energy communications by' mary ellen adams* may 1982...energy communications the effect of message...

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Energy Communications - The Effect of Message Structure by' Mary Ellen Adams* May 1982 *This paper was taken from Ms .. 'Masters f Theses in Marketing. Sandra Kirks, PURC, edited and contributed to this version. The views reflected here are not necessarily endorsed by PURC or its sponsoring organizations.

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  • Energy Communications -

    The Effect of Message Structure

    by' Mary Ellen Adams*

    May 1982

    *This paper was taken from Ms .. Adams~' 'Masters f Theses in Marketing.Sandra Kirks, PURC, edited and contributed to this version. The viewsreflected here are not necessarily endorsed by PURC or its sponsoringorganizations.

  • Background

    Since the early 1970's, the changing balance in energy supply and

    demand has focused national attention on both long-term efforts directed

    at the development of new energy sources and on energy conservation mea-

    sures designed to generate more immediate savings in energy consumption.

    In the long term, energy resources and technical innovations must be de-

    veloped to offset depleted reserves of oil and natural gas. However, if

    the nation were to make a serious commitment to conservation, it might well

    use 30 to 40 percent less energy than it does now, while requiring only

    modest adjustments in the way people live.

    The techniques to accomplish cost-effective energy conservation vary

    from region to region and from one section of the economy to another. They

    include such things as insulating a building, making appliances, transporta-

    tion, agricultural, and industrial processes more energy efficient, and

    encouraging behavior which results in energy savings. Implementing conser-

    vation techniques in the various sectors requires the development of pro-

    grams tailored to differences in energy-use characteristics. The production

    sectors are characterized by a greater degree of centralization in the de-

    cision process than is found in the consumer sector. There is also greater

    attention paid to the relative advantages and costs of energy conservation.

    Energy conservation measures in the production sectors of the economy have

    been directed primarily toward making transportation, agricultural, and

    industrial processes more energy efficient. Where there are relatively few

    decision makers, as in the automobile industry, it is possible to set and

    monitor mandatory regulations, such as higher miles-per-gallon standards, in

    order to increase energy efficiency. But, in the fragmented consumer sector,

    mandatory regulation is difficult to implement. Consequently, in the consumer

    market, significant effort has been directed at encouraging voulntary changes

    1

  • 2

    in usage behavior that result in savings in energy consumption.

    Consumers utilize energy in their homes, in their cars, and in their

    leisure activities. This sector accounts for an estimated 40 percent of

    the total national energy use. The residential sector alone accounts for

    over 20 percent of the energy use in the U.S. It is estimated that conser-

    vation efforts could reduce consumer consumption by as much as 40 percent.

    The overall goal of federal and state energy policies is changes in

    behavior, either through changes in daily living patterns or through the

    use of technical options which reduce the quantities of energy used to

    carry out processes (Energy Policy and Conservation Act of 1975, National

    Energy Act of 1978, and the Florida State Energy Plan, 1979). Because of

    the decentralized nature of the consumer market, voluntary cooperation

    needs to be secured. At the federal level, the Department of Energy (DOE)

    has been given the responsibility for consumer education programs to in-

    crease the importance of energy information in consumer decisions.

    The availability of mass communication techniques makes it possible

    to reach and perhaps influence a vast number'of people with messages ex-

    plaining technical options and advocating energy conservation behavior.

    Indeed, surveys indicate that most consumers rely on mass media for energy

    information (Cunningham & Lopreato, 1977; Milstein, 1977). Communication

    research can provide relevant input to the development of mass media cam-

    paigns by examining proposed messages and informational campaigns in terms

    of content, presentation format, modes of distribution, and audience charac-

    teristics. Once the campaign has been launched, assessments of the effects

    of information on consumers' conservation decisions would provide knowledge

    useful in improving subsequent promotional campaigns.

    Relatively little documentation exists regarding attempts to directly

    monitor the effectiveness of energy conservation communication campaigns.

  • 3

    A research program in the United Kingdom monitored a major domestic energy

    conservation campaign using a variety of "ad hoc" surveys, depth research, re-

    interviews, and retail trade surveys to obtain attitudinal and behavioral mea-

    sures before, during, and after the campaign. Changes in reported conservation

    action and attitudes were supported by increased sales of energy.... saving products.

    However, while the findings may have helped in assessing the effectiveness of

    the campaign, it was difficult in the absence of controls to directly attribute

    the results to the communication campaign itself. Differences in samples,

    appeals used, timing, and location would have made it difficult to compare the

    results of persuasive appeals with cross-sectional surveys. Other elements

    of the energy program or outside influences may have contributed to any reported

    change in public attitudes, beliefs, or conservation actions.

    McDougall et ale (1981) review some of the research on the effectiveness

    of energy conservation initiatives. Their review shows mixed results with

    information initiative programs. The impact of conservation communication

    programs is reported to be fairly limited. Energy consumption feedback pro-

    grams have shown some effect, but it remains fairly difficult to separate the

    effect of feedback information from the conservation instruction alone. The

    impact of home audits has not been studied to any great extent and in the

    little research that exists, it is difficult to attribute conservation actions

    to the home audit program by itself.

    Incentives research has focused for the most part on the rebates related

    to in-home energy consumption feedback and incentives for bus-riding and car-

    pooling. The effects of disincentives for energy consumption brought about

    through rising energy prices or peak-load pricing by utilities have shown some

    effects. Consumer reactions to peak-load pricing have generally been favorable.

    Winkler and Winett (1982) assert that higher energy prices have an impor-

    tant effect on the share of family budget that goes to resource expenditure.

  • 4

    They assessed the s·ize of this effect in behavioral experiments in resource

    consumption relative to the rates and budget share that existed at the time

    each study was conducted. The studies used rebates and frequent feedback on

    consumption to promote conservation. Table 1 summarizes the findings. Respon-

    siveness is plotted in Figure 1. They found that budget share is the best pre-

    dictor of responsiveness and can partially explain why feedback or rebate pro-

    cedures sometimes work well and sometimes work marginally.

    In general though, very few studies have compared the impact of different

    approaches to communicating energy information. Laboratory studies that com-

    pared different types of persuasive appeals or formats for presenting energy

    information were often conducted in research environments with little corres-

    pondence to real world settings, e.g., student samples, limited time frames.

    Field studies have concentrated on factors which relate more to the communi-

    cation situation, e.g., source credibility, delivery medium, incentives than

    to the content of the message itself. These studies and others have limited

    evaluation of communication effects to measures of interest and/or actual con-

    sumption.

    Communication Issues

    The development of mass media energy conservation campaigns obviously

    raises some important general issues in the design of communications. Goals,

    strategies, and specific communication designs generally follow from analyses

    of consumer needs, attitudes, and present behavior. The key to a successful

    promotional campaign lies in designing the communication so that it is rele-

    vant to the consumer's informational needs. Factors such as consumers' moti-

    vations, prior knowledge and predisposition, and individual differences are

    likely to impact on the effectiveness of energy communications and hence must

    be accounted for in design.

  • TABLE 1Responsiveness inResidential Energy Conservation Studies Using Rebates or Feedback as a Function of Income, Cost, and Budget Share

    Cost per tvlonlhlyTotal % chailge overall in Approximate month hudget

    Study Year Season households Intervention energy lise gross irworne (5) (5) share

    \Vinett & 1\'ietzel (1975) ,1974 Winter 31 Rebates (mean of abollt Electricity-IS (for 20,000·' 130 ,07850% price change in heating)electricity and 150% Natural gas-O (for 20,000' 40' .024on gas) with weekly heating)FB

    Winett, Kagel, Eattalio. 1975 Summer 132 Rebates {mean of 145% 12 (of electricity) 13,500 60 .053& Winkler (1978) " price change) withweekly FB

    . Seligman & Darley 1975 Summer 29' FB 4 times a week 11 (of electricity) 25,000 78 .037(1977)

    Becker, Seligman, & 1976 \\linter 125 FB several times a week 6 (of gas) 25,000 44 .022-,Darley (Note 5) of different types .'

    Winett et al. (1977) 1976 Late spring 12 Rebates (mean of 350% 15' (of electricity) 6.000 35 .070price change) and

    'l.j·4~

    "daily FBBecker (1978) 1976 S~mmer 100 FB 3 times a week with 9 (of electricity) 25,000 60 .030

    "hard and easy goals

    ";''iI,

    Bittle, Valesano, & 19i6 Summer 30' Daily FB 7 (of electricity) 18,000· 50 .034Thaler (1979)

    ..... /f'IP

    Becker, Seligman, & 1976 Summer 71 Different types of daily 7 (of electricity) 25,000 84 .O·HDarley (Note 5) FB

    Bittle, Valesano, & 1977 ,Summer 353 Different types of daily High users-II (of 20,000' I 65 .040Thaler (1979) FE electricity)

    Mid-users-O (of 20.000' 29 .018li;lectricity) \'·.l Low~users--O (of 20,000",: 15 .010electricity)

    ..;

    Winett, Neale. Williams, 1977 Summer I 123 Different types of daily Upper-middle 32,500 105 ,039Yokley, & Kauder FB c1ass-20 (of ~(,.~(1979) electricity)

    Middle c1ass-20 22,500 45 .024(of electricity)

    Lower-middle 15,000 15 .012c1ass-7 (ofelectricity)

  • TAOLE 1- (continued)

    Cost per MonthlyTotal % change overall in Approximate month budget

    Study Year Season households Intervention energy lise gross income ($) ($) share

    Winett, Neale, & Grier 1978 Winter 71 Daily FB 14 (of electricity) 37,500 200 .064(1979)

    Carlyle (J979) 1979 Winter •. 40 Daily FB o (of gas) 17,J)ooa 35 .024

    Willett cl a!. (in press) 1980 Winter 113 Daily FB 16 13,500 70 .063

    \Vinell ct al. (in press) 1980 Summer 71 Daily FB 16 21,500 65 .036.vote. Studies only include those primarily focusing on heating or cooling. Some of the studies noted have been used to evaluate other. procedures not indicated (e.g., self-monitoring, videotape modeling, etc.). Costper month is approximate cost duririg an intervention month.SljI.Jdies where groups were separable by income or consumption level cOntributed separate groups to the meta-analysis. FB = feedback.

    • btimated figure. . .,

    PERCENT REDUCTION IN

    OVERALL TARGETED ENERGY USE

    lcorrel~n: .15, ns),.use as a function of budget share":(A), cost of.

    Ul IC)a::

    '0Iet0...J...J...J 3600::r 0 32Wu:.~O 26°Ul 24::ro

    z...Jet 20etUl:J:JZo 16z::r

  • 7

    Just what are consumers' energy informational needs? Several surveys

    indicate the majority of respondents discuss the energy situation and agree

    that it is a serious problem. People are concerned with rising costs, are

    in favor of conservation, and they have taken a few steps to cut down energy

    use, primarily by reducing consumption rather than implementing preventive-

    type measures.

    Although more people may be reporting positive conservation attitudes,

    possibly because it may be socially desirable to do so, they are reluctant

    to make big conservation efforts because they do not want to give up comfort

    and conveniences. Also, in many cases, they lack knowledge about the nature

    of the energy situation and what they as individuals can specifically do about

    it. They .do not know such basic facts as how much energy is used to heat

    water in the home or that they have the option to adjust the temperature set-

    ting on the water heater. Many do not realize that their insulation is inade-

    quate nor do they know how to calculate how much insulation they need, where to

    go for advice and installation, or how to obtain financing.

    In open-ended personal interviews, a significant number of people indicated

    they failed to follow through with conservation intentions due to factors such

    as skepticism of cost-benefit projections, concern for comfort, convenience,

    time, reliability of products, and "bother". Some respondents mentioned that

    although they were aware of conservation issues it was not something relevant

    or pressing in their lives. Many were simply unwilling to devote the necessary

    time and effort to investigate, evaluate, and select the right products for their

    homes. In a study of electricity consumption, Heslop, Moran, and Cousineau

    (1981) report that only price consciousness appeared to be related to energy

    use. Neither social responsibility nor energy and environmental consciousness

    measures were related to energy use. These surveys seem to suggest that

  • 8

    conservation appeals need to be structured in ways that persuade consumers

    to translate their awareness and interest into actual conservation responses.

    While the specific content of an advertisement is an obviously important

    determinant of communication effectiveness, factors relating to how the infor-

    mation is presented may influence whether consumers attend to, process, and

    respond to the communication. Information may be ignored unless consumers

    perceive its salience from an individual standpoint. For example, an adver-~

    tisement that fails to bring home the consequences of energy consumption in a

    manner relevant and specific to the individual may be ignored. This is parti-

    cularly significant since the use of household energy is not clearly or instantly

    related to the payment of the utility bill. Further, when an individual examines

    projected cost-benefit data in average or summary form, it is not necessarily

    clear how individually relevant or applicable they really are. AsSterngold

    and Kotler (1979) point out, this inability to relate energy information to

    personal needs is one of the primary reasons given for the reported failure to

    translate energy conservation intentions to conservation actions.

    Since informational campaigns are designed to run over extended periods,

    a second consideration in the design of conservation campaigns is the long-

    term effects of the communications. Persuasive energy conservation campaigns

    are undertaken in a complex communication environment in which the communicator

    must compete with other information sources for the target audiences' attention

    and concern. When information is complex, comprehension and assimilation may

    occur only with repeated exposure. Because energy information is complex, the

    full impact of an informational campaign may not occur for several months. With-

    out adequate longitudinal data the true impact of information may be understated.

    Factors other than the information itself influence whether an individual

    attends to, processes, and responds to the persuasive communications. Diff....

    erences in income and education, personality, existing knowledge, and the

  • 9

    ability to sort out complex information can impact on the persuasiveness of

    the energy communication.

    Individuals have differing priorities in interpreting energy-saving

    messages. These priorities are based on such factors as type of property,

    space heating and cooling needs, degree of mobility, initial investment costs,

    and desired life-style. Consumers will ignore information if they do not believe

    it will be useful to them. Prior research has highlighted the problem of rele-

    vance among renters and people who already own certain energy-saving devices.

    Another contributing factor to the problem of relevance is that the conse~

    quences of energy consumption are not always clear, as in the case of household

    energy usage that is not instantly related to payment of the utility bill.

    Finally, when the objective of persuasive campaigns is to convince con-

    sumers of the benefits of acting upon conservation intentions, appeals are

    needed which affect beliefs and values. The effects of such appeals need to

    be evaluated with criteria tapping this level of response, in addition to aware-

    ness or behavioral measures. As with other communication research, it is ad-

    visable to evaluate energy information campaigns at different levels of response

    using multiple dependent measures.

  • 10

    relating to a target case instance is often weighted more heavily in human

    judgments than base rate information.

    The amount of information, the congruency of information to prior ex-

    pectancies, medium characteristics and source characteristics are separate

    variables known to impact on the convincingness of a message. They should

    not be used to define or differentiate between base rate and target case in-

    formation. The key dimension distinguishing case information from base rate

    information is the level of analysis; i.e., the degree of individuality/

    aggregation in the evidence. Case information maintains the unique, singular

    identity of a specific event, object, or condition. Events, objects, or con-

    ditions are considered collectively in base rate information. Evidence is

    summarized as the rate of occurrence of a particular type of event, object,

    or condition within a population of such events, objects or conditions. Due

    to the existence of the potential confounds, it is not possible to determine

    from these studies if the "base rate fallacy" was due to differences inherent

    in the type of information or stemmed from the effects of other variables con-

    founded with the type of information.

    To summarize, information utilization appears to be a matter of perceived

    relevance. If base rate information and case information are both available

    and appear to be equally relevant, then the two will be integrated somehow in

    the final decision. In many instances, target case information is more viVid,

    more specific and causally relevant, more representative of implicit casual

    theories, and more available in memory than base rate information. Thus, it

    is more likely to be utilized in decisions than base rate information.

    Communication Implications

    Much of the work on judgmental heuristics and the base rate fallacy tends

    to take a very strong normative stance, that is, the focus is on how these

  • 11

    judgmental strategies lead people astray. However, these findings may be

    viewed in a more descriptive light; i.e., how do these judgmental strategies

    determine which information people prefer to utilize in making a decisILon?

    It may be possible to utilize knowledge about biases and preferences to pro-

    duce more convincing and persuasive messages.

    In general, people appear to prefer strategies which do not involve re-

    liance on relevant weights, trade-off functions, or other numeric computations.

    People may rely on representativeness and availability heuristics when making

    judgments on the believability of information and decisions to utilize the

    information in a choice task. Case information may simply be more representative

    and available than base rate information.

    Despite some criticisms of the methodology and validity of some of the

    conclusions, the communication implications of the case-base studies are quite

    intriguing. Nisbett and Borgida (1976) point to the significance of the find-

    ings for general questions of communication and persuasion:

    . If people are unmoved by the sorts of dry, statistical datathat are dear to the hearts of scientists and policy planners, thensocial and technical progress must be impeded unless effective, con-crete, emotionally interesting ways of communicating conclusions aredeveloped • • . .We believe that the present research and examplesdrawn from every- day life show that some kinds of information thatthe scientist regards as highly pertinent and logically compellingare habitually ignored by- people. Other kinds of information, logi-cally much weaker, trigger strong in~erences and action tendencies.We can think of no more useful activity for psychologists who studyinformation processing than to discover what their subjects regardas information worthy of processing. (pp. 132-133)

    The majority of studies on the base rate fallacy have examined base rate

    utilization in the presence of target case information. The focus has been on

    learning how people combine or integrate case ~nformation with base rate infor-

    mation. The evidence indicates, with some qualifications, that people tend to

    underutilize the base rate information in favor of case information.

  • 12

    However, a relevant focus for questions of communication and persuasion

    would be: What is the impact of case information alone compared to base rate

    information? One decision facing an advertiser is how to structure the message

    arguments. When presented with information on energy-use, will people be more

    likely to utilize the information if it is structured in a case format or base

    rate format? The evidence although contaminated by confounding factors, indi-

    cates that case information will have a greater impact than base rate informa-

    tion. Presenting energy information in the form of a case illustration or tes-

    timonial should give the information more emotional interest and specificity,

    thereby increasing the likelihood that it is perceived to be relevant to the

    consumer's own energy usage problems. There is the possibility, however, that

    people may not trust testimonial information in an advertising context. Recent

    work on the base rate fallacy indicates that case information may not appear to

    be more specific and causally relevant if it is incongruent with intuitive

    causal theories. Testimonial ads may conflict with consumers' beliefs about

    the implicit or explicit goals of persuasive communications. This response

    may be more prevalent when the advertiser is a profit organization but is less

    likely when the advertiser is a government agency or other nonprofit organi-

    zation ..

    Of practical importance to communicators is the possibility that people

    may be unaffected by statistical information because they find it too boring to

    pay attention to it. However, laboratory evidence indicates that people fail

    to use data-summary information in judgment tasks even when exposure is con"'-

    trolled and manipulation checks indicate they learned the information quite

    well. The underutilization of the summary data seems therefore to be due to

    insufficient weighting rather than failure to notice it.

    How can energy information be presented so that the consumer will see its

    implications for his own behavior? How do changes in the advertising schedule

  • 13

    impact on the effectiveness of energy communications?

    First, research on human information processing in judgment tasks offers

    insights on how people utilize information and the types of information which

    people find relevant in evaluation and decision making situations. The findings

    suggest that energy conservation information presented in the form of case evi-

    dence may have greater persuasive impact than similar information presented as

    base rates. Government sponsored campaigns often rely heavily on summary, base

    rate information in messages to stop smoking, improve nutritional knowledge or

    encourage energy conservation. A well-designed test of the effectiveness of tar-

    get case versus base rate information would provide a realistic comparison of

    alternative message structure approaches to encourage consumers to follow through

    with conservation intentions. Moreover, the manipulation should ensure the elim-

    ination of confounding factors (i.e., amount of significant detail, medium effects,

    credibility effects) that may have contributed to the findings showing greater

    impact of case information.

    Second, the advertising literature suggests that the level of exposure is

    an important determinant of advertising impact. Therefore, in implementing

    energy conservation campaigns, attention needs to be focused on message repeti-

    tion effects, i.e., the impact of the number and the frequency of messages at

    various levels of the response hierarchy.

    Third, longitudinal effects of energy conservation communications are not

    very well understood at present. Most survey based studies have ignored this

    factor and null findings of one experimental study are difficult to interpret

    conclusively. In the absence of longitudinal data, it may be difficult to

    assess the impact of an energy communication campaign. Hence, there is a need

    for studies examining the longitudinal effects of message repetition in the

    energy communication arena.

  • 14

    Fourth, since repetition effects may vary by types of message structures,

    the interaction effects between message structure and message repetition need

    to be taken into account in the design and implementation of communication pro-

    grams relating to energy conservation.

    Finally, a more complete evaluation of energy conservation communications

    implies the use of measures tapping changes in cognitive structure such as

    beliefs and attitudes, in addition to measures of behavioral intentions and~

    behavior. The proposed study attempts to use measures spanning these variables

    that represent different levels at which the communication may impact. The

    design of the study enables measurement of changes in these variables as a

    function of the message structure and message repetition manipulations using

    energy conservation-related messages in a field experimental setting using

    homeowners as respondents.

    250 single family dwellings were mailed advertisements dealing with water

    heater insulation jackets along with dummy ads. Timing of receipt of the ads

    were varied among groups. While the mailings took place, phone interviews were

    conducted periodically to obtain results of the ad effectiveness.

    Summary of the Findings

    None of the advertising and product awareness and recall measures were

    affected by the case/basemanipulation. Belief in copy claims relating to ease

    of installation was the only belief variable' significantly affected by the casel

    base manipulation. However, the effect was opposite to that predicted, i.e.,

    the base advertisement generated stronger beliefs in this copy claim. Attitude

    toward direct mail advertising was more- ,favorable under the case information

    condidtion and was the only statistically significant main effect of message

    structure. It was, however, qualified by a three way interaction between message

    structure and message repetition factors. Neither purchase intentions nor pur-

    chases were influenced by the message structure manipulation.

  • 15

    The number of exposures to the advertising message showed statistically

    significant effects on product awareness, the recognition of the advertising

    medium and recall of copy content. In each case, increasing the number of

    exposures to the advertisements resulted in improved awareness and recall.

    Belief strengths in two specific copy claims (reusability of the jacket and

    level of average household water heating costs) showed significant improve-

    ments with repeated exposure. Attitudes toward testimonial advertising showed

    improvements as a function of the number of exposures but was qualified by a

    significant message structure x number of exposure interaction. However, as

    with the message structure manipulation, no impact was noted on purchase inten-

    tions or actual purchase.

    Frequency of exposures showed no significant main effects on any of the

    dependent variables along the entire hierarchy of response. However, beliefs

    in copy claims regarding the level of reduction in utility bills stemming from

    the installation of water heater jackets showed an interaction effect between

    the number and frequency of exposures. Subjects receiving two exposures in

    the massed condition showed stronger beliefs in this copy claim'than subjects

    in the spaced exposure condition. However, this effect was reversed in the

    four exposure condition, i.e., the spaced exposure condition showed stronger

    effects. The manipulations had the greatest measurable impact on this belief.

    On a scale from 1 = strongly agree to 5 = strongly disagree, subjects in treat-

    ment groups expressed stronger beliefs in copy claims regarding the effective-

    ness of water tank insulation in reducing water heating bills relative to sub~··

    jects in the control group.

    Interactions between message structure and the numuer of expos.ures were

    noted on two measures. The first pertained to the strength of oeltefs in the

    copy claims on the cost of the ins.ulation jacket. The case advertisement

  • 16

    performed poorer than the base advertisement at one and four exposures. The

    second measure pertained to attitudes towards testimonial advertising. The

    base advertisement performed significantly better than the case advertisement

    at one and two exposures, but at four exposures, the effect was reversed.

    Interactions between message structure and frequency of exposure were

    noted on recall of advertising medium, the strength of beliefs in copy claims

    regarding the insulation jacket's ability to reduce utility bills and on atti-

    tudes toward energy saving appliances. With respect to recall of medium., the

    base advertisement performed poorer than the case advertisement under massed

    exposure but better than the case advertisement under spaced exposure. Under

    massed exposure, the case advertisement generated stronger beliefs than the base

    advertisement in copy claims related to reduction in utility bills. However,

    this effect was reversed under the spaced exposure condition. The effect with

    respect to the measure of attitude towards energy saving appltances showed a

    very similar ordering of the treatment effects.

    Finally, significant three way interactions were noted on a belief strength

    measure pertaining to a copy claim regarding the availability of water heaters,

    as well as on a measure of attitude toward direct mail advertising. These

    findings suggested some limited support that case advertisements under the

    massed exposure condition were less susceptible to advertising wear-out effects.

    Limitations of the Study

    In general terms, the results of the study were fairly disappointing,

    although not inconsistent with the results of previous field studies which

    show that energy conservation communications have had little systematic im-

    pact on energy savings. The picture which emerges is one in which few indivi-

    duals are seen as being affected by energy communications.

  • 17

    As proposed by Hovland (1959) in his discussion of persuasion in labora-

    tory versus field settings, several explanations may be offered for the lack

    of effects. First, the potential for additional attitudinal and behavioral

    change may be small in a field study in which the audience is likely to be

    composed of individuals who are predisposed to favor the position being advo-

    cated. Second, the time interval to measurement may be such that relatively

    remote effects are being evaluated. Third, studies in the field involve reach-

    ing individuals in their natural environment, where there is potential for

    simultaneous and interacting influences from the viewing conditions and from

    discussions with friends and relatives.

    The results indicate that these factors may have been operant in this

    study. The lack of statistical significance of treatment effects on the major-

    ity of measures suggests that it may be difficult to produce measurable changes

    in connnunication responses in field studies, even in a controlled experiment

    in which the frequency of exposure has been shown to be high (e.g., advertising

    awareness and recall of medium effects).

    The lack of effects might be attributed to treatments that were deficient

    in the sense that there was not enough distinction between case information

    and base rate information. The manipulation checks indicate that the messages

    performed well on measures of basic effectiveness and advertising execution and

    could, therefore, be expected to be reasonably effective in the field. However,

    by removing the possibility of confoundings from differences in source, medium,

    and amount of information, the major significant differences between the two

    types of information may have been eliminated. There have been weaknesses in

    the conceptualization of the case/base phenomenon in the past literature. Be-

    cause of these weaknesses it is not possible to determine which dimensions are

    the underlying factors driving the "base rate fallacy". Vividness, specificity,

  • 18

    and causal relevance may vary with the amount of significant detail and not

    with the fact that the information is presented in the form of case evidence

    rather than summary data. For example, it is possible to differientiate stim-

    uli in terms of how personal or impersonal they are perceived to be, and in the

    degree of concreteness and attention-attracting qualities, without producing

    differences in vividness, specificity, relevance, and the usefulness of infor-

    mation.

    The inability to clearly define the underlying dimensions of the case/

    base phenomenon leads to difficulties in interpreting the results (or lack

    thereof) in this study. Failure to find differences in persuasive impact may

    be due to the fact that the key factors determining the convincingness of infor-

    mation were controlled out of the study. Or it may be attributed to deficien-

    cies in executing the case/base manipulation. It remains to be seen whether

    stimuli can be constructed which successfully manipulates all the dimensions

    believed to produce the case/base effect without confounding other factors

    known to impact on advertising effectiveness.

    Several other limitations need to be noted when interpreting the results

    of this study.

    First, given the likelihood of response bias reflecting social desirabil-

    ity, the reliance on self-reports in energy conservation research to assess

    consumers' attitudes, intentions, and actions has recently been criticized

    (Geller, 1981; McDougall, et al., 1981). It can be argued that such a response

    bias might be less of a concern when the recommended action involves a monetary

    expenditure for an energy-efficiency device rather than a curtailment of energy

    use through modifications of behavior. It is much easier for the consumer to

    justify to himself and others not making a monetary expenditure than it is to

    justify not making a behavioral adjustment. Nevertheless, future research in

  • 19

    this area might include collection of sales data fro1.11'·local energy dealers to

    confirm stated actions.

    Second, the time frame of this study, six months, although substantially

    longer than in the majority of energy communication research, may have been

    too short to develop a better understanding of the linkages between beliefs,

    attitudes and conservation behaviors. Although the purchase measure was able

    to capture some of the delayed behavioral effects of the energy conservation

    information, it is possible that with a longer time horizon even more behavioral

    impact would occur.

    Third, no attempt was made in this study to analyze the set of dependent

    measures used with respect to their specific nature. Thus, it may be likely

    that factors related to the nature of the probes used to generate the dependent

    measures may themselves influence the nature of the treatment effects. Some

    evidence of this problem was available for the probes used to test advertising

    copy recall. These probes themselves seemed to vary in terms of the effects

    of the treatments that were observed. This points to the need for future stu-

    dies to explicitly hypothesize the effect of probe type, response modality etc.,

    in measurement of communication effects.

    Fourth, the study was conducted ,in Gainesville, Florida during the summer

    months (May-October, 1981) and the salience of an energy conservation device

    such as a water heater insulation jacket may have been fairly low. Structural

    and climatic variables often provide strong explanations of in-house energy

    consumption and this may have, in part, lowered the potential for persuasive

    impact of the messages. This is particularly likely with respect to the mea-

    sures relating to purchase intention and purchase.

    Finally, individual and situational differences may have generated varia-

    tions in responses to the probes that may have had an impact on the signifi-

    cance of the results by inflating the error turns in the analyses. While

  • 20

    co-variates such as income, occupation and education levels showed no signifi-

    cant effects on the dependent measures, the potential of effects of other vari-

    ables obviously exists.

    Conceptual Implications of Findings

    As detailed earlier, only a few scattered statistically significant effects

    were noted on the dependence measures analyzed in this study. The few signtfi-

    cant effects noted were on the measures of advertising effects at the lower

    levels of the hierarchy of response (i.e., awareness and recall, beliefs and

    attitudes) rather than at the higher levels (behavioral intentions and be-

    havior). These findings are consistent with previous findings in the communi-

    cation effects literature.

    The manipulation in this study.that produced the largest number of pre-

    dicted effects was the number of exposures. In contrast, the effects of

    message structure (case/base information) and exposure frequency were rarely

    noted and occurred only as interactions. The message structure x frequency

    interactions, obtained in this study showed that the base information adver-

    tisements performed better under spaced exposure conditions.

    Finally, the data showed marginal support for the contention that case

    advertisements are less susceptible to wearout effects under massed exposure

    conditions relative to base advertisements. A similar, but somewhat inconsis-

    tent finding was also observed· under spaced exposure situations.

    In view of the marginal nature of these findings and the limitations

    related to the effectiveness of the case/base manipulation in this study, it

    is clear that further research is needed to identify the underlying constricts

    that influence the differential effects of case versus base rate information.

    Past research has attributed these differences to several partially covarying

  • 21

    but conceptually different underlying constricts. Future research needs to

    identify the partial contributions of these underlying variables to the ob-

    served differences in case versus base rate information effects. These con-

    ceptual findings are likely to have strong practical implications in the design

    of communication campaigns that rely on the use of these variables for communi-

    cation effectiveness.

    Implications for Design of Energy Conservation Communications

    Several authors have expressed concern for the lack of longitudinal data

    in energy conservation research. This study provides some evidence that per-

    suasion may be longitudinal in nature and occur with increasing numbers of

    exposures to the message. The results also suggest that the two presentational

    formats may generate different responses .depengingofthe advertising weight.

    These findings provide several implications for the design of energy con-

    servation communication campaigns conducted through the mass media. First, in

    order to inform and motivate consumers, programs could be designed in two sta-

    ges. During stage one, energy conservation information presented as summary

    data could be distributed to the target market at monthly intervals for a

    period of three to four months. Cost effective distribution methods would be

    enclosures in utility bills or advertising supplemeritsin special interest

    magazines (e.g., Consumer Reports, Farm Journal) mailed to subscribers. This

    direct mail campaign could be backed up in the final month by a media blitz.

    Television, radio, and newspaper advertisements could present testimonials

    and other case evidence about successful conservation applications. In combi-

    nation, the two informational formats could provide strong learning and motiva-

    tional incentives.

    The Department of Energy implemented a program along similar lines (the

    Low Cost/No Cost Energy Conservation Program) in November 1979 (Hutton &

  • 22

    McNeill, 1981). The time span of the program was shorter than that suggested

    above (four weeks) and the type of format used in the direct mail pieces and

    media advertisements was not discussed. Nevertheless, the evaluation con-

    ducted two weeks after the campaign indicated significant behavioral changes

    for four of the recommended actions.

    It is possible that the program evaluation would have found an even higher

    percentage penetration if more time had been allowed for the households to

    carry out recommended actions. A second implication arising from the present

    research is that the time horizon for evaluating the success of an energy con-

    servation program should be lengthened, particularly if the recommended action

    involves a monetary expenditure. The few purchases influenced by the experi-

    mental advertisements in this field study occurred 5 to 12 weeks after the start

    of the campaign. The actual time horizon for the purchase of low-cost energy

    efficiency measures may therefore be at least three months after the initial

    exposure. Time horizons for measures requiring greater expenditures may be

    even longer and may require significant message repetition in order to gener-

    ate sufficient conviction to motivate action.

  • ("---

    .1

    .,,"

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