eu legislation on waste 2011- european commission workshop on eu legislation waste © 2010 microsoft...
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EU LEGISLATION ON WASTE
2011- European Commission
WORKSHOP ON EU LEGISLATION
WASTE
© 2010 Microsoft Corporation. All rights reserved.
EU environmental law and national courts : an introduction
EU LEGISLATION ON WASTE
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Objectives and legal basis for EU environmental law
• Art 3(3) TEU – objectives of the EU: • “The Union shall work for sustainable development of
Europe based on balanced economic growth and price stability, a highly competitive social market economy, aiming at full employment and social progress, and a high level of protection and improvement of the quality of the environment”.
• Art 191, 192 and 193 TFEU (replacing Articles 174, 175, 176)
• Art 191(4): a new legal basis for climate change
• Art 194: a new legal basis for EU energy policy
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• Role of the Commission:– Guardian of the Treaties: Art 17 TEU
– Specific procedures in Art 258 and 260 TFEU
• Role of national judges and role of the Court of Justice of the European Union
– The concept of « direct effect »
– Interpretation of national law in conformity with EU environmental law
– Preliminary rulings
Two ways to ensure compliance with EU law:
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The mission of the Commission
Article 17 TUE
“The Commission shall promote the general interest of the Union and take appropriate initiatives to that end. It shall ensure the application of the Treaties, and of measures adopted by the institutions pursuant to them. It shall oversee the application of Union law under the control of the Court of Justice of the European Union.(…)
2. Union legislative acts may only be adopted on the basis of a Commission proposal, except where the Treaties provide otherwise (…)”
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Bringing a case to the Court of Justice Article 258 TFEU
«If the Commission considers that a Member State has failed to fulfil an obligation under the Treaties, it shall deliver a reasoned opinion on the matter after giving the State concerned the opportunity to submit its observations.
If the State concerned does not comply with the opinion within the period laid down by the Commission, the latter may bring the matter before the Court of Justice of the European Union. »
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• 3 types of infringement procedures: • Non-communication cases• Non-conformity cases• Bad-application cases
6
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2 months for reply
Infringement procedure in practice
Court of JusticeLetter of formal notice Reasoned Opinion
Technicalmeetings
2 months for reply
Technicalmeetings
Judgement ofthe ECJ,financial penaltiesArt. 260/3 TFEU
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Infringements of EU ENV law by country (1 September 2010)
46
810 11 12 12 12 12 12 12 13 13 13 13
1921
23 23 2326 26 26
31
3942
52
0
10
20
30
40
50
60
LV NL SIM
TDK AT
CY DE FILU
SK EE HU LTSE BG UK BE CZ
FR PL PTRO IE EL
ES IT
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Infringement of EU environmental law by topic (1 September 2010)
Impact10%
Water23%
Information3%
Air15%
Chemicals15%
Nature19%
Waste15%
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Second referral to the Court
• Article 260(2) TFEU
• “If the Commission considers that the Member State concerned has not taken the necessary measures to comply with the judgment of the Court, it may bring the case before the Court after giving that State the opportunity to submit its observations. It shall specify the amount of the lump sum or penalty payment to be paid by the Member State concerned which it considers appropriate in the circumstances.”
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• In practice, both a lump sum and a daily penalty will be asked (C-304/02; Commission v. France)
• Daily penalty = uniform flat rate per day multiplied by factors reflecting duration and seriousness of breach and a factor ensuring a deterrent effect of the penalty
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Second referral to the Court in practice
2 monthsfor reply
Court of JusticeLetter of formal notice
Technicalmeetings
Penalties andlump-sum
Second judgmentof ECJ
First judgment ofECJ
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Article 260 cases involving EU environmental law by country (1 September 2010)
1 1 1 1
2 2 2
3 3
4
5 5
8
11
12
0
2
4
6
8
10
12
14
AT CZ EE NL LU MT SE BE UK ES FR PT EL IE IT
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Action at the level of national courts and the concept of direct effect
• A provision of EU law has direct effect (can be invoked and relied on by individuals before national courts), if:
– it is intended to confer rights on individuals and– if it is sufficiently clear, precise and unconditional
• National judges are « EU law judges »• Applies to all binding EU law
– Treaty provisions– Regulations– Decisions
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Direct effect and directives
– Vertical direct effect of directives (C-8/81-Becker)
– No inverse vertical direct effect of directives (Rs. 80/86-Kolpinghuis Nijmegen)
– Horizontal direct effect (Rs. 152/84-Marshal; Rs. C-443/98-Unilever)
– Horizontal side-effects of vertical effect–triangular situations (Rs. C-201/02-Wells)
Consequences of direct effect: Integral application of EU law
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The doctrine of consistent interpretation
• Obligation to interpret national law in conformity with EU law (C-14/83 Von Colson)
• Even in a litigation between private parties (C-106/89 Marleasing)
• All national law, even if it pre-dates the directive and is not designed to implement it (Marleasing + C-62/00 Marks&Spencer)
• “in so far as possible”/ contra lege interpretation not required
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• Only after the expiry of the time limit for transposition (C-212/04 Adeneler)– Inter-Environment Wallonie (C-129/96) and Mangold
(C-144/04)• National courts must do it also “on their own motion”
(C-72/95 Kraaijeveld)• Transposition of directives through consistent
interpretation? (C-144/99, Commission vs. Netherlands)
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The preliminary reference mechanism
Art 267 TFEU (old article 234 TEC) interpretation of EU Treaty and interpretation and validity of acts of EU institutions
(even non-binding)Obligation for Supreme courts, possibility for
ordinary courtsFunction and importance of the preliminary
reference mechanism: the co-operation between national courts and ECJ
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The preliminary reference mechanism (2)
No obligation to refer where:
Precedent i.e. ECJ has already ruled on the matterDoctrine of acte-claire:
The question raised is irrelevant or the correct application of EU law is so obvious as to leave no scope for any reasonable doubt as to the manner to interpret it (C-283/81 CILFIT)
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Preliminary references by country (end of 2009)
2004-2009
1961-2003
125 145
222
614
9 12 651
1007
2 7 864
27 1
743
348
2467
2 2 358 81
476
783
0
200
400
600
800
1000
1200
1400
1600
1800
BE BG CZDK DE EE EL ES FR IE IT CY LV LT LU HU M
T NL AT PL PTRO SI
SK FISE
UK
1731
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Conclusion : 2 complementary ways to ensure compliance with EU law:
EU law implementation problem
Judgement on failure to fulfilobligations
Referral to a national Court
National judge
Commission is informed or Commission identifies the problem
Commission
Article 267TFEU
Article 258 TFEU
Court of Justice of the European Union
Judgement on preliminary reference
Ruling of nationalCourt
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Thank you for your attention!