Download - Reconciliation Resume
Rocco Papa
62 May Place
Staten Island, NY 10312
718-612-5255
EDUCATIO N: __________________ _____________________________________________ LaGuardia CC – Queens, New York
1976-1978
EXPERIENCE: __________________________________________________________ Broadridge Financial Solutions - Ridge Clearing & Outsourcing– Jersey City, NJ
Oct 2006- Aug 2013 Corporate Down Sizing Associate,
Operations Control Department • Bank Reconciliation- Reconcile BONY vs. Treasury department for client. Produced reconciliation reports, distributed
to client along with research and resolution follow up.
• Firm Reconciliation- Reconcile Stock Record, Memo, & Illogical Positions vs. daily stock record for client. Produced
reconciliation reports, distributed to client along with research and resolution follow up.
• DTC Reconciliation- Reconcile DTC activity vs. daily stock record. Produced reconciliation reports, distributed to
client along with research and resolution follow up.
• CO D Reconciliation- Balance COD Accounts vs. Margin Activity.
• Firm Balancing- Balance outsourcing clients distribute reports to all departments of the firm. Allocate monies in BPS
to suspense accounts, pair-off out of balances, research breaks and provide detailed information of the causes of the out
of balance for resolution. .
• Client Onboarding- Liaison with clients and management to facilitate onboarding new client and ensure all contracted
services is viable and in-scope.
Salomon Smith Barney- New York, NY March 1984–Feb-2005 Senior Service Rep
• Bank Reconciliation- Reconcile BONY vs. Treasury department. Produced reconciliation reports, distributed to
Treasury department along with research and resolution follow up.
• Firm Reconciliation- Reconcile Stock Record, Memo, & Illogical Positions vs. daily stock record. Produced
reconciliation reports, distributed to departments along with research and resolution follow up.
• DTC Reconciliation- Reconcile DTC activity vs. daily stock record. Produced reconciliation reports, distributed
to departments along with research and resolution follow up.
• Resolve aged discrepancies, locate & file for lost certificates.
• Managed Accounts – Open New Accounts with fee schedule for Money Managers.
• Midwest Depository- Supervised five in the reconciliation of discrepancies.
SKILLS: ______________________________________________________________________________ Computer: Proficient in Microsoft Office Excel Word, PowerPoint, and Outlook with ASAP Utilities add-on.
Business Applications: ADP, BPS system, Frontier, RDARS, Citrix, Monarch, Impact, COLD, PostEdge, BOSS, Spoolview, and DTCC platform.
