ethics module 0
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Engineering Ethics
An Introduction to Ethics and its
Relevance to the Profession of
Engineering
Module 0 in the “Teaching Engineering Ethics” Series
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Herbert Hoover (on engineering)
*The great liability of the engineer compared to men of
other professions is that his works are out in the open
where all can see them. His acts, step by step, are in
hard substance. He cannot bury his mistakes in the
grave like the doctors. He cannot argue them into thin
air or blame the judge like the lawyers….He cannot, like
the politician, screen his shortcomings by blaming hisopponents and hope that the people will forget. The
engineer simply cannot deny that he did it. If his
works do not work, he is damned forever +,
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Ethics 0ocabular-
Morals
Virtue
Integrity
Responsibility
Obligation
Honesty
Courage
Self-Respect
Accountability
ProfessionalCharacter
Ideals
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Unethical
Ethics% Morals% and the #aw
Morals Principles of right
and wrong
Ethics
A set of moralprinciples guidingbehavior and action
#aws
Binding codes ofconduct1 formall-recogni/ed andenforced
2ompan- Policies
EthicalEthical
IllegalLegal
Unethicalbut Legal
Ethical butIllegal
Classification of Actions:
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Ethical heories$ 3ohlberg
#awrence 3ohlberg4s theor- of moral reasoningdevelopment 5uilt on 6ean Piaget4s theor- of developmental stages
A transitional development process occurring through
maturation from childhood to adulthood+ !i& (7) stages across three (8) levels
Moral reasoning is not learned but constructed
through interaction with societ- and environment
Environmental factors ma- affect the speed of
development% but not the direction+
!tages cannot be s9ipped
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#evel :$ Pre"conventional
;riving mechanisms$ Egocentrism Personal Interests (see9 reward and avoid
punishment)
Interpersonal and societal roles are notconceptuali/ed
Also labeled *Pre"Moral, #evel+ 3ohlberg
considered those in this level as not -ete&hibiting a philosophical *moral,foundation+
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#evel =$ 2onventional
Also labeled *Role"2onformit-, #evel+3ohlberg considered those in this level as
starting to recogni/e themselves as a part
of the larger societ- ;riving mechanisms$
rust and #o-alt-
2iti/enship Recognition of others4 feelings
*>olden Rule, thin9ing begins
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#evel =$ 2onventional
!tage 8$ !ociabilit- *>ood 5o- @ ice >irl,
orientation
Approval see9ing
behavior drives moralreasoning
!tage B$ #aw C Order Obe- the letter of the
law
!ocial s-stem is stable
and predictable 2onformation to laws
is construed as
*moral, and correct
Avoidance of guilt andor censure is primar-
motivator
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#evel 8$ Post"2onventional
Also labeled *Principled, #evel+ 3ohlbergconsidered those in this level as
consciousl- validating societ-4s laws while
developing their own universal ethicalprinciples
;riving mechanisms$
Resolving conflicts between what is *legal,and what is *moral,
Personal 2onscience
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#evel 8$ Principled
!tage D$ !ocietal2onsensus 2onsensus of the maorit-
(the democratic process)
results in *good laws,
*>ood laws, are followed to
the e&tent the- do not
interfere with life% libert-
and the pursuit of
happiness (individual
rights)+
Fse of *due process, to
change laws
!tage 7$ Principled Fniversal principles
are recogni/ed and
accepted+
When principles are inconflict with the law%
however% the principle
is the guide in
determining moralreasoning+
2onscience"based
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Ethical heories$ 3ohlberg
2riticisms Moral reasoning does not necessaril-
correlate with moral behavior (action) 2ulturall-"biased toward democratic societies
espousing strong *individual rights, A *communit-"centered, viewpoint was a
significant omission in #evels = and 8 Research% however% tends to support the
*universalit-, of the theor- for !tages : through D !ome researchers have posited that the
theor- has a gender"bias (against females)
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Ethical heories
2ognitive";issonance and Ethical Reasoning 2"; heor- proposed b- #eon .estinger (:GDG)
A clash between one4s reasoning% actions or behavior and
one4s attitudes or beliefs+
hese inconsistencies can cause unpleasant tension%an&iet-% and feelings of stress (dissonance not in harmon-)
Methods to reduce discomfort$ 2hange Attitude to better align with 5ehaviorReasoning
2hange Reasoning to better align with 5eliefs
5ring Attitude and Reasoning closer together (*meet
halfwa-,)
Ethical Reasoning ma- involve 2ognitive";issonance
Reasoning
Behavior
Attitudes
Beliefs
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Professional Moral Reasoning
Mc2uen (:GJG) Adaptation of
3ohlberg4s heor- ofMoral Reasoning
;raws parallelsbetween personal andprofessional ethics
;efines categories or*dimensions, rather
than developmentalstages *Regression, is realistic A lens through which to
view reasoning and
behavior
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Mc2uen4s Ethical ;imensions
McCuen’s Six Categories of Professional Engineering Morality (McCuen !" H" (#$%$&" ')e Et)ical *imensions ofProfessionalism"' Issues in Engineering 105(E#+&, -$.#/0"&
LEVEL 1Pre-professional LEVEL 2Professional LEVEL 3 PrincipledProfessional
Stage 1, Concern is fort)e gain of theindividual (not t)ecom1any client or
1rofession&
Stage 3: 3oyalty tocom1any is 1rimaryfocus" ea!-pla"er#ehavior 1recludes
concern for society anden4ironment"
Stage 5, Service tohu!an $elfare ispara!ount" Societalrules morays and
4alues may trum11rofessional standardsand cor1orate loyalty"
Stage 2, Corporatelo"alt"% clientcon&dence 1ro1erconduct are 1ursued
but again onl" forpersonal gain andad4ancement"
Stage ': 3oyalty tocom1any is connectedto lo"alt" to theprofession" 5ood
engineering is good fort)e 1rofession but t)esocietal concerns arenot em1)asi6ed"
Stage (, Professionalconduct is guided solely bya sense of fairness andgenuine concern forsociety indi4iduals and
t)e en4ironment")ecisions are #asedonl" on $ell-esta#lishedpersonal principles and!a" contradictprofessional codes andeven social rules*
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he Engineering Profession
How we view ourselves$ Problem"solvers
Engineering is eno-able1 esprit de corps
Engineering benefits people% provides apublic service
Engineering provides the most freedom of all
professions (.lorman% :GJ7)
Engineering is an honorable profession
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he Engineering Profession
How the public views engineering$ he Engineer4s Role
Engineers as Ftilitarians Engineers as Positivists Applied Ph-sical !cientists
his role does not mesh well with an overarching *socialscience, bias of the public+
Rational% pragmatic% logical and s-stematic approaches toproblem solving tend to alienate the engineer from thepublic
Onl- a DKL *0er- High, or *High, rating on honest- 2onsistentl- behind medical field and teachers A public relations problem% not an ethics issue per se+ *5est Practices, to include applied social science
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he Engineering Profession
>allup Poll *Honest- and Ethics in Professions,Engineering: Honesty and Ethics in the Profession
K
:K
=K
8K
BK
DK
7K
JK
:GJD :GMK :GMD :GGK :GGD =KKK =KKD
Year of Gallup Poll
% o
f
V e r y H i g h o r H i g h
R e s p o n s e s
:
=
8
B
D
7
J
M
G
:K
R a n k ( a m o n g 1 ! " " o t h e r p r o f e s s i o
n s
Rating ;ata (L)
Ran9 ;ata
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he Engineering Profession
L 0er- HighHigh Rating RA3I>
Profession "$$% "$$1 "$$$ 1&&& "$$% "$$1 "$$$ 1&&&urses 8 B JG J8 : : : :
Medical ;octors 7 77 78 D = B B B
0eterinarians 7 77 78 8 8 8
Pharmacists 7J 7 7J 7G B = = =
;entists 7: D7 D D= D J J
2ollege eachers DG D DG D= 7 J 7 7
Engineers & '$ ' $ ( ' ) &
Policemen DG 7 DD D= 8 G
2lerg- D7 7B DG D7 G D D D
Ps-chiatrists 8 :K
5an9ers 8D 8B 8J 8K :: G :K :K
2hiropractors 8: =7 := ::
!tate >overnors =7 8: =B :8 :: :=
6ournalists =D =G =: =B :B :K :B :8
!enators =K =B :J :D := :D5usiness E&ecs : =D == =8 :7 :: :8 :B
2ongressmen :J =D =: :: :J := :D :
#aw-ers :7 : :J :8 : :B :J :J
!toc9bro9ers :D :G :G :7 :G :8 :7 :7
Advertising practitioner := :: :K G =K :7 :G =:
Insurance salesmen := :8 :: :K =: :D : :G
HMO managers :: :K == =K
2ar salesmen J J =8 :J =K ==
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What is Engineering EthicsN
he stud- of the moral issues anddecisions confronting individuals and
organi/ations engaged in engineering
he stud- of related <uestions about themoral ideals% character% policies% and
relationships of people and corporations
involved in technological activit-+
7 from Martin" M" 8 Sc)in6inger !" Et)ics in Engineering (9rd Ed"& (:e; <or=,Mc5ra;.Hill #$$> 11" +.9"
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Ethics and Engineering
Where the ethical issues can arise$ 2onceptuali/ation% ;esign% esting%
Manufacturing% !ales% !ervice
!upervision and Proect eams Proect timelines and budgets
E&pectations% opinions% or udgments
Products$ Fnsafe or #ess than Fseful ;esigned for obsolescence Inferior materials or components
Fnforeseen harmful effects to societ-
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Ethics and Engineering
Other fields where ethics are critical Medical Ethics #egal Ethics 5usiness Ethics (closest to Engineering Ethics) !cientific Ethics
An *applied ethics, domain (rather than a theoreticalanal-sis of philosoph-)
Engineering occurs at the confluence of technology %social science% and business Engineering is done b- people and for people Engineers4 decisions have a impact on all three areas in the
confluence he public nature of an engineer4s wor9 ensures that ethics will
alwa-s pla- a role
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Ethics and Engineering
+!pacts of an engineer,s ethical decisions: )e Products 8 Ser4ices (safety and utility& )e Com1any and its Stoc=)olders )e Public and Society (bene?ts to t)e 1eo1le& En4ironment (Eart) and beyond& )e Profession ()o; t)e 1ublic 4ie;s it& )e 3a; ()o; legislation a@ects t)e 1rofession and
industry& Personal Position (ob internal moral conBict&
-picall-% good ethical decisions' 'ma- be ust that$ *good%, but rarel- *great, or *ideal, 'will not alwa-s be in the best interest (irrespective of the timeline)
of all sta9eholders 'are not automatic but re<uire thought% consideration% evaluation%
and communication (much li9e the *design process,)