elevator channel: alternative causes for di cult reprocessing

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molecules Article Duodenoscope-Associated Infections beyond the Elevator Channel: Alternative Causes for Dicult Reprocessing Gheorghe G. Balan 1 , Irina Rosca 2, * , Elena-Laura Ursu 2 , Adrian Fifere 2 , Cristian-Dragos Varganici 2 , Florica Doroftei 2 , Ioana-Andreea Turin-Moleavin 2 , Vasile Sandru 3 , Gabriel Constantinescu 3,4 , Daniel Timofte 1 , Gabriela Stefanescu 1 , Anca Trifan 1 and Catalin Victor Sfarti 1 1 Department of Gastroenterology, Faculty of Medicine, “Grigore T. Popa” University of Medicine and Pharmacy, 16 University Street, 700115 Ias , i, Romania; [email protected] (G.G.B.); [email protected] (D.T.); [email protected] (G.S.); [email protected] (A.T.); [email protected] (C.V.S.) 2 Centre of Advanced Research in Bionanoconjugates and Biopolymers (IntelCentru), “Petru Poni” Institute of Macromolecular Chemistry, 41A Grigore Ghica Vodă Alley, 700487 Ias , i, Romania; [email protected] (E.-L.U.); fi[email protected] (A.F.); [email protected] (C.-D.V.); [email protected] (F.D.); [email protected] (I.-A.T.-M.) 3 Department of Gastroenterology Research, Clinical Emergency Hospital of Bucharest, 8 Calea Floreasca, 014461 Bucharest, Romania; [email protected] (V.S.); [email protected] (G.C.) 4 Internal Medicine Department, Faculty of Medicine, “Carol Davila” University of Medicine and Pharmacy, 37 Dionisie Lupu Street, 030167 Bucharest, Romania * Correspondence: [email protected]; Tel.: +40232-217454; Fax: +40232-211299 Received: 3 May 2019; Accepted: 25 June 2019; Published: 25 June 2019 Abstract: Objectives: Duodenoscopes have been widely used for both diagnostic and therapeutic endoscopic retrograde cholangiopancreatography (ERCP) procedures, but recently, numerous outbreaks of multidrug-resistant organisms (MDRO) infections have been reported which has led to extensive research for their possible causes. Consequently, the aim of this study is to search for possible duodenoscope surface damages that could provide an alternative and plausible source of infections. Materials and Methods: In order to assess both outer and inner surfaces, a duodenoscope was dismantled and samples were taken from the outer resin polymer and from the air/water, elevator, and working (biopsy) channels that were characterized by FTIR, DSC, TGA, AFM, SEM techniques and the antimicrobial activity were tested. Results: Alterations were noticed on both the coating and working channel polymers, with external alterations increasing progressively from the proximal sample to the distal sample near the tip of the scope. However, the results showed that the coating surface was still ecient against bacterial adhesion. Changes in surface texture and also morphological changes were shown. Conclusions: The study describes the impact of routine procedural use and reprocessing cycles on the duodenoscope, showing that these may possibly make it susceptible to bacterial contamination and MDRO biofilm formation due to dicult reprocessing of the altered surfaces. Keywords: nosocomial infections; endoscopic retrograde cholangiopancreatography; reprocessing; carbapenem-resistant enterobacteriaceae 1. Introduction Despite the fact that the first duodenoscope-transmitted infection was described more than 30 years ago by Allen et al. [1], multiple recent reports associate multidrug-resistant organisms (MDRO) with Molecules 2019, 24, 2343; doi:10.3390/molecules24122343 www.mdpi.com/journal/molecules

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molecules

Article

Duodenoscope-Associated Infections beyond theElevator Channel: Alternative Causes forDifficult Reprocessing

Gheorghe G. Balan 1, Irina Rosca 2,* , Elena-Laura Ursu 2, Adrian Fifere 2,Cristian-Dragos Varganici 2 , Florica Doroftei 2, Ioana-Andreea Turin-Moleavin 2,Vasile Sandru 3 , Gabriel Constantinescu 3,4, Daniel Timofte 1, Gabriela Stefanescu 1,Anca Trifan 1 and Catalin Victor Sfarti 1

1 Department of Gastroenterology, Faculty of Medicine, “Grigore T. Popa” University of Medicine andPharmacy, 16 University Street, 700115 Ias, i, Romania; [email protected] (G.G.B.);[email protected] (D.T.); [email protected] (G.S.); [email protected] (A.T.);[email protected] (C.V.S.)

2 Centre of Advanced Research in Bionanoconjugates and Biopolymers (IntelCentru), “Petru Poni” Institute ofMacromolecular Chemistry, 41A Grigore Ghica Vodă Alley, 700487 Ias, i, Romania;[email protected] (E.-L.U.); [email protected] (A.F.); [email protected] (C.-D.V.);[email protected] (F.D.); [email protected] (I.-A.T.-M.)

3 Department of Gastroenterology Research, Clinical Emergency Hospital of Bucharest, 8 Calea Floreasca,014461 Bucharest, Romania; [email protected] (V.S.); [email protected] (G.C.)

4 Internal Medicine Department, Faculty of Medicine, “Carol Davila” University of Medicine and Pharmacy,37 Dionisie Lupu Street, 030167 Bucharest, Romania

* Correspondence: [email protected]; Tel.: +40232-217454; Fax: +40232-211299

Received: 3 May 2019; Accepted: 25 June 2019; Published: 25 June 2019�����������������

Abstract: Objectives: Duodenoscopes have been widely used for both diagnostic and therapeuticendoscopic retrograde cholangiopancreatography (ERCP) procedures, but recently, numerousoutbreaks of multidrug-resistant organisms (MDRO) infections have been reported which hasled to extensive research for their possible causes. Consequently, the aim of this study is tosearch for possible duodenoscope surface damages that could provide an alternative and plausiblesource of infections. Materials and Methods: In order to assess both outer and inner surfaces, aduodenoscope was dismantled and samples were taken from the outer resin polymer and from theair/water, elevator, and working (biopsy) channels that were characterized by FTIR, DSC, TGA, AFM,SEM techniques and the antimicrobial activity were tested. Results: Alterations were noticed on boththe coating and working channel polymers, with external alterations increasing progressively fromthe proximal sample to the distal sample near the tip of the scope. However, the results showedthat the coating surface was still efficient against bacterial adhesion. Changes in surface texture andalso morphological changes were shown. Conclusions: The study describes the impact of routineprocedural use and reprocessing cycles on the duodenoscope, showing that these may possibly makeit susceptible to bacterial contamination and MDRO biofilm formation due to difficult reprocessing ofthe altered surfaces.

Keywords: nosocomial infections; endoscopic retrograde cholangiopancreatography; reprocessing;carbapenem-resistant enterobacteriaceae

1. Introduction

Despite the fact that the first duodenoscope-transmitted infection was described more than 30 yearsago by Allen et al. [1], multiple recent reports associate multidrug-resistant organisms (MDRO) with

Molecules 2019, 24, 2343; doi:10.3390/molecules24122343 www.mdpi.com/journal/molecules

Molecules 2019, 24, 2343 2 of 13

duodenoscope-transmitted infections during endoscopic retrograde cholangiopancreatography (ERCP),which has led to a reassessment of current reprocessing standards and infection control practices [2]and subsequently to extensive research for the possible causes of such infections. Particularly, MDROs,such as carbapenem-resistant enterobacteriaceae (CRE), were associated with ERCP-related nosocomialclusters due mainly to difficulties in the adequate cleaning of the elevator channel and recess [3],which are independent of potential breaches in the reprocessing standards [4,5]. Therefore, the UnitedStates Food and Drug Administration (FDA) repeatedly advises health care professionals to strictlyfollow the manufacturer issued duodenoscope reprocessing protocols emphasizing the need for doublereprocessing cycles backed by surveillance protocols like the “culture and hold” policy that wouldpermit constant high level disinfection (HLD) monitoring prior to use [2,6]. Potential alternatives toHLD are sterilization with ethylene oxide gas or liquid chemical sterilant [2].

The development of a multidrug-resistant biofilm is thought to be triggered by repeated bacterialcontamination of the duodenoscope parts that are difficult to clean or even sealed [5]. During the lastyears, numerous outbreaks of duodenoscope-associated transmission of multidrug-resistant bacteriahave been reported worldwide, with Staphylococcus aureus, Klebsiella pneumonia, Enterococcus faecalis,Escherichia coli, and Pseudomonas aeruginosa being the most frequently reported bacteria to causecontaminations and duodenoscope-transmitted infections, especially because of their ability to formbiofilms [7]. Hence, manufacturers, such as Olympus America, have repeatedly announced sustainedarrangements for the return of scope devices for elevator replacement that would allow consistencywith the FDA cleared protocols [8].

Moreover, manufacturers have developed new duodenoscope models that either ensure propersealing of the less accessible elevator channel (OLYMPUS GmbH), or create detachable and autoclavable(KARL STORZ, Germany) or even single-use disposable elevator devices (PENTAX Medical, DEC™).

Although such new measures need further real-life confirmation studies, MDROduodenoscope-related infections are still a constant healthcare issue [9–11] broadly characterizingall duodenoscope models involved, and therefore raising questions about other possible causes forMDRO harboring and transmission. Furthermore, recent data sustain the idea that most of the inertsurfaces of the scopes become more susceptible to contamination because of significant deterioration,due to repeated daily use, which leads to the harboring of resistant bioburden [12,13]. MDROs havethe capacity to form biofilms that are resistant to both physical cleaning and chemical disinfection [14]and such biofilm formation is promoted by the difficulty of accessing surface reprocessing, and also bysurface defects from manufacturing or secondary to physical damage due to passing forceps or routineinstrument handling [15,16].

Consequently, the aim of our study was to describe possible scope surface damages secondary toroutine wear that could provide an alternative cause for duodenoscopes being less amenable to properreprocessing and clearance of bioburden.

2. Results and Discussion

2.1. Fourier Transform Infrared Spectroscopy (FT-IR)

Figure 1 presents the FT-IR spectra of the samples with a higher degree of wear in the reverseorder of their numbering. From the fourth to first sample, significant differences occur in the region1720–1730 cm−1, assigned to carbonyl vibrations, by a major decrease in the carbonyl band intensity.This occurs in such a way that the intensity ratio between the carbonyl group band and the amidespecific band 1652 cm−1 are decreasing from the fourth to the first sample.

Some authors associated this event with a change in crosslinking density [17], which confirmsthe results obtained by thermal analysis. In addition, a lowering ratio between the intensity of thebands from the 1600–1760 cm−1 region going from the fourth to the first sample, associated withC=O and C=N vibrations, and 1040–1200 cm−1 region, generally associated with C–O, C–O–C, C–Nvibrations [18,19] suggest chemical bonds rearrangements. Since the FT-IR spectra reveal substantial

Molecules 2019, 24, 2343 3 of 13

changes in the vibrational band intensities ratio of different chemical bonds from the fourth to thefirst sample, FT-IR results could explain the morphological changes that determined the variation inthermal properties observed in the DSC and TGA assays.

Molecules 2018, 23, x FOR PEER REVIEW 3 of 14

Figure 1. FTIR spectra of the studied samples 1–4.

Some authors associated this event with a change in crosslinking density [17], which confirms the results obtained by thermal analysis. In addition, a lowering ratio between the intensity of the bands from the 1600–1760 cm−1 region going from the fourth to the first sample, associated with C=O and C=N vibrations, and 1040–1200 cm−1 region, generally associated with C–O, C–O–C, C–N vibrations [18,19] suggest chemical bonds rearrangements. Since the FT-IR spectra reveal substantial changes in the vibrational band intensities ratio of different chemical bonds from the fourth to the first sample, FT-IR results could explain the morphological changes that determined the variation in thermal properties observed in the DSC and TGA assays.

2.2. Thermal Behavior

The thermal behavior of the studied samples was assessed with the aid of DSC and TGA measurements, since the heat flow generated transitions and thermal decomposition profiles are very useful in establishing general differences in materials aging pathways and/or patterns. Figure 2 shows the DSC second heating scans and their characteristics, recorded up to the onset temperature of thermal degradation.

Figure 2 and Table 1 show that the initial fourth sample exhibits a Tg domain at −67 °C and two melting profiles, one registered at a lower temperature (Tm = 24 °C) and one at a higher temperature (Tm = 202 °C). By analyzing the DSC data, one observes a general decreasing trend in melting enthalpy values, and thus in crystallinity degree. Samples three, two and one witness an increase in Tg values to −65 °C, −63 °C, and −5 °C. This aspect, correlated with the significant increase in thermal stability (Figure 3, Table 2), from 328 °C (sample four), 323 °C (sample three) and 309 °C (sample two) to 445 °C (sample one), shows that the aging process primarily induces crosslinking. Hence the aging process of the material occurs through a decrease in crystallinity and chemical crosslinking. There were no noticeable differences between the residue masses of samples four, three, and two left at the end of the thermal degradation processes (10.33–11.43%) (Table 2). Sample one exhibited the highest crosslinking, due to the disappearance of the melting profiles and the very high Tg increase (Tg = −5 °C) as compared with that of sample four (Tg = −67 °C). This aspect is also reflected in the differences in thermal degradation profiles, sample one manifesting the highest thermal stability (445 °C) and residue content (15.19%). Furthermore, the first derivative (DTG) curve peaks indicate three stages of thermal degradation for all the samples, except sample one. For sample one the first decomposition

Figure 1. FTIR spectra of the studied samples 1–4.

2.2. Thermal Behavior

The thermal behavior of the studied samples was assessed with the aid of DSC and TGAmeasurements, since the heat flow generated transitions and thermal decomposition profiles arevery useful in establishing general differences in materials aging pathways and/or patterns. Figure 2shows the DSC second heating scans and their characteristics, recorded up to the onset temperature ofthermal degradation.

Molecules 2018, 23, x FOR PEER REVIEW 4 of 14

stage, most probably attributed to initiation of thermal degradation through scission of weak linkages, disappears leaving only the second stage, of only 8.25% mass loss, and the third stage, both at significantly higher onset temperatures. This is an indication that the first sample tends to behave as a single system [20].

Figure 2. DSC second scans of the studied samples.

Figure 3. (A) TGA and (B) DTG curves of the studied samples.

Table 1. Data evaluated from DSC measurements.

Sample Tg (°C) Tm (°C) ΔHm (J g–1)

Lower Profile Upper Profile Lower Profile Upper Profile

4 −67 24 202 2.968 14.88

3 −65 24 201 2.218 10.55

2 −63 24 197 7.5 9.169

Figure 2. DSC second scans of the studied samples.

Molecules 2019, 24, 2343 4 of 13

Figure 2 and Table 1 show that the initial fourth sample exhibits a Tg domain at −67 ◦C and twomelting profiles, one registered at a lower temperature (Tm = 24 ◦C) and one at a higher temperature(Tm = 202 ◦C). By analyzing the DSC data, one observes a general decreasing trend in melting enthalpyvalues, and thus in crystallinity degree. Samples three, two and one witness an increase in Tg

values to −65 ◦C, −63 ◦C, and −5 ◦C. This aspect, correlated with the significant increase in thermalstability (Figure 3, Table 2), from 328 ◦C (sample four), 323 ◦C (sample three) and 309 ◦C (sampletwo) to 445 ◦C (sample one), shows that the aging process primarily induces crosslinking. Hence theaging process of the material occurs through a decrease in crystallinity and chemical crosslinking.There were no noticeable differences between the residue masses of samples four, three, and two leftat the end of the thermal degradation processes (10.33–11.43%) (Table 2). Sample one exhibited thehighest crosslinking, due to the disappearance of the melting profiles and the very high Tg increase(Tg = −5 ◦C) as compared with that of sample four (Tg = −67 ◦C). This aspect is also reflected inthe differences in thermal degradation profiles, sample one manifesting the highest thermal stability(445 ◦C) and residue content (15.19%). Furthermore, the first derivative (DTG) curve peaks indicatethree stages of thermal degradation for all the samples, except sample one. For sample one the firstdecomposition stage, most probably attributed to initiation of thermal degradation through scissionof weak linkages, disappears leaving only the second stage, of only 8.25% mass loss, and the thirdstage, both at significantly higher onset temperatures. This is an indication that the first sample tendsto behave as a single system [20].

Table 1. Data evaluated from DSC measurements.

Sample Tg (◦C)Tm (◦C) ∆Hm (J g−1)

Lower Profile Upper Profile Lower Profile Upper Profile

4 −67 24 202 2.968 14.883 −65 24 201 2.218 10.552 −63 24 197 7.5 9.1691 −5 – – – –

Tg—glass transition temperature; Tm—melting temperature; ∆Hm—melting enthalpy.

Molecules 2018, 23, x FOR PEER REVIEW 4 of 14

stage, most probably attributed to initiation of thermal degradation through scission of weak linkages, disappears leaving only the second stage, of only 8.25% mass loss, and the third stage, both at significantly higher onset temperatures. This is an indication that the first sample tends to behave as a single system [20].

Figure 2. DSC second scans of the studied samples.

Figure 3. (A) TGA and (B) DTG curves of the studied samples.

Table 1. Data evaluated from DSC measurements.

Sample Tg (°C) Tm (°C) ΔHm (J g–1)

Lower Profile Upper Profile Lower Profile Upper Profile

4 −67 24 202 2.968 14.88

3 −65 24 201 2.218 10.55

2 −63 24 197 7.5 9.169

Figure 3. (A) TGA and (B) DTG curves of the studied samples.

Molecules 2019, 24, 2343 5 of 13

Table 2. Table 2. Data evaluated from TGA measurements.

Sample Stage T5% (◦C) Tmax (◦C) m (%) Tendset (◦C) Wrez (%)

4IIIIII

328––

318413471

6.0874.499.08

326437487

10.33

3IIIIII

323––

322414473

7.8870.849.51

335437488

11.43

2IIIIII

309––

336416476

13.5861.3214.46

345439489

10.84

1 III

445–

441494

8.2576.46

463503 15.19

T5%—temperature corresponding to 5% mass loss; Tmax—temperature corresponding to the maximum rate ofdecomposition evaluated from the peaks of the DTG curves; Tendset—endset temperature of thermal degradationcorresponding to each stage; m—mass loss per corresponding stage; Wrez—percentage of residue remained at theend of thermal degradation (700 ◦C).

2.3. Antimicrobial Activity

In all the cases, the samples displayed antibacterial properties and did not allow bacterialstrains adhesion and growth, There were no differences between the Gram-positive (S. aureus) andthe Gram-negative (E. coli) strains and after 24 h of incubation just a few colonies were found inthe PCA plates (as compared with the control) suggesting that the antibacterial properties of theendoscope polymer are preserved, as proven also by their antibacterial effectiveness with R > 2calculated according to JIS Z2801:2000 specifications [21]. As shown in Table 3, only the distal sample(first sample) was slightly less effective against both bacterial strains, however, their antibacterialeffectiveness was still high. An important acknowledgement in this respect is that the durationof the experimental inoculation and incubation exceeds the usual per-procedure exposure to gutbacteria. Hence, an ERCP procedure usually lasts between 20 min and 1.5 h, afterwards duodenoscopesare pre-cleaned at bedside using enzymatic solutions and subsequently reprocessed following themanufacturer issued protocols. Nevertheless, the same duodenoscope tends to be used for up to fiveprocedures daily in high volume centers, each procedure involving continuous aspiration of gut fluidand tissue-to-duodenoscope friction.

Table 3. Bacterial contact-killing efficacy determined by Japanese industrial standard JIS Z2801:2000against: S. aureus and E. coli.

SampleR factor

S. aureus E. coli

1 4.3 4.72 5.8 4.93 5.6 5.84 5.7 5.9

2.4. Atomic Force Microscopy (AFM)

2.4.1. Morphological Characterization

Figure 4 presents AFM topographic images of the four duodenoscope samples. The duodenoscopesurface was imaged at five randomly chosen positions from which the root-mean-square roughness(Rq) was calculated. The samples are characterized by an inhomogeneous morphology and evenmicrocracks are observed. The roughness average value varied from 12.8 nm for the fourth sample to70.2 nm for the first sample, suggesting that the intense usage of the proximal part of the duodenoscope

Molecules 2019, 24, 2343 6 of 13

caused, in time, the polymer usage. The results are consistent with our preliminary optical analysisstudy carried out on similar duodenoscopes [22].

Molecules 2018, 23, x FOR PEER REVIEW 6 of 14

2.4. Atomic Force Microscopy (AFM)

2.4.1. Morphological Characterization

Figure 4 presents AFM topographic images of the four duodenoscope samples. The duodenoscope surface was imaged at five randomly chosen positions from which the root-mean-square roughness (Rq) was calculated. The samples are characterized by an inhomogeneous morphology and even microcracks are observed. The roughness average value varied from 12.8 nm for the fourth sample to 70.2 nm for the first sample, suggesting that the intense usage of the proximal part of the duodenoscope caused, in time, the polymer usage. The results are consistent with our preliminary optical analysis study carried out on similar duodenoscopes [22].

Figure 4. AFM topographic images for the duodenoscope samples: a—1st sample, b—2nd sample, c—3rd sample, d—4th sample.

2.4.2. Evaluation of Biofilm Formation on Duodenoscope Samples

AFM was also used to determine if biofilm is formed on the duodenoscope samples after incubation with Escherichia coli and Staphylococcus aureus (Figure 5). In the case of E. coli, no biofilm formation is observed, however, for the distal segment, the attachment of a few rod-shaped cells (with a length of 2 µm and a width of 0.7 µm) is evident. For S. aureus grown on each tested sample, attached small round-shaped cells (with diameter of 0.7 µm) were individually distributed on the solid surfaces. No aggregates or colonies on tested surfaces were noticed for both bacterial strain, even though usually there were differences found between the antibacterial properties of different surfaces which were caused by the different composition of the Gram-positive and Gram-negative cell walls [23,24].

Figure 4. AFM topographic images for the duodenoscope samples: a—1st sample, b—2nd sample,c—3rd sample, d—4th sample.

2.4.2. Evaluation of Biofilm Formation on Duodenoscope Samples

AFM was also used to determine if biofilm is formed on the duodenoscope samples after incubationwith Escherichia coli and Staphylococcus aureus (Figure 5). In the case of E. coli, no biofilm formation isobserved, however, for the distal segment, the attachment of a few rod-shaped cells (with a length of2 µm and a width of 0.7 µm) is evident. For S. aureus grown on each tested sample, attached smallround-shaped cells (with diameter of 0.7 µm) were individually distributed on the solid surfaces.No aggregates or colonies on tested surfaces were noticed for both bacterial strain, even though usuallythere were differences found between the antibacterial properties of different surfaces which werecaused by the different composition of the Gram-positive and Gram-negative cell walls [23,24].

2.5. Scanning Electron Microscopy (SEM)

From the SEM images (as shown in Figure 6) it is clearly observed that the coating materialdisplays erosion and deterioration marks induced by the extensive usage and repeated reprocessing.Microscopically detached chips are also visible. Selected areas present different morphologies, resultingin different levels of deterioration. Figure 7 states for similar results inside the air/water, elevator, andworking channels, and also on the elevator metallic part.

Molecules 2019, 24, 2343 7 of 13Molecules 2018, 23, x FOR PEER REVIEW 7 of 14

Figure 5. AFM topographic images for the duodenoscope samples after incubation with Escherichia coli and Staphylococcus aureus: a—1st sample, b—2nd sample, c—3rd sample, d—4th sample.

2.5. Scanning Electron Microscopy (SEM)

From the SEM images (as shown in Figure 6) it is clearly observed that the coating material displays erosion and deterioration marks induced by the extensive usage and repeated reprocessing. Microscopically detached chips are also visible. Selected areas present different morphologies,

Figure 5. AFM topographic images for the duodenoscope samples after incubation with Escherichia coliand Staphylococcus aureus: a—1st sample, b—2nd sample, c—3rd sample, d—4th sample.

Molecules 2019, 24, 2343 8 of 13Molecules 2018, 23, x FOR PEER REVIEW 9 of 14

Figure 6. SEM micrographs of duodenoscope samples. a—1st sample, b—2nd sample, c—3rd sample, d—4th sample.

Figure 7. SEM micrographs of elevator and channel samples: a—air/water channel; b—elevator channel; c—working channel; d,e,f—elevator recess side.

2.6. Impact on Public Health

Figure 6. SEM micrographs of duodenoscope samples. a—1st sample, b—2nd sample, c—3rd sample,d—4th sample.

Molecules 2018, 23, x FOR PEER REVIEW 9 of 14

Figure 6. SEM micrographs of duodenoscope samples. a—1st sample, b—2nd sample, c—3rd sample, d—4th sample.

Figure 7. SEM micrographs of elevator and channel samples: a—air/water channel; b—elevator channel; c—working channel; d,e,f—elevator recess side.

2.6. Impact on Public Health

Figure 7. SEM micrographs of elevator and channel samples: a—air/water channel; b—elevatorchannel; c—working channel; d,e,f—elevator recess side.

Molecules 2019, 24, 2343 9 of 13

As expected, the patterns of surface alteration presented in Figure 7 are different with respect tothe outer and inner (channel) surfaces. While the outer polymers, for both AFM and SEM analysis,show amorphous and irregular patterns of deterioration that could be linked to both repeatedreprocessing and use, the working channel shows parallel microrecess formation mainly due tothe repeated passage of instruments through the channel. A similar parallel abrasion pattern isobserved on the air/water channel. Interestingly, the elevator channel shows some irregular patternsof microabrasion, in contrast to the sealed character of the channel. Nevertheless, microanalysis ofthe elevator recess shows both microfissures of the metallic material and remnant debris despitethorough reprocessing.

Concerning the evaluation of the macroscopic aspect of working channel polymers, a recent studyallowed optical endoluminal analysis using a specially designed borescope (SteriCam, Sanovas Inc,San Rafael, CA, USA) and proved the presence of numerous scratches with adherent peel and burns,channel bulking, strains, and perforations, as well as associated solid debris and fluid residue onsimilarly used duodenooscopes. The authors emphasizing the need for further microscopic analysisof such findings [25]. Previous preliminary studies associated a higher degree of macroscopicallyevaluated working channel damages to endoscopes used in interventional procedures [26,27].

Nevertheless, as most of the up-to-date studies and FDA protocols suggest [6,28,29], breachesin duodenoscope reprocessing occur due to the difficult-to-clean design of the distal tip where, first,the opening and O-ring of the elevator channel and, secondly, the poor access to the elevator recessplay a substantial role in impeding reprocessing.

On the other hand, the results of our study show that routine use of duodenoscopes causesmicroscopic alterations both to the outer surface of the duodenoscope coating polymers and to theinner coating of the air/water, elevator, and working (biopsy) channel. Such surface alterations werepreviously linked to biofilm formation [15] that protects microorganisms from the effects of thermaland chemical reprocessing agents. Therefore, it has long been shown that biofilm is visualized byelectron microscopy on the inner lumen of the working and air/water channels of used gastrointestinalendoscopes [30].

The link between duodenoscope surface alterations and positive post-cleaning cultures is alsosustained by the fact that, as a recent observational study shows, despite optimized and constantreprocessing protocols there are some duodenoscopes associated with a higher rate of positivecultures while some others are not [31]. Moreover, the inner channels are the ones harboring resistantbacteria (Gram-positive, spore forming) that persist even after extensive cleaning, alcoholic flush, andcontinuous channel purge storage conditions [11].

2.6. Impact on Public Health

ERCP-related infections have clearly become a worldwide issue. Moreover, infections after othervarious gastrointestinal endoscopic procedures were found to be substantially more common thanpreviously thought [32], thus requiring prompt and effective administrative interventions not onlyon the reprocessing protocols of devices, but on the design and technology of endoscopes. In theUnited States, the FDA and the Centers for Disease Control and Prevention (CDC) have taken a strongposition against the duodenoscope-related nosocomial infections by releasing, on February 26, 2018,new standardized protocols for duodenoscope surveillance sampling and culturing [30] that have hadgreat visibility and impact worldwide, however the incidence and prevalence of such infections seemsto remain almost unchanged [2]. Hence, healthcare facilities should clearly adopt up-to-date endoscopesurveillance sampling and culturing protocols as a required and written quality policy. On the otherhand, as a result of our research we outline that the industry of duodenoscope manufacturers shouldalso actively participate by developing new materials for endoscope technology. In addition, to date,the FDA’s position is to order manufacturing companies to conduct post-market surveillance studiesin order to describe the challenges of duodenoscope reprocessing in real-world settings [33]. A unifiedinfection control policy and infection reduction strategy resulting from collaboration between health

Molecules 2019, 24, 2343 10 of 13

care facilities, professional societies, and institutional partners is, therefore, mandatory for mitigatinginfections associated with duodenoscopes. Nevertheless, as shown by our study, routine use andreprocessing cycles could microscopically impede the integrity of the polymeric materials used induodenoscope technology, and therefore be a possible alternative cause for duodenoscope-associatedinfections. Such feedback should provide manufacturers with proof that there is a need for technologicalalternatives and innovation.

3. Materials and Methods

3.1. Duodenoscope Samples

In order to assess both outer and inner (air/water, elevator, and working channels) duodenoscopesurfaces, we selected a duodenoscope from a high-volume tertiary hospital that was previously usedin up to 500 ERCP procedures between 2012 and 2014. The duodenoscope was reprocessed, cultured,and quarantined, and then re-reprocessed and recultured with each reprocessing cycle performedfollowing the manufacturer’s revised protocol. Culturing was performed by a mixed technique ofchannel flush, channel brushing, and elevator swabbing followed by inoculation in a liquid medium oftryptic soy broth at 36 ◦C for 48 h. Both culture cycles were negative. Afterwards, it was dismantledand samples from the resin polymer outer coatings were processed for analysis (first sample in contactwith the distal tip, second sample at 20 cm gradation, third sample at 60 cm gradation, and fourthsample at 120 cm gradation). Samples from the air/water, elevator, and working channels were takenat 5 cm from the distal end which was the site considered most exposed to friction secondary to distaltip angulation. The elevator was detached and analyzed separately. The dismantling process wasperformed in a microbiologically controlled environment (Class 2 fume hood).

3.2. Fourier Transform Infrared Spectroscopy (FT-IR)

FT-IR spectra were recorded with a Bruker Vertex 70 FT-IR spectrometer (Billerica, Massachusetts,USA), at room temperature with a resolution of 2 cm−1 in the range of 500–4000 cm−1.

3.3. Differential Scanning Calorimetry (DSC)

DSC measurements were conducted on a DSC 200 F3 Maia device (Netzsch, Germany). A mass of10 mg of each sample was heated in pierced and sealed aluminum crucibles in nitrogen atmosphereat a flow rate of 50 mL/min and a heating rate of 10 ◦C/min. The temperature against heat flow wasrecorded. The baseline was obtained by scanning the temperature domain of the experiments with anempty pan. The instrument was calibrated with indium according to standard procedures.

3.4. Thermogravimetric Analysis (TGA)

TGA experiments were conducted on a STA 449 F1 Jupiter device (Netzsch, Germany). The sampleswere heated in alumina crucibles in nitrogen atmosphere at a flow rate of 50 mL/min. A heating rate of10 ◦C/min was applied.

3.5. Antibacterial Activity

The antimicrobial efficacy of the duodenoscope samples was investigated via a slightly modifiedJapanese industrial standard JIS Z2801:2000 [21] which is based on a logarithmic number of livebacteria after 24 h of incubation using a covering film to keep the thickness of the bacterial suspension.The antibacterial activity was determined against two different reference strains: Escherichia coliATCC25922 and Staphylococcus aureus ATCC25923. The bacterial strains were refreshed in nutrientbroth for 24 h at 37 ◦C. The test surfaces were prepared as follows: Each sample was placed in asterile Petri dish and the bacterial inoculum was adjusted to standard 0.5 McFerland and the necessarydilutions were made to obtain 2.4 × 105 CFU/mL. Then, 0.4 mL of the inoculum was instilled onthe sample surface and left to incubate for 24 h at 37 ◦C. After incubation, the samples were rinsed

Molecules 2019, 24, 2343 11 of 13

repeatedly and pipetted to 1.5 mL Eppendorf tubes. The resulted suspension was serially diluted andthe number of CFU’s was determined by plate counting agar (PCA) after 24 h of incubation at 37 ◦C.The antibacterial rate was determined using JIS Z2801:2000 specifications [21]. The standard uses afactor called R that compares, in a logarithmic scale, the number of colonies grown on the surface ofthe samples after 24 h of incubation as compared with the reference samples. Samples that presented abacterial mortality higher than 99% (R > 2) were considered valid. The tested duodenoscope sampleswere further used in order to be scanned for biofilm formation.

3.6. Atomic Force Microscopy (AFM)

Images from the study samples collected from the surface of the duodenoscope were recordedin air, in tapping mode using a NTEGRA Spectra (NT-MDT, Zelenograd, Russia) instrument with a3.1–37.6 N/m force constant cantilever of silicon nitride cantilevers (NSC10, NT-MDT, Russia). To recordthe biofilms, the measurements were performed in a similar fashion.

3.7. Scanning Electron Microscopy (SEM)

The surface morphology of the study samples was observed using a Quanta200 scanning electronmicroscope, (FEI Company, Oregon, USA), working in a low vacuum mode, at 20 kV with a LFD detector.

4. Conclusions

The present study brings new evidence regarding the assessment of duodenoscope reliabilityconcerning the coating materials in both direct and indirect contact with living tissues, via devicesmanipulated through the working channel. We noticed alterations of both the coating and workingchannel polymers due to usage, even for a relatively small number of cases. External alterations increaseprogressively from the distal to the proximal sample to the elevator sample. However, the coatingsurface was proven to still be efficient against bacterial adhesion. Changes in terms of surface texture(roughness and cracks due to erosion, chemical resistance, and aging of material) and it was alsoshown that morphological changes correlated well with the variation in physical properties. Moreover,despite reprocessing and long-term quarantine the elevator harbors remnant possibly organic materialsuggestive for biofilm formation. All this physical evidence shows that the impact of routine proceduraluse and reprocessing on the scope possibly makes it susceptible to bacterial contamination and MDRObiofilm formation due to difficult reprocessing of altered surfaces.

Author Contributions: Conceptualization, G.G.B. and I.R.; Methodology, I.R., E.-L.U., A.F., C.-D.V. andF.D.; Validation, G.C., G.S., D.T., I.-A.T.-M. and C.V.S.; Resources, G.G.B., I.R.; Data Curation, A.F., E.-L.U.;Writing-Original Draft Preparation, G.G.B., I.R., C-D.V., A.F. and E-L.U.; Writing-Review & Editing, V.S., G.C.,D.T., G.S. and C.V.S.; Project Administration, A.T.; Funding acquisition, G.G.B.

Funding: This project has received funding from the European Union’s Horizon 2020 research and innovationprogramme under grant agreement No. 667387 WIDESPREAD 2-2014 SupraChem Lab. This work was alsosupported by a grant from the Romanian Ministry of Research and Innovation, CCCDI–UEFISCDI, project numberPN-III-P1-1.2-PCCDI-2017-0697/13PCCDI/2018, within PNCDI III.

Conflicts of Interest: The authors declared no potential conflicts of interest with respect to the research, authorship,and/or publication of this article.

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