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Page 1: ELECTROTECHNICA & ELECTRONICA E+E · Zahari Zarkov DC-DC converter for interfacing PV panel to micro-inverter 161 APPLICATION IN PRACTICE Vasil Vasilev, Emil Vladkov Review for choosing
Page 2: ELECTROTECHNICA & ELECTRONICA E+E · Zahari Zarkov DC-DC converter for interfacing PV panel to micro-inverter 161 APPLICATION IN PRACTICE Vasil Vasilev, Emil Vladkov Review for choosing

ELECTROTECHNICA & ELECTRONICA E+E Vol. 54. No 9-10/2019 Monthly scientific and technical journal Published by: The Union of Electronics, Electrical Engineering and Telecommunications /CEEC/, BULGARIA

Editor-in-chief: Prof. Ivan Yatchev, Bulgaria

Deputy Editor-in-chief: Prof. Seferin Mirtchev, Bulgaria Editorial Board: Prof. Anatoliy Aleksandrov, Bulgaria Acad. Prof. Chavdar Rumenin, Bulgaria Prof. Christian Magele, Austria Prof. Georgi Stoyanov, Bulgaria Assoc. Prof. Elena Koleva, Bulgaria Prof. Evdokia Sotirova, Bulgaria Prof. Ewen Ritchie, Denmark Prof. Hannes Toepfer, Germany Dr. Hartmut Brauer, Germany Prof. Marin Hristov, Bulgaria Prof. Maurizio Repetto, Italy Prof. Mihail Antchev, Bulgaria Prof. Nikolay Mihailov, Bulgaria Prof. Radi Romansky, Bulgaria Prof. Rosen Vasilev, Bulgaria Prof. Takeshi Tanaka, Japan Prof. Ventsislav Valchev, Bulgaria Dr. Vladimir Shelyagin, Ukraine Acad. Prof. Yuriy I. Yakymenko, Ukraine Assoc. Prof. Zahari Zarkov, Bulgaria Advisory Board: Prof. Dimitar Rachev, Bulgaria Prof. Emil Sokolov, Bulgaria Corr. Member Prof. Georgi Mladenov, Bulgaria Prof. Ivan Dotsinski, Bulgaria Assoc. Prof. Ivan Vassilev, Bulgaria Assoc. Prof. Ivan Shishkov, Bulgaria Prof. Jecho Kostov, Bulgaria Prof. Lyudmil Dakovski, Bulgaria Prof. Mintcho Mintchev, Bulgaria Prof. Nickolay Velchev, Bulgaria Assoc. Prof. Petar Popov, Bulgaria Prof. Rumena Stancheva, Bulgaria Prof. Stefan Tabakov, Bulgaria Technical editor: Zahari Zarkov Corresponding address: 108 Rakovski St. Sofia 1000 BULGARIA Tel. +359 2 987 97 67 e-mail: [email protected] http://epluse.ceec.bg ISSN 0861-4717

C O N T E N T S

TELECOMMUNICATIONS SCIENCE

Aydan Haka Software tool for comparing LTE traffic prioritisation algorithms 146

ELECTRICAL ENGINEERING

Lilyana Koleva, Elena Koleva, Monica R. Nemtanu, Mirela Braşoveanu Overall robust optimization approach for electron beam induced grafting process 153

ELECTRONICS

Zahari Zarkov DC-DC converter for interfacing PV panel to micro-inverter 161

APPLICATION IN PRACTICE

Vasil Vasilev, Emil Vladkov Review for choosing the correct BLDC controller 169

In 2019 the Journal Electrotechnica & Electronica is published with the financial support of the Bulgarian Science Fund, Ministry of Education and Science.

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TELECOMMUNICATIONS SCIENCE

Software tool for comparing LTE traffic prioritisation algorithms

Aydan Haka

The anticipated expansion of LTE subscriptions worldwide, affect the need to improve QoS. This

can be done by extending and improving the existing network architecture and implementing new algorithms for traffic prioritisation. In order to determine the best prioritisation algorithm, it is necessary to compare the existing ones. This article presents a software product, with the results of which, a comprehensive comparison of the prioritisation algorithm proposed by the author with four standard ones has done.

Keywords – LTE, scheduler, prioritisation algorithms.

Софтуерен продукт за сравняване на алгоритми за приоритизиране на трафика при LTE технология (Айдън Хъкъ). Очакваното разрастване на LTE абонаментите в световен ма-щаб, изисква подобряване качеството на услугите (QoS). Това може да се постигне чрез раз-ширяване и подобряване на съществуващата мрежова архитектура и прилагане на нови алго-ритми за приоритизиране на трафика. За определяне на най-добрия алгоритъм за приоритизи-ране е необходимо да се сравнят съществуващите. Статията представя подобрен софтуерен продукт, за извършване на сравнителен анализ, в който са внедрени различни алгоритми за при-оритизиране на трафика, както и този, предложен от автора. В настоящото проучване е нап-равен сравнителен анализ между предложения алгоритъм и четири стандартни – RR, MAX Rate, PF и EXP-PF. За реализиране на сравнението е използван метода с комплексна оценка, за да се избегне субективнистта на автора при оценяване. С цел постигане на оптимални оценки от гледна точка на състоятелност, нормираност и сравнимост са изчислени средна аритме-тична и средна геометрична комплексна оценка. Получените резултати показват, че за част от използваните критерии за сравняване, предложеният алгоритъм не предоставя най-добри стойности или предоставя съизмерими с тези на останалите алгоритми. Въпреки това, поради широкия набор разглеждани критерии получените комплексни оценки доказват, че предложе-ният алгоритъм е по-добър от тези, с които е сравнен.

Introduction The expected continuous growth of fourth and fifth

generation wireless subscriptions requires improving the quality of service [1, 2]. This can be achieved by building new or upgrading and expanding the infra-structure in place to increase throughput, reduce delay and latency, improve accessibility and reliability. Some of these service quality requirements can be satisfied by implementing new traffic prioritisation algorithms. Prioritising traffic based on certain criteria can improve performance metrics for targeted services such as throughput, delay, latency, packet delivery ratio, etc. There are a number of such algorithms - standard and suggested by researchers.

This article discusses Round Robin (RR) [3], MAX Rate [4], Proportional Fair (PF) [5], EXP Proportional

Fair (EXP-PF) [6] algorithms and presents an interface, with the results of which, a complex comparative analysis of the algorithms under consideration was made with that proposed by the author [7].

In the previous study [8], a comprehensive compar-ative analysis was made between the author's algorithm for prioritising traffic in LTE and those proposed by Myo [9] and Akyıldız [10]. The present study performs a complex comparative analysis between the algorithm proposed by the author and standard algorithms for prioritising traffic for LTE technology.

LTE traffic prioritisation algorithms The scheduler of wireless cellular network’s base

station is responsible for prioritising customer traffic, as well as planning and allocating resources between

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them. There are various standard algorithms for traffic prioritisation, their modifications and suggested by the researchers. The idea behind prioritisation algorithms is to prioritise certain queries, which will improve Quality of Service (QoS) for users. The algorithm proposed by the author, and the standard RR, MAX Rate, PF and EXP-PF are discussed here.

Author’s proposal [7] – the suggested algorithm in-itially prioritises customer requests according to the paid price for a guaranteed service - highest priority is given to the requests with highest paid price. The price is expressed as a value of 0 to 7, where 0 defines the lowest priority and 7 the highest. When subscribers pay the same price, their queries are prioritised according to their distance to the base station - the highest priority is given to UEs who are closest to eNodeB. Remote us-ers have a lower priority because they are closer to the end of the cell and can initiate a handover procedure. If UEs are at the same distance from the base station, mobile user queries are served with higher priority to provide better user experience for these customers. When there are multiple mobile users, their queries are prioritised according to the speed at which they move. Higher priority requests are for UEs who move at higher speeds, because they will pass faster through the serving cell and initiate handover, which will lead to a deterioration in service quality in non-priority servicing of these requests. When there are subscribers who move at the same rate, their requests are prioritised according to the QoS Class Identifier (QCI) requirements of the third generation partnership project (3GPP) standard [11] for the requested service type. The operation of this mechanism is shown in Fig. 1.

Fig.1. Proposed traffic prioritisation algorithm.

RR [3] - it is a simple cyclic scheduler that allocates resources to users consistently. Distributes network resources to users equally, regardless of the transmit channel conditions. Therefore, the system’s throughput is lower than other algorithms. However, this algorithm maintains a relatively good and fair distribution of resources among users (Fig.2.).

Fig.2. Round Robin algorithm.

MAX Rate [4] - transmits in each transmission time interval (TTI) to the user who has the highest Signal to Noise Ratio (SNR). In this way, users who have attenuation peaks will be scheduled throughout the service time, while others with large attenuations will not be scheduled at all. The Max-Rate algorithm can increase bandwidth, but it completely ignores fair user service (Fig.3.).

Fig.3. MAX Rate algorithm.

PF [5] - provides balance between fair customer service and overall system throughput. This algorithm works as follows: eNodeB receives channel quality indication (CQI) feedback regarding the required data rate for each user. Then, the changing average bandwidth of each UE in each physical resource block (PRB) in the previous frame is monitored. In time slot t, the algorithm prioritises the UE in the t-th time slot and PRB, which satisfy the maximum relative CQI (Fig.4.).

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Fig.4. Proportional Fair algorithm.

EXP-PF [6] - EXP properties guarantee bandwidth for real time (RT) services, and PF properties maintain a minimum level of service for non-real time (NRT) services to ensure fairness in services. EXP-PF calculations depend entirely on the type of service prioritised by RT measurements. EXP-PF tries to examine RT streams by strictly maintaining the fairness when applying of PF conditions and recording the average values of the amounts of used queues in which tries to achieve large amounts of throughput by prioritising the flow of large sizes of the queue. A fair allocation of NRT traffic resources and a minimum data rate can be achieved by applying a PF algorithm (Fig.5).

Fig.5. EXP-Proportional Fair algorithm.

Experimental settings and used software tool for complex comparison

The studies and results are based on, the added enhancements, to the simulator proposed in [7]. The interface used to investigate algorithms for prioritising traffic on an LTE network consists of two

main forms - a form for adding base stations and information about them (Fig.6.), and a form for adding subscribers to every base station and information about them (Fig.7.-1).

Fig.6. Information for eNodeB.

Fig.7. Information for user equipment.

The subscriber form has a section presenting the base stations information entered (Fig.8-1), UEs information (Fig.8-2), a handover simulation (Fig.9-2) and information portion (Fig.9-1), and a section to simulate the implemented algorithms for traffic prioritisation (Fig.7-2).

Fig.8. Base station and user equipment information.

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The results from simulation tool provides information for a transmission matrix (Fig.10.), throughput (Fig.11.), delay (Fig.12.), packet delivery ratio (Fig.13.), SNR (Fig.14.), and channel gain (Fig.15.) for the consumers, according to the selected for simulation traffic prioritisation algorithm, from the field 2 of Fig. 7.

Fig.9. Handover information.

Fig.10. Transmission matrix.

Fig.11. Throughput information

Fig.12. Delay information.

Fig.13. Information for packet delivery ratio.

Fig.14. Signal to noise ratio information for user

equipment.

Fig.15. Channel gain information for user equipment.

Since the complex comparative analysis is evaluated under equal criteria, and the influence of handover is not considered, for the current study all tests are performed within one LTE cell. The cell works in 20MHz bandwidth and supports 100 UE’s, which are static, and mobile, requiring different types of service and each subscriber requires 10 000 Resource Blocks (RB).

Table 2 presents the points and percentage ratios of the five algorithms for the individual criteria described in [8], on the basis of which the complex assessments are calculated.

For criterion "Respects 3GPP QoS standard" for the surveyed mechanisms is assigned one point for each option that complies with the requirements of the 3GPP QoS standard. The more requirements the standard complies with the mechanism is better.

The points for "Additional parameters for prioritisation" are formed by assigning one point for

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each prioritisation criterion used different from the standard. This mechanism, which has more prioritisation criteria different than the standard, is better because it can help improve QoS for some subscribers.

In the "RB for serving in next time slot" criterion, the RBs that are left to be served in next time slot for each mechanism are calculated. The lower number of RBs for servicing in the next time slot brings better results.

In the "Resource allocation" row, the scoring is determined according to the RB allocation scheme once the queries have been prioritised - one point for the worst scheme and five for the best.

For the rest of the criteria, the percentage of users who has high, medium, or low priority of the required requests according to the criteria under consideration is determined. Percentage ratios are calculated based on the number of clients whose requests are served with a high, medium or low priority for each criterion. For research purposes, the maximum number of users required queries that are considered for each criterion is 100.

After the absolute values thus obtained, expressed in points and percentage ratios, for each criterion by which the examined mechanisms are compared, relative ones are set. For each criterion, a five-degree scale of relative values is used - "Very bad", "Bad", "Neutral", "Good", "Very good". It is not compulsory all criteria match the same scale for relative values. On the basis of the obtained relative values, the complex assessments are calculated.

Comprehensive comparative analysis of LTE traffic prioritisation algorithms

In order to avoid the subjectivity of the author when evaluating the algorithms under consideration, the method of complex evaluation can be used, presented in [12], [8]. To compute the complex quality indicator, one of the following mathematical dependencies is chosen: quadratic, geometric, arithmetic or harmonic.

The comparison according to the criteria under consideration is based on average arithmetic and average geometric estimation, which are calculated according to the formulas (1) and (2) respectively.

(1)

=

== n

ii

n

iii

a

b

dbR

1

1

(2)

==∏

=

n

iii b

n

i

biг dR

1

1

1

In (1) and (2) the normalised quantitative assessment of i-th indicator is

(3) 0 ≤ 𝑑 ≤ 1,

n – number of indicators, and bi is the i-th weighting coefficient, as

(4) 11

==

n

iib

For the purposes of the study, weight coefficients shall be equal. Since the weighting coefficients are equal, the equations for average arithmetic (1) and average geometric (2) complex estimation are revised, as presented in (5) and (6) respectively.

(5)

(6)

The choice of geometric and arithmetic mathematical dependence is defined as optimal in terms of cogency, normality and comparability. Errors in unit indicators estimates using geometric and arithmetic dependence provide compromise enforcement to the conditions for maximum sensitivity when deterioration of single indicators for quality and minimal sensitivity to errors in their determination. The results of the comparative analysis are presented in Table 1.

According to the results obtained for the complex evaluation, the prioritisation algorithm proposed by the author is better than standard algorithms presented in [3], [4], [5] and [6].

Table 1 Arithmetic and geometric estimations for schedulers under

consideration

Evalu-ation

Author’s proposal

RR MAX Rate

PF EXP-PF

Ra 0.255 0.164 0.182 0.182 0.173 Rg 0.234 0.156 0.166 0.166 0.161

The main advantage of the proposed mechanism is

that it fully complies with the 3GPP standard, serves with high priority guaranteed bitrate (GBR) services, allows the internet service provider to implement priority serving for requests from UEs that have paid a higher price for a guaranteed service, as well as requests from mobile UEs, which will reduce losses caused by a handover. This in turn will improve the quality of service for end users.

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Table 2 Criteria for comparative evaluation

Criterion

High, M

edium, Low

(priority)

Total Authors proposal

RR MAX Rate

PF EXP-PF

Respects 3GPP QoS standard

GBR-1p; Non-GBR-1p; IMS Streaming-1p; VoIP call-1p; Online Gaming (Real Time)-1p; Video call-1p; Video Streaming-1p; Voice, Video, Interactive gaming-1p; TCP based services e.g. e-mail, chat, ftp, p2p-1p.

9 7 2 2 2 2 Additional parameters for prioritisation

Prioritize subscribers who have paid a higher price for a guaranteed service-1p; Prioritize mobile UE-1p; Always prioritize GBR requests-1p; Prioritize Non-GBR requests at a higher percentage ratio-1p; Release the queue from too late for service requests-1p.

5 2 1 1 1 2 RB for serving in next timeslot

1 000 000 RB for 100UE served in 100ms

774 000RB 784 000RB 784 000RB 784 000RB 784 000RB

Resource allocation

Round Robin without priority-1; Uneven allocation with more RB for UE with the best instantaneous channel quality-2; Even allocation with respect of UE priority (priority for GBR)-3;Uneven allocation with more RB for UE with high priority (regardless of GBR and non-GBR)-4; Even allocation with UE priority (regardless of GBR and Non-GBR)-5.

4 1 5 5 3 Gives priority to UE who paid a high price for guaranteed service

H H price-42UE 81%-H, 19%-M 33%-H;38%-M;29%-L

33%-H;38%-M;29%-L

33%-H;38%-M;29%-L

29%-H;40%-M;31%-L

M Mprice-28UE 89%-M, 11%-L 36%-H;32%-M;32%-L

36%-H;32%-M;32%-L

36%-H;32%-M;32%-L

36%-H;28%-M;36%-L

L Lprice-30UE 100%-L 33%-H;27%-M;40%-L

33%-H;27%-M;40%-L

33%-H;27%-M;40%-L

40%-H;27%-M;33%-L

Prioritizing UEs closer to the eNodeB

H Closest to eNB-44UE

77%-H;23%-M 34%-H;27%-M;39%-L

25%-M;75%-L 25%-M;75%-L 34%-H;34%-M; 32%-L

M Middle of cell-28UE

82%-M;18%-L 36%-H;36%-M;28%-L

21%-H;75%-M 21%-H;75%-M 36%-H;32%-M; 32%-L

L Edge of cell-28UE

100%-L 33%-H;38%-M;29%-L

100%-H 100%-H 32%-H;32%-M; 36%-L

Provides priority to mobile users

H Mobile – 50UE

68%-Mo-H 34%-Mo-H;34%-St-H

34%-Mo-H;34%-St-H

34%-Mo-H;34%-St-H

34%-Mo-H;34%-St-H

M 32%-Mo-M;34%-St-M

32%-Mo-M;34%-St-M

32%-Mo-M;34%-St-M

32%-Mo-M;34%-St-M

32%-Mo-M;34%-St-M

L Static – 50 UE 66%-St-L 34%-Mo-L;32%-St-L

34%-Mo-L;32%-St-L

34%-Mo-L;32%-St-L

34%-Mo-L;32%-St-L

Provides priority to UEs moving at higher speeds

H H sp-70-100km/h-35UE

97%-H;3%-M 35%-H;35%-M;30%-L

35%-H;35%-M;30%-L

35%-H;35%-M;30%-L

35%-H;35%-M;30%-L

M M sp-30-50km/h-33UE

97%-M;3%-L 35%-H;30%-M;35%-L

35%-H;30%-M;35%-L

35%-H;30%-M;35%-L

35%-H;30%-M;35%-L

L L sp-5-10km/h-32UE

100%-L 31%-H;38%-M;31%-L

31%-H;38%-M;31%-L

31%-H;38%-M;31%-L

31%-H;38%-M;31%-L

Gives priority to GBR services

H GBR-50UE 68%-GBR-H 34%-GBR-H; 34%-non-GBR-

H

34%-GBR-H; 34%-non-GBR-H

34%-GBR-H; 34%-non-GBR-H

68%-GBR-H

M 32%-GBR-M; 34%-non-GBR-

M

34%-GBR-M;32%-non-GBR-

M

34%-GBR-M;32%-non-GBR-M

34%-GBR-M; 32%-non-GBR-M

32%-GBR-M; 34%-non-

GBR-M L Non-GBR-

50UE 66%-non-GBR-

L 32%-GBR-L;

34%-non-GBR-L

32%-GBR-L; 34%-non-GBR-L

32%-GBR-L; 34%-non-GBR-L

66%-non-GBR-L

Gives priority to non-GBR services when larger numbers are demanded

H Non-GBR-52 UE

71%-GBR-H 35%-GBR-H; 33%-non-GBR-

H

35%-GBR-H; 33%-non-GBR-H

35%-GBR-H; 33%-non-GBR-H

71%-GBR-H

M 29%-GBR-M; 37%-non-GBR-

M

33%-GBR-M; 33%-non-GBR-

M

33%-GBR-M; 33%-non-GBR-M

33%-GBR-M; 33%-non-GBR-M

29%-GBR-M; 37%-non-

GBR-M L GBR-48 UE 64%-non-GBR-

L 32%-GBR-L;

34%-non-GBR-L

32%-GBR-L;34%-non-GBR-L

32%-GBR-L; 34%-non-GBR-L

64%-non-GBR-L

Provides priority to requests for which the maximum delay is high (HoL Delay)

H H HoL-70-90ms-40UE

32%-H;32%-M;36%-L

33%-H;37%-M;30%-L

33%-H;37%-M;30%-L

33%-H;37%-M;30%-L

33%-H;37%-M;30%-L

M M HoL-30-50ms-40UE

38%-H;30%-M;32%-L

35%-H;30%-M;35%-L

35%-H;30%-M;35%-L

35%-H;30%-M;35%-L

35%-H;30%-M;35%-L

L L HoL-up to10ms-20UE

30%-H;40%-M;30%-L

35%-H;30%-M;35%-L

35%-H;30%-M;35%-L

35%-H;30%-M;35%-L

35%-H;30%-M;35%-L

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Conclusions This article introduces enhanced software product to

simulate an LTE cellular network. Using the software provided, it was accomplished a comparative analysis of the proposed algorithm by authors, and four other standard algorithms – RR, MAX Rate, PF and EXP-PF. Studies of the five algorithms have been performed and complex estimates are based on the data obtained. When examining the criteria separately, it can be seen that in the case of criteria “Resource allocation” the proposed mechanism does not provide good results, and according to “Provides priority to requests for which the maximum delay is high (HoL Delay)” there are equal results. The Head of Line (HoL) delay is considered as this is the delay of the first packet to be sent by the UE and it is the most significant [13].

However, in the complex assessment, due to the wide range of criteria considered, the arithmetic and geometric complex estimation proves that the suggested by author algorithm for the prioritisation of traffic in LTE is better than RR, MAX Rate, PF and EXP-PF algorithms.

REFERENCES [1] Ericsson. Ericsson Mobility Report. June 2019,

https://www.ericsson.com/49d1d9/assets/local/mobility-rep ort/documents/2019/ericsson-mobility-report-june-2019.pdf Last visit on 20.11.2019.

[2] Global Statistics 5G Americas. Annual Global Technology Subscriptions Forecast 2019-2023, https:// www.5gamericas.org/resources/charts-statistics/global/,Last visit on 20.11.2019.

[3] Aramide, S. O., B. Barakat, Y. Wang, S. Keates, K. Arshad. Generalized proportional fair (GPF) scheduler for LTE-A. In: 9th Computer Science and Electronic Engineering (CEEC), 27-29 September 2017, pp. 128-132.

[4] Nsiri, B., M. Nasreddine, M. Ammar, W. Hakimi, M. Sofien. Performance comparison of scheduling algorithms for downlink LTE system. Proc. of World Symposium on Computer Networks and Information Security, 2014, pp. 125-129.

[5] Nsiri, B., N. Mallouki, S. Mhatli, M. Ghanbarisabagh, M. Ammar, W. Hakimi. Modeling and

performance evaluation of novel scheduling algorithm for downlink LTE cellular network. Wireless Personal Communications: An International Journal, August 2015, Volume 83, Number 3, pp. 2303-2316.

[6] Najim, A.O., N.A.W. Abdul Hamid, Z.M. Hanapi, I. Ahmad. Comparative study of packet scheduling algorithm in LTE network. Journal of Computer Sciences, 2017, pp. 756-766.

[7] Aleksieva V., A. Haka. Modified scheduler for traffic prioritization in LTE network. Proceedings of the Second International Scientific Conference "Intelligent Information Technologies for Industry" (IITI'17), 2017, Volume 2, pp. 228-238.

[8] Haka, A., V. Aleksieva, H. Valchanov. Camparative evaluation of mechanisms for traffic prioritization in LTE networks. 2019 16-th Conference on Electrical Machines, Drives and Power Systems (ELMA), 6-8 June 2019, Varna, Bulgaria, pp. 406-410.

[9] Myo, Z. M., M.T. Mon. QoS-aware proportional fair (QAPF) downlink scheduler algorithm for LTE network. International Journal of Advanced Computational Engineering and Networking, July –2015, Volume-3, Issue – 7, pp. 19-23.

[10] Akyıldız, H. A., B. Akkuzu, I. Hökelek, H.A. Çırpan. LTE downlink scheduler with reconfigurable traffic prioritization. IEEE International Black Sea Conference on Communications and Networking (BlackSeaCom), Odessa, Ukraine, 27-30 May 2014.

[11] 3GPP. Tech. Specif. Policy and charging control architecture, 3GPP TS 23.203 version 15.3.0 Release 15, (2018-06).

[12] Dinev, D., V. Aleksieva, H. Valchanov. Comparative analysis of prototypes based on Li-Fi technology. Proceedings of 2019 16-th Conference on Electrical Machines, Drives and Power Systems (ELMA), 6-8 June 2019, Varna, Bulgaria, pp. 531-534.

[13] Madi, N., M.H. Zurina, M. Othman, S.K. Subramaniam, Delay-based and QoS-aware packet scheduling for RT and NRT multimedia services in LTE downlink systems. EURASIP Journal on Wireless Communications and Networking, December, 2018.

Received on: 30.10.2019

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ELECTRICAL ENGINEERING

Overall robust optimization approach for electron beam induced grafting process

Lilyana Koleva, Elena Koleva, Monica R. Nemtanu, Mirela Braşoveanu

This paper presents the implementation of the overall desirability function – the overall robust

optimization approach – for multi-criteria parameter optimization in the robust engineering case, based on estimated models for the means and variances of the quality characteristics. The optimized properties of the synthesised copolymer by electron beam induced grafting process of potato starch are: monomer conversion coefficient, residual monomer concentration and apparent viscosity. The irradiation is performed with linear electron accelerator of mean energy of 6.23 MeV and the influence of the variation of the following process parameters: acrylamide/starch (AMD/St) weight ratio, electron beam irradiation dose and dose rate, is studied. Simultaneous optimization under the defined requirements for the means and the variances of the quality characteristics with different modifications of the overall robust optimization approach is made. The modifications are connected with the definition of different weights for the individual desirability functions and the overall functions of the means and the variances. The proposed approach involves taking into account the accuracy of prediction of the estimated models, expressed by their determination coefficients.

Keywords – Graft Copolymerization, Electron Beam Irradiation, Water-Soluble Copolymers, Mean and variance models, Desirability function, Overall robust optimization

Подход за обобщена робастна оптимизация на процеса на присъединяване в следствие на електроннолъчево облъчване. (Лиляна Колева, Елена Колева, Моника Р. Немтану, Мирела Брашовеану). Тази статия представя прилагането на обобщената функция на желателност – обобщена робастна оптимизация - за многокритериална параметрична оптимизация в случай на робастно инженерно проектиране, базирано на оценени модели за средните стойности и дисперсиите на качествените характеристики. Оптимизираните свойства на синтезирания от картофено нишесте кополимер чрез процес на присъединяване, индуциран с електронно облъчване, са: коефициент на превръщане на мономер, остатъчна концентрация на мономер и външен вискозитет. Облъчването се извършва с линеен електронен ускорител със средна енергия от 6.23 MeV и се изучава влиянието на промяната на следните параметри на процеса: тегловно съотношение на акриламид/нишесте, доза на облъчване с електронен лъч и скорост на дозата. Направена е многокритериална оптимизация при дефинираните изисквания за средните стойности и дисперсиите на качествените характеристики с различни модификации на подхода за обобщена робастна оптимизация. Модификациите са свързани с определянето на различни тегла за индивидуалните функции на желателност и общите функции на желателност за средните стойности и дисперсиите. Предложеният подход включва отчитане на точността на оценените модели, изразена с техните коефициенти на детерминация.

Ключови думи – кополимеризация чрез присъединяване, електронно лъчево облъчване, водоразтворими кополимери, модели за средните стойности и дисперсиите, функция на желатолност.

Introduction Electron beam (EB) grafting is a process of

modification of polymer substrates implementing

electron beam-induced graft copolymerization in order to synthesize water-soluble copolymers with flocculation properties [1]-[3]. The irradiation can be

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performed with linear electron accelerator. During the EB grafting process a polymer with limited reactivity in chemical processes – potato starch - is ionized and bonds the acrylamide monomer, which gives a polar graft side chain resulting in hydrophilic copolymer. Such copolymers can applied as flocculating agents for treatment of different wastewaters [4].

The optimization of the process can be performed in terms of simultaneous improvement of several performance characteristics: economic efficiency, low toxicity, high copolymer efficiency in flocculation processes and good solubility in water. The implementation of robust (not sensitive to noises and errors) engineering approach [5]-[8] is directed toward the parameter optimization in terms of obtaining repeatability and quality improvement by minimization of variations in the quality characteristics. For each of the quality performance characteristics, two other models are estimated - for their mean values and their variances. The optimal solutions in these cases give closeness of the means to the requirements for the target values and reduced variance around targets.

An approach for optimization of multiple responses (quality/performance characteristics) simultaneously is to convert a higher dimensional task into a single function such as generalised distance function [9], loss function [10], desirability function [11], etc.

The desirability function approach (as well as the other approaches) uses a suitable desirability scale transformation of the predicted quality characteristics for the estimation of individual desirability functions, which are generalized into one overall desirability function. The proposed [11] transformations use desired (target) values and acceptable constraints for the quality characteristics.

In the robust engineering case, the models for the means and the variances should be considered as different optimization criteria. Then the desirability scale transformation should be made for both - the mean and the variance - and for each quality characteristic. Different modifications of the desirability function approach are proposed.

Researchers generally impose hypothetical boundary conditions on variance to achieve satisfactory solutions. In [12], an unconstrained modified desirability function is proposed, which does not require boundary conditions on variance, in order to determine efficient solution for multi-response optimization problem. Bias and variance method, which aggregates bias (ideal target-mean) and variance of individual desirability in multiple response optimization, is proposed in [13]. There are also developments in applying robust desirability functions

for correlated multiple responses [14], [15], for quantitative and ordinal response variables [16] and for multiple responses with contaminated data [17].

This paper presents the implementation of overall desirability function – the overall robust optimization approach – for multi-criteria parameter optimization in the robust engineering case, based on estimated models for the means and variances of the quality characteristics. The optimized properties of the synthesised copolymer by electron beam induced grafting process of potato starch are: monomer conversion coefficient, residual monomer concentration and apparent viscosity. The irradiation is performed with linear electron accelerator of mean energy of 6.23 MeV and the influence of the variation of the following process parameters: acrylamide/starch (AMD/St) weight ratio, electron beam irradiation dose and dose rate, is studied.

Simultaneous optimization under the defined requirements for the means and the variances of the quality characteristics with different modifications of the overall robust optimization approach is made. The modifications are connected with the definition of different weights for the individual desirability functions and the overall functions of the means and the variances. The proposed approach involves taking into account the accuracy of prediction of the estimated models, expressed by their determination coefficients.

Robust models The synthesized graft copolymers were

characterized [6] by the following performance quality parameters: y1 [%] - residual monomer concentration, y2 [%] - monomer conversion coefficient and y3 [mPa·s] - apparent viscosity. The variation regions [zmin-zmax] of the process parameters were: electron beam (EB) irradiation dose (z1) – [0.30 – 2.70 kGy]; the EB irradiation dose rate (z2) – [0.70 – 2.10 kGy/min] and the acrylamide/potato starch (AMD/St) weight ratio (z3) – [6.00 - 17.00]. The concentration of the potato starch for all experiments was constant and is 1.68% and the concentration of AMD varies from 9.87% to 29.40%.

The conducted experimental design consisted in 33 experimental sets of the process parameters [18]. For each set three replicated measurements were performed and used for estimation of the values of the means and the variances of the quality characteristics of the graft copolymers. The estimated values of the means 𝑦 and the variances �̃� can be considered as two responses at the design points and ordinary least squares method can be used to fit regression models for the mean value and for the variance for each quality characteristic [5]:

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𝑦(�⃗�) = 𝑏 𝑓 (�⃗�)

ln(�̃� (�⃗�)) = ∑ 𝑏 𝑓 (�⃗�),

where 𝑏 and 𝑏 are estimates of the regression coefficients, and 𝑓 and 𝑓 are known functions of the process parameters xi.

Table 1 Models for the means of the product quality characteristics

Parm. Model R2 𝜔

𝑦

7.6301301-10.511391x1 + 3.6634437x2+3.7076966x3

+5.3440613x12+2.6928483x2x3 –5.7559852x1x3

0.8802 0.3728

𝑦

50.135158 + 63.825498x1 + 7.2695758x3 -30.821651x12+

20.728795x22 + 46.570908x1x2 -6.2559946x2x3+7.1792709x1x3

0.8870 0.3757

𝑦

4.9863614 + 0.79876942x3 – 1.8164872x12 – 2.4291323x22 +

0.28578303x32+2.8628548x12x2–0.36988326x12x3-6.586636x1x22

0.5938 0.2515

Table 2

Models for the variance of the product quality characteristics

Var. Model R2 𝜔

ln (�̃� )

-2.4798878 – 4.0003851x1 – 0.57765525x2 + 4.1711416x12 –1.0759422x32–3.9161133x1x2

+0.65013091x22x3+1.2773211x1x3 -1.8572702x12x3+ 6.0599373x1x22 0.62670214x1x32+1.0690743x1x2x3

0.6854 0.2861

ln (�̃� )

0.8216977 + 2.1896934x1 – 1.8923076x12-0.58333338x32 -

1.793822x1x3 – 1.8912097x22x3 – 2.7704084x1x22 – 0.38270749x2x32

– 1.8676796x1x2x3 – 2.2114287x12x2

0.8225 0.3433

ln (�̃� )

-2.6596544 – 2.8045736x1 + 0.80422168x3 – 1.8970163x12 +

0.72143614x32 + 1.1522243x1x3 – 1.6532444x12x3 + 2.3354389x1x32

0.8879 0.3706

The variance of normally distributed observations

has 𝜒 - distribution. The use of the logarithm transformation of the variance function makes it approximately normally distributed, which improves the efficiency of the estimates of the regression coefficients.

The models are estimated for coded in the region [-1÷1] values of the process parameters, using the following equation:

)/()2( min,max,min,max, iiiiii zzzzzx −−−= ,

where xi and zi are the coded and the natural values of the process parameter, correspondingly, zi,min and zi,max are the minimal and the maximal values of the parameters for the experimental region.

In Table 1 and Table 2 are presented the estimated models for the mean values and the logarithm of the variances of the considered quality characteristics. The accuracy of prediction of the estimated models is evaluated by the squared multiple correlation coefficient (determination coefficient) R2.

Desirability function approach An approach for optimization of multiple responses

simultaneously is by defining a single optimization function, based on applying suitable scale transformations of the responses. The desirability technique analysis is presented by Derringer and Suich [11]. This approach includes systematic transform of the quality characteristics 𝑦 (�⃗�) into individual desirability functions 𝑑 (�⃗�), calculated depending on the optimization tasks:

• cases with defined target values:

𝑑𝑗 (�⃗�) =⎩⎪⎨⎪⎧𝑦𝑗 (�⃗�) − 𝑙𝑏𝑗𝜏𝑗 − 𝑙𝑏𝑗 ; 𝑙𝑏𝑗 ≤ 𝑦𝑗 (�⃗�) ≤ 𝜏𝑗 𝑦𝑗 (�⃗�) − 𝑢𝑏𝑗𝜏𝑗 − 𝑢𝑏𝑗 ; 𝜏𝑗 < 𝑦𝑗 (�⃗�) ≤ 𝑢𝑏𝑗0; 𝑦𝑗 (�⃗�) < 𝑙𝑏𝑗 𝑜𝑟 𝑦𝑗 (�⃗�) > 𝑢𝑏𝑗

• cases the larger the better (maximum):

𝑑𝑗 (�⃗�) = ⎩⎪⎨⎪⎧ 0; 𝑦𝑗 (�⃗�) ≤ 𝑙𝑏𝑗 𝑦𝑗 (�⃗�) − 𝑙𝑏𝑗𝑢𝑏𝑗 − 𝑙𝑏𝑗 ; 𝑙𝑏𝑗 < 𝑦𝑗 (�⃗�) ≤ 𝑢𝑏𝑗1; 𝑦𝑗 (�⃗�) ≥ 𝑢𝑏𝑗

• cases the smaller the better (minimum):

𝑑𝑗 (�⃗�) = ⎩⎪⎨⎪⎧ 1; 𝑦𝑗 (�⃗�) ≤ 𝑙𝑏𝑗 𝑢𝑏𝑗 − 𝑦𝑗 (�⃗�)𝑢𝑏𝑗 − 𝑙𝑏𝑗 ; 𝑙𝑏𝑗 < 𝑦𝑗 (�⃗�) < 𝑢𝑏𝑗0; 𝑦𝑗 (�⃗�) ≥ 𝑢𝑏𝑗

Here lbj and ubj are the minimal and the maximal

acceptable values for the mean responses and the standard deviations, τj is the target or the desirable value of the j-th quality characteristic. In this way the individual optimization desirability functions of the mean values of each response (doj), scaled in the region between 0 and 1, can be calculated, together with the individual robustness desirability functions (drj) [19] for the variances.

The considered robustness refers to the low sensitivity of the quality characteristics toward the

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errors in the process parameters and the noise factors. This can be achieved by a proper selection of values for the controllable process parameters, and can lead to reduction of the responses variances in production conditions.

For the consideration of the robustness in multiple response optimization problems, the following measures are defined [19]:

• Characteristic desirability function Dopt, calculated as the weighted geometric mean of the individual optimization desirability functions of the mean values of the quality characteristics: 𝐷 (𝑥) = 𝑑 (𝑥) × 𝑑 (𝑥) × … × 𝑑 (𝑥)

• Robustness desirability function Drob, calculated as the weighted geometric mean of the individual robustness desirability functions of the variances of the quality characteristics: 𝐷 (𝑥) = 𝑑 (𝑥) × 𝑑 (𝑥) × … × 𝑑 (𝑥)

The multi-response optimization problem requires an overall optimization, i.e. simultaneous satisfaction with respect to the means and the variances of all quality characteristics by using an overall desirability optimization function, combined from the characteristic and the robustness desirability functions. The overall desirability function, for performing overall robust optimization, can be defined as follows: 𝐷 (𝑥) = 𝐷 (𝑥) × 𝐷 (𝑥) .

This overall desirability function should be maximized within the investigated experimental region for the process parameters.

In order to formulate weights 𝜔 , which take into account the accuracy of prediction of the estimated models for the mean values and the variances, their determination coefficients (squared multiple correlation coefficient,) R2 can be used. The weights for the estimation of the characteristic and the robustness desirability functions can be calculated correspondingly by the following equation: 𝜔 = ∑ .

Optimization results and discussion The overall desirability function in the considered

EB induced synthesis of copolymers is calculated by: 𝐷 (�⃗�) = 𝑑 (�⃗�) × 𝑑 (�⃗�)× 𝑑 (�⃗�)× 𝑑 (�⃗�) × 𝑑 (�⃗�)× 𝑑 (�⃗�)

The definition of the individual desirability function transformation parameters - acceptable specification regions and the type of the individual desirability functions (target value, the larger the better, the smaller the better cases) for the considered case study are presented in Table 3.

Table 3 Specification regions and target values for the mean values

and the standard deviation of response variables

Bounds 𝑦 (�⃗�) 𝑦 (�⃗�) 𝑦 (�⃗�) �̃� (�⃗�) �̃� (�⃗�) �̃� (�⃗�) lb 0 90 3 0 0 0 ub 5 100 6.8 1.3 4.2 0.4 τ smaller larger larger smaller smaller smaller

The weights 𝜔 are calculated and presented in

Table 1 – for the individual characteristic desirability functions and in Table 2 - for the individual robust desirability functions.

Desirability functions are formulated for several cases:

• Case 1: Without consideration of the models predictive capabilities, the weights ωj correspond to the calculation of the characteristic and robustness desirability functions by their geometric means:

ωo1 = ωo2 = ωo3 = 1/3 and ωr1 = ωr2 = ωr3 = 1/3; ωopt = ωrob = ½.

• Case 2: With consideration of the models predictive capabilities, the weights ωj’ are calculated in Table 1 and Table 2.

Three subcases, for changing the relative importance of the characteristic or the robustness desirability, are defined:

Case 2.1: 𝜔 = 𝜔 = 1/2;

Case 2.2: 𝜔 = 0.8 and 𝜔 = 0.2;

Case 2.3: 𝜔 = 0.2 and 𝜔 = 0.8.

• Case 3: Without consideration of the models predictive capabilities the weights ωj are calculated, considering the mean and variances as equivalent functions by their geometric mean (the standard overall desirability function approach):

ωo1 = ωo2 = ωo3 = ωr1 = ωr2 = ωr3 = 1/6;

• Case 4: Without consideration of the models predictive capabilities, the weights ωj are equal [19]:

ωo1 = ωo2 = ωo3 = ωr1 = ωr2 = ωr3 = 1,

ωopt = ωrob = 1.

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The overall desirability function in this case is defined, instead of using the individual desirability functions geometric mean, by their product.

Table 4 Optimal process parameter obtained by Overall

optimization of potato starch quality characteristics (means and variances).

Case z1 z2 z3

1 2.6640 1.4560 16.8350 2.1 2.7000 1.4490 16.8350 2.2 2.6640 1.4490 17 2.3 2.7000 1.5120 15.7900 3 2.6640 1.4560 16.8350 4 2.6640 1.4560 16.8350

Table 5

Optimal individual di and the overall Doverall desirability functions

Case 𝑑 𝑑 𝑑 𝑑 𝑑 𝑑 𝐷1 0.9170 1 0.6699 0.9556 0.9597 0.8713 0.7006

2.1 0.9274 1 0.7168 0.9599 0.9598 0.8727 0.7311

2.2 0.9175 1 0.7418 0.9621 0.9594 0.8418 0.6989

2.3 0.8480 1 0.6972 0.9588 0.9570 0.9292 0.7924 3 0.9576 1 0.8185 0.9776 0.9796 0.9335 0.7006

4 0.7710 1 0.3006 0.8727 0.8839 0.6616 0.1183

Table 6

Optimal values of the means and variances of the product quality characteristics

Case 𝑦 (�⃗�) 𝑦 (�⃗�) 𝑦 (�⃗�) �̃� (�⃗�) �̃� (�⃗�) �̃� (�⃗�) 1 1.1450 100 4.1424 0.1655 0.4877 0.1354

2.1 0.9152 100 4.0110 0.1735 0.4726 0.1230 2.2 1.0316 100 4.1591 0.1642 0.4772 0.1487 2.3 1.7874 100 3.9055 0.1780 0.5046 0.0719 3 1.1450 100 4.1424 0.1655 0.4877 0.1354 4 1.1450 100 4.1424 0.1655 0.4877 0.1354

The multi-criteria optimization (the overall

desirability function maximization) is performed for all described cases and the optimal process parameters, the calculated optimal individual di and the overall Doverall desirability functions and the optimal values of the means and variances of the product quality characteristics are calculated and presented in Table 4 – Table 6, correspondingly.

The obtained results show that regarding the obtained optimal solutions in the cases, which take into account the accuracy of prediction of the estimated

models for the mean values and the variances (2.1, 2.2, 2.3), the improvement in comparison with the standard desirability function approach (Case 3) is observed for the means and variances with higher determination coefficients R2 and weights. For example, for the 𝑦 (�⃗�) [%] - residual monomer concentration, higher values than in case 3 are obtained for cases 2.1 and 2.2 due to the higher weights of ωo1. A the same process parameters (Table 4) improvements are also observed for: a) case 2.1 – in �̃� (�⃗�) and �̃� (�⃗�), b) case 2.2 – in 𝑦 (�⃗�), �̃� (�⃗�) and �̃� (�⃗�). The highest overall desirability is obtained at case 2.3, but the improvement is only in �̃� (�⃗�).

Generally, the use of weights that take into account the accuracy of prediction of the estimated models for the mean values and the variances, together with weighting the characteristic and robustness desirability functions lead to improved results for the means or the variances of the quality characteristics with better prediction accuracy than the others.

Figs. 1-4 present the overall Doverall desirability function for the cases 2.1, 2.2, 2.3 and 3 (the standard overall desirability function approach) as a function from the EB irradiation dose rate z2 kGy/min and the acrylamide/potato starch (AMD/St) weight ratio z3 for the optimal value of the electron beam (EB) irradiation dose z1,opt = 2.7 kGy (in cases 2.1 and 2.3).

Fig. 1. Overall desirability function depending on the process parameters EB irradiation dose rate (z2) and

(AMD/St) weight ratio (z3) at EB irradiation dose z1,opt =2.7 kGy – case 2.1.

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Fig. 2. Overall desirability function depending on the process parameters EB irradiation dose rate (z2) and

(AMD/St) weight ratio (z3) at EB irradiation dose z1,opt = 2.7 kGy – case 2.2.

Fig. 3. Overall desirability function depending on the process parameters EB irradiation dose rate (z2) and

(AMD/St) weight ratio (z3) at EB irradiation dose z1,opt = 2.7 kGy – case 2.3.

Fig. 4. Overall desirability function depending on the process parameters EB irradiation dose rate (z2) and

(AMD/St) weight ratio (z3) at EB irradiation dose z1,opt = 2.7 kGy – case 3 (the standard overall desirability function

approach).

Conclusion This paper presents the implementation of overall

desirability function – the overall robust optimization approach – for multi-criteria parameter optimization in the robust engineering case, based on estimated models for the means and variances of the quality characteristics. The optimized properties of the synthesised copolymer by electron beam induced grafting process of potato starch are: monomer conversion coefficient, residual monomer concentration and apparent viscosity. These quality characteristics involve the requirements for economic efficiency, assurance of low toxicity and high copolymer efficiency in flocculation process.

The irradiation is performed with linear electron accelerator of mean energy of 6.23 MeV and the influence of the variation of the following process parameters: acrylamide/starch (AMD/St) weight ratio, electron beam irradiation dose and dose rate, is studied.

Simultaneous optimization under the defined requirements for the means and the variances of the quality characteristics with different modifications of the overall robust optimization approach is made. The modifications are connected with the definition of different weights for the individual desirability functions and the overall functions of the means and the variances. The proposed approach involves taking into account the accuracy of prediction of the estimated models, expressed by their determination coefficients.

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It was shown that the use of weights, which take into account the accuracy of prediction of the estimated models for the mean values and the variances, together with weighting the characteristic and robustness desirability functions lead to improved results for the means or the variances of the quality characteristics with better prediction accuracy than the others.

Acknowledgements This research was conducted under the contracts:

bilateral joint project between the Bulgarian Academy of Sciences and The Romanian Academy and KP-06-N27/18, funded by the National Fund “Scientific Investigations”

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[15] Salmasnia, A., Baradaran, Kazemzadeh, R., Seyed Niaki, T. A. An approach to optimize correlated multiple responses using principal component analysis and desirability function. Int. J. Adv. Manuf. Technol., Vol. 62(5-8), 2012, pp. 835–846.

[16] Pal, S., Gauri, S. K. A desirability functions-based approach for simultaneous optimization of quantitative and ordinal response variables in industrial processes. International Journal of Engineering, Science and Technology, Vol. 10, No. 1, 2018, pp. 76-87.

[17] Midi, H., Aziz, N. Ab. Augmented Desirability Function for Multiple Responses with Contaminated Data. Journal of Engineering and Applied Sciences, Vol. 13 (16), 2018, pp. 6626-6633.

[18] Koleva E., Koleva L., Braşoveanu M., Nemţanu M. R., Paneva T., Tzotchev V. Graphical user interface for optimization of starch modified by electron beam irradiation. Journal - Electrotechnica & Electronica (Е+Е), Vol. 51 (5-6), 2016, pp. 281-287, ISSN: 0861-4717 (Print), 2603-5421 (Online).

[19] Najafi, S., Salmasnia, A., Kazemzadeh, R. B. Optimization of Robust Design for Multiple Response Problem. Australian Journal of Basic and Applied Sciences, 5(9), 2011, pp. 1566-1577.

PhD Eng. Lilyana Koleva – She is an assistant at the University of Chemical Technology and Metallurgy, Sofia. Her fields of interest are: modeling, parameter optimization, automation, electron beam technologies.

е-mail: [email protected] Assoc Prof. Dr. Eng. Elena Koleva - Institute of

Electronics, laboratory “Physical problems of electron beam technologies” – Bulgarian Academy of Sciences, Bulgaria.

Assoc. Prof and lecturer at University of Chemical Technology and Metallurgy – Sofia, Bulgaria

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Director of Technological Center on Electron Beam and Plasma Technologies and Techniques – TC EPTT Ltd., Bulgaria,

Scientific research areas: electron beam technologies – welding, melting and refining, lithography, selective melting, surface modification, electron beam characterization, automation, modeling, optimization, standardization.

e-mail: [email protected] Senior Research Fellow, PhD Monica R. Nemțanu –

Was born in Bucharest, Romania, 1975. She graduated with B.Sc. in Chemistry with specialization in Food Chemistry (2001) and M.Sc. in Pharmaceuticals and Cosmetics (2002) from “Politehnica” University of Bucharest, Faculty of Industrial Chemistry, Romania. She received a PhD in Engineering Sciences – Chemical Engineering (2010) from “Politehnica” University of Bucharest, Romania. She is currently working at the Electron Accelerators Laboratory of the National Institute for Lasers, Plasma and Radiation Physics, Bucharest, Romania. Her main scientific interests are the interaction of ionizing and non-ionizing radiation with biomacromolecule and new technologies to treat and modify biopolymers, characterization of biopolymer functional properties using rheology, spectrophotometry, spectrophoto-colorimetry, infrared spectroscopy, and gel permeation chromatography, as well as the non-conventional techniques for microbial decontamination of agri-foodstuff, medicinal herbs, and phytotherapeutic products.

Address: 409 Atomistilor St, PO Box MG-36, RO-00725, Bucharest-Magurele, Romania

Tel.: +4021 4574507 e-mail: [email protected] Senior Research Fellow, PhD Mirela Brașoveanu –

Was born in Bucharest, Romania, 1970. She graduated with B.Sc. (1994) and M.Sc. (1995) in Physics from University of Bucharest, Faculty of Physics, Romania. She received a PhD in Physics (2007) from University of Bucharest, Romania. She is currently working at the Electron Accelerators Laboratory of the National Institute for Lasers, Plasma and Radiation Physics, Bucharest, Romania. Her expertise in research and development regards treatments of biological systems using electron beam and microwaves for microbial decontamination, biopolymers modification, physico-chemical investigation of materials by spectrophotometry and infrared spectroscopy, gel permeation chromatography, electron beam dosimetry with cellulose triacetate film, electron spin resonance spectroscopy, and identification methods of irradiated food.

Address: 409 Atomistilor St, PO Box MG-36, RO-00725, Bucharest-Magurele, Romania

Tel.: +4021 4574507 e-mail: [email protected]

Received on: 30.10.2019

THE FEDERATION OF THE SCIENTIFIC-ENGINEERING UNIONS IN BULGARIA /FNTS/

is a professional, scientific - educational, nongovernmental, nonpolitical, nonprofit association of legal entities - professional organizations registered under the Law on non-profit legal entities, and their members are engineers, economists and other specialists in the fields of science, technology, economy and agriculture. FNTS has bilateral cooperation treaties with similar organizations in multiple countries. FNTS brings together 19 national associations – Scientific and Technical Unions (STU), 34 territorial associations, which have more than 15 000 professionals across the country. FNTS is a co-founder and member of the World Federation of Engineering Organizations (WFEO). FNTS is a member of the European Federation of National Engineering Associations (FEANI), and a member of the Standing Conference of engineering organizations fromSoutheast Europe (COPISEE), UN Global Compact, European Young Engineers (EYE). The Federation has the exclusive right to give nominations for the European Engineer (EUR ING) title. Contacts: 108 Rakovsky St., Sofia 1000, Bulgaria

WEB: http: //www.fnts.bg E-mail: [email protected]

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ELECTRONICS

DC-DC converter for interfacing PV panel to micro-inverter Zahari Zarkov

Abstract: Photovoltaic (PV) energy has become competitive in power generation as an alternative to fossil fuels over the past decades. The installation of solar energy systems is expected to increase rapidly with the further development of the power electronics technology. This paper presents the development and modelling of a DC-DC converter for connection of thin film PV module to a standard micro-inverter. The idea is to include a specialized isolated DC-DC converter as interface between the PV module and the inverter. The converter is designed to transform the I-V panel characteristic so its output voltage fits the requirements of the inverter. On the basis of mathematical background, a simulation model of the whole system is created in Matlab/Simscape. The results from simulations prove that the proposed converter is able to adapt the module to a micro-inverter under different meteorological conditions. The converter output characteristics have the shape necessary for normal operation of inverter maximum power point tracking algorithm.

Keywords – DC-DC converter, Micro-inverter, Modelling, Photovoltaics,

DC-DC преобразувател за свързване на фотоволтаичен панел към микро-инвертор (Захари Зарков). През последното десетилетие фотоволтаичните (ФВ) системи станаха конкурентоспособни в производството на електроенергия като алтернатива на изкопаемите енергийни източници. Очаква се инсталирането на системи за слънчева енергия да продължи да се увеличава бързо с по-нататъшното развитие на силовите електронни технологии. Тази статия представя разработката и моделирането на DC-DC преобразувател за свързване на тънкослоен ФВ модул към стандартен микро-инвертор. Идеята е да се включи специализиран изолиран DC-DC преобразувател като интерфейс между ФВ модул и инвертора. Преобразувателят е проектиран да трансформира волт-амперната характеристика на панела, така че неговото изходно напрежение да отговаря на изискванията на инвертора. Въз основа на математическите модели на отделните елементи е създаден симулационен модел на цялата система в Matlab/Simscape. Резултатите от симулациите доказват, че предлаганият преобразувател е в състояние да адаптира характеристиките на модула към микро-инвертор при различни метеорологични условия. Характеристиките на изхода на преобразувателя имат формата, необходима за нормална работа на алгоритъма за следене на точката на максимална мощност от страна на инвертора.

Ключови думи – DC-DC преобразувател, Микро-инвертор, Моделиране, Фотоволтаици

Introduction Solar photovoltaic (PV) power generation systems

are nowadays among the top eco-friendly renewable energy solutions. In the last decade, solar technology has become cheaper and more efficient, making it a good alternative to classical energy sources like fossil fuels and nuclear energy. The number and installed power of PV systems continuously increase. At the end of 2018, PV installations have reached a cumulative installed capacity of 509GW worldwide [1]. For

Bulgaria, the total installed PV power at the end of 2017 is 1028MW [2]. In the years 2015-2017, the generated energy by the PV plants in Bulgaria is around 1393GWh/year, which represents around 2.9% of total electricity production in the country [3].

The main technical challenges to the PV electricity generation are: maximizing the energy production by appropriate algorithms for maximum power point tracking (MPPT); converting the DC voltage into AC voltage with standard parameters, required by the grid;

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compensation of power fluctuations caused by the fast variations in solar radiation. These problems are solved mainly by application of power electronic converters and energy storage devices. One of the promising solutions for small-power PV systems is the usage of micro-inverters (MI). In MI configuration (also named as panel inverters), one inverter is attached to one PV module. MIs are mostly designed for power rating between 50 and 400 W with power conversion efficiencies above 90% [4], [5]. Due to their low power, these inverters are small and can be attached directly to the frame of the PV panel. The trend here is to integrate the inverter to PV module forming one whole device, which generates AC power (AC module) [5].

Advantages of micro-inverter technology are: elimination of the mismatch and shading losses in PV strings; removing the bulk DC cabling, providing the facility of optimizing the converter for one PV module; increase of energy production by allowing individual MPPT of each module [4], [5]. With the use of micro-inverters, in case of failure of any individual module the power can still be supplied without any interruption.

The most of micro-inverters are produced for input voltages up to 65V, which fits well to PV modules made of crystalline silicone cells [4]. However, in the recent years, the PV panels produced by thin-film technologies from different materials (as Cadmium Telluride, Copper Indium Gallium Selenide or microcrystalline silicon) become popular on the market [6]. In most of the cases, these modules consist of big number of cells and have much higher voltage than usual crystalline silicon modules. The open-circuit voltage of these modules reaches 100V. Obviously, it is not possible to connect such module directly to a standard micro-inverter.

In order to overcome this problem, the author proposes to introduce a specialized DC-DC converter between the PV module and inverter. The DC-DC converters of almost all types are widely utilized in the PV technology for power conditioning and maximum power point tracking (MPPT) [7].

However, in this particular application the converter is intended to transform the I-V characteristics of the module in a way that it fits the micro-inverter requirements. The paper presents the development, modelling and simulation of an isolated DC-DC converter for power conditioning from PV module to a standard micro-inverter.

Theoretical background The main idea of this work is to transform the I-V

characteristics of a PV panel so it is suitable for the input voltage and current range of a micro-inverter. As it was mentioned, the thin-film PV modules usually generate relatively high voltage – around 100V. This voltage is bigger than the maximum input voltage of the micro-inverters and should be decreased. The solution of the problem proposed here is to use a DC-DC converter, which will decrease the PV panel voltage to acceptable level. In order to keep the possibility of the inverter to perform its maximum point tracking algorithm the converter should not have voltage or current regulation. This goal may be achieved if the converter operates with fixed duty cycle.

The first possibility to decrease the panel voltage is to use step-down (buck) DC-DC converter. This solution is simple but have one important drawback: in the case of failure of the switching transistor, whole voltage of the PV module will be applied directly to the inverter input. This may lead to damage of the inverter.

That is why a more reliable solution is proposed here – to use isolated DC-DC converter. In this case, if some transistor fails the inverter will be isolated from the panel by the transformer.

The circuit of proposed DC-DC converter is shown in Fig. 1

Fig. 1. Circuit of proposed DC-DC converter for PV panel.

The PV panel voltage should be decreased with a coefficient n, which depends on the maximum inverter input voltage VIm and the maximum panel voltage VPVm

(1) 𝑛 = 𝑉𝑉 . Consequently, the DC-DC converter should have

constant voltage ratio equal to n. This means that for each point of the I-V characteristic of the PV module the converter output voltage will be

+

-

C1

C2

T1

T2

Transformer

w1w2

w2

D1

D2

L

CRO

Load

VPVVDC

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(2) 𝑉 = 𝑛𝑉 . On the other hand, the input and output powers will

be equal (under the assumption that the converter is lossless) i.e.

(3) 𝑉 𝐼 = 𝑉 𝐼 . And taking into account (2) for the currents we

obtain:

(4) 𝐼 = 1𝑛 𝐼 . According to (2) and (4) for each point of the I-V

characteristics, the converter will decrease the voltage but its output current will be bigger that the PV panel current. As a result, the PV panel characteristic will be transformed into another one as it is shown in Fig. 2.

Fig. 2. Schematic representation of transformation of the

PV panel I-V characteristic by DC-DC converter.

PV panel model

The used PV cell and panel model is based on the equivalent circuit shown in Fig. 3, which uses a diode and series and parallel resistors [8]. The current Iph is generated by the light and it is proportional to the solar irradiance Ga. The mathematical equation for the currents in circuit from Fig. 3 is:

(5) 𝐼 = 𝐼 − 𝐼 − 𝐼

where: IPV is the cell (module) current, ID1 - the diode current, IP – parallel resistance current .

The diode current ID is represented by the Shockley equation [8]:

(6) 𝐼 = 𝐼 𝑒 ( ) − 1

where: I0 is diode saturation current, T - cell temperature (K), k - Boltzmann constant, q - electron charge, VPV - voltage of PV cell, RS - series resistance, A – diode ideality factor.

The reverse saturation current I0 depends on cell material and its temperature characteristics.

Fig. 3. Equivalent circuit of PV panel.

The current Iph depends on the solar radiation and the panel’s temperature. For conditions different from Standard Test Conditions (STC) it is determined by the expression:

(7) 𝐼 = 𝐺𝐺 𝐼 _ + 𝑘 (𝑇−𝑇 )

where: GSTC =1000W/m2 is solar radiation at STC; ISC_STC is short-circuit current at STC; TSTC =25°C is STC temperature and ki is thermal coefficient of the short-circuit current.

Converter model

The DC-DC converter model is developed under assumption that the switching times of the transistors are zero i.e. they are ideal switches with some internal resistance. The transistors are controlled by two pulse trains with small dead time. The primary transformer voltage is rectangular with magnitude of VPV/2.

The transformer model is based on equivalent circuit shown in Fig. 4.

Fig. 4. Equivalent circuit of the transformer.

The transformer is assumed to be linear (no core saturation) with losses in the core represented by the resistance Rm.

The equations for the transformer voltages are:

(8)𝑣 = 𝑅 𝑖 + 𝐿 𝑑𝑖𝑑𝑡 + 𝑑𝛷𝑑𝑡𝑣 = −𝑅 𝑖 − 𝐿 𝑑𝑖𝑑𝑡 + 𝑑𝛷𝑑𝑡

where: v1 is primary voltage, v’2 is secondary voltage referred to primary side, i1 is primary current,

Curr

ent,

A

PV panel voltage, V

PV panel

DC output

VOCDC VOCPV

ISCDC

ISCPV

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i’2 is secondary current referred to primary side, R1 is primary winding resistance, R’2 is secondary winding resistance referred to primary side, LS1 is primary winding leakage inductance, L’S2 is secondary winding leakage inductance referred to primary side, Lm is inductance of magnetizing branch, Rm is core loss resistance, Φ is the magnetic core flux.

The equation for the currents is:

(9) 𝑖 = 𝑖 + 𝑖 + 𝑖

where: im is the magnetizing current and iR is the current covering the magnetic core losses.

The transformer ratio should correspond to the required voltage ratio n defined by (1)

(10) 𝑤𝑤 = 𝑉𝑉 = 2𝑉𝑉

where it is taken into account that the primary transformer voltage is a half of the DC supply voltage for the bridge (see Fig. 1).

The rectifier diode model consists of constant voltage drop VF and series resistance. The diode switching times are neglected.

The modelling of rectifier, filter and load in time domain is done as it is described in [12].

Of course, the output DC voltage is not exactly equal to the magnitude of secondary transformer voltage because of the voltage drop VF in diodes and dead time:

(11) 𝑉 = 𝛿𝑉 − 𝑉

where: δ is the duty ratio of the transistor control

pulses.

(12) 𝛿 = 𝑇 − 𝑇𝑇

where: T is the period of the control pulses, Td is the dead time.

Simulation results A simulation model of whole system from Fig. 1 is

created in Matlab/Simscape environment. The model is shown in Fig. 5.

One thin-film Cadmium Telluride PV panel of type FS-275 is used in the simulation model. Its basic characteristics are [9]:

• Maximum power Pm = 75W; • Voltage at maximum power Vmp = 69.4V • Current at maximum power Imp = 1.08A • Open-circuit voltage VOC = 92V • Short-circuit current ISC = 1.2A • Open-circuit voltage temperature coefficient

kv = -0.237 %/℃. The unknown parameters for the PV panel model

are determined by optimization procedure [10], [11]: • Diode saturation current I0 = 2.26.10-13A • Diode ideality factor A = 1.056 • Series resistance RS =12.3Ω • Parallel resistance RP =1087Ω. The maximum voltage of the module appears when

the cell temperature is low. For Bulgarian climate, typical minimal temperature of the cells is assumed to be -10℃. Under this condition, the maximum open-

Fig. 5. Simulation model in Matlab/Simscape.

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circuit module voltage will be:

(13) 𝑉 = 𝑉 (1 + 𝑘 (𝑇 − 𝑇 )).

For the chosen module at cell temperature of -10℃, the maximum voltage is VPVm = 99.6V.

A micro-inverter of type Aurora micro-0.25-I-OUTD-230 with following data is chosen to be connected to the PV module:

• Maximum DC voltage: 65V; • DC voltage for full power at MPP: 30-50V; • Rated output power: 250W Taking into account (11) the transformer secondary

voltage is calculated:

(14) 𝑉 = 𝑉 + 𝑉𝛿 = 60 + 0.80.975 = 62.4V . In (14), a voltage margin of 5V is previewed for

safety of the inverter. The duty ratio is assumed equal to 0.975, which correspond to pulse width 20μs and dead time of 0.5μs (see (12)). This times are obtained by the transformer operating frequency, which is chosen 25kHz and typical dead times for specialized integrated circuits for control of half-bridge converters – for example IR2153D.

Taking into account (10) the transformer turns ratio is found:

(15) 𝑤𝑤 = 2𝑉𝑉 = 2 × 62.499.6 = 1.25 .

In order to have realistic values of the transformer parameters a real transformer is designed and fabricated using the methodology described in [13]. The transformer is made using core of type RM14 from N67 magnetic material. For operating frequency 25kHz, the number of turns of transformer windings is calculated to be:

• Primary winding w1 = 12; • Secondary winding w2 = 15. The resistances and inductances are obtained by

measurements with RLC meter on the transformer prototype and the results are:

• Primary winding: R1 = 16.8mΩ, LS1 = 0.402μH; • Secondary winding R2 = 49.5mΩ, LS2 = 0.245μH; • Magnetizing inductance Lm = 848μH; • Resistance of the magnetizing branch

Rm = 1050Ω. These values are used in the simulation model from

Fig. 5. The filter inductance is chosen L=50μH with series

resistance 10 mΩ. All capacitors are with value 100μF. The low value of the capacitance is chosen

intentionally in order to keep the time-constant of the converter low and make the dynamic response fast.

The transistors are MOSFET with channel resistance 40mΩ, which is typical for such devices with voltage rating 150-200V.

The diodes have voltage drop of 0.8V and internal resistance of 20mΩ.

Below, are presented the main results from the simulations performed with the developed model in Matlab.

In Fig. 6 are presented simulated voltage and current waveforms in the DC-DC converter during operation with the panel illuminated with 1000W/m2 at 25℃. The panel operates at its maximum power of 75W with voltage 69.4V and current 1.077A.

Fig. 6. Voltage and current wavewforms in the converter

operating with panel illuminated with 1000W/m2 and 25℃, PV power is 75W.

In Fig. 7 are shown the obtained characteristics of the PV module and the output of DC-DC converter when the module operates at STC - global radiation

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1000W/m2 and cell temperature 25℃. These characteristics are obtained when the converter is loaded by a controlled DC voltage source. By varying in steps the output voltage from 1 to 55V, the points of the characteristics are calculated by the simulation model. In the same figure, the power variation with the voltage is also shown.

Fig. 7. I-V and power characteristics of PV panel (blue) and at the output of DC-DC converter (black) at global

radiation 1000W/m2 and 25℃.

As it can be seen, the I-V characteristic of the PV module is transformed in different characteristic on the converter output. The new characteristic looks entirely like a characteristic from a PV panel but with lower voltage and higher current. In the power curve, there is a visible maximum, which may be followed by the in-verter MPPT algorithm.

In order to study the influence of the illumination on the converter behavior, a set of simulations are per-formed under different values of solar radiation and constant temperature. The results are shown in Fig. 8 and Fig. 9 as I-V characteristics on the output of the converter and on the PV module output.

Fig. 8. I-V characteristics at the output of DC-DC

converter at global radiation 250, 500 and 1000W/m2 and cell temperature 25℃.

Fig. 9. I-V characteristics of the PV panel at global

radiation 250, 500 and 1000W/m2 and cell temperature 25℃.

Once again, the converter demonstrates its ability to transform the PV panel characteristics in the right way at different illumination levels.

As it is known, the temperature also influences the PV modules’ performance. The model gives the possibility to take into account the module temperature. In Fig. 10, are shown simulated I-V characteristics at the output of the converter under constant solar radiation 1000W/m2 and three different cell temperatures. This result shows that the converter operates well when the cell temperature changes and there are relevant changes in the output characteristics. When the temperature increase the open-circuit voltage decreases and the short-circuit current slightly increases, which is the typical behavior of PV modules.

Fig. 10. I-V characteristics at the output of DC-DC

converter at global radiation 1000W/m2 and cell temperature 0, 25 and 50℃.

In order to study the efficiency of the developed DC-DC converter, several characteristics of the PV panel power and the output power are simulated and drawn in Fig. 11. As expected, the converter output

0

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Current

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1000W/m2

500W/m2

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PV p

anel

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PV panel voltage, V

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500W/m2

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, A

DC output voltage, V

50°C 0°C

25°C

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power is smaller than the input power. The ratio of these two powers gives the efficiency of the converter. The efficiency is calculated for different input power at constant input voltage. The result is shown in Fig. 12. The voltage is chosen 70V, which is very close to the voltage of the maximum power and consequently, this is the most probable operating voltage of the module in a real system.

Fig. 11. Power characteristics of PV panel (blue) and at the output of DC-DC converter (black) at global radiation 250,

500 and 1000W/m2 and cell temperature 25℃.

Fig. 12. DC-DC converter efficiency vs. input power

at constant input voltage 70V.

The converter efficiency reaches 95% and has a trend to increase with the power, which means that the converter is overdimensioned. However, it is useful because in real conditions it should operate with three PV panels connected in parallel (with total power of 225W peak) to fulfil the micro-inverter power rating of 250W. It should be mentioned that the switching losses in semiconductor devices are not taken into account because of the model limitations. Consequently, the actual converter efficiency will be a little bit smaller that calculated by the model.

In order to test the dynamic behavior of the proposed converter, simulation with abrupt changes in solar radiation and cell temperature is carried out. The

results are shown in Fig. 13. The simulation is done when the converter is loaded with constant voltage source with value of 39.5V. This voltage keeps the panel at voltage around 70V, which corresponds to its maximum power.

Fig. 13. Test of the converter with changes in solar

radiation and cell temperature.

As it can be seen from the results, the dynamic capabilities of the converter are very good because it is able to follow without visible deviations changes in solar radiation as fast as 100W per one millisecond. The increase in cell temperature is also reflected to the output of the converter by small drop in the current and power.

Conclusions The paper presents a specialized DC-DC converter

for connecting a thin-film PV panel to a micro-inverter. The converter is based on half-bridge topology with transformer isolation, which is useful for safety of the inverter in case of failure of converter transistors. The

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7678808284868890929496

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PV panel power, W

Vpv=70V

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converter mathematical model is developed in state space using instantaneous values. The simulation model is created in Matlab/Simscape environment. It is a detailed model and takes into account the switching mode of operation of the semiconductor devices.

Special attention is paid to the design of the high-frequency transformer. A prototype of the transformer is fabricated and used for experimental identification of its parameters.

As a result of simulations, different characteristics of the system PV panel – DC-DC converter are obtained and shown in the paper. The characteristics prove that the developed converter operates as expected and its output characteristics look exactly like those of a photovoltaic panel but with lower voltage and higher current.

The dynamic performance demonstrated by the converted is good enough for the operation of inverter MPPT algorithm because usually inverters change the reference for input power every 20 – 100ms.

REFERENCES [1] REN 21. Renewables 2019: Global Status Report

(GSR); Technical Report. REN21 Secretariat, Paris, France, 2019.

[2] BP Statistical Review of World Energy 2018. Online: http://gwec.net/wp-content/uploads/ 2018/ 04/ Global-Status.pdf.

[3] A. Georgiev, I. Kalpakova, N. Chavdarov. Dynamics of the main electricity indicators of Bulgaria in a multi-year section. Energetics, 1, 2018, pp. 15-22. (in Bulgarian).

[4] Ö. Çelik, A. Teke, A. Tan. Overview of micro-inverters as a challenging technology in photovoltaic applications. Renewable and Sustainable Energy Reviews 82, 2018, pp. 3191–3206.

[5] H. A. Sher, K.E. Addoweesh. Micro-inverters - Promising solutions in solar photovoltaics. Energy for Sustainable Development 16, 2012, pp. 389–400.

[6] Y. Chen et al. From laboratory to production: learning models of efficiency and manufacturing cost of

industrial crystalline silicon and thin-film photovoltaic technologies. IEEE Journal of Photovoltaics, vol. 8, no. 6, Nov. 2018, pp. 1531-1538.

[7] M. Kasper, D. Bortis, J.W. Kolar. Classification and comparative evaluation of PV panel-integrated DC–DC converter concepts. IEEE Trans. Power Electronics, 2014, 29, pp. 2511–2526.

[8] H. Bellia, R. Youcef, and M. Fatima. A detailed modeling of photovoltaic module using MATLAB. NRIAG Journal of Astronomy and Geophysics, vol. 3, Issue 1, 2014, pp. 53-61.

[9] V. Milenov, Z. Zarkov, B. Demirkov, I. Bachev. Modeling of electrical characteristics of various PV panels. 2019 16th Conference on Electrical Machines, Drives and Power Systems, ELMA 2019, 6-8 June 2019, Varna, Bulgaria.

[10] M.H. Deihimi, R.A. Naghizadeh, and A. Fattahi Meyabadi. Systematic derivation of parameters of one exponential model for photovoltaic modules using numerical information of data sheet. Renewable Energy, vol. 87, Part 1, 2016, pp. 676-685.

[11] D. Rusirawan, I. Farkas. Identification of model parameters of the photovoltaic solar cells. Energy Procedia, vol. 57, 2014, pp. 39-46.

[12] I. Batarseh, A. Harb. Isolated Switch-Mode DC-DC Converters. In: Power Electronics. Springer, Cham, 2018, pp. 273-345.

[13] M. Brown. Power supply cookbook. Second edition. Newnes, 2001.

Assoc. Prof. Dr. Eng. Zahari Zarkov is now lecturer at Faculty of Electrical Engineering, Technical University of Sofia, Bulgaria. His scientific research areas are: electrical generators using RES, power electronic converters for RES, experimental designs, modeling in the field of energy conversion and electricity generation from RES, hybrid systems with RES. е-mail: [email protected]

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APPLICATION IN PRACTICE

Review for choosing the correct BLDC controller Vasil Vasilev, Emil Vladkov

The article presents a review of how to pick or design the correct most cost-effective BLDC (Brushless Direct Current) motor controller to fit the needs of the project. After a brief overview of the history and presenting what is a BLDC motor and how it can be controlled, where it is mostly used today and what were the improvements done throughout the years, the focus falls mainly on what are the characteristics and principal of work of the mainstream BLDC controllers. After that, the article explains what are the main parameters that needs to be considered in order to pick or design the best motor controller for the needs of the project. The article ends with conclusion that reiterates the importance of clear idea of what the requirements are and how they will be fulfilled depending on three key parameters efficiency, reliability and price.

Keywords – BLDC, controllers, electric motors.

Преглед за избор на правилен контролер за БДПТ (Васил Василев, Емил Владков). Статията представя преглед на това как да се подбере или проектира коректно най-рентабилният БДПТ (безчетков двигател на постоянен ток) за да отговаря на нуждите на проекта. След кратък обзор на историята, се представя какво представлява БДПТ и как може да бъде управляван, къде най-често се използва в днешно време и какви са подобренията извършвани през годините, фокуса пада главно на това какви са характеристиките и принципа на работа на БДПТ контролерите. След това статията продължава с обяснение на това какви са основните параметри, които е необходимо да се обмислят, за да може да се подбере или проектира най-подходящият контролер за нуждите на проекта. Статията завършва със заключение, което отново подчертава важността за ясната представа какви са изискванията и как те ще бъдат изпълнени в зависимост от три ключови параметъра ефективност, надеждност и цена.

I. Brief history of the development of BLDC motors

The inventors of the electric motors knew that permanent magnetic motors had severe limitations as far as their practical application was concerned. In 1882, electrician John Urquhart wrote in his treatise on electro-motors that “when the electro-motive machine is intended to exert any considerable amount of energy, it is advisable to replace the permanent magnets by electro-magnets. A considerable increase of power is yielded by motors when furnished with electro-magnets in place of PMs. Moreover, the size and weight of the motor may be greatly diminished. The cost is much less, and the machine is capable of

converting a much larger power of current into mechanical effect.“ [1]. Back then the problem was lack of knowledge of how to create better magnetic materials. They used only naturally occurring magnetite. But in the early beginnings of the century, the world saw what can be described as a renaissance in the discovery of new types of magnetic materials such as carbon, cobalt and wolfram steel. However, the quality of the materials was still very poor. It wasn’t until the invention of the Alnico magnets (Aluminum, Nickel and Cobalt) (Fig.1), that the world would have a high quality magnet that could be used for a lot of applications and opened the door for the return of PM (permanent magnet) motors [2].

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The composition of alnico alloys is typically 8–12% Al, 15–26% Ni, 5–24% Co, up to 6% Cu, up to 1% Ti, and the balance is Fe. The development of alnico began in 1931, when T. Mishima in Japan discovered that an alloy of iron, nickel, and aluminum had a coercivity of 400 oersteds (32 kA/m), double that of the best magnet steels of the time [3]. In the 1950s, ferrite (ceramic) permanent magnets appeared and were used in motors for small appliances. But, during 1960s, another significant step occurred in the expanded use of PMs in electric motors when the compounds of rare-earth metals (samarium) and cobalt were invented.

Fig. 1. Alnico5. The metal bar (bottom) is a keeper. This helps to preserve the magnetization.

They were important improvement, but they were overshadowed by the invention of neodymium-iron-boron PMs in the 1980s [4] which “yielded both a higher energy product and were more common than the rare samarium and cobalt. [2]” It was not until the 1970s that brushless PM DC motors began surfacing in the marketplace. The delay was due not only to the development of high energy PMs, but also the development of power devices and electronic controllers that could replace mechanical commutation with electronic commutation. [5] By numerous experiments and practices, the electronic commutation brushless motor was developed with the help of Hall elements in 1962, which started a new era in production of BLDC motors. In the 1970s, a magnet sensing diode, whose sensitivity is almost thousands of times greater than that of the Hall element, was used successfully for the control of BLDC motor. In 1978, the Indramat branch of Mannesmann Corporation of the Federal Republic of Germany launched the MAC brushless DC motor and its drive

system on Trade Shows in Hanover, which showed that the BLDC motor had entered into the practical stage. After that a global research on development of that type of motors began. Trapezoid-wave/square-wave and sine-wave BLDC motors were developed successfully. These motors can be considered as permanent magnet motors where rotor position detection is used to control the commutation in order to ensure self-synchronization operation without starting windings. Since then the development of the magnet materials, micro and power electronics, detection techniques and especially the power switching devices (IGBT, IGCT and MOSFET’s), BLDC motors are getting better and more efficient and are growing towards intelligent, high-frequency and integrated direction. During the late 1990’s computer and control theories developed rapidly Microprocessors such as (MCU’s, DSP’s, FPGA’s and CPLD’s) made possible better and more efficient way of controlling the BLDC motors.

Moreover, a series of control strategies and methods such as sliding-mode variable structure control, neural-network control, fuzzy control, active disturbance rejection control, adaptive control etc., are now integral part of the BLDC control systems, because these methods can improve performance, minimize torque-ripple, improve the dynamic and steady-states speed response and improve the stability of the system in some extent [5]. These days BLDC motors can be found everywhere in our daily lives in HDD’s, PC cooling fans, RC toys, drones, industrial automation, satellites, CNC machines, 3D printers, electric cars, etc.

II. BLDC controllers – what are they As mentioned, BLDC motors are not self-

commutating thus, they require more complicated control (Fig.2).

BLDC motor control requires knowledge of the rotor position and mechanism to commutate the motor. If closed-loop speed control is used there are two additional requirements, measurement of the motor speed and/or motor current and presence of PWM signal to control the motor speed and power (using PWM, VSI can control the current passing through the motor windings thus controlling the speed). Depending on the application requirements, BLDC motors can use edge-aligned or center-aligned PWM signals. Most applications, that only require variable speed operation, will use six independent

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edge aligned PWM signals, which provides the highest resolution. To create the edge-aligned PWM (Fig.3), a timer or counter circuit counts upward from zero to a specified maximum value, called the ‘period’.

Fig.3. Edge-Aligned PWM.

Another register contains the duty cycle value, which is constantly compared with the timer (period) value. When the timer or counter value is less than or equal to the duty cycle value, the PWM output signal is asserted. When the timer value exceeds the duty cycle value, the PWM signal is deasserted. When the timer is greater than or equal to the period value, the timer resets itself, and the process repeats. When operating in Center-Aligned mode (Fig.4), the effective PWM period is twice the value that is specified in the PWMx Primary Phase-Shift registers

(PHASEx) because the Independent Time Base counter in the PWM generator is counting up and then counting down during the cycle.

Fig. 4. Center-Aligned PWM.

The up and down count sequence doubles the effective PWM cycle period. This mode is used in many motor control and uninterrupted power supply applications [6]. If the application requires servo-positioning, dynamic braking, or dynamic reversal, it is recommended that complementary center-aligned PWM signals be used. To sense the rotor position BLDC motors, use Hall Effect sensors to provide absolute position sensing. This results in more wires and higher cost. Sensorless BLDC control eliminates the need for Hall effect sensors, using the back-EMF (electromotive force) of the motor instead to estimate the rotor position. Sensorless control is essential for low-cost variable speed applications such as fans, pumps, drones. Some refrigerator and air conditioning compressors also require sensorless control when using BLDC motors [7].

Fig.2. Block diagram of sensorless control of the BLDC motor drive system.

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Sensored commutation Typically, these controllers consist of MCU that

controls a driver (integrated circuit) using PWM signals, which in turn drives 6 power transistors (usually MOSFETs if the motor is low voltage as in ESC that are used in RC toys and drones) (Fig.5).

The voltage source inverter drives the motor. To know the correct moment to commutate the winding currents a position sensor is necessary. Many BLDC motor vendors supply motors with a three-element Hall Effect position sensor [8]. Each sensor element outputs a digital high level for 180 electrical degrees of electrical rotation, and a low level for the other 180 electrical degrees. The three sensors are offset from each other by 60 electrical degrees so that each sensor output is in alignment with one of the electromagnetic circuits as shown on Fig.6.

That information is fed to the MCU so it knows when to create the next trigger. Using this method, the motor can be triggered precisely thus giving the ability to rotate in all rated speeds with rated torque. BLDC with hall-effect sensors can be used in places where extremely accurate and smooth movements are required. The motor can start operation quickly and precisely from zero moving speed. It also can maintain slow speeds of rotation very accurately. The downside

of that method is that it creates a close loop system which relies only on feedback sensors so in applications where there is a lot of dust, vibration and moisture, they can fail as a result of sensor performance [9].

Fig. 6. Relationship between sensor outputs and

the required motor drive voltages.

Sensorless commutation In order to bypass additional sensors, it is possible

to determent when to commutate the motor using the BEMF (back electromotive force) voltage on one of the not driven phases (Fig.7).

Fig. 1. Typical construction of sensored BLDC controller.

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There are several disadvantages using this method of commutation. The motor must move at minimum rate in order to generate sufficient back EMF so it can be sensed. Sudden changes in the motor load can cause BEMF to drift out of lock. The BEMF voltage can be measured only when the speed of rotation is in range of the ideal commutation rate for applied voltage. Commutation at rates faster than the ideal rate will cause interrupts in the motor movement. One way to know when exactly to trigger commutation is by monitor all three phase terminal voltages and VDC via voltage dividers fed into the ADC. Then detect during appropriate sectors when the phase BEMFs cross ½ Vdc. Only one phase voltage needs to be monitored for a given sector. Measurement of the time for 60°, the time between zero crossings, by using one of the timers available in the microcontroller follows. Dividing this value by two and loading it into another timer, the implicit 30° offset required for correct commutation can be cancelled [10]. This of course implies that all triggering will be done by assuming constant velocity and no deviation on the load, moreover with the decelerating of the motor the BEMF signal reduces its amplitude which is the reason why that method of driving an BLDC has minimum operating speed. Simply said all the

triggering is based on predicting future events. This will result of a rough and inefficient driving of the motor if the load and speed changes. A better way to drive a BLDC motor is to integrate the BEMF signal and create a less noisy signal for commutation. When commutation take place, spikes with opposite charge will occur because of the inductance of the coils in the motor. Then the MCU starts to integrate (1) the BEMF signal with the integration starting at the point when the BEMF the signal passes through 0 (red area under the slope). Integration of the linear waveform (BEMF signal from the unpowered phase) will result in a quadratic waveform (magnetic flux 𝜆) which can be used to commutate the motor if certain threshold value is reached. Increasing or decreasing that threshold will

affect the speed at which the motor operates

(Fig.8).

The most significant benefit of using this method is that it has speed invariant performance – meaning that commutation will occur always in the correct moment even if the speed is changing dynamically [11].

(1) 𝑣𝑜𝑙𝑡𝑎𝑔𝑒 = = . = . 𝜔

Fig.7. How to use BEMF to generate new integrated value for correct commutation.

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Fig. 8. Idealized phase BEMF waveforms.

III. Main parameters of an BLDC controller

The first and most important step is to make

sure what is the type of motor that needs to be driven – brushless DC motor (BLDC) with sensors or sensorless BLDC. Depending on the goals of the project both types can be used with different strengths in different fields. Sensored BLDC using hall effect sensors present

a very robust solution. The speed of the motor can be controlled precisely to zero and keep very low speeds of rotation accurately. But there are some problems associated with these hall effect sensors and the most obvious one is the additional cost for the sensors and wires which can lead to additional problem with the loss of signal quality when appreciable distance between the controller and the motor is reached. The second problem is reliability – sensors will be connected with additional connections they will need additional power and if one of the sensors or the power to the sensor fails the ability to control the motor is lost.

Sensorelss BLDC using the feedback from the BEMF during the unpowered state of the coil is one of the first methods used for driving such motors. It is a very straightforward method and widely used in PC fans and low-cost ESC. The drawback is that if the load changes rapidly the motor may go out of synchronization with the controller, because of miscalculation of the predicted commutation thus resulting of spin-down of the motor or even locking into position.

Sensorless BLDC using additional signal created from the BEMF is the best way to drive such a motor. Just because a new signal (integral of the BEMF – magnetic flux) is created precise commutation can be triggered thus increasing the reliability of the motor during rapid changes in the speed caused by load change [12].

Torque, speed selection

Normal operation of the BLDC motor depends on the rotor position and it is necessary to control the motor to obtain the smooth response of torque and speed with less ripple content. The inductance effect of the winding mainly influences the shape of the trapezoidal back EMF and the rectangular stator currents of the motor. The deviation of the stator current from its ideal rectangular shape causes a ripple in torque. This can lead to acoustic noise and vibrations. Direct torque control (DTC) strategy is used to attain the precise torque control in a BLDC motor but it has a large torque ripple with constant switching frequency [13]. The typical PI and PID controllers are most commonly employed controllers in the regulation of the BLDC motor speed and torque. These controllers have a simple structure and are easy to design. However, they do not provide better response under load varying conditions, which results in a poor dynamic response. In order to make the response better FLC (Fuzzy logic controller) can be used. It is a mathematical system that analyzes analog input values in terms of logical variables that are values between 0 and 1. They are used in cases where normal “true”, ”false” statements are not applicable. An Artificial Neural Network (ANN) controller is also designed for regulation of the BLDC motor. It is a powerful controller with large handling data capability [14]. However, due to its offline data training, it cannot give an accurate result. In recent years, Firefly Algorithm (FA) has become popular and considerable attention is paid to the FA. FA is the most effective technique and it gives better performance as compared to many optimization techniques. This FA technique is used for solving the various engineering problems. Debbarma et al. (2014) proposed a new FOPID controller to solve the automatic generation control problem in power systems with the help of FA technique. In this paper, Firefly Algorithm (FA) based FOPID controller is proposed to obtain the smooth response of BLDC

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motor with less amount of ripple in torque and speed [15], [16].

Power selection

The maximum output power of the motor is limited. In order to calculate its value, we need to take into consideration the range in which the speed changes and the limit of the torque load .If the selected power is too small, the brushless DC motor will be overloaded when load exceeds its rated output power, and there will be motor heating, vibration, speed drop, abnormal sound and other phenomena. When the brushless DC motor is seriously overloaded, the motor will be burned down. But if the selected power is too large, it will cause economic waste. Therefore, it is very important to choose a reasonable power for the motor.

Voltage selection

Voltage is supplied by an electronic switching circuit controlled by the output of a position sensor. Depending on the infrastructure and the use scenario this step is also important. For example, in BLDC used for lifting UAV (unmanned aerial vehicle) depending on the size of the vehicle different source voltages can be used. Of course, the larger the vehicle the more powerful the motor must be, so the best option is to select higher power supply voltage. This will improve efficiency because less current will be converted to heat loss. Of course, if higher voltage is selected a larger battery must be used, resulting in a heavier craft.

Current selection

When choosing the peak current of the controller and the rated peak input current of motor is known to be 𝐼 (A) then the peak current 𝐼 = 2𝐼 , otherwise, there is no engineering allowance for the output current during the operation of the controller. If the rated output power (or maximum output power) 𝑃 (W) and driving voltage of the BLDC motor are known, then the peak current can be calculated, according to Eq. (2) [17]:

(2) 𝐼 ≥ 4 𝑃 𝑉⁄ . IV. Conclusion

In this paper different types of BLDC motors are presented and how they can be controlled using mainly two different type of feedback – sensored (hall-effect sensors) and sensorless (using feedback

from the BEMF generated in one of the coils during its none powered state) is discussed. With the help of this information different parameters were discussed in particular what needs to be considered when choosing the correct BLDC controller. Most of the parameters have to be considered during the design phase of the project to fit its goals. Of course, it is a good practice to reserve the system by picking higher values of the described parameters, but there is a point at which there are diminishing returns and in some cases the reverse can happen, and the efficiency can drop. So, it is important to pick values depending on the project and make sure that price corresponds to the efficiency and reliability.

REFERENCES [1] J. W. Urquhart. A Treatise on the Means and

Apparatus Employed in the Transmission of Electrical Energy and Its Conversion Into Motive Power. Electro-motors, 1882, p. 103.

[2] T. J. V. H. H. N. Juha Pyrhonen. Permanent magnets in rotating machines. Design of rotating electrical machines, John Wiley & Sons, Ltd, 2008, p. 200.

[3] C. D. G. B. D. Cullity. Introduction to Magnetic Materials, 2009, p. 485.

[4] A. Goldman. Modern ferrite technology. Springer, 2006, p. 227.

[5] C.-l. Xia, in Permanent Magnet Brushless DC Motor Drives and Controls, Tianjin University P.R. China, 2012, p. 2.

[6] Microchip.com, Microchip, 2019. [Online]. Available: https://microchipdeveloper.com/pwr3101: pwm-edge-center-aligned-modes.

[7] Renesas, BLDC Motor Control Algoriths. 2015. [Online]. Available: https://www.renesas.com/us/en/solutions/key-technology/motor-control/motor-algorithms/bldc.html.

[8] IntechOpen, IntechOpen Limited, 2012. [Online]. Available: https://www.intechopen.com/books/ fuzzy-controllers-recent-advances-in-theory-and-applications/design-of-a-real-coded-ga-based-fuzzy-controller-for-speed-control-of-a-brushless-dc-motor.

[9] W. Brown. Brushless DC Motor Control Made Easy. 2011, pp. 1-17.

[10] C. Elliott. Using the dsPIC30F for Sensorless BLDC Control. Microchip Technology inc., 2004.

[11] S. B. Charlie Elliott. Using the dsPIC30F for Sensorless BLDC Control. AN901, 2004.

[12] C. W. d. Silva. Modeling and Control of Engineering Systems. CRC Press, 2009, pp. 632-633.

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[13] B. N. ReddyKota. Direct instantaneous torque control of Brushless DC motor using firefly Algorithm based fractional order PID controller. Journal of King Saud University - Engineering Sciences, 2018.

[14] N. S. S. Kishore. Torque ripples control and speed regulation of Permanent magnet Brushless DC Motor Drive using Artificial Neural Network. Recent Advances in Engineering and Computational Sciences, 2014.

[15] X. Yang. Nature-inspired Metaheuristic Algorithms.Luniver Press, 2008.

[16] L. C. S. N. S. Debbarma. Automatic generation control using two degree of freedom fractional order PID controller. Int. J. Electr. Power Energy Syst., pp. 120-129.

[17] https://www.bldcmotor.org, ATO, [Online]. Available: https://www.bldcmotor.org/brushless-dc-motor-selection-guide.html.

Eng. Vasil R. Vasilev is currently PhD student in Sofia University, Faculty of Physics, Dept. of Radiophysics and Electronics and he is working as service engineer for Theta-Consult ltd. He graduated in 2013 from Technical University Sofia Thermal nuclear energetics. His interest cover analyzing of electronic equipment, developing electronic and mechanical projects. tel.:0878159125 е-mail: [email protected]

Assoc. Prof. Dr. Emil E. Vladkov is currently a lecturer at Sofia University, Faculty of Physics, Dept. of Radiophysics and Electronics, he graduated from Sofia University in 1996 and became a PhD in 2001. His scientific interests cover the area of communication networks and protocols, Wireless Sensor Networks (WSN) and Digital Signal Processing Algorithms and hardware implementations. tel.: 0888 099199 е-mail: [email protected]

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ЕЛЕКТРОТЕХНИКА И ЕЛЕКТРОНИКА E+E 54 год. 9-10/2019 Научно-техническо списание Издание на: Съюза по електроника, електротехника и съобщения /CEEC/

Главен редактор: Проф. дтн Иван Ячев, България

Зам. гл. редактор: Проф. дтн Сеферин Мирчев, България Редакционна колегия: Проф. д-р Анатолий Александров, България Проф. д-р Венцислав Вълчев, България Д-р Владимир Шелягин, Украйна Проф. д-р Георги Стоянов, България Проф. д-р Евдокия Сотирова, България Доц. д-р Елена Колева, България Доц. д-р Захари Зарков, България Проф. Кристиан Магеле, Австрия Проф. Маурицио Репето, Италия Проф. д-р Марин Христов, България Проф. дтн Михаил Анчев, България Проф. д-р Никола Михайлов, България Проф. дтн Ради Романски, България Проф. д-р Росен Василев, България Проф. Такеши Танака, Япония Проф. Ханес Топфер, Германия Д-р Хартмут Брауер, Германия Акад. проф. дтн Чавдар Руменин, България Акад. проф. Юрий Якименко, Украйна Проф. Юън Ричи, Дания Консултативен съвет: Чл. кор. проф. дфн Георги Младенов, България Проф. д-р Димитър Рачев, България Проф. дтн Емил Соколов, България Проф. д-р Жечо Костов, България Доц. д-р Иван Василев, България Проф. дтн Иван Доцински, България Доц. Иван Шишков, България Проф. дтн Людмил Даковски, България Проф. дтн Минчо Минчев, България Проф. дфн Николай Велчев, България Доц. д-р Петър Попов, България Проф. дтн Румяна Станчева, България Проф. д-р Стефан Табаков, България Технически редактор: Захари Зарков Адрес: ул. “Раковски” № 108 ет. 5, стая 506 София 1000 тел.: +359 2 987 97 67 e-mail: [email protected] http://epluse.ceec.bg

ISSN 0861-4717

С Ъ Д Ъ Р Ж А Н И Е ТЕЛЕКОМУНИКАЦИИ Айдън Хъкъ Софтуерен продукт за сравняване на алгоритми за приоритизиране на трафика при LTE технология 146

ЕЛЕКТРОТЕХНИКА Лиляна Колева, Елена Колева, Моника Р. Немтану, Мирела Брашовеану Подход за обобщена робастна оптимизация на процеса на присъединяване в следствие на електроннолъчево облъчване 153

ЕЛЕКТРОНИКА Захари Зарков DC-DC преобразувател за свързване на фотоволтаичен панел към микро-инвертор 161

ПРИЛОЖЕНИЕ В ПРАКТИКАТА Васил Василев, Емил Владков Преглед за избор на правилен контролер за БДПТ 169

През 2019 г. списание Electrotechnica & Electronica се издава с финансовата подкрепа на фонд „Научни изследвания“ към Министерството на образованието и науката.

Page 36: ELECTROTECHNICA & ELECTRONICA E+E · Zahari Zarkov DC-DC converter for interfacing PV panel to micro-inverter 161 APPLICATION IN PRACTICE Vasil Vasilev, Emil Vladkov Review for choosing

UNION OF ELECTRONICS, ELECTRICAL ENGINEERING AND TELECOMMUNICATIONS

The Union of Electronics, Electrical Engineering and Telecommunications

/CEEC/ is a Bulgarian scientific-technical, non-governmental, non-political,

and non-profit creative and professional association – it is an integral part

of the civil society in the Republic of Bulgaria and the European Union. CEEC

has always been an active member of the Federation of Scientific and

Technical Unions in Bulgaria /FNTS/. CEEC is a full participating member of

the Convention of National Societies of Electrical Engineers in Europe

/EUREL/.

In the form of a professional association CEEC has existed under

various names ever since 1936. In the beginning, as the division of Electrical

Engineering in the National Organization of the Bulgarian Engineers and

Architects /BIAD/, one of the oldest Bulgarian professional organizations.

CEEC has structures in all major cities in Bulgaria. Members of CEEC

are more than 750 certified engineers, scientists teaching at the Technical

Universities and the Bulgarian Academy of Sciences, specialists and

managers working in factories and firms, students and post-graduate

students, all organized in clubs and national scientific-technical divisions,

dedicated to the fields in the industry of electrical engineering,

telecommunications, electromagnetic compatibility, electronics, acoustics,

etc. The corporate members include more than 20 companies, institutions

and organizations.

CEEC is the principle organizer of several national and international

scientific-technical events, such as the well-attended biannual conferences:

the International Symposium on Electrical Apparatus and Technologies

“SIELA”, the International Conference on Electrical Machines, Drives and

Power systems “ELMA”, the International Conference on e-Beam

Technologies “EBT”, the annual conferences “ELECTRONICS” and

International conference “TELECOM”, the National conference with

international participation “ACOUSTICS”, and the very popular with the

young engineers Student Career Forum.

For over half a century CEEC has been the publisher of the peer-

reviewed monthly scientific journal “ELECTROTECHNICA+ELECTRONICA”–

“E+E”. The journal website is http://epluse.ceec.bg

CEEC’s office is situated at: 108 Rakovski St., 1000 Sofia, BULGARIA

+(359) 2987 9767, email: [email protected], http://ceec.fnts.bg