evolution lecture: initial remarks - uni-muenchen.de...life - e.g. nisbet: living earth, a short...

112
Vorlesung Biophysik Braun - Evolution eware: many bad books on this area of research are floating around! However many of them are quite expensive. (You might want to check out the used books database from www.abebooks.de to order them used. This is also a good source for books which are out of print.) Websites: Michael Russells Website: http://www.gla.ac.uk/projects/originoflife/ ISSOL-Website: http://www.issol.org/ Nice books to start reading: - Iris Fry: The Emergence of Life on Earth - Cairns-Smith: Seven Clues to the Origin of Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts and the Evolution of Coopera- tion - Michael Yarus: Life from an RNA world. Good text-books: - Geoffrey Zubay: Origins of Life on the Earth and in the Cosmos - Gesteland et.al: The RNA World, 2nd Edi- tion - Cindy Lee van Dover: The Ecology of Deep-Sea Hydrothermal Vents German books: - Evolution: Carsten Bresch, bei Schattauer - Ursprung des Lebens, Sven P. Thoms - Glück gehabt, Olaf Fritsche Evolution Lecture: Initial Remarks To bring: Clay, Pyrite, convective PCR cell

Upload: others

Post on 12-Jul-2020

0 views

Category:

Documents


0 download

TRANSCRIPT

Page 1: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

eware: many bad books on this areaof research are floating around!

However many of them are quiteexpensive. (You might want to checkout the used books database fromwww.abebooks.de to order them used.This is also a good source for bookswhich are out of print.)

Websites:Michael Russells Website:http://www.gla.ac.uk/projects/originoflife/ISSOL-Website:http://www.issol.org/

Nice books to start reading:- Iris Fry: The Emergence of Life on Earth- Cairns-Smith: Seven Clues to the Origin of

Life- E.G. Nisbet: Living Earth, a short history of

life and its home- Matt Ridley: The Origins of Virtue: Human

Instincts and the Evolution of Coopera-tion

- Michael Yarus: Life from an RNA world.

Good text-books:- Geoffrey Zubay: Origins of Life on the

Earth and in the Cosmos- Gesteland et.al: The RNA World, 2nd Edi-

tion- Cindy Lee van Dover: The Ecology of

Deep-Sea Hydrothermal Vents

German books:- Evolution: Carsten Bresch, bei Schattauer- Ursprung des Lebens, Sven P. Thoms- Glück gehabt, Olaf Fritsche

Evolution Lecture: Initial Remarks

To bring:Clay, Pyrite, convective PCR cell

Page 2: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Nothing in Biology Makes SenseExcept in the Light of Evolution

Theodosius Dobzhansky, 1964

Page 3: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Structure

Part I: Collecting the Evidence- Darwin and the Phylogenetic Tree- Common Strategies of Life- Early Evolution: Problems to Solve- Time Window- Chemical Evolution: Building Blocks- Locations, Locations, Locations- Hydrothermal: Chemistry + Archaea

Part II: - Hydrothermal: Microfluidics- Models of Hydrothermal Evolution- Models of Chemical Evolution- Self Replication + RNA World- Later Problems: Oxygen Crisis- Towards Grand unifying Theories- Outlook: Game Theory

Page 4: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Seeing Life as Phylogenetic Tree

Page 5: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Page 6: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Page 7: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Based on comparing the genetic data of basic proteins, one can construct a phylo-genetic tree. However, since genes were most probably exchanged between spe-cies with lateral gene transfer, it must not be interpreted as historical record.

Page 8: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Reisen et al. BMC Plant Biology 2007 7:6doi:10.1186/1471-2229-7-6

Page 9: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Phylogenetic Tree of Protein Families

Page 10: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Tracing the LUCA(Last Universal Common Ancestor)

Page 11: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

There are three main methods of con-structing phylogenetic trees: dis-tance-based methods such asneighbor-joining, parsimony-based meth-ods such as maximum parsimony, andcharacter-based methods such as maxi-mum likelihood or Bayesian inference.

Constructing Phylogenetic Trees

Source: en.wikipedia.org

???

Page 12: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

There are three main methods of con-structing phylogenetic trees: - distance-based methods such as neigh-bor-joining- parsimony-based methods (maximumparsimony)- character-based methods (maximumlikelihood or Bayesian inference)

Caveats- By their very nature, phylogenetic treescannot represent actual evolutionary pat-terns and are in fact distorted by, any lat-eral gene transfer or hybridizationbetween species that are not nearestneighbors on the tree before. - The phylogenetic tree of a single geneor protein taken from a group of speciesoften differs from similar trees for thesame group of species, and thereforegreat care is needed in inferring phyloge-netic relationships amongst species.

Constructing Phylogenetic Trees

Source: en.wikipedia.org

???

Page 13: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Searching the Last Universal Common Ancestor

???

As more sequence data exists from many diverse creatures,there was much optimism to be able to construct back the lastuniversal common ancestor (LUCA).As it turns out, horizontal gene transfer between species (asnowadays for example strands of E.coli that exchange plasmids)makes this task virtually impossible. Emerging consensus is thatthe LUCA does not exist, but was a pool of gene-exchangingorganisms.

Page 14: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

The Revolution of Darwin

Page 15: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Old ideas dominated by ’spontane-ous generation’, i.e. the idea that lifetransforms itself all the time fromnon-living matter. Whole animals weresupposed to generate themselves outof all kinds of materials. The idea tothink of an ancient earth and a longdevelopment were utterly foreign.Spontaneous generation died a slowdeath. Especially the experiments ofLouis Pasteur gave it a death blowalso for microorganisms: “On theOrganized Corpuscles That Exist in theAtmosphere” (Annals des sciencesnaturelles, 1861)

Another group of thought was ’divinecreation’, similar to the text found inthe bible. All animals were createdonce and not changed over time.

Before Darwin: Creation and Generation

From: Iris Fry: The Emergence of Life on Earth

Page 16: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Darwin: Historical Context

(Systematics)(Adaptation is inheritable)

(Genetics)(Replication and Selection)

Page 17: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Darwins Insight

It was Darwin 1859 which made a very persua-sive case based on a vast amount of data, thatbiological species have developed one fromanother in the course of earth’s history. His main development was the focus on selectionbased on random mutations that can lead toevolution to higher and higher specialization.

Conditions for Natural Selection:

Self-reproduction: Ability to instruct own syn-thesis (autocatalysis), conservation of information

Mutability: Limited fidelity of self-reproductiveprocess

Metabolism: Spontaneous, independent forma-tion and degradation far from equilibrium

From: Iris Fry: The Emergence of Life on Earth

Page 18: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Based on two major findings: (1) Individual variabilityand (2) Struggle for Life. Charles Darwin proposed in1859: “On the Origin of Species by Means of NaturalSelection, or the Preservation of Favoured Races in theStruggle for Life”:

o Differences in Propagation leads to natural selection(survival of the fittest)o Common Descent of all organismso Evolution proceeds in small steps

Evolution from Mutation and SelectionCharles Darwin (1809-1882)

Source: en.wikipedia.org

Page 19: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Based on two major findings: (1) Individual variabilityand (2) Struggle for Life. Charles Darwin proposed in1859: “On the Origin of Species by Means of NaturalSelection, or the Preservation of Favoured Races in theStruggle for Life”:

o Differences in Propagation leads to natural selection (survival of the fittest)o Common Descent of all organismso Evolution proceeds in small steps

In the 1930s, scientists combined Darwinian natural selection with the theory ofMendelian heredity to create the modern evolutionary synthesis, also known asNeo-Darwinism. The modern synthesis describes evolution as a change in the fre-quency of alleles within a population from one generation to the next. The mecha-nisms that produce these changes are the basic mechanisms of populationgenetics: natural selection and genetic drift acting on genetic variation created bymutation, genetic recombination and gene flow. This theory has become the centralorganizing principle of modern biology.This theory has become the central organizing principle of modern biology, relatingdirectly to topics such as the origin of antibiotic resistance in bacteria, eusocialityin insects, and the staggering biodiversity of the living world.

Evolution from Mutation and SelectionCharles Darwin (1809-1882)

Source: en.wikipedia.org

Page 20: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Microbiological Structure:Common Strategies

Page 21: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Cell is basic building block of life

From: Ude/Koch: Die Zelle, Atlas der Ultrastruktur

Page 22: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Cell is basic building block of life

From: Ude/Koch: Die Zelle, Atlas der Ultrastruktur

Mycoplasma laboratorium (Venter et.al):382 Genes (580000 bases) as minimalgenome under lab conditions. In Nature: Candidatus Hodgkinia cicadi-

Page 23: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Cell is basic building block of life

From: Ude/Koch: Die Zelle, Atlas der Ultrastruktur

Mycoplasma laboratorium (Venter et.al):

382 Genes (580000 bases) as minimal genome under lab con-ditions.

In Nature: Candidatus Hodgkinia cicadi-cola Dsem (very hard to cul-ture):

151 Genes = 38 RNA + 113 proteins(140000 bases)

Page 24: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Bacteria vs. Eucaryotic cell

From: Ude/Koch: Die Zelle, Atlas der Ultrastruktur

Every autonomously liv-ing creature (we thusexclude viruses) aremade of cells.

Cells do not come in thesame size. Bacteria areabout 10-fold smallerthan eucaryotic cells(e.g. plant or animalcells). Latter have amore than 1000-foldlarger cell volume.

Page 25: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Common Units in all Life

Besides that every creature consists of cells and are builton its communicative combination, also small subunitsare used in different organisms.

For example, cilia of the (human) lung have the samemolecular construction than the Cilia of Paramecium(Pantoffeltierchen).

Moreover, elongated Algae have the same cilia structure,but inside (!) to move its intracellular liquid.

Page 26: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

DNA RNA Protein

Diffusion BarrierReplication

Ribozyme

Basic organization: genetic programmingLife is based on Polymers!

The common basis for sharing and exchanging com-mon molecular designs is that in all organisms, thesame core functionality is found: - DNA is replicated- DNA is transcribed to genetic messenger RNA- RNA is translated to proteins according a fixed code.

Page 27: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

The Roadmap:Problems to Solve inMolecular Evolution

Page 28: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Life

Early

Eart

h

Molecules

Out ofEquilibrium Concentrated

Molecules

EncapsulationPolymers

ProteinCoding

Replication

DarwinianEvolution

Page 29: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Life

Early

Eart

h

Molecules

Out ofEquilibrium Concentrated

Molecules

EncapsulationPolymers

ProteinCoding

Replication

DarwinianEvolution

Page 30: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

In Darwin’s eyes, life would go back toone common ancestor. Darwin,based on his time, considered it futileto search for the transition frominanimate to animate matter wayback in the earth’s history.

Only today the quest for the origin oflife has become a serious scientificquestion. The field started in about1950 and ever since was an interdisci-plinary work between astrophysics,planetary scientists, geologists, physi-cal, organic, and biological chemists,evolutionary biologists and - physics.

From Geochemistry to Life

From: Iris Fry: The Emergence of Life on Earth

Page 31: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

In Darwin’s eyes, life would go back toone common ancestor. Darwin,based on his time, considered it futileto search for the transition frominanimate to animate matter wayback in the earth’s history.

Only today the quest for the origin oflife has become a serious scientificquestion. The field started in about1950 and ever since was an interdisci-plinary work between astrophysics,planetary scientists, geologists, physi-cal, organic, and biological chemists,evolutionary biologists and - physics.

From Geochemistry to LifeMain questions are:

- When in earths history did life emerge?

- Where did the process take place?- What were the conditions on

Earth during this period?- Did life emerge on Earth at all, or

was it brought to Earth from outer space?

- Which was the first living system to emerge?

- Was it a primitive cell-like structure, a set of “primitive enzymes” or a primitive replicating molecule (met-abolic versus genetic approach)?

From: Iris Fry: The Emergence of Life on Earth

Page 32: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Geology and Time Window

Page 33: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Geology and Time WindowBased on meteorite data, it is a well estab-lished fact that the earth was formed 4.6billion years ago. Heavy bombardment fromspace by meteorites lasted a long time, prob-ably until 3.8 billion years, the bigger ofthem so strong that they evaporated theoceans. Reliable fossils of life dates back to 2.7 bil-lion years ago: bacteria cells in ancientrocks in Africa. It is not clear at all, whetherlife needed such a long time to develop firstbacteria. Imprints of more early fossils, dat-ing 3.5 billion years back with a differentC12/C13 ratio indicating biological activityhave been proposed. But the evidence isshaky: geologists suspect nonbiological pro-cesses that generate these structures and themeasured C12/C13 ratios. It is hard to findrock of this age which did not undergo heavymetamorphosis.However, it is a consensus that first livingorganisms probably were evolved around3.8 billion years ago. This short time wouldbe a blink of the eye in terms of geologicaltimes: life has probably emerged on earthextremely fast.

Page 34: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Chemical Evolution

Page 35: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Oparin: “Origin of Life”, 1926Biochemical-Metabolic Tradition

Organization of a cell, metabolism,reproduction and response to stimulihave parallel manifestations in theinorganic realm. Development from organic from inor-ganic is like petroleum from miner-als (see spontaneous generation!).Volcanic eruptions created hydrocar-bons and ammonia. Organic com-pounds accumulate in water, yieldinga thick colloidal solution in the pri-mordial ocean. Coagulation allowsabsorption of small molecules intodroplets. Droplets grow and divide atsome size. Some sort of natural selec-tion should set in. “Protein first”

Forerunners: Oparin, Haldane and Troland

From: Iris Fry: The Emergence of Life on Earth

Page 36: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Oparin: “Origin of Life”, 1926Biochemical-Metabolic Tradition

Organization of a cell, metabolism,reproduction and response to stimulihave parallel manifestations in theinorganic realm. Development from organic from inor-ganic is like petroleum from miner-als (see spontaneous generation!).Volcanic eruptions created hydrocar-bons and ammonia. Organic com-pounds accumulate in water, yieldinga thick colloidal solution in the pri-mordial ocean. Coagulation allowsabsorption of small molecules intodroplets. Droplets grow and divide atsome size. Some sort of natural selec-tion should set in. “Protein first”

Forerunners: Oparin, Haldane and TrolandJBS Haldane: “Origin of Life”, 1929

Genetic TraditionMuch less oxygen, no ozone layer andintense UV radiation reaches the earthsurface uninterrupted (!). This leads tosynthesis of organic compounds fromCO2 (Baly 1927), leading to a “hotdilute soup”. He focuses on the capability of repro-duction. An oily film was to be pro-duced in the soup and engulfedreproducing molecules, leading to thefirst cell. Haldane’s work was influ-enced by knowledge about viruses,which he thought was the ’missinglink’. “Genes first”

Troland:“Physico-Chemical Conception”, 1914In primordial ocean a primitive mole-cule appeared with catalytic ability tocatalyze its own formation - and otherchemical reactions. First an enzyme,later a “genetic enzyme”. Very near to“RNA world” scenarios.

From: Iris Fry: The Emergence of Life on Earth

Page 37: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

He argues that the active metabo-lism of the beginning is already somecarrier of “genetic” information.Dyson tries to fill the gap of replica-tive models to synthesize theirmonomers and polymers in thebeginning. However it is not clearwhether his idea of metabolism is justanother way of constructing a basicgenetic system. (Kauffman followedup his ideas with more complex sys-tems.)

Freeman Dyson: Double Origin Hypothesis

DNA RNA Protein

Diffusion BarrierReplication

Dyson focusses that life consists oftwo things: replication and metab-olism. (in an analogy to computers:like a computer consists of softwareand hardware). He sees a neglect ofmetabolism in the origin of liferesearch. He makes a distinctionbetween replication (of genes) andreproduction (of the cell).

The idea: a metabolism reaction ofprotoproteins, comparable to Oparinbubbles, is supposed to reproduce bygrowth and division. Making use ofthis metabolism, a “second begin-ning” occurred in which nucleotideswere synthesized. (The idea was ana-log to symbiosis between bacteria thateventually lead to eucaryotes.) Geneswould first enter as parasitic dis-ease, only later to develop the symbi-otic advantage of replication andreproduction.

Page 38: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Miller-Urey Experiment I

From: Wills&Bada: The spark of life

Page 39: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Miller-Urey Experiment I

In 1953, Miller did an experiment pro-posed by Urey in which the atmo-sphere of Oparine and Haldane (CH4,NH3, H2O and H2) was subjected toelectrical sparks between tungstenelectrodes.

The reaction yielded a wide varietyof biologically important mole-cules at astonishingly high yield.

However for a more realistic atmo-sphere, i.e. for less CH4 and more COor CO2, both yields and diversitydropped sharply. The carbon sourceappears to be crucial. Also the role oftungsten in the experiment was later-debated. Today it is considered unre-alistic.

From: Wills&Bada: The spark of life

Page 40: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Miller-Urey Experiment II

From: Zubay: Origins of life on the Earth and in the Cosmos

Page 41: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Fox: Dry baking of amino acids

High concentrations of amino acids,dried and baked to 170°C give rise toprotein-like molecules that arecross-linked. Being brought in contactwith water, they can form bubbles andprecipitates with a structure similar tocells. The molecules have much higherdiversity as compared with proteins.Depending on the conditions, morehydrophobic or more hydrophilicamino acids become cross-linked. Thiswas used as evidence, that molecularselection and evolution by self-cataly-sis was at work.However no scheme of self-replicationcould be shown. Also the bubbles haveno resemblance to cellular structuresand decompose fast. Moreover, thescheme has to start with high concen-trations and dry conditions.

Page 42: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Matsuno: Polymerisation by fast cooling

Koichiro Matsuno, Science 283, 831 (1999)

Page 43: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Up-to-date, no good idea is established to make a starting pool of RNA mono-mers. The chemistry to generate dNTP molecules is not very realistic in typicalprebiotic conditions. And secondly, these monomers to not typically attachthemselves, especially not in the 3’-5’-direction.

Origin of Genetic Material?

From: Gesteland, Cech, Atkins: RNA World

5’

3’ 2’

5’

3’ 2’

Page 44: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

An idea: “Midwife” molecules that stack between RNA molecules and stabilize the polymerizationand to remove the coil (Nick Hud)

Polymerization help?

Page 45: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

On the surface of negative chargedmontmorillonite clay, energy richnucleotide-primers can undergo effi-cient polymerization. One can reach30-50-mers within some days.Surfaces are therefore interestingplaces for catalysis of prebiotic reac-tions since they can enhance the con-centration of the molecules. Problemis the removal of the polymerized spe-cies from the surface and replicationpriming.

Ferris: Clay-based polymerisation

James P. Ferris: Origins of Life and Evolution of the Biosphere 32: 311–332, 2002.

Page 46: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Wächtershäuser: Life on crystals of “fool’s gold”Many ideas to the origins of life focuson an heterotrophic organism:already quite sophisticated moleculesare fed to the organism. Autotrophson the other side synthesize every-thing from simple carbon sources:such as plants living from H20 and C02by photosynthesis. Wächtershäuser(living in Munich!) conceived a way tofor an autotrophic origin of life on aPyrite (FeS2) crystal, also called thefool’s gold. This is the most stable fer-rous mineral under anaerobic condi-tions and ubiquitous in ancient rocks,the chimneys of hydrothermalvents consists largely of FeS2.

Page 47: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Wächtershäuser: Life on crystals of “fool’s gold”Many ideas to the origins of life focuson an heterotrophic organism:already quite sophisticated moleculesare fed to the organism. Autotrophson the other side synthesize every-thing from simple carbon sources:such as plants living from H20 and C02by photosynthesis. Wächtershäuser(living in Munich!) conceived a way tofor an autotrophic origin of life on aPyrite (FeS2) crystal, also called thefool’s gold. This is the most stable fer-rous mineral under anaerobic condi-tions and ubiquitous in ancient rocks,the chimneys of hydrothermalvents consists largely of FeS2.

The common reaction to form FeS2from Fe and H2S releases H2 whichyields important reducing power toform organic molecules from stablecarbon sources such as CO2.

A “surface metabolist” consists ofthe “totality of all surface-bondedorganic constituents and of theirpyrite base”. Wächtershäusersearches for the first biochemicalpathways, going back from the mostbasic pathways of modern organisms.One can imaging polar lipids to beformed on the pyrite, yielding a mem-brane between pyrite and the otherreactions on the pyrite. Furthergrowth of pyrite might lead to “vesi-cles” with pyrite grains in them.One might assume budding of newcrystals into new vesicles. Again themetabolism is first in this scenario. Huber and Wächtershäuser showedsynthesis of interesting intermedi-ates and polymerization of activatedamino acids both at 100°C and condi-tions almost comparable to modernhydrothermal vents.

Page 48: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Cairns-Smith’sSeven Clues to the Origin of Life

To start, let us:- not say that the law of nature was broken- not say it was a freak event- not say there was a guiding principle- not say it was an outside job from space

Facts:- There is life on Earth- All known living things are at root the same- All known living things are very complicated

Cairns-Smith’s Clues:

1. From biology. “Genetic information can evolve through selection since it passesbetween generations”. Therefore, we have to search for some ’naked genes’.2. From biochemistry. DNA/RNA is difficult to synthesize and ’suburban’ as compared toother metabolic pathways. Might there be a late arrival of genetic polymers?3. From the building trade. “To make an arch, you need a scaffold. It is possible that lifehas evolved on a scaffold totally absent in modern biochemistry”.4. From the nature of ropes. “Like fibers in a rope, organisms based on one geneticmaterial could evolve into organisms based on an entirely different genetic material.”5. From the history of technology. “The primitive machinery has to be easy to makefrom immediately available material; and it must work with minimum fuss.”6. From chemistry. Crystals put themselves together in a way that might be suitable for’low-tech’ genetic materials. 7. From geology. The earth makes clay, tiny crystals, all the time.

Page 49: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Locations, Locations, Locations...

Page 50: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Locations: Shore, Tide + UVWhere is the carbon source? Wherecan the first living creatures go?Where does the energy come from?What are the necessary non-equilib-rium conditions to allow localentropy reduction? Is UV a good startsince it does so much damage to acell? Was the initial earth cloudy?

Page 51: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

2m

Locations: Hydrothermal Vents

Page 52: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Locations: Hydrothermal Vents

From: van Dover: The ecology of deep-sea hydrothermal vents

Page 53: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Locations: Hydrothermal Vents

Advantages of a hydrothermal vents sce-nario of the origin of life:- Methane is present at high concentra-

tions: useful to form HCN as first impor-tant metabolite.

- Discovery of Archaea as bacteria-like creatures which can survive at high tem-peratures (110°C) and within rock. They are at oldest part of the tree of life.

- Earth was initially under heavy meteor-ite bombardment - a deep-sea origin of life would have had stable conditions. Vents existed all the time.

- Strong gradients of temperature, pH, redox-potential, chemicals generate a rich far-from-equilibrium system to drive metabolisms and reproduction.

Disadvantage:- Risk that chemicals become

heat-degraded at 370°C. Yet even at this temperatures, stabilization by adsorption to surfaces is possible.

- Fast turnover of central vents

From: van Dover: The ecology of deep-sea hydrothermal vents

Page 54: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Locations: Hydrothermal VentsComposition of chemicals in the central, hot hydrothermal ventwater shows high methane concentrations, reduced salts and muchsulfur. These concentrations make it interesting for prebiotic syn-thesis of molecules.

Page 55: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Locations: Hydrothermal VentsComposition of chemicals in the central, hot hydrothermal ventwater shows high methane concentrations, reduced salts and muchsulfur. These concentrations make it interesting for prebiotic syn-thesis of molecules.

Locations of modern life near hydrothermal vents.

Page 56: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Different Hydrothermal Vents

From: An off-axis hydrothermal vent Field near the Mid-Atlantic Ridge at 30°N, NATURE:412:145-149 (2001)

Page 57: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

“Lost City”: Off ridge hydrothermal vent

From: An off-axis hydrothermal vent Field near the Mid-Atlantic Ridge at 30°N, NATURE:412:145-149 (2001)

Page 58: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Locations: Hydrothermal VentsThe precipitation of silica-sulfate nearthe hydrothermal channels and of porous,massive sulfide gives rise to - sometimesvery - large chimney structures. Theyhave a life-time of some years. Below thesurface, there is a large dendritic flowsystem.

250°C

350°C

100°C

Sea

Ocean Hydrothermal Vent

Floor

20m

From: van Dover: The ecology of deep-sea hydrothermal vents

Page 59: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Vesicles as ancestors of modern cells?Many researches tend to believe that vesi-cles were not the place for first repli-cating molecules. E.g. Manfred Eigen:“organization into cells was surelypostponed as long as possible. Any-thing that interposed spatial limits in ahomogeneous system would have intro-duced difficult problems for prebioticchemistry. Constructing boundaries, trans-posing things across them and modifyingthem when necessary are tasks accom-plished today by the most refined cellularprocesses.” (Scientific American, 1981:p.91-92).

In many aspects, vesicles are consideredtoo much “equilibrium” than “non-equilib-rium” boundary conditions. The exceptionbeing voltage and redox gradientsacross the membranic boundaries ofvolcanic rock enclosures, envisioned byMichael Russell (www.gla.ac.uk/proj-ects/originoflife/).

Page 60: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

In Vitro Evolution

Page 61: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Spiegelman: Evolution in the Qβ-virus model

Spiegelman used Qβ-virus that attacksE.coli to demonstrate evolution in thelab. Upon infection, the virus firsttranslates its RNA into a complemen-tary strand which is used to get theoriginal RNA. This replication could beshrunk in a test tube with only threecomponents: the RNA of the virus, theQβ-Replicase enzyme and activatednucleotides.

Page 62: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Spiegelman: Evolution in the Qβ-virus model

Spiegelman used Qβ-virus that attacksE.coli to demonstrate evolution in thelab. Upon infection, the virus firsttranslates its RNA into a complemen-tary strand which is used to get theoriginal RNA. This replication could beshrunk in a test tube with only threecomponents: the RNA of the virus, theQβ-Replicase enzyme and activatednucleotides.

It could be shown:- Shorter and shorter RNA was created

when the selection pressure was on fast replication: sequence informa-tion needed to infect E.coli was removed over time.

- Resistance against high tempera-tures and RNA degrading enzymes could be bred.

- Replication could be even triggered without an initial RNA template (Eigen et.al.).

Page 63: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Spiegelman: Evolution in the Qβ-virus model

Spiegelman used Qβ-virus that attacksE.coli to demonstrate evolution in thelab. Upon infection, the virus firsttranslates its RNA into a complemen-tary strand which is used to get theoriginal RNA. This replication could beshrunk in a test tube with only threecomponents: the RNA of the virus, theQβ-Replicase enzyme and activatednucleotides.

It could be shown:- Shorter and shorter RNA was created

when the selection pressure was on fast replication: sequence informa-tion needed to infect E.coli was removed over time.

- Resistance against high tempera-tures and RNA degrading enzymes could be bred.

- Replication could be even triggered without an initial RNA template (Eigen et.al.).

Orgel in the 70s pushed it further bydropping the enzyme. Its existence isanyhow unrealistic for an origin of lifescenario. He searched for direct repli-cation on a single stranded RNA. Someshort complementary strands could befound in favorable and peculiar envi-ronmental conditions, but the polym-erization did not produce a correct3’-5’ backbone of the complementaryRNA molecule:

From: Gesteland, Cech, Atkins: RNA World

Eigen established a model forapproaches where the RNA itself catal-yses the replication

Page 64: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Based on the antiquity of Rybozymesit is argued that RNA might have beenthe earliest “protein” to replicate, i.e.to replicate itself.

The idea is that dNTPs can be polym-erized into a polymerase molecule,allowing for self sustained darwinianevolution within one molecule.

RNA World

Self-Replication

CAAGUCGUUC

UTPCTPGTP

ATP

GAAU

GCUGAA

GC

UUAG

C U AA

GCUGCUU C

G CU

+

CAAGUCGUUCGAA

UG

CUGAAG

CUUAG

C U AA

GCUGCUU C

G CU

CAAGUCGUUCGAA

UG

CUGAAG

CUUAG

C U AA

GCUGCUU C

G CU

Page 65: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Testing the RNA world: in vitro selection

Selection Amplification

Replicating for the first base has afidelity of >95%. However not muchmore than three bases can be added.The complementary strand shows nocatalytic potential.

Page 66: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Starting from an already engineeredpool of sequences, one can indeedfind RNA molecules that can at 1-3activated base pairs to the end of analready double stranded RNA piece(Ekland&Bartel, 1996) (Szostak&Bar-tel 1993). The reaction goes through manycycles of selection and amplification.Note that no high mutation is builtinto the process. This process canamplify the advantageous moleculeexponentially. It needs good balanceof selection pressure and amplificationstrength. This scheme was used inmany different areas of biochemistryto ’breed’ molecules (note there oftenis no mutation) like we bred animals.Check www.pubmed.org for publications

Testing the RNA world: in vitro selection

Selection Amplification

Replicating for the first base has afidelity of >95%. However not muchmore than three bases can be added.The complementary strand shows nocatalytic potential.

Page 67: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Models of Chemical Evolution

Page 68: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Eigen and Schuster applied populationdynamics to self-replicating mole-cules, for example to RNA strands.

The idea is that there might exist RNAmolecules that can duplicate them-selves from activated (and unstable)Tri-Phosphate nucleotides (dNTP).Eigen&Schuster studied these systemsin theory.

The equations are easily understoodbased on standard population dynam-ics.

Eigen & Schuster: Selfreplicative Molecules

Self-Replication

CAAGUCGUUC

UTPCTPGTP

ATP

GAAU

GCUGAA

GC

UUAG

C U AA

GCUGCUU C

G CU

+

CAAGUCGUUCGAA

UG

CUGAAG

CUUAG

C U AA

GCUGCUU C

G CU

CAAGUCGUUCGAA

UG

CUGAAG

CUUAG

C U AA

GCUGCUU C

G CU

Page 69: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Basic Population DynamicsBasics:

Most basic is the exponential growthor decay law with a rate k. Based on apropagation rate kp and a mortalityrate km the population of a specieseither grows or shrinks exponentially.

n· dndt------ kn= =

n n0ekt=

k kp km–= Units of k: 1/s

Population n

Time t

n0

k 0>

k 0<

Page 70: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Basic Population DynamicsBasics:

Most simple models of populationsstart with a first order rate equation ofnumber of entities n with a propaga-tion rate kp. It leads to exponentialgrowth for positive kp and to exponen-tial decline for negative kp.

Most simple way to implement a limi-tation of the growth, for example bylimiting the food available, is to intro-duce a negative, quadratic term. Itimplements a mortality term km*nwhich depends on the number of enti-ties.

This most simple approach has thelogistic function as solution and can beused for example to model the growthof paramecium, a single cellularorganism (Fig. left).From: Roland Glaser: Biophysics

n· kp kmn–( )n=

nn0kpe

kpt

kp kmn0 ekpt

1–( )+-----------------------------------------------=

nkpkm------→

Page 71: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Competition Models

Basic competition models involvecompeting for food or a hunter-preyrelationship.

Competition for food is the simpleexpansion of the previous limitedgrowth model.

Basic Population Dynamics

n· kp kmn–( )n=

Food limited growth

n· 1 kp1 km1 n1 n2+( )–( )n1=

Competition for food

n· 2 kp2 km2 n1 n2+( )–( )n2=

From:Roland Glaser: Biophysics

Page 72: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

The same logic is applied tohunter-prey relationships, studied inthe 1930 by Volterra and Lotka. Themortality rate of the prey depend onthe number of hunters and the propa-gation of hunters depends on thenumber of prey (see left). These sys-tems can show oscillations in popula-tion also recorded in nature (below).

Basic Population Dynamics

n· P kpP kmPnH–( )nP=

Hunter-Prey relationship (Volterra-Lotka)

n· H kpHnP kmH–( )nH=

From:Roland Glaser: Biophysics

Simplifications are forexample:- no hunter-hunter interaction- everything is linearized- no time delays due to birth/development

Page 73: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Take molecules the number of mole-cules ni of sequence i (also called spe-cies) and introduce the followingpopulation dynamics:

kpi Propagation rate, i.e. the ability to self-replicatekmi Mortality rate and rate to leave the areaqi<1 Replication fidelitykm,ji Probability to mutate from another species j.

Eigen & Schuster: Selfreplicative Molecules

n· i kpiqi kmi–( )ni km ji, nji j≠∑+=

From: Gesteland, Cech, Atkins: RNA World

Page 74: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Take molecules the number of mole-cules ni of sequence i (also called spe-cies) and introduce the followingpopulation dynamics:

kpi Propagation rate, i.e. the ability to self-replicatekmi Mortality rate and rate to leave the areaqi<1 Replication fidelitykm,ji Probability to mutate from another species j.

Note that we enforce additionally alimited total number of molecules.

To make things more realistic, onecan group the species into similar andnon-competing groups, calledquasi-species

Eigen & Schuster: Selfreplicative Molecules

n· i kpiqi kmi–( )ni km ji, nji j≠∑+=

nii∑ const=

From: Gesteland, Cech, Atkins: RNA World

Page 75: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

From the Eigen model one can derivethe replication fidelity of the best mol-ecule to be able to outgrow all theothers. It depends crucially on thelength of RNA molecule used.

One can derive that the sequence i isable to outgrow its competitors, if ithas a superiority σi larger than all oth-ers.

Eigen & Schuster: Error Threshold

x⟨ ⟩

xnji j≠∑

nji j≠∑

---------------=

From: Gesteland, Cech, Atkins: RNA World

Average

σikpi

kp⟨ ⟩ km⟨ ⟩– kmi+-------------------------------------------- σj>=

Page 76: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

From the Eigen model one can derivethe replication fidelity of the best mol-ecule to be able to outgrow all theothers. It depends crucially on thelength of RNA molecule used.

One can derive that the sequence i isable to outgrow its competitors, if ithas a superiority σi larger than all oth-ers.

This superiority is linked to the repli-cation fidelity of a single base q by theformula to the left.

This gives a length limitation Ndepending on the fidelity of replicationof the best molecule.

Eigen & Schuster: Error Threshold

x⟨ ⟩

xnji j≠∑

nji j≠∑

---------------=

From: Gesteland, Cech, Atkins: RNA World

Average

Nσiln–qln

-------------<

qi qN 1σi----->=

σikpi

kp⟨ ⟩ km⟨ ⟩– kmi+-------------------------------------------- σj>=

Page 77: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Fig. 1. Relative population numbers of binary sequences Sk (ordinate) as functions of single-digit errorrate (1-q) (abscissa). The length of all binary sequences is N = 20. All 2N=106 sequences are degenerate intheir reproductivity except for one "master" sequence Sm, which reproduces 10 times more efficiently thanthe rest. The resulting quasispecies distribution is centered at the master sequence ("0" errors). The num-bers 1, 2, ... 20 refer to the sum of all 1-, 2-, ... 20-error mutants. The red curve refers to the consensussequence, which shows a sharp first-order phase transition at the error threshold.. From PNAS 99:13374-13376 (2001).

Eigen & Schuster: Targeting the best

Page 78: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

The law that the error of replication depends on the sequence length can be found also for microbes and other animals

Replication Fidelity and sequence length

From: Gesteland, Cech, Atkins: RNA World

Page 79: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Population Genetics

Number ofMolecules/Animals

Number of Mutations

Evolution is drivenby the Tails of thePopulation Distribution

Is not fit for

Cannot replicate

fast changes

Page 80: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

From Wilke, http://www.biomedcentral.com/1471-2148/5/44

Survival of the FlattestFitness

Page 81: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Let us start with molecules of500 bases, i.e. with 1000bits ofinformation. The starting pool tohave each molecule at least onceare 21000=10300 molecules.However we have only 1032 mol-ecules on the whole hydrosphereof the earth!

So let us be optimistic andassume a 40mer can already doit with a superiority of σi=103

and a replication fidelity ofq=0.9. The complete library are1kg. However the complemen-tary part has also to be catalyticand also replicate itself!

This argument leads to the ideaof hypercycles.

Critisism: Combinational Explosion

From: Gesteland, Cech, Atkins: RNA World

Page 82: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Hypercycles are formed from mole-cules which do not replicate them-selves, but other molecules. Morespecifically, RNA i codes for a proteinor Rybozyme to replicate the RNA i+1. If they form a loop that eventuallyalso replicate the first molecule.Comparable to a bee and a flower:each helps replicating the other. It isbeneficial to isolate each hypercycleinto “chambers”.

Depending on the parameters,hypercycles can lead to linear,exponential and hyperexponen-tial growth, yielding ’once-for-all’selection.However: - The cycles are unstable for >4cycles- Problem of ’selfish’ viral mole-

Eigen & Schuster: Hypercycles

From:Roland Glaser: Biophysics

From: Erich Sackmann, Biophysics Script, Ch. 19

Page 83: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Hypercycles show the strong potential of coupled catalysis. Especially hetero-geneous cycles (proteins & nucleic acids) appear to have an advantage in thesimulations. However we are far away from establishing such heterogeneoushypercycles since the sequence length is much too long. Or formulated asEigen’s paradox:

No enzyme can be produced without a large genomeNo large genome can be replicated without the help of enzymes.

References for Hypercycles:M. Eigen, P.Schuster, "The Hypercycle", Springer-Verlag, 1979M. Eigen, “Steps towards life: A Perspective on Evolution”, Oxford Univ Press, 1996J. Hofbauer, K. Sigmund, “The theory of evolution and dynamical system”, Cambrige Univ Press, 1988J. M. Smith, "Hypercycles and the origin of life", Nature 20:445-6, 1979J. M. Smith, E. Szathmary “The major transitions in evolution”, W.H. Freeman, 1995

.... yet still the starting pool gives a lot of headaches.

Eigen’s Paradox: Proteins cannot be reached

Page 84: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Hydrothermal Microfluidics

Page 85: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

2m

Locations: Hydrothermal Vents

Page 86: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Concentration Problem

Membraneisolates

Absorptionof no return

Molecules

- crowded- diffusive- nonsticky

in Cells:

Page 87: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Hydrothermal Vents are Molecule Traps

>2°CX°C

100µm

Cold

WarmHydro-

Cleft in Hydrothermal Rock

Fluidthermal

>40°C

2°CRock

WaterOcean

100µm

Temperature gradients in the pore systems predominantly drop across water pockets due totheir differential heat conductivity. Pore structures 10.300µm wide and several centimeters longgive an interesting setting to accumulate molecules by thermophoresis and convection.

From: Braun et.al., PNAS 104, 9346–9351 (2007)

Page 88: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Temperature

Thermophoresis

Concentration

3x

9x

27x

81x

270x

2200x0K

30K

1x

ExponentialAccumulation

Convection

730x

3x

1x

150µm

0.75

mm

Hydrothermal Vents are Molecule Traps

Shown is the simulation of a cleft, 150µm wide and 0.75mmlong. We assume a 30K vertical temperature gradient whichdrives both thermal convection of water (up-down) andthermophoresis of molecules (left to right). We chosenparameters for a single base pair, i.e. a very small molecule

in salt-poor media. The combination of effects give rise to astrong 3x concentration of the molecules from the toptowards the bottom. Interestingly, these structures can beconcatenated by diffusion into a string of chambers. Thisleads to an exponentially rising accumulation.

From: Braun et.al., PNAS 104, 9346–9351 (2007)

Page 89: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Hydrothermal Vents are Molecule Traps

LogarithmicConcentration Scale

200µm

The mechanism is very robust and leads to identical concen-trations from top to bottom in a large variety of geometries.Thus, the found accumulation is very robust.

An analytical solution can be given. It shows that exponentialaccumulation versus aspect ratio of the chamber.

From: Braun et.al., PNAS 104, 9346–9351 (2007)

Page 90: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Adsorption-Desorption Cyclesby Thermal Convection

>2°CX°C

100µm100µm

We start again from the temperature in the pore systems of hydrothermal vents.

Page 91: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Adsorption-Desorption Cyclesby Thermal Convection

100µm100µm

Braun, Modern Physics Letters B>2°CX°C

>2°C<110°CWarm Cold

18:775-784 (2004)

The thermal convectionimplements a natural tem-perature oscillation on the1-100 second time scale.

Page 92: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Exponential DNA ReplicationConvective Polymerase Chain Reaction (cPCR)

>2°CX°CThe most important reaction in genetic biochemistry needs a temperature oscillation: PCR.

Page 93: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

DNA Replication in ConvectionConvective Polymerase Chain Reaction (cPCR)

Braun, Goddard and LibchaberPhysical Review Letters 91:158103 (2003)

Beads Movie

5mm

>2°CX°C

Thermal convection, eitherdriven by IR-Laser or ahot wire, hosts very effi-ciently the PCR reaction.

Hennig and Braun,Applied Physics Letters 87, 183901 (2005)

Page 94: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

DNA Replication in ConvectionConvective Polymerase Chain Reaction (cPCR)

5mm

>2°CX°C

Braun, Goddard and LibchaberPhysical Review Letters 91:158103 (2003)

100

500bp

300200

Amplification 100.000xin 25 Minutes

PCR result is tested in a gel against a standard and wasshown to be able to perform real-time PCR: the loga-rithmic time dependence on initial DNA concentrationwhich was amplified.

Page 95: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Major Steps in Cellular Evolution

Page 96: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

The development of the large eucaryoticcells (1000-times more volume than procary-otes) took a long time, approx. 1 billion years. Its development is believed to be occurred (inparallel to the development of multicellarity) byintracellular infection. For example, purplebacteria, being able to do photosynthesis,entered or were ’eaten’ by other procaryotes anddid not die, but were used in a symbiotic wayinside the larger cell. For example mitochondria which specialize inrespiration, still have their own genetic mate-rial, which can be used to track the phylogenetictree since it has been is replicated in parallel tothe genes of the mother cell for a very long time.

Endosymbiosis: intracellular infection

Page 97: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Game Theory

Page 98: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Game TheoryHistory:

First interest in game theory was startedby behavioral sciences and economics.But even in economics, the approach wasnot very persuasive, mostly because of thelack of experimental foundation.

After a period of mathematical ’purifica-tion’ of the approaches, game theory tookof in the beginning of 1970, with the incor-poration of biological and evolutionaryapproaches. In Biology, the fitness of theorganism gave game theory a seriousfoundation.

Books:John Maynard Smith: Evolution and the Theory of Games.Ulrich Müller: Evolution und Spieltheorie, 1990Rudolf Schüßler: Kooperation unter Egoisten, 1990Michael Taylor: The possibility of cooperation, 1987Richard Dawkins: the selfish gene. 1976, 2nd edition 1989.(dt: das egoistische Gen)Matt Ridley: The origins of virtue: human instincts and theevolution of cooperation, 1996, pinguin paperback

Summary:

- Motivation: the selfish gene- Simple games- Matrix formulation of games- Single vs. Multiple games:

Prisoners dilemma- Dynamic plotting- Frequency dependent selection- Stable bad solutions beat unstable good

solutions in memory-less evolution.- Biological examples

Page 99: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Matrix GamesA wide class of games can be described bya payoff matrix. They are called matrixgames.

Let’s look at Knobeln (engl: to toss). Eachplayer can show scissors, paper orstone. Each of the player has profit matrixdepending on what the other is playing.

The matrix has to be read along therows. If I am player A, and play strategyscissors, then I have a payoff of 0 againstscissors of player B, loose 1 against playerB choosing stone and gain 1 if player Bchooses paper.

Games where the payoff is distributedbetween partners are called partnergames or symmetric games and yield asymmetric payoff matrix.

Here we also have the case of a zero-sumgame: what is received is what is given,seen by the zero expectation value.

Player B

Player A

0 -1 1

1 0 -1

-1 1 0

PayoffMatrix

V0 1– 11 0 1–1– 1 0

=

Vij Vji=e.g. Partner Game:

Page 100: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

The Prisoner DilemmaThe interesting structure lays in the pay-offs they obtain depending on the othersstrategy. If both compete, they obtainnothing. If both cooperate, they obtain 1.This is the symmetric part.

However, things become asymmetric, ifcompeting meets cooperate: in that casethe competing out wins the cooperating:competing gains 2, the cooperatinglooses 1.

What strategy should be played?

Interestingly, it depends on the gameshistory, i.e. on how often the game isplayed. If the game is played once, theanswer is quite clear. Without knowing theother, one will compete. In average, thegain will be (1+5)/2=3. Cooperating isdangerous, the expectation value for this is(3+0)/2=1.5 and in average you will notgain anything. In average it is always bet-ter to compete. A boring game?

Player B

Player A1 5

0

PayoffMatrix V

3

Another Matrix game is the PrisonerDilemma. The scenario is as follows. Twoagents fight for a resource. (In the orig-inal story, two prisoners are charged forthe same criminal act). They first choosetheir strategy. Either they can be friendlyand corporate with the other or they canbe fierce and choose a competing strategy.

Page 101: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

The Prisoner DilemmaTIT for TAT is very simple. The first timeit takes the risk and cooperates. For allfollowing games it copies the strategy ofthe last move of the other agent. Thismeans the strategy “TIT for TAT” will coop-erate if the other did cooperate last time, itwill defect if the other did defect last time.

Axelrod argued that this strategy is “nice”,“provokable” and “forgiving”. It is “nice”since it starts with a cooperate move, canhandle an always-defect strategy of theother well without loosing too much (“pro-vokable”). But most importantly, itbecomes immediately nice again if theother player cooperates (“forgiving”).

So we see, there are games where itbecomes crucial to memorize both theagent (did I play against him in the past?)and what strategy the agent played(did he compete last time?). A memory is aselection advantage since it allows toimplement the optimal strategy. serendip.brynmawr.edu/playground/pd.html

www.brembs.net/ipd/ipd.htmlAxelrod, R. (1981). Science, 211(4489):1390-6

However the situation changes if the gameis played multiple times between the sameagents.

Axelrod has asked people to submit com-puter programs to compete in the gameof multiple prisoner dilemma. After twotournaments of a wide variety of algo-rithms, it turned out that the best strat-egy was quite simple. It was called “TITfor TAT” (“wie du mir, so ich dir”).

Player B

Player A1 5

0

PayoffMatrix V

3

Page 102: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Stability of Strategies:

Symmetry of the sexes. We start with a commonly used example. For a farmer tohave as many cows as possible, he might choose one bullper 20 cows. Why? The reproductive capability of the cow(kpi) is much higher than for the bull (kpi=0) and thefarmer will yield more animals for equal food resources. But, how comes that such a solution is not found innature? Simply: the strategy is not stable against ran-dom mutations. We start with a cow in average giving birthto 1 bull and 20 cows. If one cow in the populationgives birth with a ratio 1:1, this phenotype has a largeadvantage over the others since its many bulls canexploit the existence of many cows. Same is true for the opposite: starting with 1 cow and20 bulls, the phenotype with mutation for a 1:1 ratio willpropagate better due to its higher number of cows. We see that the frequency of species in the populationdetermines the selection rules, termed frequency depen-dent selection. Technically speaking, the Nash equilib-rium is not stable (20:1) and the inferior strategy of 1:1 isused. As a result, nature uses the inferior, but stable strategy.

1 1÷

Female( ) Male( )÷

20 1÷

Frequency dependent Selection

John Maynard Smith and George R. Price (1973)."The logic of animal conflict." Nature

Page 103: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Evolutionarily Stable Strategy (ESS)Evolutionary stable strategy (ESS):

“A strategy such that if all members ofthe population adopt it, then no mutantcan invade the population under theinfluence of selection.”

Assume you have a population which isdominated by strategy p of the popula-tion and a mutation strategy m justdeveloped. With the profit of the game Vijof strategies i and j, the evolutionarystable strategy is given, if Vpp>Vmp,i.e. the majority strategy p yields morethan a single minority m playing againstthe majority p.

In the case of equality we need a secondcondition of Vmp>Vmm.

Vpp Vmp>

Vpp Vmp= and Vpm Vmm>

Vpp Vmm<

or

Page 104: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Evolutionarily Stable Strategy (ESS) As we have seen, such an evolutionarystable strategy does not need to be the bestperforming. It is well possible that Vmmis much better than Vpp, but it is notstable due to Vpp>Vmp. We can see this for example in the Pris-oner Dilemma. If the majority populationcompetes at all times (V=1), a coopera-tive mutation will loose against it (V=0)and cannot grow. Strategy competition isstable. A globally better mutation m cannot sup-plant the worse, but stable strategy p withVpp>Vmm. On the other side, if the cooperativestrategy would be adopted by everyone, itwould be advantageous (V=3). Howeverany mutation which competes gainsmore (V=5) and will grow, eventually over-taking the population. But as we have seen, dynamic, memorybased strategies (TIT for TAT) can com-pete against all other strategies and inmany situations lead to an average yieldof V=3.

Vpp Vmp>

Vpp Vmp= and Vpm Vmm>

Vpp Vmm<

Example: Prisoner Dilemma

or

Player B

Player A1 5

0

PayoffMatrix V

3

Page 105: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Davis, Spieltheorie für Nichtmathematikeren.wikipedia.org/wiki/Hawk-dove_gameMaynard Smith, J. (1982) Evolution and the Theory of Games.

When fighting for a resource, opponentscan use two typical strategies. Theo Hawk strategy escalates and continues

until injured or until the opponent retreatso Dove strategy retreats if opponent

escalates. We parametrize the payoff. V for winningthe fight and C for the cost of an injury,we find the payoff matrix to the left. We recall the condition for an evolution-arily stable strategy (ESS) on the left. If all were doves, each gaining V/2, ahawk can always invade with V (V beingpositive). We again have frequency depen-dent selection. All being hawks is evolutionarily stablestrategy, if (V-C)/2>0. Otherwise a dovewhich gains 0 can compete initially. In otherwords, hawks are ESS if it is worth riskinginjury (C<V) to get the resource. The case becomes interesting, when C>V,i.e. the injury C is not worth taking forthe resource V. To study this we switch topopulation dynamics.

Example: The Hawk-Dove Game

Player B

Player A(V-C)/2 V

0

PayoffMatrix V

V/2

H

D

DH

Vpp Vmp>

Vpp Vmp= and Vpm Vmm>or

(Chicken Game)

Page 106: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

From Game Theoryto Population Dynamics

We now allow the population to be split intothe two strategies with p the frequency ofstrategy hawk (H). And we add a dynamics to the matrixgame by determining the fitness W by thepayoff matrix V(i,j). W(H) is the fitness ofstrategy hawk, W(D) the fitness of strategydove. We linearly link the fitness to thepayoff matrix V(i,j) and add a constant fit-ness W0. Consider the fitness of the hawk W(H).With probability p it meets another hawk,gaining in fitness by V(H,H), with probability(1-p) the hawk meets a dove, gaining in fit-ness by V(H,D). The same for the Dove(left).

Additionally, we add a dynamics by usingthe fitness as determinant for the propaga-tion of the strategy. The result is a finite timedifferential equation. Thus one might want toreinterpret population dynamics withgame theory.

Player B

Player A(V-C)/2 V

0

PayoffMatrix V

V/2

H

D

DH

W H( ) W0 pV H H,( ) 1 p–( )V H D,( )+ +=

W D( ) W0 pV D H,( ) 1 p–( )V D D,( )+ +=

p t 1+( ) p t( )W H( ) W⁄=

W pW H( ) 1 p–( )W D( )+=

Example: The Hawk-Dove Game(Chicken Game)

Page 107: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Now we can study the case V<C(injury is more severe than gain fromresource) with population dynamics.

As discussed before, neither allHawks nor all Doves are an ESS.Hawks invade Doves with V>V/2 andDoves can invade Hawks with(V-C)/2<0. But now we can analyzemixtures in the population with p theprobability for playing strategy hawk. One can incorporate mixtures of popu-lations also by introducing a genotype Iwhich randomly chooses hawkstrategy with probability p. It can beproved that if I is an ESS, then the fol-lowing holds: V(H,I)=V(D,I). On the leftside it is evaluated leading to the prob-ability of p=V/C. If the resource is lowin value, less hawks are played, other-wise the mostly hawk is chosen.

We still have to prove the stabilitycriterion: V(I,D)>V(D,D) andV(I,H)>V(H,H). As seen on the left, forV<C the mixed strategy is indeed anESS.

Stable Strategies in Hawk-Dove Game

V H I,( ) V D I,( )=pV H H,( ) 1 p–( )V H D,( )+

pV D H,( ) 1 p–( )V D D,( )+=p V C–( ) 2⁄ 1 p–( )V+ 1 p–( )V 2⁄=

p V C⁄=

V I D,( ) pV 1 p–( )V 2⁄+ p 1+( )V 2⁄= =V 2⁄> V D D,( )=

V I H,( ) p V C–( ) 2⁄=V C–( ) 2⁄> V H H,( )=

Player B

Player A(V-C)/2 V

0

PayoffMatrix V

V/2

H

D

DH

Page 108: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

We go one step further. Suppose that ina population of frogs, males fight tothe death over breeding ponds. Thiswould be an ESS if any one cowardlyfrog that does not fight to the deathalways fares worse (in fitness terms,of course). A more likely scenario isone where fighting to the death is notan ESS because a frog might arisethat will stop fighting if it realizesthat it is going to lose. This frogwould then reap the benefits offighting, but not the ultimate cost.Hence, fighting to the death would eas-ily be invaded by a mutation thatcauses this sort of "informed fight-ing."

Extensions to Hawk-Dove Game

Player B

Player A(V-C)/2 V

0

PayoffMatrix V

V/2

H

D

DH

From: en.wikipedia.org

Page 109: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Another extension to the game of doveand hawks is the Retaliator strategy.To keep it simple, we set the game tofixed payoffs: V=2, C=4, therefore themixed strategy I with P=0.5 is an ESS.

The Retaliator (R) behaves like adove against another dove, but if theopponent escalates like a hawk, Rescalates also and becomes a hawk. We assume that escalating propertiesof R allow it to handle Dove D a littlebetter than does Dove D handle Retali-ator R (see 1.1 and 0.9 in the matrix). All playing Retaliator R is an ESSsince V(R,R)=1 is greater than eitherV(D,R)=0.9 or V(H,R)=-1. But can wefind stable strategies by using mixedstrategies?

Yes, we can. Mixing I=0.5H+0.5Dleads to V(H,I)=0.5, V(D,I)=0.5,V(R,I)=0.05 and V(I,I)=0.5. We find asecond stable point!

Hawk-Dove-Retaliator Game

Player B

Player A

-1 2

0

PayoffMatrix V

1

H

D

DH R

R-1 1.1

-1

0.9

1

V R R,( ) V D R,( )>V R R,( ) V H R,( )>

I 0,5H 0,5D+=

R is ESS

I is ESS

Page 110: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

The starting conditions of the popula-tion will determine, at which ESS itwill land and along which paths.This dynamics can be nicely visual-ized in a pyramid:

Hawk-Dove-Retaliator Game

Player B

Player A

-1 2

0

PayoffMatrix V

1

H

D

DH R

R-1 1.1

-1

0.9

1

From:J.M. Smith: Evolution andthe theory of Games

Page 111: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

In the last slide, we focussed on how the population determines the selectionpressure and the profit of an individual. To recall, in the Eigen model(above): the fitness was determined by kpi and kmi, but not explicitly by thestate of the population ni. However in nature, games with frequency dependentselection are common.

Take molecules the number of mole-cules ni of sequence i (also called spe-cies) and introduce the followingpopulation dynamics:

kpi Propagation rate, i.e. the ability to self-replicatekmi Mortality rate and rate to leave the areaqi<1 Replication fidelitykm,ji Probability to mutate from another species j.

Eigen & Schuster: Selfreplicative Molecules

n· i kpiqi kmi–( )ni km ji, nji j≠∑+=

nii∑ const=

From: Gesteland, Cech, Atkins: RNA World

Page 112: Evolution Lecture: Initial Remarks - uni-muenchen.de...Life - E.G. Nisbet: Living Earth, a short history of life and its home - Matt Ridley: The Origins of Virtue: Human Instincts

Vorlesung Biophysik Braun - Evolution

Stephen Jay Gould:“One day, at the New York World’s Fairin 1964, I entered the Hall of FreeEnterprise to escape the rain. Inside,prominently displayed, was an ant col-ony bearing the sign: ’Twenty millionyears of evolutionary stagnation.Why? Because the ant colony is asocialist, totalitarian system.”

A society with memory and ways topunish its members can very wellenforce an evolutionary unstablestrategy with higher profit for all itsparticipants.

In this sense, memory-enabled andstate-supporting human beings canbe superior to a state-less fully com-peting pool of individuals.

Note that money is a very importantmemory element in modern societies.

Game Theory Comments

We probably have to adjust ourmeaning of “egoistic” along the linesof game theory. In such a sense, reallyegoistic societies might not at alllook like egoistic societies in thepopular meaning of the word.

Concerning molecular evolution, weare only at the beginning of harvestingthe evolutionary scope of game the-ory. It is not improbable that we findimprints if game theory even downto the molecular level. Proteins andDNA most probably play a very intricateand complex game. Life might beindeed the game of selfish genes.