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    GEOL411: Faults and Faulting 

    8.1 Introduction

     

    I) Recall:

     

    (i) 

    deformation can be brittle or ductile

    (ii) 

     brittle deformation (cracks) can be tensile or shear cracks

    (iii) 

    only mode I (tensile) cracks can propagate any distance

    (iv) 

    large fractures with no shear displacement are called joints (topic

    7)

    (v)  fractures with shear displacement are called faults, but these are

    not simply large shear cracks

    (vi)  movement on faults is by frictional sliding

     

    II) Terminology

     

    Fault = discrete surface on which measurable slip has occurred by brittle

    deformation processes

     

    Slip = relative displacement between formerly adjacent points on opposite

    sides of a fault, measured in the fault surface

     

    Fault zone = Fault expressed as a zone of numerous small fractures. Small

    fractures and faults branching off a larger fault are called splays

     

    Shear zone = distributed zone of shear displacement, with macroscopically

    ductile deformation. Includes microscopically ductile deformation

    processes, and cataclasis.

     

    Cataclasis is microscopically brittle but macroscopically ductile (zone of

    fracturing and crushing, not a discrete surface)

     

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    III) Why are faults important?

     

    Control spatial arrangement of rock units (mapping)

    Affect topography and landscape (geomorphology)

    Affect permeability of rocks and sediments control fluid migration)

    Affect distribution of natural resources (ores, fossil fuels, …)

    Deformation: long-term, e.g. Wrangellia now spread along W coast of

    US

      short term, earthquakes!

     

    Already covered a lot in topic 6; here we concentrate on mesoscopic

    structures and processes. Will look at tectonics and faulting (macroscopic)

    later on.

     

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    8.2 Fault geometry and displacement

     

    (I) More terminology…

     Wall = rock adjacent to a fault surface

    Fault block = body of rock that moved as a consequence of slip on the fault

     

    For a non-vertical fault,

    Hangingwall = block above the fault plane

    Footwall = block below the fault plane

     

    Movement on faults can be a combination of dip-slip and strike-slip. 

    Pure dip-slip faults can be normal (h/wall down) or reverse (h/wall up)

     

    Pure strike-slip faults can be dextral (right-lateral) or sinistral (left-lateral)

     

    Oblique-slip faults combine dip-slip and strike-slip components.

     

    Net slip = displacement on a fault, measured in the plane of the fault.For oblique-slip faults we have to consider both the strike-lip and dip-slip

    components.

    The rake angle is the angle of the slip vector measured down from the

    horizontal in the fault plane:

     

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    In addition to normal/reverse and sinistral/dextral, we also classify a fault

    according to its dip.

    0 to 30̊ = low-angle, 30 to 60 ̊ = intermediate angle, 60 to 90̊ = high angle

     

    Sometimes a fault will change displacement along its length (all faults do

    this near their terminations)

    Scissors fault = amount of slip changes along strike so that h/wall block

    rotates around an axis perpendicular to the fault surface

     

    (II) Map symbols

     

    Note that the ornament is always in the hangingwall block!

     

    Detachment = large low-angle fault system, (can be regionally extensional

    or contractional, will often change apparent nature from outcrop to

    outcrop)

     

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    The hangingwall of a detachment is often referred to as

    the allochthon (stuff which has moved) and the footwall as

    the autochthon (stuff which is still in its place of origin)

     

    Also note the interpretation of these symbols in cross-section.

     

    e.g. where topography exposes the footwall of a large detachment, this is

    called a window. Where topography has removed all but an isolated

    remnant of hangingwall, this is called a klippe.

     

    (III) Measuring slip

     

    Net slip vector completely defined by:

    (a) 

    distance

    (b) 

    orientation (plunge and bearing of offset)

    (c) 

    sense of slip

     Note that separation refers to the offset between a particular marker

    horizon from one side of the fault to another, measured along a specified

    line.

    This is usually not the same as net slip (imagine looking at a cross-section

    of a fault – you can only see the dip-slip component of movement)

     

    Animation from CD-ROM at this point?

     (IV) Fault bends

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    Fault bend = sudden change in dip and/or strike of a fault

     

    e.g. Listric faults have concave-up shapes (shallow at depth, steep near the

    surface):

     

    e.g. Thrust faults frequently display “ramp and flat” geometry. Note

    distinction between footwall flat and hangingwall flat.

     

    e.g. Strike-slip faults often contain fault bends, which are classified as: 

    restraining bends

     

    (transpression = combination of strike-slip & compression)

     

    releasing bends

     

    (transtension = combination of strike-slip & extensional movement) 

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    (V) Fault terminations

     

    All faults have to end somewhere

     

    An emergent fault ends at the Earth’s surface

     

    A blind fault terminates inside the Earth and is not seen at the surface

    (Blind faults can be later exposed by erosion – not all faults you see in

    outcrop necessarily reached the surface when they were active)

     

    The edge of a fault is called the tip line (separates slipped & unslipped

    regions):

     

    Faults can die out along their length in a number of ways, e.g.:

    (a) 

    as many smaller fault splays, forming a horsetail

    (b) 

    in a zone of ductile deformation, becoming more diffuse

    away from the fault tip

     

    OH: Fault displacement is related to fault length – longer faults usually

    have greater displacement. (Fig. 8.14 , b)

     

    8.3 Fault rocks

     

    I) Classification

     

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    Fault rocks are classified according to the size of the fragments, and

    whether they are cohesive or not.

     

    Fault gouge: Fine-grained (< 1mm) noncohesive fault rock, grain size

    reduced by pulverisation, gouge may be sheared to form foliation.

    Often altered to clay minerals (in which case gouge or fluid flow?).

    If cemented by minerals precipitated from circulating groundwater it

    is an indurated gouge.

     

    Fault breccia: Coarse noncohesive fault rock, angular rock fragments >

    1mm (can be several m). If breccia blocks are cemented by vein

    material, it is a vein-filled breccia (or indurated breccia).

     

    Cataclasite: Cohesive fault rocks composed of broken, crushed and

    rolled grains. Does not disintegrate when hammered (c.f. gouge,

     breccia).

     

    Pseudotachylyte: Glassy or microcrystalline material formed by melting

    due to frictional heating during slip on a fault. Flows between breccia

    fragments or nto cracks in fault wall. Usually mm to cm lenses or

    sheets. [Can be several m thick at impact sites, e.g. Vredefort dome.]

     

    II) Slickensides and Fibers

     

    Slickensides are fault surfaces polished by frictional sliding, often

    containing groove lineations (striations) caused by asperities ploughing

    into the opposite wall.

     

    When fault movement was by the crack-seal mechanism (remember topic

    6), any space between the two fault planes is filled with fluid. On slipping,

    the pressure decreases and minerals may be precipitated. If slip occurs in

    many small amounts, these minerals will grow as elongate fibres parallel to

    the slip direction. This can often give a sense of slip on the fault:

     

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    Remember that multiple slip episodes may have occurred in multiple

    orientations. The latest slip may have erased earlier grooves or fibres which

    grew in a different orientation.

     

    III) Slip indicators

     Grooves and/or fibres can tell us the orientation of slip, but we also want to

    know the sense of slip (e.g. normal or reverse for dip-slip, and dextral or

    sinistral for strike-slip).

     

    There are several sense of slip indicators for brittle faults and fault zones:

     

    (i) 

    offset markers (the easiest, but beware apparent offset!)

    (ii) 

    en echelon veins / sigmoidal en echelon veins (topic 7)(iii)

     

    fault-related folds (asymmetry can tell you the shear sense)

    (iv)  fiber-sheet imbrication

    (v)  carrot-shaped grooves on slickensides (opposite wall moved from

    deep wide end of groove towards narrow shallow end)

    (vi) 

    steps on slickensides (very small steps – usually feel with hand)

    (vii) 

    pinnate fractures (near a fault tip)

     

    IV) Change in character with depth 

    Physical appearance of a fault depends on magnitude of displacement,

    whether slip is on a pre-existing surface or reactivates an older surface, and

    the pressure-temperature (PT) conditions of faulting (which obviously vary

    with depth.)

     

    Note that the behaviour of rocks is controlled by temperature, composition,

    strain rate, confining pressure, fluid pressure, previous deformation, etc.

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    Because of the composition dependence, a major strike-slip fault may look

    different at the same depth, if different rock types are involved.

     

    (i) At the surface, faults may be characterized by at least three types of

    topographic feature:

     

    Fault scarp = topographic offset caused by dip-slip motion on the fault

    plane. The scarp is the fault plane.

     

    Fault-line scarp = topographic offset caused by differential erosion on

    different sides of the fault. The fault plane may not be exposed.

     

    In addition, notches may result from preferential erosion of weak

    fault gouge or breccia. Streams often follow the traces of faults (good

    for mapping). Rarely, indurated breccia (with lots of mineral

    precipitation) may be stronger than rocks on either side, in which

    case the fault trace will be expressed as a ridge.

     

    (ii) At shallow depths (≤ about5 km), mesoscopic faults can reactivate

     bedding planes or joint surfaces (will usually result in slickensides)

    or fracture previously intact rock (will result in breccia and/or

    gouge). Bigger faults have wider brecciated zones and may have

    small fault splays.

     

    (iii) Between about 5 and 10-15 km, rocks become more ductile. Cataclastic

    shear zones form here (macro ductile, micro brittle). The brittle-

    plastic transition is at about 10-15 km depth (c. 250 to 350 ̊C). Below

    this, ductile crystal-plastic deformation mechanisms dominate, and

    mylonite forms (very fine-grained strongly foliated rock). Will cover

    this in later topics.

     

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    8.4 Faults and folds

     

    We haven’t covered folding in detail yet, but important to note folds and

    faults often associated. Some examples: 

    (I) Fault-inception fold – deformation by folding is overprinted by faulting

     

    (II) Fault-propagation fold – e.g. folding above and beyond a thrust fault tip

    line

     

    (III) Fault-bend fold – forms passively as gravity prohibits void formation

    Can be related to thrust or normal fault, called a “drape fold” when

    sedimentary cover passively drapes over a basement-offsetting fault

     

    8.5 Anderson’s theory of faulting

     

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    Recall that faulting occurs in response to shear stress

    (presence of a shear stress requires that differential stress,σd =σ1 –σ3 ≠ 0).

     

    Now recall that the ratio of shear stress to normal stress is a maximum on

    planes oriented at about 30̊ toσ1 and containingσ2 (which is why Coulomb

    shear fractures initiate at about this angle).

     

    Now recall that the Earth’s surface is a free surface (cannot transmit shear

    stress), therefore it must also be one of the three principal planes of stress.

    One principal plane of stress usually remains (sub-) parallel to the Earth’s

    surface at depth, because gravity is a major contributor to stress state.

     

    Andersons’s theory of faulting uses these relations to predict basic fault

    geometries:

     

    (a) normal faulting (b) thrust faulting (c) strike-slip

    faulting

      σ1 vertical σ1 horizontal σ1 horizontal

      σ2 horizontal σ2 horizontal σ2 vertical

      σ3 horizontal σ3 vertical σ3 horizontal

     

    Note this does not always work:

    Frictional sliding on pre-existing surface is often easier than initiating

    new fractures (pre-existing surface may become oblique-slip

    fault)

    Fault surface may be rotated by deformation to a different orientation

    Anderson’s theory is for isotropic homogeneous crust & stress field

     

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    As an example of fault geometry controlled by local stress field, we now

    look at:

     

    Listric faults – concave-up faults, steep near the surface but shallow at

    depth.

    In part due to curving stress field, especially curving trajectories

    ofσ1 andσ3. (Recall the sliding block from Topic 3).O/H

     

    8.6 Fluids and faulting

     

    Recall indurated gouge, vein-filled breccia, gouge often altered to clay

    minerals. Fluids are often associated with fault zones. 

    Seismic pumping - occurs when movement on a fault creates space (of

    course it doesn’t really create space, but the pressure within the fault zone

    is reduced temporarily). This pressure gradient drives groundwater into

    the fault zone.

     

    Fluids affect the shear stress at which faulting occurs in three ways:

     

    (i)  Alteration - clay minerals are weak, with low shear strength

    (ii)  Hydrolytic weakening of silicate minerals (without

    transformation to clays)

    (iii) 

    Pore pressure (Pfluid) decreases effective normal stress, and

    decreases the shear stress at which brittle failure occurs (topic

    6).

     

    This last point is very important as it explains how large thrust sheets can

    move intact – to overcome the friction, large horizontal stresses are required

    (large enough that one would expect the thrust sheet to break before it

    slides).

     

    [Analogy: try pushing a large piece of carpet at one end and see how it just

    wrinkles next to where you push, instead of sliding the whole carpet]

     

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    The Hubbert-and-Rubey hypothesis is that if Pfluid in the detachment one is

    near to lithostatic pressure, effective normal stress across the contact

    approaches zero, and the shear stress required for sliding becomes smaller

    than that required for internal deformation of the sheet.

     

    So, what magnitude of stress is required for faulting to occur?

     

    Recall effects of confining pressure, fluid pressure, lithology, strain rate,

    temperature, pre-existing fractures…

    Also depends on type of fault (largerσd required for thrust than normal

    fault)

     

    Estimates from shear heating (σS.u = Ee + Es + Q) where u is amount of

    slip, Ee is earthquake energy, Es is energy used making new fractures, and

    Q is heat generated. But San Andreas Fault shows little or no heat flow

    anomaly…

     

    Estimates from stress drop (minimum estimate forσS range from 0.1 to 150

    MPa (average c. 3 MPa).

     

    Estimates from laboratory studies are around 20 to 100 MPa.

     

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    8.7 Fault systems

     

    Faults are manifestation of fundamental way that stress causes deformation

    in the upper crust. They do not usually occur in isolation, but rather in faultsystems, also called fault arrays.

     

    Fault systems can be classified according to geometric and tectonic features.

     

    I) Geometric classification:

     

    Groups of faults may be a parallel array, anastomosing array, en echelon

    array, relay array, conjugate array, or random array: 

    Usually most faults in a parallel array will dip in the same direction.

    Subsidiary faults parallel to major faults are called synthetic. Sometimes a

    fault dips in the opposite direction, in which case it is anantithetic fault:

     

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    II) Tectonic classification:

    (i)  Normal fault system: these often form in rifts, where the

    lithosphere is extending, along passive margins, and along mid-

    ocean ridges. Usually relay or parallel arrays of listric or planar

    faults. Movement on either usually results in rotation / tilting of

    overlying fault blocks. Two different styles, (a) horst-and-graben

    (planar faults) and (b) half-graben systems (listric faults):

     

    (ii)  Thrust fault system: accommodate regional shortening, e.g.

    margins of convergent plate boundaries and collisional orogens.

    Usually relay or parallel arrays, often combined with folding,

    resulting infold-thrust belts. Flats follow weak horizons,

    and ramps cut across rigid beds. Imbricate

    fan or duplex structure:

     

    (iii)  Strike-slip fault system: occur at transform plate boundaries,

    within plates, and as components of collisional or convergent

    orogens. Typically splay into many separate faults near the surface

    (flower structure). In a transpressional or transtensional setting,

    these are either “positive” or “negative” flower structures.

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    Reactivated fault systems: We know that often a pre-existing fault

    surface will be reactivated in preference to initiating a new fracture

    plane. There is no reason why an old fault plane should be reactivated

    with the same sense of slip as when it first formed, since there may be

    hundreds of millions of years in between for the regional stress field to

    change.

     

    Fault inversion is the reversal of displacement on a fault during

    reactivation

     

    e.g. normal faults formed during rifting of a continental margin may be

    reactivated as a thrust fault if that margin is later caught in a continental

    collision.

    e.g. border faults of a small half-graben basin may be reactivated as

    reverse or oblique-slip faults if the region is later subjected to

    compression.

     

    III) A final distinction that is often made is between thin-skinned and thick-

    skinned fault systems (but the two are often laterally related):

     

    Thin-skinned fault system: faults occur only at shallow depths in the

    sedimentary cover, separated from unfaulted deeper sediments and

     basement by a detachment

    Thick-skinned fault system: faults involve basement as well as cover.

     

    8.8 Review / summary

     

    (i)  Fault = shear displacement (some movement parallel to plane of

    contact)

     

    (ii)  Normal, reverse, strike-slip, oblique

     

    (iii) 

    Rock types: gouge and breccia, cataclasite, mylonite (plastic)

     

    (iv) 

    Slip indicators, slickensides, fibres, etc.

     

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    (v)  Fault-related folds

     

    (vi) 

    Anderson’s theory of faulting (σ1 andσ3 orientation)

     

    (vii)  Fluids and faulting (seismic pumping; how do large thrust sheets

    move?)

     

    (viii) 

    Fault systems and fault reactivation

    http://ijolite.geology.uiuc.edu/07fallclass/geo411/Faults/T8faults.htm

    Free and forced folding

    Fault-bend fold and fault-propagation fold are two important styles of ‘forced folding’ in which the

    fold shape is controlled by thrust fault (after John Suppe, Principles of Structural Geology, !"#$%

    In free folding, rock layers are free to exert their mechanical properties on the

    development and shape of the folded stack and thus layer-parallel strain dominantly

    takes place. Buckling discussed above typically produces free folds.

    In forced folding, the shape and geometric features of the folded stack are ‘forced on’

    the layers usually by a fault that is the primary structure. In this case, to uote

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     !merican geologist "eorge #avis in his textbook $tructural "eology %&''(), the rock

    layers *+ust go along for a ride. otable examples of forced folding include drape

    fold %folding of sediments overlying a high-angle basement fault), faultbend fold

    %bending and slip of an anticlinal fold as a thrust block overrides the footall block

    along a ramp), and fault propagation fold %asymmetric bending of rock strata along a

    thrust ramp). In these examples, folding depends on faults, and bending is the main

    process of folding.

    http://www.geoexpro.com/articles/2015/01/folds-and-folding-part-ii

    http://www.geoexpro.com/articles/2015/01/folds-and-folding-part-iihttp://www.geoexpro.com/articles/2015/01/folds-and-folding-part-ii