ferguson 13-5507 brief in opposition
TRANSCRIPT
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CASE NO. 13-5507
CAPITAL CASE
IN THE UNITED STATES SUPREME COURT
JOHN ERROL FERGUSON,
Petitioner,
vs.
SECRETARY, FLORIDA DEPARTMENT OF CORRECTIONS,
Respondent.
ON PETITION FOR A WRIT OF CERTIORARITO THE ELEVENTH CIRCUIT COURT OF APPEALS
EXECUTION SCHEDULED
AUGUST 5, 2013
RESPONDENTS BRIEF IN OPPOSITION
PAMELA JO BONDI
Attorney General
Tallahassee, Florida
*STEPHEN D. AKE
Assistant Attorney General
Florida Bar No. 0014087
*Counsel of Record
SCOTT A. BROWNE
Assistant Attorney General
Florida Bar No. 0802743
Office of the Attorney General
Concourse Center 4
3507 E. Frontage Road, Suite 200
Tampa, Florida 33607-7013
Telephone: (813) 287-7910
COUNSEL FOR RESPONDENT
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QUESTIONS PRESENTED FOR REVIEW
Respondent restates the questions presented, as follows:
Whether this Court should exercise certiorarijurisdiction to review a fact specific decision of theEleventh Circuit Court of Appeals affirming the denialof habeas relief on Fergusons competency to be
executed claim where the underlying state courtdecision is neither contrary to, nor an unreasonableapplication of this Courts decisions in Ford andPanetti and which presents no unsettled question ofconstitutional law which has engendered conflict amongeither state or federal appellate courts?
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TABLE OF CONTENTS
QUESTIONS PRESENTED FOR REVIEW................................. iTABLE OF CONTENTS............................................. iiTABLE OF CITATIONS........................................... iiiNOTICE OF DISPOSITION OF RELATED CASES PRESENTED TO THIS COURT ... ivCITATION TO OPINION BELOW...................................... 1STATEMENT OF CASE AND FACTS.................................... 1REASONS FOR DENYING THE WRIT.................................. 19
I........................................................ 19This Court should decline to exercisecertiorari jurisdiction to review a factspecific decision of the Eleventh CircuitCourt of Appeals affirming the denial ofhabeas relief on Fergusons competency to be
executed claim where the underlying statecourt decision is neither contrary to, nor anunreasonable application of this Courts
decisions in Ford and Panetti and whichpresents no unsettled question ofconstitutional law which has engenderedconflict among either state or federalappellate courts. The state court conclusionthat Petitioner is competent to be executedhas overwhelming support in the record.
CONCLUSION.................................................... 38CERTIFICATE OF SERVICE........................................ 39
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TABLE OF CITATIONS
Federal CasesBedford v. Bobby,
645 F.3d 372 (6th Cir. 2011) ................................ 25
Bloeth v. State of N. Y.,82 S. Ct. 661 (1962) ........................................ 19
Butler v. McKellar,494 U.S. 407 (1990) ......................................... 37
Chevron U.S.A., Inc. Sheffield,471 U.S. 1140 (1985) ........................................ 20
Demosthenes v. Baal,495 U.S. 731 (1990) ......................................... 32
Ferguson v. Florida,133 S. Ct. 498, 184 L.Ed.2d 334 (2012) .................... v, 2
Ferguson v. Secy, Dept. of Corr.,130 S. Ct. 3360 (2010) ....................................... 2
Ferguson v. Secy, Dept. of Corr.,580 F.3d 1183 (11th Cir. 2009) ............................ 1, 9
Ferguson v. Secy, Florida Dept. of Corrections,494 Fed. Appx. 25 (11th Cir. Oct. 22, 2012)(unpublished) ..... 3
Ferguson v. Secy, Florida Dept. of Corrections,716 F.3d 1315 (11th Cir. 2013) .......................... passim
Ferguson v. Tucker,133 S. Ct. 499, 184 L.Ed.2d 334 (2012) .................... v, 3
Ford v. Wainwright,477 U.S. 399 (1986) ..................................... passim
Harrington v. Richter,131 S. Ct. 770, 786 (2011) .................................. 22
Johnson v. United States,860 F. Supp. 2d 663 (N.D. Iowa, 2012) ....................... 11
Layne & Bowler Corp. v. Western Well Works,261 U.S. 387 (1923) ......................................... 20
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Miller-El v. Cockrell,537 U.S. 322 (2003) ......................................... 21
Panetti v. Dretke,401 F. Supp. 2d 702 (W.D. Tex. 2004) ........................ 33
Panetti v. Quarterman,551 U.S. 930 (2007) ..................................... passim
Rice v. Sioux City Memorial Park Cemetery,349 U.S. 70 (1955) ...................................... 20, 31
Rosoto v. Warden, Cal. State Prison,83 S. Ct. 1788 (1963) ....................................... 19
Ross v. Moffitt,417 U.S. 600 (1974) ......................................... 37
United States v. Johnston,268 U.S. 220 (1925) ......................................... 31
Williams v. Taylor,529 U.S. 420 (2000) ......................................... 22
Woodford v. Visciotti,537 U.S. 19 (2002) ...................................... 21, 30
Yarborough v. Gentry,540 U.S. 1 (2003) ........................................... 21
State CasesFerguson v. State,112 So. 3d 1154 (Fla. 2012) ....................... 1, 2, 10, 25
Ferguson v. State,417 So. 2d 631 (Fla. 1982) ................................ 6, 9
Ferguson v. State,417 So. 2d 639 (Fla. 1982) ................................... 6
Ferguson v. State,
474 So. 2d 208 (Fla. 1985) ................................... 1
Ferguson v. State,593 So. 2d 508 (Fla. 1992) ................................... 8
Ferguson v. State,789 So. 2d 306 (Fla. 2001) ................................... 9
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Green v. State,374 S.W. 3d 434 (Tex. Crim. App. 2012) ...................... 25
Other Authorities11th Cir. Rule 224(a)(7)...................................... 3
28 U.S.C. 2254............................................... 2
28 U.S.C. 2254(d)(1)........................................ 21
28 U.S.C. 2254(e)(1)........................................ 21
Antiterrorism and EffectiveDeath Penalty Act of 1996 ........................... 19, 21, 22
Fla. R. Crim. P. 3.812.................................... 10, 22
Fla. R. Crim. P. 3.812(b)..................................... 22
Sup. Ct. R. 10................................................ 20
NOTICE OF DISPOSITION OF RELATED CASES PRESENTED TO THIS COURT
This Court previously denied certiorari review of the
Florida Supreme Courts decision affirming the Eighth Judicial
Circuit Courts competency finding. Ferguson v. Florida, 133 S.
Ct. 498, 184 L.Ed.2d 334 (2012). This Court also declined to stay
Fergusons execution after the Eleventh Circuit Court of Appeals
vacated the district courts grant of a stay pending resolution
of Fergusons habeas petition. Ferguson v. Tucker, 133 S. Ct.
499, 184 L.Ed.2d 334 (2012).
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CITATION TO OPINION BELOW
The opinion of the Eleventh Circuit Court of Appeals on the
denial of habeas relief is reported at Ferguson v. Secy, Florida
Dept. of Corrections, 716 F.3d 1315 (11th Cir. 2013). The
underlying Florida Supreme Court opinion affirming the competency
ruling of the state circuit court is reported at Ferguson v.
State, 112 So. 3d 1154 (Fla. 2012).
STATEMENT OF CASE AND FACTS
The Petition for Writ of Certiorari filed in the instant
case is replete with misleading and erroneous factual statements
which the Respondent will address below. The Respondent will not
detail the lengthy history of litigation in state and federal
court but will recite the case history as it addresses
Petitioners mental status litigation. The State does not accept
Appellants statement of facts as it is largely argumentative,
misleading, and inaccurate.
A. Procedural Posture Of The Instant Competency Claim Which IsThe Limited Subject Of This Certiorari Petition
Ferguson is a death-sentenced inmate whose sentences became
final on October 15, 1985 with the issuance of the mandate
following affirmance on resentencing. Ferguson v. State, 474 So.
2d 208 (Fla. 1985). After years of litigation in state and
federal courts, the Eleventh Circuit Court of Appeals affirmed
the denial of habeas relief and issued its mandate on January 8,
2010. Ferguson v. Secy, Dept. of Corr., 580 F.3d 1183 (11th Cir.
2009). On March 31, 2010, Ferguson filed his petition for writ of
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certiorari which was denied by this Court on June 1, 2010.
Ferguson v. Secy, Dept. of Corr., 130 S. Ct. 3360 (2010).
On September 5, 2012, Florida Governor Rick Scott signed a
death warrant and scheduled Fergusons execution for October 16,
2012. Subsequently, the execution was briefly stayed in order to
allow the parties, the circuit court, and the Florida Supreme
Court to consider Fergusons claim that he was incompetent to be
executed. The execution was rescheduled for October 23, 2012. The
state circuit court, following two days of testimony, concluded
that Ferguson was competent to be executed. This decision was
appealed to the Florida Supreme Court, which affirmed the denial
of relief on October 17, 2012. Ferguson v. State, 112 So. 3d
1154, 1156 (Fla. 2012). This Court denied certiorari review of
that decision under the impending warrant on October 23, 2012.
Ferguson v. Florida, 133 S. Ct. 498, 184 L.Ed.2d 334 (2012).
Petitioner filed a federal habeas corpus petition under 28
U.S.C. Section 2254 in the United States District Court for the
Southern District of Florida on October 19, 2012 along with a
motion to stay his impending execution. The district court
granted a temporary stay of execution on October 20, 2012, to
permit a fair hearing on the Petition. The State of Florida
filed an emergency motion to vacate the stay of execution which
was granted by the court of appeals on October 22, 2013. The
court concluded that the district court abused its discretion in
granting a stay by employing the wrong legal standard and
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concluded that Petitioner did not show the requisite substantial
likelihood of success to support staying his execution. Ferguson
v. Secy, Florida Dept. of Corrections, 494 Fed. Appx. 25, 27,
(11th Cir. Oct. 22, 2012) (unpublished). Petitioner sought review
of that decision by filing a motion to stay his execution pending
certiorari review. This Court denied the motion to stay. Ferguson
v. Tucker, 133 S. Ct. 499, 184 L.Ed.2d 334 (2012).
Less than one hour prior to the scheduled execution, the
district court entered an order denying Fergusons habeas
petition without any discussion, but granted a certificate of
appealability on two issues relating to the state courts
competency determination. The Eleventh Circuit Court of Appeals
thereafter granted a temporary stay based upon the district
courts grant of a certificate of appealability, applying
Eleventh Circuit Rule 224(a)(7) (directing the court to enter a
stay of execution when a district court grants COA).1
Following briefing and oral argument, the Eleventh Circuit
affirmed the denial of habeas relief, issuing its opinion on May
21, 2013. Ferguson v. Secy, Florida Dept. of Corrections, 716
1
The State moved to vacate the stay on the ground that thedistrict court had improperly granted a COA and that a stay wasunwarranted in light of the courts determination that Ferguson
did not have a substantial likelihood of success on the merits ofhis competency claim. The State also noted that the EleventhCircuits internal rule did not supersede this Courts precedent
governing the standards to be utilized by federal courts ingranting a stay. The Eleventh Circuit denied the states motion.
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F.3d 1315, 1330 (11th Cir. 2013). Rehearing en banc was denied on
July 15, 2013.
Following issuance of the Eleventh Circuits mandate, the
Governor of the State of Florida reset the execution date to
August 5, 2010, at 6:00 p.m.
Fergusons Murders
Florida holds Ferguson under death sentences relating to his
prosecutions on two separate capital cases for eight murders, six
committed in Carol City and two in Hialeah. The facts of these
offenses were recounted in the Eleventh Circuits opinion below:
A. The Crimes
Part of the analysis of Fergusons mentalcompetency to be executed involves his understanding ofthe connection between his execution and the crimes forwhich he is going to be executed, which makes thenature of those crimes relevant.
1. The Carol City Murders
On the night of July 27, 1977, Ferguson, posing asa Florida Power and Light employee who needed to checksome electrical outlets, persuaded Miss Margaret Wooden
to let him enter her home. Ferguson v. State, 417 So.2d 639, 640, 643 (Fla. 1982). After pretending to checkthe outlets in several rooms, Ferguson drew a gun on
Wooden and bound and blindfolded her. Id. at 640. Hethen let two of his criminal cohorts into the house so
that they could search it for drugs and valuables. Id.About two hours later the owner of the house and five
of his friends arrived. Id. Wielding guns, Ferguson andhis accomplices bound and blindfolded and searched the
six men. Shortly thereafter, Woodens boyfriend,Michael Miller, arrived. He, too, was bound and
blindfolded and searched at gunpoint. Id. While six ofthe robbery victims were forced to kneel in the livingroom, Miller and Wooden were taken into her bedroom.
Id. There they were put with their knees on the floor
and their upper bodies lying across the bed. Id. at641.
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Then the killing began. Ferguson and his partnersin crime methodically murdered five of the six men whowere kneeling in the living room by shooting each onein the back of the head while his hands were tied
behind him. Id. One of the six men somehow survived theshot to the back of his head, living to tell about the
methodical murders of the other men in the living room.Id.
While Miller and Wooden were kneeling in thebedroom, Wooden heard the gunshots in the living room.
Id. She saw her boyfriend shot to death beside her. Id.She saw a pillow coming toward her before she was shot
in the head. Id. And she heard Ferguson running out of
the bedroom after the shootings. Id. Despite her headwound, Wooden managed to make it to a neighbors house.
Id. When the police arrived at Woodens house, theyfound six dead victims, all of whom had been shot in
the back of the head while their hands were boundbehind their backs, and they found the two intendedmurder victims who had been shot in that same manner
but had somehow survived. Id.
2. The Hialeah Murders
Ferguson had two accomplices when he committed thesix Carol City murders, but less than six months later
he committed two more murders all by himself. Ferguson
v. State, 417 So. 2d 631, 633 (Fla. 1982). On theevening of January 8, 1978, Brian Glenfeld and Belinda
Worley, both of whom were seventeen years old, left aYouth for Christ meeting in Hialeah. Id. They weresupposed to meet some friends at a local ice cream
parlor, but they never arrived. Id. Apparently on theway to meeting their friends, the young couple pulled
off the road. See id. at 636. What Ferguson did to thetwo teenagers when he chanced upon them was recountedby the trial court judge:
The facts reveal that the two victims were seatedin an automobile and while seated therein agunshot was fired through the window strikingBrian Glenfeld in the arm and chest area. A
significant amount of bleeding followed and thisvictims blood was found throughout many areas ofthe front of the automobile as well as on theclothing of Belinda Worley. Following theshooting, the female victim ran many hundreds offeet from the car in an attempt to [elude] thedefendant and was finally overtaken in some ratherdense overgrowth and trees. She was subjected to
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many physical abuses by this defendant, includingbut not limited to, sexual penetration of hervagina and anus. The discovery of embedded dirt inher fingers, on her torso both front and back andin many areas within her mouth and the findings ofhemorrhaging around her vagina and anal cavity
would indicate that she put up a significantstruggle and suffered substantially during theperpetration of these indignities upon her body.Expert testimony indicates that she was a virginat the time of the occur[r]ence of this crime. Theposition of her body and the location of thewounds on her head would indicate that she was ina kneeling position at the time she was shotthrough the top of the head. She was left in apartially nude condition in the area where thecrime was committed to be thereafter fed upon byinsects and other predators. Physical evidence
would substantiate that following the attack uponBelinda Worley the defendant went back to the carand shot Brian Glenfeld through the head.
Id. Ferguson stole cash from Brian Glenfelds wallet.
Id. at 633. Among the items he took from BelindaWorley, or her body, were two rings, a gold bracelet,
and a pair of earrings. Id. When he ripped one of those
earrings from Worleys ear, he tore her ear lobe. Id.
To murder the two young victims Ferguson used a.357 magnum pistol that had been stolen from a victimof the Carol City murders nearly six months earlier.
Id.He confessed to killing the two kids. Id.
Ferguson, 716 F.3d at 1318-20 (quoting and citing the Florida
Supreme Courts opinions in Ferguson v. State, 417 So. 2d 639,
640-41, 644-45 (Fla. 1982) and Ferguson v. State, 417 So. 2d 631,
636 (Fla. 1982).
Fergusons Mental Health Background
Petitioners Introduction and statement of the case
includes a selective and misleading portrait of his mental health
history. Indeed, Fergusons counsel attempts to paint a picture
of an extremely mentally ill individual. The State rejects this
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characterization of Ferguson as unfounded. The more accurate view
is that Ferguson has a very long history of malingering mental
illness to avoid legal jeopardy. For example, a unanimous three
doctor report from the State (criminal) Mental Hospital in
Florida in 1976 concluded that Ferguson has not demonstrated any
psychosis. (V10, 1773). This patient describes symptoms in the
past which could have been interpreted as a schizophrenic
process. However, no symptoms or signs of schizophrenia disorder
are present now. It is noted that the psychological testing was
consistent with the clinical impression that this patients
primary problem is a personality disorder. He was given a final
diagnosis of a personality disorder, antisocial type, with a
secondary diagnosis of drug abuse, multiple. (V10, 1773-74)
(quoting Discharge Report from Florida State Hospital).
Fergusons subsequent criminal conduct was consistent with
the antisocial personality disorder diagnosis, and not any other
underlying mental impairment. Dr. Suarez noted that a 1976 MMPI
from the Department of Corrections records he reviewed, reflected
a test within normal validity scale limits, as opposed to the one
Dr. Suarez administered in 2004, which was invalid because of
exaggeration and over-reporting. The two highest elevations on
the clinical scales were 4, psychopathic deviant [deviate] and 9,
which is hypomania. This 4-9 code type is one of the more
malignant types of codes because it is someone who has
antisocial tendencies matched with someone who is thrill-seeking
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or stimulation seeking. (CT4, 552).2
Ferguson ignores the fact that since 1978, the evidence is
very much conflicting as to whether or not Petitioner suffers
from any mental disorder aside from antisocial personality
disorder and that a consensus has emerged among the reviewing
courts, both state and federal, that Ferguson has exaggerated or
consciously malingered symptoms of mental illness. Indeed, the
circuit court below, while indicating that Petitioner did not
malinger during the Commission evaluation, wherein Ferguson
acknowledged quite rationally his impending execution and the
reason for it, the court credited State expert Dr. Enrique Suarez
as to Petitioners history of malingering. (V16, 2730).
At the time of the Carol City trial, trial counsel
challenged Fergusons competency and planned to pursue an
insanity defense. Ferguson was examined by four court-appointed
doctors, and after reviewing the reports and taking depositions,
trial counsel decided that the evidence of his mental illness was
weak, and, would open up serious rebuttal in the form of evidence
that Ferguson was a highly dangerous psychopath who was
consciously feigning or malingering symptoms of mental illness.
Ferguson v. State, 593 So. 2d 508, 510-11 (Fla. 1992).
2 In addition, nothing in Fergusons criminal history suggestedparanoia or a type of disorganized schizophrenic related offense.Dr. Suarez explained, Every one of his crimes relate directly tohis antisocial need and his self gratification without wanting topostpone gratification and impulsively doing these things. Hiscrimes involved other people, coordinating, planning, wearing adisguise. (CT4, 558).
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Every court to review the question of Fergusons mental
status in relation to his competency to proceed, at trial, in
state post-conviction, and his federal habeas corpus on his
murder convictions, has determined that Ferguson is competent.
See Ferguson v. State, 417 So. 2d 631, 634-35 (Fla. 1982)
(holding that the evidence was sufficient to support the trial
courts finding that Ferguson was competent to stand trial for
the murders of Brian Glenfeldt and Belinda Worley); Ferguson v.
State, 789 So. 2d 306 (Fla. 2001) (upholding the state
postconviction courts finding that Ferguson was competent to
proceed in postconviction proceedings as the credible testimony
at the three day evidentiary hearing indicated that Ferguson was
malingering and exaggerating); Ferguson v. Secy, Dept. of Corr.,
580 F.3d 1183 (11th Cir. 2009) (noting that six experts testified
regarding Fergusons competency to assist his counsel in his
federal habeas proceedings and the district court did not err in
finding Ferguson competent to proceed). Notably, after an
extensive hearing on Petitioners competence to proceed with his
federal habeas corpus petition in 2004, the Honorable United
States District Court Judge Daniel T. K. Hurley (S.D. Fla.),
rejected the opinions of Fergusons experts as neither credible
nor worthy of belief. (PCR2 V2, 231). Judge Hurley found
Ferguson competent to proceed, stating:
The court finds that the assessments offered by Dr.Mutter and Dr. Suarez as to Mr. Fergusons present
mental state are credible and worthy of belief, i.e.,petitioner is in remission and is malingering or
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exaggerating symptoms for the purpose of feigningmental illness.
(PCR2 V2, 231). Finally, the state circuit court, the Florida
Supreme Court and the Eleventh Circuit have rejected challenges
to Fergusons competency to be executed---which is the subject of
the instant certiorari petition. Ferguson v. State, 112 So. 3d
1154, 1156 (Fla. 2012) and Ferguson v. Secy, Florida Dept. of
Corrections, 716 F.3d 1315 (11th Cir. 2013).
The State offered a mental health submission to the trial
court below documenting Petitioners mental health history,
which, unlike Petitioners submission to the lower court,
comprehensively presented the past examinations of doctors who
have found Petitioner competent and malingering or exaggerating
symptoms of mental illness as well as those doctors which found
Ferguson incompetent. (V9, 1479-83) (States Exh. 5, Fergusons
Mental Health History Chart). The recent hearing on Fergusons
competence to be executed in which extensive evidence was taken
on Fergusons mental state, conclusively established that
Ferguson understands the nature and effect of the death penalty
and why it was imposed upon him.
The Competency Hearing Under Florida Rule Of Criminal Procedure
3.812
Petitioners selective and misleading recitation of facts
relating to the competency hearing in state court warrants some
clarification. The Governor, while questioning whether there were
any allegations which truly raised any question regarding
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Petitioners competency or sanity to be executed, appointed a
commission of three psychiatrists to examine the Petitioner and
issue a report. See 922.07, Fla. Stat. (2009) (outlining
procedures for Governor to follow when he or she is informed that
a person under sentence of death may be insane). The Governors
commission of three psychiatrists issued its report on October 1,
2012, unanimously finding Ferguson competent, finding that to a
reasonable degree of medical certainty that Mr. Ferguson: 1)
has no genuine current mental illness, and 2) understands the
nature and effect of the death penalty and why it was imposed
upon him (Commission Report at 2). The subsequent evidentiary
hearing proceeded over the course of two days on October 9th and
10th.
Petitioners statement of the case falsely asserts that
Ferguson presented uncontroverted evidence that he is a
paranoid schizophrenic and that he suffers from a large host of
delusions and a large number of hallucinations. (Petition at 5).
Only a single defense expert was of this opinion, the defense
friendly Dr. George Woods.3 As discussed below, his conclusions
were very much controverted not only by state experts, but,
virtually all of the other evidence presented during the
3 The California-based Dr. Woods routinely testifies across thecountry in criminal cases, but, notably, has solely andexclusively testified on behalf of criminal defendants. Itappears that Dr. Woods opinions are frequently provided, but
also frequently rejected, by reviewing courts. See e.g.,Johnsonv. United States, 860 F. Supp. 2d 663, 801-02 & 808-11, fn. 46(N.D. Iowa, 2012) and cases cited therein.
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competency hearing. The state circuit court ultimately found that
the State experts conclusions as to Fergusons competency were
conclusively supported by the record.
Dr. Woods testified that Petitioner is a paranoid
schizophrenic and has repeatedly been diagnosed as a
schizophrenic and experiences a wide range of hallucinations and
delusions. (CT1, 54-55). The other expert presented by
Petitioner, Dr. Richard Rogers, did not render an opinion on
Petitioners competency to be executed and did not even offer a
diagnosis. (CT1, 125-27). Rather, Dr. Rogers testified that he
administered a number of tests to Petitioner on September 20 and
21, 2012, and concluded that they showed he was not presently
malingering.4 (CT1, 179). However, Dr. Rogers acknowledged that
from his interaction with Ferguson that he appeared to be of
average intelligence and was able to rationally communicate with
him. (CT2, 202). The only other witness presented by Petitioner
was one of his defense attorneys who was present during the
Commission evaluation of the Petitioner and testified to her
recollection of the interview and process.
In rebuttal, the State presented two of the board certified
psychiatrists who were on the Governors Commission who examined
the defendant, Dr. Wade Myers and Dr. Tonia Werner. Those experts
4 Dr. Rogers acknowledged that he had only conducted a limitedreview of Petitioners background but that it did appear fromtesting conducted in 2004 that Petitioner was malingering at thattime. (CT1, 179; CT2, 197).
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testified that the defendant was competent to be executed, that
Petitioner expressed a rational and factual understanding of the
punishment and the reasons for it, and that he did not exhibit
signs of paranoid schizophrenia. (CT2, 263, 308, 328-29; CT3
470). The State also presented the testimony of Dr. Enrique
Suarez, a neuropsychologist, who had previously examined
Petitioner prior to the federal competency hearing, and, found
that he was malingering at that time. Dr. Suarez testified that
in his mind there is no doubt that Ferguson was never
schizophrenic. (CT4, 555). The State also presented the mental
health counselor from death row who testified that Petitioner has
been classified as the highest functioning mental status, S-1,
since 2001 and that in her seven years on death row she has
neither observed any signs or symptoms of mental problems from
Petitioner and that no such signs or symptoms have been reported
to her from any source. (CT3, 424-28). Additional corrections
personnel were called to testify to corroborate the fact that
Petitioner has not exhibited any signs or symptoms of mental
illness and that Petitioner had rationally discussed his
impending execution and the burial of his remains. (CT2, 336-37;
CT3, 405-20).
On October 12, 2012, the circuit court of the Eighth
Judicial Circuit issued an order finding Petitioner competent to
be executed, noting that Petitioner failed to establish his
incompetency by clear and convincing evidence as required by
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Florida law, or, even under the lesser preponderance of the
evidence standard. The circuit court credited the testimony of
the States experts as to Fergusons competence to be executed
over that of the defense experts. The court only credited the
defense experts as to Fergusons diagnosed history of paranoid
schizophrenia. However, as to Fergusons current state or mental
capacity, the court credited the testimony of Dr. Myers and Dr.
Werner. The unanimous Commission report by Dr. Myers, Dr. Werner
and Dr. Alan Waldman concluded that Ferguson was competent and
understood the nature of the punishment imposed and the reason
for its imposition. After considering the evidence presented
during the hearing, the lower court found their conclusion that
he is sane to be conclusively supported by the record. (V16,
2738-2757 at 2755) (emphasis added).
The Florida Supreme Court affirmed, finding competent,
substantial evidence supported the circuit courts ruling. The
court discussed both Ford and Panetti, and, found the standard
articulated in Florida Rule of Criminal Procedure 3.811 to remain
valid in light of Panetti.
In his statement of the case Ferguson selectively and
misleadingly parses the circuit courts order suggesting that the
Court found his expert, Dr. Woods, credible as to a whole range
of delusions and hallucinations which were not expressed to the
three Commission psychiatrists. See Ferguson, 716 F.3d at 1339
(Fergusons contentions and arguments rest, in large part, on a
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misconception about the state trial courts underlying factual
findings.). Contrary to the defendants argument, which is
supported only by Dr. Woods testimony, Ferguson expressed no
delusion or hallucination to the Commission which would interfere
with his ability to understand the nature of the punishment or
why it was imposed upon him. The lower court did not, as Ferguson
suggests, find that all of his delusions or hallucinations
expressed to Dr. Woods, or even the Commission members, were
genuine or credible. The lower court only credited Fergusons
claim to be the Prince of God, but noted that he appeared to be
presently expressing a Christian belief in the afterlife. (V16,
2738-2757 at 2754). The court only credited the limited Prince of
God assertion that Ferguson expressed to the Commission; not the
expansive, Communist-associated, and grandiose version he
apparently provided to Dr. Woods. Dr. Werner testified that when
the defendant spoke of resurrection, he was stating a Christian
belief which is not uncommon. (CT3, 461-501).
Petitioner misleadingly asserts in his statement of the case
that the commission psychiatrists only reviewed a fraction of
Fergusons thousand page medical history. (Petition at 5). In
fact, the Commission reviewed a large amount of Department of
Corrections records going back to 1978. The Commission also
spent 90 minutes evaluating Ferguson. Fergusons responses to the
Commissions inquiry were logical, coherent, and goal directed.
Dr. Myers testified: For 90 minutes he engaged in regular
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conversation with us. He understood every question we asked him.
He gave coherent logical responses. His speech was normal. It
wasnt real fast. It didnt get disconnected. He had no sign of a
thought disorder, which is a common symptom in schizophrenia. But
we saw no signs of that. (CT2, 256).
When questioning began, Dr. Waldman noted that Ferguson had
been convicted of six murders, but, Ferguson corrected him and
said eight. (CT2, 255). In the interview, Ferguson also
acknowledged the recent change in Floridas lethal injection
protocol and the fact he would be the first to be executed using
a new drug. (CT3, 462). Dr. Waldman asked When you are buried
when your body is buried in the ground, will you be dead? The
defendant replied yes, he would. (CT3, 463). Dr. Werner
testified: He understood the execution process and that he was
going to die and why. (CT3, 506).
Fergusons suggestion that Commission members spent
inadequate time evaluating Ferguson was addressed below. Dr.
Werner testified that the Commission members interviewed Ferguson
for 90 minutes, which is about three times the amount of time a
doctor would ordinarily take to evaluate an individual for a
psychiatric diagnosis. (CT3, 453). Dr. Werner testified that if
the Commission members thought they needed more time to reach a
conclusion, they would have asked for more time. If they could
not have reached a conclusion within a reasonable degree of
medical certainty, we would not have doneit. (CT3, 481-482).
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Similarly, Dr. Myers testified that he has seen, evaluated and
diagnosed thousands of schizophrenic individuals, since medical
school in the 1980s to present. (CT2, 246). Dr. Myers testified
that a clinical interview to assess someone with schizophrenia
can take thirty or forty-five minutes, but, that generally you
can discern if someone is an untreated schizophrenic within
minutes. (CT2, 246). To obtain board certification a
psychiatrist is expected to conduct a thorough evaluation and
come up with a diagnosis and plan within 30 minutes. (CT2, 248).
Dr. Myers stated that he had brought testing material for
malingering and measuring other cognitive criteria with him prior
to the interview. There were, however, no clinical indications
for administering any of those tests. (CT2, 261-262). Dr. Werner
also agreed that none of the Commission members thought that
additional testing was necessary. (CT3, 468-469).
Indeed, the question of Fergusons competence or sanity to
be executed was clearly not a close question for the Commission
members in this case. As Dr. Myers explained, the Commission
members conferred and there were no differences of opinion
amongst them. Everyone felt the same way. Dr. Myers explained:
It was clear to me that there was no evidence of any significant
mental illness. He was - - his thoughts and thinking were clear.
He was of - - at least average intelligence. He was not having
any indication of any psychotic symptoms. He was functioning well
in his day-to-day life. The officers we talked to described him
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as doing well, not showing any bizarre behavior. So there was
just simply no credible evidence that this - - that he had any
major mental illness of any kind going on. (CT2, 262). The
Department of Corrections records revealed that he was on S-1
status since 2001 [S-1, denotes the DOC classification for an
inmate with no identifiably mental health concern] and the last
indication of any mental health symptoms had been in 1995.
Ferguson has had regular reviews for years on end and they are
coming back normal year after year. (CT2, 293, 315).
Dr. Werner also testified that the Commission unanimously
concluded that Mr. Ferguson has a rational understanding of his
impending execution and the reasons for it. (CT3, 515). In the
course of her career, Dr. Werner had occasion to encounter
hundreds if not over a thousand of people with paranoid
schizophrenia. (CT3, 471). Dr. Werner was also aware that some
experts had diagnosed Mr. Ferguson as schizophrenic in the past.
(CT3, 471). Dr. Werner testified that she did not believe that
the defendant suffered from a major mental illness because his
reported hallucinations were not consistent with symptoms of
schizophrenia, and his reported daily living routines and
functioning were inconsistent with the disorganized component of
schizophrenia. Dr. Werner explained that schizophrenics dont
function well. (CT3, 497). Dr. Werner observed no signs of
schizophrenia in Ferguson when she and the other Commission
members examined him. (CT3, 514-515).
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Contrary to Petitioners statement of the case and
Introduction, the facts clearly support the decision of the
state courts below and the Eleventh Circuit which applied those
facts through the deferential lens of the AEDPA, to affirm the
denial of habeas relief.
REASONS FOR DENYING THE WRIT
I.
This Court should decline to exercise certiorari
jurisdiction to review a fact specific decision of the
Eleventh Circuit Court of Appeals affirming the denial
of habeas relief on Fergusons competency to be
executed claim where the underlying state court
decision is neither contrary to, nor an unreasonable
application of this Courts decisions in Ford and
Panetti and which presents no unsettled question of
constitutional law which has engendered conflict among
either state or federal appellate courts. The state
court conclusion that Petitioner is competent to be
executed has overwhelming support in the record.
As noted in the States notice of disposition of related
cases, supra, this petition represents Fergusons third attempt
to gain review of the state courts adverse competency
determination. See Rosoto v. Warden, Cal. State Prison, 83 S. Ct.
1788, 1789 (1963) and Bloeth v. State of N. Y., 82 S. Ct. 661,
662 (1962) (Harlan, J., denying stay of executions pending
review, noting, among other factors, that the Court had
previously declined review of the same or similar issues raised
by the defendants in prior certiorari petitions). Ferguson now
seeks review of the recent Eleventh Circuit Court of Appeals
opinion which comprehensively addressed and rejected his claims
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of error relating to the state courts finding Ferguson competent
to be executed. Fergusons claims do not gain strength from
repetition.
Petitioner argues that this Court should review the Eleventh
Circuits decision affirming the denial of habeas relief from the
state courts decisions finding that Ferguson was competent to be
executed. The lower courts below cited this Courts decisions in
Ford v. Wainwright, 477 U.S. 399, 40910, 106 S. Ct. 2595, 2602
(1986) and Panetti v. Quarterman, 551 U.S. 930, 960, 127 S. Ct.
2842, 2862 (2007) in finding Petitioner competent to be executed.
While Petitioner asserts that this case presents a conflict with
this Courts decision in Panetti, no such conflict exists. What
Petitioner is really seeking in this case is a fact specific
review of the lower state and lower federal court decisions
rejecting his claims. This is not appropriate for this Courts
exercise of certiorari jurisdiction. See Sup. Ct. R. 10. The
court of appeals rejection of Fergusons claims is entirely
dependent on the facts of the case and of interest to no one
other than the parties to this litigation. As such, this Court
should decline to exercise certiorari jurisdiction over this
case. See Chevron U.S.A., Inc. Sheffield, 471 U.S. 1140, 1140
(1985); Rice v. Sioux City Memorial Park Cemetery, 349 U.S. 70,
73-74 (1955); Layne & Bowler Corp. v. Western Well Works, 261
U.S. 387, 392-93 (1923).
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A. AEDPA Deference Due To The State Courts CompetencyDetermination
Petitioner suggests that this case is certiorari worthy
because courts are hopelessly confused as to the deference owed
to state court decisions under the AEDPA. They are not. In
support of his contention Petitioner has managed to find courts
of appeal cases applying the AEDPA in remarkably different legal
and factual situations, with no relation to the specific question
posed in the present case.
Under the Antiterrorism and Effective Death Penalty Act of
1996 (AEDPA), 28 U.S.C. 2254(d)(1), a federal court may not
grant a state prisoners habeas application unless the relevant
state-court decision was contrary to, or involved an
unreasonable application of, clearly established Federal law, as
determined by the Supreme Court of the United States or the
state courts determination of facts was unreasonable in light of
the evidence. See Woodford v. Visciotti, 537 U.S. 19 (2002) and
Yarborough v. Gentry, 540 U.S. 1 (2003) (discussing and applying
the AEDPA). Factual determinations by state courts are presumed
correct absent clear and convincing evidence to the contrary,
2254(e)(1), and a decision adjudicated on the merits in a state
court and based on a factual determination will not be overturned
on factual grounds unless objectively unreasonable in light of
the evidence presented in the state-court proceeding. Miller-El
v. Cockrell, 537 U.S. 322, 340, 123 S. Ct. 1029, 1041 (2003)
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(citing Section 2254(d)(2) and Williams v. Taylor, 529 U.S. 420,
436, 120 S. Ct. 1479 (2000)).
Petitioner objects to the muscular deference which the
Eleventh Circuit provided to the state courts legal and factual
findings under the AEDPA. (Petition at 17). If indeed, the
deference can be described as muscular or difficult to meet,
that is because it was meant to be. Harrington v. Richter, 131
S. Ct. 770, 786 (2011). See Williams v. Taylor, 529 U.S. 420, 436
(2000) (noting that AEDPAs purpose was to further the
principles of comity, finality, and federalism.). The Eleventh
Circuit Court of Appeals did not abdicate its responsibility in
this case, and, comprehensively evaluated Fergusons claims in a
sixty page opinion. The court did not misapply the AEDPA, and, it
properly cited and credited this Courts decisions interpreting
and applying the AEDPA. See Ferguson, 716 F.3d at 1331-32.
The Eleventh Circuit applied the appropriate AEDPA deference
to the State courts in affirming the denial of habeas relief
below. Petitioner has not shown that the Eleventh Circuits
opinion conflicts with any of this Courts precedent, or, that of
any other courts of appeal.
B. The Eleventh Circuit Decision Affirming The Denial Of Habeas
Relief Does Not Conflict With This Courts Decisions In Fordand
Panetti or Any Other Courts Of Appeal Applying This CourtsPrecedent
Panetti did not alter the Ford standard for determining
competency to be executed which Florida adopted in Rules of
Criminal Procedure 3.811 and 3.812. See Rule 3.812(b) (whether
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the prisoner lacks the mental capacity to understand the fact of
the pending execution and the reason for it). In Panetti v.
Quarterman, 551 U.S. 930, 960, 127 S. Ct. 2842, 2862 (2007) this
Court simply stated: Petitioners submission is that he suffers
from a severe, documented mental illness that is the source of
gross delusions preventing him from comprehending the meaning and
purpose of the punishment to which he has been sentenced. This
argument, we hold, should have been considered. Sub judice,
Petitioners beliefs and allegations of mental illness were fully
explored during a two day adversarial hearing in accordance with
the process and procedures outlined in Ford and Panetti.
In accordance with Panetti, the Florida Supreme Courts
decision did not state that Petitioners limited delusional
belief or alleged mental illness was irrelevant to its inquiry.
The court appropriately considered the very limited Prince of God
belief expressed to the Commission [the only such belief
specifically found credible by the circuit court below], but,
noted that Petitioner nonetheless expressed a clear and
unambiguous knowledge of his impending execution and the reason
why this punishment had been imposed upon him. The Florida
Supreme Court correctly found that Panetti did not alter the
standard, but in accordance with this Courts decision, did not
deem irrelevant Petitioners claimed delusion or mental illness
in applying Ford. The Florida Supreme Court stated:
Ferguson argues that the United States Supreme
Courts decision in Panetti clarified the holding in
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Ford and constitutes a change in the standard to beapplied in rule 3.812 proceedings to represent astricter standard than that adopted by this Court in
its decision in Provenzano. We disagree. The Panetticourt explicitly declined to extend its ruling to allcompetency proceedings. Furthermore, to the extent that
Panetti represents any change in the Courtsjurisprudence, the change does not alter our decisionin Provenzano.
The issue in Panetti was whether [t]he statecourts failure to provide the procedures mandated by
Fordconstituted an unreasonable application of clearlyestablished law as determined by [the Supreme] Court.
Panetti, 551 U.S. at 948. The Fifth Circuit Court ofAppeals required only that Panetti knew the fact of hisimpending execution and the factual predicate for the
execution. Panetti, 551 U.S. at 942. Acknowledging that
[t]he opinions in Ford . . . did not set forth aprecise standard for competency, the Courtnevertheless found that the Fifth Circuits standard
was not sufficient. Panetti, 551 U.S. at 957-60. TheCourt stated that [a] prisoners awareness of theStates rationale for an execution is not the same as a
rational understanding of it [and] Ford does not
foreclose inquiry into the latter. Panetti, 551 U.S.at 959. The Court, accordingly, rejected the standardpronounced by the Fifth Circuit, but specified that itwould not attempt to set down a rule governing all
competency determinations. Panetti at 960-61.
Consequently, Panetti is a narrowly tailored decisionthat does not overturn this Courts decision in
Provenzano.
Petitioners attempt to manufacture a conflict between the
Florida Supreme Court and Panetti is without merit. Indeed,
Petitioner faults the Florida Supreme Court for citing Panetti
for the proposition the Court was not setting down a rule
applicable to all competency proceedings. However, this is
exactly what this Court stated in Panetti. See Panetti, 551 U.S.
at 961 (Although we reject the standard followed by the Court of
Appeals, we do not attempt to set down a rule governing all
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competency determinations.). Panetti did not fundamentally alter
or change the standard set forth by Justice Powells concurring
opinion in Ford as Petitioner seemingly argues. See e.g. Green v.
State, 374 S.W. 3d 434, 443 (Tex. Crim. App. 2012) (Our reading
of Panetti does not find a mandate regarding how to weigh any
particular evidence; instead, we read Panetti as instructing that
evidence of delusions may not, categorically, be deemed
irrelevant.); Bedford v. Bobby, 645 F.3d 372, 378 (6th Cir.
2011) (noting the interplay between Ford and Panetti and the wide
range of reasonable applications of the standard). The trial
court in this case applied Ford as clarified in Panetti, finding
that despite his diagnosed mental illness, there is no evidence
that it interferes, in any way, with his rational
understanding of the fact of his pending execution and the
reason for it. (V16, 2731). The Florida Supreme Court did not
dispense with a rationality requirement, observing that the
limited question before the court was whether or not mental
illness interferes with his rational understanding of the fact
of his pending execution. Ferguson, 112 So. 3d at 1156. The
Florida Supreme Court found competent, substantial evidence in
the record to support this decision. Id. at 1157.
Petitioner argues as if Judge Wilson actually dissented in
this case, rather than concurring in the judgment. Although in
his concurring opinion, Judge Wilson expressed concern that the
Florida Supreme Courts standard announced in its pre-Panetti
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Provenzano opinion was no longer valid, he ultimately agreed that
under appropriate deference, he could not disagree with the state
courts ultimate conclusion that Ferguson was competent to be
executed. Ferguson, 716 F.3d at 1344 (Wilson, J., concurring). In
fact, the Florida Supreme Court applied a rationality element to
their evaluation of Fergusons claim here.
The Eleventh Circuit rejected Fergusons contention that the
state courts applied a bare factual awareness test. The court
stated, in part:
In the present case, the Florida Supreme Court didnot apply the bare and narrow factual-awarenessstandard that the United States Supreme Court rejected
in Panetti. Instead, in reviewing the state trialcourts ruling against Ferguson, the Florida SupremeCourt framed the question as whether there wassubstantial evidence to support the trial courtsdetermination that Fergusons paranoid schizophreniaand PrinceofGod delusion did not interfere with hisrational understanding of the fact of his pending
execution and the reason for it. Ferguson, 112 So. 3dat 1156, 2012 WL 7989528 at *2. Citing its decision in
Provenzano II and Justice Powells concurring opinion
in Ford, the court variously articulated the competencystandard as whether an inmate lacks the capacity to
understand the nature of the death penalty and why itwas imposed, whether he is aware of the punishment
[he is] about to receive and the reason [he is] toreceive it, and whether he understand[s] the
connection between his crime and the punishment he is
to receive for it. Id. at 1156, 1157, 2012 WL 7989528at *2, 3, 4. The Florida Supreme Court concluded that,despite Fergusons documented history of paranoid
schizophrenia and genuine delusional belief that he isthe Prince of God, the record nonetheless shows that he
understands what is taking place and why. Id. at1157, 2012 WL 7989528 at *3. In particular, the Courtnoted that Ferguson is aware that he has never beforehad a death warrant signed on his behalf and that hewould be the first person to receive Floridas currentprotocol of medications for lethal injection, and it
found sufficient evidence to support the trial courts
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findings that Ferguson is aware that the State is
executing him for the murders he committed and that he
will physically die as a result of the execution. Id.at 1157, 2012 WL 7989528 at *4.
The competency standard articulated and applied by
the Florida Supreme Court is not inconsistent withclearly established federal law, as set forth in Ford
and Panetti. The court correctly found that Panetti didnot materially alter the competency standard that it
had announced in Provenzano II, which itself adopted
the formulation endorsed by Justice Powell in Ford.Contrary to Fergusons contention, the Supreme Courts
decision in Panetti did not abrogate or otherwisereject the awareness standard articulated by JusticePowell, nor did it impose a new, more rigorous standardfor assessing competency to be executed. Instead, the
Supreme Court in Panetti generally accepted the
proposition that Ford had laid down the substantivefederal baseline for competency, and it clarified thatthe requisite awareness or comprehension required
by Fordwas tantamount to a rational understanding ofthe connection between a prisoners crimes and his
execution. Panetti, 551 U.S. at 935, 95859, 127 S.Ct.at 2848, 286162. What the Supreme Court rejected in
Panetti was an overly narrow interpretation of Fordthat deems a prisoners mental illness and delusionalbeliefs irrelevant to whether he can understand thefact of his pending execution and the reason for it.
Id. at 95961, 127 S.Ct. at 286162 (rejecting a
strict test for competency that treats delusionalbeliefs as irrelevant). The Court explained that the
understanding required by Ford is a rationalunderstanding, even though it declined to define
rational in this context. See id. at 95962, 127S.Ct. at 286263.
Unlike the Fifth Circuit approach rejected in
Panetti, the Florida Supreme Court neither suggestedthat Ferguson is competent to be executed merelybecause he can identify the States articulatedrationale for his punishment, nor did it deem his
paranoid schizophrenia and delusional belief that he isthe Prince of God to be irrelevant to the issue of
competency.[FN4] See Ferguson, 112 So. 3d at 115558,2012 WL 7989528 at *24. To the contrary, the FloridaSupreme Court concluded that, despite Fergusons mentalillness and delusional belief, he nonethelessunderstands the connection between his impending
execution and the murders he had committed and
understands that he will die when executed. Id. at
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115758, 2012 WL 7989528 at *4.
FN4. Read out of context, the Florida SupremeCourts statement that [w]hether Fergusonsconvictions are representative of mainstreamChristian principles or delusions that derive from
his mental illness does not affect our inquirymight be interpreted as indicating that the courtrefused to consider Fergusons delusions or their
source. See Ferguson, 112 So. 3d at 115556, 2012WL 7989528 at *2. It is evident from the context,however, that the quoted statement was instead adecision not to adopt the state trial courtscharacterization of Fergusons delusions as amanifestation of traditional Christian beliefs,albeit on a grandiose scale. As the remainder ofthe Florida Supreme Courts opinion makes clear,it did consider Fergusons paranoid schizophrenia
and PrinceofGod delusion as they relate to theissue of rational understanding, and it concludedthat he nevertheless has a rational understandingthat the reason he is going to be executed is themurders he committed and that when executed hewill die. Just as Panettis severe mentalillness and paranoid delusions did not, in the
final analysis, render him incompetent to be
executed, see Panetti, 2008 WL 2338498, at *3637,the Florida Supreme Court found that Fergusonsdelusions did not render him incompetent to beexecuted either.
Although the Florida Supreme Courts decisions in
Provenzano Iand Provenzano IIpredated Panetti, theymake clear that Floridas awareness standard forjudging competency to be executed includes an inquiryinto rationality and amounts to an awareness-plus-
rational-understanding test. See Provenzano I, 750 So.2d at 60203 (rejecting the argument that the Floridastandard does not allow for the rational appreciation
of the connection between the crime and the punishmentand holding that Provenzano should be afforded theopportunity to cross-examine [the States expert
witness concerning] Provenzanos rational appreciationof the connection between his crime and the punishment
he is to receive) (emphasis added); Provenzano II, 760So. 2d at 140 (citing with approval and affirming thetrial courts findings that Provenzano has a factualand rational understanding of ... the fact that inaccordance with the jurys recommendation, he wassentenced to death for the murder of Bailiff Arnie
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Wilkerson, and that he will die once he is executed)(emphasis added).
Ferguson, 716 F.3d at 1335-1337.
Contrary to Fergusons argument, reviewing courts are not
confused in their application of the competency to be executed
standard. Rather, the courts are often confronted with varying
factual presentations or symptoms of mental illness which render
legal opinions sometimes difficult. There is no magic or specific
articulation of a standard from this Court which would suddenly
provide a concrete and scientific answer to the myriad of
potential mental health issues courts may confront in determining
competency to be executed.
Petitioner also argues that some apparently imprecise
language in the state circuit court ruling warrants certiorari
review and possible reversal. Specifically, Ferguson repeatedly
complains that the state circuit court used the term no
evidence that Ferguson was incompetent, when it should have
said, no credible evidence when discussing its conclusion that
Ferguson was competent to be executed. The Eleventh Circuit Court
of Appeals did not rewrite the state court competency finding;
rather, it simply recognized that habeas relief cannot be so
fickle as to warrant reversal on the lack of the appropriate
modifier, credible in the state courts discussion of a factual
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matter.5 The Eleventh Circuit stated:
While the state trial courts choice of words (noevidence) could have been more precise and technicallycorrect (no credible evidence), giving its opinion
the benefit of the doubt, as we are required to do by
AEDPA, it is clear to us that the trial court meantthat it found no credible evidence that Fergusongenuinely believes that he will not die as a result ofhis execution or that his execution is unrelated to thecrimes for which he was convicted.[FN7] The courtcredited the testimony of Drs. Myers and Werner thatFerguson rationally understands that he is going to dieand why.
FN7. There is nothing to suggest that the statetrial court simply ignored facets of Dr. Woodstestimony, instead of deeming them not credible.
Ferguson, No. 042012CA507, op. at 6.
Ferguson, 716 F.3d at 1340.
The allegedly imprecise language utilized by the state court
in this case had no impact upon the courts ultimate conclusion
properly crediting the testimony of the state experts on the
question of Fergusons competency to be executed and finding the
record conclusively supported that conclusion. (V16, 2738-2757
at 2755). Indeed, in Woodford v. Visciotti, 537 U.S. 19, 23-24
(2002) this Court reversed the Ninth Circuit Court of Appeals
which had granted habeas relief, in part, on the state courts
use of imprecise language in its discussion of a legal standard,
noting the following:
Despite all these citations of, and quotations
from, Strickland, the Ninth Circuit concluded that theCalifornia Supreme Court had held respondent to a
5 In defense of the state circuit court in this matter it must benoted that this matter was litigated under an active deathwarrant and the court did not have weeks or even days to perfectits order finding Ferguson competent to be executed.
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standard of proof higher than what that case prescribesfor one reason: in three places (there was in fact afourth) the opinion used the term probable without
the modifier reasonably. 288 F.3d, at 1108-1109, andn. 11. This was error. The California Supreme Courts
opinion painstakingly describes the Strickland
standard. Its occasional shorthand reference to thatstandard by use of the term probable without the
modifier may perhaps be imprecise, but if so it can nomore be considered a repudiation of the standard thancan this Courts own occasional indulgence in the same
imprecision. See Mickens v. Taylor, 535 U.S. 126, 166,122 S.Ct. 1237, 1241, 152 L.Ed.2d 291 (2002) (probable
effect upon the outcome); Williams v. Taylor, 529 U.S.362, 393, 120 S.Ct. 1495, 146 L.Ed.2d 389 (2000)(probably affected the outcome).
When the veneer of a legal controversy is peeled away, it is
clear that what Petitioner really seeks is a fact intensive
review of the state court decision in the hope that this Court
will resolve the competency determination differently from the
state and lower federal courts. There is no dispute as to the
application of the law; simply a disputed outcome, in a case
which conflicts with no precedent from this Court or any other
courts of appeal. As such, certiorari review should be denied.
See United States v. Johnston, 268 U.S. 220, 227 (1925) (noting
that the Court does not grant a certiorari to review evidence
and discuss specific facts.). This Court is consistent in not
granting certiorari except in cases involving principles the
settlement of which is of importance to the public as
distinguished from that of the parties. Rice v. Sioux City
Memorial Park Cemetery, Inc., 349 U.S. 70, 79 (1955) (citing
Layne & Bowler Corp. v. Western Well Works, Inc., 261 U.S. 387,
393 (1923)).
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C. This Courts Fact Intensive Review Would Not Alter The ResultIn This Case Where The Underlying State Court Ruling Is DueConsiderable Deference Under The AEDPA And Overwhelming EvidenceSupports The State Courts Competency Determination
In any case, even if this Court were to engage in a fact
intensive review as was conducted by the Eleventh Circuit Court
of Appeals in this case, this Court would not arrive at a
different conclusion. Competency to be executed, like competency
to stand trial, is a fact intensive question and the state court
determination is therefore due considerable deference. See
Demosthenes v. Baal, 495 U.S. 731, 735 (1990) (observing in a
pre-AEDPA case that under ' 2254s presumption of correctness,
the state courts factual finding as to Baals competence is
binding on a federal habeas court). Petitioner has not shown
that the state courts factual findings were incorrect, much less
clearly erroneous. This was not a close case.
The evidence below clearly established that Petitioner had a
rational and factual understanding of his execution and the
reason for it. The unanimous Commission report by Dr. Myers, Dr.
Werner and Dr. Alan Waldman concluded that Ferguson was competent
and understood the nature of the punishment imposed and the
reason for its imposition. The lower court found their
conclusion that he is sane to be conclusively supported by the
record after an extensive two day evidentiary hearing. (V16,
2738-2757 at 2755) (emphasis added).
Petitioner did not express, nor did the circuit court credit
as credible any delusion of the sort expressed by the defendant
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in Panetti. In Panetti, a number of doctors testified that
Panetti did not understand that Texas is a lawfully constituted
authority and a number of doctors testified that Panetti
believes the real reason he is to be executed is for preaching
the Gospel.Panetti v. Dretke, 401 F. Supp. 2d 702, 712 (W.D.
Tex. 2004). Petitioners ability to connect his conviction and
sentence is objectively rational in that it is the same
reasonable connection as would be made by the average person.
Thus, in the evaluation itself, Ferguson clearly
demonstrated to the Commission that he knew he was set to be
executed and why he was to be executed, having been convicted of
eight murders. Ferguson discussed his execution and recognized
that he would be the first individual to be executed with the
substitution of a new drug in the protocol. Notably, Petitioner
did not assert that he could not die or that he would act with
God to foil a Communist conspiracy as Ferguson had apparently
reported to defense expert, Dr. Woods. Ferguson expressed no
delusion or hallucination to the Commission which would interfere
with his ability to understand the nature of the punishment or
why it was imposed upon him.6 The lower court did not, as
6 Dr. Woods was the only expert who testified that Ferguson wasborderline retarded, which on cross-examination, he acknowledgedwas an imprecise or not recognized intelligence diagnosis.Further, all of the other experts who testified agreed thatFerguson was of average intelligence. Even the other defenseexpert, Dr. Rogers, acknowledged that Ferguson appeared to be ofaverage intelligence.
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Ferguson suggests, find that all of his delusions or
hallucinations expressed to Dr. Woods, or even the Commission
members, were genuine or credible. The Eleventh Circuit Court of
Appeals recognized that Petitioners attempt to clothe all of Dr.
Woods opinions expressed during the hearing within the cloak of
the circuit courts credibility finding was unwarranted. See
Ferguson, 716 F.3d at 1339 (Fergusons contentions and arguments
rest, in large part, on a misconception about the state trial
courts underlying factual findings. A close reading of the trial
courts opinion reveals that it did not credit all of Dr. Woods
statements about Fergusons delusions.). The lower court only
credited Fergusons claim to be the Prince of God, but noted that
he appeared to be presently expressing a Christian belief in the
afterlife. (V16, 2738-2757 at 2754). The court did not credit the
expansive, communist-associated, and grandiose version he
apparently provided to only Dr. Woods. Dr. Werner testified that
when the defendant spoke of resurrection, he was stating a
Christian belief which is not uncommon. (CT 461-501). Even if
Ferguson had expressed an unusual religious belief to the
Commission, it clearly did not prevent him from having a rational
understanding of the punishment that was imposed and why it had
been imposed upon him. Unlike Panetti, Petitioner did not express
any belief that he was going to be executed for his religious
beliefs; he plainly acknowledged his convictions and
specifically, the exact number of the murders he was convicted
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of. Nor, did Petitioner assert that he could not die, or would
not die as a result of his execution.
In addition, the state circuit court noted that the records
and testimony from Department of Corrections personnel supported
the conclusions of Dr. Myers and Dr. Werner. Fergusons
demonstrated ability to communicate, meet his daily needs and
otherwise lead a normal life within the Department of Corrections
is at odds with the notion he is severely mentally ill. This
indicates he has the capacity to perceive and respond
appropriately to his environment. See, e.g Lafferty v. Cook, 949
F.2d 1546, 1551 (10th Cir. 1991) (on competency to stand trial,
court noted a defendant lacks the requisite rational
understanding if his mental condition precludes him from
perceiving accurately, interpreting, and/or responding
appropriately to the world around him.). Indeed, the
corrections personnel documented the complete absence of unusual
or bizarre behavior for more than a decade under the closely
supervised environment on death row.
Dr. Woods attempted to explain Fergusons complete lack of
observable symptoms as some type of Geriatric Schizophrenic
response. However, Dr. Woods acknowledged the last observable
signs of mental impairment from the DOC was from 1995. (CT4,
634). This was seventeen (17) years ago when Ferguson was 47.
Thus, being elderly cannot in anyway explain Fergusons complete
lack of schizophrenia symptoms for the past 17 years, the past
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twelve of which, he has not taken any antipsychotic medication.
As Dr. Myers explained, a serious illness like schizophrenia does
not disappear and then just reappear. (CT2, 298).
The complete and utter lack of observable symptoms of mental
illness in the closely supervised setting of death row for more
than a decade establishes that Petitioners assertions of
continuing and extreme mental illness, supported only by Dr.
Woods during the hearing below, is not credible. Indeed, the
circuit court only found that Fergusons very limited, and modest
statements to the Commission did not appear to be malingered. The
evidence rather convincingly establishes that any claim of severe
mental impairment is not credible and that the state courts
properly credited the contrary opinions of the experts called by
the State below.7
As Dr. Myers and Dr. Suarez noted, the records from DOC
reflect a very long period without any signs or symptoms of a
mental disease, which would be extremely unusual for a true
paranoid schizophrenic. The greater weight of the evidence both
expert and lay witness, suggests that Ferguson is not currently a
7 Dr. Myers did not discount earlier diagnoses of schizophrenia,but noted that Ferguson does not meet the criteria forschizophrenia now. (CT2, 300). Dr. Myers explained that Fergusonis either a very lucky man who had a remission of his
schizophrenic illness, which is unusual, - - in fact, I wish thatwas something that happened more often -- or he successfullymalingered mental illness back then, and people were led tobelieve he did have schizophrenia when he didnt. (CT2, 300).Similarly, Dr. Werner observed no signs of schizophrenia inFerguson when she examined him. (CT3, 514-515).
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paranoid schizophrenic, and, suggests his earlier diagnosis may
well have been erroneous. Nonetheless, as recognized by the lower
court, even if Ferguson was properly diagnosed as a paranoid
schizophrenic in the past, nothing in his present condition or
presentation indicates that he is not competent to be executed.
In conclusion, Petitioner has failed to show a denial of any
constitutional right or conflict with any prior precedent of this
Court. Petitioner was afforded an evidentiary hearing on his
claim of incompetency, and simply failed to sustain his burden of
proof. The instant Petition presents a fact specific claim,
relying on factual assertions which were largely rejected by the
lower courts. There are no implications beyond the parties
involved in this case, mandating the denial of certiorari review.
Butler v. McKellar, 494 U.S. 407 (1990); Ross v. Moffitt, 417
U.S. 600, 616-617 (1974).
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CONCLUSION
Based on the foregoing, Respondent respectfully requests
that this Court DENY the petition for writ of certiorari and the
accompanying request for a stay.
Respectfully submitted,
PAMELA JO BONDIAttorney GeneralTallahassee, Florida
s/ Stephen D. AkeSTEPHEN D. AKE*Assistant Attorney General
Florida Bar No. [email protected]@myfloridalegal.com*Counsel of Record for Respondent
SCOTT A. BROWNEAssistant Attorney GeneralFlorida Bar No. [email protected]@myfloridalegal.comOffice of the Attorney GeneralConcourse Center 4
3507 E. Frontage Road, Suite 200Tampa, Florida 33607-7013Telephone: (813) 287-7910Facsimile: (813) 281-5501
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CERTIFICATE OF SERVICE
I HEREBY CERTIFY that a true and correct copy of the
foregoing RESPONDENTS BRIEF IN OPPOSITION was furnished by
electronic mail to Christopher T. Handman,
[[email protected]]; Catherine E. Stetson
[[email protected]]; Erica Knievel Songer,
[[email protected]]; Marisa F.L. Cruz
[[email protected]]; Sarah M. Cummings
[[email protected]]; and Kathryn L. Marshall
[[email protected]], Hogan Lovells US LLP, 555
Thirteenth St. N.W., Washington, D.C. 20004; and to Benjamin J.O.
Lewis, [[email protected]], Hogan Lovells US LLP, 875
Third Ave., New York, NY 10022, on this 26th day of July, 2013. I
further certify that all parties required to be served have been
served.
s/ Stephen D. AkeCounsel for Respondent