fda’s proposed 503b draft compounding guidance raises ... · ing—sterile preparations. chapter...

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PRESCRIPTION: W ASHINGTON 732 P&T® • November 2014 • Vol. 39 No. 11 PRESCRIPTION: W ASHINGTON T he Food and Drug Administration (FDA) will publish a final guid- ance document, ostensibly this fall, describing the requirements for out- sourcing compounding pharmacies that register under the new 503B program established in the wake of the 2012 New England Compounding Center disaster. The guidance has been eagerly awaited by hospital pharmacists, who are expected to purchase compounded products from 503B pharmacies that register with the FDA and, if they pass an inspection, receive the agency’s Good Housekeep- ing–like seal of approval. That inspection will be based on facility sterility, environ- mental, and other standards just a notch below the current good manufacturing practices (cGMPs) that big-name drug companies must meet. The final guidance will establish those standards. The 503B pharmacies that meet these standards will be able to sell sterile, compounded products in bulk—without first receiving individual prescriptions for individual patients—to hospital pharmacies and other purchasers, such as dialysis centers and nursing homes. The FDA published draft guidance on potential 503B standards in July. 1 It is not clear when the final guidance will be published, but the FDA is under the gun. However, the FDA must reconcile numerous conflicting views about the draft guidance from many players in the industry. The International Academy of Com- pounding Pharmacists, which represents many of the 50 or so companies that have registered with the FDA under 503B, is worried that it will take the agency con- siderable time to publish final guidance (which is not legally enforceable anyway). In the meantime, the FDA presumably will inspect 503B registrants based on the cGMPs for conventional drug manufac- turers such as Pfizer and Eli Lilly. But if the FDA eventually publishes less strin- gent cGMPs for outsourcing facilities, it is unlikely that the 50 current registrants would lower their standards. This would create a dual regulator y system: one set of tough cGMPs for early registrants versus looser 503B “lite” standards for pharmacies that wait for publication of the final guidance. There are other concerns about the content of the draft guidance. Some, like Joseph Cosgrove, President and CEO of Pentec Health, complain the require- ments are “arbitrary and capricious.” Others argue, in effect, that the require- ments are too easy and that the FDA shouldn’t be giving 503B pharmacies any leeway beyond what Pfizer, Eli Lilly, and the rest of the big companies must provide in their cGMPs. The primary focus of the FDA’s draft is on quality assurance for sterile drug prod- ucts and the safety of compounded drug products more generally, with respect to strength (e.g., subpotency, superpotency) and labeling or drug-product mix-ups. So the guidance establishes requirements for clean-room air quality and monitoring, container handling, aseptic drug process- ing, testing incoming components, etc. The FDA is clearly conscious of potential complaints that its requirements are too tough. In the area of laboratory testing of incoming components, for example, the FDA is considering allow- ing 503B pharmacies to outsource final release testing to a contract testing labo- ratory. That third-party lab would have to submit a drug master file (DMF) to the FDA with information on how it does its testing, the records it maintains, its quality assurance activities, and other procedures. But Brad Goskowicz, Chief Executive Officer of Microbiologics, argues that the DMF provides only a description of what a laboratory intends to do. “It does not provide any assurance that laboratory protocols are followed,” he states. Cosgrove, whose company is consid- ering registering as a 503B pharmacy, thinks the draft guidance sets too high a bar. For example, when a 503B phar- macy compounds fewer than 10 doses for a single patient, based on a single prescription, it would not have to perform sterility testing on those 10 doses if the beyond use date (BUD) meets certain qualifications. Cosgrove wants a more expansive exemption, allowing more drugs to escape sterility testing. He sug- gests the FDA use the risk-based stan- dards in the U.S. Pharmacopeia (USP) Chapter 797, Pharmaceutical Compound- ing—Sterile Preparations. Chapter 797 uses low-, medium-, and high-risk cat- egories and establishes different stan- dards for BUD timeframes. The FDA’s draft guidance picks up the “high-risk” standards without specifically mention- ing USP 797, so the draft treats all 503B pharmacies as if they are doing high-risk compounding. Another concern, voiced by industry players such as Jack Maniko, Director of Federal Legislative Affairs for Baxter International, Inc., is that the draft guid- ance fails to distinguish between sterile drug products that are compounded by combining licensed, commercially manufactured sterile drug products under aseptic conditions and sterile drug products that are compounded from nonsterile bulk active pharmaceutical ingredients (API). He thinks 503B phar- macies compounding products in the second category ought to be subject to cGMPs at the pharmaceutical-company level, with some exceptions for small batch sizes, patient-specific compound- ing, and products with rapid expiry. One only has to visit the FDA website to find warning letters the agency has sent to compounding pharmacies this FDA’s Proposed 503B Draft Compounding Guidance Raises Concerns of All Kinds Is the Bar Being Set Too High, or Too Low? Stephen Barlas Mr. Barlas is a freelance writer in Washington, D.C., who covers issues inside the Beltway. Send ideas for topics and your comments to sbarlas@ verizon.net. continued on page 758

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Page 1: FDA’s Proposed 503B Draft Compounding Guidance Raises ... · ing—Sterile Preparations. Chapter 797 uses low-, medium-, and high-risk cat-egories and establishes different stan-dards

PrescriPtion: Washington

732 P&T® • November 2014 • Vol. 39 No. 11

PrescriPtion: Washington

The Food and Drug Administration (FDA) will publish a fi nal guid-ance document, ostensibly this fall,

describing the requirements for out-sourcing compounding pharmacies that register under the new 503B program established in the wake of the 2012 New England Compounding Center disaster.

The guidance has been eagerly awaited by hospital pharmacists, who are expected to purchase compounded products from 503B pharmacies that register with the FDA and, if they pass an inspection, receive the agency’s Good Housekeep-ing–like seal of approval. That inspection will be based on facility sterility, environ-mental, and other standards just a notch below the current good manufacturing practices (cGMPs) that big-name drug companies must meet. The fi nal guidance will establish those standards. The 503B pharmacies that meet these standards will be able to sell sterile, compounded products in bulk—without fi rst receiving individual prescriptions for individual patients—to hospital pharmacies and other purchasers, such as dialysis centers and nursing homes.

The FDA published draft guidance on potential 503B standards in July.1 It is not clear when the fi nal guidance will be published, but the FDA is under the gun. However, the FDA must reconcile numerous confl icting views about the draft guidance from many players in the industry.

The International Academy of Com-pounding Pharmacists, which represents many of the 50 or so companies that have registered with the FDA under 503B, is worried that it will take the agency con-

siderable time to publish fi nal guidance (which is not legally enforceable anyway). In the meantime, the FDA presumably will inspect 503B registrants based on the cGMPs for conventional drug manufac-turers such as Pfi zer and Eli Lilly. But if the FDA eventually publishes less strin-gent cGMPs for outsourcing facilities, it is unlikely that the 50 current registrants would lower their standards. This would create a dual regulatory system: one set of tough cGMPs for early registrants versus looser 503B “lite” standards for pharmacies that wait for publication of the fi nal guidance.

There are other concerns about the content of the draft guidance. Some, like Joseph Cosgrove, President and CEO of Pentec Health, complain the require-ments are “arbitrary and capricious.” Others argue, in effect, that the require-ments are too easy and that the FDA shouldn’t be giving 503B pharmacies any leeway beyond what Pfi zer, Eli Lilly, and the rest of the big companies must provide in their cGMPs.

The primary focus of the FDA’s draft is on quality assurance for sterile drug prod-ucts and the safety of compounded drug products more generally, with respect to strength (e.g., subpotency, superpotency) and labeling or drug-product mix-ups. So the guidance establishes requirements for clean-room air quality and monitoring, container handling, aseptic drug process-ing, testing incoming components, etc.

The FDA is clearly conscious of potential complaints that its requirements are too tough. In the area of laboratory testing of incoming components, for example, the FDA is considering allow-ing 503B pharmacies to outsource fi nal release testing to a contract testing labo-ratory. That third-party lab would have to submit a drug master fi le (DMF) to the FDA with information on how it does its testing, the records it maintains, its quality assurance activities, and other procedures.

But Brad Goskowicz, Chief Executive

Offi cer of Microbiologics, argues that the DMF provides only a description of what a laboratory intends to do. “It does not provide any assurance that laboratory protocols are followed,” he states.

Cosgrove, whose company is consid-ering registering as a 503B pharmacy, thinks the draft guidance sets too high a bar. For example, when a 503B phar-macy compounds fewer than 10 doses for a single patient, based on a single prescription, it would not have to perform sterility testing on those 10 doses if the beyond use date (BUD) meets certain qualifi cations. Cosgrove wants a more expansive exemption, allowing more drugs to escape sterility testing. He sug-gests the FDA use the risk-based stan-dards in the U.S. Pharmacopeia (USP) Chapter 797, Pharmaceutical Compound-ing—Sterile Preparations. Chapter 797 uses low-, medium-, and high-risk cat-egories and establishes different stan-dards for BUD timeframes. The FDA’s draft guidance picks up the “high-risk” standards without specifi cally mention-ing USP 797, so the draft treats all 503B pharmacies as if they are doing high-risk compounding.

Another concern, voiced by industry players such as Jack Maniko, Director of Federal Legislative Affairs for Baxter International, Inc., is that the draft guid-ance fails to distinguish between sterile drug products that are compounded by combining licensed, commercially manufactured sterile drug products under aseptic conditions and sterile drug products that are compounded from nonsterile bulk active pharmaceutical ingredients (API). He thinks 503B phar-macies compounding products in the second category ought to be subject to cGMPs at the pharmaceutical-company level, with some exceptions for small batch sizes, patient-specifi c compound-ing, and products with rapid expiry.

One only has to visit the FDA website to fi nd warning letters the agency has sent to compounding pharmacies this

FDA’s Proposed 503B Draft Compounding Guidance Raises Concerns of All KindsIs the Bar Being Set Too High, or Too Low?stephen Barlas

Mr. Barlas is a freelance writer in Washington, D.C., who covers issues inside the Beltway. Send ideas for topics and your comments to sbarlas@ verizon.net.

continued on page 758

Page 2: FDA’s Proposed 503B Draft Compounding Guidance Raises ... · ing—Sterile Preparations. Chapter 797 uses low-, medium-, and high-risk cat-egories and establishes different stan-dards

758 P&T® • November2014 • Vol.39No.11

year about unsanitary conditions and other problems.2 Continuing quality con-trol issues argue for a comprehensive set of requirements in any final guidance from the FDA. Of course, “comprehen-sive” is in the eye of the beholder. Still, the FDA seems likely to adopt a fairly strict interpretation.

REFERENCES1. Food and Drug Administration. Guidance

for industry: current good manufacturing practice—interim guidance for human drug compounding outsourcing facili-ties under section 503B of the FD&C Act (draft guidance). July 2014. Available at: http://www.fda.gov/downloads/Drugs/GuidanceComplianceRegulatoryInfor-mation/Guidances/UCM403496.pdf. Accessed September 26, 2014.

2. Food and Drug Administration. Com-pounding: inspections, recalls, and other actions. September 2014. Available at: http://www.fda.gov/drugs/guidance-complianceregulator yinformation/pharmacycompounding/ucm339771.htm. Accessed September 26, 2014. n

PrescriPtion:

Washington

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