D
2.
I.
AO JO
Rev. 1120/I
FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 2010
I. Person Reporting (last name, first, middle initial) 2. Court or Organization
GUIN, J. FOY, JR. U.S.DISTRICT COURT, N.D. ALA.
4. Title (Article Ill judges indicate active or senior status; Sa. Report Type (check appropriate type)
magistrate judges indicate full- or pan-time)
D Nomination. Date
Senior U.S. District Judge D Initial [{] Annual
Sb. Amended Repon
D Final
Report Required by the Ethics
in Goi·ernment Act of 1978
(5 use. opp.§§ 101-1l1)
3. Date of Report
05/04/2011
6. Reporting Period
01/01/2010
to
12/31/2010
7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance
1729 FIFTH AVENUE NORTH with applicable laws and regulations.
SUITE918 BIRMINGHAM, ALABAMA 35203
R.-·ie"ing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
I. POSITIONS. (Reponing individual only; supp. 9-13 of filing instructions.)
[{] NONE (No reportable positions.)
POSITION NAME OF ORGANIZATION/ENTITY
I.
Guin, J. Foy, Jr.
3.
4.
5.
II. AGREEMENTS. (Reponing individual only; supp. 14-16 of filing instructions.)
[{] NONE (No reportable agreements.)
PARTIES AND TERMS
2.
3.
2.
4.
Page 2of13
Name or Person Reporting Date or Report FINANCIAL DISCLOSURE REPORT
GUIN,J. FOY, JR. 05/04/2011
Ill. N 0 N-INV ES TM ENT IN CO ME. (Reporting indfridual and spouse; see pp. 17-14 of filing instructions.)
A. Filer's Non-Investment Income
[{] NONE (No reportable non-investment income.)
SOURCE AND TYPE INCOME (yours, not spouse's)
I.
2.
3.
4.
B. Spouse's Non-Investment Income - If you were married during any portion of the reporting J·ear, complete this section.
(Dollar amount not required except/or honoraria.)
!2J NONE (No reportable non-investment income.)
SOURCE AND TYPE
I.
3.
4.
IV. REIMBURSEMENTS - transportation, lodging, food, entertainmenL
(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)
[2] NONE (No reportable reimbursements.)
SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
2.
3.
I.
5.
I.
2.
4.
5.
Page 3of13
FINANCIAL DISCLOSURE REPORT Name of Person Reporting
GUll'i,J. FOY, JR.
Date of Report
05/04/2011
V. G JFTS. (Includes tlrost to spouse and dependent c/1i/Jren; see pp. 18-31 of filing instructions.)
[{] NONE (No reportable gifts.)
SOURCE DESCRIPTION VALUE
3.
5.
VJ. LJABJLJTJES. (Includes //rose of spouse and dependent children; see pp. 31-33 of filing instructions.)
[{] NONE (No reportable liabilities.)
CREDITOR DESCRIPTION VALUE CODE
I.
2.
3.
4.
A. c.
(Q-W)
FINANCIAL DISCLOSURE REPORT
Page 4of13
Name of Person Reporting
GUIN, J. FOY, JR.
Date of Report
05/04/2011
VII. INVESTMENTS and TRUSTS - income, •·alue, transactions (Includes those of spouse and dependent children; SU pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
B. D.
Description of Assets Income during Gross value at end Transactions during reponing period
(including trust assets) reponing period of reponing period
(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mmldd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
transaction)
I. I /3 interest in lot located in Haleyville, Ala. B Rent J w
2. Regions Bank (checking) F Interest J T
3. Regions Bank (checking) A Interest J T
4. ExxonMobil Corp com E Dividend Pl T
5. AT&T B Dividend L T
6. FMI Funds A Dividend J T
7. IRA ACCT.A A Div& int K T
8. -Pershing Govt Acct (Money market fund)
9. -T eco Energy Inc com.
10. -Regions Financial Corp com
11. -Citadel Broadcasting Sold 11/05/10 J A
12. -Family Dollar Stores Sold 07/28/10 J A
13. -Walgreen Cod Buy 03/16/10 J
14. -Darden Restaurants, Inc Buy 10/15/10 J
15. -Molex, Inc Buy 11/29/10 J
16. IRA ACCT. B c Div& Int M T
17. -Applied Materials, Inc
I. Income Gain Code:.: A =Sl ,000 or less B =S 1.00 I -$2,500 C =$2,50I -$5,000 D =SS,001 -$15,000 E =S 15.00 I - S50,000
!See Column; Bl andD-tl F =S50.00I -SI00.000 G =SI00.001 -Sl.000.000 HI =S 1.000.00 I - SS,000,000 H2 =More than $5,000,000
2. \'::i.luc CoJ('S J =Sl5.000or less K =St5.001 -S50.000 L =$50,00 I -SI 00.000 M =SI 00,00 I -$250.000
(SccC'olumnsCI and DJ) N =$250.001 -$500.000 0 =$500.00 I -S 1,000,000 Pl =Sl.000.001 - $5.000.000 P2 =S5,000,00I - S25,000,000
PJ =$25.000.001 - $50.000.000 P4 =More than $50,000.000
J. Value Method Cod"' Q =Apprni I R =Cost (Real Estate Only) S ::=Assessment T =Cash Market
(Sec C0lumn C2) U =Book Value V =01hcr W =Estimated
(2) (I) (3)
FINANCIAL DISCLOSURE REPORT
Page 5of13
Name of Person Reporting
GUIN, J. FOY, JR.
Date of Report
05/04/2011
VII. INVESTMENTS and TRUSTS - income, •·a1ue, transac1ions r1nc1udes those of spouse and dependent childrm; see PP· 1-1-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period of reporting period
(I) (I) (2) (2) (4) (5)
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J.P) Code 3 redemption) (J-P) (A·H) (if private
(Q-W) transaction)
18. -Pershing Govt Fund (Money market fund)
19. -Clorox Co Sold 09/09/10 1 A
20. -Diebold, Inc. Sold 04/13/10 J A
21. -Lowes Cos, Inc com
22. -IBM
23. -Allied Cap Corp Merged 03/31/10 J
(with line 24)
24. -Ares Cap Corp
25. -Dover Corp Sold 04/28/10 J A
26. -Masco Corp
27. -AT&T, Inc. Sold 10/26/10 J A
28. -Genuine Parts Co
29. -Intel Corp
30. -Intel Corp Buy 04/29/10 J
(add'I)
31. -Paychex, Inc
32. -Pepsico, Inc
33. -Pepsico, Inc Buy 10/28/10 J
(add'I)
34. -Sonoco Peoducts Co
I. Income Gain Codes: A =S 1.000 or lc>s B =Sl.001 • $2,500 C =$2,50 I - $5.000 D=S5,00l -Sl5,000 E =S 15,00 I • S50.000
(Sec Columns BI and [).I) F =S50.001 - SI00.000 G =SI 00.00 I - S 1,000.000 HI =Sl.000.001 • S5,000,000 H2 =More than $5,000.000
2. Value Codc-!i J =SI 5,000 or less K =S15.001 -S50.000 L =$50,001 -SI00.000 M =SI 00,00 I • $250.000
(Sec Columns Cl and DJ) N =$250.001 - $500.000 0 =$500,00 I -S 1,000.000 Pl =Sl,000,001 - $5,000,000 P2 =$5,000,00 I • $25.000.000
PJ =$25.000.001 • $50.000.000 P4 =More than SS0,000.000
J. Value Method Codes Q =Apprai"'I R =Cost (Real Estate Only) S =Assessment T =Cash Market
(Sec Column C:!) U =Book Value V =Other W =Estimated
(I)
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report
Page 6of13 GUIN, J. FOY, JR. 05/04/2011
VII. INVESTMENTS and TRUSTS -income, •·a/ue, transactions (lnc/udes those ofspoust! and dependent children; SU pp. 3./-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end Transactions during reponing period
(including trust assets) reponing period of reponing period
(I) (2) (I) (2) (2) (3) (4) (5)
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mmidd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
35. -Qualcomm, Inc Buy 02/02/10 J
36. -Abbott Labs Buy 04/14110 J
37. -Coca Cola Co Buy 04/28/10 J
38. -Coca Cola Co Sold 12/29/10 J A
39. -Raytheon Co Buy 06/14/10 J
40. -Medtronic, Inc Buy 07/23/10 J
41. -VF Corp Buy 09/03/10 J
42. I RA ACCT. C A Div&Int K T
43. -Pershing Govt Acct (Money market fund)
44. -IBM Sold 12/27/10 J A
(part)
45. -AT&T, Inc Sold 10/26/10 J A
46. - Family Dollar Stores Buy 01/25/10 J
47. -Family Dollar Stores Sold 07/28/10 J A
48. -VF Corp Buy 09/03/10 J
49. -Pepsico, Inc Buy I 0/28/10 J
50. -Lowes Cos, Inc Buy 11/01/10 J
51. BROKERAGEACCOUNT#I
L Income Gain Co des: A =S 1,000 orless B =$1,00 I - $2,500 c =$2,501 - $5,000 D =$5.00 I - S 15.000 E =$15.001 · S 0.000
(See Columns Bl and [).I) F =S50,00I - SI00.000 G =SI00.001 - Sl,000.000 HI =S 1.000.00 I - $5.000.000 H2 =More than $5.000.000
2. Value Co<lcs J =S 15,000 orless K =$15,001 - S50.000 L =$50,001 - SI00.000 M =SI 00.00 I - $250.000
(Sec Columns CI and 03) N =$250.00 I - $500,000 0 =$500,00 I - S 1,000,000 Pl =Sl,OOO.OOl -S5,000.000 P2 =S5.000.00I - S25.ooo.ooo
P3 =$25,000,001 - $50.000.000 P =More than $50,000.000
J. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =A scs mcnt T =Cash Market
(Sec Column C2) U =Book Value V =Other W =Estimated
(I) (2) (5)
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 7of13 0510412011GUIN, J. FOY, JR.
52. -Barrick Gold com A Dividend K T
53. -Abbott Laboratories com. A Dividend J T
54. -Hewlett-Packard, Inc com A Dividend J T
55. -Southwest Airlines com. A Dividend Sold
56. -Pepsico Inc com A Dividend K T
57. -Regions Financial Corp A Dividend J T
58. -PPG Industries com A Dividend K T
59. -Federated Govt Reserves A Dividend J T
60. -Home Depot Inc com A Dividend J T
61. -General Electric Co com A Dividend K T
62. -Automatic Data Processing, Inc com A Dividend J T
63. -Pfizer, Inc com A Dividend J T
64. -Kimberly Clark Corp com A Dividend J T
65. -Johnson & Johnson com A Dividend J T
66. -Allstate Corp com A Dividend J T
67. -Chevron Corp com A Dividend J T
68. -Chevron Corp com A Dividend J T Buy
(add' I)
06/11/10 J c
06/10110 J
VII. INVESTMENTS and TRUSTS income, 1·a1ue, transactions (lnctudes ttrose of spouse and dependent children; see PP· 1-1-60 of filing instructions.> -
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end Transactions during reponing period
(including trust assets) reponing period of reponing period
(I) (2) (I) (2) (3) (4) Value Value Type (e.g., Date ValuePlace "(X)" after each asset Gain Identity of Amount Type (e.g.,
' Code I
(A-H) or int.) (J-P) Code 3 redemption) (J.P) (A-H) (if private
(Q-W) transaction)
exempt from prior disclosure div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller
I. Income Gain Codes: A =$1,000 or Jess B =Sl.001 -$2,500 c=$2,501 -$5,000 D=$5.001-Sl5,000 E=$15.001 -S50,000
(See Columns BI and D-l) F=S50.00I • SI00,000 G =$100.001 -Sl.000.000 HI =S 1.000.00 I • $5.000.000 ll2 =More lhan $5.000.000
2. Value Codes J=S15,000 orlcss K =$15.001 • $50,000 L =$50.001 • $100.000 M =$100.001 • $250.000
(Sec Columns Cl and DJ) N =$250.001 -$500.000 0 =$500,00 I -S 1,000.000 Pl =Sl,000.001 • $5.000.000 P2 =S5.000,00I • $25.000.000
PJ =$25,000,00 I - $50.000.000 P4 =More than $50.000.000
3. Value Method Codes Q =Appraisal R =Cost (Real Esta1c Only) S =A scs:..mcnl T =Ca ... h Mar\..ct
(Sec Column C2) U =Book Value V =Other W =Estimated
(3)
Page 8of13
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT 05/04/2011GUIN, J. FOY, JR.
VII. INVESTMENTS and TRUSTS - income, •·a1ue, transactions r1nc1udes those of spouse and dependent children; see PP· J4-6o of filing instructions.>
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end Transactions during reponing period
{including trust assets) reponing period of reponing period
{I) (2) {I) (2) {I) (2) (4) (5)
Place "(X)" after each asset Amount Type(e.g., Value Value Type(e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller
{A-H) or int.) {J-P) Code 3 redemption) {J-r) (A-H) (if private
(Q-W) transaction)
69. -3M Company com A Dividend K T
70. -Colgate-Palmolive Co com A Dividend K T
71. -Walgreen Co com A Dividend J T
72. -Walgreen Co com A Dividend J T Buy (add'!)
73. -Procter & Gamble Co A Dividend K T
74. -Intel Corp A Dividend J T
75. -Royal Dutch Shell PLC A Dividend J T
76. -V F Corp A Dividend K T
77. -Nokia Corp Sponsored ADR A Dividend Sold
78. -Emerson Electric Co A Dividend K T
79. -Sysco Corp A Dividend Sold
80. -Air Products & Chems, Inc A Dividend J T
81. -Texas Instruments, Inc A Dividend J T
82. -Diebold, Inc A Dividend J T
83. -McDonalds Corp A Dividend K T
84. -Waste Management, Inc A Dividend J T
85. -Becton Dickinson & Co A Dividend K T
05/03/10 J
01/07/10 J A
06/17/10 J A
I. Income Gain Codes: A =S 1,000 or le>s B =Sl.001 -$2,500 C =$2.501 -S5,000 D=S5,00l -Sl5,000 E =$15.001 -550,000
(See Colwnns BI and [).I) F =S50.00 I -SI 00,000 G =SI 00.00 I -S 1.000.000 HI =Sl.000.001 -$5.000.000 H2 =More than $5.000.000
2. Value Codes J =S 15.000 or lcS> K =$15.001 -$50.000 L =$50.00 I • SI 00,000 M =SI00.001 -$250.000
(Sec Columns CI and DJ) N =$250.001 -$500.000 O =$500.001 - Sl.000.000 r I =S 1.000,00 I • $5.000.000 P2 =$5.000,00 I - S25.000.000
PJ =525,000,001 -$50.000.000 r4 =More than $50.000,000
3. Value Method Codes Q =Appraisal R =Co·;t (Real E tatc Only) S =As s mcnt T =Cash Market
(Sec Column C2) U ;'Book Value V '=-Other \\' =E 11matcd
A. D.
(2) (I) (4) (5)
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 9of13 05/04/2011GUIN, J. FOY, JR.
v I I. IN VE s TM EN TS and TR us TS - income, value, transaction• (lndudesthose of spouse and dependent children; SU pp. J./-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
ll. c. Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period of reporting period
(I) (2) (I) (2) (3) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Dale Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
86. -Baxter International, Inc A Dividend J T Buy 04/27/10 J
87. -Nucor Corp A Dividend J T Buy 08/09/10 J
88. -ITT Corp None K T Buy 09/27/10 J
89. BROKERAGE ACCOUNT #2 (transferred
to #I on 8/13)
90. -Regions Financial Corp A Dividend J T
91. -Protective Life Corp com A Dividend Sold 08/25/10 J A
92. -General Electric Co com A Dividend J T
93. -Intel Corp A Dividend J T
94. -Abitibibowater, Inc None J T
95. BROKERAGE ACCOUNT #3
96. -Federal Government Reserves A Dividend J T
97. -Disney Walt Co Holding Co A Dividend J T
98. -Citadel Broadcasting Corp None Sold 11/05/10 J A
99. -Kimberly Clark Corp A Dividend J T Buy 03/03/10 J
100. -Intel Corp A Dividend J T Buy 03/05/10 J
10 I . Scudder Var. Life Invest. Fund (Charter None L T Nat'I - money market
102. BROKERAGE ACCOUNT#4
I. Income Gain Codes: A =$1,000 or less B =S 1.00 I -$2,500 C =$2,50 I - $5,000 D =$5.001 -$15,000 E =Sl5,00I -$50.000
(Sec Columns Bl and D-11 F =SS0.001 -$100.000 G =SI00.001 - Sl .000.000 HI =S 1.000.00 I - $5.000.000 H2 =More than S5.000.000
2. Value C0<ks J =S 15.000 or less K =$15.001 -$50.000 L =S50,00 I - SI 00,000 M =SI00.001-$250.000
(Sec Columns Cl and 03) N =$250.001 -$500.000 0 = S500.00 I -S 1,000.000 PI =S 1.000.00 I -$5,000,000 P2 =S5.000.001 - $25.000.000
PJ =S,S.000.001 - SS0.000.000 P4 =More than S50.000,000
3. Value Mc1hod Cock-s Q =ApprJ1-,al R =Cost (Real Estate Only) S =Assessment T =Ca::.h Market
(Sec Column Cl) U = l100k Valw.: V =01hcr W =E::.timatcd
(I) (I)
(Q-W)
(4)
Page 10of13
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
05/04/2011GUIN, J. FOY, JR.
VII. INVESTMENTS and TRUSTS - income, 1·alue, transactions (Includes tlrose ofspoust! and dependent children; SU pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. D. c. D.
Description of Assets Income during Gross value at end Transactions during reponing period
(including trust assets) reponing period ofreponing period
(I) (2) (2) (2) (3) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell. mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
transaction)
I03. -AT&T, Inc A Dividend J T
I04. -Abbott Labs A Dividend J T
105. -Automataic Data Processing, Inc A Dividend J T
106. -Caterpillar, Inc A Dividend J T
107. -Chevron Corp A Dividend J T
108. -Chevron Corp A Dividend J T Buy (add'I)
109. -Coca Cola Company A Dividend J T
110. -Consolidated Edison, Inc A Dividend J T
111. -Darden Restaurants, Inc A Dividend Sold
112. -Dominion Res, Inc A Dividend J T
113. -Du Pont E I De Nemours & Co A Dividend J T
114. -Emerson Electric Co A Dividend J T
115. -Exxon Mobil Corp A Dividend K T
116. -Genuine Parts Co A Dividend J T
117. -HeinzH J Co A Dividend J T
118. -Lilly Eli & Co A Dividend J T
119. -Lowes Cos, Inc None J T Buy
06/29/10 J
04/01/10 J A
I 1/12/10 J
I. Income Gain Codes: A =S 1,000 or less B =SI.001 -S2,500 C =$2.50 I -$5,000 D =S5,00I -Sl5,000 E =Sl5,00l -S50.000
(Sec Columns BI ond 1).1) F =SS0.001-SIOO.OOO G =$100.001 -SI.000.000 HI =S 1.000.00 I -$5,000.000 H2 =More than $5,000,000
2. \'aluc Codes J =S 15,000 or less K =S 15.001 -$50,000 L =$50,00 I -SI 00.000 M =SI00,001 -$250,000
(Sec Columns Cl and 03) N =$250.001 - $500,000 0 =$500.00 I -S 1.000.000 r I =S 1.000.00 I - $5.000,000 P2 =$5,000,001 -$25,000,000
PJ =$25,000.001 -$50.000.000 P4 =More than $50,000,000
3. Voluc Method Codes Q =Appr•isal R =Cost (Real E:-it:itc Only) S =Asscs mcnt T :.Cash Market
(Sec Column C2) U ='Book Value V =Other W -=E timatcd
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 11 ofl3 05/04/2011GUIN, J. FOY, JR.
VI I. INVEST MEN TS and TRUSTS - income, 1·a1ue, transactions (Includes those of spouse and dependent children; see PP· J4-6o of filing insrruc1ions.J
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period of reporting period
(I) (2) (I) (2) (I) (2) (3) (4) (5)
Place "(X)" after each asset Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller
(A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
120. -Occidental Petroleum Corp A Dividend J T
121. -Paychex. Inc A Dividend J T
122_ -Progressive Energy, Inc A Dividend J T
123. -Progressive Energy, Inc A Dividend J T Buy (add'I)
04/01/10 J
124. -Regions Finl Corp A Dividend J T
125. -Southern Co A Dividend J T
126. -Federated Govt Reserves (Money Market Fund)
A Dividend J T
127.
128.
I. Income Gain Codes: A =$1,000 or lc>S B =$1.001 - 52,500 C =52,50 I - $5,000 D =55,00 I - 515,000 E =515,00 I - 550.000
(SceColwnns Bl and [).I) F =S50.001 -$100.000 G =SI00,001 -Sl.000.000 HI =Sl.000.001 -S5.000,000 H2 =More than $5,000.000
2. Value Codes J =Sl5,000or less K =Sl5,001 - $50.000 L =$50.001 - SI00.000 M =SI 00.00 I - 5250.000
(Sec Columns C l and DJ) N =$250.00I - $500.000 0 =$500,001 -Sl,000,000 Pl =Sl,000.001 -$5,000,000 P2 =$5,000,00 I - 525.000.000
PJ =$25,000.001 -$50.000.000 P4 =More than $50,000.000
J. Value M ethod Codes Q =Apprais.I R =Cosl (Real Estate Only) S =Assessment T =Cash Market
(Sec Column C2) U =Book Value v =Other W =E timatcd
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 12of13 GUIN, J. FOY, JR. 05/04/2011
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicalepartofuport.)
VII. INVESTMENTS and TRUSTS:
BROKERAGE ACCOUNT #2: All of the securites in BROKERAGE ACCOUNT #2 were transferred to BROKERAGE ACCOUNT #I on August 13, 2010.
Page 13of13
Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT
GUIN, J. FOY, JR. 05/04/2011
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is
accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in
compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
Signature: s/ J. FOY, JR. GUIN
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL
AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
Committee on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-301 One Columbus Circle, N.E.
Washington, D.C. 20544