Presentations session national funding
EZ
HTSM
RVO
4 november 2014
Innovation instruments
Session
National funding and TKI HTSM
UT Grants Week
21 October 2014
Marjolijn van Valkenhoef
Ministry of Economic Affairs
Department of Knowledge and Innovation
4 november 2014 Ministerie van Economische Zaken 2
Content
1. Ambitions enterprise policy 2. Innovation policy: two tracks 3. Innovation instruments
3.1 Fiscal instruments 3.2 Credits 3.3 TKI allowance (TKI-toeslag) 3.5 MIT (SME subsidy)
4. Scheme innovation instruments
4 november 2014 Ministerie van Economische Zaken 3
1. Ambitions enterprise policy • Top 5 knowledge economies (2020); 2014: nr. 8 (WEF) • 2,5% R&D (2020); 1,90% (2011), 1,97% (2012) • > 500 mln. innovation PPP (TKI’s), 40% private capital (on track)
4 november 2014 Ministerie van Economische Zaken 4
2. Innovation policy: two tracks
1. Generic Encourage innovation in all enterprises, esp. SME: - Provide an excellent innovation climate and promote
R&D investments - Availability of innovation funding and risk capital
2. Topsectors Encourage PPP in 9 Top Sectors: - Joint programming by knowledge institutes, researchers
and enterprises (Golden Triangle) - Joint research in TKI’s (Topconsortia Knowledge and
Innovation) through TKI Allowance - Involve SME’s through SME Top Sector Subsidy (MIT)
4 november 2014 Ministerie van Economische Zaken 5
3. Innovation instruments for enterprises
Instrument Budget 2015, mln. € # users 2013
Generic
WBSO (fiscal) 794 22.640
RDA (fiscal) 238 16.160
Innovation Box (fiscal) est. 625 app. 1.300
Innovatiefund SME+: Seed Capital
17 39
Innovatiefund SME+: Innovation Credit
76 44
Eurostars 11 49
Topsectors
TKI Allowance 81 app. 1.900 MIT Subsidy 30 app. 1.800
JTI’s/ Eureka Clusters 31 app. 100
4 november 2014 Ministerie van Economische Zaken 6
4 november 2014 6
3.1 Fiscal innovation instruments WBSO/ R&D Promotion Act (since 1994)
• WBSO: R&D tax deduction on wages (in labour tax)
RDA/ R&D Deduction (since 2012) • R&D tax deduction (in corporate income tax):
• R&D Investments • R&D Operating costs
Innovation Box (since 2010) • Tax deduction on innovation profits in corporate income tax (immaterial activum)
Ministeries van Economische Zaken & Financiën
4 november 2014 Ministerie van Economische Zaken 7
Innovationfund SME+
Budget 2012 – 2015 € 500 mln. First pillar
Innovation Credit •project financing • SME+ • “first come, first serve” • € 76 mln. in 2015
Second pillar
Seed Capital •financing enterprises through risk capital market • early stage venture capital market • tender • € 17 mln. in 2015
Third pillar
Fund-of-funds (DVI) •financing enterprises through risk capital market •later stage / growth venture capital market • “first come,first serve” • ambition € 200 – 300 mln. (ca. € 100 mln. MEA)
3.2 Innovation Fund SME+
4 november 2014 Ministerie van Economische Zaken 8
3.3 TKI Allowance
• Supplement (25%) on private (cash) contributions in PPP through TKI (first € 20.000 per enterprise 40% (cash& in kind) • TKI’s apply for the Allowance.
TKI Allowance can be used for: - PPP in R&D - network activities - innovation coaches
4 november 2014 Ministerie van Economische Zaken 9
3.4 SME Innovation Topsectors (MIT)
• Connecting innovative SME to topsectors • Encourage SME to collaborate on R&D (with each other, knowledge institutes) • Toolbox: SME - Feasability studies - R&D-collaboration - Innovation performance contracts (IPC) - Knowledge vouchers - Hiring temporary high educated staff TKI - Network activities - Innovation coaches
4 november 2014 Ministerie van Economische Zaken 10
4. Scheme innovation instruments
Introduction top sector HTSM Dr.ir. F.A. Karelse Deputy Director TKI HTSM [email protected] UT grants week Enschede, 21 October 2014
2
3
Dutch Top sector policy
• Economic growth through innovation • Industry in the driving seat • Transition from public grants to fiscal benefits • Overall reduction of public investments
• Top sectors = industry with (a lot of) R&D • Execution with the ‘golden triangle’
– Government + Industry + Science
4
9 topsectors • Agri&Food • Horticulture and propagation materials • High Tech Systems and Materials • Energy • Logistics • Creative industry • Life sciences & health • Chemical industry • Water
ICT, Nanotechnology and Biobased Economy are cross topsector themes.
5
HTSM: big in NL private R&D
HTSM
HTSM
Private R&D 5.6 B€
Public R&D 4.1 B€
2.6 B€, of which 0.5 B€ in PPP
CBS (mei 2013); HTSM Innovatiecontract (april 2012)
0.4 B€, of which 0.2 B€ in PPP
6
PPP R&D expense
05
101520253035404550
privaat, sectorprivaat, TKIpubliek, TO2publiek, NWO
% totaal
EZ (mei 2013)
7
Reference: the HTSM landscape
Top sector HTSM
Innovation contract HTSM
TKI HTSM
8
Public-private Collaboration Roadmaps Application Roadmaps Technology Roadmaps
Semiconductor equipment Components and circuits Printing Photonics Lighting Mechatronics and manufacturing Solar Embedded systems Health care High-tech materials Security Automotive Cross-topsectoral Roadmaps Aeronautics Nanotechnology Space ICT Advanced instrumentation
Innovation Contract
9
HTSM top sector ecosystem in NL
Industry: Philips ASML Thales DAF
Fokker FEI NXP Dutch Space Tata Océ
HTSM ROADMAPS
HTSM network organisations:
HightechNL PhotonicsNL Holland Instrumentation Lucht- en Ruimtevaart NL
AutomotiveNL NanoNextNL
500 SME’s: Lionix Cosine NTS group …
Universities Research Institutes
10
HTSM PPP by roadmap
Innovatiecontract 2014-2015 HTSM
11
TKI grant = 25% of TKI base
TKI base = Cash payment industry
TKI-board decision advice Roadmap
Council
TKI programs
Industry Industry contribution cash and/or in-kind
TKI regulation PPP-project: industry & R&D institute
Topconsortium for Knowledge and Innovation TKI HTSM
context: innovation contract
R&D institute
12
Example: STW HTSM-call 2012
• Call: – Total NWO budget 12 M€ – Industry contribution 30% (cash + in kind) – All roadmaps in HTSM
• Result: – 73 project proposals, of which 32 approved – Total budget all approved projects 19 M€ – Many new industrial partners (40%) – Significant SME contribution (28% of private cash)
13
Roundup: Possibilities
• MIT network activities • SME R&D cooperation • STW: HTSM-call; HTM-call; Perspectief • FOM: IPP • TNO TKI-projects
• Contact with Roadmaps!
OECD meeting HTSM
14
HTSM: 17 roadmaps
OECD meeting HTSM
15
Q&A
16
17
PPP by HTSM partner
Innovatiecontract 2014-2015 HTSM
18
Directeur (bedrijfsleven) Plv. Directeur (FOM)
Coördinatie
Roadmap Council (roadmaptrekkers HTSM)
• Advies programma en budget
• Advies passing bij roadmaps
TKI Bureau *)
•TKI-toeslag regeling •Administratie •Communicatie •Europese agenda •MKB loket
Bestuur en Raad van Toezicht (Topteam, bedrijfsleven incl MKB, publieke kennisorganisaties)
Besluitvorming en strategie
*) Postadres bij FOM in Utrecht; medewerkers vanuit FOM, STW, TNO, NLR, FME en Syntens
Governance TKI HTSM
19
Plan of action top sector HTSM
• Accept the top sector policy • Safeguard successful R&D PPP ecosystems • Safeguard European R&D PPP • Strengthen technical education • Increase private & public R&D expense • Enhance HTSM image in NL and abroad • R&D execution through existing institutes • Continuous improvement of PPP processes
R&D Funding
Session National funding and TKI HTSM
UT Grants Week 21 October 2014
Hans Netten
Rijksdienst voor ondernemend Nederland (RVO)
Content
• TKI Toeslag
• SME Innovation Topsectors (MIT)
• Vroege fase financiering (Pre seed finance)
• Eureka Clusters and JTI ECSEL
Basic principle TKI toeslag
25% toeslag op de grondslag
• TKI Toeslag (subsidy) is 25% of the private contribution to research organizations for R&D in public private partnership (PPP)
• TKI toeslag must be used for funding new R&D initiatives in PPP
• TKI’s must apply for the TKI Toeslag
• TKI’s decides how the TKI toeslag allocated
(1) TKI Toeslag:Example R&D program
Cash Private contr.
NWO funding
Companies Research organization
TKI
TKI-toeslag, 25% of the cash contribution
TKI-toeslag funding
In-kind In-kind
(2) TKI Toeslag:Example R&D program
Cash Private contr.
NWO funding
Companies Research organization
TKI
TKI-toeslag, 25% of the cash contribution TKI-toeslag funding
In-kind In-kind
Ongoing program
New projects
SME Innovation Topsectors (MIT)
• Encourage SME to collaborate on R&D (with each other, knowledge institutes)
• Only SME can apply for funding
• Toolbox:
• Feasability studies • R&D-cooperation • Innovation prestation contracts (IPC) • Knowledge vouchers • Hiring temporary high educated staff
• Topteam makes a selection on the instruments and assigns
budget
MIT: Feature per instrument (2014)
instrument max. subsidie max subsidiebedrag aanvrager afhandeling openstelling
haalbaarheidsstudies 40% € 50.000 MKB FCFS 15/4-12/5
Vouchers 40% € 3.750 MKB FCFS 15/4-12/5
Inhuur personeel 40% € 50.000 MKB FCFS 15/4-12/5
IPC 30% € 25.000 per dln € 3.000 per dln voor PV MKB FCFS 15/4-12/5
Netwerkactiviteiten 100% € 1.000 per deelnemend MKB TKI FCFS 15/4-12/5
Innovatiemakelaars 50% € 10.000 per MKB TKI FCFS 15/4-12/5
R&D samenwerking 30% € 200.000 per project € 100.000 per dln MKB Tender 3/6-22/9
MIT: Selection of instruments by topsector (2014)
3 juni - 22 september
MKB (tender)instrument →↓ topsector ↓ thema(s)
haalbaarheidsstudies
VouchersInhuur
personeelIPC
Netwerkactiviteiten
Innovatiemakelaars
R&Dsamenwerking
tuinbouw en uitgangs-
materialen 1 t/m 4 50.000 250.000 € 950.000 2.000.000
agri&food 1 t/m 11 478.400 € 1.913.600 2.392.000
1
2
3
life sciences & health 1 t/m 10 100.000 200.000 € 1.100.000 2.000.000
chemie 1C t/m 7C 550.000(samen met
haalbaarheid) 100.000 150.000 € 1.216.500 2.016.500
biobased 8B t/m 12B 400.000 100.000 150.000 € 1.350.000 2.000.000
HTSM / ICT 1 t/m 17 200.000 € 3.800.000 4.000.000
energie 13E t/m 39E 1.200.000 100.000 200.000 € 500.000 2.000.000
logistiek 1 t/m 5 100.000 100.000 € 900.000 2.000.000
1 t/m 6 100.000 100.000A t/m D
a, b
c, d
€ 8.000.000 8.000.000
21.567.200 30.408.500
openstelling 15 april - 12 mei
aanvrager is MKB (FCFS) TKI (FCFS)
750.000
water 1.002.900
100.000 € 897.100(samen methaalbaarheid)
600.000
creatieve industrie 860.000
(samen metvouchers) € 940.000
algemeen budget(voor alle topsectoren)
2.000.000
2.000.000
900.000
Pre-seed – VroegeFaseFinanciering (VFF) Ingredients: • Start-up • Pre seed financing • Market failure: no alternatives available • Revolving fund principle
3 categories: • SME-entrepreneur (RvO), • Innovative startup (RvO), • Academic innovative startup (STW/NWO) Take-off
Pre-seed finance
De vroege fase financiering moet ervoor zorgen dat een idee van de planfase naar de startfase komt.
VFF: SME-entrepreneur, Innovative startup
- Loan with interest tot SME, startup - Maximum loan € 350.000 - SME 35%-45% - Innovative Starterup 100% - Repayment 5 years 20% - Interest: 5% + Eur. Ref. (today 0,35%)
More information: - www.rvo.nl/vff - [email protected] - 088 042 42 42
Take-off Vroegefasetraject
• Development and validation business case
• Knowledge -> application -> commercial activities
• Loan with interest to academic startup
• Between 50.000 € and 250.000 €
• Execution < 2 years
• Repayment <10 years
• Interest: 5% + Eur. Ref. (today 0,35%)
Eureka clusters
R&D cooperation in Europe National funding ITEA3 software-intensive systems & services CATRENE nano elektronica
JTI ECSEL: public public private partnership
• ECSEL: Electronic
Components and Systems
for European Leadership
• Follow up Artemis, ENIAC
en EPoSS
• Embedded and smart systems, nano-elektronica • National and European funding
More information:
- www.rvo.nl/subsidies-regelingen/joint-technology-initiatives-jti
- Ecsel.eu
- www.aeneas-office.eu
- www.artemis-ia.eu
- www.itea3.org
- www.catrene.org