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ORIGINAL ARTICLE Femtosecond-UVA-riboflavin (FUR) cross-linking approach to penetrating keratoplasty and anterior lamellar keratoplasty q Guillermo Rocha, MD, FRCSC a,b, * , Michael Butler, MD, FRCSC b,c , Andrea Butler, MD, BSc c , Joanne M. Hackett, PhD b a GRMC Vision Centre, Image Plus Laser Eye Centre, University of Manitoba, Winnipeg, Manitoba, Canada b Department of Ophthalmology, University of Ottawa Eye Institute, The Ottawa Hospital, Ottawa, Ontario, Canada c University of British Columbia, Vancouver, British Columbia, Canada Received 30 March 2011; accepted 22 April 2011 Available online 30 April 2011 KEYWORDS Corneal collagen crosslink- ing; Corneal wound healing; Burst pressure; Corneal tensile strength; Penetrating keratoplasty; Anterior lamellar keratoplasty Abstract Purpose: To introduce femtosecond laser wound design combined with riboflavin/ultra- violet light-A (UVA) collagen cross-linking at the wound for penetrating (PKP) and anterior lamel- lar keratoplasty (ALK). Primary outcomes were intraocular pressure (IOP in mmHg) at burst point for the PKP group, and tensile strength (kPa) until dehiscence for the ALK group. Methods: Human corneoscleral rims (N = 20) were mounted on artificial anterior chambers. PKP specimens underwent FUR, femtosecond laser-cut without cross-linking, or conventional corneal transplantation. PKP maximum burst IOP with progressive suture removal was assessed by a digital manometer, in triplicate and by three observers. ALK involved whole human globes (N = 10) divided into three groups using a 200-micron, 8 mm diameter donor lenticule, with or without cross-linking. Cross-linked specimens were exposed to UVA light (3 mW/cm 2 irradiance, 3.4 J, 370 nm wavelength) for 30 min with 0.1% riboflavin (20% Dextran) applied every 2-min. ALK ten- sile strength was determined using a digital tensiometer. q Presented in part at the World Cornea Congress VI, Boston, MA, April 8, 2010. * Corresponding author. Address: GRMC Vision Centre, Ste. 20, 144-6th Street, Brandon, Manitoba, Canada R7A 3N2. Tel.: +1 204 727 1954; fax: +1 204 728 5248. E-mail address: [email protected] (G. Rocha). 1319-4534 ª 2011 King Saud University. Production and hosting by Elsevier B.V. All rights reserved. Peer review under responsibility of King Saud University. doi:10.1016/j.sjopt.2011.04.006 Production and hosting by Elsevier Saudi Journal of Ophthalmology (2011) 25, 261–267 King Saud University Saudi Journal of Ophthalmology www.saudiophthaljournal.com www.ksu.edu.sa www.sciencedirect.com

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Page 1: Femtosecond-UVA-riboflavin (FUR) cross-linking approach to penetrating keratoplasty and anterior lamellar keratoplasty

Saudi Journal of Ophthalmology (2011) 25, 261–267

King Saud University

Saudi Journal of Ophthalmology

www.saudiophthaljournal.comwww.ksu.edu.sa

www.sciencedirect.com

ORIGINAL ARTICLE

Femtosecond-UVA-riboflavin (FUR) cross-linking

approach to penetrating keratoplasty

and anterior lamellar keratoplasty q

Guillermo Rocha, MD, FRCSCa,b,*, Michael Butler, MD, FRCSC

b,c,

Andrea Butler, MD, BSc c, Joanne M. Hackett, PhD b

a GRMC Vision Centre, Image Plus Laser Eye Centre, University of Manitoba, Winnipeg, Manitoba, Canadab Department of Ophthalmology, University of Ottawa Eye Institute, The Ottawa Hospital, Ottawa, Ontario, Canadac University of British Columbia, Vancouver, British Columbia, Canada

Received 30 March 2011; accepted 22 April 2011Available online 30 April 2011

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KEYWORDS

Corneal collagen crosslink-

ing;

Corneal wound healing;

Burst pressure;

Corneal tensile strength;

Penetrating keratoplasty;

Anterior lamellar

keratoplasty

Presented in part at the Wo

pril 8, 2010.

Corresponding author. Ad

4-6th Street, Brandon, Mani

7 1954; fax: +1 204 728 524

-mail address: rochag@wcg

19-4534 ª 2011 King Saud

sevier B.V. All rights reserve

er review under responsibilit

i:10.1016/j.sjopt.2011.04.006

Production and h

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dress: GR

toba, Ca

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Abstract Purpose: To introduce femtosecond laser wound design combined with riboflavin/ultra-

violet light-A (UVA) collagen cross-linking at the wound for penetrating (PKP) and anterior lamel-

lar keratoplasty (ALK). Primary outcomes were intraocular pressure (IOP in mmHg) at burst point

for the PKP group, and tensile strength (kPa) until dehiscence for the ALK group.

Methods: Human corneoscleral rims (N = 20) were mounted on artificial anterior chambers. PKP

specimens underwent FUR, femtosecond laser-cut without cross-linking, or conventional corneal

transplantation. PKP maximum burst IOP with progressive suture removal was assessed by a digital

manometer, in triplicate and by three observers. ALK involved whole human globes (N = 10)

divided into three groups using a 200-micron, 8 mm diameter donor lenticule, with or without

cross-linking. Cross-linked specimens were exposed to UVA light (3 mW/cm2 irradiance, 3.4 J,

370 nm wavelength) for 30 min with 0.1% riboflavin (20% Dextran) applied every 2-min. ALK ten-

sile strength was determined using a digital tensiometer.

ea Congress VI, Boston, MA,

MC Vision Centre, Ste. 20,

nada R7A 3N2. Tel.: +1 204

G. Rocha).

y. Production and hosting by

Saud University.

lsevier

Page 2: Femtosecond-UVA-riboflavin (FUR) cross-linking approach to penetrating keratoplasty and anterior lamellar keratoplasty

262 G. Rocha et al.

Results: In PKP, burst IOP was 31.32 mmHg greater for corneas that underwent the UVA-ribofla-

vin treatment than for those that did not (p< 0.05). There was no significant relationship

(p= 0.719) established between cut design (femtosecond versus conventional). On multivariate

analysis, there was a mean of 15.82 mmHg higher sustainable pressure for each stabilization suture

present (p< 0.0001). In ALK, specimens comprised of human donor and human recipient tissue

combined with UVA-riboflavin therapy experienced the greatest level of adhesion strength

(954.7 ± 290.4 kPa) as shown by the force required to separate the tissues, and compared to

non-cross-linked specimens. Electron microscopy of ALK specimens showed non-fused and fused

longitudinal cross-linked collagen fibers as well as bridges, densities, attachment plaques and prim-

itive plasmalemmal densities.

Conclusions: Cross-linking effects of the FUR technique enable a stronger graft-recipient adhesion

compared to conventional penetrating and anterior lamellar keratoplasty. Electron microscopy

enabled visualization of cross-linked interface and potential bonding. The FUR approach may fur-

ther lead to sutureless transplantation techniques in the future.

Setting/venue: ImagePlus Laser Eye Centre, Winnipeg, and University of Ottawa Eye Institute,

Ottawa, Canada.

ª 2011 King Saud University. Production and hosting by Elsevier B.V. All rights reserved.

Figure 1 Femtosecond-enabled keratoplasty. Corneoscleral rim

is mounted on a Barron artificial anterior chamber, pressurized,

and docked.

1. Introduction

Femtosecond lasers have become an increasingly effective toolfor corneal surgery. This is in part due to the ability to perform

innovative wound design as well as the benefit of precisewound creation (Slade, 2007). Femtosecond lasers producecavitation bubbles at a specified depth and with a specified de-

sign, and this allows for exquisite flexibility in terms of design-ing corneal wounds (Farid et al., 2009). Initially, thistechnology became popular for the creation of anterior cornealflaps in laser in situ keratomileusis (LASIK) (Binder, 2004).

More recently, its use has expanded to include channel crea-tion for intrastromal corneal ring placement (Ertan et al.,2007), penetrating keratoplasty (PKP) (Farid et al., 2009; Ba-

har et al., 2009) anterior lamellar keratoplasty (ALK) (Lieet al., 2010), endothelial keratoplasty (Sikder and Snyder,2006) and astigmatic keratotomy (Bahar et al., 2008).

Collagen cross-linking has gained increasing acceptance forstrengthening corneal tissue during keratoconus and cornealectasia (Wollensak et al., 2003a,b). The combined use of ultra-

violet light (UVA) with riboflavin has been reported in the lit-erature to achieve these results (Vinciguerra et al., 2009).

The purpose of this study was to assess corneal wound ten-sile strength using femtosecond laser wound design combined

with corneal collagen cross-linking to enhance bonding acrossthe graft-host interface. This experimental study assessed twogroups. The first group was comprised of penetrating keratopl-

asty (PKP) eyes using intraocular pressure (mmHg) at burstpoint as the primary outcome. The second group was com-prised of anterior lamellar keratoplasty (ALK) specimens

using tensile strength in kiloPascals (kPa) as the primary out-come measure. In both groups, femtosecond laser was used todesign the wounds. Each group was comprised of non-cross-

linked and collagen cross-linked tissues. Because of the com-bined use of Femtosecond laser, UVA light and Riboflavin,we have termed this the FUR approach, as suggested by oneof the authors (MB).

2. Methods

This study was approved by the Ottawa Hospital ResearchEthics Board. All authors have completed the Interagency

Advisory Panel on Research Ethics’ Introductory Tutorial

for the Tri-Council Policy Statement: Ethical Conduct for Re-search Involving Humans (TCPS).

2.1. Specimens

Human cadaver eyes were obtained from the Eye Bank of Can-ada (Ontario Division) and the Lions Eye Bank of Manitoba

and Northwest Ontario. For the PKP group, corneoscleralrims were used and mounted on a disposable Barron artificialanterior chamber (Katena Products, Inc., Denville, NJ), and

according to our previous description (Bower and Rocha,2007) (Fig. 1). Full thickness grafts were 8 mm in diameter,and created either using the femtosecond zig-zag technique

or standard conventional trephination with a disposable Hess-burg–Barron vacuum trephine (Katena Products, Inc., Den-ville, NJ). Only eight interrupted radial sutures were placedin all cases, using 10–0 nylon (Ethicon, Somerville NJ).

For the ALK eyes, donor and recipient whole human cada-ver globes were used. Globes were pressurized to >60 mmHg,appropriately docked under the femtosecond glass plate (Intra-

Page 3: Femtosecond-UVA-riboflavin (FUR) cross-linking approach to penetrating keratoplasty and anterior lamellar keratoplasty

Femtosecond-UVA-riboflavin (FUR) cross-linking approach to penetrating keratoplasty 263

lase FS, Abbott Medical Optics, Santa Ana, CA), and 200 mi-

cron deep · 8 mm in diameter anterior lamellar grafts were dis-sected. All donor and recipient lenticules were cut in exactlythe same fashion. Donor tissues were directly placed on the re-cipient bed and subdivided into either cross-linked, or non-

cross-linked groups.

2.2. Corneal collagen cross-linking

In the cross-linked specimens, riboflavin 0.1% (20% Dextran)was used in the standard fashion as described clinically, one

drop every two minutes for 30 min on a de-epithelialized sur-face, followed by one drop every 2 min in the presence ofUVA light (UV-X Illumination System, IROC, Zurich, Swit-

zerland) at 3 mW/cm2, 3.4 J, 370 nm wavelength.

2.3. Primary outcome measures

The primary outcome measure for the PKP group was intraoc-ular pressure (IOP) in mmHg at burst point, with progressivesuture removal and using a digital manometer (Cole-Parmer

Canada Inc., Montreal, QC, Canada). Three consecutive mea-surements were taken by three independent observers, usingthe first point of fluid expulsion as the endpoint. The maxi-

mum intraocular pressure was recorded and a mean wasestablished.

Anterior lamellar grafts were assessed using tensile strength(stress–strain) in kPa until graft dehiscence. Determining ten-

sile strength was performed by placing plastic pegs on the ante-rior surface of the anterior lamellar graft using 1–2 drops ofcommercially available Krazy Glue on a de-epithelialized sur-

face and allowing it to set for 2 h. The IOP was then standard-ized to 15–30 mm of Hg and the mechanical force was applied(Fig. 2). Using the Instron digital tensiometer (Instron, Nor-

wood, MA), force was applied until the graft completely sepa-

Figure 2 Tensile strength was assessed by pulling on a peg glued to

resistance (up arrow) to the applied mechanical force, followed by a sud

cross-linked specimen.

rated from the stromal bed. Fig. 2 shows an example of initial

resistance to the applied tearing force, followed by a suddendecline in resistance.

3. Groups

The PKP technique was comprised of 20 corneoscleral rims di-vided into four groups:

� Group 1: femtosecond-enabled keratoplasty with no colla-gen cross-linking.

� Group 2: conventional penetrating keratoplasty using ablade trephine, followed by collagen cross-linking.� Groups 3 and 4: femtosecond-enabled keratoplasty. How-

ever, in Group 3 cross-linking of the tissue was performedfirst, followed by femtosecond laser design; in Group 4the converse was true, with femtosecond-enabled keratopl-

asty first followed by collagen cross-linking.

The ALK technique included 10 whole globes divided intothree groups:

� Group 1: ALK with human donor.� Group 2: ALK with human donor followed by cross-

linking.� Group 3: comprised of one specimen from each group sentto the University of Ottawa Heart Institute for electron

microscopy processing and analysis.

3.1. Statistical analysis

A censored regression model was employed to analyze thePKP technique. Specifically, a parametric survival model with

a Gaussian distribution assumption was used to reduce the

the anterior lamellar graft. The graph shows an example of initial

den decline in resistance (down arrow) in a human-to-human ALK

Page 4: Femtosecond-UVA-riboflavin (FUR) cross-linking approach to penetrating keratoplasty and anterior lamellar keratoplasty

Figure 4 Effect of cross-linking treatment on IOP bust point, in

full thickness transplants.

264 G. Rocha et al.

amount of bias that may otherwise have been present due to a

small sample size. The repeated measures were taken into ac-count for each specimen. Significance levels were set atp< 0.05.

The Mann–Whitney U test was employed to analyze the

ALK technique. This test does not assume nor require thatthe data follow a normal distribution, and is appropriate foranalysis of small sample sizes. Since this technique has lower

statistical power, significant effects generally have larger effectsizes. Significance levels were set at p < 0.05.

4. Results

4.1. Penetrating keratoplasty

An increased number of sutures resulted in a proportionally

higher burst pressure (Fig. 3). On multivariate analysis, therewas a mean of 15.82 mmHg higher sustainable pressure foreach stabilization suture present (p < 0.0001). Even with onlyeight sutures present, average burst pressure was over

80 mmHg. The effect of UVA riboflavin cross-linking was as-sessed on IOP burst point. Comparison of non cross-linkedspecimens (eight sutures) versus cross-linked specimens (eight

sutures) yielded a mean difference of 31.32 mmHg higher inthe cross-linked group. This was statistically significant witha p value equal to 0.0264 (Fig. 4).

The effect of cut design on IOP burst point was assessed,comparing conventional and femtosecond-enabled zig-zagincisions. The conventional group first underwent trephination

then collagen cross-linking (Group 2), so was only comparedwith the group that underwent femtosecond-enabled zig-zagincisions then collagen cross-linking (Group 4). This elimi-nated the group that underwent collagen cross-linking first

then femtosecond-enabled zig-zag incisions (Group 3), to en-sure that the sequence of events would not be an extraneousvariable. The conventional group (Group 2) mean burst IOP

was 88.42 mmHg, and the femtosecond design followed bycross-linking (Group 4) had a mean burst IOP of 82.75 mmHg.On average, the IOP burst point was 5.67 mmHg higher in the

(Average of CXL groups)

Mean of 15.82mmHg higher for each additional suture

Figure 3 Effect of number of sutures on IOP burst point.

conventional group (Group 2) compared to the femtosecondgroup (Group 4), but this was not statistically significant(p = 0.719).

Next, the sequence of the procedure was analyzed to deter-mine whether performing the cross-linking treatment prior orsubsequent to wound creation would result in significant dif-

ferences. This was determined at the 8-suture level. For tissuecross-linked first, followed by femtosecond wound creation(Group 3), the mean burst IOP was 85.92 mmHg; for the re-

verse approach (Group 4), the mean burst IOP was82.75 mmHg. On average, the IOP burst point was3.167 mmHg higher when cross-linking was performed first,but this difference was not statistically significant (p = 0.871).

4.2. Anterior lamellar keratoplasty

Anterior lamellar tensile strength of cross-linked versus noncross-linked specimens was then compared. Median strengthvalues were significantly higher in the cross-linked human-to-

human grafts when compared to non cross-linked specimens(954.7 ± 290.4 kPa). The main effect of cross-linking versusnon cross-linking demonstrated a definite trend toward signif-icance; however, findings did not reach statistical significance.

This is likely explained by the small sample size in addition tothe use of a non-parametric analysis model, which has a higherthreshold for significance Fig. 5.

4.3. Electron microscopy

Anterior lamellar keratoplasty specimens were sent for pro-cessing and analysis with electron microscopy at the Universityof Ottawa Heart Institute. Of these, only the human-to-human

cross-linked specimen was viable, as the rest detached duringpreparation. Non-fused and fused crossed and longitudinalcross-linked collagen fibers were demonstrated. In addition,bridges, densities, attachment plaques and primitive plasma-

lemmal densities were observed across the graft-host junctionFigs. 6–9. Finally, there was also the presence of occasionalglobules which appeared to be lipid in origin, within the

interface.

Page 5: Femtosecond-UVA-riboflavin (FUR) cross-linking approach to penetrating keratoplasty and anterior lamellar keratoplasty

Median Maximum Strength values were significantly higher in the cross-linked human-to-human conditionwhen compared to non cross-linked specimens (Not statistically significant; see text). (Mann-Whitney U tests)

ALK Tensile strength

Figure 5 Tensile strength in anterior lamellar keratoplasty.

Non fused

Fused: Longitudinal and crossed collagen fibers

Figure 6 Electron micrograph (1000·) showing nonfused and

fused (arrow) areas across the graft-host interface. Fused areas

demonstrate both crossed and longitudinal cross-linked fibers.

Fused: Longitudinal and crossed collagen fibers

Non fused

Figure 7 Electron micrograph (4000·) showing nonfused and

fused (arrow) areas across the graft-host interface. Fused areas

demonstrate both crossed and longitudinal cross-linked fibers.

Femtosecond-UVA-riboflavin (FUR) cross-linking approach to penetrating keratoplasty 265

5. Discussion

Recent technological advances have permitted alternative ap-proaches to keratoplasty (1–14). In this study, we have shownthat femtosecond wound design combined with the strengthen-

ing effects of collagen cross-linking provided by ultraviolet

light/riboflavin therapy (FUR approach) results in increasedburst IOP in full thickness corneal transplants, increased ten-sile adhesion in anterior lamellar grafts and electron micros-copy evidence of corneal collagen cross-linking across the

Page 6: Femtosecond-UVA-riboflavin (FUR) cross-linking approach to penetrating keratoplasty and anterior lamellar keratoplasty

Primitive plasmalemmal densities.

Figure 8 Electron micrograph (1000·). Bridges, densities,

attachment plaques and primitive plasmalemmal densities are

observed across the graft-host junction.

Figure 9 Electron micrograph (1000·). Bridges and densities are

observed across the graft-host junction.

266 G. Rocha et al.

graft-host interface in ALK. We believe this to be the first re-port in the literature describing these findings (Medline search

March 29, 2011, www.ncbi.nlm.nih.gov, search terms: ‘‘cornealcrosslinking wound strength, corneal crosslinking electronmicroscopy, tensile strength and burst pressure’’).

In the PKP technique, we demonstrated that the FUR ap-

proach enables a superior result with regard to IOP burstpoint. No significance was established between cut design orsequence of corneal incision and cross-linking. This has rele-vance, as many keratoconic corneas have now received cross-

linking treatments (Vinciguerra et al., 2009). We do not antic-ipate a detrimental effect of cross-linking to subsequent PKPin the future, if required. Finally, as expected, a greater num-

ber of sutures enabled higher IOP burst point. However, wewere surprised to learn that even the placement of eight inter-rupted sutures resulted in burst IOP levels higher than

80 mmHg after cross-linking, providing further evidence ofthe strengthening capabilities of this approach.

In the ALK technique, we established a trend toward great-

er adhesion in the human-to-human cross-linked group. Elec-tron microscopy enabled visualization of the graft-hostinterface with evidence of crossed and longitudinal cross-linked collagen fibers, bridges, densities, attachment plaques

and primitive plasmalemmal densities. These findings need tobe explored further, but enhance our understanding of the po-tential bonding which is expected to occur across wounds in

collagen cross-linking.One weakness in this study was the fact that we were unable

to assess the graft-host interface in the full thickness trans-

plants, but plan to explore this in the future.In conclusion, the cross-linking effects of the FUR tech-

nique enable a stronger graft-recipient adhesion compared toconventional PKP and ALK. Electron microscopy enabled

visualization of the cross-linked interface. We believe thatthe FUR approach may open avenues to sutureless transplan-tation techniques in the future.

Acknowledgments

The authors wish to thank James Wiens, MD, FRCSCfrom Image Plus Laser Eye Centre for the use of his facility,

Rejean Munger, PhD for valuable contributions anddiscussions on the UVA light source and Peter Rippstein,ART, MLT from the University of Ottawa Heart Institutefor processing and analyzing electron microscopy specimens.

Statistical analysis was performed by Aline Tabet, Universityof British Columbia, Department of Statistics, Short TermConsulting Service (STCS) and Walter Wittich, MAB-Mackay

Rehabilitation Centre, Agent de Planification de Recherche,Montreal.

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