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    Dysphagia Screening: BedsideApplication and Mechanics of

    Screening Tools

     Jeff Edmiaston, M.S. CCC-SLP

     January 31, 2012

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    Objectives

    Screening Tool Mechanics Specific Screening Tools

    Bedside Application

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    Screening in Acute Stroke

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    +

     _________ 

    8

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    8+ 0

     _________ 

    8

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    + + + + + ____ ____ _____ _____ _____

    8 8 8 8 8

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    0 1 2 4 5+ 8 + 7 + 6 + 4 + 3 ____ ____ _____ _____ _____

    8 8 8 8 8

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    What’s in a Screen?

    15 Screens Reviewed 38 different components identified

    Variation in length

    Most Simple-1 Item

    Most Complex-16 items

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    Liquid Trial-93%

    Level of Alertness-33%

    Dysarthria-20%

    Aphasia-20%

    Facial Symmetry-27%

    Tongue Symmetry/Fx-27%

    Palatal Fx-20%

    Gag-20%

    Voluntary Cough-20%

    Positioning-7%

    Salivary Management-27%

    Respiratory Fx-20%

    Vocal Quality-27%

    Swallowing Complaints-13%

    Pulse Oximetry-7%

    Stroke Location-7%

    Nasal Regurgitation-7%

    Eyes Reddening/Tearing-7%

    Pneumonia Hx-7%

    H/O Coughing with P.O.-20%

    Oral Intake (Volume)-7%

    Oral Intake (Rate)-7%

    NPO Status-7%

    Voice after Swallowing-20%

    Confusion/Cognitive-7%

    Solid Trial-13%

    Pharyngeal Sensation-7%

    Stroke Severity-7%

    Cooperation-7%

    Auditory Comprehension-7%

    Cough Reflex-13%

    Intubation/Recent Extubation-7%

    Food Pocketing-7%

    Suctioning Required-7%

    Other-7%

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    Specific Screens

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    3 oz Water Swallow Test

    Give patient 3 oz water to drink uninterrupted from acup

    Observe for 1 minute after the swallow

    Coughing

    Wet/Hoarse Vocal Quality

    *Depippo K, Holas M, Reding M: Validation of the 3-oz water swallow test for aspiration following stroke. Arch Neurol. 1992;49:1259-1261

    *Suiter D, Leder S.:Clinical utility of the 3-ounce water swallow test. Dysphagia 2008, 23: 244-250

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    Burke Dysphagia

    Screen

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    Burke Dysphagia Screen

    Pass/Fail Failure on any one item results in failure

    *DePippo K, Holas M, Reding M: The burke dysphagia screening test: validation of its use in patients with stroke. Arch Phys Med Rehabil 1994;

    75:1284-1286

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    MasseyBedside

    Form

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    Massey Bedside Screening

    Complete Pre-Assessment Form Administer single teaspoon of water

    60cc glass of water

    *Massey R, Jedlicka D.: The Massey Bedside Swallowing Screen. J. Neurosci Nurs. 2002; 34(5):252-253; 257-260

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     Timed

     Test

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     Timed Test

    GCS >13 Able to sit up

    5-10ml of water to ensure safety

    100-150ml as quickly as possible

    Number of swallows counted

    Timed

    Abnormal=outside the 95% prediction interval for age

    and sex or qualitative elements of coughing during orvoice change after the test*Hinds NP, Wiles CM: Assessment of swallowing and referral to speech and language therapists in acute stroke. QJ Med 1998; 91:829-835

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    “Any Two”

    Administer following liquid bolus amounts: 5ml

    10ml

    20ml

    Administer twice for a total of 70ml

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    “Any Two”

    Presence of any two of the following indicators: Abnormal volitional cough

    Abnormal gag reflex

    Dysphonia

    Dysarthria Cough after swallow

    Voice changes after swallow*Daniels S, Lindsay B, Mahoney M, Foundas A: Clinical predictors of dysphagia and aspiration risk: outcome measures in acute stroke patients.

     Arch Phys Med Rehabil 2000; 81: 1030-1033

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    Barnes Jewish Hospital Stroke Dysphagia

    Screen (BJH-SDS)

    5 items, each scored present/absent Presence of one, screen is failed

    Failed screen-NPO with speech consult

    Passed screen-Regular diet

    *Edmiaston J, Tabor Connor L, Loehr L, Nassief A.: Validation of a dysphagia screening tool in acute stroke patients. Am J Crit Care, 2010; 19(4): 357-364.

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    BJH-SDS

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    MetroHealth Dysphagia Screen

    Administered in the Emergency Department Pass/Fail Criteria

    No liquid or solid trials administered

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    MetroHealth Dysphagia Screen

    1. Is alertness level insufficient to remain awake for 10 minutes while

    sitting upright?

    2. Is voice weak, wet, or abnormal in any way? (If cannot speak, circle

    yes)

    3. Does the patient drool?

    4. Is speech slurred?

    5. Is the patient’s cough weak or inaudible? (If cannot cough, circle yes)

     ________________________________________________

    One or more “yes” answers are considered a positive screen for possible

    dysphagia

    *Schrock J, Bernstein J, Glasenapp M, Drogell K, Hanna J.: A novel emergency department dysphagia screen for patients presenting with

    acute stroke. Academic Emergency Medicine 2011; 18:584-589

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    Modified Mann Assessment of Swallowing

    Ability 

    No food trials Scoring system: 0-100

    Specific task instructions

    Score 95, start oral diet and progress as tolerated,

    monitor first oral intake. Consult SLP if issues Score ≤ 94, NPO and consult SLP

    *Antonios N, Mann G, Crary M, Miller L, Hubbard H, Hood K, Sambandam R, Xavier A, Silliman S.: Analysis of a physician tool for evaluationdysphagia on an inpatient stroke unit: The Modifed Mann Assessment of Swallowing Ability. Journal of Stroke and Cerebrovascular Diseases; 201019(1): 49-57.

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    Mann Assessment of Swallowing Ability

    Patient Name:_________________________Date:_________________SLP:_______________________

    MASA #:_____________ Score:_______________

    Alertness 2=No responseto speech

    5=Difficultto rouse

    8=Fluctuates 10=Alert

    Cooperation 2= Nocooperation

    5=Reluctant 8=Fluctuatingcooperation

    10=Cooperative

    AuditoryComprehension

    2=No responseto speech

    4=Occasionalmotor response

    6=follows simpleconversationwith repetition

    8=followsordinary conversationlittle difficulty

    10=No deficitsnoted

    Respiration 2=Chestinfection

    4=Coarse basalcrepitations

    6=Fine basalcrepitations

    8=Sputum in upperairway

    10=Chestclear

    Respiratory rate

    for swallow1=No independentcontrol

    3=Some controluncoordinated

    5=Able to controlrate for swallow

    Aphasia 1=Unable toassess

    2=No functionalspeech

    3=Expresses selfin limited mannershort phrase/words

    4=Mild difficultyfinding words orexpressing ideas

    5=No deficitsnoted

    Apraxia 1=Unable toassess

    2=Groping/inaccurate/partialor irrelevant response

    3=Speech crude.defective inaccuracy or speed

    4=Speech accurateafter trial and errorMinor searchingmovements

    5=No deficitsnoted

    Dysarthria 1=Unable toassess

    2=Speechunintelligible

    3=Speech intelligible but obvious defect

    4=Slow withoccasional halting

    5=No deficitsnoted

    Saliva 1=Gross drool 2=Some droolconsistently

    3=Drooling attimes

    4=Frothy/expectorated

    5=No deficitsnoted

    Lip seal 1=No closureunable to assess

    2=Incompleteseal

    3=Unilaterally weak poor maintenance

    4=Mild impairmentoccasional leakage

    5=No deficitsnoted

    Tongue

    movement

    2=No movement 4=Minimalmovement

    6=Incompletemovement

    8=Mild impairmentin range

    10=Full rangeof motion

    Tonguestrength

    2=Grossweakness

    5=Unilateralweakness

    8=Minimalweakness

    10=No deficitsnoted

    Tongue

    coordination

    2=No movementunable to assess

    5=Grossincoordination

    8=Mildincoordination

    10=No deficitsnoted

    Oral

    preparation

    2=Unable toassess

    4=No bolusformation, no attempt

    6=Minimal chew,gravity assisted

    8=Lip or tongueseal, bolus escape

    10=No deficitsnoted

    Gag 1=No gag 2=Absentunilaterally

    3=Diminishedunilaterally

    4=Diminished bilaterally

    5=Hyperreflexive No deficits

    Palate 2=No spreador elevation

    4=Minimalmovement

    6=Unilateralweakness

    8=Slightasymmetry

    10=No deficitsnoted

    Bolus clearance 2=No clearance 5=Someclearance/residue

    8=Significant clearanceminimal residue

    10=Fullycleared

    Oral transit 2=No movement 4=Delay >10 sec. 6=Delay >5 sec 8=Delay >1 sec 10=No deficit

    Cough reflex 1=Unable to assess 3=Weak reflexivecough

    5=No deficitnoted

    Voluntary

    cough

    2=No attempt 5=Attemptinadequate

    8=Attempt bovine

    10=No deficitnoted

    Voice 2=Aphonic, notable to assess

    4=Wet/gurgling 6=Hoarse 8=Mild impairmentslight huskiness

    10=No deficitnoted

    Trach 1=Trach/cuffed 5=Trach/fenestrated 10=No trach

    Pharyngealphase

    2=No swallow 5=Pooling/gurglingIncomplete laryngeal

    elevation

    8=Mildly restrictedlaryngeal elevation

    Slow initiation

    10=Immediatelaryngeal elevation

    Pharyngealresponse

    1=Not coping/gurgling

    5=Cough beforeduringor after swallow

    10=No deficitnoted

    Diet recommendations Regular Soft Selected soft Mechanical soft Puree No solid by mouth

    Fluid recommendation Regular Thins only Nectar Honey No liquids by mouth

    Original Mann Assessment of Swallowing Ability

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    Alertness 10=Alert 8=Drowsy-fluctuating

    awareness/alert level

    5=Difficult to arouse

    by speech or mvmt

    2=Coma or

    nonresponsvie

    Cooperation 10=Cooperative 8=Fluctuatingcooperation 5=Reluctantcooperation 2=No cooperation/response

    Respiration 10=Chest clear 8=Sputum in upper

    airway

    6=Fine basal

    crepitations

    4=Coarse basal

    crepitations

    2=Suspected

    infections/ freq

    suction/ respirator

    dependent

    Expressive

    Dysphasia

    5=No abnormality 4=Mild wording finding

    difficulty

    3=Expresses self in

    limited manner

    2=No functional

    speech

    1=Unable to assess

    Auditory

    Comprehension

    10=No abnormality 8=Follows ordinary

    conversation with

    little difficulty

    6=Follows simple

    conversation

    4=Occasional

    response

    1=No response

    Dysarthria 5=No abnormality 4=Slow with

    occasional hesitation

    3=Speech intelligible

    but defective

    2=Speech unintelligible 1=Unable to assess

    Saliva 5=No abnormality 4=Frothy/

    expectorated in cup

    3=Drooling at times 2=Some drool

    consistently

    1=Gross drooling

    Tongue Movement 10=Full R.O.M. 8=Mild impairment 6=Incomplete mvmt 4=Minimal mvmt 2=No movement

    Tongue Strength 10=No abnormality 8=Minimal weakness 5=Obvious unilateral

    weakness

    2=Gross weakness

    Gag 5=No abnormality 4=Diminished

    bilaterally

    3=Diminished

    unilaterally

    2=Absent unilaterally 1=No gag response

    Cough Reflex 10-No abnormality 8=Cough attempted

    but hoarse in quality

    5=Attempt inadequate 2=No attempt/unable

    to perform

    Palate 10=No abnormality 8=Slight asymmetry 6=Unilaterally weak 4=Minimal movement 2=No movement

    Modified Mann Assessment of Swallowing Ability

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    EATS

    • Two Phases

    Questionnaire

    Food/Liquid Trials

    • Must show no deficits in both phases to pass screen

    Courtney B, Flier L.: RN dysphagia screening, a stepwise approach. Journal of Neuroscience Nursing 2009; 41(1):28-38

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    EATS

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     The Gugging Swallow Screen

    Includes a semi-solid, liquid, and solid trial

    Severity scoring system

    Allows diet to be altered

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    Figure I. GUSS.

    Trapl M et al. Stroke 2007;38:2948-2952

    Copyright © American Heart Association

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    Figure I Continued.

    Trapl M et al. Stroke 2007;38:2948-2952

    Copyright © American Heart Association

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    What Screen Should I Use?

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    + + + + + ____ ____ _____ _____ _____

    8 8 8 8 8

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    0 1 2 4 5+ 8 + 7 + 6 + 4 + 3 ____ ____ _____ _____ _____

    8 8 8 8 8

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    + + + + + ____ ____ _____ _____ _____

    8 8 8 8 8

    Use only odd numbers to answer the question

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    Use only odd numbers to answer the question

    + + _____ _____

    8 8

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    Use only odd numbers to answer the question

    5 1+ 3 + 7

     _____ _____

    8 8

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    Screening Purpose

    Identify individuals with or at risk of swallowing

    dysfunction following a stroke.

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    Sensitivity vs. Specificity 

    Always a trade-off 

    Dysphagia screening is tilted towards sensitivity

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     The Perfect Screen

    Do you have stroke-like

    symptoms?

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     The Perfect Screen

    100% Sensitivity to Dysphagia

    0% Specificity to Dysphagia

    Theoretical Result: Never a dysphagia related

    complication

    Bedside Result 6 out of 10 patients are angry!

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    Not all bedsides are the same

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    BJC Healthcare1. Alton Memorial

    2. Barnes Jewish3. Barnes Jewish St. Peters

    4. Barnes Jewish West County

    5. Boone Hospital

    6. Christian Hospital

    7. Clay County Hospital8. Missouri Baptist Medical Center

    9. Missouri Baptist Sullivan Hospital

    10. Northwest Healthcare

    11. Parkland Health Center

    12. Progress West HealthCare Center13. Rehabilitation Institute of St. Louis

    14. St. Louis Children’s Hospital

    15. Siteman Cancer Center

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    Barnes Jewish Hospital

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    Stroke Fellow Neuroradiology & Neurosurgery

    MRI, Angiography, PET Scanner

    Dedicated Stroke Neurologists

    Dedicated Stroke Nursing Unit Dedicated 20 Bed Neuro-ICU with Portable CT

    Intra-operative MRI Suite

    Two Stroke Nursing Coordinators

    Dedicated Stroke Rehabilitation Services (PT,OT, andSpeech)

    Administrative group dedicated to Neurosciences

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    Clay County Hospital

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    Factors that may effect screen choice

    Availability of Speech Pathology

    Availability of Radiology Services (i.e. Videofluoroscopy)

    Volume of patients

    Nursing numbers

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    Fewer Resources Available

    May be less tolerant of false positives

    May be more comprehensive

    May resemble an assessment rather than screen

    Potentially more burden on nursing

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    More Resources Available

    May tolerate false positives

    May be less comprehensive (pass/fail)

    Potentially less burden on nursing

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    No Perfect Screen

    Perfection= 100% Sensitivity & 100% Specificity

    There will be false positives

    There will be false negatives

    How many of each can be tolerated?

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    What is a good Screen?

    Valid

    Reliable

    Works for your setting

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    Validity 

    External

    Internal

    Criterion

    Content

    Concurrent

    Predictive

    Content

    Construct Face

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    Reliability 

    Inter-rater Reliability

    Test-Retest Reliability

    Parallel-Forms Reliability

    Internal Consistency

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    What Works for You?

    No numeric value to derive this

    Dependent on multiple factors

    Specific to a given institution

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    Making a Decision

    Expert Opinion

    Data Driven-Dependent on quality of data

    Group Consensus

    Kepner-Tregoe Decision Matrix

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    Kepner-Tregoe Decision Matrix

    Timed Up

    and Go

    Timed Up

    and Go (R)

    Get Up and

    Go

    BJC Get Up

    and GoEasily

    Administered

    Valid

    Reliable

    Easily

    Documented

    Sensitivity/Spec

    ificity (5)

    Evidence Based

    (10)

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    Kepner-Tregoe Decision Matrix

    Timed Up

    and Go

    Timed Up

    and Go (R)

    Get Up and

    Go

    BJC Get Up

    and GoEasily

    Administered

    x x x

    Valid x x X X

    Reliable x x

    Easily

    Documented

    x x x x

    Sensitivity/Spec

    ificity (5)

    5 5 5

    Evidence Based

    (10)

    10 10 10 10

    K T Analysis of Swallow Screens

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    3 oz

     water 

    Massey Timed

    Test

    Burke

    Screen

    Metro

    Health

    Any

    Two

    EATS Mini

    MASA

    GUSS BJH

    SDS

    Sensitivity>90%

    Face Validity

    Easy to

    administer 

    Reliable

    Concurrent

    Validity

    Scoring

    Severity

    Easy to learn

    Specificity

    >50%

    K-T Analysis of Swallow Screens

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    Barnes Jewish Hospital- KT Matrix

    3 M Ti d B k M t A EATS Mi i GUSS BJH

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    3 oz

     water 

    Massey Timed

    Test

    Burke

    Screen

    Metro

    Health

    Any

    Two

    EATS Mini

    MASA

    GUSS BJH

    SDS

    Sensitivity

    >90%

    Face Validity

    Easy to

    administer 

    Reliable

    Concurrent

    Validity (8)

    Scoring

    Severity (1)

    Easy to

    learn (10)

    Specificity

    >50% (5)

    3 M Ti d B k M t A EATS Mi i GUSS BJH

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    3 oz

     water 

    Massey Timed

    Test

    Burke

    Screen

    Metro

    Health

    Any

    Two

    EATS Mini

    MASA

    GUSS BJH

    SDS

    Sensitivity

    >90% X X X X X X X X X X

    Face ValidityX X X X X X X X

    Easy to

    administer  X X X X X X X

    ReliableX X X X X X X X X X

    Concurrent

    Validity (8)

    Scoring

    Severity (1)

    Easy to learn

    (10)

    Specificity

    >50% (5)

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    Massey Timed TestBurke

    ScreenAny Two BJH SDS

    Sensitivity >90%X X X X X

    Face ValidityX X X X X

    Easy to administer X X X X X

    ReliableX X X X X

    Concurrent

    Validity with

    MBS/FEES (8)0 0 0 8 8

    Scoring Severity

    (1) 0 0 0 0 0

    Easy to learn (10) 10 10 10 10 10

    Specificity

    >50% (5) 5 5 0 5 5

    TOTAL 15 15 10 23 23

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    Clay County Hospital-KT Matrix

    3 oz Massey Timed Burke Metro Any EATS Mini GUSS BJH

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    3 oz

     water 

    Massey Timed

    Test

    Burke

    Screen

    Metro

    Health

    Any

    Two

    EATS Mini

    MASA

    GUSS BJH

    SDS

    Sensitivity

    >90%

    FaceValidity

    Easy to

    learn

    Specificity

    >50%

    Reliable

    Concurren

    t Validity

    Scoring

    Severity

    Easy to

    administer 

    3 oz Massey Timed Burke Metro Any EATS Mini GUSS BJH

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    3 oz

     water 

    Massey Timed

    Test

    Burke

    Screen

    Metro

    Health

    Any

    Two

    EATS Mini

    MASA

    GUSS BJH

    SDS

    Sensitivity

    >90% X X X X X X X X X

    Face ValidityX X X X X X X X X X

    Easy to learnX X X X X X X X X X

    Specificity

    >50% X X X X X X X

    Reliable

    Concurrent

    Validity

    Scoring

    Severity

    Easy to

    administer 

    Ti d M t A Mi i BJH

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    MasseyTimed

    Test

    Metro

    Health

    Any

    Two

    Mini

    MASAGUSS

    BJH

    SDS

    Sensitivity >90%X X X X X X X

    Face ValidityX X X X X X X

    Easy to learnX X X X X X X

    Specificity

    >50% X X X X X X X

    Reliable (2)2 2 2 2 2 2 2

    Concurrent Validity

     with MBS/FEES (10) 0 0 10 10 10 10 10

    Scoring Severity (8)

    0 0 0 0 0 8 0Easy to administer

    (4) 4 4 4 4 4 0 4

    TOTAL 6 6 16 16 16 20 16

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    Conclusion

    Much research has been done

    Many screens, most are pretty good

    When choosing a screen, be objective and systematic

    There is no “best” screen

    The best screen is the one that is best for your institution