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Employee Involvement in the Disciplinary Process Presented by: Pamela Skyrme, PhD Skyrme & Associates, Inc Cynthia Bender City of Clearwater Human Resources

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Page 1: Employee Involvement in the Disciplinary Process Presented by: Pamela Skyrme, PhD Skyrme & Associates, Inc Cynthia Bender City of Clearwater Human Resources

Employee Involvement in the Disciplinary Process

Presented by:

Pamela Skyrme, PhDSkyrme & Associates, Inc

Cynthia BenderCity of Clearwater Human Resources

Page 2: Employee Involvement in the Disciplinary Process Presented by: Pamela Skyrme, PhD Skyrme & Associates, Inc Cynthia Bender City of Clearwater Human Resources

Progressive vs. Positive Discipline

Progressive

• Punitive

• Done “to” employee

• Adversarial

• No follow-up

• No positive recognition

Positive

• Developmental

• Done “with” employee

• Collaborative

• Follow-up as necessary

• Recognizes success

Page 3: Employee Involvement in the Disciplinary Process Presented by: Pamela Skyrme, PhD Skyrme & Associates, Inc Cynthia Bender City of Clearwater Human Resources

Value-Added Outcomes ofPositive Discipline

• Provides more complete documentation

• Program generates more understanding, acceptance, and support for behavioral change

• Focuses on correcting problems, not punishing employees

• Recognizes and reinforces good performance

Page 4: Employee Involvement in the Disciplinary Process Presented by: Pamela Skyrme, PhD Skyrme & Associates, Inc Cynthia Bender City of Clearwater Human Resources

• Provides method to confront those not meeting standards while maintaining and enhancing the employee’s self-esteem

• Influences employees to change behavior, accept responsibility, and return to fully acceptable level of performance

• Promotes teamwork and communication at all levels of the organization

Value-Added Outcomes ofPositive Discipline

Page 5: Employee Involvement in the Disciplinary Process Presented by: Pamela Skyrme, PhD Skyrme & Associates, Inc Cynthia Bender City of Clearwater Human Resources

PHASE I: Development and Implementation - How We Got

Here...

• In May 1995, HR formed Constructive Action Team (CAT) to review disciplinary program

• CAT conducted focus groups of 10% of employees

• CAT decided to develop new program

• Unions became involved

• Draft of new plan created

Page 6: Employee Involvement in the Disciplinary Process Presented by: Pamela Skyrme, PhD Skyrme & Associates, Inc Cynthia Bender City of Clearwater Human Resources

PHASE I: Development and Implementation - How We Got

Here...

• More focus groups held with 10% of employees

• Program modified based on feedback

• Approval!

• Implemented March 1998

Page 7: Employee Involvement in the Disciplinary Process Presented by: Pamela Skyrme, PhD Skyrme & Associates, Inc Cynthia Bender City of Clearwater Human Resources

Department and Citywide Standards

Developed with Employee Input

Based on PIE

Personal Responsibility

Integrity

Excellence

Page 8: Employee Involvement in the Disciplinary Process Presented by: Pamela Skyrme, PhD Skyrme & Associates, Inc Cynthia Bender City of Clearwater Human Resources

Changes in Document Retention

• Action plans kept in departments if they are successfully completed

• Removed and destroyed after 3 years (per records retention requirements)

Page 9: Employee Involvement in the Disciplinary Process Presented by: Pamela Skyrme, PhD Skyrme & Associates, Inc Cynthia Bender City of Clearwater Human Resources

Results Based on Supervisor’s Survey

conducted 6 months after implementation

46% response rate

Results revealed:

• 106 action plans implemented

• 53 of action plans successful

• 14 terminations or resignations

• 26 plans still in effect

• 13 unknown outcomes

Page 10: Employee Involvement in the Disciplinary Process Presented by: Pamela Skyrme, PhD Skyrme & Associates, Inc Cynthia Bender City of Clearwater Human Resources

Benefits of P.B.M.P.Expressed by Supervisors

• Positive, problem-solving approach

• Better documentation

• Can be structured per case

• Gives more flexibility

• Puts responsibility on employee to improve

• Brings intervention and resolution to the first-line supervisory level

Page 11: Employee Involvement in the Disciplinary Process Presented by: Pamela Skyrme, PhD Skyrme & Associates, Inc Cynthia Bender City of Clearwater Human Resources

Benefits of P.B.M.P.Expressed by Supervisors

• Employees seem to feel more comfortable with action plans as opposed to old discipline system

• Forces communication of standards

• Get direct feedback from employees, rather than relying on hearsay

• Solved problem

Page 12: Employee Involvement in the Disciplinary Process Presented by: Pamela Skyrme, PhD Skyrme & Associates, Inc Cynthia Bender City of Clearwater Human Resources

Difficulties Encountered by Supervisors

• Coordinating review dates and times

• Need more understanding of program

• Told to revise action plan by superior

• Persistent problems with same employee

• Too much paperwork

Page 13: Employee Involvement in the Disciplinary Process Presented by: Pamela Skyrme, PhD Skyrme & Associates, Inc Cynthia Bender City of Clearwater Human Resources

Difficulties Encountered by Supervisors

• Takes a great deal of time

• Better employees feel ignored

• Supervisors ignore action plan steps – use coaching only

• Some employees don’t take program seriously

Page 14: Employee Involvement in the Disciplinary Process Presented by: Pamela Skyrme, PhD Skyrme & Associates, Inc Cynthia Bender City of Clearwater Human Resources

Feedback from Employee Focus Groups

• Even after mandatory training, many employees don’t know much about the program

• Many departments did not include employees in standards revisions

• Need more training and information

• Other people want to know the outcomes of action plans

Page 15: Employee Involvement in the Disciplinary Process Presented by: Pamela Skyrme, PhD Skyrme & Associates, Inc Cynthia Bender City of Clearwater Human Resources

Phase II: Where are We Now?

• Organized new team

• Began department liaison program

• Conducted facilitator training

• Coordinated supervisor training

• Revising standards

• Measuring of results

Page 16: Employee Involvement in the Disciplinary Process Presented by: Pamela Skyrme, PhD Skyrme & Associates, Inc Cynthia Bender City of Clearwater Human Resources

From the City’s Perspective:

• Increases accountability

• Creates partnerships

• Addresses issues quickly

• Participation creates buy-in

• Uses discipline to teach, not to punish

• Corrects problems and deficiencies

• Reduces grievances and arbitrations

Page 17: Employee Involvement in the Disciplinary Process Presented by: Pamela Skyrme, PhD Skyrme & Associates, Inc Cynthia Bender City of Clearwater Human Resources

From the Employee’s Perspective:

• Employee-building

• Creates team building and communication

• Employee is accountable

• Much more positive - not fear-based

• Employees are taught and coached – not punished

Page 18: Employee Involvement in the Disciplinary Process Presented by: Pamela Skyrme, PhD Skyrme & Associates, Inc Cynthia Bender City of Clearwater Human Resources
Page 19: Employee Involvement in the Disciplinary Process Presented by: Pamela Skyrme, PhD Skyrme & Associates, Inc Cynthia Bender City of Clearwater Human Resources

For More Information, Contact:

• Pamela Skyrme, PhDSkyrme & Associates, Inc727-443-3199

[email protected]

• Cynthia BenderCity of Clearwater Human Resources727-562-4845

[email protected]