
FAO FoodandAgricultureOrganizationoftheUnitedNations
IAHE Inter-AgencyHumanitarianEvaluation
IASC Inter-AgencyStandingCommittee
IFAD InternationalFundforAgriculturalDevelopment
LTA long-termagreement
MAM moderateacutemalnutrition
OCHA OfficefortheCoordinationofHumanitarianAffairs
OECD OrganisationforEconomicCo-operationandDevelopment
OEV OfficeofEvaluation
P4P PurchaseforProgress
PREP Preparedness and Response Enhancement Programme
PRRO protractedreliefandrecoveryoperation
PSA ProgrammeSupportandAdministrative(budget)
REACH RenewedEffortsAgainstChildHungerandundernutrition
SDGs SustainableDevelopmentGoals
SO SpecialOperation
SUN ScalingUpNutrition
UNDAF UnitedNationsDevelopmentAssistanceFramework
UNEG UnitedNationsEvaluationGroup
UNICEF UnitedNationsChildren’sFund
WHO WorldHealthOrganization
Acronyms
Produced by the Office of Evaluationwww.wfp.org/evaluation
Printed: May 2016D
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