elementary teachers' epistemological and ontological understanding of teaching for conceptual...
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JOURNAL OF RESEARCH IN SCIENCE TEACHING VOL. 44, NO. 9, PP. 1292–1317 (2007)
Elementary Teachers’ Epistemological and OntologicalUnderstanding of Teaching for Conceptual Learning
Nam-Hwa Kang
Department of Science and Mathematics Education, Oregon State University,
239 Weniger Hall, Corvallis, Oregon 97331
Received 7 June 2006; Accepted 22 June 2007
Abstract: The purpose of this study was to examine the ways in which elementary teachers applied
their understanding of conceptual learning and teaching to their instructional practices as they became
knowledgeable about conceptual change pedagogy. Teachers’ various ways to interpret and utilize students’
prior ideas were analyzed in both epistemological and ontological dimensions of learning. A total of
14 in-service elementary teachers conducted an 8-week-long inquiry into students’ conceptual learning as a
professional development course project. Major data sources included the teachers’ reports on their
students’ prior ideas, lesson plans with justifications, student performance artifacts, video-recorded
teaching episodes, and final reports on their analyses of student learning. The findings demonstrated three
epistemologically distinct ways the teachers interpreted and utilized students’ prior ideas. These supported
Kinchin’s epistemological categories of perspectives on teaching including positivist, misconceptions, and
systems views. On the basis of Chi’s and Thagard’s theories of conceptual change, the teachers’ ontological
understanding of conceptual learning was differentiated in two ways. Some teachers taught a unit to change
the ontological nature of student ideas, whereas the others taught a unit within the same ontological
categories of student ideas. The findings about teachers’ various ways of utilizing students’ prior ideas in
their instructional practices suggested a number of topics to be addressed in science teacher education such
as methods of utilizing students’ cognitive resources, strategies for purposeful use of counter-evidence, and
understanding of ontological demands of learning. Future research questions were suggested.
� 2007 Wiley Periodicals, Inc. J Res Sci Teach 44: 1292–1317, 2007
Keywords: general science; teacher cognition; teacher change
Many research studies have examined students’ preinstructional conceptions since the 1970s,
resulting in a conceptual change pedagogy (Driver, Squires, Rushworth, & Wood-Robinson,
1994; Vosniadou & Ioannides, 1998; Wandersee, Mintzes, & Novak, 1994). Conceptual change
pedagogy advocates a constructivist view of learning in which students’science learning is defined
as making sense of new information based on prior experiences and ideas. From this perspective, a
teacher plays a critical role in student learning as a facilitator who helps students connect what they
Correspondence to: N.-H. Kang; E-mail: [email protected]
DOI 10.1002/tea.20224
Published online 4 October 2007 in Wiley InterScience (www.interscience.wiley.com).
� 2007 Wiley Periodicals, Inc.
already know to a new experience or concept (Vygotsky, 1986). Therefore, the research on
conceptual change has the potential to guide teachers in planning instructions that use student
ideas as a natural part of learning (Duit, 2004). Teachers can benefit from research on conceptual
change through an understanding of the influence of students’ prior ideas on learning (Osborne &
Wittrock, 1983; Treagust, Duit, & Fraser, 1996).
Recent literature on teacher education has revealed that ‘‘Research knowledge has had little
effect on the improvement of practice in the average classroom’’ (Hiebert, Gallimore, & Stigler,
2002, p. 3). In particular, research has shown that teachers are not knowledgeable about conceptual
change learning, let alone making use of the research findings (Meyer, 2004; Morrison &
Lederman, 2003). Moreover, a few studies have found that elementary teachers lack conceptual
change pedagogy (Akerson, Flick, & Lederman, 2000; Asoko, 2002).
The lack of a connection between conceptual change pedagogy and classroom teaching
practices is disconcerting given the wealth of research on conceptual change. As an effort to
promote research-based teaching practices by connecting conceptual change theory to teacher
practices this study addresses elementary teachers’ learning about conceptual change pedagogy.
As science educators and cognitive psychologists have developed conceptual change
teaching and learning theories, they have focused on how concepts change through formal
learning experiences (Vosniadou & Ioannides, 1998). Research in this field has provided evidence
of the tenacity of students’ prior conceptions and ways these hinder students’ conceptual
understanding (Osborne & Freyberg, 1985). In explaining the tenacity of students’ conceptions
and how their conceptions change, researchers have found that two cognitive aspects of
conceptual learning need to be addressed: epistemological and ontological (Chi, Slotta, & de
Leeuw, 1994; Duit & Treagust, 2003; Vosniadou & Ioannides, 1998). While the former explains
how students develop concepts, the latter explains the nature and types of student concepts in
comparison with scientific concepts. In other words, the epistemological dimension of conceptual
learning addresses the process of learning, and the ontological dimension addresses the nature of
the concepts.
Previous studies about teachers’ teaching for conceptual change have focused on
epistemological aspects of learning. These studies, therefore, inform teaching approaches
directly as shown in the literature on teaching models (Driver & Scott, 1996; Wittrock, 1994). On
the other hand, studies about the ontological aspects of learning can inform the nature of the
content to be taught as compared with students’ conceptions. This ontological dimension can also
inform teaching approaches because the properties of teaching content are critical for pedagogical
decision making (White, 1994). Recent literature on conceptual change teaching and learning
has attended to different aspects of learning including the ontological dimension (Duit, 2004;
Pocovı́, 2007; Tsui & Treagust, 2007; Tyson, Venville, Harrison, & Treagust, 1997). Through
multidimensional analysis, these studies have increased sensitivity in understanding conceptual
learning processes. By the use of the increased sensitivity, this study analyzed teachers’
understandings of conceptual change pedagogy in both epistemological and ontological
dimensions of learning. In so doing, this work aimed to understand teachers’ professional
learning about conceptual change and to find ways to support their learning.
The purpose of this study was also to examine ways in which elementary teachers applied
their understanding of conceptual learning and teaching to their instructional practices as they
became knowledgeable about the principles of conceptual change pedagogy. Two research
questions guided this study: (a) To what extent do teachers recognize and/or understand the
epistemological dimension of conceptual learning and utilize it in teaching? (b) To what extent
do teachers recognize and/or understand the ontological dimension of conceptual learning and
utilize it in teaching?
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Theoretical Framework and Literature Review
A constructivist perspective defines learning as conceptual change (Fosnot & Perry, 2005).
Conceptual change theory is concerned with how knowledge restructuring occurs, what the results
of modifications are, and what characteristics of knowledge should be pursued in science
education. Research on conceptual change has traditionally focused on epistemological aspects of
learning, but recently other aspects, such as ontological and affective facets of learning, have
emerged as important parts of conceptual learning (Duit, 2004; Tyson et al., 1997). In what
follows, the perspectives on the multiple aspects of conceptual learning that guided this study are
reviewed along with the relevant literature.
Epistemological Dimension of Conceptual Change
The epistemological dimension of learning addresses a process of conceptual restructuring in
which students evaluate new knowledge by using evidence that supports or conflicts with their
prior ideas. In the process, the teacher’s role is conceptualized as convincing students of the logic
in scientifically accepted ideas (Hewson, 1996; Smith, diSessa, & Roschelle, 1993; Zohar &
Aharon-Kravetsky, 2005). Teaching for conceptual change, therefore, involves making students’
prior ideas explicit, presenting an anomaly that students’ prior ideas fail to explain, and proposing
a scientific explanation that can inclusively explain both prior experience and the anomaly.
Therefore, students are expected to be dissatisfied with their existing conceptions and then
perceive scientific alternatives as intelligible, plausible, and fruitful, so that they modify or
abandon their prior conceptions to make their thinking consistent with scientific ideas (Strike &
Posner, 1992).
In the epistemological dimension, a teacher may take a position on a continuum anchored by
two extreme epistemological stances: presenting scientific knowledge as orthodox, which implies
a positivist view of knowledge—knowledge as given facts—or presenting scientific knowledge as
competing theories to evaluate in comparison with other ideas (Hashweh, 1985; Kinchin, 2000;
Smith et al., 1993). In the epistemological spectrum, Kinchin (2000) described three distinctive
positions: (a) a positivist view in which teachers believe that students know little and that
presenting the correct ideas would help students gain scientific ideas; (b) a misconceptions view in
which teachers recognize that students hold stable and widespread misconceptions that interfere
with learning scientific concepts and believe that confronting misconceptions will help students
abandon their misconceptions; and (c) a systems view in which teachers believe that students are
novice thinkers, their prior ideas result from a productive thinking process, and teaching should
help the students develop scientific conceptions based on their prior knowledge and thinking
skills. From the third perspective, students’ prior ideas and experiences serve as resources for
learning new concepts rather than barriers to learning (diSessa, 1988; Hammer & Elby, 2003;
Smith et al., 1993).
Studies have reported that teachers’ epistemological understandings are connected to
teaching practices (Appleton & Asoko, 1996; Glasson & Lalik, 1993; Hashweh, 1996; Kang &
Wallace, 2005; Mintzes, Wandersee, & Novak, 1998; Tobin, 1993; Zohar, 2004). For example,
Tobin (1993) has illuminated that a teacher’s epistemological learning occurred in parallel with
the construction of pedagogical ideas and implementation. Similarly, Kang and Wallace (2005)
have shown that teachers’ pedagogical use of lab activities is consistent with their epistemological
beliefs. Focusing on the epistemological aspect of conceptual change teaching, Appleton and
Asoko (1996) described an experienced elementary teacher’s application of conceptual change
pedagogy after an intensive in-service training. Their study illustrates the extent to which a
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teacher’s grasp of the epistemological aspect of conceptual change pedagogy manifests in
teaching practices. Therefore, the connection between teachers’ epistemological understandings
and teaching actions provides a basis for understanding teachers’ learning about the
epistemological aspect of conceptual change pedagogy evidenced in teaching practices.
Ontological Dimension of Conceptual Change
Research has shown that even epistemologically well-designed classroom teaching is
limited in restructuring students’ prior knowledge (Wandersee et al., 1994). To understand the
difficulties in restructuring students’ conceptions, researchers have examined other dimensions of
learning including ontological, affective or motivational, and sociocultural dimensions (Chi,
1992; Duit & Treagust, 2003; Pintrich, Marx, & Boyle, 1993; Tyson et al., 1997; Vosniadou,
1994). Among these additional dimensions, this work focuses on the ontological dimension.
The ontological dimension concerns the nature of conceptions, focusing on how students
perceive reality. In this dimension, conceptual restructuring involves helping students see reality
in different ways. Thagard (1992) claimed that concepts are organized into a conceptual structure
consisting of kind-relations and part-relations. According to his theory, conceptual change occurs
in various degrees including adding new instances, adding new relations, adding new concepts,
collapsing distinctions, and reorganizing hierarchies. An example of adding a new instance is
when a child adds a pet dog to his concept of animal. Examples of adding new relations are when
the concept of water changes from one element to molecules made up of hydrogen and oxygen
(part-relation) and inclusion of insect as a kind of animal (kind-relation). An example of adding a
new concept is when electromagnetism is added to electricity and magnetism. In the history of
science, collapsing a distinction happened when Darwin reduced the distinction between species
and varieties and when Newton abandoned the Aristotelian distinction of natural and unnatural
motions. Reorganizing hierarchies happened when Copernican theory reclassified the Earth as a
kind of planet instead of the center of the universe (Thagard, 1992).
Among the various ways one can experience conceptual change, changing the hierarchical
structure through collapsing or reorganizing relations requires a high degree of rethinking because
it changes the ontological nature of concepts. According to Chi (1992), a conceptual change that
occurs within an ontological category is relatively easy. However, a conceptual change across
ontological categories is what causes difficulty because it necessitates a more fundamental change
in thinking. Chi et al. (1994) suggested three major ontological categories: matter; process
(procedures, event, interactions); and mental states (emotions, intentions). Conceptual change
within the same ontological category requires addition or subtraction of certain properties of a
concept while keeping the same ontological identity, but conceptual change across ontological
categories requires assigning the concept to a new category that has completely different traits. For
example, students may perceive heat as matter like hotness and coldness that can be possessed and
released (Driver, Squires et al., 1994). Students who undergo a conceptual change must change
their understanding of heat from a thing (matter category) to a flowing body or to kinetic energy of
molecules (process category). In another instance, students may perceive that animals grow
because they want to (mental states category) as opposed to a physiological process (Carey, 1985,
cited by Chi et al., 1994). Venville and Treagust (1998) also provided an example of ontological
change of the concept of gene. The students in their study reconceptualized their notion of genes as
‘‘matter’’ to be passed from parents to offspring into a biochemical ‘‘process.’’
Conceptual restructuring across ontological categories requires one distinct instructional
step: teaching about different attributes of concepts in the ontological dimension (Chi et al., 1994;
Thagard, 1992). Without recognizing differences between students’ conceptions and scientific
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conceptions in the ontological dimension, instructional processes will be impoverished (Chi,
1992). Therefore, teachers need to understand the nature of concepts held by their students and the
nature of concepts to be taught. Driver, Asoko, Leach, Mortimer, and Scott (1994) have provided
an example of classroom teaching in which a teacher tries to change the ontological nature of
students’ conception of light. In the example, the teacher challenges students’ existing view of
light as a source or an effect ‘‘by asking where the sunlight comes from’’ (p. 9), demonstrating
traveling light, discussing the observation with students, and introducing the scientific
representation of light. During the activity, the teacher keeps trying to introduce students ‘‘to
the scientific way of seeing’’ [italics in original] (p. 10), and to shift the ontological nature of
student conceptions of light to an entity that travels in straight lines.
Conceptual Change Pedagogy and Teacher Education
Although there has been a plethora of research on conceptual change in science education,
little research has examined teachers’ learning or use of conceptual change pedagogy in the
classroom. During professional development on conceptual change in science, Osborne and
Freyberg (1985) found that teachers readily recognized students’ prior ideas with which they had
come into the science classroom, but the teachers did not appreciate the tenacity of students’ ideas
or the strong impact of students’ prior ideas on learning. Therefore, the teachers did not plan
lessons to utilize students’ conceptions and ways of thinking. Similarly, Akerson et al. (2000)
found that the experienced elementary teachers in their study were knowledgeable about students’
naive ideas but did not explicitly address them in teaching. These studies and others (Morrison &
Lederman, 2003; Piquette & Heikkinen, 2005) imply that teachers might recognize students’
naive ideas rather easily even if they have only marginal teaching experience, but they need
professional development to be able to implement purposeful instructions built on students’
cognitive resources. Teachers should be able to develop the pedagogical knowledge and skills
necessary to design instructional experiences for students’ learning through conceptual change
processes. Teacher educators should then assist teachers in learning conceptual change pedagogy.
Therefore, understanding the ways in which teachers interpret conceptual change pedagogy and
put it into practice is a significant step for teacher education in conceptual learning.
Methods
Participants
A total of 14 in-service elementary teachers (11 white women, 1 Hispanic woman, 1 African
American man, and 1 Asian American man) participated in this study. All teachers were enrolled in a
course taught by the researcher as a part of the master’s degree in curriculum and instruction. The
degree program was designed for in-service teachers and focused on professional development.
Most of the teachers were enrolled in the program for a pay-raise or to renew their teaching certificate
rather than for purposes of academic pursuit. Three of the teachers had more than 5 years of teaching
experience, whereas the others were first- or second-year teachers (Table 1).
The teachers in this study conducted action research (Mills, 2006) projects in which they
examined their own students’ conceptual learning in a systemic way. The details of the projects
and their effects on the teachers’ professional development have been examined in a separate
investigation (Kang, 2007). Before the teachers started the projects, they were introduced to the
theoretical background of conceptual change pedagogy through reading and discussion on
research in science education (Driver, Squires et al., 1994; Osborne & Freyberg, 1985; Shapiro,
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1994; White, 1988, 1994). Instead of using specialized terminologies, the teachers were introduc-
ed to the epistemological dimension of learning in terms of how students learn and the ontological
dimension in terms of the differences between questions of what and why/how in scientific and
student conceptions. The teachers then started 8-week-long action research projects. They had a
common goal of identifying students’ prior ideas and developing students’ conceptual
understanding through purposeful instruction. The teachers completed a series of tasks including
developing probing tools (White & Gunstone, 1992), identifying students’ prior ideas, planning
lessons (Driver & Scott 1996; Fensham, Gunstone, & White, 1994; Osborne & Freyberg, 1985;
Osborne & Wittrock, 1983; Wittrock, 1994), implementing the lessons, and assessing students’
conceptual learning throughout their instruction (White & Gunstone, 1992).
The teachers shared each task on a weekly basis in the form of discussion and microteaching.
During the process, the teachers’ understanding of the concepts was challenged by their colleagues
and the researcher. For example, several teachers taught states of matter. When we shared lesson
plans, one teacher raised a question as towhether metals could turn into a gaseous state in response to
a teacher’s claim that ‘‘All matters in one state can be changed into either of the other two states’’
(course discussion note). Through an extended discussion and web search for boiling points of
several metals and the freezing point of helium, the teachers obtained a better understanding of the
concept. In this way, the teachers’subject matter knowledge was discussed in a safe environment and
increased to some degree (Shymansky, Woodworth, Norman, Dunkhase, Matthews, & Liu, 1993).
To help teachers address students’ ideas during instruction, I asked the teachers to indicate explicitly
where in their lesson plans and implementations they had addressed their students’ prior ideas both
in writing lesson plans and course discussions on lesson implementation. During the discussions, the
notion of discrepant events and utilization of students’ scientific ideas and thinking skills as
resources for teaching were highlighted to broaden the teachers’ perspectives.
Data Collection and Analysis
The main data sources for this study were the teachers’ reports on their students’ prior ideas
about their target concepts (SI), lesson plans with justification (LP), video-recorded teaching
Table 1
Teacher profile (pseudonyms)
Name Years of Teaching Teaching GradeTopic (Teaching Hours on Topic:Number of 50-minute Periods)
Kendra 10 K Constellation and solar system (8)Merrill 12 K Rain formation (5)Angela 1 1 Changes in states of matter (8)Jake 1 1 Storms (5)Morgan 1 1 Cloud shapes and formation (7)Sarah 1 1 Weather (5)Cleva 1 2 Solar system (6)Ella 1 2 Gravity (5)Melba 1 2 Magnets and compass (5)May 1 2 Three states of matter (6)Kayla 6 3 Changes in states of matter (5)Naraa 2 4 Buoyancy and density (4)Joyce 1 5 Types and formation of volcano (8)Tyrel 1 5 Land formation (5)
aTeaching fourth grade for the first time.
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episodes (VT), and final reports on their data analyses and conclusions (FR). Student data were
collected such as pre- and post-assessment results and student artifacts from performance
assessment (SA). However, data on student achievement served only for triangulation purposes
because the focus of this study was not to examine the effect of the teachers’ teaching on students’
conceptual learning but rather to examine teachers’ understanding of student learning in two
dimensions of conceptual change. For example, teachers’ interpretations of students’ prior ideas
were collected through the teachers’ reports. The accuracy and inclusiveness of their reports were
examined by looking at student assessment results. In general, teachers provided fairly
comprehensive and accurate descriptions of students’ ideas. However, over-generalized or
simplified statements based on few salient aspects were noted in some cases. This tendency was
considered be an indication of the ways the teachers understood student learning.
In addition, the teachers’ essays on their learning and teaching histories (HIS), researcher
notes on course discussions (CD), and final learning reflections (LR) provided information on their
backgrounds as presented in the next subsection.
The content analysis method, in conjunction with the constant comparison method (Miles &
Huberman, 1994; Patton, 2001), was used for data analysis. Kinchin’s (2000) categories of
epistemological positions were used for the analysis of the teachers’ epistemological
understanding, whereas Thagard’s (1992) degrees of conceptual change and Chi et al.’s (1994)
ontological categories were used for the analysis of the teachers’ ontological understanding. Each
individual teacher’s data profile was composed as data were collected from each data source. Data
from each individual profile were coded by idea units, which ranged from a single phrase to several
sentences. These codes were then categorized into two groups: epistemological and ontological
understandings. Within each of these categories, the participants’ commonalities and differences
were identified for further analysis. As a result, the teachers with common patterns in their
understanding of conceptual change learning and teaching were grouped together. Table 2
demonstrates examples of codes for the teachers’ epistemological understanding.
As shown in Table 2, the teachers’ emphases on repetition of scientific concepts (first example
of Morgan’s statement) and separation of students’ prior knowledge from content to be taught
(second example of Morgan’s statement) were considered to indicate a positivist perspective on
learning. In contrast, an emphasis on countering students’ prior ideas with no indication of
utilizing what students already knew was considered to indicate a misconceptions view (Ella’s and
Kendra’s statements). Finally, any indications of considering students’ thinking processes (e.g.,
‘‘[students] explain,’’ ‘‘reasoning,’’ and ‘‘thought process’’) involved in students’ prior knowledge
and classroom learning were considered to indicate a systems view.
Most data on teachers’ ontological understanding consists of their interpretations of students’
prior ideas, their instructional goals for students’ learning, and analyses of learning outcomes.
Whether teachers recognized the process nature of concepts or whether they attempted to change
or reconstruct the ontological nature of students’ prior conceptions was continually asked during
data coding. For example, two teachers commonly found that students provided names of objects
when asked about definitions of states of matter. One teacher attempted to broaden her students’
conceptions of states of matter in terms of knowing more examples (within the same conceptual
structure), whereas the other teacher attempted to deepen her students’ conceptions in terms of
teaching the possibilities of changes of states (changing conceptual structure).
Context of the Study
The teachers in this study came to the course with little science learning experience and
expressed their feelings of disconnection from science. Prior to the course, all teachers had only
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one elementary science teaching methods course in their undergraduate program, and their
science content background ranged from two to three college-level basic science courses. None of
the more experienced teachers mentioned any exposure to professional development courses for
science education. Cleva’s reflection represented the general feeling of the teachers about science
teaching: ‘‘Prior to taking this class, teaching science scared me. I was terrified at the thought of
teaching a subject I abhorred as a child. In all honesty, I even feared taking this class’’ (LR).
On the basis of the lack of experience in science and science education and the low
emotional attachment to science, a naive view of science learning and teaching was expected.
At the beginning, all the teachers professed that they were unfamiliar with terms such as
‘‘misconceptions’’ or ‘‘alternative conceptions’’ (CD). This suggested that they had not been
formally introduced to conceptual change theory. Even with the lack of familiarity with the formal
language, the few experienced teachers mentioned some of students’ naive ideas that they came
across during the past teaching years.
Although the teachers were introduced to various probing methods (Driver & Scott, 1996;
Osborne & Freyberg, 1985; White & Gunstone, 1992) they used a limited number of initial
probing methods. The most popular method was the K-W-L (Ogle, 1986) in which teachers asked
students what they knew about the topic to be taught (K) and what they wanted to learn about the
topic at the beginning of a unit (W), and then asked students about what they had learned at the end
(L). A total of 9 of the 14 teachers used the method in the form of whole-class interview. The main
reasons for the popularity of the K-W-L included confidence in using the method, ease in
Table 2
Exemplary statements coded as instances of epistemological understanding along with evidentiary words
italicized
Categories Examples
Positivist view I feel much of my success stemmed from the repetition of the concept that waspresented to the children. (Morgan, FR)
[Identifying students’ prior ideas] is important so the teacher is not teachingwhat the students already know. (Morgan, FR)
Misconceptions view [During demonstration] I asked the students what would happen if I let go ofthe string . . . it allowed students to see that not only does gravity pull downto the ground, but it also keeps the moon in place. (Ella, FR)
I then introduced a discrepant event by. . . . I was very pleased to seehow many of my children were able to change their misconceptions.(Kendra, FR)
Systems view I continued probing by asking for explanations of their answers (Angela, SI)[Students] were brought to the front of the classroom and explained what
liquids they brought from home and why it was a liquid. (Angela, FR)After my lessons were implemented, students described a liquid as something
that can be ‘‘poured,’’ something that. . . ‘‘moves all around’’ when youshake it. (Angela, FR)
As each lesson progressed the students became more and more engaged in thethought process. (Cleva, FR)
I feel a majority of my students are very independent thinkers and learners.(Nara, FR)
I am seen as the questioner, and not the answerer. (Nara, FR)I would like to see a majority of my students take it upon themselves to do
research. (Nara, FR)Many students didn’t pay much attention to causal reasoning. (Sarah, SI)Some students have perceptually dominated thinking. (Sarah, SI)
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implementing the method because students did not need to write things down themselves, and the
practicality in probing an individual student’s ideas given the many students in the class (CD). The
other probing methods used included interview, word association, drawing, and POE (prediction–
observation–explanation). Melba used interviews because she had an additional teacher who co-
taught the class. She conducted informal pre- and post-interviews and took notes of individual
students’ responses verbatim. However, the depth of the interview data was similar to that of
K-W-L data due to its brief nature.
Trustworthiness
Trustworthiness is judged by two criteria: conformity to standards for research practice and
ethical sensitivity to the politics of the topic and setting (Rossman & Rallis, 1998, pp. 43–54).
I was a participant observer who guided the teachers’ action research. Therefore, the impact of my
presence was expected or even desired. However, it was critical that the teachers developed an
agreement that teaching for conceptual learning was important and worth trying so that teacher
learning became authentic to their needs rather than simply meeting the course requirement.
Therefore, an extensive discussion on the conceptual change research was employed before the
teachers started action research and continued throughout their action research. Moreover, a safe
environment was created in which the teachers could talk freely about their negative as well as
positive feelings (see Kang [2007] for details).
Due to the impact of the researcher on teacher learning, triangulation of data from multiple
sources was critical. To distinguish the teachers’ meanings from those promoted in the course,
only consistent and repeated patterns or themes emerging from various data sources were included
in each teacher’s profile. For example, many teachers included discrepant events in their lesson
plans as a way to foster students’ conceptual learning. However, the teachers’ ways of using
discrepant events, evidenced in course discussions, video-recorded teaching episodes, or final
reflections, were not always intended to confront students’ ideas; some were mere demonstrations
of phenomena. In such cases, the teacher’s interpretation of ‘‘discrepant event’’ was carefully
analyzed across various data sources in the search for a consistent meaning.
All the tasks completed by the teachers were discussed in class. Therefore, course discussions
served as member checks in which participants had opportunities to elaborate and clarify their
written reports, and my interpretations of the meanings teachers presented in writing or actions
were cross-examined.
Findings
As described previously, the teachers in this study were formally introduced to the conceptual
change pedagogy for the first time. Therefore, the findings reported herein originated from their early
understandings of conceptual change pedagogy as they were becoming familiar with the notion and
utilizing their initial understandings in teaching. Therefore, potential for further growth in their
understanding should be expected. In addition, the teachers were asked to implement conceptual
change pedagogy through a series of tasks. Therefore, the teachers’ understanding described in this
report is a part of their thoughts and actions activated by the tasks (Schoenfeld, 1998).
Preface
At the end of the course, all teachers pointed out the importance of teachers’ knowledge of
students’ prior ideas by stating that the idea of probing students’ prior knowledge before planning
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lessons on relevant concepts was the most important learning outcome for them (CD). For
example, Melba used a metaphor of a teacher as a doctor who had ‘‘to know what [was] ailing a
patient before he [knew] what to give him or her’’ (FR). Within the common emphasis on teacher
knowledge of students’ prior ideas and its usefulness in teaching, the teachers expressed different
ways of using their knowledge of students’ prior ideas as the following two excerpts illustrate:
I think all science units can benefit from an inquiry as to the students’ ideas about the
subject matter. This is important not just so the teacher is not teaching what the students
already know, but also so the teacher can directly attack and question the misconceptions
and prove them incorrect to the students. (Morgan, FR)
The idea of letting my students’ previous knowledge guide my science instruction was a
new concept to me. . .. By building upon my students’ knowledge, and challenging their
misconceptions, they are far more likely to learn and develop sound science concepts.
(Nara, FR)
The teachers believed that they could use their knowledge of students’ prior ideas to avoid
repeating things that their students already knew, to confront students’ misconceptions, and to
assist students in constructing new knowledge.
The teachers’ different emphases on ways to use their knowledge of students’ prior ideas
demonstrated the teachers’ various understandings of conceptual learning as described in what
follows. In the next subsections, different patterns of subgroups of teachers’ understanding of
conceptual learning are reported. To illustrate typical patterns, specific cases are presented. The
depth of the descriptions of the cases is limited to the extent that they represent the patterns
common to other teachers within subgroups.
Epistemological Dimension
Kinchin’s (2000) three categories of epistemological position were found to be useful in
understanding the teachers’ different ways of adopting conceptual change teaching. The teachers
demonstrated some of the characteristics of each position in various contexts as they were learning
together about the conceptual change pedagogy. However, subgroups of teachers emphasized
certain beliefs and actions characteristic of Kinchin’s categories as they analyzed students’ ideas,
planned lessons, and implemented the lessons. Therefore, the teachers were grouped according to
their relatively different emphases on teaching for conceptual learning. The indicators of the
teachers’ epistemological positions included whether they believed in the strong impact of
students’ prior ideas on their learning (misconceptions view or systems view), whether they
acknowledged students’ cognitive thinking capabilities in constructing meanings (systems view),
whether they tried to confront students’ alternative ideas (misconceptions view or systems view)
or did not address students’ prior ideas in class (positivist view), whether they built upon students’
prior ideas that were consistent with scientific ones (systems view), and whether they provided
students with opportunities to compare different ideas as competing theories (systems view). Data
of six teachers (Jake, Kayla, Melba, Merrill, Morgan, and Tyrel) indicated epistemological
positions close to a positivist view, data of four teachers (Ella, Joyce, Kendra, and May) indicated a
misconceptions view, and data of four teachers (Angela, Cleva, Nara, and Sarah) indicated a
systems view.
Positivist view group. The teachers in this group presented scientific knowledge as given facts
instead of relating to students’ ideas or engaging students cognitively in discussion. Although they
identified students’ prior ideas they neither provided students with opportunities to reflect on their
alternative ideas in comparison with scientific ideas nor utilized students’ scientifically sound
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ideas or cognitive capabilities during instruction. Rather, they focused on presentation and
reinforcement of scientific ideas just as Morgan succinctly claimed: ‘‘I feel that much of my
success stemmed from the repetition of the concepts that was presented to the children’’ (FR).
When analyzing students’ prior ideas, the teachers in this group focused on what students did
not know while students’ scientifically sound ideas were not explicitly recognized in planning and
teaching lessons. For example, Melba asked students how magnets work. All but one of the
students’ responses referred to the attractive force of magnetism, using terms such as ‘‘stick to,’’
‘‘pull,’’ ‘‘grab,’’ ‘‘picks up,’’ ‘‘attract,’’ and ‘‘hold.’’ Only one student answered ‘‘I don’t know’’
(initial interview data). In addition, 35% of the students mentioned refrigerator magnets and 24%
mentioned magnets’ attracting metals. This was interpreted by Melba as ‘‘The majority of the
students had no knowledge [italics added] that magnets could be used other than holding paper to
the refrigerator. . .. Many believed that all metals stuck to magnets’’ (SI). Similarly, the other
teachers in this group highlighted missing knowledge when they identified students’ prior
knowledge (Table 3). A student’s response of ‘‘I don’t know’’ was accepted literally without
further examination, and scientifically sound ideas were not explicitly noted in the analyses.
The teachers’ emphasis on missing elements in students’ knowledge was consistent with their
teaching approaches in which they adopted various ways to explain and illustrate scientific ideas
without appropriation of students’ cognitive resources. For example, Melba provided students
with opportunities to explore magnetic force. She could have encouraged students to explore
repulsive force as well as attractive force. However, the exploration stopped short of expanding
students’ ideas to magnetic force or magnetic field. Instead, exploration only played the role of
introduction to the topic and remained as mere observation that was never revisited in the unit.
Subsequent lessons were planned to fill the gap of students’ knowledge. Melba devoted a week to
teaching about the Earth’s magnetism and helping students make a compass to introduce them to
the use of magnets other than refrigerator magnets (LP). In her video-recorded lessons, students
were not invited to contribute to class discussion. Instead, Melba dominated the discussion and
allowed only a very short wait-time for student responses (VT). This was consistent with her focus
on gaps in student knowledge. At the end of the unit, in response to the question of how a magnet
works, 25% of students demonstrated growth in their answers from their initial ideas by
appropriating the ideas presented during the unit. Exemplary responses included: ‘‘Magnet has a
north pole and a south pole and it attracts to iron, some metals it attracts to. North and north do not
attract. North pole and south pole attract.’’ ‘‘If you put two north sides together they won’t stick,
but if you put a north and a south together they will stick.’’ These answers demonstrated a coherent
understanding of magnetic force, which was different from their initial ideas. On the other hand,
37% of students mentioned new ideas taught during the unit but did not completely integrate them
into their conceptions: ‘‘A magnet has stuff in it that can attract metal. . .. The Earth is like a giant
magnet.’’ ‘‘They don’t stick to all metals. They don’t stick to copper or aluminum.’’ Although
these answers included ideas taught during the unit, the students did not integrate them into a
coherent framework; instead, they briefly mentioned one or two pieces of information in addition
to their initial answers. The other students repeated the same ideas that they presented in the
beginning (final interview data). Upon analysis of students’ final ideas, Melba concluded, ‘‘My
students did not have misconceptions about north and south poles because they had no [prior]
exposure to this content area. The changes in my students’ conceptions were based mainly on the
fact that they learned something new about magnets’’ (FR). Consistent with her analysis of
students’ prior ideas that focused on gaps in student knowledge, she attributed student learning to
accretion of new ideas to existing ones in her final analysis.
Similarly, the other members of this group did not invite students’ ideas during instruction. They
focused on presenting scientific ideas and reinforcing them through various activities. In other
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Table 3
Teachers’ understanding of conceptual learning in epistemological dimension
Interpretation of Students’ Ideas Teaching Method
Positivist viewJake Students need to know different
components of storm and safetyprocedures.
Explaining water cycle, rain, lightning,thunder, and wind in relation todifferent forms of storms and safetythrough book-reading, role-play, anddrawing.
Kayla Most students do not know changesin states of matter.
Explaining states of matter and changesof state in water through book-reading,worksheets, and observations of ice.
Melba Many believed that all metals stuckto magnet; students do not knowmagnets are used in variousways.
Explaining the Earth’s magnetismthrough book-reading and making acompass.
Merrill Students do not know how rainforms in terms of water cycle.
Explaining water cycle throughbook-reading, role-play of water cycle,and demonstration of rain formationsimulation using boiling water.
Morgan Most students do not know water asa component of cloud.
Describing various forms of cloudsthrough book-reading, simulation ofcloud formation using hot water,drawing clouds, simulation of amoving cloud using water and shavingcream, writing cloud poems, and cloudJeopardy.
Tyrel Students do not know howmountains form.
Explaining erosion and depositionthrough simulations using a streamtable, schoolyard field-trip, andexperiment of slope effect on erosionand deposition.
Misconceptions viewElla Students believe that heavy things
fall faster than lighter ones.Demonstration of dropping balls of
different mass using the prediction–observation–explanation method.
Joyce Students believe that all volcanoesare cone-shaped and eruptviolently.
Explaining how different shapes ofvolcanoes are formed bydemonstration of two types of lavaflow, density simulation, andconvection current.
Kendra Students believe that constellation isa real shape in the sky.
Engaging students in various activitiesusing the analogy of the constellationto a dot-to-dot picture.
May Students believe that gasoline isgas; all liquids are drinks.
Engaging students in activities in whichthey identify states of variousexamples.
Systems viewAngela Students had scientific but limited
concepts and difficulties inunderstanding gas state andchanges in states.
Engaging students in class discussionusing student investigations anddemonstration of boiling water andreflection discussion.
(Continued )
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words, they did not involve students in evaluating their prior ideas in relation to scientific ones nor
did they utilize students’ cognitive resources. Therefore, their lessons were not closely connected to
students’ prior ideas. The teachers in this group probed students’ prior ideas only to find out students’
lack of knowledge and attributed the students’ learning to repeated exposure to new ideas.
Misconceptions view group. The teachers in this group focused on students’ misconceptions
and tried to confront them through purposefully planned lessons. They demonstrated a simplistic
view of conceptual change teaching in which confrontation of students’ alternative ideas with
presentations of counter-examples was considered effective. They used counter-examples to
justify scientific ideas and to replace students’ misconceptions with scientific concepts. The
teachers also emphasized that students’ misconceptions were difficult to expel.
May’s case represented the group’s typical patterns in their understanding and utilization of
conceptual change teaching. She taught a unit on states of matter to second graders. She identified
students’ prior ideas using the K-W-L method. Each individual student’s profile of K-W-L
was recorded and used in her action research. Her students demonstrated various levels of
understanding about states of matter, which included scientifically sound examples and alternative
ideas. For example, in response to her question about what a solid is and how they knew it, students
answered: ‘‘It’s hard like ice.’’ ‘‘Rock is a solid because it didn’t break when I threw it.’’ ‘‘[A] door
is a solid. It’s hard.’’ To her question about what a liquid is and how they knew it, students
answered: ‘‘Water [is a liquid]. You can put your hands through it and it keeps the same shape.’’
‘‘Milk is a liquid. I don’t know why.’’ ‘‘Gatorade is a liquid. You can drink it.’’ To her question
about what a gas is and how they knew it students answered: ‘‘Gasoline is [a] gas because you have
to go to the gas station.’’ ‘‘Soda is a gas because you shake it and open it, the gas [will be] all over
the place.’’ ‘‘Helium is [a] gas. You blow up a balloon and let it out’’ (K-W-L chart).
In her student ideas report and lesson plans, May recognized and highlighted students’
difficulties in differentiating the everyday term ‘‘gas,’’ referring to gasoline, from the scientific
term ‘‘gas,’’ which refers to the gaseous state (SI and LP). This issue of language in science
learning was discussed in the course through reading and discussing studies by Driver, Guesne,
and Tiberghien (1985) and Shapiro (1994, pp. 33–44). May explicitly referred to these chapters
when she discussed the students’ ideas (CD and LP). She also noted, ‘‘Not all liquids are
drinkable,’’ in her analysis of students’ direct connection between liquids and drinks (SI).
However, she ignored students’ ideas as a potential resource for teaching. She could have utilized
Table 3
(Continued)
Interpretation of Students’ Ideas Teaching Method
Cleva Students believed that the Sunmoved around the Earth and wereconfused about causes of day andnight.
Challenging students’ geocentric view byposing a problem about relative motionand engaging students in reflection oninitial ideas to ask them to modify firstday drawing of the Earth and the Sun.
Nara Students believed that light thingsfloat and heavy things sink.Students believed that air withinan object affects sinking andfloating.
Engaging students in problem-solvingas to why watermelon floats andsupporting their learning by providingdemonstrations of density of solidsand liquids using the prediction–observation–explanation method.
Sarah Students did not connect weather toother phenomena; students haddifficulties in causal reasoning.
Engaging students in various observationsof weather effects and developing aweather forecast.
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students’ examples of objects in different states and ideas about the properties of the objects in
order to construct the abstract concept of states of matter with her students. The possibility of
drawing general properties of states from students’ prior ideas that were scientifically sound but
fragmented (cognitive resources) was neither recognized nor utilized. This limited focus on
student misconceptions was evident even when the teachers had opportunities to discuss explicitly
the use of students’ cognitive resources during the course.
May planned a series of lessons in which each day she described characteristics of each state
of matter directly to the students, read parts of a trade book about each state, and asked questions
regarding the content. She then gave students worksheets that required them to identify states of
matter in pictures. After 3 days of lessons on the three states of matter, the students had a 2-day
collage activity in which they worked in groups to cut examples of the three states from magazines,
grouped them, and presented them to their peers (SA). To address the students’ alternative ideas
that May recognized, she repeatedly mentioned that gasoline was a liquid and provided students
with examples of liquids that were dangerous for them to drink (VT and FR). However, her
confrontation of students’ alternative ideas stopped short of evaluating different ideas with her
students. She could have provided students with opportunities to discuss how language was used
differently in science compared with everyday contexts by utilizing additional examples that were
familiar to the students. Throughout her unit plans, however, May only emphasized repeated
presentation of scientific ideas rather than opportunities for students to reflect on their alternative
ideas or utilizing their scientific ideas.
During her instruction, May guided the students to ‘‘right examples’’ for each state (VT and
CD). According to May, all of the lessons were designed to ‘‘change students’ misconceptions’’
and, in particular, ‘‘to convince them that gasoline is not gas’’ (FR). May seemed to believe that
repeated presentation of the right examples could help students develop scientific ideas. Her final
assessment included showing students pictures of various objects, such as a photograph of a
gasoline tank, and asking them to write down the states of these examples (SA). Of the 20 students,
4 students wrote gas in the picture of a gasoline tank (SA). May finally concluded:
For those students that changed their misconception about gasoline, it was the explanation of
the two words and how they related to the states of matter. . . . I believe that my teaching
methods are successful for conceptual change. I did have several success stories with my
students. Research states that in some cases no matter what you do to change a person’s
misconceptions they will hold on to what they believe because it is part of who they are. (FR).
Instead of questioning her rather simplistic approach to confronting students’ alternative
ideas, May accepted the tenacity of students’ alternative ideas and stopped further searching for
alternative teaching methods.
Similarly, the other members of this group confronted students’ alternative ideas in a naive
way in which mere presentation of counter-evidence was considered to be an effective approach.
There were no explicit opportunities for students to compare students’ ideas with counter-
evidence. It was assumed that students would evaluate evidence when presented to them without
any explicit instruction. Therefore, the ways of teaching adopted by the teachers in this group were
not radically different from those of the positivist group except that the teachers recognized
alternative conceptions and purposefully presented counter-evidence. Neither group explicitly
involved students in evaluating their prior ideas in relation to scientific ones nor did they utilize
students’ cognitive resources. The teachers in this group probed students’ prior ideas only to find
out students’ non-scientific ideas so that they could confront them during lessons, whereas the
positivist view group focused instruction on students’ lack of knowledge to fill the knowledge gap.
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Systems view group. The teachers in this group emphasized students’ thinking processes and
paid more attention to what students knew. They expected their students to progress from
scientifically sound but naive ideas to scientific ones through a series of thought-provoking
activities. Most of all, they engaged students in thinking processes in which students’ ideas were
discussed along with scientific ideas.
Angela’s case provides an example. She taught states of matter to first graders. Angela
identified students’ prior ideas about states of matter using the K-W-L method. Her students
provided some scientifically sound examples of the three states, but were also confused about gas
just like May’s students. For example, students responded to a question about what comes to mind
when they heard the word liquid: ‘‘A liquid is fuel’’; ‘‘Liquid is water’’; and ‘‘A liquid washes
hands clean.’’ In response to what a solid is, students responded: ‘‘The ground’’; ‘‘Cement’’; and
‘‘A hard rock.’’ When Angela asked whether the whiteboard in the classroom was a solid, students
responded negatively for various reasons: ‘‘It is white’’; ‘‘It is plastic’’; and ‘‘It feels soft.’’ In
response to what a gas is, students answered: ‘‘It can make fire’’; ‘‘When you run out [of it] your car
stops’’; and ‘‘Gas is like smoke’’ (K-W-L chart). In her analysis of students’ ideas, Angela
recognized students’ scientifically sound ideas as well as difficulties in understanding of concepts:
The basic misconception of a liquid was that it was only gasoline for your car, or soap.
Most of the children made this association with the word liquid, so I knew that I had to
expand on that and show them that those answers were correct [italics added], but that
many other things were liquids. . . . The students knew that solid things were hard like
rocks or cement, but could not grasp how water might become hard or solid. . . . They also
knew that solids can’t be poured out of a bottle. . . . (SI)
Angela paid attention to both scientific ideas and misconceptions, and focused on students’
thinking patterns. In her analysis of students’ prior ideas, she noted that students’ examples of liquid,
solid, and gas were mostly correct but limited because ‘‘they were not able to describe states of
matter as general properties’’ and ‘‘[they] did not recognize the possibility of changes of state’’ (SI).
Angela planned lessons to expand students’ scientific ideas by expecting them to be able to
understand states of matter as properties that can be changed in certain conditions (LP). She
decided to teach about liquid first ‘‘because [she] found students knew about liquid the most’’
(LP). Students demonstrated more extensive knowledge about liquid than other states in terms of
examples of liquids and descriptions of the characteristics of the liquid state (K-W-L chart).
Angela started with a student’s example of water as liquid. She asked students why water was a
liquid and received responses such as ‘‘It moves around’’ and ‘‘It is a drink.’’ She recorded these
responses on the board (VT). At the same time, she set up an evaporation observation at the corner
of the classroom as a long-term project to use later to address changes of state from liquid to gas.
Students started creating a science journal entitled ‘‘Water,’’ in which they drew observations of
water in different states each day (SA). She then provided students with bottles of various liquids
and explained the properties of the liquid state by appropriating the students’ ideas recorded on the
board (VT). She asked students to find similarities to determine why they were all liquids. At the
end of the lesson, students were provided with an empty bottle and asked to fill it with any type of
liquid from home. This homework became the beginning of the next day’s lesson on solids. As
most of the students brought water, she showed a frozen bottle of water and discussed the
differences between the two states and changes of state by asking students to compare the two
bottles. Students drew liquid water on the first page of their journals with a title, ‘‘Water is a liquid’’
(SA). Then, students drew frozen water on the second page with a title, ‘‘Water is a solid’’ (SA).
The next day, the students watched a movie on the solid state of matter and discussed the
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comparison of the two bottles in relation to the content of the movie. For three days, students had
been checking changes in the water level by evaporation. Angela used inhaling and exhaling of air
to explain the gaseous state. Each student was given ice to observe the changes of state (LP). Next,
Angela demonstrated boiling water to show a change from liquid into gas and discussed the long-
term observation of evaporation. Finally, students drew boiling water on the third page of their
journals with the title ‘‘Water is a gas’’ (SA). Students presented their water books in class. Final
assessment included science journals, a revisit to the K-W-L chart to complete the ‘‘L’’ part of the
chart, and a written test in which students put the letters ‘‘L,’’ ‘‘G,’’ or ‘‘S’’ beside the pictures to
indicate states and cut and sorted pictures into three groups of different states. Of the 29 students,
2 failed to sort the pictures completely, 5 missed one or two categories in the sorting task, and
22 (78%) answered all correctly (SA). In addition, the students in Angela’s class were asked to
reflect on whether they had changed their ideas during the final assessment (LP). Thus, students
were able to evaluate their own learning.
Similarly, the other teachers of the systems view group paid attention to students’ thinking
patterns and engaged their ideas and thinking processes during class discussions. Cleva engaged
students in thinking by challenging them to prove that a car was in motion when it seemed as if
the scenery was moving (relative motion). This was done to challenge the students’ geocentric
view. Nara challenged students to explain how a heavy watermelon could float. Sarah provided
students with multiple opportunities to observe various weather phenomena and their effects on
other phenomena in order to encourage the students to connect them as causal relations
(Table 3). All these teachers’ video-recorded teaching practices demonstrated their invitation of
students’ ideas and student thinking to class discussion. Moreover, the teachers explicitly
emphasized reflective discussions in which they encouraged students to reflect on their initial
ideas in comparison to the ideas at the end of the unit lessons so that students were able to
compare different ideas as well as their growth in knowledge. Therefore, conceptual change was
not merely to replace misconceptions but also to guide students toward scientific thinking that
may result in scientific ideas.
The cases described so far exemplify the differences in teachers’ epistemological stances in
understanding and implementing conceptual change pedagogy. The teachers exhibiting a
positivist view did not take students’ prior ideas into consideration when they planned lessons, and
the main teaching method was presentation of scientific ideas to students in various ways. They
focused on accumulation of scientific ideas as a way of learning. The teachers exhibiting a
misconceptions view purposefully designed lessons to confront students’ prior ideas. The main
teaching method for conceptual change in this group was a presentation of counter-evidence.
These teachers seemed to have a simplistic view of learning in which conceptions were viewed as
needing to be replaced, and the mental process of replacement remained unaddressed. In contrast
to the teachers in the previous two groups, the teachers exhibiting a systems view encouraged
students to think differently by expanding their ideas. In planning lessons, they focused on
students’ scientific ideas and started their lessons from students’ scientifically sound ideas.
Moreover, lessons focused more on thinking processes than obtaining a body of scientific
information or replacement of misconceptions.
Ontological Dimension
The ontological dimension of learning addresses the ontological status of concepts—that is,
the nature of concepts. In this section, I present the extent to which the teachers recognized and/or
understood the ontological aspects of conceptual learning and utilized them in teaching.
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Chi et al.’s (1994) three ontological categories (matter, process, and mental state) and
Thagard’s (1992) view of conceptual change as changes in conceptual structures were used to
identify the teachers’ recognition of the ontological status of students’ conceptions. All teachers
reported that most of their students underwent conceptual changes as a result of their teaching. Out
of 14 teachers, 6 teachers’ (Ella, Jake, Joyce, May, Melba, and Morgan) reports on student learning
and student artifacts demonstrated students’ conceptual learning within the same ontological
status. The other 8 teachers’ (Angela, Cleva, Kayla, Kendra, Merrill, Nara, Sarah, and Tyrel)
reports and student artifacts demonstrated deep conceptual change, that is, changes in conceptual
structures and across ontological categories. The teachers’ probing methods, students’
preconceptions and their ontological categories, and students’ postinstruction conceptions and
their ontological categories are compared in what follows.
Conceptual change within ontological categories. Melba’s case provides an example of
the teachers whose students’ conceptual changes seemed limited to remaining within
ontological categories. Melba reported that her second-grade students were familiar with the
attractive forces of magnets in connection with a typical use of magnets on refrigerators but
lacked knowledge of other uses of magnets: ‘‘The majority of the students had no knowledge
that magnets could be used other than holding paper to the refrigerator. My students only knew
that magnets stuck to things’’ (SI). According to student interview data, her students’ concept
of magnetism was connected to specific objects such as a refrigerator magnet (matter
category) instead of the interactions involved in magnetism (process category). Melba’s unit
lessons included exploring how magnets work, becoming aware of the Earth’s magnetism,
making a compass, and making a refrigerator magnet. She believed that students should learn
about two poles of magnets and the repulsive force of magnetism (LP). During the course of
her teaching, however, Melba focused on students’ experiencing various uses of magnets, such
as in a compass and in toys. In so doing, her unit instruction fell short of achieving a higher
degree of conceptual change in which students’ understanding of magnets shifted from
fragmented information or the ontological category of matter (knowledge of different kinds
and uses of magnets) to structured knowledge or process category (knowledge of how
magnetism works). Later, she reflected that she could have focused more on the nature of
magnetic force than she did:
I believe that I did not consider the misconceptions of the students completely. . .. I started
out that way with lesson one but then lost course. . .. [In my pretest] I asked students how a
magnet works. . .. I should have inquired about the strength of magnets and what magnets
are attracted to. (FR)
During microteaching, Melba demonstrated an appropriate understanding of magnetic force,
magnetic field, and the Earth’s magnetism (CD), although she did not teach magnetic force and
field in her classroom. She also constructed a concept map as a way to plan her lessons, which
demonstrated her knowledge of magnetism (LP). However, as she reflected on her teaching at the
end of the project, she spent more time on the Earth’s magnetism and making a compass because
she found students were struggling with the concept and they spent more time on making a
compass than she expected (FR). Thus, Melba added new instances of using magnetism to her
students’ conceptual structure, such as a compass in relation to the Earth’s magnetism and types of
metals magnets are attracted to, while the ontological nature of most of her students’ conceptions
stayed the same. As noted in the previous subsection, 25% of her students demonstrated an
organized concept of magnetism as a process involving force, whereas the others demonstrated
knowledge fragments (final interview data). As Melba’s reflection implied, more students may
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have demonstrated a deeper understanding of magnetism if she had focused more on magnetic
force and magnetic field to depict magnetism as an interactive process.
Instructions by other teachers in Melba’s group also resulted only in changes within
ontological categories. Only minor revisions of students’ conceptual structure were found in
students’ artifacts (Table 4).
According to these data, students’ prior ideas had the nature of case-specificity in which
students’ conceptions were based on specific cases rather than general concepts abstracted from
various experiences or the processes that caused the phenomena. The teachers in this group did not
explicitly address the limitations of students’ case-specific concepts when analyzing their ideas.
This implies the teachers’ lack of attention to or understanding of the ontological nature of
concepts. As a result, they enriched students’ ideas by providing students with more instances of
each phenomenon but stopped short of deepening students’ conceptions through developing
abstracted conceptual structures and understanding of underlying principles of the phenomena.
Conceptual change across ontological categories. Cleva’s case is an example of teachers who
focused on changing students’ ontological perspectives. To probe students’ ideas, she asked her
second-grade students to draw any movement of objects in space, including the Earth and the Sun,
and to draw or write why daytime and nighttime happened (see Kang & Howren [2004] for further
analysis of student data). Twelve of 17 students indicated that the Sun moved around the Earth by
arrows, circles, or written descriptions (SA). In her students’ drawings, Cleva recognized that
students needed the concept of ‘‘relative motion’’ to understand the limitations of their perception-
based idea of celestial motion and to understand causes of day and night (SI). During her unit
instruction she discussed students’ experience of relative motion such as looking out of the
window in a moving car (CD and LP). By relating students’ experience of relative motion to their
observation of the Sun in the sky, she aimed to overcome students’ perception-based
understanding so that they could understand the causes of day and night (FR). This was then
connected to students’ observation of the phases of the Moon in which students ‘‘never thought
about how it works’’ (SI). Cleva suspected that her students’ understanding of the Earth moving
Table 4
Teachers’ Ontological understanding of student conceptions: Teachers who taught for conceptual change
within ontological categories
Teacher(Probing Method)
Pre-Conceptions(Ontological Category)
Post-Conceptions(Ontological Category)
Ella (POE) Heavy or small things fall down first.(Matter).
All round objects fall down at thesame time because of gravity(Matter).
Jake (K-W-L) Storms are always related to dark cloud,thunder and lightning (Matter).
Various types of storms (Matter).
Joyce (essay test) All volcanoes are tall and cone shapedmountains and erupt all of a sudden(Matter).
Various types of volcanoes andtheir formation (Matter).
May (K-W-L) States as object specific attributes(Matter). Gas [gasoline] is gas.
Identification of states of variousinstances (Matter). Gas[gasoline] is liquid.
Melba (interview) Students knew a few instances of theuse of magnet (Matter).
Magnets are used in compassthrough the Earth’s magneticpoles (Matter).
Morgan (K-W-L) Few students mentioned water ascomponents of cloud (Matter).
Cloud is made of water. Varioustypes of clouds (Matter).
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around the Sun helped them to comprehend how the movement of the Earth and Moon causes the
moon phases (FR). At the end of the unit, Cleva asked her students to self-evaluate their initial
drawings as if they were teachers. All students who demonstrated a geocentric view changed their
drawings or commented on their initial drawings, such as ‘‘You think the Sun goes around the
Earth. You are wrong. The Earth goes around the Sun. That is called orbit. . .’’ (SA). Moreover,
most of the students described or drew phases of the Moon as caused by the movement of the Earth
and the Moon in relation to the Sun (SA). Therefore, students developed a process view of phases
of the Moon that depicted them as resulting from movement of the celestial bodies. In contrast to
the teachers in the previous group, Cleva focused on students’ perception-based thinking patterns,
which resulted in emphasizing the causes for day and night on the Earth and phases of the Moon.
Cleva could have emphasized presenting celestial motion and phases of the moon as facts by
asking ‘‘what’’ questions. Instead, she emphasized ‘‘how’’ or ‘‘why’’ in planning and teaching
the unit, which was consistent with focusing on shifting student conceptions’ ontological status
toward a more process view.
In Nara’s case, she found that her students conceptualized sinking and floating as matter-
specific properties (e.g., ‘‘Metals sink’’ and ‘‘Plastics float’’ [SA]). She introduced the notion of
density and taught relative density between the object and the liquid as a mechanism of explaining
why things float and sink. As a result, most of her students described sinking and floating as a
mechanism of relative density instead of a matter-specific property (SA). Therefore, students’ ideas
about sinking and floating were connected through the introduction of the density concept, which
resulted in a change in structure in their conceptions. Similarly, the other teachers in this group also
emphasized the process of phenomena, and hence changed most students’ ontological perspectives
from matter to process and created or refined conceptual structures significantly (Table 5).
Table 5
Teachers’ ontological understanding of student conceptions: Teachers who taught for conceptual change
across ontological categories
Teacher(Probing Method)
Preconceptions(Ontological Category)
Postconceptions(Ontological Category)
Angela (K-W-L) States as object-specific attributes.Students failed to recognize thepossibility of changes in states(Matter).
States of matter as a general term.States can change (Process).
Cleva (drawing and caption) Phases of moon as given (Matter). Causes of phases of moon (Process).Kayla (K-W-L) States as object specific attributes.
No indication of the possibility ofchanges in states (Matter).
States can change (Process).
Kendra (K-W-L and drawing) Constellations as given (Matter). Forexample: ‘‘Stars make pictures.’’
Constellation is a humanconstruction (Process).
Merrill (K-W-L) Rain as a teleological product(Mental states). For example:‘‘God makes rain’’ and ‘‘Rainoccurs because we need it.’’
Rain as a part of water cycle(Process).
Nara (POE) Sinking and floating as matterspecific properties (Matter). Forexample: ‘‘Objects that have airfloat,’’ ‘‘Wood floats,’’ ‘‘Metal sinks.’’
Relative density determines sinkingand floating (Process).
Sarah (K-W-L) Weather is a set phenomenonunrelated to other events (Matter).
Weather as a causal agent ofeveryday life (Process).
Tyrel (K-W-L and wordassociation)
Mountains as given geologicalobjects (Matter).
Mountains are formed by geologicalactivities (Process).
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Conceptual structure maps drawn for each teacher were useful for understanding the ways in
which the teachers understood conceptual learning in the ontological dimension. For example,
Kayla reported that most of her students had some understanding of different states of matter but
they lacked the concept of matter and changes of state (SI). In her probing, students responded to
her question of what a liquid was by providing various appropriate examples of liquids. However,
for her question about the possibility of changes of state, only 1 of 13 students answered positively
(SA). Kayla elaborated how she would teach the unit in her lesson plans and presented
justifications in which she emphasized focusing on changes of state. After the unit instruction, she
reported that most students were able to identify states of matter as general properties and explain
why states changed (FR). Students performed a final task where they grouped pictures into
different states of matter and identified those pictures in which states were changing and explained
why the changes occurred (SA). The successful completion rate ranged from 82% to 100% on
tasks of identifying states of matter and from 80% to 100% on the tasks of identifying changes of
state and their cause (SA). On the basis of these reports, conceptual structure maps of before and
after unit instructions were constructed to understand Kayla’s ontological understanding of
student conceptual learning (Figure 1).
Figure 1 demonstrates Kayla’s understanding of the ontological differences between
students’ prior ideas and scientific conceptions to be learned. The arrows after the instructions
show that Kayla recognized the need for students to conceptualize relations among different states
(Thagard, 1992) and the nature of the concept (Chi et al., 1994) in terms of changes in states.
Moreover, by adding a new concept (the concept of matter) to students’ existing ideas, Kayla’s
instruction went beyond students’ conception of states as object-specific attributes to concepts that
were general to matter. On the other hand, the conceptual structure maps of the teachers in the
other group had fewer significant changes in their structures. They had additional instances added
without changes in hierarchical connections or creations of interactive relations to indicate any
process.
Figure 1. An example of a conceptual structure map used in understanding teachers’ ontological
interpretations of student learning (Kayla’s case).
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Discussion and Implications
This study was initiated by the following questions: How much does research in science
education help teachers teach science in the classroom? How can we as researchers and teacher
educators make research more meaningful and accessible to teachers? In this study, a conceptual
change pedagogy taken from extensive research in science education was made accessible to the
teachers through teacher action research in a professional development course. The findings
described the extent to which teachers recognized and/or understood conceptual learning in
epistemological and ontological dimensions when formally introduced to the pedagogy for the
first time.
The teachers in this study demonstrated varying degrees of understanding and utilization of
conceptual change pedagogy. In examining the range of teachers’ understandings, Kinchin’s
(2000) categories of epistemological position and Chi et al.’s (1994) and Thagard’s (1992)
ontological aspects of conceptual learning were used. The findings illustrate three ways in which
the teachers interpreted and utilized students’ prior ideas in the epistemological dimension. The
teachers in the positivist view group (6 of 14 teachers) focused on lack of knowledge in students’
prior ideas and emphasized filling the knowledge gap. The misconceptions view group (4 of 14
teachers), on the other hand, focused on students’ alternative ideas and emphasized countering
them from a naive understanding of conceptual change as replacing misconceptions with scientific
concepts. These two groups were different in terms of what they focused on when analyzing
student ideas. However, their teaching approaches were similar in that scientific ideas were
presented to students without explicit opportunities for the students to compare different ideas. In
contrast, the systems view group (4 of 14 teachers) emphasized utilizing students’ scientific ideas
and guiding their thinking processes. Therefore, their teaching approaches explicitly involved
students as active thinkers and evaluators of different ideas.
In the ontological dimension, the teachers’ understanding of conceptual learning was
differentiated in two ways. Some teachers (6 of 14) taught the unit without changing the
ontological nature of students’ initial concepts. The others (8 of 14) taught the unit to change the
ontological nature of students’ initial concepts by shifting to a different ontological category and
creating or refining conceptual structures of students’ ideas. Therefore, the two groups were
different in the degree of students’ conceptual change in that the former focused on a weak form of
knowledge restructuring while the latter focused on a strong form of knowledge restructuring
(Harrison & Treagust, 2000).
In this study there was no clear connection between the teachers’ epistemological and
ontological understandings of conceptual change pedagogy. The three groups of teachers in the
epistemological dimension were not consistent with the groups in the ontological dimension. For
example, both Merrill and Morgan demonstrated a positivist perspective in their epistemological
understandings, but Merrill emphasized changing the ontological nature of students’ prior ideas
while Morgan did not. The lack of a connection between the two dimensional understandings
seems to have originated from the fact that the two dimensions address different aspects of
conceptual learning. On one hand, the epistemological dimension addresses the process of
learning that is directly related to how to teach; on the other hand, the ontological dimension
addresses the nature of concepts directly related to what to teach. For a clear understanding of
teacher learning, however, there needs to be further examination of the relationship between
teachers’ epistemological and ontological understandings of conceptual change pedagogy.
Borko (2004) claimed that there is a lack of research on what and how teachers learn from
professional development programs. The findings of this study illuminate what teachers learn
from a professional development course on conceptual change learning while providing some
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insight into professional development in promoting teaching for conceptual understanding. In
particular, the range of teachers’ understanding of conceptual change pedagogy described in this
study provides some insight into the support necessary for teachers’ learning about conceptual
change. Not many teachers in this study fully utilized students’ cognitive resources in teaching,
which suggests challenges for teachers in understanding the role of students’ cognitive resources
in conceptual learning. The notion of probing students’ prior ideas was easily accepted, just as
Osborne and Freyberg (1985) reported; however, not all teachers fully understood how to use the
information in science instruction. Seeing how the teachers did for the short period of time that
they were involved in this study, it seems that teachers need more time and support to fully
understand how to make use of students’ cognitive resources. Further, the findings indicate that
teachers need support for understanding the role of counter-evidence and students’ cognitive
resources in learning. Some of the teachers disregarded the need to confront students’ conceptions,
and others simply provided counter-evidence to change students’ misconceptions. Mere exposure
to counter-evidence does not effectively help students restructure their conceptions (Chinn &
Brewer, 1993; Clough, 2006; Lin, 2007). To help students develop deeper understanding, teachers
need to explicitly compare and evaluate different ideas with their students (Blank, 2000). Thus,
they need to be encouraged to invite students to evaluate different ideas explicitly and to attend
carefully to students’ responses to counter-evidence.
The need for long-term support for teachers’ learning about conceptual change is also
supported by data. The three experienced teachers (Kayla, Kendra, and Merrill) in this study had
understandings of conceptual change learning that was as varied as the inexperienced teachers.
This is consistent with findings by Morrison and Lederman (2003), suggesting that teaching
experience does not necessarily bring expertise in science teaching for conceptual learning. This
finding also points to the importance of providing ongoing professional development to promote
teachers’ connecting their experience to educational theory and research and teaching for
conceptual learning in particular.
The findings about teachers’ different foci on the nature of science’ conceptions in the
ontological dimension provide additional insight into teacher education and point to the need for
further research on teacher learning about conceptual change. Teachers do not need to focus only
on changes in ontological status. Thagard (1992) posited that changes of ontological status in
conceptual learning are analogous to the scientific revolution in the history of science (Kuhn,
1970). Just as scientific development is both evolutionary and revolutionary, teaching for
conceptual change can focus on both changes within and across ontological categories. Driver,
Asoko et al.’s (1994) study exemplified ontological demands of learning by providing two cases:
one demonstrating students’ successful ontological change in their conceptions, and the other
demonstrating students’ difficulty in gaining a new ontological perspective. Therefore, depending
on teaching contexts, such as student needs and ontological demands of the curriculum, teachers
may set different teaching goals in relation to the ontological nature of conceptions. This brings up
two further research questions. First, how do some teachers focus on changing the ontological
nature of student conceptions whereas others do not? It is plausible that teachers’ own conceptual
understanding might have affected their foci in the ontological dimension of learning because a
deeper understanding tends to lead to ‘‘why’’ and ‘‘how’’ questions rather than ‘‘what’’ questions
in learning and teaching. It is also plausible that the curriculum on which teachers base their
lessons could influence their foci in the ontological nature of conceptions. Further research on how
these elements and others are related to teachers’ attention to the ontological nature of conceptions
will provide better guidance for science teacher education in conceptual change pedagogy.
The first question about the sources of teachers’ different foci on the ontological nature of
concepts is related to the next question about whether the teachers’ foci on keeping or changing the
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ontological nature of student conceptions was an informed decision—mere coincidence or based
on their metacognitive understanding of the differences in the ontological nature between the
concept to be taught and student ideas. Further studies about the process of teachers’ decisions on
their instructional goals for changing students’ conceptions in the ontological dimension will
inform teacher educators about teachers’ understanding of the ontological demands of learning.
Although determining the effect of teachers’ use of conceptual change pedagogy on student
learning was not the main purpose of this study, the analysis of the teachers’ report on students’
learning in the ontological dimension implies a possible relationship between teachers’
understandings of conceptual learning and students’ learning outcomes. In this study, students’
understanding was coarsely divided into minor changes in conceptual structures and deep changes
in structure and ontological categories. Further data on student learning outcomes in addition to
the data collected by the teachers and finely tuned analysis will illuminate the connections
between teachers’ ontological understanding of student conceptions and student learning
outcomes.
Researchers have extensively studied teachers’ epistemologies and their relationships to
teaching approaches (e.g., Appleton & Asoko, 1996). The findings of this study suggest that, in
addition to teachers’ epistemological understanding of student learning, the ontological
understanding of teachers should also be addressed when attempting to understand teaching
practices. In so doing, teacher education can foster students’ conceptual learning through
teachers’ in-depth understanding of conceptual change pedagogy. Further research on teachers’
understandings of student learning in the other dimensions, such as affective and social, will
provide a more complete understanding of teachers’ learning and ways to promote teaching for
conceptual learning in the classroom.
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