SEC NEWS DIGESTIssue 97-45 March 7, 1997
ENFORCEMENT PROCEEDINGS
JUDGMENT OF PERMANENT INJUNCTION AND OTHER RELIEF ENTERED AGAINST PERSONAL WEALTH SYSTEMS, INC. AND ITS PRESIDENT, GARY HAISER
The Commission announced that on February 25 a final judgment of permanent injunction and other relief was entered against Personal Wealth Systems, Inc. (PWS) and Gary M. Haiser (Haiser) by the United States District Court for the Middle District of Florida. The final judgment enjoins PWS and Haiser from future violations of the registration and antifraud provisions of the federal securities laws. The final judgment also requires that PWS and Haiser disgorge$7.7 million plus pre-judgment interest; pay civil money penaltiesin the amounts of $500,000 and $100,000, respectively; and providean accounting. PWS and Haiser consented to entry of the final judgment without admitting or denying the allegations in the Commission's complaint.
In its complaint, the Commission alleged that from approximately1986 through 1994, PWS and its president, Haiser, of Jacksonville,Florida, raised approximately $7.7 million through the sale of memberships in a multilevel marketing pyramid scheme; memberships in the pyramid constituted investment contracts, and thus securities,which were offered and sold to the public in an unregistereddistribution for which no exemption from registration was available;and in connection with the offer and sale of the memberships, PWS and Haiser made fraudulent misrepresentations and omissions of material facts concerning the prior financial Performance of PWS and the risks and potential returns associated with an investment in the pyramid.
Based on the above allegations, the Commission further alleged that PWS and Haiser violated Sections 5 (a), 5 (c) and 17 (a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5, thereunder. For Further information, see LR-14688, LR-13659, LR-13604, and LR-13558. [SEC v. Personal Wealth Systems, Inc. and Gary M. Haiser, No. 95-473-Civ-J-20, M.D. Fla.](LR-15275 )
INVESTMENT COMPANY ACT RELEASES
JOHN NUVEEN & CO. INCORPORATED AND NUVEEN TAX-FREE UNIT TRUSTS
An order has been issued on an application filed by John Nuveen & Co. Incorporated and Nuveen Tax-Free Unit Trusts (Trust) under Section 6(c) of the Investment Company Act. The order grants an exemption from Sections 2 (a)(32), 2 (a)(35), 22 (d), 26 (a)(2), and Rule 22c-1 to permit the Trust to impose sales charges on a deferred basis, and waive them in certain cases; and grants certain Trust series an exemption from the initial net worth requirements of Section 14 (a), from the limitations on distributions of capitalgains contained in Section 19 (b) and Rule 19b-1, and from the limitations of Section 12(d) (3) and Rule 12d3-1 to permit certain Trust series to invest a greater percentage of their assets in the securities of issuers that derived more than 15% of their grossrevenues in their most recent fiscal year from securities related activities. The application also seeks an order under Section 11(a)for an exemption from Section 11 (c) to permit certain exchangeoffers involving the Trust. Finally, the application seeks an order under Sections 6(c) and l7(b) her an exemption from Section 17(a) to permit certain terminating Trust series to sell portfolio securities to a new series of the Trust. (ReI. IC-22545 - March 5)
THE EMERGING GERMANY FUND INC.
An order has been issued on an application filed by The EmergingGermany Fund Inc. under Section 10(f) of the Investment Company Act. The order permits The Emerging Germany Fund Inc. to purchasesecurities that are not registered under the Securities Act of 1933 from an underwriting syndicate when the fund's investment adviser is an affiliated person of a principal underwriter in the syndicate.(ReI. IC-22546; IS-1062 - March 5)
INSURANCE INVESTMENTS PRODUCTS TRUST
An order has been issued under Section a (f) of the Investment Company Act declaring that Insurance Investments Products Trust has ceased to be an investment company. (ReI. IC-22547 - March 6)
PAINEWEBBER/KIDDER, PEABODY TAX EXEMPT MONEY FUND, INC.
A notice has been issued giving inferested persons until March 31 to request a hearing on an application filed by Painewebber/Kidder, Peabody Tax Exempt Money Fund, Inc. for an order under Section a(f)of the Investment Company Act declaring that applicant has ceased to be an investment company. (ReI. IC-2254a - March 6)
2 NEWS DIGEST, March 7, 1997
HOLDING COMPANY ACT RELEASES
AMERICAN ELECTRIC POWER COMPANY, INC., ET AL.
A supplemental order has been issued authorizing Appalachian Power Company (APCo), a utility subsidiary of American Electric Power Company, Inc. (AEP), a registered holding company, to purchaseshares of APCo preferred stock from AEP. (Rel. 35-26680)
SELF-REGULATORY ORGANIZATIONS
DELISTING GRANTED
An order has been issued granting the application of the Boston Stock Exchange to strike from listing and registration 3CI CompleteCompliance Corporation, Common Stock, $.10 Par Value. (Rel. 34-38370)
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appearsas follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable) File number and date filed; AssignedBranch; and a designation if the statement is a New Issue.
F-3 PHILIPPINE LONG DISTANCE TELEPHONE CO, RAMON CONJUANGCO BLDG,MAKATI AVE, MAKATI METRO MANILA PHILIPPINE, R6 (000) 000-0000 -200,000,000 ($200,000,000) FOREIGN GOVERNMENT AND AGENCY DEBT (FILE333-6476 - FEB 19) (BR 3)
F-6 RAMCO ENERGY PLC /ADR/, 60 WALL ST,C/O MORGAN GUARANTY TRUST CO CO OF NY, NEW YORK, NY 10260 - 10,000,000($500,000) DEPOSITARY RECEIPTS FOR COMMON STOCK (FILE 333-6478 - FEB 18)(BR 99 - NEW ISSUE)
F-6 RANDGOLD & EXPLORATION CO LTD /ADR/, 48 WALL ST, C/O BANK OF NEW YORK,NEW YORK, NY 10286 (212) 495-1727 - 20,000,000 ($1,000,000)DEPOSITARY RECEIPTS FOR COMMON STOCK. (FILE 333-6482 - FEB. 18) (BR. 99
- NEW ISSUE)
F-3 AUSTRALIS HOLDINGS PTY LTD, 100 BULWARA RD, PYRMONT NEW SOUTH WALES, C32009 (612) 325-7333 - 35,668,000 STRAIGHT BONDS (FILE 333-6488 -FEB 20) (BR 3)
S-8 BANK OF MONTREAL I CAN/ , 1 FIRST CANADIAN PLACE, TORONTO ONTARIO CANADA,A6 M5X 1 (416) 867-7720 - 800,000 ($29,500,000) COMMON STOCK (FILE333-6490 - FEB 19) (BR 7)
NEWS DIGEST, March 7, 1997 3
F-6 SEGUROS ILLIMANI SA /ADR/, 4 ALBANY ST, C/O BANKERS TRUST CO, NEW YORK, NY 10006 (212) 250-6291 - 10,000,000 (S500,OOO)DEPOSITARY RECEIPTS FOR COMMON STOCK. (FILE 333-6494 - FEB. 21) (BR. 99 - NEW ISSUE)
F-8 NORTHSTAR ENERGY CORP, 2300 WESTERN CANADIAN PLACE, 700 9TH AVE SW, CALGARY ALBERTA, AO (403) 298-0500 - 6,000,000 (S45,240,OOO) COMMON STOCK. (FILE 333-6496 - FEB 21) (BR 4 - NEW ISSUE)
F-6 OSTERREICHISCHE ELEKTRIZITATSWIRTSCHAFTS, 48 WALL ST, C/O BANK OF NEW YORK, NEW YORK, NY 10286 (212) 815-1727 - 10,000,000 (S500,OOO) DEPOSITARY RECEIPTS FOR COMMON STOCK. (FILE 333-6498 - FEB. 21)(BR 99 - NEW ISSUE)
S-8 NOVATEL INC, 6732 8TH ST NE, CALGARY ALBERTA CANADA, AD (403) 295-4500- 740,000 (S5,550,OOO) COMMON STOCK. (FILE 333-6500 - FEB. 24) (BR. 5)
S-8 NOVATEL INC, 6732 8TH ST NE, CALGARY ALBERTA CANADA, AO (403) 295-4500- 111,000 (S832,500) COMMON STOCK. (FILE 333-6502 - FEB. 24) (BR 5)
F-6 ALCATEL ALSTHOM \ADR\, 111 WALL ST, C/O CITIBANK NA, NEW YORK, NY 10043 - 100,000,000 (S5,OOO,OOO) DEPOSITARY RECEIPTS FOR COMMON STOCK (FILE333-6506 - FEB. 21) (BR. 99)
F-3 PETROLEUM GEO SERVICES ASA, STRANDVIEN 5E, PO BOX 89 N 1234 LYSAKER,NORWAY, Q8 - $300,000,000 STRAIGHT BONDS. (FILE 333-6510 - FEB. 24)(BR 4)
F-I0 IMAX CORP, 45 CHARLES STREET, TORONTO ONTARIO, A6 M4YIS (416) 960-8509 - 1,350,000 ($47,925,000) COMMON STOCK (FILE 333-6512 - FEB 24) (BR 5)
F-1 IONICA PLC, CROWLEY RD, CAMBRIDGE, ENGLAND CB4 4AS, (011) 441-2232 -S200,000,000 STRAIGHT BONDS (FILE 333-6514 - FEB 24) (BR 3)
S-8 US BRIDGE OF NEW YORK INC, 53-09 97TH PLACE, CORONA, NY 11368 - 125,000(S137,500) COMMON STOCK (FILE 333-6518 - FEB. 24) (BR. 9)
S-8 U S BRIDGE CORP, 53-09 97TH PLACE, CORONA, NY 11368 (718) 699-0100 -686,617 (Sl,199,028.70) COMMON STOCK. (FILE 333-6520 - FEB. 24) (BR. 9)
F-8 PRECISION DRILLING CORP, 112 4TH AVE SW, #700, CALGARY ALBERTA CANADA, AO (403) 264-4882 - 62,102 (S452,538) COMMON STOCK. (FILE 333-6522 -FEB. 25) (BR 4)
F-6 DIXONS GROUP PLC /ADR/, 111 WALL ST, C/O CITlBANK N A, NEW YORK, NY 10043 (212) 559-1000 - 20,000,000 ($1,000,000)DEPOSITARY RECEIPTS FOR COMMON STOCK (FILE 333-6524 - FEB 25) (BR 99)
F-3 FLETCHER CHALLENGE LTD, 810 GREAT SOUTH RD, FLETCHER CHALLANGE HOUSE, PENROSE, AUCKLAND, NEW ZEALAND, Q2 - 450,000,000 (S450,OOO,OOO)STRAIGHT BONDS (FILE 333-6526 - FEB. 25) (BR. 4)
F-3 AMWAY ASIA PACIFIC LTD, 28F CITICORP CENTRE, 18 WHITFIELD RD, CAUSEWAY BAY HONG KO, K3 (852) 570-0878 - 6,900,000 (S291,525,OOO)COMMON STOCK (FILE 333-6528 - FEB 25) (BR 1)
F-8 NEWPORT PETROLEUM CORP, STE 3300, BOW VALLEY SQUARE II, 205 5TH AVE S W, CALGARY ALBERTA, AO (403) 531-1530 - 3,240,000 (S18,076,899.60)COMMON STOCK (FILE 333-6530 - FEB 25) (SR. 4)
F-6 ANDINA BOTTLING CO INC /ADR/, CITIBANK N A, 111 WALL ST, NEW YORK, NY 10043 (212) 657-7531 - 100,000,000 (S5,OOO,OOO)DEPOSITARY RECEIPTS FOR COMMON STOCK. (FILE 333-6532 - FEB. 26)
F-l TRANZ RAIL HOLDINGS LTD, WELLINGTON STATION, BUNNY STREET WELLINGTON, NEW ZEALAND, - 11,317,047 (S67,902,282) FOREIGN COMMON STOCK (FILE333-6534 - FEB 26) (BR 5)
5-1 GLOBECOMM SYSTEMS INC, 375 OSER AVENUE, HAUPPAUGE, NY 11788 (516) 231-9800 - $44,275,000 COMMON STOCK (FILE 333-22425 - FEB. 27)(BR 3 - NEW ISSUE)
NEWS DIGEST, March 7, 1997 4
S-3 LABORATORY CORP OF AMERICA HOLDINGS, 358 S MAIN ST, BURLINGTON, NC 27215 (800) 222-7566 (FILE 333-22427 - FEB. 27) (BR. 1)
S-l SPECTRX INC, 6025 A UNITY DRIVE, NORCROSS, GA 30071 (770) 242-8723 -2,300,000 ($27,600,000) COMMON STOCK. (FILE 333-22429 - FEB. 27) (BR. 1)
S-8 FACTORY CARD OUTLET CORP, 745 BIRGINAL DRIVE, BENSENVILLE, IL 60106 (630) 238-0010 - 1,256,242 ($11,306,178) COMMON STOCK. (FILE 333-22435 -FEB 27) (BR 2)
S-8 FIND SVP INC, 625 AVE OF THE AMERICAS, NEW YORK, NY 10011 (212) 645-4500 - 111,950 ($457,112) COMMON STOCK (FILE 333-22439 - FEB 27) (BR 4)
I S-8 POLLO TROPICAL INC, 7300 NORTH KENDALL DR, 8TH FL, MIAMI, FL 33156
(305) 670-7696 - 300,000 ($1,165,500) COMMON STOCK (FILE 333-22441 -FEB 27) (BR. 2)
• S-8 FIND SVP INC, 625 AVE OF THE AMERICAS, NEW YORK, NY 10011 (212) 645-4500 - 650,000 ($1,116,189) COMMON STOCK (FILE 333-22445 - FEB. 27) (BR 4)
S-1 CUNO INC, 400 RESEARCH PARKWAY, HERIDEA, CT 06450 (203) -23-7-55 -2,300,000 ($35,362,500) COMMON STOCK (FILE 333-22447 - FEB 27) (BR. 6)
S-8 DELIAS INC, 435 HUDSON ST, NEW YORK, NY 10014 (212) 807-9060 -1,954,474 ($30,548,429) COMMON STOCK. (FILE 333-22449 - FEB. 27)
S-8 CHASE MANHATTAN CORP /DE/, 270 PARK AVE, NEW YORK, NY 10017 (212) 270-6000 - 9,500,000 ($820,562,500) COMMON STOCK. (FILE 333-22451 -FEB 27) (BR. 7)
S-l BARNETT INC, 3333 LENOX AVE, JACKSON, FL 32205 (904) 384-6530 -2,150,000 ($54,018,750) COMMON STOCK (FILE 333-22453 - FEB 27) (BR. 6)
S-3 DEVRY INC, ONE TOWER LN, SUITE 1000, OAKBROOK TERRACE, IL 60181 (708) 571-7700 - 2,300,000 ($56,925,000) COMMON STOCK (FILE 333-22457 -FEB 27) (BR. 7)
S-8 FAHNESTOCK VINER HOLDINGS INC, 20 EGLINTON AVENUE WEST, PO BOX 2015 SUITE lIla, TOTRONTO M4R 1K8, A6 (416) 364-3397 - 183,000 ($3,042,375) COMMON STOCK (FILE 333-22459 - FEB 27) (BR 8)
S-8 GU~EE LIFE COMPANIES INC, 8801 INDIAN HILLS DR, GUARNATEE CENTRE, OMAHA, NE 68114 (402) 361-7300 - 32,000 ($674,000) COMMON STOCK (FILE333-22461 - FEB 27) (BR 1)
S-8 TRIGON HEALTHCARE INC, 2015 STAPLES MILL RD, RICHMOND, VA 23230 (804) 354-7000 - 1,000,000 ($16,750,000) COMMON STOCK (FILE 333-22463 -FEB 27) (BR. 1)
S-8 MASTEC INC, 3155 NORTWEST 77TH AVE, MIAMI, FL 33122 (305) 599-1800 -1,900,000 ($106,281,250) COMMON STOCK. (FILE 333-22465 - FEB. 27) (BR. 6)
S-8 SEQUANA THERAPEUTICS INC, 11099 NORTH TORREY PINES RD, STE 160, LA JOLLA, CA 92037 (619) 452-6550 - 617,614 ($9,147,679) COMMON STOCK. (FILE 333-22471 - FEB 27) (BR 1)
S-8 TRANSACTION SYSTEMS ARCHITECTS INC, 330 SOUTH 108TH AVE, OMAHA, NE 68154 (402) 390-7600 - 1,050,000 ($3,150,000) WARRANTS, OPTIONS OR RIGHTS 1,050,000 ($28,546,875) COMMON STOCK (FILE 333-22473 - FEB 27) (BR 3)
S-8 CHOLESTECH CORPORATION, 3347 INVESTMENT BLVD, HAYWARD, CA 94545 (510) 732-7200 - 500,000 ($2,812,500) COMMON STOCK (FILE 333-22475 -FEB. 27) (BR. 1)
S-8 TRIDENT INTERNATIONAL INC, 1114 FEDERAL ROAD, BROOKFIELD, CT 06804 (203) 740-9333 - 100,000 ($2,275,000) COMMON STOCK (FILE 333-22477 -FEB 27) (BR 3)
S-2 RAlLAMERICA INC /DE, 301 YAMATO RD STE 1190, 1800 DIAGONAL RD, BOCA RATON, FL 33431 (407) 994-6015 - 79,704 ($460,689 12) COMMON STOCK. 39,852 ($119,556) WARRANTS, OPTIONS OR RIGHTS 51,807 ($299,444.46) COMMON STOCK (FILE 333-22479 - FEB 27) (BR 5)
NEWS DIGEST, March 7, 1997 5
S-4 POUGHKEEPSIE FINANCIAL CORP, 249 MAIN MALL, POUGHKEEPSIE, NY 12601 (914) 431-6200 - 13,030,019 ($74,922,609) COMMON STOCK. (FILE 333-22481 -FEB 27) (BR 7 - NEW ISSUE)
S-4 COMMUNITY BANKSHARES INC IVAI, 200 N SYCAMORE ST, PO BOX 2166,PETERSBURG, VA 23803 (804) 861-2320 - 876,776 ($13,979,710) COMMON STOCK.(FILE 333-22483 - FEB 27) (BR 7)
S-8 FAHNESTOCK VINER HOLDINGS INC, 20 EGLINTON AVENUE WEST,PO BOX 2015 SUITE 1110, TOTRONTO M4R 1K8, A6 (416) 364-3397 - 1,850,000($30,756,250) COMMON STOCK. (FILE 333-22485 - FEB. 27) (BR 8)
S-8 CHART HOUSE ENTERPRISES INC, 115 SOUTH ACACIA AVE, SOLANA BEACH, CA92075 (619) 755-8281 - 1,050,000 ($5,840,625) COMMON STOCK. (FILE333-22487 - FEB 27) (BR. 2)
S-8 HEARTLAND BANCSHARES INC, 318 SOUTH PARK AVE, HERRIN, IL 62948 (618) 942-7373 - 122,762 ($1,755,939.44) COMMON STOCK. (FILE 333-22489 -FEB 27) (BR 7)
S-l BRIGHAM EXPLORATION CO, 5949 SHERRY LANE, SUITE 1616, DALLAS, TX 75225 (214) 360-9182 - $54,625,000 COMMON STOCK. (FILE 333-22491 - FEB. 27)(BR. 4 - NEW ISSUE)
S-l RACING CHAMPIONS CORP, 800 ROOSEVELT ROAD BUILDING C SUITE 320, GLEN ELLYN, IL 60137 (630) 790-3507 - 5,750,000 ($80,500,000) COMMON STOCK (FILE 333-22493 - FEB 27) (BR. 2 - NEW ISSUE)
S-4 BANCORP HAWAII INC, 130 MERCHANT STREET, HONOLULU, HI 96813 (808) 537-8111 - 100,000,000 ($100,000,000) STRAIGHT BONDS. (FILE333-22497 - FEB 27) (BR 7)
S-8 COMPREHENSIVE ENVIRONMENTAL SYSTEMS INC, 72-B CABOT ST, W BABYLON, NY 11704 (516) 694-7060 - 500,000 ($400,000) COMMON STOCK (FILE 333-22499 -FEB 27) (BR 4 )
S-8 NEWPORT NEWS SHIPBUILDING INC, 4101 WASHINGTON AVE, NEWPORT NEWS, VA 23607 (804) 380-2000 - 700,000 ($11,243,750) COMMON STOCK (FILE333-22501 - FEB 27) (BR 6)
S-8 NEWPORT NEWS SHIPBUILDING INC, 4101 WASHINGTON AVE, NEWPORT NEWS, VA 23607 (804) 380-2000 - 940,000 ($15,098,750) COMMON STOCK. (FILE333-22503 - FEB 27) (BR 6)
SB-2 SOUTHAMPTON PARTNERS INC, 19 MARYS LANE, SOUTHAMPTON, NY 11968 (516) 283-2403 - 10,000,000 ($1,650,000) COMMON STOCK. (FILE 333-6402 -FEB. 06) (BR. 9 - NEW ISSUE)
F-1 NETCOM SYSTEMS AB PUBL I, SKEPPSBRON 18, BOX 2094, STOCKHOLM SWEDEN, V7 - 5,000,000 ($85,300,000) FOREIGN COMMON STOCK. (FILE 333-6516 - FEB 24)(BR. 3)
SB-2 DENTAL MEDICAL DIAGNOSTIC SYSTEMS INC, 200 N. WESTLAKE BLVD., SUITE 202, POBOX 74, WESTLAKE VILLAGE, CA 91362 (800) -39-9-09 - 1,725,000 ($8,625,000) COMMON STOCK 3,325,000 ($2,493,750)WARRANTS, OPTIONS OR RIGHTS 3,475,000 ($17,375,000) COMMON STOCK150,001 ($123,850) WARRANTS, OPTIONS OR RIGHTS. (FILE 333-22507 - FEB. 28)(BR 5)
S-3 ILX INC/AZ/, 2777 E CAMELBACK ROAD, PHOENIX, AZ 85016 (602) 957-2777 -1,307,500 ($1,614,108.75) COMMON STOCK. (FILE 333-22509 - FEB. 27)(BR 8)
S-4 CSK AUTO INC, 645 E MISSOURI AVENUE, PHOENIX, AZ 85012 (602) 265-9200 -125,000,000 ($125,000,000) STRAIGHT BONDS (FILE 333-22511 - FEB. 28)IBR 2)
S-4 AES CORPORATION, 1001 N 19TH ST, ARLINGTON, VA 22209 (703) 522-1315 -8,788,602 ($162,589,137) COMMON STOCK (FILE 333-22513 - FEB. 28) (BR. 4)
NEWS DIGEST, March 7, 1997 6
S-3 MARK SOLUTIONS INC, 1515 BROAD ST, PARKWAY TECHNICAL CENTER, BLOOMFIELD, NJ 07003 (201) 368-8118 - 2,000,000 ($4,000,000) COMMON STOCK. (FILE333-22515 - FEB. 28) (BR 6)
S-l HERTZ CORP, 225 BRAE BLVD, PARK RIDGE, NJ 07656 (201) 307-2000 -$100,000,000 COMMON STOCK. (FILE 333-22517 - FEB 28) (BR 5)
S-l ADVANTAGE LEARNING SYSTEMS INC, 2911 PEACH STREET, WISCONSIN RAPIDS, WI 54495 (715) 424-3636 - 3,450,000 ($44,850,000) COMMON STOCK. (FILE333-22519 - FEB. 28) (BR. 3 - NEW ISSUE)
S-3 AMPHENOL CORP /DE/, 358 HALL AVE, WALLINGFORD, CT 06492 (203) 265-8900 - 240,000,000 ($240,000,000) STRAIGHT BONDS (FILE 333-22521 - FEB. 28)(BR 6)
S-8 FIRST MIDWEST FINANCIAL INC, FIFTH AT ERIE, POBOX 1307, STORM LAKE, IA 50588 (712) 732-4117 - 268,203 ($4,430,305) COMMON STOCK. (FILE 333-22523 - FEB 28) (BR 7)
S-8 WISER OIL CO, 8115 PRESTON RD STE 400, DALLAS, TX 75225 (214) 265-0080 - 35,000 ($673,(50) COMMON STOCK (FILE 333-22525 - FEB 28) (BR 4)
S-8 PACIFIC INTERNATIONAL ENTERPRISES INC, 4431 CORPORATE CENTER DR, SUITE 131, LOS ALAMITOS, CA 90702 (702) 827-6300 - 492,568 ($277,070)COMMON STOCK (FILE 333-22527 - FEB 28) (BR 5)
S-8 EQUITABLE RESOURCES INC I PAl, 420 BLVD OF THE ALLIES, PITTSBURGH, PA 15219 (412) 261-3000 - 150,000 ($4,556,250) COMMON STOCK. (FILE 333-22529 - FEB 28) (BR 4)
S-8 GAYLORD COMPANIES INC, 4006 VENTURE COURT, COLUMBUS, OH 43228 (614) 771-2777 - 150,000 ($225,000) COMMON STOCK (FILE 333-22531 -FEB 28) (BR 2)
S-8 THOUSAND TRAILS INC IDEI, 2711 LBJ FREEWAY, SUITE 200, DALLAS, TX 75234 (972) 243-2228 - 664,495 ($458,501.55) COMMON STOCK IFILE 333-22533 -FEB. 28) (BR 5)
S-8 MADERA INTERNATIONAL INC, 23548 CALABASAS RD STE 203, CALABASAS, CA 91302 (818) 223-8807 - 5,000,000 ($500,000) COMMON STOCK. (FILE 333-22535 - FEB 28) (BR 6)
S-8 NEWPORT NEWS SHIPBUILDING INC, 4101 WASHINGTON AVE, NEWPORT NEWS, VA 23607 (804) 380-2000 - 75,000 ($1,204,687 50) COMMON STOCK (FILE333-22537 - FEB 27) (BR 6)
S-8 NEWPORT NEWS SHIPBUILDING INC, 4101 WASHINGTON AVE, NEWPORT NEWS, VA 23607 (804) 380-2000 - 450,000 ($7,228,125) COMMON STOCK. (FILE 333-22539 - FEB 27) (BR 6)
S-3 NORRELL CORP, 3535 PIEDMONT RD N E , ATLANTA, GA 30305 (404) 240-3000 -1,000,000 ($27,750,000) COMMON STOCK (FILE 333-22541 - FEB. 28) (BR. 7)
s-a ALPHANET SOLUTIONS INC, 7 RIDGEDALE AVE, CEDAR KNOLLS, NJ 07927 (201) 267-0088 - 2,300,000 ($29,756,250) COMMON STOCK. (FILE 333-22543 -FEB 28) (BR 3)
S-8 ALLOU HEALTH & BEAUTY CARE INC, 50 EMJAY BLVD, BRENTWOOD, NY 11717 (516) 273-4000 - 1,500,000 ($9,576,000) COMMON STOCK (FILE 333-22545 -FEB. 28) (BR. 1)
S-8 WALDEN RESIDENTIAL PROPERTIES INC, 5400 LBJ FREEWAY STE 400, C/O ONE LINCOLN CENTRE, DALLAS, TX 75240 (214) 788-0510 - 1,716,950 ($44,211,463) COMMON STOCK (FILE 333-22547 - FEB 28) (BR 8)
S-3 SYBASE INC, 6475 CHRISTIE AVE, EMERYVILLE, CA 94608 (510) 922-3500 750,000 1$12,000,000) COMMON STOCK IFILE 333-22549 - FEB 28) (BR 31
S-8 LOEWEN GROUP INC, 4126 NORLAND AVE, BURNABY BC CANADA V5, Al V5G 3 (604) 299-9321 - 275,000 ($9,143,750) COMMON STOCK (FILE 333-22551 -FEB 28) (BR 8)
NEWS DIGEST, March 7, 1997 7
S-8 AMBASE CORP, GREENWICH OFFICE PARK BLDG 2, 51 WEAVER STREET, GREENWICH, CT 06831 (203) 532-2000 - 6,987,500 ($13,922,942.50) COMMON STOCK. (FILE333-22553 - FEB 28) (BR. 8)
S-8 MLX CORP IGA, 1000 CENTER PL, NORCROSS, GA 30093 (404) 798-0677 -125,000 ($2,078,750) COMMON STOCK (FILE 333-22555 - FEB. 28) (BR. 6)
S-6 MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I, 1295 STATE ST, C/O MASSACHUSETTS MUTUAL LIFE INSURANCE, SPRINGFIELD, MA 01111 1413) 744-8669 - INDEFINITE SHARES. (FILE 333-22557 - FEB 28) (BR 20)
S-3 SALOMON BROTHERS MORTGAGE SECURITIES VII INC, SEVEN WORLD TRADE CNTR, 29H FLOOR, NEW YORK, NY 10048 (212) 783-7000 - 2,000,000,000 ($2,000,000,000) PASS-THROUGH MORTGAGE-BACKED CERTIFICATE. (FILE333-22559 - FEB. 28) (BR. 8)
S-3 OMNICOM GROUP INC, 437 MADISON AVE, NEW YORK, NY 10022 (212) 415-3600 -441.616 ($21.445.977) COMMON STOCK (FILE 333-22561 - FEB 28) (BR 2)
S-8 HALLWOOD ENERGY PARTNERS LP, 4582 S ULSTER ST PKWY STE 1700, DENVER, CO 80237 (303) 850-7373 - 425,000 ($2,433,750) COMMON STOCK (FILE 333-22563 - FEB 28) (BR 4)
SB-2 DELTAPOINT INC, 22 LOWER RAGSDALE DRIVE, MONTEREY, CA 93940 (408) 648-4000 - 537.500 ($2,889,063) COMMON STOCK (FILE 333-22565 -FEB 28) (BR 9)
S-l INTERNATIONAL TELECOMMUNICATION DATA SYSTEMS INC, 225 HIGH RIDGE ROAD, STE 205, STAMFORD, CT 06905 (203) 329-3300 - 2,415,000 ($55,999,020)COMMON STOCK (FILE 333-22567 - FEB 28) (BR. 3)
S-3 CATERPILLAR FINANCIAL SERVICES CORP, 3322 W END AVE, NASHVILLE, TN 37203 (615) 386-5800 - 2,500.000.000 ($2.500.000,000) STRAIGHT BONDS. (FILE333-22569 - FEB 28) (BR 7)
S-8 EDGE PETROLEUM CORP, 1111 BAGBY, HOUSTON, TX 77002 (713) 654-8960 -1,000,000 1$18,375,000) COMMON STOCK. (FILE 333-22571 - FEB. 28) (BR 4)
S-3 PRECISION SYSTEMS INC, 11800 30TH COURT NO, ST PETERSBURG, FL 33716 (813) 572-9300 - 2,688,230 ($11,424.978) COMMON STOCK. (FILE 333-22573 -FEB 28) (BR 3)
S-4 ALLIED WASTE INDUSTRIES INC, 15880 NORTH GREENWAY-HADEN LOOP, SUITE 100, SCOTTSDALE. AZ 85260 (602) 423-2946 - 525,000,000 ($525,000,000)STRAIGHT BONDS (FILE 333-22575 - FEB 28) (BR. 4)
S-3 1ST SOURCE CORP. 100 N MICHIGAN ST, SOUTH BEND, IN 46601 (219) 235-2702 - 1,100,000 ($55,000,000) PREFERRED STOCK (FILE 333-22577 - FEB. 28)(BR 7)
S-4 BOSTON SCIENTIFIC CORP, ONE BOSTON SCIENTIFIC PL, NATICK, MA 01760 (508) 650-8000 - 17,129,327 ($1,085,591,122) COMMON STOCK (FILE333-22581 - FEB 28) (BR 1)
SB-2 JAKKS PACIFIC INC. 24955 PACIFIC COAST HWY, #B202. MALIBU, CA 90265 (310) 456-7799 - 2,890,676 ($24.570,763) COMMON STOCK (FILE 333-22583 -FEB 28) (BR 5)
S-l VIALOG CORP, 46 MANNING RD, SUITE 3900, BILLERICA, MA 01821 (508) 667-2000 - $67,620,000 COMMON STOCK. (FILE 333-22585 - FEB. 28)
S-3 OMNICOM GROUP INC, 437 MADISON AVE, NEW YORK, NY 10022 (212) 415-3600 -102,871 ($4,995,673) COMMON STOCK (FILE 333-22587 - FEB. 28) (BR. 2)
S-3 OMNICOM GROUP INC, 437 MADISON AVE. NEW YORK, NY 10022 (212) 415-3600 -218.500,000 ($218.500.000) CONVERTIBLE DEBENTURES AND NOTES. (FILE333-22589 - FEB 28) (BR 2)
S-8 LIBERTY CORP, POBOX 789, 2000 WADE HAMPTON BLVD, GREENVILLE, SC 29615 (803) 268-8283 - 150,000 ($6,131.250) COMMON STOCK (FILE 333-22591 -FEB 28) (BR 1)
NEWS DIGEST, March 7, 1997 8
S-3 AMAX GOLD INC, 9100 EAST MINERAL CIRCLE, SUITE 900, ENGLEWOOD, CO 80155 (303) 643-5500 (FILE 333-22593 - FEB. 28) (BR. 4)
N-2 KOREA FUND INC, 345 PARK AVE, C/O SCUDDER STEVENS & CLARK INC, NEW YORK,NY 10154 (617) 330-5464 - 12,429,083 ($152,877,720.90) COMMON STOCK.(FILE 333-22595 - FEB. 28) (BR. 18)
S-8 EATON CORP, EATON CTR, 1111 SUPERIOR AVE, CLEVELAND, OH 44114 (216) 523-5000 - 100,000 ($7,262,500) COMMON STOCK. (FILE 333-22597 -FEB 28) (BR 6)
S-2 FORTUNE PETROLEUM CORP, 515 WEST GREENS ROAD, SUITE 720, HOUSTON, TX77067 (713) -87-2-11 - 2,300,000 1$5,888,000) COMMON STOCK IFILE333-22599 - FEB 28) (BR 4)
S-8 TRUMP HOTELS & CASINO RESORTS INC, 2500 BOARDWALK, ATLANTIC CITY, NJ08401 (609) 441-6060 - 2,000,000 ($18,375,000) COMMON STOCK. (FILE333-22601 - FEB 28) (BR 5)
S-3 SUPERIOR ENERGY SERVICES INC, 1503 ENGINEERS ROAD, BELLE CHASSE, LA70037 (504) 393-7774 - 561,666 1$2,369,107) COMMON STOCK (FILE 333-22603- FEB. 28) (BR 4)
S-3 DATA RACE INC, 11550 IH 10 WEST STE 395, SAN ANTONIO, TX 78230 (210) 558-1900 - 1,257,238 ($16,662,378 50) COMMON STOCK. (FILE 333-22605- FEB 28) (BR 3)
S-8 PENNEY J C CO INC, 6501 LEGACY DR, PLANO, TX 75024 (214) 431-1000 -44,000 ($2,103,750) COMMON STOCK. (FILE 333-22607 - FEB 28) (BR. 2)
S-l LASER VISION CENTERS INC, 540 MARYVILLE CENTRE DR, STE 200, ST LOUIS, MO63141 (314) 434-6900 - 2,717,209 ($15,963,602 88) COMMON STOCK (FILE333-22609 - FEB 28) (BR. 1)
S-6 FIRST TRUST COMBINED SERIES 271, C/O NIKE SECURITIES, L P ,1001 WARRENVILLE RD, LISLE, IL 60532 (708) -24-1-41 - INDEFINITE SHARES(FILE 333-22611 - FEB 28) (NEW ISSUE)
S-8 UNION PACIFIC RESOURCES GROUP INC, PO BOX 7, 801 CHERRY ST, FORT WORTH,TX 76101 (817) 877-6000 - 11,700,000 (S286,650,OOO) COMMON STOCK. (FILE333-22613 - FEB. 28) (BR 4)
S-6 FIRST TRUST COMBINED SERIES 272, C/O NlKE SECURITIES, L P ,1001 WARRENVILLE RD, LISLE, IL 60532 (708) -24-1-41 - INDEFINITE SHARES(FILE 333-22615 - FEB 28) (NEW ISSUE)
S-6 FIRST TRUST COMBINED SERIES 273, C/O NlKE SECURITIES, L P ,1001 WARRENVILLE RD, LISLE, IL 60532 (708) -24-1-41 - INDEFINITE SHARES(FILE 333-22617 - FEB 28) (NEW ISSUE)
S-11 GREAT LAKES REIT INC, 823 COMMERCE DRIVE SUITE 300, OAK BROOK, IL 60521 (706) 368-2900 - 6,555,000 ($111,435,000) COMMON STOCK (FILE 333-22619 -FEB 28) (BR 8)
S-6 FIRST TRUST COMBINED SERIES 274, C/O NlKE SECURITIES, L P ,1001 WARRENVILLE RD, LISLE, IL 60532 (708) -24-1-41 - INDEFINITE SHARES(FILE 333-22621 - FEB 28) (NEW ISSUE)
S-6 FIRST TRUST COMBINED SERIES 275, C/O NIKE SECURITIES, L P ,1001 WARRENVILLE RD, LISLE, IL 60532 (708) -24-1-41 - INDEFINITE SHARES(FILE 333-22623 - FEB 28) (NEW ISSUE)
S-l RF MICRO DEVICES INC, 7625 THORNDIKE ROAD, GREENSBORO, NC 27409 (910) 664-1233 - 2,917,550 ($37,928,150) COMMON STOCK (FILE 333-22625 -FEB 28)
S-8 PENNEY J C CO INC, 6501 LEGACY DR, PLANO, TX 75024 (214) 431-1000 -123,000 1$5,880,938) COMMON STOCK (FILE 333-22627 - FEB. 28) (BR 2)
S-1 FIRST SIERRA FINANCIAL INC, TEXAS COMMERCE TOWER, 70TH FLOOR,600 TRAVIS STREET, HOUSTON, TX 77002 (713) 221-8822 - 2,300,000($23,000,000) COMMON STOCK IFILE 333-22629 - FEB 28) (NEW ISSUE)
NEWS DIGEST, March 7, 1997 9
----------------------------------------------------------------------------------------
S-8 BANYAN SYSTEMS INC, 120 FLANDERS ROAD, WESTBORO, MA 01581 (508) 898-1000- 1,200,000 ($4,387,500) COMMON STOCK. (FILE 333-22631 - MAR 03) (BR. 3)
S-3 HUDSON HOTELS CORP, ONE AIRPORT WAY STE 200, ROCHESTER, NY 14624 (716) 436-6000 - 2,540,760 ($13,021,395) COMMON STOCK. (FILE 333-22635 -FEB 28) (BR 5)
S-l HTE INC, 390 N ORANGE AVE STE 2000, ORLAND, FL 32801 (407) 841-3235 -$37,375,500 COMMON STOCK (FILE 333-22637 - MAR 03)
RECENT 81: FILDiGS
Form 8-K 1S used by compan1es to f1le current reports on the follow1ng events
Item 1 Changes 1n Control of Registrant.
Item 2 ACqu1s1t10n or D1spos1t1on of Assets
Item 3 Bankruptcy or Rece1vershlp
Item 4 Changes In RegIstrant's Cert1fY1ng Accountant
Item 5 Other Mater1ally Important Events.
Item o , Res1gnat10ns of Reg1strant's D1rectors
Item 7 F1nanc1al Statements and Exh1b1ts
Item 8 Change In FIscal Year
Item 9 Regulat10n S OfferIngs
The followIng companIes have f1led 8-K reports for the date 1nd1cated and/or amendments to 8-K reports prevIously
fIled, respondIng to the Item(s) of the form specIfIed Cop1es of the reports may be purchased from the Comm1ss1on's
PublIC Reference Room (when order1ng, please gIve the date of the report) An 1nV01ce w1ll be Included w1th the requested materIal when ma1led
STATE 81: ITEM NO_
NAME OF ISSUER CODB 1 2 3 4 5 6 7 8 9
ABR INFORMATION SERVICES INC FL X 01/30/97
ACCESS FINANCIAL LENDING CORP DE X X 02/'25/97
ADVANCED FINANCIAL INC DE X 03/31/96
AMERICAN MATERIALS & TECHNOLOGIES
CORP DE X X 02/27/97
ANICOM INC DE X X 03/03/97
ANTHONY C R CO OK X X 03/05/97
APARTMENT INVESTMENT & MANAGEMENT CO MD X X 02/19/97ATRION CORP AL X X 02/25/97
AVEMCO CORP DE X X 02/28/97AVTEL COMMUNICATIONS INC/UT UT X X 02/21/97
BAKER HUGHES INC DE X X 02/25/97
BIO DENTAL TECHNOLOGIES CORP CA X X 01/08/97
BLACK DOME ENERGY CORP CO X 02/21/97BOWL AMERICA INC MD X 03/02/97BRIDAL EXPOS INC NY X X .(J2/04/97CADENCE DESIGN SYSTEMS INC DE X 02/18/97
CASH CAN INC DE X 11/15/96CELLULAR TECHNICAL SERVICES CO INC DE X 02/19/97
CHANCELLOR CORP MA X 03/05/97CHECKERS DRIVE IN RESTAURANTS
INC IDE DE X X 02/19/97CHESAPEAKE BIOLOGICAL LABORATORIES
INC MD X 01/16/97CHESAPEAKE ENERGY CORP OK X X 03/06/97CIGNA CORP DE X X 03/05/97CKS GROUP INC DE X 01/31/97 AMEND
10 NEWS DIGEST, March 7, 1997
----------------------------------------------------------------------------------------STATE 8IC ITBM RO.
NAME OF Issmm CODE 1 2345678 9 DA.TB CX»4MBII1T
CMC SECURITIES CORP II
COHESANT TECHNOLOGIES INC
COLUMBIA BANKING SYSTEM INC
DE
DE
WA
X
X
X
X
X
12/25/96
03/04/97
03/05/97
COMMODORE MEDIA INC
COMMUNITY BANK SYSTEM INC
CONTINENTAL WELLNESS CASINOS
DE
DE X
X X 02/20/97
01/29/97
INC ICAI CS FIRST BOSTON MOR SEC CORP
CO X 09/30/96
COMM MOR PA TH CER SE 1995-AEWI
CYBERONICS INC
DIGITAL BIOMETRICS INC
ECHO BAY MINES LTD
ELCOM INTERNATIONAL INC
ELECTRONIC FAB TECHNOLOGY CORP
EMCOR GROUP INC
ENOOREX CORP
FARMER MAC MORTGAGE SECURITIES CORP
FEI CO
FINA INC
FIRST BRANDS CORP
FIRST MARYLAND BANCORP
FNB CORP/PA
GARDEN STATE NEWSPAPERS INC
GENERAL INSTRUMENT CORP /DE/
GENERAL MEDICAL CORP IVA
NY
DE
DE
AD
DE
CO
DE
DE
DE
OR
DE
DE
MD
PA
DE
DE
VA
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
02/25/97
01/29/97
02/26/97
03/06/97
02/21/97
02/24/97
03/03/9701/31/97
01/29/9702/21/97
03/04/9702/28/97
03/05/9703/05/97
02/28/97
03/05/97
02/21/97
AMEND
GERMAN AMERICAN BANCORP
GRAPHIX ZONE INC/DEHAIN FOOD GROUP INC
HANOVER BANCORP INC
HAWAIIAN AIRLINES INC/HI
HAWAIIAN ELECTRIC CO INC
HCC INSURANCE HOLDINGS INC/DE/
HEADLANDS MORTGAGE SECURITIES INC
HEALTH CARE REIT INC /DE/
HUNT J B TRANSPORT SERVICES INC
IN
DE
DE
PA
HI
HI
DE
CA
DE
AR
X
X
X
X
X
X
X
X
X
X
X
X
X
X
11/11/96
02/18/97
02/26/97
01/17/9702/27/97
02/26/97
02/28/97
02/28/97
03/06/97
03/04/97
ICH CORP /DE/
ILLINOIS POWER CO
ILLINOVA CORP
INFOSAFE SYSTEMS INC
INLAND MONTHLY INCOME FUND II I INC
DE
IL
IL
DE
MD
X
X
X
X
X
02/19/97
03/05/9603/05/96
03/05/97
01/09/97 AMEND
INNOVATIVE TECH SYSTEMS INC IL X 03/06/97
INSIGNIA FINANCIAL GROUP INC
INTEGRATED PROCESS EQUIPMENT
INTERCARGO CORP
IWERKS ENTERTAINMENT INC
JEFFERSON PILOT CORP
CORP
DE
DE
DE
DE
NC X
X
X
X
X
03/05/97
03/05/9702/26/97
03/05/9702/23/97
JPE INC
LIBERTY PROPERTY LIMITED PARTNERSHIP
MI
PA
X
X
12/23/96
03/06/97
AMEND
LIBERTY PROPERTY TRUST MD X 03/06/97
MANUFACTURED HOUSING CONT SEN SUB
PASS THR CERT SERIES 1997A
MEDAREX INC
MEDIA ARTS GROUP INC
MEDIZONE INTERNATIONAL INC
MEDNET MPC CORP
MEGO MORTGAGE FHA TITLE I LOAN TRUST
TN
NJ
DE
NV
NV
X
X
X
X
X
X
X
X
02/06/97
03/04/97
02/21/97
02/27/97
01/19/97
1996-2
MERCURY FINANCE
MERCURY FINANCE
CO
CO
DE
DE
DE
X
X
X
X
X
01131/97
01(30/97
03/04(97
MICROWAVE POWER DEVICES INC DE X X 02/13/97
MONTEREY HOMES CORP MD X 12/31/96 AMEND
NEWS DIGEST, March 7, 1997
----------------------------------------------------------------------------------------STATE 81t ITBM Il10.
NAME OF ISSUER CODE 1 234 5 6 7 8 9 IlATB aM4BIIl'r
MOYCO TECHNOLOGIES INC PA X 03/03/97
NATIONAL HEALTH ENHANCEMENT SYSTEMS
INC DE X X 02/20/97
NATIONAL MEDIA CORP DE X 02/19/97
NATIONAL WIRELESS HOLDINGS INC DE X 02/26/97
NAVISTAR FINANCIAL RETAIL
RECEIVABLES CORPORATION
NAVISTAR FINANCIAL SECURITIES CORP
DE
DE
X
X
X
X
02/18/97
02/25/97
NEVADA ENERGY COMPANY INC DE X 02/28/97
NEWMONT MINING CORP DE X X 03/05/97
NEWS COMMUNICATIONS INC NV X 02/03/97 AMEND
NORTEK INC DE X X 03/05/97
NORTHWEST AIRLINES CORP NU TECH 8IC MED INC
DE
DE X
X
X
04/25/97
02/26/97
NUKO INFORMATION SYSTEMS
NUMEREX CORP /PA/
NW VENTURE CORP
INC /CA/ NY
PA
X
X
X
X X
X
X
02/28/97
02/28/97
12/26/96
OAKWOOD MORTGAGE INVESTORS INC X 02/27/97
OLD KENT
ONCO~D
FINANCIAL
INC
CORP /MI/ MI
DE X
X 03/05/97
02/25/97
ORTHOLOGIC CORP
PAIRGAIN TECHNOLOGIES INC
PHARMACIA & UPJOHN INC
/CA/
DE
DE
DE
X
X
X
X X
X
02/21/97
02/27/97
02/25/97
PHONETEL TECHNOLOGIES INC OH X X 01/03/97 AMEND
PHYSICIAN
PIEDMONT
SALES
MINING
& SERVICE
CO INC
INC /FL/ FL
NC X
X X
X
12/20/96
03/03/97
AMEND
PIONEER COMMERCIAL FUNDING CORP
PLAYERS INTERNATIONAL INC /NV /
PLC SYSTEMS INC
/NY/ NY
NV
X
X
X
X
X
X
02/28/97
03/03/97
02/26/97
PNC MORTGAGE SECURITIES CORP DE X X 02/27/97
PRIMECO INC TX X X 03/05/97
PRUDENTIAL SECURITIES SECURED
FINANCING CORP DE X 10/15/96
QMS INC DE X 02/18/97
QUADRATECH
QUINTILES
INC \NV\
TRANSNATIONAL CORP NV
NC
X
X X
12/18/96
03/05/97
RAILAMERICA
RESIDENTIAL
INC /DE
FUNDING MORTGAGE DE X X 02/19/97
SECURITIES II INC
RICHMOND CAPITAL CORPORATION DE
CO X
X X 02/25/97
02/01/97
RIGGS RIGHT
ROYAL
SCOTT
NATIONAL CORP START INC /CA
SILVER MINES INC
& STRINGFELLOW FINANCIAL INC
DE
CA
UT
VA
X
X
X
X
X
X
03/06/97
02/20/97
03/06/97
03/06/97
SECTOR COMMUNICATIONS
SELF CARE INC
INC NV
DE
X
X
X
X
X
X
02/28/97
02/19/97
SERAGEN INC
SERV TECH INC /TX/
SIEBERT FINANCIAL CORP
SLM INTERNATIONAL INC /DE
SMITH BARNEY HOLDINGS INC
STAGE STORES INC
STERICYCLE INC
STERLING VISION INC
SUMMIT PROPERTIES INC
SUNRISE ASSISTED LIVING INC
SURE SHOT INTERNATIONAL INC /FL/TCF FINANCIAL CORP
TELE COMMUNICATIONS INC /CO/
THERMAL INDUSTRIES INC
DE
TX
NY
DE
DE
DE
DE
NY
MD
DE
FL
DE
DE
PA X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
03/04/97
03/05/97
, 02/18/97
01/23/97
03/06/97
03/05/97
12/31/96
02/26/97
03/06/97
03/05/97
02/21/97
02/25/97
02/24/97
03/05/97
AMEND
AMEND
12 NEWS DIGEST, March 7, 1997
----------------------------------------------------------------------------------------STATE 8K ITEM ROo
IU\MB OF ISSUER CODE 12345678 9 DATE~
TOPRO INC
ULTRAK INC
UNICOMP INC
UNITED PETROLEUM CORP
USCS INTERNATIONAL INC
VIDEO UPDATE INC
VIEWLOGIC SYSTEMS INC /DE/VIRGINIA GAS CO
WASHINGTON MUTUAL INC
WELLS REAL ESTATE FUND IX LP
WELLS REAL ESTATE FUND VIII LP
WINDSOR PARK PROPERTIES 3
WINDSOR PARK PROPERTIES 4 WINDSOR PARK PROPERTIES 5
WINDSOR PARK PROPERTIES 7
WINDSOR REAL ESTATE INVESTMENT
CO
CO
CO
DE
DE
DE
DE
WA
GA
GA
CA
CA
CA
CA
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
12/31/9602/19/97
02/20/9711/18/96
03/06/97
03/06/97
02/19/9702/20/97
03/06/9702/20/97
02/20/97
02/20/97
02/20/97
02/20/9702/20/97
AMEND
AMEND
AMEND
TRUST 8
WNC HOUSING TAX CREDIT FUND V LP
CA X X 02/20/97
SERIES 4
WNC HOUSING TAX CREDIT FUND V LP
CA X 12/31/96 AMEND
SERIES 4
XCL LTD
YOU BET INTERNATIONAL INC
CA
DE
DE
X
X
X
02/21/9702/20/97
03/02/97
NEWS DIGEST, March 7, 1997