enterprise system engineering for nextgen...– system behavior • nextgen must be flexible to meet...

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Next Generation Air Transportation System: Meeting the Enterprise System Engineering Challenges Gerald Friedman (MITRE) Catherine Bolczak (MITRE) Robert Humbertson (MITRE) John Mack (MITRE) Jay Merkle (FAA) 25 October 2007 Approved for Public Release; Distribution Unlimited. MITRE Tracking no. 07-1293

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Page 1: Enterprise System Engineering for NextGen...– System Behavior • NextGen must be flexible to meet a range of air transportation system futures – Desired Outcome • Transformed

Next Generation Air Transportation System:Meeting the Enterprise System Engineering

Challenges

Gerald Friedman (MITRE)Catherine Bolczak (MITRE)

Robert Humbertson (MITRE)John Mack (MITRE)

Jay Merkle (FAA)

25 October 2007

Approved for Public Release; Distribution Unlimited. MITRE Tracking no. 07-1293

Page 2: Enterprise System Engineering for NextGen...– System Behavior • NextGen must be flexible to meet a range of air transportation system futures – Desired Outcome • Transformed

2

Pressure from Growing TrafficCongestion and Airline Delays

Page 3: Enterprise System Engineering for NextGen...– System Behavior • NextGen must be flexible to meet a range of air transportation system futures – Desired Outcome • Transformed

3

PassengerPassenger

Bill of RightsBill of Rights

Pressure from Delays and Cancellations on Airline Quality of Service Standards

Page 4: Enterprise System Engineering for NextGen...– System Behavior • NextGen must be flexible to meet a range of air transportation system futures – Desired Outcome • Transformed

4

Pressure from Airlines on ATM System Performance

Page 5: Enterprise System Engineering for NextGen...– System Behavior • NextGen must be flexible to meet a range of air transportation system futures – Desired Outcome • Transformed

5

Pressure of Global Warming Concerns on Flight Efficiency and Fuel Consumption

InternationallyInternationally

... and

... and

DomesticallyDomestically

Page 6: Enterprise System Engineering for NextGen...– System Behavior • NextGen must be flexible to meet a range of air transportation system futures – Desired Outcome • Transformed

6

Why NextGen?

• Growth in volume and complexity of operations

• Scalable to encompass a range of possible futures

• Broader diversity of:– Aircraft performance

characteristics– Aircraft capabilities– Operator business

models• Space Operations• Unmanned Aerial Systems

Transformation is Needed to Accommodate Projected Traffic Levels and Characteristics

Flights 1.4-3X

Passengers 1.8-2.4X

2004 2025

Base

line

Valu

es

2004 Baseline• Current Flight Schedule• Current Capacities

1X

~3X

Shift in passengers per flight (e.g., A380, reverse RJ trend, higher load factor)

20??

~2X

Biz shift• Smaller aircraft, more airports

Note: Not to scale

Terminal Area Forecast (TAF) G

rowth Projection

2014 and later Baseline analysis will use OEP & FACT Capacities

TAF Growth Ratios, H

igher Rate

TAF Growth Ratios, Lower Rate

2014

Biz shift• 2% shift to micro jets

Increase of over 10 passengers per flight

Flights 1.4-3X

Passengers 1.8-2.4XPassengers 1.8-2.4X

2004 20252025

Base

line

Valu

es

2004 Baseline• Current Flight Schedule• Current Capacities

2004 Baseline• Current Flight Schedule• Current Capacities

1X

~3X

Shift in passengers per flight (e.g., A380, reverse RJ trend, higher load factor)

Shift in passengers per flight (e.g., A380, reverse RJ trend, higher load factor)

20??20??

~2X

Biz shift• Smaller aircraft, more airports

Biz shift• Smaller aircraft, more airports

Note: Not to scale

Terminal Area Forecast (TAF) G

rowth Projection

2014 and later Baseline analysis will use OEP & FACT Capacities

TAF Growth Ratios, H

igher Rate

TAF Growth Ratios, Lower Rate

20142014

Biz shift• 2% shift to micro jets

Biz shift• 2% shift to micro jets

Increase of over 10 passengers per flightIncrease of over 10 passengers per flight

Page 7: Enterprise System Engineering for NextGen...– System Behavior • NextGen must be flexible to meet a range of air transportation system futures – Desired Outcome • Transformed

7

What is NextGen?

• Network-Enabled Information Access • Performance Based Operations & Services• Weather Assimilated into Decision Making• Layered, Adaptive Security• Position, Navigation, and Timing Services• Aircraft Trajectory Based Operations• Equivalent Visual Operations • Super Density Arrival/Departure Operations

• Leadership in global aviation• Scalable up to 3x increase in capacity• Ensure our national defense (readiness

and homeland security)• Enhance the environment (noise, air

quality)• Improve safety • Globally harmonized

Transformation goals:

Capabilities:

Page 8: Enterprise System Engineering for NextGen...– System Behavior • NextGen must be flexible to meet a range of air transportation system futures – Desired Outcome • Transformed

8

NextGen Enterprise SystemEngineering Challenges

Enterprise System Engineering Profiler ™

Page 9: Enterprise System Engineering for NextGen...– System Behavior • NextGen must be flexible to meet a range of air transportation system futures – Desired Outcome • Transformed

9

NextGen Challenges: Strategic and System Contexts

• Strategic Context– Scope of Effort

• Interdependencies of all elements contributing to air transportation

– Mission Environment• Mission evolving to

accommodate new types of operations

• System Context– System Behavior

• NextGen must be flexible to meet a range of air transportation system futures

– Desired Outcome• Transformed air transportation

system that leverages new technologies and requires policy and roles and responsibility changes

Page 10: Enterprise System Engineering for NextGen...– System Behavior • NextGen must be flexible to meet a range of air transportation system futures – Desired Outcome • Transformed

10

NextGen Challenges: Stakeholder and Implementation Contexts

• Stakeholder Context– Stakeholder relationship

• Large and diverse stakeholder community

– Stakeholder Involvement• Diversity of stakeholders leads

to conflicting objectives; e.g., – NextGen funding mechanisms– Aircraft equipage mandates– Airspace access

• Implementation Context– Acquisition Environment

• Synchronization of research, development, and implementation of multiple government agencies and the private sector

– Scale of Effort• Flexibility required to

accommodate multiple user operating models

Page 11: Enterprise System Engineering for NextGen...– System Behavior • NextGen must be flexible to meet a range of air transportation system futures – Desired Outcome • Transformed

11

Process for Achieving NextGen

Develop Enterprise Architecture; Analyze Alternative Solutions and Assess Tradeoffs

0

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2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015

Year

Staf

f

• Architect & Analyze

Develop Enterprise Architecture; Analyze Alternative Solutions and Assess Tradeoffs

0

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FY05

$K

397 GBT + Backup F&E397 GBT + Backup O&MTotal Radar Centric F&E + O&M

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FY05

$K

397 GBT + Backup F&E397 GBT + Backup O&MTotal Radar Centric F&E + O&M

10,000

11,000

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13,000

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2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015

Year

Staf

f

Develop Enterprise Architecture; Analyze Alternative Solutions and Assess Tradeoffs

0

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$K

397 GBT + Backup F&E397 GBT + Backup O&MTotal Radar Centric F&E + O&M

0

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FY

FY05

$K

397 GBT + Backup F&E397 GBT + Backup O&MTotal Radar Centric F&E + O&M

10,000

11,000

12,000

13,000

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2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015

Year

Staf

f

• Architect & AnalyzeDefine and ImplementIncremental Solutions

Policy, Portfolio, Roadmaps,and Business Cases

• Define Solutions

R2 = 0.67

R2 = 0.62

-

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Del

ays

(>1

Hou

r) 20032004

R2 = 0.67

R2 = 0.62

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ays

(>1

Hou

r) 20032004

Measure Post-Implementation

Performance, Service,and Cost of Segment

• Execute & Measure

R2 = 0.67

R2 = 0.62

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ays

(>1

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r) 20032004

R2 = 0.67

R2 = 0.62

-

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- 1,000 2,000 3,000 4,000 5,000 6,000 7,000 8,000 9,000

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Del

ays

(>1

Hou

r) 20032004

Measure Post-Implementation

Performance, Service,and Cost of Segment

R2 = 0.67

R2 = 0.62

-

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- 1,000 2,000 3,000 4,000 5,000 6,000 7,000 8,000 9,000

Weather Score

Del

ays

(>1

Hou

r) 20032004

R2 = 0.67

R2 = 0.62

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- 1,000 2,000 3,000 4,000 5,000 6,000 7,000 8,000 9,000

Weather Score

Del

ays

(>1

Hou

r) 20032004

Measure Post-Implementation

Performance, Service,and Cost of Segment

Measure Post-Implementation

Performance, Service,and Cost of Segment

• Execute & Measure

$0

$1

$2

$3

$4

$5

FY04 FY05 FY06 FY07 FY08 FY09

ATO Capital Budget Shortfall

$ B

illio

ns

FY04 Capital Investment Plan

Projected Funding

Cumulative $3.2B

$0

$1

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FY04 FY05 FY06 FY07 FY08 FY09FY04 FY05 FY06 FY07 FY08 FY09

ATO Capital Budget Shortfall

$ B

illio

ns

FY04 Capital Investment Plan

Projected Funding

Cumulative $3.2B

Baseline andAssess Today’s

Performance$0

$1

$2

$3

$4

$5

FY04 FY05 FY06 FY07 FY08 FY09

ATO Capital Budget Shortfall

$ B

illio

ns

FY04 Capital Investment Plan

Projected Funding

Cumulative $3.2B

$0

$1

$2

$3

$4

$5

$0

$1

$2

$3

$4

$5

FY04 FY05 FY06 FY07 FY08 FY09FY04 FY05 FY06 FY07 FY08 FY09

ATO Capital Budget Shortfall

$ B

illio

ns

FY04 Capital Investment Plan

Projected Funding

Cumulative $3.2B

Baseline andAssess Today’s

Performance

Baseline andAssess Today’s

Performance

Vision

• Aircraft can self separate with or without pilots and when necessary control can be assumed from the ground

• Customers and operators are fully informed with increased options to self-manage their ability to meet their needs

• All communities are connected into the global air transportation network

Airs

pace Decouple from

Ground Based CNS

Veh

icle

s New Airframes, Materials and Propulsion

Refuse to Crash Avionics

2006 2008 2015 2025

Risk Based Screening

Self Separation

Integrated Aviation and Border Security Functions

Two Aircraft on Same Runway

Market Based Flow Management (NASDAQ)

Secu

rity

&

Safe

ty

Market for Environmental Credits

Environmental Ground Equipment & Operations

Noise Reducing Operations

Airp

orts

Revise AIP including Regional Capacity

PlanningAutomated Aircraft Taxi & Surface Management

Comprehensive Airport Program Model Airport of the FutureWith Transparent Screening

Proa

ctiv

e Sa

fety

Man

agem

ent C

ultu

re w

ith

Non

-Pun

itive

Dat

a Sh

arin

g &

C

ompr

ehen

sive

FA

R R

evie

w

Network EnabledCoordinated

Response

Fuzzy logic to manage Weather uncertainty

Routine Use ofRemote Pilots

Performance Based Services

Automated Maneuvering to avoid Mid-air collisions

Formation Takeoff & Landings

Exception Handling Services

Near all weathertakeoff & landing

Vision

• Aircraft can self separate with or without pilots and when necessary control can be assumed from the ground

• Customers and operators are fully informed with increased options to self-manage their ability to meet their needs

• All communities are connected into the global air transportation network

Vision

• Aircraft can self separate with or without pilots and when necessary control can be assumed from the ground

• Customers and operators are fully informed with increased options to self-manage their ability to meet their needs

• All communities are connected into the global air transportation network

Airs

pace Decouple from

Ground Based CNS

Veh

icle

s New Airframes, Materials and Propulsion

Refuse to Crash Avionics

2006 2008 2015 2025

Risk Based Screening

Self Separation

Integrated Aviation and Border Security Functions

Two Aircraft on Same Runway

Market Based Flow Management (NASDAQ)

Secu

rity

&

Safe

ty

Market for Environmental Credits

Environmental Ground Equipment & Operations

Noise Reducing Operations

Airp

orts

Revise AIP including Regional Capacity

PlanningAutomated Aircraft Taxi & Surface Management

Comprehensive Airport Program Model Airport of the FutureWith Transparent Screening

Proa

ctiv

e Sa

fety

Man

agem

ent C

ultu

re w

ith

Non

-Pun

itive

Dat

a Sh

arin

g &

C

ompr

ehen

sive

FA

R R

evie

w

Network EnabledCoordinated

Response

Fuzzy logic to manage Weather uncertainty

Routine Use ofRemote Pilots

Performance Based Services

Automated Maneuvering to avoid Mid-air collisions

Formation Takeoff & Landings

Exception Handling Services

Near all weathertakeoff & landing

Define Concept of Operations;

Identify Operational

Improvements

• Define the “What”Vision

• Aircraft can self separate with or without pilots and when necessary control can be assumed from the ground

• Customers and operators are fully informed with increased options to self-manage their ability to meet their needs

• All communities are connected into the global air transportation network

Airs

pace Decouple from

Ground Based CNS

Veh

icle

s New Airframes, Materials and Propulsion

Refuse to Crash Avionics

2006 2008 2015 2025

Risk Based Screening

Self Separation

Integrated Aviation and Border Security Functions

Two Aircraft on Same Runway

Market Based Flow Management (NASDAQ)

Secu

rity

&

Safe

ty

Market for Environmental Credits

Environmental Ground Equipment & Operations

Noise Reducing Operations

Airp

orts

Revise AIP including Regional Capacity

PlanningAutomated Aircraft Taxi & Surface Management

Comprehensive Airport Program Model Airport of the FutureWith Transparent Screening

Proa

ctiv

e Sa

fety

Man

agem

ent C

ultu

re w

ith

Non

-Pun

itive

Dat

a Sh

arin

g &

C

ompr

ehen

sive

FA

R R

evie

w

Network EnabledCoordinated

Response

Fuzzy logic to manage Weather uncertainty

Routine Use ofRemote Pilots

Performance Based Services

Automated Maneuvering to avoid Mid-air collisions

Formation Takeoff & Landings

Exception Handling Services

Near all weathertakeoff & landing

Vision

• Aircraft can self separate with or without pilots and when necessary control can be assumed from the ground

• Customers and operators are fully informed with increased options to self-manage their ability to meet their needs

• All communities are connected into the global air transportation network

Vision

• Aircraft can self separate with or without pilots and when necessary control can be assumed from the ground

• Customers and operators are fully informed with increased options to self-manage their ability to meet their needs

• All communities are connected into the global air transportation network

Airs

pace Decouple from

Ground Based CNS

Veh

icle

s New Airframes, Materials and Propulsion

Refuse to Crash Avionics

2006 2008 2015 2025

Risk Based Screening

Self Separation

Integrated Aviation and Border Security Functions

Two Aircraft on Same Runway

Market Based Flow Management (NASDAQ)

Secu

rity

&

Safe

ty

Market for Environmental Credits

Environmental Ground Equipment & Operations

Noise Reducing Operations

Airp

orts

Revise AIP including Regional Capacity

PlanningAutomated Aircraft Taxi & Surface Management

Comprehensive Airport Program Model Airport of the FutureWith Transparent Screening

Proa

ctiv

e Sa

fety

Man

agem

ent C

ultu

re w

ith

Non

-Pun

itive

Dat

a Sh

arin

g &

C

ompr

ehen

sive

FA

R R

evie

w

Network EnabledCoordinated

Response

Fuzzy logic to manage Weather uncertainty

Routine Use ofRemote Pilots

Performance Based Services

Automated Maneuvering to avoid Mid-air collisions

Formation Takeoff & Landings

Exception Handling Services

Near all weathertakeoff & landing

Define Concept of Operations;

Identify Operational

Improvements

Vision

• Aircraft can self separate with or without pilots and when necessary control can be assumed from the ground

• Customers and operators are fully informed with increased options to self-manage their ability to meet their needs

• All communities are connected into the global air transportation network

Airs

pace Decouple from

Ground Based CNS

Veh

icle

s New Airframes, Materials and Propulsion

Refuse to Crash Avionics

2006 2008 2015 2025

Risk Based Screening

Self Separation

Integrated Aviation and Border Security Functions

Two Aircraft on Same Runway

Market Based Flow Management (NASDAQ)

Secu

rity

&

Safe

ty

Market for Environmental Credits

Environmental Ground Equipment & Operations

Noise Reducing Operations

Airp

orts

Revise AIP including Regional Capacity

PlanningAutomated Aircraft Taxi & Surface Management

Comprehensive Airport Program Model Airport of the FutureWith Transparent Screening

Proa

ctiv

e Sa

fety

Man

agem

ent C

ultu

re w

ith

Non

-Pun

itive

Dat

a Sh

arin

g &

C

ompr

ehen

sive

FA

R R

evie

w

Network EnabledCoordinated

Response

Fuzzy logic to manage Weather uncertainty

Routine Use ofRemote Pilots

Performance Based Services

Automated Maneuvering to avoid Mid-air collisions

Formation Takeoff & Landings

Exception Handling Services

Near all weathertakeoff & landing

Vision

• Aircraft can self separate with or without pilots and when necessary control can be assumed from the ground

• Customers and operators are fully informed with increased options to self-manage their ability to meet their needs

• All communities are connected into the global air transportation network

Vision

• Aircraft can self separate with or without pilots and when necessary control can be assumed from the ground

• Customers and operators are fully informed with increased options to self-manage their ability to meet their needs

• All communities are connected into the global air transportation network

Airs

pace Decouple from

Ground Based CNS

Veh

icle

s New Airframes, Materials and Propulsion

Refuse to Crash Avionics

2006 2008 2015 2025

Risk Based Screening

Self Separation

Integrated Aviation and Border Security Functions

Two Aircraft on Same Runway

Market Based Flow Management (NASDAQ)

Secu

rity

&

Safe

ty

Market for Environmental Credits

Environmental Ground Equipment & Operations

Noise Reducing Operations

Airp

orts

Revise AIP including Regional Capacity

PlanningAutomated Aircraft Taxi & Surface Management

Comprehensive Airport Program Model Airport of the FutureWith Transparent Screening

Proa

ctiv

e Sa

fety

Man

agem

ent C

ultu

re w

ith

Non

-Pun

itive

Dat

a Sh

arin

g &

C

ompr

ehen

sive

FA

R R

evie

w

Network EnabledCoordinated

Response

Fuzzy logic to manage Weather uncertainty

Routine Use ofRemote Pilots

Performance Based Services

Automated Maneuvering to avoid Mid-air collisions

Formation Takeoff & Landings

Exception Handling Services

Near all weathertakeoff & landing

Define Concept of Operations;

Identify Operational

Improvements

Vision

• Aircraft can self separate with or without pilots and when necessary control can be assumed from the ground

• Customers and operators are fully informed with increased options to self-manage their ability to meet their needs

• All communities are connected into the global air transportation network

Airs

pace Decouple from

Ground Based CNS

Veh

icle

s New Airframes, Materials and Propulsion

Refuse to Crash Avionics

2006 2008 2015 2025

Risk Based Screening

Self Separation

Integrated Aviation and Border Security Functions

Two Aircraft on Same Runway

Market Based Flow Management (NASDAQ)

Secu

rity

&

Safe

ty

Market for Environmental Credits

Environmental Ground Equipment & Operations

Noise Reducing Operations

Airp

orts

Revise AIP including Regional Capacity

PlanningAutomated Aircraft Taxi & Surface Management

Comprehensive Airport Program Model Airport of the FutureWith Transparent Screening

Proa

ctiv

e Sa

fety

Man

agem

ent C

ultu

re w

ith

Non

-Pun

itive

Dat

a Sh

arin

g &

C

ompr

ehen

sive

FA

R R

evie

w

Network EnabledCoordinated

Response

Fuzzy logic to manage Weather uncertainty

Routine Use ofRemote Pilots

Performance Based Services

Automated Maneuvering to avoid Mid-air collisions

Formation Takeoff & Landings

Exception Handling Services

Near all weathertakeoff & landing

Vision

• Aircraft can self separate with or without pilots and when necessary control can be assumed from the ground

• Customers and operators are fully informed with increased options to self-manage their ability to meet their needs

• All communities are connected into the global air transportation network

Vision

• Aircraft can self separate with or without pilots and when necessary control can be assumed from the ground

• Customers and operators are fully informed with increased options to self-manage their ability to meet their needs

• All communities are connected into the global air transportation network

Airs

pace Decouple from

Ground Based CNS

Veh

icle

s New Airframes, Materials and Propulsion

Refuse to Crash Avionics

2006 2008 2015 2025

Risk Based Screening

Self Separation

Integrated Aviation and Border Security Functions

Two Aircraft on Same Runway

Market Based Flow Management (NASDAQ)

Secu

rity

&

Safe

ty

Market for Environmental Credits

Environmental Ground Equipment & Operations

Noise Reducing Operations

Airp

orts

Revise AIP including Regional Capacity

PlanningAutomated Aircraft Taxi & Surface Management

Comprehensive Airport Program Model Airport of the FutureWith Transparent Screening

Proa

ctiv

e Sa

fety

Man

agem

ent C

ultu

re w

ith

Non

-Pun

itive

Dat

a Sh

arin

g &

C

ompr

ehen

sive

FA

R R

evie

w

Network EnabledCoordinated

Response

Fuzzy logic to manage Weather uncertainty

Routine Use ofRemote Pilots

Performance Based Services

Automated Maneuvering to avoid Mid-air collisions

Formation Takeoff & Landings

Exception Handling Services

Near all weathertakeoff & landing

Define Concept of Operations;

Identify Operational

Improvements

• Define the “What”

NAS Security Boundary

Core Enclave(s)

SupportEnclave(s)

IB M

Enclave Comm. Control (ECC)

DMZ

Security Management& ReportingI BM

Non-NAS Entities

NAS Security Boundary

Core Enclave(s)

SupportEnclave(s)

IB M

Enclave Comm. Control (ECC)

DMZ

Security Management& ReportingI BM

Non-NAS Entities

Determine Programand Research Needs

NAS Security Boundary

Core Enclave(s)

SupportEnclave(s)

IB M

Enclave Comm. Control (ECC)

DMZ

Security Management& ReportingI BM

Non-NAS Entities

NAS Security Boundary

Core Enclave(s)

SupportEnclave(s)

IB M

Enclave Comm. Control (ECC)

DMZ

Security Management& ReportingI BM

Non-NAS Entities

Determine Programand Research Needs

NextGen PlanNextGen Plan

Epoch 1Epoch 1 Epoch 2Epoch 2 Epoch 3Epoch 3

JPDOPlanning &Oversight

AgenciesImplementation

Operate

Alignment

Feedback

Alignment

Feedback

Alignment

Feedback

NextGen

NextGen Planprovides mechanism

for alignment and oversight

STRATEGY:

Phased Implementation

to manage risk andensure intermediate

benefits

NEAR TERM MID TERM LONG TERM

DevelopReduce Risk

Develop

OperateDevelop

Research

Reduce RiskOperate

2012 2018 20252007

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Baseline and AssessToday’s Performance

• Understand Federal agency and private sector plans, including architectures

• Baseline current capabilities and performance

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Concept of Operations

• Describes national airspace system (NAS) in 2025– Highlights differences from

today’s operations• Presents an “aggressive” set of

concepts– Maximize benefits and

flexibility to users• Identifies key research issues

needing resolution• Highlights areas for policy

decisions• Many possible futures

– Down-selection and refinement of concepts to occur through research and policy decisions

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Operational Improvements

• Definition – A change in operations that produces a beneficial result and moves the air transportation system toward the 2025 NextGen Goals and Objectives

• ~ 130 OIs are grouped to describe the operational transition path toward the future

• OI roadmaps span the strategies and key capabilities described in the Integrated Plan

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Enterprise Architecture

• Federal Enterprise Architecture Framework (FEAF) and extensions for air transportation

• Department of Defense Architecture Framework (DODAF) – selected and tailored operational, system, and technology views

• Federal Transition Framework (FTF) – Air Transportation Line of Business proposal

• Tool to relate and integrate NextGen Federal agency and private sector efforts– Planning, portfolio management, and system acquisition– Key purpose: support OMB investment decision process

• Models to describe the NAS from operational, information, systems, technology, and performance perspectives

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Determine Program andResearch Needs

• JPDO working with government agencies and private sector to determine program and research needs– Considers agency specific

strategic plans• CONOPS has top-level research

issues• FY09 to FY13 Research and

Development Plan developed to support budget formulation

• Demonstrations identified to assess operational concepts, system implementations, or technologies

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Define and ImplementIncremental Solutions

• NextGen Integrated Work Plan– Time phased plan consolidating OI roadmaps, research plans,

policy needs, and other implementation supporting material• Agencies and private sector implement; JPDO monitors and

assess progress, including performance and cost

• Full range of DOTMLPF solutions applies across public and private sectors

• Policy issues addressed in an integrated manner– Examples: surveillance integration, navigation

system backup, and equipage for required performance

• Portfolio management– Investments selection (program and research)– Collaborative effort among stakeholders,

including the agencies, and OMB– Business case includes benefits and costs– “Portfolio” view is needed to justify

investments contributing to OIs – not a program by program view

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JPDO Organization

• Government leadership reflects participation from NextGen agencies• Organization tailored to achieve enterprise transformation• JPDO includes government, contractor, and Federally Funded

Research and Development Center (FFRDC) managers and staff• Working Groups responsible for domain-specific products

– Include government, NextGen Institute, and FFRDC members• Multilevel governance includes cabinet level leadership (SPC)

Systems Engineering & Analysis Division

Systems Engineering & Analysis Division

JPDO Director / Deputy

JPDO Director / Deputy

Enterprise Architecture & Engineering Division

Enterprise Architecture & Engineering Division

Policy DivisionPolicy

DivisionPortfolio

Management Division

Portfolio Management

Division

Working GroupsAircraft (FAA) Airports (FAA)ANS (FAA) Env-mt (FAA)Global (FAA) Net-Centric (DoD)Safety (FAA) Security (TSA)Weather (DoC/NOAA)

Working GroupsAircraft (FAA) Airports (FAA)ANS (FAA) Env-mt (FAA)Global (FAA) Net-Centric (DoD)Safety (FAA) Security (TSA)Weather (DoC/NOAA)

Partnership Management

Division

Partnership Management

Division

BusinessManagement

Division

BusinessManagement

Division

NGATS InstituteNGATS Institute

Governance• Senior Policy

Committee• Board of Directors

Advisors• REDAC Executive

Committee• Institute

Management Council

Inter-Agency Coordination• Joint Architecture &

Engineering Board

Governance• Senior Policy

Committee• Board of Directors

Advisors• REDAC Executive

Committee• Institute

Management Council

Inter-Agency Coordination• Joint Architecture &

Engineering Board

Integration CouncilRegulatory CouncilEnvironmental DODSafety GlobalSecurity ATO

Regulatory CouncilEnvironmental DODSafety GlobalSecurity ATO

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NextGen Stakeholder Participation

Stakeholder Roles and ResponsibilitiesAgencies Develop and review overarching products, conduct

government research, and implement government programs

Private sector Develop and review overarching products, conduct private sector research, and implement private sector programs

Office of Management and Budget

Review NextGen EA and review of NextGen Business Case

Congress and Government Accountability Office

Conduct review of NextGen progress reports and selected products, and review of JPDO effectiveness

Department Inspectors General

Conduct review of JPDO effectiveness

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Lessons Learned

•• Governance must be established early to ensure the roles and Governance must be established early to ensure the roles and responsibilities of participating government organizations and responsibilities of participating government organizations and industry stakeholders are clearly defined and describedindustry stakeholders are clearly defined and described–– Boundaries and activities which delineate the “who does what” Boundaries and activities which delineate the “who does what” –– Scope and depth of the interoperability required between multiplScope and depth of the interoperability required between multiple e

agencies’ and industry, various activities and systems/applicatiagencies’ and industry, various activities and systems/applicationsons–– Information exchange required among participantsInformation exchange required among participants

•• JPDO could not reuse existing single agency processes and JPDO could not reuse existing single agency processes and products without changes to plan and oversee implementation of products without changes to plan and oversee implementation of NextGenNextGen–– Single agency coordination processes and products were not Single agency coordination processes and products were not

sufficient to address mission needs, although most came from thesufficient to address mission needs, although most came from theparticipating agencies themselvesparticipating agencies themselves

–– Need to consider publicNeed to consider public--private partnership, multiprivate partnership, multi--agency operations, agency operations, cross agency investments, and long term planning horizon influencross agency investments, and long term planning horizon influencece

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Lessons Learned

• Multi-agency organizations require a common way to describe key aspects of cross agency planning

– Common products and process flow– Level of detail varies by area – overlap with agency products expected– Concerns differs across stakeholders – White House, Congress, industry

groups, etc. – Visibility into evolving products needed while protecting sensitive

information

• JPDO continues to deal with complexity that increases with scope, diversity of stakeholders, time horizon, applicable technologies, policy areas, etc. – more complex than single agency effort– Processes continue to evolve to achieve the products that are

understandable by the various agencies and industry– Long time horizon means that “design space” will not close until

R&D complete

• Public-private partnerships require government and industry leadership and staffing

– Work groups have government and private sector co-leads and participation

– Industry representatives are members of the Integration Council

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Summary

• NextGen is a pathfinder for addressing large scale, multi-agency enterprise system engineering challenges– Joint and sometimes conflicting missions– Transformation of services– Reducing costs for government, industry and the public

• Multi-agency and public-private efforts involve higher complexity and additional products and processes compared to single agency programs

• Progress depends on satisfying multiple stakeholders while maintaining focus on most important products and impacts

This is the copyright work of the MITRE Corporation and was produced for the US Government under Contract Number DTDA01-01-C-00001 and is subject to Federal Aviation Administration Acquisition Management System Clause 3.5-13, Rights in Data General, Alt. III and Alt. IV (Oct., 1996).

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For More Information

• Joint Planning and Development Office:– http://www.jpdo.gov

• NGATS Institute:– http://www.ncat.com/ngats/index.html