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    AO 10Rev. 1/2011

    FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

    Report Re qtdred by the Ethicsin Govermnent Act of 1978(5 U.S.C. app. 101-III)

    1. Person Reporting (last name, first, middle initial)Griffi th , Thomas B .

    4. Title (Article III judges indicate active or senior status;magistrate judges indicate full- or p art-time)

    Active

    7 . C h a m b e r s o r Office Address333 Const i tut ion Avenue, NWSuite 3917Washington, DC 20001

    2. Court or OrganizationUS C our t o f Appea ls -DC Ci rcu i t

    3. D a t e o f R e p o r t5/13/2011

    5a. Report Type (check appropriate type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b . [] Am e n de d Re po r t8.On the basis of the information contained in this Report and anymodifications pertaining thereto, i t is , in my opinion, in comp liancewith applicable laws and regulations.

    6. Report ing Period01/01/2010

    to12/31/2010

    Reviessing Off icer Date

    I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,checking the NONE box for each part where you have no reportable i n f o r m a t i o n . S i g n on las t page.

    I . P O S I T I O N S . t R e p o . i . g individual only; see pp. 9-13 of filing instructions.)D (No reportablepositions.)ONE

    P O S I TI O NI. Member , CEELI Counc i l2. Member, Board of Directors Friends of the CEE LI Inst i tute3.

    4.5.

    NAME OF ORGANIZATION/ENTITYAmerican Bar Association

    I I . A G R E E M E N T S . (Reporting individual onl),; seepp. 14-16 of filing instructions.)D NONE(No reportable agreements.)

    DATE P A R TI ES A N D TER M SI. 2 0 0 0 Deseret Mutual Benefi t Associat ion (DMBA) Investment Fund (ret i rement plan)

    2.3.

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    FINANCIAL DISCLOSURE REPORTPage 2 of 7

    N a m e o f P e r s o n R e p o r t in gGriff ith , Thomas B .

    D a t e o f R e p o r t5/13/2011

    I I 1 . N O N - IN V E S T M E N T I N C O M E . (Reporting individual and spouse; seepp. 17-2 4 o/fi l ing instructions.)A. Filers Non-lnvestm ent Incom e

    D (No reportable non-investment income.)O N ED A TE SO U RC E A N D TY P E INCOME( y o u r s , n o t s p o u s e s )

    I . 2010 Br igham Y oung U nive rs it y - Ad junc t Pro fe s so r sa la ry $22,000.002.3.4.

    B . S p o u s e s N o n - [ n v e s t m e n t I n c o m e - ~ f ~ . o u w e r e married during any p o r t i o n o f th r e p o r t i n g year, complete this s e c t i o n .(Dollar amount not requ ired except for honoraria.)

    N O N E ( N o reportable non-investment income.)

    1.20102 . 201 03.4.

    DATE SOURCE AND TYPELegacy Tree G enea logy - - s a la rySe l f -employed gen ea log i st

    I V . R E I M B U R S E M E N T S - transporta, io. , lodging, food, e n t e r t a i n m e n ~(Includes those to spouse and dependent children; see pp. 25-27 of f i ling instructions.)

    ~ (No reportable reimbursements.)O N ESOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

    I. J . Reuben Clark Law S oc i e ty 1/21/2010-1122/2010 Flor ida Coas ta l School of S p ea k to S tu d en t C ha p te r A i rf ar e, m e al sL a w l2. Federalis t Society / J Reuben 3 /3 01 20 10 -3 /3 I 12 01 0 U C LA S p e ak to S tu d en t C h ap t er s A i rf ar e, h ot el , m e a lsClark Law S oc i e ty3. M ee tin g o f D .C . C ircu it 6 /8/20 10-6 /I I12 010 N e m ac o l in Wo o d lands Attend Circui t Judicial Hote l , meals , mi leageConfe rence Farmington , PA Conference4. A m er ic an B ar A ss oc ia tio n - - 7 /1 2/ 20 10 -7 /I 8 /2 01 0 D u sh an be , T ajik ista n S p ea k to T aj ik i ju dg es fo r A ir fa re , h ote l, m e alsRule of Law t raining5. CEEL I Inst i tute 7 / 18 /2 0 10 - 7/ 21 /2 0 10 C E E L I I ns ti tu te i n P r ag u e Attend CE ELI Inst i tute Airfare , hotel, meals , shut t leAnnual M ee t ing

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    FINANCIAL DISCLOSURE REPORTPage 3 o f 7

    N a m e o f P e r s o n R e p o r t in gGr i f f i t h , T hom a s B .

    Date of Report5/13/201 I

    6. J . Reuben Clark Law Socie ty 7 / 2 1 / 2 0 1 0- 7 / 2 3 /2 0 1 0 L o n d o n , E n g l a n d Speak to London Chapt e r Hous ing, meals7. Florida State U nivers i ty 9/16/2010-9/19/2010 Tal lahassee , FL S pe ak to g en er al l aw A ir fa re , h ote l, m e al s, ta xi, m il ea geschool populat ion/FacultyEnrichment Presentat ion8. Federalis t Society / J Reuben 10/27/2010-10/28/2011~~ Stanford, CA Speak to Stud en t Chap ter s Air fa re , me a l s , taxi , shu t t leClark Law Socie ty9. J Reuben Clark Law Socie ty 1 I /6/2010-11/07/2010 Los Angeles , CA K e y n o te S p ea k e r a t J RC L S A i r fa r e, m e a l s, s h u tt leAnnua l D i nne r1 0 .II.1 2 .1 3 .1 4 .

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    FINANCIAL DISCLOSURE REPORTPage 4 of 7

    N a m e o f P e r s o n R e p o r t in gGri ff i th , Thomas B .

    Date of Report5/13/2011

    V . G I F T S . a n ~ l . d e ~ , h o s e , o ~ p . . . . . . d dependen t chi ldren; see pp . 2 8 - 3 1 of filing instructions.)N O N E ( N o reportable g if ts.)

    SOURCE DESCRIPTIONI.2.3.4.5.

    VALUE

    V I . L I A B I L [ T I E S . ( I . c lu d e s t h o s e o f s p o u s e a . d d e p e n d e n t c h i l d r e n ; see p p . 3 2 - 3 3 of filing instructions.)D N O N E ( N o reportable l iabilities.)

    CREDITORI. C ap ital O ne F in an ce P lan2. Wells Fargo Credi t Card3. Discover Finance Plan

    4. A m erican E xp ress C red it C ard5. C hase F in an ce P lan6. Del l Finance Plan7. C & D C onstruction U n secured C onstru ction Loan8.9.1 0 .II.

    DESCRIPTION VALUECODEKJJ

    KJJK

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    FINANCIAL DISCLOSURE REPORTPage 5 of 7

    N a m e o f P e r s o n R e p o r t in gGriff ith , Thomas B .

    Date of Report5/13/201 I

    VII. INVESTMENTS and TRUSTS - inc ..... alue, t ......ions (Includes those of sp ...... d dependent ch i ldren; see pp . 34-60 of filing instructions.)~-~ (No reportable assets, orONE incom e, transactions.)

    2.

    3.4.

    5.

    6.

    7.

    8.

    9.

    I I .

    A. B. C.Description of Assets Incom e during G ross value at end(including trust assets) reporting period of reporting period

    (I ) (2 ) (I ) (2)Place "(X )" after each assel Amount Type (e.g., Value Value

    exempt from p rior disclosure Code I div., rent, Code 2 Method(A-H) o r i n t . ) (J-P) Code 3(Q-W)

    (] )Type (e.g.,

    buy, se l l ,r e d e m p t i o n )

    Transact ions during repo rt ing per iod

    (2) (3) (4)D a t e Value Gain

    m m /dd/yy Code 2 Code I( J - P ) ( A - H )

    (5 )Identity o f

    buyer/seller(if private

    transaction)

    W ells Fargo Bank Acct A I n t e r e s t J T

    New York Life Whole Life Policy A I n t e r e s t J T

    Nuveen # I A Dividend J T

    Nuveen #2 A Dividend J T

    DMB A Investment Fund B Dividend J T

    1 7 .

    I. Income Gain Codes: A =$1.000 or less B =$1,001 * $2,500 C = $2,501 - $5 ,0~0 D =$5,0O I - $15 .000(See Columns BI and I )41 F =$50.001 - $100.000 G =$ 10 0,0 OI - $1 .0 00 ,0 ~O HI = $1 .0 0~ .0 01 - $5 .0~ O.0 ~O H2 =More than $5.0OO,0~O

    2. Value Codes J = $ 1 5 . 0 O O o r l e s s K = $15.0~ 1 - $ 50.000 L =$50.0~ I - $ 100.00~ M =$100.04) I - $250,000(See Columns CI and D3) N -S250.0OI - $50~).090 O =$50~ .0~1 - $1,000.000 PI =$1.0~),001 - $5,0~O,000 P2 =$5,000,001 - $25,000.0~0

    P3 =$25.00~.0~1 - $50.00~.000 P4 =More than $50,000.0003. Value Method Codes Q =Appraisal R =Cosl (Real Estate Only) S =As~ssment T =Cash Mar ke t(S ee C olum n C 2) U = B e~ k V alue V Other W =Estimaled

    E =$15.001 - $50.0~O

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    FINANCIAL DISCLOSURE REPORTPage 6 of 7

    Name of P erson Report ingGr i f f i t h , T hom a s B .

    D a l e o f R e p o r t5/13/2011

    V I I I. A D D I T I O N A L IN F O R M A T I O N O R E X P L A N A T I O N S . (].dicateparlofreport.)

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    FINANCIAL DISCLOSURE REPORTPage 7 o f 7

    Name of Person ReportingGrif f i th , Thom as B.

    Date of Report5 / 1 3 / 2 0 1 1

    IX. CERTIFICATION.1 ce r t i f y t ha t a l l i n fo rm a t i on g i ven a bove ( i nc lud i ng i nfo rm a t i on pe r t a i n i ng t o m y spouse a nd m i nor o r dependent ch i ldr en , i f a ny ) i s

    ac c u ra t e , t rue , and c om pl e t e t o t he be s t of my know l e dge and be l i e f , and tha t any i n format ion not re po r t e d was w i thhe l d be c aus e i t me t app l i c ab le s t a tu toryp rov i s ions pe rmi t t i ng non -d i s c l os u re .I fu r the r c e r ti fy t ha t e a rne d i nc om e f rom ou t s ide e m p l oym e n t and hono ra r i a and the ac c e p tanc e of g i f ts whic h hav e be e n re por t e d a re i nc om pl i anc e w i th the p rov i s ions of 5 U . S . C. app . 501 e t . se q , 5 U . S . C. 7 353, and Jud i c i a l Confe re nc e re g u l a t ions .

    Signature : S/Thomas B. G rif f ith

    NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 04 )

    Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544


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