effects of thalamic lesions upon cerebellar dyskinesia in the rhesus monkey

21
Effects of Thalamic Lesions upon Cerebellar Dyskinesia in the Rhesus Monkey' MALCOLM B. CARPENTER AND GEORGE R. HANNA Department of Anatomy, College of Physicians and Surgeons, Columbia University, New Ymk, New York Cerebellar dyskinesia provoked by le- sions in the deep cerebellar nuclei, or in efferent fiber bundles from these nuclei, appears to represent the physiological ex- pression of the disordered function of in- tact neural structures deprived of control- ling and regulating cerebellar influences. This thesis is supported by the fact that secondary lesions, in neural structures other than those provoking the dyskinesia, can reduce, ameliorate, or abolish the motor disturbances. Structures considered to be particularly involved in the neural mechanism of cerebellar dyskinesia in- clude the thalamus (Cooper and Polouk- hine, '59; Cooper, '60a, '60b; Martin, '60), the agranular frontal cortex (Aring and Fulton, '36; Bucy, '59), and the lateral corticospinal tract (Carpenter and Correll, '61). Data concerning the essential role of the thalamus in cerebellar dyskinesia are incomplete, but available anatomical evidence suggests that specific portions of this complex may be involved in the media- tion of this dyskinesia. Anatomical facts supporting this thesis are: (1) the largest and most important system of cerebellar efferent fibers (i.e,, the brachium conjunc- tivum) decussates in the midbrain and projects largely to the contralateral ventro- lateral nucleus of the thalamus (Jansen and Brodal, '54; Carpenter and Stevens, '57; Cohen, Chambers and Sprague, '58). (2) the ventrolateral nucleus of the thala- mus projects most of its fibers to the agran- ular frontal cortex (Walker, '38; Mettler. '47), and (3) although the corticospinal tract originates from widespread regions of the cerebral cortex, few, if any, of its fibers appear to be infrapallial in origin (Mettler, '44; Lassek and Evans, '45). No pathway originating in the cerebel- lum is known to project directly to spinal levels, though some cerebellar efferent fibers (i.e., fastigiobulbar and descending division of the brachium conjunctiwm) pass to regions of the brain stem reticular formation (Thomas, Kaufman, Sprague and Chambers, '56; Carpenter and Nova, '60). While it is possible that these fiber systems might play some role in the neural mecha- nism of cerebellar dyskinesia, it has been demonstrated that surgical interruption of reticulospinal fiber systems at high cervical levels does not ameliorate or alter cerebel- lar dyskinesia in the monkey (Carpenter and Correll, '61). The object of the current study was to determine the physiological effects of local- ized stereotaxic lesions in the thalamus upon cerebellar dyskinesia in the monkey produced by lesions of the deep cerebellar nuclei. MATERIAL AND METHODS A total of 30 rhesus monkeys were used in this study. Attempts were made to de- stroy and remove significant portions of th,e deep cerebellar nuclei, particularly the dentate nuclei, by aspiration techniques. Following a suboccipital craniotomy, the dura below the transverse sinus was opened to reveal the posterior aspect of the cerebellum. Small areas of cerebellar cortex in paravermal locations were cau- terized and a glass suction tube approxi- mately 1.5 mm in diameter was inserted into the medullary core of the cerebellum. By this approach portions of the deep cerebellar nuclei were destroyed and as- pirated bilaterally. Following this proce- 1 Supported by research grants B-l630(C2) and B-l630(C3) from the National Institute of Neuro- loeical Diseases and Blindness of the National Insti- tutes of Health, Bethesda, Maryland. 2 Po3tdortoral trainee in neuroanatomy supported by grant 2B-5242CCl) from the Institute of Neurological Diseases and Blindness. 127

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Page 1: Effects of thalamic lesions upon cerebellar dyskinesia in the rhesus monkey

Effects of Thalamic Lesions upon Cerebellar Dyskinesia in the Rhesus Monkey'

MALCOLM B. CARPENTER AND GEORGE R. HANNA Department of Anatomy, College of Physicians and Surgeons, Columbia University, New Ymk, New York

Cerebellar dyskinesia provoked by le- sions in the deep cerebellar nuclei, or in efferent fiber bundles from these nuclei, appears to represent the physiological ex- pression of the disordered function of in- tact neural structures deprived of control- ling and regulating cerebellar influences. This thesis is supported by the fact that secondary lesions, in neural structures other than those provoking the dyskinesia, can reduce, ameliorate, or abolish the motor disturbances. Structures considered to be particularly involved in the neural mechanism of cerebellar dyskinesia in- clude the thalamus (Cooper and Polouk- hine, '59; Cooper, '60a, '60b; Martin, '60), the agranular frontal cortex (Aring and Fulton, '36; Bucy, ' 59 ) , and the lateral corticospinal tract (Carpenter and Correll, '61). Data concerning the essential role of the thalamus in cerebellar dyskinesia are incomplete, but available anatomical evidence suggests that specific portions of this complex may be involved in the media- tion of this dyskinesia. Anatomical facts supporting this thesis are: (1) the largest and most important system of cerebellar efferent fibers (i.e,, the brachium conjunc- tivum) decussates in the midbrain and projects largely to the contralateral ventro- lateral nucleus of the thalamus (Jansen and Brodal, '54; Carpenter and Stevens, '57; Cohen, Chambers and Sprague, '58) . ( 2 ) the ventrolateral nucleus of the thala- mus projects most of its fibers to the agran- ular frontal cortex (Walker, '38; Mettler. '47), and ( 3 ) although the corticospinal tract originates from widespread regions of the cerebral cortex, few, if any, of its fibers appear to be infrapallial in origin (Mettler, '44; Lassek and Evans, '45).

No pathway originating in the cerebel- lum is known to project directly to spinal

levels, though some cerebellar efferent fibers (i.e., fastigiobulbar and descending division of the brachium conjunctiwm) pass to regions of the brain stem reticular formation (Thomas, Kaufman, Sprague and Chambers, '56; Carpenter and Nova, '60). While it is possible that these fiber systems might play some role in the neural mecha- nism of cerebellar dyskinesia, it has been demonstrated that surgical interruption of reticulospinal fiber systems at high cervical levels does not ameliorate or alter cerebel- lar dyskinesia in the monkey (Carpenter and Correll, '61).

The object of the current study was to determine the physiological effects of local- ized stereotaxic lesions in the thalamus upon cerebellar dyskinesia in the monkey produced by lesions of the deep cerebellar nuclei.

MATERIAL AND METHODS

A total of 30 rhesus monkeys were used in this study. Attempts were made to de- stroy and remove significant portions of th,e deep cerebellar nuclei, particularly the dentate nuclei, by aspiration techniques. Following a suboccipital craniotomy, the dura below the transverse sinus was opened to reveal the posterior aspect of the cerebellum. Small areas of cerebellar cortex in paravermal locations were cau- terized and a glass suction tube approxi- mately 1.5 mm in diameter was inserted into the medullary core of the cerebellum. By this approach portions of the deep cerebellar nuclei were destroyed and as- pirated bilaterally. Following this proce-

1 Supported by research grants B-l630(C2) and B-l630(C3) from the National Institute of Neuro- loeical Diseases and Blindness of the National Insti- tutes of Health, Bethesda, Maryland.

2 Po3tdortoral trainee in neuroanatomy supported by grant 2B-5242CCl) from the Institute of Neurological Diseases and Blindness.

127

Page 2: Effects of thalamic lesions upon cerebellar dyskinesia in the rhesus monkey

128 MALCOLM B. CARPENTER AND GEORGE R. HANNA

dure the dura was sutured with 6-0 silk and muscle layers and skin were closed in the usual manner.

Animals developing characteristic cere- bellar dyskinesia were observed daily, and examined neurologically at intervals; cine- matographic records of dyskinesia were made on at least two separate occasions following provocative surgery. After an interval of at least two weeks attempts were made to produce localized stereotaxic lesions in the lateral nuclear groups of the thalamus contralateral to the most promi- nent cerebellar disturbances. Coordinate systems for thalamic nuclei were deter- mined from formalin fixed heads with brains in situ (Carpenter and Whittier, ’52). Most thalamic lesions were produced electrolytically by a direct current ( 3 to 5 ma at 400 volts) applied for intervals of 15 seconds; multiple electrode place- ments were made close together in at- tempts to produce larger lesions. Attempts were made also to produce lesions by injection of solutions of 3% celloidin and E t ~ p a l i n . ~ Following thalamic lesions, physiological observations, neurological examinations and cinematographic rec- ords were made for comparative purposes. Animals were permitted to survive for variable periods of time following thal- amic lesions; no animal was sacrificed less than two weeks after secondary surgery.

At the termination of the observation period animals were examined, anesthet- ized, and perfused with : (1) 500 ml of normal saline, and (2) 500 ml of 10% neutral formalin. The brain and spinal cord of each animal were removed in toto and further fixed in 10% neutral formalin. After an appropriate interval brains were sectioned in blocks perpendicular to the axis of the brain stem; blocks of spinal cord were cut transversely. Blocks of brain were embedded in paraffin. cut serially at 15 v, and stained according to the Nissl and Weil techniques. Every tenth section was stained with cresyl violet and every ninth section by the Weil method. For each brain, at least one block of the upper pons containing the brachium conjunctivum was stained according to the Marchi meth- od so that fiber degeneration in this struc- ture could be evaluated. One block of cer-

vical spinal cord was stained also by the Marchi method to determine the presence of degeneration, if any, in the cortico- spinal tract. In a few cases selected sec- tions of the upper pons and spinal cord were stained by the Nauta-Gygax (’54) technique.

OBSERVATIONS

Cerebellar dyskinesa. Attempts to pro- duce bilateral lesions in the deep cerebellar nuclei in 30 monkeys resulted in persistent cerebellar dyskinesia in 23 animals. The cerebellar disturbances exhibited by these animals were essentially the same as those reported previously (Carpenter and Stevens, ’57; Carpenter and Correll, ’61). Dis- turbances consisted of ataxia, ataxic tre- mor, simple tremor, head tremor, general- ized asynergic phenomena, hypokinesia, variable degrees of hypotonus, and some- times disturbances of equilibrium. Post- operatively these animals assumed a broad- based stance, were reluctant to move about the cage, and progressed in a grossly ataxic fashion. Most of the animals displayed combined simple and ataxic tremor in both upper extremities; initially simple tremor (“tremor at rest”) was particularly promi- nent, but this type of tremor tended to undergo some attenuation within a few weeks (Carpenter and Stevens, ’57). Ataxic tremor, present during voluntary and asso- ciated movement, was characterized by large amplitude, irregular frequency and moderate force. As has been mentioned previously (Carpenter and Correll, ’61 ) tremor of both types was evident particu- larly in the upper extremities, appeared to involve proximal musculature more than distal musculature, and involved alter- nately flexor and extensor muscle groups. Tremor in the lower extremities was noted frequently but was more difficult to observe because of weight bearing and the tendency of animals to assume postures which in- hibited tremor or made its detection diffi- cult. Tremor in the upper extremities was not constantly present, but usually was seen daily. In animals with particularly marked tremor and asynergic disturbances, tremor involving the head and neck was seen also. Asynergic disturbances were

3 Etopalin, a product of Ciba Pharmaceutical Prod- ucts, Inc., is a mixture of 8% ethyl cellulose, 95% ethyl alcohol and 15% Pantopaque.

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CEREBELLAR DYSKINESIA IN THE MONKEY 129

evident particularly during voluntary and associated movement and sometimes dis- played considerable forcefulness and am- plitude. In the early postoperative period marked dysmetria made it difficult for ani- mals to pick up food and convey it to their mouths. The severity of bilateral cerebeIlar dyskinesia was not always symmetrical, presumably because cerebellar lesions var- ied in size and disposition. Frequently an animal initially showed some reluctance to use the extremity with the most marked disturbances; this made evaluation of the dyskinesia difficult, but in time this re- luctance usually disappeared. Prior studies (Carpenter and Stevens, '57) have shown that although these disturbances in the monkey undergo a gradual attenuation, most of the disturbances persist in a clearly recognizable form for at least six months.

Lesions of the deep cerebellar nuclei in these 23 monkeys showed variations in size, extent, and dis- position and were not always symmetrical. Large portions of all intracerebellar nuclei were destroyed bilaterally in six animals. In 16 of the animals the lesions destroyed large parts of the dentate and interposed nuclei, without damaging the roof nuclei. However, Nissl stained sections in these animals revealed significant loss of cells in the roof nuclei indicating interruption of fastigial efferent fibers. Lesions confined to the dentate nuclei were found in only one animal. Although maps of the spatial dis- positions of cerebellar lesions at represent- ative levels through the cerebellum were made for each of these animals, the value of such maps appeared questionable since some lesions spared portions of particular nuclei while interrupting emerging efferent fibers at other locations. For this reason i t was felt that the extent of degeneration in the brachium conjunctivum was the most useful index for comparing and eval- uating the extent of intracerebellar de- struction. While fibers from the fastigial nuclei were frequently interrupted by these lesions, prior studies (Carpenter, Brittin and Pines, '58; Carpenter, '59) have shown that these fibers do not enter the brachium conjunctivum, but leave the cerebellum via the uncinate fasciculus and juxtaresti- form body. As in other studies (Carpenter and Stevens, '57; Carpenter and Correll,

Cerebellar lesions.

'61), the severity of cerebellar dyskinesia in the monkey resulting from partial de- struction of the dentate nucleus could not be distinguished from that associated with virtually complete destruction of the den- tate nucleus or surgical section of the bra- chium con j unctivum.

Secondary thalamic lesions Attempts were made to produce localized

stereotaxic lesions in the lateral nuclear groups of the thalamus in 23 monkeys with established cerebellar dyskinesia. In 19 monkeys attempts were made to produce unilateral thalamic lesions contralateral to the most marked cerebellar disturb- ances. It was felt that ipsilateral cere- bellar dyskinesia might serve as a type of control, in spite of inherent and recog- nized limitations. One animal in this group died in the immediate postoperative period. In another animal (C-491) with an un- recognized hydrocephalus due to adhesions around the fourth ventricle, no lesion was produced in the thalamus. A large soften- ing in the head of the caudate nucleus in this animal caused no detectable change in cerebellar disturbances. Three animals ((2-517, (2-525 and C-526) in which initial thalamic lesions produced either no modi- fication of cerebellar dyskinesia, or only transient effects, were subjected to addi- tional operations on the same side. An analysis of the physiological effects of uni- lateral thalamic lesions upon cerebellar dyskinesia was made in 17 monkeys.

Bilateral thalamic lesions were produced serially in 4 monkeys with cerebellar dyski- nesia. Because the initial unilateral thala- mic lesions appeared to have little or no effect upon cerebellar disturbances in rhesus C-550, second lesions were infficted in the opposite thalamus. In two animals ((2-527 and C-559) initial lesions produced modifications of contralateral cerebellar disturbances, but lesions in the opposite thalamus, produced later, provoked only minimal changes. Asymmetrical bilateral lesions in rhesus C-528 produced only con- tralateral effects. Because lesions in these animals were associated with only contra- lateral alterations of cerebellar dyskinesia, they were considered as unilateral lesions for purposes of analysis.

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130 MALCOLM B. CARPENTER AND GEORGE R. H A N N A

It was realized at the outset that even with the most precise stereotaxic tech- nique, it probably would not be possible to produce lesions strictly limited to spe- cific anatomical subdivisions of the thala- mus. In spite of this obvious limitation, attempts were made to evaluate the physi- ological effects of thalamic lesions upon cerebellar dyskinesia with respect to groups of thalamic nuclei partially destroyed. The nomenclature and anatomical divisions of the thalamus designated by Olszewski (‘52) were followed throughout this study.

Ventral anterior nucleus of t he thala- mus . Thalamic lesions destroying portions of the ventral anterior nucleus were pro- duced in three monkeys. Although these lesions were similar in location, they var- ied in size and configuration. In rhesus C-489 two relatively small lesions in the ventral anterior nucleus began in the dor- sal part of the nucleus and extended cau- dally and ventrally. Two of the four elec- trode placements produced lesions in the caudate nucleus which encroached upon some of the fibers in the anterior limb of the internal capsule. Four small lesions confined to the ventral anterior nucleus in rhesus C-496 extended caudally and medi- ally to the oral part of the nucleus ventralis lateralis. No capsular fibers were destroyed by these lesions. The lesion produced in rhesus C-527 (left side) appeared to de- stroy approximately a third of the ventral anterior nucleus in its central part. The ventral border of the lesion involved cap- sular fibers at the level of the anterior commissure. No degeneration of cortico- spinal fibers was evident in sections of the cervical spinal cord stained by the Marchi method in any of these animals.

Cerebellar dyskinesia in two of these animals (C-489 and C-496) appeared un- altered by secondary thalamic lesions. Head tremor, simple tremor, ataxic tremor, and all asynergic disturbances remained. For a few days after surgery cerebellar tremor ipsilateral to the thalamic lesions appeared slightly exaggerated but this was transient. In one animal (‘2-527) the thalamic lesion initially reduced both sim- ple and ataxic tremor contralaterally but did not appear to affect dysmetria or the ataxic gait. Tremor during movement oc- curred only in short bouts particularly

at the beginning and end of voluntary movement. In addition the animal ap- peared to have more marked disturbances of equilibrium than prior to thalamic sur- gery. One week after surgery simple and ataxic tremor contralateral to the thalamic lesion became more evident. Three weeks after surgery tremor in the right extremi- ties was consistently seen, though its am- plitude was somewhat reduced. The thal- amic lesion in this animal had no effect upon the ataxia and only a transient effect upon tremor.

Ventrolaterul nucleus of the thalamus. Thalamic lesions produced in two monkeys with established cerebellar dyskinesia de- stroyed portions of the ventrolateral nu- cleus selectively. MuItiple electrode place- ments in rhesus C-526 produced a large lesion (maximal dimensions 2.5 X 5 mm) which destroyed the dorsal and lateral part of the ventrolateral nucleus (pars oralis) without apparent encroachment upon the ventral anterior or ventral posterior lateral nucleus. This lesion concomitantly destroyed small portions of the caudate nucleus and corpus callosum dorsally. The relatively small thalamic lesions found in rhesus C-550 (right side) involved the dorsal and caudal part of the ventrolateral nucleus (pars caudalis), and portions of the dorsomedial nucleus. No descending degeneration was seen in Marchi sections of the spinal cord of rhesus C-550. In rhesus C-526 descending degeneration in the spinal cord was present bilaterally in the sulcomarginal area and in the ventral parts of the lateral funiculi. Fiber degen- eration in these locations was considered to be a consequence of concomitant dam- age to vestibular nuclei found in associa- tion with the lesions in the deep cerebellar nuclei. No Marchi degeneration was found in the dorsal half of the lateral funiculus.

The large thalamic lesion in rhesus C-526 produced a marked reduction in contralateral simple and ataxic tremor. Simple tremor, which prior to thalamic surgery had been almost continuously present, practically disappeared. A1 though ataxic tremor was not abolished, it was greatly reduced in amplitude, force and frequency of occurrence. In spite of some residual dysmetria contralateral to the thalamic lesion, the animal preferred to

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CEREBELLAR DYSKINESIA IN THE MONKEY 131

use this hand for feeding. The mild dis- turbances of equilibrium, present prior to the thalamic lesion, persisted as did the ataxia. Head tremor was reduced, but not abolished. Comparisons of the cine- matographic records before and after the lesion in the thalamus indicated that cere- bellar tremors contralateral to the lesion were greatly ameliorated. This reduction in tremor persisted until the animal was sacrificed.

Thalamic lesions produced in rhesus C- 550 appeared to cause a reduction in sim- ple and ataxic tremor contralaterally which lasted about one week. Other cerebellar disturbances showed no attenuation dur- ing this period. Tremor during voluntary and associated movement gradually reap- peared and 26 days after surgery was un- questionably most severe opposite the thal- amic lesion. This thalamic lesion appeared to have no lasting effect upon any of the cerebellar disturbances.

Ventral anterior and ventrolateral nuclei of the thalamus. Secondary thalamic le- sions destroyed portions of the ventral an- terior and ventrolateral thalamic nuclei in four animals. In rhesus C-497 four small confluent lesions rostrally destroyed a ven- trolateral area in the ventral anterior nu- cleus and the adjacent reticular nucleus of the thalamus. Caudally these lesions en- tered the ventral and oral part of the ventro- lateral nucleus; the lesions terminated with- out involving the ventral posterior lateral nucleus. Destruction appeared maximal in the junctional area between the ventral anterior and the ventrolateral nuclei. The four electrode placements made in rhesus C-507 produced a single large lesion in the dorsolateral part of the ventral anterior nucleus. At this location the lesion meas- ured 3 X 4 mm. Caudally the lesion en- tered the dorsal part of the ventrolateral nucleus, adjacent to the internal capsule. The lesion diminished slightly in size as it passed caudally. The thalamic lesion in rhesus C-508 was similar to that in rhesus C-507 except that it was smaller, more medial and extended further caudally. Examination of Marchi stained sections of the cervical spinal cord revealed no de- scending degeneration in two animals (C- 497 and C-508). In rhesus C-507 a small number of degenerated fibers were scat-

tered throughout the dorsal half of the lateral funiculus on the right side.

In the fourth animal (C-528, right side) of this group two lesions which began in the caudate nucleus extended caudally to destroy parts of the ventral anterior and ventrolateral nuclei. In the ventrolateral nucleus destruction was largely limited to the pars caudalis. No damage to fibers of the internal capsule was apparent and no descending degeneration could be seen in sections of the spinal cord.

Although these thalamic lesions were not identical in size or location, their physi- ological effects upon prior cerebellar dyski- nesia were similar. In all of these animals a marked reduction of both simple and ataxic tremor contralateral to the thalamic lesion was noted upon recovery from an- esthesia. Tremor at rest appeared to be abolished while tremor occurring during voluntary and associated movement did not entirely disappear. A few tremor cycles sometimes were seen at the beginning and end of voluntary movement, or when the animal was excited. This modification of tremor in three animals persisted without change until the animals were sacrificed 19 days after secondary surgery. No re- crudescence of tremor contralateral to the thalamic lesion in rhesus C-528 was seen during an observation period of eight weeks. In this animal another thalamic lesion was produced subsequently on the opposite side (page 133).

Combined types of tremor ipsilateral to the thalamic lesions were unchanged, though initially the tremor seemed to be somewhat exaggerated. Two of the ani- mals developed feeding preferences for the hand ipsilateral to the thalamic lesions, but the other two (C-497 and C-528) consist- ently preferred the opposite hand for mono- manual feeding. In spite of the significant reduction of tremor by the thalamic le- sions, no alteration of ataxia or general awkwardness in the performance of skilled movements was seen on either side. The stance remained broad-based and the gait was insecure and ataxic. In one animal ((2-508) a moderate disturbance of equilib- rium was noted along with a tendency to lean to the side opposite the thalamic le- sion. This disturbance underwent a grad- ual attenuation and disappeared after two

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132 MALCOLM B. CARPENTER AND GEORGE R. HANNA

weeks. None of these animals appeared to have any paresis or impairment of sensa- tion detectable upon examination.

Ventroluteral and ventral posterior lat- eral nuclei of the thalamus. Thalamic lesions produced in two monkeys (C-565 and C-594) with established cerebellar dyskinesia destroyed selectively portions of the ventrolateral and ventral posterior lat- eral nuclei. Four electrode placements made in each of these animals produced identifiable eIectrode tracks in the internal capsule ventral to the caudate nucleus and in the lateral portions of the ventral an- terior nucleus. Electrode tracks consisted of small localized areas of dense gliosis seen readily in Nissl stained sections; no lesions were found in this region. Destruc- tion found in the central part of the ven- trolateral nucleus (pars oralis) consisted of four individual lesions approximately one millimeter in diameter arranged at the corners of a rhombus with two millimeter sides. This constellation of lesions ex- tended caudally and ventrally into the ventral posterior lateral nucleus (pars oralis) without appreciable reduction in size. Thalamic lesions with this disposition and location were similar in these animals. No part of the internal capsule was de- stroyed by these lesions. Although no degeneration was evident in sections of the spinal cord stained by the Marchi method, Nauta stained sections revealed modest pretenninal degeneration about cells of the anterior horn in upper cervical segments contralateral to the lesions. This minimal degeneration presumably was pro- duced by electrodes traversing portions of the internal capsule.

The effects of these nearly identical lesions upon cerebellar dyskinesia was sim- ilar. Simple and ataxic tremor contralat- eral to the thalamic lesions was virtually abolished, while ipsilateral tremor persisted without change. Other asynergic disturb- ances and ataxia were not altered signifi- cantly, but slight disturbances of equilib- rium, not previously present, were noted for a few days. One animal (C-565) had minimal contralateral paresis lasting for six days that subsided without residual. Although tremor opposite the thalamic le- sion was aracticallv abolished. both ani- mals prehrred to -feed with’ the hand

ipsilateral to the secondary lesion. Neuro- logical examination disclosed apparent diminution of reactions to painful stimuli contralateral to thalamic lesions. Impair- ment of sensation contralaterally was considered partially responsible for the reluctance of the animals to use these extremities. No recrudescence of tremor contralateral to the thalamic lesions oc- curred in either animal during an observa- tion period of over four weeks.

Centromedian, ventral posterior medial and ventral posterior lateral nuclei of the thalamus. Secondary thalamic lesions produced in two monkeys involved nuclei in more caudal portions of the thalamus, although electrodes traversed more rostra1 regions. The lesion in rhesus C-595, pro- duced by four electrode placements, de- stroyed the lateral parts of the centrome- dian and the ventral posterior medial nuclei throughout their extent and the medial margin of the adjoining ventral posterior lateral nucleus (pars caudalis). This irregular rhomboid shaped lesion measuring 2 X 3 mm in maximal dimen- sions terminated caudally medial to the medial geniculate body. A smaller, less extensive lesion in rhesus C-596 destroyed the dorsolateral part of the centromedian nucleus and medial portions of the ven- tral posterior laterd nucleus (pars oralis and caudalis). This lesion also involved a small part of the ventral posterior medial nucleus. Caudally almost all of the lesion was within the boundaries of the centro- median nucleus. No part of the internal capsule was destroyed by the lesions in either of these animals.

These two animals were observed for nearly five weeks prior to thalamic surgery, during which time no attenuation of tremor or other disturbances was apparent. Both animals consistently displayed tremor both at rest and during movement. The combined simple and ataxic tremor seen bilateral in rhesus C-596 was unquestion- ably the most severe and persistent pro- duced in this laboratory by cerebellar lesions.

The described thalamic lesion in rhe- sus C-595 abolished contralateral simple tremor and greatly reduced ataxic tremor. The only tremor seen opposite the thalamic lesion consisted of a few intermittent CY-

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133 CEREBELLAR DYSXINESIA IN THE MONKEY

cles seen at the beginning or end of a voluntary movement. The animal used the contralateral upper extremity exclu- sively for feeding, which was accomplished in a nearly normal manner. Tremor ipsi- lateral to the thalamic lesion persisted without significant change for two weeks, but after that interval gradually dimin- ished. Three weeks after surgery almost no tremor was present on either side. The gait continued to be unsteady and awk- ward. Skilled voluntary movements were slow and somewhat clumsy. No evidence of paresis or sensory impairment could be detected. The animal was sacrificed three weeks after thalamic surgery.

Following the thalarnic lesion on the left side in rhesus C-596, all tremor on the right was abolished. The animal had no detectable paresis and persistently pre- ferred the right hand for feeding. Dys- kinesia present in the left extremities was not affected by the thalamic lesion. The generalized ataxia, hypokinesia and slow- ness of movement appeared unchanged. The definitely salutary effects of the thal- amic lesion in this animal persisted for four weeks. After this interval it was noted that occasional short bursts of tremor were seen in the right upper extremity. At six weeks the recrudescence of both simple and ataxic tremor on the right side could be seen easily. Although combined types of tremor reappeared contralateral to the thalamic lesion, the dyskinesia was never as marked as that seen on the left, which persisted without change. No fur- ther alteration of the cerebellar dyskinesia was apparent during the next two weeks. After eight weeks of observation the ani- mal was sacrificed.

Nuclei of the lateral thalamic group. Stereotaxic lesions produced in six mon- keys with cerebellar dyskinesia involved multiple nuclei of the lateral thalamic group. Electrolytic lesions in four animals IC-515, C-525, (2-528 (left side), and C-6041 began in the ventral anterior nu- cleus as four small discrete lesions; in the ventrolateral nucleus (pars oralis) the in- dividual lesions formed a single large le- sion with somewhat irregular borders. These large lesions produced by multiple electrode placements extended caudally into the ventral posterior lateral and me-

dial nuclei without appreciable reduction in size. Lateral portions of the centrome- dian nuclei were encroached upon or de- stroyed concomitantly in three animals (C-515, C-525 and C-528). Thalamic lesions in rhesus C-525 consisted of two separate constellations of lesions produced at different times. In addition to the more dorsal lesion, described above, there was a second more ventral lesion destroying fibers of the thalamic fasciculus and por- tions of the ventral posterior medial nu- cleus. The lesion in rhesus C-528 (left side) was the largest lesion in any animal of this group measuring 4 X 5 mm in maximal dimensions in the area of over- lap of the ventrolateral and ventral pos- terior lateral nuclei. Marchi stained sec- tions of the cervical spinal cord in these animals did not reveal evidence of descend- ing degeneration. However, Nauta-Gygax stained sections of the spinal cord in rhe- sus C-604 disclosed modest preterminal degeneration in the dorsal half of the lateral funiculus contdateral to the thal- amic lesion. Electrode tracks in portions of the internal capsule appeared respon- sible for this degeneration.

The thalamic lesion in rhesus C-552, produced by injection of 0.2 ml of Etop- alin, resulted in a cylindrically shaped lesion which began in the caudate nucleus and successively destroyed portions of the ventral anterior, ventrolateral (pars oralis), ventral posterior lateral, paracentral and centromedian nuclei. The lesion termi- nated in the caudal part of the ventral posterior lateral nucleus. No fibers of the internal capsule appeared to be destroyed by the lesion and no Marchi degeneration could be detected either in the medullary pyramids or in the spinal cord.

Bilateral thalamic lesions produced seri- ally in rhesus C-559 were found in nearly symmetrical locations in the ventral an- terior, ventrolateral and ventral posterior lateral nuclei. Two relatively large lesions on the right side produced by injection of Etopalin not only destroyed more tissue than the electrolytic lesion on the opposite side, but involved the ventral anterior nu- cleus to a greater extent. No portions of the internal capsule were damaged on either side.

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134 MALCOLM B. CARPENTER AND GEORGE R. HANNA

Following thalamic lesions three of these animals (C-515, C-528 and C-604) appeared to have conspicuous reduction of tremor in the contralateral extremities. Tremor at rest was practically abolished while tremor evident during voluntary or associated movement was still present, though reduced in amplitude, force and frequency of occurrence. The latter type of tremor often was seen only at the be- ginning and end of a purposeful move- ment; during some observation periods no tremor of any kind was seen. The ameli- oration of contralateral tremor persisted without recrudescence in all of these ani- mals. Combined types of tremor ipsilat- era1 to the thalamic lesions were initially unchanged or appeared somewhat exag- gerated compared with the previous state. Apparent exaggeration of ipsilateral tremor was transient, usually lasting only a few days.

The broad-based stance and ataxic gait characterizing this type of cerebellar dys- kinesia was not significantly altered by the thalamic lesions. Skilled movements were not performed with the speed and dexterity of the normal animal and dys- metria was evident upon reaching for food. Although none of these animals appeared to have any paresis, a feeding preference for the hand ipsilateral to the thalamic lesion was persistently seen in two animals (C-528 and (2-604). Since it was not possible to detect impairment of cutaneous or proprioceptive sensibility in these animals, the nature of this deficit could not be defined.

Rhesus C-515 displayed impressive im- provement in coordinated motor function contralateral to the thalamic lesion, in addition to reduction in the severity of tremor. Prior to thalamic surgery this animal fed directly from the floor of the cage because the severe ataxic tremor and asynergic disturbances impaired normal feeding patterns. Following the thalamic lesion this animal was able to grasp food in a normal fashion, break it into small pieces and convey it to the mouth in se- quences of smooth and orderly movements. This improvement contralateral to the thal- amic lesion persisted.

As reported above two separate thalamic lesions were produced at different times

on the right side in rhesus C-525. The initial lesion destroying portions of all thalamic nuclei in the lateral group and a small part of the centromedian nucleus, abolished contralateral simple tremor and greatly reduced ataxic tremor, but did not modify the generalized ataxia. Both ataxic and simple tremor gradually reappeared opposite this thalamic lesion and four weeks after surgery tremor was essentially the same as prior to the thalamic lesion. Because of this failure to modify any part of the cerebellar dyskinesia, a second thal- amic lesion was attempted ventral to the fmt one; this lesion destroyed fibers in the thalamic fasciculus and parts of the ventral posterior medial nucleus. Follow- ing this procedure contralateral tremor was abolished, but skilled movements still were performed in an awkward fashion. Tremor in the ipsilateral extremities also appeared somewhat reduced after the sec- ond thalamic lesion, suggesting a possible bilateral effect.

A large unilateral thalamic lesion in rhesus C-552, likewise, seemed to have a bilateral effect upon the cerebellar dys- kinesia. Initially the large thalamic lesion, produced by injection of Etopalin, ap- peared to have no effect upon the cerebel- lar disturbances, but within six days the tremor and most of the asynergic disturb- ances disappeared bilaterally. The animal was able to stand, walk, climb and feed without difficulty. There was no evidence of paresis. Although the animal remained moderately hypokinetic, coordinated motor function seemed nearly normal.

In spite of the fact that fairly sym- metric a1 bil ater a1 th a1 amic lesions were produced in rhesus C-559, significant and enduring reduction of tremor was seen only on the left side, contralateral to the largest lesion. Simple tremor was abol- ished on the left and ataxic tremor was eliminated except for a few tremor cycles appearing at the beginning and end of voluntary movement. No detectable modi- fication of other cerebellar disturbances was seen in this animal.

None of the animals of this group ap- peared to have disturbances of equilibrium or posture that could be attributed to the secondary thalamic lesions. Even though thalamic lesions destroyed significant por-

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CEREBELLAR DYSKINESIA IN THE MONKEY 135

tions of sensory relay nuclei, it was not possible to detect impairment of sensory perception.

Thalamic fasciculus. Relatively small stereotaxic lesions in three monkeys with cerebellar dyskinesia interrupted fibers of the thalamic fasciculus dorsal to the zona incerta. Two electrode placements in rhe- sus C449 produced a single obliquely oriented lesion in the thalamic fasciculus extending dorsally into the ventral poste- rior medial nucleus. Profuse Marchi de- generation from the lesion projected over a wide area in the ventral part of the lateral nuclear group of the thalamus. A similarly located lesion in rhesus C-450 appeared to interrupt most of the fibers of the thalamic fasciculus, some of the fibers of the lenticular fasciculus and de- stroyed portions of both the zona incerta and subthalamic nucleus. Destruction in the corpus Luysii was limited to a small dorsolateral region. These lesions did not appear to interrupt fibers in the internal capsule. An attempted right thalamic le- sion in rhesus C-527 involved some fibers of the internal capsule, parts of the retic- ular nucleus of the thalamus rostrally and destroyed a large number of fibers of the thalamic fasciculus. Marchi degeneration also was present in the lenticular fasci- culus.

Although secondary stereotaxic lesions in these animals were similar, their phys- iological effects were not identical. In rhesus C-449 and C-527 modest diminu- tion of both simple and ataxic tremor was seen contralaterally. while the reduction in the severity of the tremor was not as great as that seen in other animals with lesions in the thalamic nuclei, the modifi- cation was definite. This reduction in the severity of contralateral cerebellar tremor persisted until the animals were sacrificed four and five weeks, respectively, after surgery. Other features of the cerebellar syndrome were not detectably modified by lesions involving this fiber bundle.

The similarly located lesion in rhesus C-450 did not alter tremor, ataxia, or asyn- ergic disturbances, even though some diminution in the animal's response to painful stimuli seemed to be present con- tralateral to the lesion.

Other thalamic nuclei. Due to error or misjudgment lesions in three monkeys in- volved nuclei in portions of the thalamus some distance from the intended locations. The anterior nucleus of the thalamus was destroyed partially on the left side in rhe- sus C-526. Following this lesion no change in the cerebellar dyskinesia was seen. Af- ter a period of two weeks a second lesion was inflicted; the findings associated with the second lesion, located in the ventro- lateral nucleus of the thalamus, have been reported (page 130).

In another animal (C-550) two lesions in the caudal part of the dorsomedial nu- cleus on the left produced no detectable alteration of cerebellar disturbances. Sub- sequently a second thalamic lesion was made on the right side (page 130).

In rhesus C-517 three separate attempts were made to produce stereotaxic lesions in the right thalamus. These lesions de- stroyed: ( 1 ) portions of area X (Olszew- ski, '52), the paracentral nucleus, and parts of the lateral central nucleus, (2) parts of the ventrolateral nucleus (pars caudalis), and ( 3 ) parts of the lateral central and posterior lateral nuclei. None of these lesions singly or collectively pro- duced detectable modifications of cerebel- lar dyskinesia in this animal.

DISCUSSION

Considerable clinical evidence supports the thesis that localized lesions involving the globus pallidus, the pallidofugal fiber systems or the ventrolateral regions of the thalamus can reduce and ameliorate tremor and rigidity associated with paraly- sis agitans (Wycis and Spiegel, '52; Spiegel and Wycis, '54, '58; Cooper, '56, '60c; Cooper and Bravo, '58a, '58b; Narabayashi, Okuma and Shikiba, '56; Housepian and Pool, '58; Bertrand, Mar- tinez, Poirier and Gauthier, '58; Alajouan- ine, Houdart, Remond, and Morin, '58; Lin and Cooper, '60; van Manen, '60). Similar evidence indicates that lesions in these locations can alleviate the symp- toms of dystonia rnusculorum deformans (Cooper, '57, '59; Cooper, Poloukhine and Hoen, '56; Cooper and Bravo, '58b) and reduce or abolish choreoid (Spiegel and Wycis, '50) and ballistic activity (Talair- ach, Pallas and David, '50; Roeder and

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136 MALCOLM B. CARPENTER AND GEORGE R. HANNA

Orthner, '56; Cooper, '57; Martin and McCaul, '59; Andy and Brown, '60). Al- though some anatomical confirmation of the location of these lesions is available (Spiegel and Wycis, '58; Bertrand, Marti- nez, Poirier and Gauthier, '58; Smith, '60) more extensive study is needed of surgi- cally produced lesions in patients with dyskinesia. The only available experi- mental evidence concerns the effects of pallidal and thalamic lesions upon sub- thalamic hyperkinesia in the rhesus mon- key (Carpenter, Whittier and Mettler, '50; Carpenter, '61). These data indicate that lesions destroying significant portions of the globus pallidus or lateral nuclear groups of the thalamus can abolish con- tralateral subthalamic hyperkinesia with- out producing paresis.

Several reports have appeared recently indicating that thalamic lesions may be effective in ameliorating intention tremor associated with cerebellar disease and mul- tiple sclerosis (Cooper and Poloukhine, '59; Cooper, '60a, '60b; Martin, '60; Maz- ars, Droguet and Pansini, '60; Bonduelle, '60; Wertheimer, Bourret and Lapraz, '60). Most of these lesions have been described as destroying portions of the ventrolateral nucleus of the thalamus, though the loca- tion of these lesions has not been con- firmed anatomically. Other authors (Guiot, Brion, Fardeau, BettaYeb and Molina, '60; Thurel, Nehlil and OKeefe, '60) have re- ported significant reduction of intention tremor by stereotaxic lesions said to be located in the posterior limb of the in- ternal capsule. These lesions were con- sidered to encroach upon portions of the thalamus and to interrupt a sufficient number of capsular fibers to suppress in- tention tremor, but were not so large as to produce clinically detectable motor defi- cits. It is of interest that Guiot (see dis- cussion, Wertheimer, Bourret and Lapraz, '60) has stated, "Cette definition anat- omique de la lesion efficace pour les trem- blements parkinsoniens nous parait Btre la mBme pour les dyskinesies volitionnelles d'attitude." This comment suggests that, at least, some of the neural pathways mediating distinctive forms of dyskinesia may be the same, an hypothesis supported by experimental studies (Carpenter, '61). Sir Gordon Holmes' ('22) statement con-

cerning the relationship of "static" tremor to cerebellar lesions appears pertinent in this context. He commented: "Its resem- blance to the tremor of paralysis agitans is unmistakable; it is apparently similar to that which Fenier and Turner (1894) observed after section of the superior pe- duncles and which is frequently associated with midbrain lesions that involve these peduncles."

Prior experimental studies (Carpenter, Correll and Hinman, '60; Carpenter and Correll, '61) in the monkey indicate that impulses indirectly responsible for both subthalamic hyperkinesia ( a choreoid ac- tivity) and cerebellar dyskinesia are trans- mitted to segmental levels by the same tract, the lateral corticospinal tract. In these forms of experimental dyskinesia interruption of other descending pathways at high spinal levels has no appreciable physiological effect upon the dyskinesia. If fibers of the corticospinal tract consti- tute the primary descending fiber system transmitting impulses concerned with these dyskinesias to segmental levels, the cerebral cortex must play an essential role in these disturbances. Anatomical evi- dence suggests that impulses concerned with dyskinetic phenomena probably reach the cerebral cortex through the me- diation of thalamic nuclei. Because cere- bellar dyskinesia represents one form of motor disturbance that can be produced consistently in the monkey by lesions de- stroying portions of the deep cerebellar nuclei (Carrea and Mettler, '47, '55; Car- penter and Stevens, '57), it appeared pos- sible to study the physiological effects of secondary thalamic lesions upon dyskin- esia. Since the production of thalamic lesions confined to particular anatomical subdivisions of the thalamus is difficult, the analysis of the physiological effects of thalamic lesions on this basis was not always possible.

Evidence from this study indicates that thalamic lesions discretely involving por- tions of the anterior nuclei (anterior ven- tral and anterior medial), the dorsomedial nucleus, and the ventral anterior nucleus have no appreciable effect upon any of the motor disturbances in the monkey pro- voked by large lesions of the deep cerebel- lar nuclei. From an anatomical basis it

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CEREBELLAR DYSKINESIA IN THE MONKEY 137

would seem unlikely that lesions involv- ing the anterior nuclear group of the thala- mus should have any effect upon cerebel- lar dyskinesia, since this nuclear group receives most of its afferent fibers from the mammillary body and its cortical projec- tion is primarily to the region of the cingu- late gyrus (Peele, '61). Likewise the cor- tical projection of the dorsomedial nucleus upon the granular frontal cortex (Mettler, '47) makes it seem unlikely that this nu- cleus would play an essential role in the neural mechanism of cerebellar dyski- nesia. Since fibers projecting to the ven- tral anterior nucleus of the thalamus are derived in part from the globus pallidus (Ranson and Ranson, '42; Papez, '42; Johnson and Clemente, '59), lesions in this nucleus might conceivably alter some features of the cerebellar syndrome. While i t is possible that more extensive lesions in the ventral anterior nucleus of the thala- mus might have produced a different re- sult, it is notable that in one animal with a large lesion in this nucleus only a modest reduction in contralateral tremor was seen. On the basis of volumes of tissue destroyed, lesions in the ventral anterior nucleus of the thalamus appear to have a relatively minor effect upon cerebeuar dyskinesia compared with lesions in other portions of the thalamus.

Secondary stereotaxic lesions involving the caudate nucIeus and the anterior limb of the internal capsule appear to have no appreciable effect upon cerebellar dyski- nesia. Findings regarding the caudate nu- cleus confirm previous observations (Car- penter, Glinsmann and Fabrega, '58) that secondary striatal lesions do not influence cerebellar dyskinesia in the monkey.

Relatively small lesions interrupting fibers of the thalamic fasciculus dorsal to the zona incerta appear to produce only a very modest reduction of cerebellar tre- mor. Findings in three animals seem significant because they indicate that in- terruption of fibers of the brachium con- junctivum at diencephalic levels neither exaggerates nor abolishes existing cerebel- lar disturbances. However, data in one ani- mal (C-525) suggest that interruption of fibers of the thalamic fasciculus may po- tentiate the ameliorative effects of lesions

in the lateral nuclear groups of the thala- mus.

Thalamic lesions producing significant alteration of cerebellar dyskinesia appear to involve either the ventrolateral (pars oralis) or the centromedian nuclei. Sec- ondary lesions destroying portions of the ventrolateral (pars oralis) nucleus alone, or in combination with portions of the ventral anterior and/or ventral posterior lat,eral nuclei, appear to reduce contralat- era1 tremor. Tremor at rest (simple tre- mor) frequently is abolished contralater- ally, while intention tremor (ataxic tremor) is greatly reduced opposite the lesion, but usually not eliminated entirely. Residual ataxic tremor contralateral to these thala- mic lesions consists of a few tremor cycles at the beginning and end of voluntary movement. Excitement, fear, and antici- pation of feeding frequently tend to bring out tremor which under other circum- stances may not be noticeable. These thal- amic lesions appear to have little, if any, effect upon other cerebellar disturbances. The broad-based stance, ataxic gait and asynergic phenomena seen during volun- tary and associated movement persist without appreciable change.

Thalamic lesions destroying portions of the ventrolateral nucleus alone or in com- bination with parts of the ventral anterior and/or ventral posterior lateral nuclei ap- pear to have no physiological effect upon ipsilateral cerebellar disturbances, includ- ing tremor. Some animals with lesions in these thalamic nuclei exhibit disturbances of equilibrium which are transient. In spite of the fact that some lesions destroyed significant parts of the ventral posterior lateral nucleus, sensory loss or impairment usually could not be detected on examina- tion, a finding similar to that sometimes reported in man (Cooper, '60a, 60b; Mark, Ervin and Hackett, '60). It is possible that impairment of certain sensibilities could have accounted for the reluctance of some animals to use the upper extremity contra- lateral to the thalamic lesions for mono- manual feeding. Unfortunately no thal- amic lesions in this series of animals selectively destroyed the ventral posterior lateral nucleus of the thalamus.

Thalamic lesions destroying portions of the centromedian nucleus and parts of the

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138 MALCOLM B. CARPENTER AND GEORGE R. H A N N A

ventral posterior lateral and medial nuclei appear effective in reducing contralateral cerebellar tremor, but produce no modifi- cation of other cerebellar disturbances. Reduction in contralateral tremor was seen in five monkeys with lesions involv- ing the centromedian nucleus, but re- crudescence of tremor occurred in one of these animals after four weeks. In three of these animals (C-525, C-552 and C-595) significant reduction in tremor ipsilateral to the thalamic lesion was observed. These data suggest that thalamic lesions destroy- ing portions of the centromedian nucleus may ameliorate cerebellar tremor bilat- erally, to some extent. Theoretically two separate lesions destroying portions of the ventrolateral and centromedian nuclei might be most effective in abolishing cere- bellar tremor. The spatial disposition of these nuclei is such that a single stereo- taxic lesion destroying them would have to be large and would concomitantly in- volve a large number of other thalamic nuclei.

In the literature only one report (Ward, McCulloch and Magoun, '48) could be found in which attempts were made to determine the physiological effects of thal- amic lesions upon tremor in the monkey. Tremor in this animal (BR 12) was pro- duced by bilateral lesions in the mesen- cephalic and pontine tegmentum involving multiple structures, including the reticular formation, red nuclei, brachia conjunc- tivia and parts of the medial lemnisci. In this animal tremor, probably provoked by destruction of the brachium conjunc- tivum, was not permanently abolished by lesions in cortical areas 4 and 6, or by a large thalamic lesion subsequently pro- duced in the lateral nuclear group of the thalamus. While this report is open to certain objections, it is difficult to under- stand why the very large thalamic lesion did not reduce or abolish contralateral tremor.

At least one aspect of cerebellar dyski- nesia, namely tremor, can be significantly modified by secondary thalamic lesions in- volving either the ventrolateral (pars oralis) or centromedian nucleus. Modifi- cation of cerebellar tremor by these lesions does not depend upon interruption of cor- ticospinal pathways. The explanation as to

why thalamic lesions in these locations re- duce cerebellar tremor cannot be answered definitely. Cerebellar dyskinesia resulting from lesions in the deep cerebellar nuclei would appear to represent the physiologi- cal expression of the disordered function of intact neural structures deprived of the controlling and regulating influences of the cerebellum. Because the principal cere- bellar efferent fiber system, the brachium conjunctivum, is entirely crossed and pro- jects primarily upon the contralateral ven- trolateral nucleus of the thalamus, it might be postulated that this particular thalamic nucleus is "released" from the regulating influences of the cerebellum as a conse- quence of cerebellar lesions. The unregu- lated discharge of the ventrolateral nu- cleus upon the cerebral cortex may be responsible for the observed cerebellar dis- turbances. Prior studies (Carpenter and Correll, '61) have demonstrated that im- pulses concerned with cerebellar dyski- nesia are transmitted to segmental levels via the lateral corticospinal tract. Be- cause the latter system is predominantly crossed, physiological disturbances appear ipsilateral to the cerebellar lesion. The current study suggests that modification of cerebellar tremor in the monkey produced by lesions involving the ventrolateral nu- cleus of the thalamus may depend pri- marily upon effective interruption of thalamo-cortical fiber projections from this nucleus. However, previous experiments (Carpenter, Glinsmann and Fabrega, '58) have shown that lesions in the globus pallidus and lenticular fasciculus also ameliorate cerebellar tremor in the mon- key, a finding that indicates that pallido- thalamic pathways may also be involved. In any case thalamic lesions would ap- pear to be more effective in modifying cere- bellar tremor since lesions involving the ventrolateral nucleus would interrupt thalamo-cortical pathways, as well as pal- lido-thalamic fiber projections.

Study of the efferent fiber projections of the intracerebellar nuclei in the cat (Cohen, Chambers and Sprague, '58) based upon silver staining techniques in- dicates that fibers from the dentate and interposed nuclei have more extensive fields of terminal projection within the thalamus than is commonly acknowl-

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CEREBELLAR DYSKINESIA I N THE MONKEY 139

edged. These authors reported that a rela- tively large number of cerebellar afferent fibers project to the midline, intralaminar and reticular nuclei of the thalamus. These anatomical data suggest that these nuclei may be concerned with the medi- ation of cerebellar regulatory influences. While physiological studies (Dempsey and Morison, '42; Jasper, '49) have demon- strated that the intralaminar nuclei, and the centromedian nucleus in particular, participate directly in recruiting responses obtained from widespread areas of the cerebral cortex, anatomical studies (Nauta and Whitlock, '54) have failed to show any direct fiber projections from the cen- tromedian nucleus to the cerebral cortex. Lesions in the centromedian nucleus stained by the Nauta technique have dem- onstrated abundant fiber projections from this nucleus passing into the lateral nu- clear complex which appear to terminate mainly in the ventrolateral nucleus, and to a lesser extent in the ventral anterior, ventral posterior medial and ventral pos- terior lateral nuclei. Repetitive stimula- tions of the centromedian nucleus in the cat (Purpura and Cohen, '62) have been reported to induce long latency, prolonged (40-80 msec) repolarization and hyper- polarization of neurons in the rostra1 and ventrolateral thalamus, as well as short la- tency depolarization (10-30 msec). These findings indicate that the centromedian nucleus may provide a strong intrathal- amic regulating influence upon the ventro- lateral nuclear complex of the thalamus. These anatomical and physiological data suggest that lesions in the centromedian nucleus may modify cerebellar tremor as a consequence of removal of potent intra- thalamic influences acting upon the ven- trolateral nucleus of the thalamus.

Although cerebellar disturbances usu- ally appear as a constellation of closely related disturbances, the results of the current investigation imply that distinc- tive neural mechanisms may be involved. The finding that ataxia and asynergic dis- turbances, other than tremor, are not sig- nificantly modified by thalamic lesions in a variety of locations suggests that the neural pathways effecting these phenom- ena may not involve thalamic nuclei. This hypothesis in some respects resembles that

advanced by Carrea and Mettler ('55) who suggested that ataxia in the monkey could be correlated with degeneration in the descending division OP the brachium con- junctivum. Further study (Mettler, Orioli, Grundfest and Liss, '54) of this question subsequently demonstrated that isolated unilateral destruction of the descending division of the brachium conjunctivum did not produce detectable alteration of motor function.

SUMMARY AND CONCLUSIONS

A study was made to determine the physiological effects of localized lesions in the thalamus upon cerebellar dyskinesia in the monkey produced bilaterally by large lesions destroying portions of the intracerebellar nuclei. In animals devel- oping appropriate and persistent cerebel- lar dyskinesia attempts were made to de- stroy various anatomical subdivisions of the thalamus. Thalamic lesions were in- flicted contralateral to the most severe cerebellar disturbances two to six weeks after cerebellar surgery. Physiological ob- servations, neurological examinations, and cinematographic records were made after cerebellar surgery and following place- ment of thalamic lesions. Serial sections of the brains were stained according to the Nissl, Weil and Marchi techniques. Sections of the cervical spinal cord were stained by the Marchi and /or Nauta- Gygax methods.

The following conclusions were drawn from observations made on 21 monkeys with established cerebellar dyskinesia in which thalamic lesions were produced :

1. Thalamic lesions destroying portions of the ventrolateral (pars oralis) or cen- tromedian nuclei can effectively diminish contralateral tremor in monkeys with cerebellar dyskinesia, but such lesions do not modify other cerebellar disturbances.

2. Stereotaxic lesions in the ventro- lateral nucleus (pars oralis) of the thal- amus alone, or concomitantly destroying portions of the ventral anterior, and/or the ventral posterior lateral (and medial) nuclei, only diminish contralateral tremor in the monkey.

3. Localized lesions involving portions of the centromedian nucleus and adjacent anatomical subdivisions of the thalamus

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140 MALCOLM B. CARPENTER AND GEORGE R. HANNA

may produce bilateral reductions in the severity, amplitude and force of cerebellar tremor, but do not alter other features of cerebellar dyskinesia in the monkey.

4. Thalamic lesions localized to por- tions of the ventral anterior nucleus, the dorsomedian nucleus, or the anterior nu- clear group (anterior ventral and anterior medial nuclei) of the thalamus have little, if any, effect upon cerebellar dyskinesia in the monkey.

5. Discrete unilateral lesions in the thalamic fasciculus dorsal to the zona incerta produce only minimal or question- able reductions in contralateral cerebellar tremor and have no effect upon other cere- bellar disturbances.

6. Unilateral stereotaxic lesions destroy- ing portions of the caudate nucleus and/or the anterior limb of the internal capsule have no appreciable effect upon cerebellar dyskinesia in the monkey.

7. Reduction and amelioration of cere- bellar tremor in the monkey by lesions in specific nuclear groups of the thalamus can be effected without injury to fibers of the corticospinal tract.

Two hypotheses are presented : 1. Although cerebellar disturbances pro-

duced by lesions in the deep cerebellar nuclei appear as a constellation of closely related and interdependent disturbances, the neural mechanism responsible for cerebellar tremor seems distinct and dif- ferent from that und,erlying ataxia and other asynergic disturbances.

2. The modification of cerebellar tremor in the monkey by localized thalamic le- sions would seem to depend upon: (1 ) effective interruption of thalamo-cortical fiber projections from the ventrolateral nucleus (pars oralis), or (2) removal of potent intrathalamic influences which the centromedian nucleus may exert upon the activity of the ventrolateral nucleus.

LITERATURE CITED Alajouanine, T., R. Houdart, A. Remond and

J. Morin 1958 Resultats clinques de la co- agulation pallido-lenticulaire dans la maladie de Parkinson. Rev. Neur., 99: 385-394.

Andy, 0. J., and J. S. Brown 1960 Diencepha- lic coagulation in the treatment of hemiballis- mus. Surg. Forum, 10: 795799.

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removal of the principal excitable areas of the cerebral cortex (areas 4 and 6a, upper part). 111. Accentuation of cerebellar tremor follow- ing lesions of the premotor area (area 6a, up- per part). Arch. Neur. and Psychiat., 35: 439- 466.

Bertrand, C., S. N. Martinez, L. Poirier and C. Gauthier 1958 Experimental studies and sur- gical treatment of extrapyramidal diseases. Pathogenesis and Treatment of Parkinsonism. Ed. W. S. Fields, Charles C Thomas, Spring- field, Chap. XIII, 299-316.

Bonduelle, M. 1960 Remarques sur les traite- ments chirurgicaux des tremblements nou parkinsoniens. N6cessitB d'une denomination precise des tremblements et d'une classification semdiologique. Rev. Neur., 103: 129-131.

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Carpenter, M. B. 1959 Lesions of the fastigial nuclei in the rhesus monkey. Am. J. Anat., 111: 1-26.

1961 Brain stem and infratentorial neuraxis in experimental dyskinesia. Arch. Neur., 5: 504-524.

Carpenter, M. B., G. M. Brittin and J. Pines 1958 Isloated lesions of the fastigial nuclei in the cat. J. Comp. Neur., 109: 65-90.

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Carpenter, M. B., J. W. Correll and A. Hinman 1960 Spinal tracts mediating subthalamic hyperkinesia. Physiological effects of partial selective cordotomies upon dyskinesia in the rhesus monkey. Ibid., 23: 288-304.

Carpenter, M. B., W. Glinsmann and H. Fabrega 1958 Effects of secondary pallidal and striatal lesions upon cerebellar dyskinesia. Neur., 8:

Carpenter, M. B., and H. R. Nova 1960 De- scending division of the brachium conjunc- tivum in the cat: A cerebello-reticular system. J. Comp. Neur., 114: 295-305.

Carpenter, M. B., and G. H. Stevens 1957 Structural and functional relationships be- tween the deep cerebellar nuclei and the bra- chium conjunctivum in the rhesus monkey. Ibid., 107: 109-163.

Carpenter, M. B., and J. R. Whittier 1952 Study of methods for producing lesions of the cen- tral nervous system with special reference to stereotaxic techniques. Ibid., 97: 73-132.

Carpenter, M. B., J. R. Whittier and F. A. Mettler 1950 Analysis of choreoid hyperkinesia in the rhesus monkey. Surgical and pharmacological analvsis of hvnkerkinesia resultine from le-

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sions in the 7&bthalamic nucleus of Luys. Ibid., 92: 292-332.

Carrea, R. M. E., and F. A. Mettler 1947 Phys- iologic consequences following extensive re- movals of the cerebellar cortex and deep cere- bellar nuclei and effect of secondary cerebral ablations in the primate. Ibid., 87: 169-228.

1955 Function of the primate bra- chium conjunctivum and related structures. Ibid., 102: 151-322.

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141 CEREBELLAR DYSgINESIA IN THE MONKEY

Cohen, D., W. W. Chambers and J. M. Sprague 19S8 Experimental study of the efferent pro- jections from the cerebellar nuclei to the brain stem of the cat. Ibid., 109: 233-259.

Cooper, I. S. 1956 Neurosurgical Alleviation of Parkinsonism. Charles C Thomas, Springfield. - 1957 Relief of juvenile involuntary movement disorders by chemopallidectomy.

- 1959 Dystonia musculorum deformans alleviated by chemopallidectomy and chemo- pallidothalamectomy. Arch. Neur. and Psy- chiat., 81: 5-19.

1960a Neurosurgical relief of intention tremor due to cerebellar disease and multiple sclerosis. J. Phys. Med. and Rehab., 41: 1-4.

1960b Neurosurgical alleviation of in- tention tremor of multiple sclerosis and cere- bellar disease. New England J. Med., 263: 441444.

1960c Results of 1,000 consecutive basal ganglia operations for parkinsonism. Ann. Int. Med., 52: 483499.

Cooper, I. S., and G. J. Bravo 1958a Anterior choroidal artery occulusion, chemopallidectomy and chemothalamectomy in parkinsonism: A consecutive series of 700 operations. Patho- genesis and Treatment of Parkinsonism. Ed.

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W. S. Fields, Charles C Thomas, Springfield, Chap. XV, 325-352. - 1958b Implications of a five year study of 700 basal ganglia operations. Neur., 8: 701-707.

Cooper, I. S. , and N. Poloukhine 1959 Neuro- surgical relief of intention (cerebellar) tre- mor. J. Am. Geriat. SOC., 7: 443445.

Cooper, I. S., N. Poloukhine and T. I. Hoen 1956 Chemopallidectomy for dystonia mus- culorum deformans. Ibid., 4: 1208-1213.

Dempsey, E. W., and R. S. Morison 1942 The production of rhythmically recurrent cortical potentials after localized thalamic stimulation. Am. J. Physiol., 135: 293-300. ,

Ferrier, D., and W. A. Turner 1894 A record of experiments illustrative of the symptomat- ology and degenerations following lesions of the cerebellum and its peduncles and related structures in the monkey. Philos. Trans. Roy. SOC., London, B185: 719-778.

Guiot, G. S . Brion, M. Fardeau, A. Betta'ieb and P. Molina 1960 Dyskidsie volitionnelle d'atti- tude supprimee par la coagulation thalamo- capsulaire. Rev. Neur., 102: 220-229.

Holmes, G. 1922 The Cmonian lectures on the clinical symptoms of cerebellar disease and their interpretation. Lancet, 1: 1177-1182.

Housepian, E. M., and J. L. Pool 1958 An evaluation of pallido-ansal surgery. Patho- genesis and Treatment of Parkinsonism. Ed. W. S. Fields, Charles C Thomas, Springfield, Chap. XIV, 317-324.

Jansen, J., and A. Brodal 1954 Aspects of Cerebellar Anatomy. J. G. Tanum, Oslo, Chap. 111, -189-248.

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between the putamen, globus palidus, ventral thalamus, and midbrain in cat. J. Comp. Neur., 113: 83-101.

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ASSOC., 79-81.

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142 MALCOLM B. CARPENTER AND GEORGE R. HANNA

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- - omy in paralysis agitans. Conf. Neur., 12: 245-246.

PLATE 1

EXPLANATION OF FIGURES

1 Rhesus C-527. Photomicrograph of intercerebellar lesions destroy- ing significant portions of the dentate and interposed nuclei bilat- erally. Weil. x 5.

2 Rhesus C-550. Photomicrograph of cerebellar lesions destroying parts of all intracerebellar nuclei. Weil. x 5.

Rhesus C-527 and C-550. Photomicrographs demonstrating fiber de- generation in brachium conjunctivum resulting from cerebellar lesions shown in figures 1 and 2. Marchi. x 14, x 13.

5-6 Rhesus C-450 and C-449. Secondary stereotaxic lesions destroying fibers of the thalamic fasciculus in the region of the zona inccrta. Weil. x 7.5. Marchi. X 7.5.

3 4

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PLATE 2

EXPLANATION OF FIGURES

7 Rhesus C-489. Photomicrograph of a relatively small stereotaxic le-

8 Rhesus C-527. Photomicrograph of large irregular electrolytic lesion in the ventral anterior nucleus of the thalamus involving parts of the reticular nucleus and fibers in the internal capsule. This lesion transiently reduced contralateral cerebellar tremor. Marchi. x 8.

9 Rhesus C-526. Photomicrograph demonstrating two separate thalamic lesions: ( 1 ) a small lesion destroying part of the anterior medial nucleus, and (2) a large lesion destroying part of the ventrolateral nucleus (pars oralis). The lesion in the ventrolateral nucleus appeared limited to this nucleus and produced a marked reduction of contra- lateral cerebellar tremor. Weil. x 7 .

Rhesus C-507. Photomicrograph of a lesion in the ventrolateral nu- cleus (pars oralis) of the thalamus. Rostrally this lesion destroyed parts of the ventral anterior nucleus. Weil. X 6.

11 Rhesus C-508. Photomicrograph of lesion in ventrolateral nucleus (pars oralis) somewhat more medial than that seen in rhesus C-507. Weil. x 7 .

12 Rhesus C-595. Photomicrograph of a stereotaxic lesion which dc- stroyed parts of the centromedian, ventral posterior lateral and ven- tral posterior medial nuclei of the thalamus. This thalamic lesion

sion in the ventral anterior nucleus of the thalamus. Weil. X 6.5.

10

appeared to reduce cerebellar tremor bilaterally (see page 132). Weil. x 8.

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PLATE 3

EXPLANATION O F FIGURES

13-14 Rhebus C-528. Two photomicrographs of a thalamic lesion which involved all nuclei of the lateral group. Weil. X 5, X 8.

15 Rhesus C-525. The dorsal lesion destroyed parts of all thalamic nuclei in the lateral group, while the ventral lesion interrupted fibers of the thalamic fasciculus. Weil. x 6.

16 Rhesus C-552. This large thalamic lesion destroyed parts of all nuclei in the lateral group plus portions of the paracentral and centromedian nuclei. This lesion, produced by injection of Eto- palin, appeared to abolish cerebellar tremor bilaterally. Weil. x 6.

17-18 Rhesus C-559. Photomicrographs of thalamic lesions inflicted serially on the left and right sides. The left sided lesion was pro- duced electrolytically, while the other lesion was produced by in- jection of Etopalin. Appreciable reduction of cerebellar tremor occurred contralateral to the lesion on the right side. Weil. x 6.

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