examples of social media use - knowledgemobilization.net€¦ · workshop objectives you will...
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Knowledge Management: Monitoring and Evaluation Methods
Peter Norman Levesque
Institute for Knowledge Mobilization
Slides available at: www.knowledgemobilization.net/evaluation
Password: Monitor
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Logistics When can I get more coffee?
When is lunch?
Where are the bathrooms?
When can I go home?
What are we doing today?
What if I want more information?
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Workshop Agenda
Morning: • Why is monitoring &
evaluation important? • Understanding the
operational dimensions of monitoring and evaluation in KM
• Learning about current
monitoring and evaluation practices in KM including existing models and case studies
Afternoon: • Identifying challenges
including personnel issues, organizational issues, limits of current models, and limits of measuring complex systems
• Paying attention to trends,
including data mining, data visualization, dashboards, mobile communication, embedded tracking, and cross-sector collaborations.
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Workshop Objectives
You will learn:
• Enhance your understanding of monitoring & evaluation as it relates to KM.
• Develop an understanding of strategy as it relates to KM.
• Assessment of current state of monitoring & evaluation practices.
• Understand the management process for monitoring & evaluation .
• Gain access to tools and templates.
• Engage with a broader community of people working to implement monitoring & evaluation .
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Workshop Format
• Some lecture
• Lots of group discussions
• A few videos
• Some resource materials
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Discussion
Hello Let’s find out a little about each other.
What do you hope to gain today?
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Discussion
What do you monitoring & evaluation?
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"When a measure becomes a target, it ceases to be a good measure.”
- Goodhart's law
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Sebastian Wernicke: Lies, damned lies and statistics
http://www.ted.com/talks/lies_damned_lies_and_statistics_about_tedtalks.html
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New Yorker: Sam Gross 1991
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How are we measuring now?
• The Challenge: How did we get here? A brief history.
• Where are we: Study Designs – Longitudinal studies – Interrupted time series studies – Controlled before and after studies
• Where are we: Monitoring Designs – Direct observation – Interview – Survey – Multi-method approaches
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What are we trying to find?
Value Identification
– Programs
– Policies
– Priorities
– Processes/Procedures
– Practice
– Products
– Perspectives
– Possibilities
– People Skills
Where do we go from here?
– Spectrum of impact
– Multiple value manifestations
– Enhanced partnerships and collaboration
– Gamification, sensors, and always-on monitoring
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The Challenge of the “Growth of Everything”
Context
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Data and information overload
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Why are we concerned about this now?
• Production – Every day, we create 2.5 quintillion bytes of data —
so much that 90% of the data in the world today has been created in the last two years alone.
– This data comes from everywhere: sensors used to gather climate information, posts to social media sites, digital pictures and videos, purchase transaction records, and cell phone GPS signals to name a few.
– This data is big data.
http://www-01.ibm.com/software/data/bigdata/
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Over Consumption?
– Email: 144 billion email per day worldwide. (2012) – Websites: 624 million (2012) – Users: 2.4 billion (2012) – Mobile: 6.7 billion mobile subscriptions (2012) – Twitter: 175 million tweets daily average (2012) – Facebook: 1 billion users (2012) – Google: 1.2 trillion searches on Google (2012) – YouTube: 4 billion hours/month of video watched
(2012) – Youth: spend less time watching TV (60%) and
more time online (600%)
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Growth of the Research System http://jrp.icaap.org/index.php/jrp/article/viewArticle/128/106
1945
2000
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Growth of Scientific Literature
• Available literature includes considerable discussion about the value of knowledge translation
• Little solid research concerning methods for ongoing monitoring and evaluation of KT processes
• Most literature discusses measurement of the outputs of KT activities
• Some literature discusses outcomes • Very little on longer-term impact of KT
Growth of articles on
Speciation Analysis
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This growth shifts patterns of sharing 19
Passive push (until 1970s+) Push harder (1990s+) Partner & pull (2000+)
• Dissemination via traditional journals, conferences
• Focus on implementation, e.g. performance feedback
• Linkage & exchange, e.g. joint production
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Growing recognition that success will mean working together in more complex ways
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Challenge: Competition in “idea market”
21
Philip Davies, Is Evidence-Based Government Possible? Jerry Lee Lecture 2004, Washington, DC
Evidence
Experience Judgement
Resources
Values
Habits
Traditions Lobbyists
Pressure Groups
Pragmatics
Contingency
Emotions
Other Factors
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Richard Heinberg Quote
Taking in traumatic information and transforming it into life-affirming action may turn out to be the most advanced and meaningful spiritual practice of our time.
http://globalpublicmedia.com/how_do_you_like_the_collapse_so_far
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Examples of KM Worldwide
http://www.youtube.com/watch?v=J5nrbJ370po# Play to 4:45
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What is “Business as Usual” in KM Evaluation and Monitoring
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Steps or shift in ecology?
Mitton (2007) & Ward (2001) identified 5 main steps in KT: 1. identification and communication
of the problem 2. analysis of the context in which the
problem exists 3. development and selection of
knowledge 4. activities and interventions 5. use of knowledge
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What are we doing: Study Designs
• KT monitoring and evaluation studies tend to follow one of three main directions: – Longitudinal studies – Interrupted time series
studies – Controlled before and after
studies
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Longitudinal Studies
• Continued monitoring of a KT process or “intervention” from beginning to end
• Real-time monitoring of an intervention allows for identification of problems with the intervention and to address these issues throughout the entire process
• Requires significant financial, time and human resources
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Interrupted time series studies
• Involves taking measurements at multiple points before and after a KT intervention has taken place including some limited measurement at pre-selected stages of the intervention
• More streamlined than longitudinal studies
• Does not easily allow assessment of the impact of outside influences on the outcome being studied.
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Controlled before and after studies
• Make assessments before commencing the intervention and then making assessments after the intervention has taken place to evaluate changes that have occurred
• Beneficial in determining the effect of an intervention in one specific isolated context
• Difficult to account for confounding variables that may have affected the outcome being studied
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What are we doing: Monitoring
• Monitoring and control of a KT study typically involves one of 4 techniques:
– Direct observation
– Interview
– Survey
– Multi-method approaches
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Direct Observation
• Constant awareness of how the KT process is unfolding
• allows for ‘on the fly’ problem solving
• Develop KT solution that is right for the context of the initiative
• Requires the continuous presence of a knowledge broker
• May be a costly endeavour and create a strain on human resources, finances and workloads
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Interview
• Qualitative semi-structured interviews with participants at the outset of the intervention and throughout the implementation process
• One of the most popular methods for evaluating and monitoring KT
• Time consuming requiring preparation and follow up
• Care must be taken to ensure that results produced are not biased
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Survey
• Typically involves a before and after survey • Before the intervention takes place to get a
baseline of attitudes, knowledge, skills and descriptive statistics
• After completion of the KT intervention process, individuals are given another survey to determine the change in the factors measured before the survey
• Relatively quick, cheap and easy to perform • May not provide a full picture of the changes
that occur
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Multi-method Approaches
• A coordinated, multi – layer monitoring plan throughout the whole process of the KT initiative
• Provide the most complete picture of the initiative, from multiple perspectives in a continuous manner if planned and organized effectively
• Allows for both qualitative and quantitative insight
• More labour, time and financially intensive than any of the other methods used alone
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No singular KT strategy was shown to be effective in all contexts. Conclusions about interventions cannot be taken on their own without
considering the characteristics of the knowledge that was being transferred, providers, participants and organizations.
- The effectiveness of knowledge translation strategies used in public
health: a systematic review LaRocca et al. BMC Public Health 2012, 12:751
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So.
How can we think differently?
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Do we want KM evaluations that measure the effectiveness of KM
interventions? OR
Do we want to make what we know ready to use, to create value for the
communities we are concerned about?
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Goals Strategy Tactics
How to align Strategy & Tactics to
Create impacts that meets the
Vision, Mission, and Goals?
Impacts determine whether
Vision is being achieved or not
Vision Mission Goals Strategy Tactics Outputs Outcomes Impacts
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Thinking about KT as Value Creation
Now What:
Decisions,
Directions, Actions
So What:
Meaning,
Analysis, Interpretation
What: Data, Information, Description, Stories
MULTIPLE INPUTS FROM RESEARCH, PRACTICE, EXPERIENCE, CULTURE
Innovation Supporting Infrastructure Initiatives
Incentives to Share between Levels
Value Creation
Programs Policies Priorities Processes Practice
Products Perspectives Procedures Possibilities People Skills
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Thinking about a spectrum of activities http://www.kellyskinner.ca/uploads/6/8/8/2/6882498/skinner_cjpe_2007.pdf
Skinner, K. (2007). Developing a tool to measure knowledge exchange outcomes.
Canadian Journal of Program Evaluation, 22(1), 49-73.
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Thinking about a spectrum of interactions Review and Conceptualization of Impacts of Research/Creation in the Fine Arts
http://www.sshrc-crsh.gc.ca/about-au_sujet/publications/Compendium_e.pdf
41
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Thinking about a nested system of changes
Shaxson and Gwynn (2010) “Developing a strategy for knowledge translation and brokering in Public policymaking” paper from Knowledge Translation and Brokering workshop, Montreal, Canada, 20 October 2010
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Thinking about Conversations that link multiple contents
with contexts, capacities and cultures within and between people.
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Choosing metrics that are preferred by people
Juice: A Guide to Creating Dashboards People Love to Use
http://www.juiceanalytics.com/wp-content/uploads/2010/11/Guide_to_Dashboard_Design.pdf
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Choosing metrics that are preferred by people
http://www.youtube.com/watch?v=Rk0FH4OLPQ4
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Choosing play and game design in how we share
The nature of intelligent environments has transformed
with the impact of Web 2.0 and social media over the
past years.
The conceptualization of the user has changed from
being a cog in an organizational machine to a partner in
system interaction and an ultimate consumer, and more
recently to a content creator and a task performer.
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Hacking yourself – how to learn from play
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http://www.youtube.com/watch?v=nq4ufkSVa3c
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Measuring for Impact requires a shift from:
• “policing” to “engaging”
• “producers and users” to “partners and co-creators”
• “mechanical systems” to “complex emergent systems”
• “content is king” to “Yes but conversation is queen”
• “binary yes/no, on/off” to “spectrum of utilization”
• “You fit context” to “Context is customized to you”
• “work” to “purposeful play”
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5 key elements of KM activity
Audience
Message
Method Messenger
Evaluation
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To measure for impact we use two distinct yet complementary processes:
Monitoring and Evaluation
Monitoring
Evaluation
Continuous process Intermittent process
Provides clarification of objectives Analysis of why intended objectives were not achieved
Provides linkages between activities and objectives
Determines casual relationship between activities and results
Use of performance indicators to set targets
Looks at implementation process
Comparison of ongoing results with set targets
Explanation and exploration of unintended consequences
Allows for detection and reporting of issues and progress
Allows for identification of results, achievements, potential and recommendations
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Why measure results?
• To determine successes and failures
• To provide a forum to learn from failures and reward successes
• To recognize and improve upon failures
• To demonstrate concrete results
• To determine initiative is on the correct course
• To provide accountability
• To provide transparency
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Traditional versus Results Based M&E
Traditional Results Based
Did they do it? So what?
How well executed a program’s implementation is
What are the goals of the program?
Link to unit of responsibility Are they achieved?
No understanding of successes or failures
How can we prove they have been achieved and provide deeper understanding?
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Case Studies
• Effective Knowledge Translation & Exchange to Improve Clinical Practices and Return to Work Outcomes for Injured Workers
• World Bank. Ten Steps to a Results-Based Monitoring and Evaluation System: A Handbook for Development Practitioners
• Promoting and assessing value creation in communities and networks: a conceptual framework
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Gross & Lowe. Evaluation of a Knowledge Translation Initiative for Physical Therapists Treating
Patients with Work Disability. Disability and Rehabilitation, 2009; 31(11): 871-879
Case Study: Effective Knowledge Translation &
Exchange to Improve Clinical Practices and Return to Work Outcomes for Injured Workers
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Hypothesis: Effective KTE would Improve
Return to Work Outcomes for Injured Workers
Standard Model represents approach employed by
local practitioners interfacing with local peers with
limited Knowledge Transfer.
Preferred Model would provide Knowledge Translation
and Exchange to communicate best practices and
evidence based information through effective continuing
education and networking with a larger peer group.
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Study Approach
• 3 phased initiative: – Developed best practices guide & tool kit
– Created network of peer selected ‘educationally influential clinicians
– Conducted 11 province wide seminars on resource kits
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Study Outcomes
• Training reached 177 of approximately 750 practitioners • Seminars conducted in May 2006 throughout Alberta • Examined monthly trends in time lost benefits claims
– Study indicated a 2% decrease after KTE intervention – Outcome complicated by increase in claimants receiving
treatment
• ‘Organization Culture’ of practice settings may present a barrier to research uptake
• Future KTE initiatives should consider the organizational culture in process design.
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World Bank https://openknowledge.worldbank.org/bitstream/handle/10986/14926/2967
20PAPER0100steps.pdf?sequence=1
1. Conduct readiness assessment 2. Determine outcomes to monitor and evaluate 3. Select key indicators to monitor outcomes 4. Baseline data on indicators 5. Plan for improvement 6. Monitor for results 7. Role of evaluations 8. Report findings 9. Use of findings 10.Sustain M&E system within the organization
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Step 1: Readiness Assessment
• Determines readiness for an organization to adopt a monitoring and evaluation system
• Assumes there is a need for the system
• 3 main elements:
59
Incentives and Demands
•Need driving the development of system
•Advocates/ Champions
•Who?
•Why?
•Who owns the system
•Who will/will not benefit from the system
Roles, Responsibilities and Existing Structures
• Roles of those involved
•Who produces information?
•Where is information used?
•Ownership and Accountability
Capacity Building Requirements
•Skills
•Requirements of technical assistance,
•Training
•Capacity
•Institutes that can help
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Step 1: Example
• Bangladesh
– Reputation as one of the most corrupt countries posed a major obstacle
– No presence of a champion, no reform incentives, no legal requirements for M&E, weak technical ability
– Not feasible
• Egypt
– Key champion found in Finance Minister and other key senior officials
– High capacity to move towards results based system
– Lack of clear capacity
– Feasible but more work needs to be done on a strategy, which should be slowly and systematically implemented
• Romania
– Clear commitment to reform, development of a medium-term economic strategy, strong workforce for data collection and use
– Lack of understanding within public sector that conflicts with government initiatives, weak government institutions, and central planning represent barriers
– There is an opportunity to move towards implementing M& E systems
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Step 2: Agreeing on Outcomes to Monitor and Evaluate
• Targeting outcomes is important to demonstrate success
• Important to distinguish between goals (long term), outcomes (intermediate) and targets (short-range)
• To set and agree upon outcomes – Identify key stakeholder representatives – Identify major concerns of stakeholder groups – Translate problems into outcome statements – Disaggregate to frame desired outcome – Develop assessment plan
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Step 3: Select Key Indicators to Monitor Outcomes
• Translate outcomes into indicators
– Outcome: Improve student learning
– Indicators: Increase in test scores
• Good performance indicators are:
– Clear
– Relevant
– Economic
– Adequate
– Monitorable
• Proxy indicators are used when information for direct indicators is not available
• Can use predesigned indicators (MDGs, Word Banks’s rural development handbook etc) or can set own indicators such as those developed as part of the Core Welfare Indicators Questionnaire in Africa
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Step 4: Baseline Indicators
• Provides a view of where we are today
• First measurement in the M&E process, which gives a foundation for improvement
• 4 stages
– Build baseline information
– Identify data sources for indicators
– Design and compare methods of data collection
– Conduct pilots
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Step 5: Plan for Improvement
• Selection of results targets • Take baselines seriously
• Expected funding and resource levels
• Do not set targets too much into the future
• Set realistic targets
• Flexibility
• Don’t set firm targets if indicator is new
• Be aware of political games when setting targets
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Step 6: Monitor for Results
• Two main types of monitoring - implementation and results based
• Key needs and components of results based monitoring – Ownership
– Management
– Maintenance
– Credibility
• Data should be checked for quality : reliability, validity and timeliness
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Step 7 : Role of Evaluation
• Evaluation assesses KTE monitoring data to determine: – Relevance – Efficiency – Impact; and – Sustainability
• sequential complementarity – data generates questions to be answered by subsequent evaluation
• information complementarity – data used to answer different questions in monitoring and evaluation phases
• interactional complementarity – ‘real time’ use of both monitoring and evaluation in tandem to direct initiatives
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Step 7: Role of Evaluation – Pragmatic Uses for Evaluations
1. Resource Allocation decision making – what’s working well, what needs fixing, what needs to be scrapped
2. Analysis of Problems – has the correct problem been identified?
3. Identify Emerging Problems 4. Selection of Best Approach – sorting out competing
approaches on the basis of proven results 5. Demonstrate Success of Reform and Innovation – track
positive change 6. Build Consensus on Problem Cause and Appropriate
Response
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Step 7: Role of Evaluation - Outcomes
• Description of situation, process or event being monitored
• Normative or comparison against pre-determined compliance standard
• Correlation between two monitored situations or data sets
• Cause and Effect Relationships (similar to correlation but more outcome based)
• Program logic – extrapolation or speculation on likelihood of continued or future success
• Implementation or progress reporting • Performance – are we meeting our goals?
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Step 8: Report Findings
• Monitoring and evaluation findings are important as they can be used to: – Demonstrate accountability
– To educate
– To convince
– To document
– To explore and investigate
– To involve stakeholders
– Gain support for an initiative
– Provide and promote understanding
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Step 8: Report Findings
• Presentation of findings: – Written summary
– Oral presentation
– Visual presentation
– Executive summary
• Reports need to be clear, concise and understandable
• Should the M&E system demonstrate negative performance, a potential explanation and steps to be taken to fix the solution should be included
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Step 9: Use of Findings
• Findings provide
– Feedback
– Knowledge
– An opportunity for learning
• To optimize use of findings, share them
– Media
– Legislation and government
– Government and non-government websites
– Publish results
– Engage with others
– Development partners
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Step 10: Sustain M&E within the System
• Six key factors sustaining M&E systems
– Demand
– Clear roles/responsibilities
– Trustworthiness and credibility
– Accountability
– Capacity
– Incentives
• Incentives and disincentives play a key role in the maintenance and sustainability of M&E systems
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Communities of Practice: Evaluation Framework
Promoting and assessing value creation in
communities and networks: a conceptual framework
http://wenger-trayner.com/wp-
content/uploads/2011/12/11-04-
Wenger_Trayner_DeLaat_Value_creation.pdf
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Collaborative Forums for Problem Solving
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5 cycles/levels of value creation
Immediate value: the activities and interactions between members have value in and of
themselves
Potential value: the activities and interactions of cycle 1 may not be realized immediately, but
rather be saved up as knowledge capital whose value is in its potential to be realized later.
Applied value: knowledge capital may or may not be put into use. Leveraging capital requires
adapting and applying it to a specific situation.
Realized value: even applied new practices or tools are not enough. A change in practice does
not necessarily lead to improved performance, so it is important to find out what effects the
application of knowledge capital is having on the achievement of what matters to stakeholders …
Reframing value: this happens when learning causes a reconsideration of how success is
defined. It includes reframing strategies, goals and values…
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Key questions about Immediate Value
What happened and what was my experience of it?
What were significant events? What happened?
• How much participation was there?
• What was the quality of the mutual engagement?
• Was it fun, inspiring, convivial?
• How relevant to me was the activity/interaction?
• With whom did I interact or make connections?
• Which connections are most influential on my own development?
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Key questions about Potential Value
What has all this activity produced?
How has my participation changed me?
• Have I acquired new skills or knowledge?
• Has my understanding of the domain or my perspective changed?
• Do I feel more inspired by the work I do?
• Have I gained confidence in my ability to engage in practice?
How has my participation changed my social relationships?
• What access to new people have I gained?
• Do I know them well enough to know what they can contribute to my learning?
• Do I trust them enough to turn to them for help?
• Do I feel less isolated?
• Am I gaining a reputation from my participation? …
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Key questions about Applied Value
What difference has it made to my practice/life/context?
• Where have I used the products of the community/network?
• Where did I apply a skill I acquired?
• When did I leverage a community/network connection in the
accomplishment of a task?
• Was I able to enlist others in pursuing a cause I care about?
• When and how did I use a document or tool that the community
produced or made accessible?
• How was an idea or suggestion implemented? At what level -- individual,
team/unit, organization?
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Key questions about Realized Value
What difference has it made to my ability to achieve what
matters to me or other stakeholders?
• What aspects of my performance has my participation in community/network
affected?
• Did I save time or achieve something new?
• Am I more successful generally? How?
• What effect did the implementation of an idea have?
• Did any of this affect some metrics that are used to evaluate performance?
• What has my organization been able to achieve because of my participation in
community/network?
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Key questions about Reframing Value
Has it changed my or other stakeholders’ understanding and
definition of what matters?
• Has the process of social learning led to a reflection on what matters?
• Has this changed someone’s understanding of what matters?
• Does this suggest new criteria and new metrics to include in evaluation?
• How has this new understanding affected those who have the power to define
criteria of success?
• Has this new understanding translated into institutional changes?
• Has a new framework or system evolved or been created as a result of this new
understanding?
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Additional Resources
• Monitoring & Evaluation Planning for Projects/Programs - Scott Chaplowe
http://vimeo.com/45266312
• Making sense of too much data
http://www.ted.com/playlists/56/making_sense_of_too_much_data.html
• Three Eras of Knowledge Management - Nancy Dixon
http://www.youtube.com/watch?v=_YC8jYeKpBw
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Thank you – Merci Final Questions and Discussion
(613) 552-2725
www.knowledgemobilization.net
@peterlevesque
Knowledge Mobilization Works
Fairmont Chateau Laurier
1 Rideau Street, Suite 700
Ottawa, ON, K1N 8S7
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