Fo
rm F
R Y
-6
Firs
t Wes
tern
Mor
tgag
e C
orpo
ratio
n
Fisc
al Y
ear
End
ing
Sept
embe
r 30
, 201
7 R
epor
t Ite
m 3
: Se
curi
ties H
olde
rs
(1)(
a,b,
c) a
nd (2
)(a,
b,c)
20
17=
Item
3 -
Prin
Sha
reho
lder
s = F
WM
C re
vise
d fo
rmat
Cur
rent
Sha
reho
lder
s w
ith o
wne
rshi
p, c
ontr
ol o
r hol
ding
s of
5%
or m
ore
with
pow
er to
vot
e as
of f
isca
l yea
r end
ing
9/30
/201
7
Shar
ehol
ders
not
list
ed in
(3)(1
)(a) t
hrou
gh (3
)(1)(c
) th
at h
ad o
wne
rshi
p, c
ontr
ol o
r hol
ding
s of
5%
or
mor
e w
ith p
ower
to v
ote
durin
g th
e fis
cal y
ear
endi
ng 9
/30/
2017
(1)(a
) N
ames
& A
ddre
ss
(City
, Sta
te, C
ount
ry)
(1)(b
) C
ount
ry o
f C
itize
nshi
p or
In
corp
orat
ion
(1)(c
) N
umbe
r and
Pe
rcen
tage
of E
ach
Cla
ss o
f Vot
ing
Secu
ritie
s
(2)(a
) N
ames
& A
ddre
ss
(City
, Sta
te, C
ount
ry)
(2)(b
) C
ount
ry o
f C
itize
nshi
p or
In
corp
orat
ion
(2)(c
) N
umbe
r and
Pe
rcen
tage
of E
ach
Cla
ss o
f Vot
ing
Secu
ritie
s
Jam
es S
. DuB
ose
(For
t Wor
th, T
X / U
SA)
Tr
uste
e fo
r:
The
DuB
ose
Irrev
ocab
le A
sset
Tru
st o
f 199
8 fb
o An
na A
dam
s D
uBos
e
The
DuB
ose
Irrev
ocab
le A
sset
Tru
st o
f 199
8 fb
o Ja
mie
Ada
ms
DuB
ose
Ja
mes
E. D
ubos
e Irr
evoc
able
Tru
st
G
MD
K-C
hris
toph
er J
ames
Key
land
Tru
st
G
MD
K-Ka
thry
n Jo
y Ke
ylan
d Tr
ust
U
SA
64
,337
– 5
.43%
N
one
Chr
isto
pher
J. K
eyla
nd
(Aus
tin, T
X / U
SA)
Tr
uste
e fo
r:
GM
DK
Trus
t FBO
Chr
isto
pher
J. K
eyla
nd
U
SA
17
1,83
6.5
– 14
.50%
1
N
one
Kath
ryn
J. R
ober
ts
(Asp
en, C
O/ U
SA)
Tr
uste
e fo
r:
GM
DK
Trus
t FBO
Kat
hyrn
J. R
ober
ts
U
SA
17
1,83
6.5
– 14
.50%
2
N
one
Jam
es E
. DuB
ose
(F
ort W
orth
, TX
/ USA
)
Trus
tee
for:
Th
e An
na A
dam
s D
uBos
e Irr
evoc
able
Ass
et T
rust
Anna
Ada
ms
DuB
ose
Irrev
ocab
le In
terv
ivos
Tru
st
Th
e C
hris
toph
er J
ames
Key
land
Irre
voca
ble
Asse
t Tru
st
[con
tinue
d on
nex
t pag
e]
U
SA
77
3,13
8 –
65.2
6%3
N
one
1 I
nclu
des
3,17
8 (0
.27%
) hel
d as
sol
e an
d se
para
te p
rope
rty.
2 I
nclu
des
3,17
8 (0
.27%
) hel
d as
sol
e an
d se
para
te p
rope
rty.
3 I
nclu
des
7,13
4 (0
.60%
) hel
d as
indi
vidu
al a
nd 7
,659
(0.6
5%) h
eld
in s
pous
e’s
nam
e; b
oth
held
as
com
mun
ity p
rope
rty.
Fo
rm F
R Y
-6
Firs
t Wes
tern
Mor
tgag
e C
orpo
ratio
n
Fisc
al Y
ear
End
ing
Sept
embe
r 30
, 201
7 R
epor
t Ite
m 3
: Se
curi
ties H
olde
rs
(1)(
a,b,
c) a
nd (2
)(a,
b,c)
20
17=
Item
3 -
Prin
Sha
reho
lder
s = F
WM
C re
vise
d fo
rmat
Cur
rent
Sha
reho
lder
s w
ith o
wne
rshi
p, c
ontr
ol o
r hol
ding
s of
5%
or m
ore
with
pow
er to
vot
e as
of f
isca
l yea
r end
ing
9/30
/201
7
Shar
ehol
ders
not
list
ed in
(3)(1
)(a) t
hrou
gh (3
)(1)(c
) th
at h
ad o
wne
rshi
p, c
ontr
ol o
r hol
ding
s of
5%
or
mor
e w
ith p
ower
to v
ote
durin
g th
e fis
cal y
ear
endi
ng 9
/30/
2017
(1)(a
) N
ames
& A
ddre
ss
(City
, Sta
te, C
ount
ry)
(1)(b
) C
ount
ry o
f C
itize
nshi
p or
In
corp
orat
ion
(1)(c
) N
umbe
r and
Pe
rcen
tage
of E
ach
Cla
ss o
f Vot
ing
Secu
ritie
s
(2)(a
) N
ames
& A
ddre
ss
(City
, Sta
te, C
ount
ry)
(2)(b
) C
ount
ry o
f C
itize
nshi
p or
In
corp
orat
ion
(2)(c
) N
umbe
r and
Pe
rcen
tage
of E
ach
Cla
ss o
f Vot
ing
Secu
ritie
s
[con
tinue
d fro
m p
age
1]
Jam
es E
. DuB
ose
(F
ort W
orth
, TX
/ USA
)
Trus
tee
for:
Th
e FW
MC
Con
trol T
rust
The
GM
DK
Irrev
ocab
le A
sset
Tru
st fb
o C
hris
toph
er K
eyla
nd
Th
e G
MD
K Irr
evoc
able
Ass
et T
rust
fbo
Kath
ryn
Rob
erts
The
Jam
ie A
dam
s D
uBos
e Irr
evoc
able
Ass
et T
rust
Jam
ie A
dam
s D
uBos
e Irr
evoc
able
Inte
rviv
os T
rust
The
JED
Irre
voca
ble
Asse
t Tru
st
Th
e JE
D T
rust
JLD
/GM
DK
Irrev
ocab
le A
sset
Tru
st fb
o C
hris
toph
er J
. Key
land
JLD
/GM
DK
Irrev
ocab
le A
sset
Tru
st fb
o Ka
thry
n J.
Rob
erts
The
JLD
/JED
Irre
voca
ble
Asse
t Tru
st
JL
D-A
nna
Adam
s D
uBos
e Tr
ust
JL
D-C
hris
toph
er J
. Key
land
Des
cend
ant T
rust
#3
JL
D-C
hris
toph
er J
ames
Key
land
Des
cend
ant T
rust
#1
JL
D-C
hris
toph
er J
ames
Key
land
Tru
st
JL
D-J
ames
E. D
uBos
e Tr
ust
JL
D-J
amie
Ada
ms
DuB
ose
Trus
t
JLD
-Kat
hryn
J. R
ober
ts D
esce
ndan
t Tru
st #
4
JLD
-Kat
hryn
Joy
Key
land
Des
cend
ant T
rust
#2
JL
D-K
athr
yn J
oy K
eyla
nd T
rust
JLD
-Vic
toria
Ann
Ada
ms
Trus
t
The
JSD
/GM
DK
Irrev
ocab
le A
sset
Tru
st
Th
e JS
D/J
ED Ir
revo
cabl
e As
set T
rust
JSD
-Ann
a Ad
ams
DuB
ose
Trus
t
JSD
-Chr
isto
pher
J. K
eyla
nd D
esce
ndan
t Tru
st #
3
JSD
-Chr
isto
pher
Jam
es K
eyla
nd D
esce
ndan
t Tru
st #
1
JSD
-Chr
isto
pher
Jam
es K
eyla
nd T
rust
JSD
-Jam
es E
. DuB
ose
Trus
t
[c
ontin
ued
on n
ext p
age]
Fo
rm F
R Y
-6
Firs
t Wes
tern
Mor
tgag
e C
orpo
ratio
n
Fisc
al Y
ear
End
ing
Sept
embe
r 30
, 201
7 R
epor
t Ite
m 3
: Se
curi
ties H
olde
rs
(1)(
a,b,
c) a
nd (2
)(a,
b,c)
20
17=
Item
3 -
Prin
Sha
reho
lder
s = F
WM
C re
vise
d fo
rmat
Cur
rent
Sha
reho
lder
s w
ith o
wne
rshi
p, c
ontr
ol o
r hol
ding
s of
5%
or m
ore
with
pow
er to
vot
e as
of f
isca
l yea
r end
ing
9/30
/201
7
Shar
ehol
ders
not
list
ed in
(3)(1
)(a) t
hrou
gh (3
)(1)(c
) th
at h
ad o
wne
rshi
p, c
ontr
ol o
r hol
ding
s of
5%
or
mor
e w
ith p
ower
to v
ote
durin
g th
e fis
cal y
ear
endi
ng 9
/30/
2017
(1)(a
) N
ames
& A
ddre
ss
(City
, Sta
te, C
ount
ry)
(1)(b
) C
ount
ry o
f C
itize
nshi
p or
In
corp
orat
ion
(1)(c
) N
umbe
r and
Pe
rcen
tage
of E
ach
Cla
ss o
f Vot
ing
Secu
ritie
s
(2)(a
) N
ames
& A
ddre
ss
(City
, Sta
te, C
ount
ry)
(2)(b
) C
ount
ry o
f C
itize
nshi
p or
In
corp
orat
ion
(2)(c
) N
umbe
r and
Pe
rcen
tage
of E
ach
Cla
ss o
f Vot
ing
Secu
ritie
s
[con
tinue
d fro
m p
age
2]
Jam
es E
. DuB
ose
(F
ort W
orth
, TX
/ USA
)
Trus
tee
for:
JS
D-J
amie
Ada
ms
DuB
ose
Trus
t
JSD
-Kat
hryn
J. R
ober
ts D
esce
ndan
t Tru
st #
4
JSD
-Kat
hryn
Joy
Key
land
Des
cend
ant T
rust
#2
JS
D-K
athr
yn J
oy K
eyla
nd T
rust
JSD
-Vic
toria
Ann
Ada
ms
Trus
t
The
Kath
ryn
Joy
Keyl
and
Irrev
ocab
le A
sset
Tru
st
[E
nd o
f Tru
stee
list
ing
for J
ames
E. D
uBos
e]
The
com
pany
has
onl
y on
e cl
ass o
f sto
ck:
Com
mon
.
2017
= Ite
m 4
- FW
MC
= re
vise
d fo
rmat
Fi
rst W
este
rn M
ortg
age
Cor
pora
tion
Fo
rm F
R Y
-6
Fo
rt W
orth
, TX
Fi
scal
Yea
r E
ndin
g Se
ptem
ber
30, 2
017
Rep
ort I
tem
4:
Insi
ders
(1
), (2
), (3
)(a,
b,c)
and
(4)(
a,b,
c)
(1)
Nam
es &
Add
ress
(C
ity, S
tate
, Cou
ntry
)
(2)
Prin
cipa
l O
ccup
atio
n if
othe
r tha
n w
ith B
ank
Hol
ding
C
ompa
ny
(3)(a
) Ti
tle &
Po
sitio
n W
ith B
ank
Hol
ding
C
ompa
ny
(3)(b
) Ti
tle &
Pos
ition
w
ith S
ubsi
diar
ies
(incl
ude
nam
es
of s
ubsi
diar
ies)
(3)(c
) Ti
tle &
Pos
ition
with
Oth
er
Bus
ines
ses
(incl
ude
nam
es
of o
ther
bus
ines
ses)
(4)(a
) Pe
rcen
tage
of
Vot
ing
Shar
es in
B
ank
Hol
ding
C
ompa
ny
(4)(b
) Pe
rcen
tage
of
Vot
ing
Shar
es in
Su
bsid
iarie
s (in
clud
e na
mes
of
subs
idia
ries)
(4)(c
) Li
st n
ames
of o
ther
co
mpa
nies
(inc
lude
s pa
rtne
rshi
ps) i
f 25%
or
mor
e of
vot
ing
secu
ritie
s ar
e he
ld
(Lis
t nam
es o
f com
pani
es
and
per
cent
age
of v
otin
g se
curit
ies
held
)
Ben
Dem
psey
, CPA
, CM
B Fo
rt W
orth
, TX,
USA
C
hief
Fin
anci
al
Offi
cer
VP, S
ecre
tary
, Tr
easu
rer
VP
, Sec
reta
ry &
Tre
asur
er
(C
olon
ial H
oldi
ng
C
ompa
ny)
Chi
ef F
inan
cial
Offi
cer
(C
olon
ial S
avin
gs F
A)
VP, S
ecre
tary
& T
reas
urer
(Inve
stor
s M
ortg
age
C
orp)
Se
nior
VP,
Tre
asur
er-
Con
trolle
r
(For
t Wor
th M
ortg
age
C
orpo
ratio
n)
Tr
easu
rer,
Und
erw
riter
–
C
olon
ial L
loyd
s Tr
easu
rer,
Dire
ctor
–
C
olon
ial L
ife In
sur-
a
nce
Co
of T
exas
Tr
easu
rer,
Dire
ctor
–
C
olon
ial M
ortg
age
In
sura
nce
Com
pany
Tr
easu
rer,
Dire
ctor
–
C
LIC
OT
Insu
ranc
e
Agen
cy, I
nc.
Trea
sure
r, D
irect
or –
Cas
ualty
Hol
ding
s, In
c.
N
one
N
one
N
one
Chr
isto
pher
J. K
eyla
nd,
Trus
tee
for G
MD
K Tr
ust
FBO
Chr
isto
pher
J. K
eyla
nd
Aust
in, T
X, U
SA
[Con
tinue
d on
nex
t pag
e]
So
und
Con
sulta
nt
Prin
cipa
l Sh
areh
olde
r
N
one
Pres
iden
t –
Ke
ylan
d So
und
C
orpo
ratio
n
14
.50%
N
one
CLI
CO
T In
sura
nce
Agen
cy
(25.
0%)
DuB
ose
& As
soc.
Insu
ranc
e Ag
ency
(25.
0%)
GD
K / J
ED L
LC (2
5%)
GD
K / J
ED R
eal E
stat
e Lt
d (2
5%)
JSD
/ JL
D L
LC (2
5%)
JSD
/ JL
D M
anag
emen
t LLC
(2
5%)
2017
= Ite
m 4
- FW
MC
= re
vise
d fo
rmat
Fi
rst W
este
rn M
ortg
age
Cor
pora
tion
Fo
rm F
R Y
-6
Fo
rt W
orth
, TX
Fi
scal
Yea
r E
ndin
g Se
ptem
ber
30, 2
017
Rep
ort I
tem
4:
Insi
ders
(1
), (2
), (3
)(a,
b,c)
and
(4)(
a,b,
c)
(1)
Nam
es &
Add
ress
(C
ity, S
tate
, Cou
ntry
)
(2)
Prin
cipa
l O
ccup
atio
n if
othe
r tha
n w
ith B
ank
Hol
ding
C
ompa
ny
(3)(a
) Ti
tle &
Po
sitio
n W
ith B
ank
Hol
ding
C
ompa
ny
(3)(b
) Ti
tle &
Pos
ition
w
ith S
ubsi
diar
ies
(incl
ude
nam
es
of s
ubsi
diar
ies)
(3)(c
) Ti
tle &
Pos
ition
with
Oth
er
Bus
ines
ses
(incl
ude
nam
es
of o
ther
bus
ines
ses)
(4)(a
) Pe
rcen
tage
of
Vot
ing
Shar
es in
B
ank
Hol
ding
C
ompa
ny
(4)(b
) Pe
rcen
tage
of
Vot
ing
Shar
es in
Su
bsid
iarie
s (in
clud
e na
mes
of
subs
idia
ries)
(4)(c
) Li
st n
ames
of o
ther
co
mpa
nies
(inc
lude
s pa
rtne
rshi
ps) i
f 25%
or
mor
e of
vot
ing
secu
ritie
s ar
e he
ld
(Lis
t nam
es o
f com
pani
es
and
per
cent
age
of v
otin
g se
curit
ies
held
)
[Con
tinue
d]
Chr
isto
pher
J. K
eyla
nd,
Trus
tee
for G
MD
K Tr
ust
FBO
Chr
isto
pher
J. K
eyla
nd
Aust
in, T
X, U
SA
GD
K C
olon
ial L
P (4
9.9%
) G
DK
Man
agem
ent L
LC
(45%
) Ke
ylan
d So
und
Cor
pora
tion
(100
%)
Ka
thry
n J.
Rob
erts
, Tru
stee
fo
r GM
DK
Trus
t FBO
Ka
thry
n J.
Rob
erts
As
pen,
CO
, USA
C
hild
ren’
s C
loth
ing
Des
igne
r
Prin
cipa
l Sh
areh
olde
r
N
one
Pres
iden
t –
Ka
te R
ober
ts D
esig
ns,
LL
C
14
.50%
N
one
CLI
CO
T In
sura
nce
Agen
cy
(25.
0%)
DuB
ose
& As
soc.
Insu
ranc
e Ag
ency
(25.
0%)
GD
K / J
ED L
LC (2
5%)
GD
K / J
ED R
eal E
stat
e Lt
d (2
5%)
JSD
/ JL
D L
LC (2
5%)
JSD
/ JL
D M
anag
emen
t LLC
(2
5%)
GD
K C
olon
ial L
P (4
9.9%
) G
DK
Man
agem
ent L
LC
(45%
) Ka
te R
ober
ts D
esig
ns, L
LC
(100
%)
2017
= Ite
m 4
- FW
MC
= re
vise
d fo
rmat
Fi
rst W
este
rn M
ortg
age
Cor
pora
tion
Fo
rm F
R Y
-6
Fo
rt W
orth
, TX
Fi
scal
Yea
r E
ndin
g Se
ptem
ber
30, 2
017
Rep
ort I
tem
4:
Insi
ders
(1
), (2
), (3
)(a,
b,c)
and
(4)(
a,b,
c)
(1)
Nam
es &
Add
ress
(C
ity, S
tate
, Cou
ntry
)
(2)
Prin
cipa
l O
ccup
atio
n if
othe
r tha
n w
ith B
ank
Hol
ding
C
ompa
ny
(3)(a
) Ti
tle &
Po
sitio
n W
ith B
ank
Hol
ding
C
ompa
ny
(3)(b
) Ti
tle &
Pos
ition
w
ith S
ubsi
diar
ies
(incl
ude
nam
es
of s
ubsi
diar
ies)
(3)(c
) Ti
tle &
Pos
ition
with
Oth
er
Bus
ines
ses
(incl
ude
nam
es
of o
ther
bus
ines
ses)
(4)(a
) Pe
rcen
tage
of
Vot
ing
Shar
es in
B
ank
Hol
ding
C
ompa
ny
(4)(b
) Pe
rcen
tage
of
Vot
ing
Shar
es in
Su
bsid
iarie
s (in
clud
e na
mes
of
subs
idia
ries)
(4)(c
) Li
st n
ames
of o
ther
co
mpa
nies
(inc
lude
s pa
rtne
rshi
ps) i
f 25%
or
mor
e of
vot
ing
secu
ritie
s ar
e he
ld
(Lis
t nam
es o
f com
pani
es
and
per
cent
age
of v
otin
g se
curit
ies
held
)
Jam
es E
. DuB
ose
Fort
Wor
th, T
X, U
SA
[Con
tinue
d on
nex
t pag
e]
M
ortg
age
Bank
ing
Dire
ctor
&
Pres
iden
t
AND
Pr
inci
pal
Shar
ehol
der
Dire
ctor
(Col
onia
l Hol
ding
Com
pany
) D
irect
or &
Cha
irman
, CEO
(Col
onia
l Sav
ings
FA)
D
irect
or &
SVP
(For
t Wor
th M
ortg
age
Cor
pora
tion)
D
irect
or &
Pre
side
nt
(In
vest
ors
Mor
tgag
e
Cor
pora
tion)
Dire
ctor
–
C
olon
ial L
loyd
s D
irect
or –
Col
onia
l Life
Insu
ranc
e D
irect
or –
Col
onia
l Mor
tgag
e
Insu
ranc
e M
anag
er –
GD
K / J
ED L
LC
Man
ager
–
JS
D /
JLD
Man
agem
ent
LLC
M
anag
er –
JSD
/ JL
D L
LC
Man
ager
–
JE
D M
anag
emen
t LLC
D
irect
or –
CLI
CO
T In
sura
nce
Ag
ency
Pr
esid
ent &
Tre
asur
er –
DuB
ose
& As
soci
ates
Insu
ranc
e Ag
ency
Pr
esid
ent &
Dire
ctor
–
C
ICO
Hol
ding
Cor
p
65
.26%
Non
e
CIC
O H
oldi
ng C
orp
(7
3.88
3%)
CLI
CO
T In
sura
nce
Agen
cy
(5
0.0%
) D
uBos
e &
Asso
c. In
sura
nce
Agen
cy
(50.
0%)
DuB
ose
Fam
ily In
vest
men
ts
LP (
54.6
132%
) G
DK
/ JED
LLC
(50%
) G
DK
/ JED
Rea
l Est
ate
Ltd
(5
0%)
JED
Col
onia
l LP
(38.
45%
) JE
D M
anag
emen
t LLC
(100
%)
JED
/ VA
A In
vest
men
ts L
P
(74.
83%
) JS
D /
JLD
LLC
(50%
) JS
D /
JLD
Man
agem
ent L
LC
(5
0%)
JSD
/ JL
D R
eal E
stat
e I
(4
4.28
%)
2017
= Ite
m 4
- FW
MC
= re
vise
d fo
rmat
Fi
rst W
este
rn M
ortg
age
Cor
pora
tion
Fo
rm F
R Y
-6
Fo
rt W
orth
, TX
Fi
scal
Yea
r E
ndin
g Se
ptem
ber
30, 2
017
Rep
ort I
tem
4:
Insi
ders
(1
), (2
), (3
)(a,
b,c)
and
(4)(
a,b,
c)
(1)
Nam
es &
Add
ress
(C
ity, S
tate
, Cou
ntry
)
(2)
Prin
cipa
l O
ccup
atio
n if
othe
r tha
n w
ith B
ank
Hol
ding
C
ompa
ny
(3)(a
) Ti
tle &
Po
sitio
n W
ith B
ank
Hol
ding
C
ompa
ny
(3)(b
) Ti
tle &
Pos
ition
w
ith S
ubsi
diar
ies
(incl
ude
nam
es
of s
ubsi
diar
ies)
(3)(c
) Ti
tle &
Pos
ition
with
Oth
er
Bus
ines
ses
(incl
ude
nam
es
of o
ther
bus
ines
ses)
(4)(a
) Pe
rcen
tage
of
Vot
ing
Shar
es in
B
ank
Hol
ding
C
ompa
ny
(4)(b
) Pe
rcen
tage
of
Vot
ing
Shar
es in
Su
bsid
iarie
s (in
clud
e na
mes
of
subs
idia
ries)
(4)(c
) Li
st n
ames
of o
ther
co
mpa
nies
(inc
lude
s pa
rtne
rshi
ps) i
f 25%
or
mor
e of
vot
ing
secu
ritie
s ar
e he
ld
(Lis
t nam
es o
f com
pani
es
and
per
cent
age
of v
otin
g se
curit
ies
held
)
[Con
tinue
d]
Jam
es E
. DuB
ose
Fort
Wor
th, T
X, U
SA
Dire
ctor
–
C
asua
lty H
oldi
ngs,
Inc.
Tr
uste
e fo
r 36
SLH
C T
rust
s –
see
Rep
ort I
tem
3 fo
r lis
ting.
JSD
/ JL
D R
eal E
stat
e II
(4
9.76
%)
Jam
es S
. DuB
ose
Fort
Wor
th, T
X, U
SA
M
ortg
age
Bank
ing
Dire
ctor
&
Cha
irman
Dire
ctor
(Col
onia
l Hol
ding
Com
pany
) D
irect
or
(C
olon
ial S
avin
gs F
A)
Dire
ctor
& C
hairm
an
(F
ort W
orth
Mor
tgag
e
Cor
pora
tion)
D
irect
or &
Cha
irman
(Inve
stor
s M
ortg
age
C
orpo
ratio
n)
Dire
ctor
–
C
olon
ial L
ife In
sura
nce
Dire
ctor
–
C
olon
ial M
ortg
age
In
sura
nce
Dire
ctor
–
C
olon
ial L
loyd
s D
irect
or &
VP
–
CLI
CO
T In
sura
nce
Ag
ency
Tr
uste
e fo
r 5 S
LHC
Tru
sts
– se
e R
epor
t Ite
m 3
for l
istin
g.
5.
43%
N
one
N
one