Evolution and Psychology
Dr Stephen WalkerJanuary 11, 2007
Dr Stephen WalkerJanuary 11, 2007
Psychology BSc –
General Foundations Module
Aims and Objectives
• Aims: These two lectures aim to refresh students’ knowledge of the theory of evolution, or to introduce them to it, and to introduce them to aspects of psychology which have been influenced by evolutionary approaches.
• Objectives: By the end of the lectures the students should:
• know the general outlines of the theory of evolution and the time course of human evolution
Objectives continued
• be able to answer correctly a majority of the questions on the self-assessment test included in the handout
• understand some of the key differences between nativist and empiricist theories in psychology
• be aware of the sections of the course text (Gleitman, 1999/2004) where evolutionary approaches are applied to perceptual, cognitive, emotional and social aspects of psychology.
Topics to be covered
The theory of evolution
What Darwinians say about psychological topics
Schools of thought influenced by Darwinian approaches
Areas of psychology that have been or could be influenced by these approaches
The theory of evolution
What Darwinians say about psychological topics
Schools of thought influenced by Darwinian approaches
Areas of psychology that have been or could be influenced by these approaches
Format of lectures
There will be a very brief coverage of a large number of areas
The question addressed is a general one: what is the relevance of evolution for psychological topics?
The answer to be given is in terms of the ‘nature/nurture’ issue.
There will be a very brief coverage of a large number of areas
The question addressed is a general one: what is the relevance of evolution for psychological topics?
The answer to be given is in terms of the ‘nature/nurture’ issue.
Topic and essay question
“Does the theory of evolution have any relevance for psychological topics?”
Gleitman’s textbook mentions evolution, or evolutionary theorists, or “biological bases” in several places.
So to that extent evolution must be relevant for psychological topics, although —
• Gleitman et al. (1999, page 436) agree that it is arguable that human social behaviour is “so thoroughly infused by culture” that comparisons with the Darwinian influences on animal behaviour are fruitless.
• “…there is no question that human social behavior is flexible and subject to cultural learning in ways that other species’ behaviour is not….. (Gleitman et al, 2004; p. 458)
Culture vs. Evolution
Basic Reading see p. 1 of handout
Basic Reading (page 1 of handout) Gleitman et al., (2004) Psychology 6th edition, or Gleitman et al., (1999) Psychology 5th edition, or Gleitman, (1995) Psychology 4th edition. Page reference in Gleitman et al 2004
Page reference in Gleitman et al 1999
Page reference in Gleitman 1995
Textbook Heading
see 416-7 406-9 380-83 “Natural Selection and Survival” 5-6 3-4 3-4 “Displays” 152-4 152-4 141-2 “Differences in what different species learn” 197-201 192-7 175-180 “Evolution and sensory equipment” 338-342 373-4 350-1 “The growth of language in the child” 353-357 390-4 367-375 “The critical period hypothesis & Language in non-
humans” 416-417 405-37 379-413 “The biological roots/basis of social behaviour” 451-458 476-81 443-448 Emotions and facial expression 438-440 494 455-6 “Reciprocal altruism”/“The roots of reciprocity” 478-484 552-7 511-6 “What is the cognitive starting point?” 506-510 576-9 534-7 “The roots of attachment.” 632-634 747-50 702-5 “The sociocultural perspective”
Topics to be covered
• I will look first at the analysis of instinctive behaviour in animals (ethology)
• Then I will cover theoretical arguments about assuming innate capacities in human psychology (Pinker, 1984, 2003)
• In the second lecture I will briefly outline the time course of human evolution (not in Gleitman)
• — and also review the material in the textbook which supports the existence of innate biases in the perceptual, cognitive and emotional worlds of human infants
Darwin in Gleitman et
al. 1999p. 406
&2004
p. 416
All Darwin’s publications are freely available online at http://darwin-online.org.uk
The Theory of Evolution
Resources are not unlimitedSome individuals will flourish more than
others and produce more offspringThere are inherited differences between
individuals, with some random changesNatural selection occurs if a population
changes over generations because of this (see e.g. Dawkins, 1995)
Resources are not unlimitedSome individuals will flourish more than
others and produce more offspringThere are inherited differences between
individuals, with some random changesNatural selection occurs if a population
changes over generations because of this (see e.g. Dawkins, 1995)
Evolution — II
• The first point about evolution is that it connects the human species with the rest of the animal kingdom,
• However, it is also possible and indeed likely that the course of human evolution has led to humans being uniquely different from all other currently living species
Common pattern for body plans: standard biology texts
EVOLUTIONARILY CONSERVED MOLECULAR GENETIC MECHANISMS
FOR PATTERNING THE EMBRYONIC BRAIN. Reichert & Simeone (2001)
Fly mutant restored with human gene
Fly mutant restored with mouse gene
Mouse mutant restored with fly gene
What Darwinians say about Psychological topics
Darwinians emphasise innate or “built-in” factors in psychology
They tend to emphasise nature rather than nurture and are “nativists” rather than “empiricists”
They are often interested in development during an individual’s life-span
Darwinian Schools of Thought (p 2 of handout)
Ethology: scientific study of innate factors in animal behaviour (N. Tinbergen and K. Lorenz, Nobel Prize, 1973)
Sociobiology: as above, but emphasis on social behaviour (E.O. Wilson, 1975)
Evolutionary Psychology: emphasis on the effects of human evolution on human psychology (Tooby and Cosmides, 1992; Pinker, 1994, 1998, 2002/3)
Ethology: scientific study of innate factors in animal behaviour (N. Tinbergen and K. Lorenz, Nobel Prize, 1973)
Sociobiology: as above, but emphasis on social behaviour (E.O. Wilson, 1975)
Evolutionary Psychology: emphasis on the effects of human evolution on human psychology (Tooby and Cosmides, 1992; Pinker, 1994, 1998, 2002/3)
Pause before weaver bird next
I am going to look very briefly at animal behaviour. It is clearly not contentious to give evolutionary explanations for animal behaviour, but such explanations are not always completely obvious. But for questions such as “why do birds build nests?” there is not a problem.
Examples of natural selection in animal behaviour − instincts or “genetically determined behaviour patterns”
Gleitman, 1999, p. 407.Weaverbird nest:“Many (?) animals have genetically determined behavior patterns characteristic of their species.”
Gleitman, 2004, p.418. Bowerbird nest. “..natural selection will lead to an evolution of how animals behave..” (p. 417)
Ethological analyses of animal behaviour
Pecking 1
“Supernormal Stimulus”Gleitman, 1999 p.4091995, p. 382
Not in Gleitman et al. 2004
Supernormal stimulus defined
Supernormal stimuli
Fig 3.8 in Manning and Dawkings (1992) p. 52
Supernormal stimuli − 2
Morrison, D. S., & Petticrew, M. (2004). Deep and crisp and eaten: Scotland's deep-fried Mars bar. Lancet, 364(9452), 2180-2180. (not on list)We did a telephone survey in June, 2004, of random selection of the 627 fish and chip shops in Scotland …….. 66 shops sold deep-fried Mars bars
…….we did also find some evidence of the penetrance of the Mediterranean diet into Scotland, …. albeit in the form of deep- fried pizza
Supernormal stimuli − 3
More animal behaviour in Gleitman et al.
Lorenz walkingGleitman et al (2004) page 508
Built-in social behaviour p. 408, 1999 not in 2004
Parental feedingGleitman, 1995, p. 4001999, p. 427
11. 6 Innate triggers In many species, the parents’ care-taking behaviors are elicited by specific signals from the young. (Gleitman, 2004; p. 430)
Cuckoos
Gleitman, 1995, p. 4001999, p. 427Not in 2004
Mentioned by Darwin (1859)
Cuckoos − one of Darwin’s examples
Evolutionary Psychology
• Darwinian theory helps explain the behaviour of cuckoos, and almost all other animal species, but does it explain human behaviour in the same way?
• One example follows of an evolutionary prediction for human behaviour which turns out to be wrong.
Kenrick et al, 2003Psychological Review, 110(1), 3-28
“At the most general level, evolutionary psychology can be defined as the study of cognitive, affective, and behavioral mechanisms as the solutions to recurrent adaptive problems.”
“Along with the morphological features designed by natural selection, organisms also inherit central nervous systems……The behavioural inclinations of a bat would not work well in the body of a dolphin or giraffe and vice-versa.”
Kenrick et al. wrong
• over a period of 35 years in Sweden (1965-1999), there was no overall over-representation of stepchildren as victims.
• (Temrin, Nordlund, & Sterner, 2004)
• In families with both stepchildren and children genetically related to the offender, genetic children tended to be more likely to be victims.
Animal psychology has been most influenced (ethology & sociobiology)
Psychologists interested in human language and perception now point to innate mechanisms (Pinker, 1994)
Social psychologists appeal to cultural influences and are generally against innate factors (Harre, 1986)
Animal psychology has been most influenced (ethology & sociobiology)
Psychologists interested in human language and perception now point to innate mechanisms (Pinker, 1994)
Social psychologists appeal to cultural influences and are generally against innate factors (Harre, 1986)
Areas of psychology influenced- see top of p. 3 and p. 6 of handout
Review of innate influence in areas of human psychology (p3 on handout)
Perceptual systems: vision; colour vision (olfaction: 2004 Nobel). Also motor systems, and eye-hand co-ordination.
Cognitive systems: built-in concepts of time, space and physical reality; the bioprogram for 1st language learning
Emotionality: facial expressions as displaysSocial systems: bioprograms for social
interaction? (Tomasello et al, 1993)
Perceptual systems: vision; colour vision (olfaction: 2004 Nobel). Also motor systems, and eye-hand co-ordination.
Cognitive systems: built-in concepts of time, space and physical reality; the bioprogram for 1st language learning
Emotionality: facial expressions as displaysSocial systems: bioprograms for social
interaction? (Tomasello et al, 1993)
Social systems: extra comments (p3)
human intelligence may have evolved because of its importance in social interaction, especially to cope with social exchange rules (Gleitman et al., 1999; p. 494 | 2004; p. 440)
natural inclinations are not necessarily desirable: cultural systems may have often developed to supplant them (Hobbes, 1651; Gleitman, 1999, p. 405 & p. 437; Gleitman, 2004, p. 612)
human intelligence may have evolved because of its importance in social interaction, especially to cope with social exchange rules (Gleitman et al., 1999; p. 494 | 2004; p. 440)
natural inclinations are not necessarily desirable: cultural systems may have often developed to supplant them (Hobbes, 1651; Gleitman, 1999, p. 405 & p. 437; Gleitman, 2004, p. 612)
Thomas Hobbes (1651)picture in Gleitman, 1999; p. 406 |
text in 2004 edn p. 612
pause
• The next slide is 2x2 on page 7• Hobbes is useful as an example of syaing that the “state of
nature is not where we are now, but nativists would say he was wrong about the original human state being solitary even though stone age life was probable more brutal and short in general than it is now
2 x 2
(page 7 of handout)
CoverPinker (1994, 1998, 2003) − an example of an evolutionary psychologist
Pinker, S. (1994) The Language Instinct. pp 419-20.
• “So what are the modules of the human mind?” • “Using biological anthropology, we can look for
evidence that a problem is one that our ancestors had to solve in the environments in which they evolved —
• so language and face recognition are at least candidates for innate modules, but reading and driving are not.”
Genes and Language:
• Psycholinguists such as Noam Chomsky and Steven Pinker have been convinced since the 1960’s that the human capacity for language capacity is innate.
• In the last six years, particular genes involved with language capacity have been discovered. (Not covered in Gleitman et al.)
Genes and Language: BBC
October 01
Pinker comments October 2001
From the Wellcome Trust web pages
National Geographic
Mice 05 foxp2
Nature 2002
Sun, T., & Walsh, C. A. (2006). Molecular approaches to brain asymmetry and handedness. Nature Reviews Neuroscience, 7(8), 655-662
see Gleitman et al 1999, p. 40 /2004, p. 60, for human cerebral lateralization which is associated with language capacities
Pinker, S. (1994) The Language Instinct. pp 419-20.
• if there is a module for it, a task should seem easy, and we ought to be able to discover a subsystem of the brain that is responsible for it.
• Pinker gives a long list of possible innate modules including:
1.Intuitive mechanics: knowledge of objects2.Intuitive biology: understanding of how plants and
animals work. 3.Number.
Separated twinsPinker 2003, p.46Gleitman, 1999, p.698Gleitman, 2004, p.605
15,000 UK twins currently being studied, MRC funded (TEDS − Twins early Development Study
Separated at birth, the Mallifert twins meet accidentally…..
Pinker, S. (2002) The Blank Slate
• p. 35. “This is not to say that cognitive scientists have put the nature-nurture debate completely behind them: they are still spread out along a continuum…..”
• p. 31. “The first bridge between biology and culture is the science of mind, cognitive science.”
• p. 60. Take the case of a person’s mother tongue, which is a learned cultural skill par excellence….The innate endowment for language is in fact an innate mechanism for learning language.
pause
• This is between pinker and Robert winston, but is also the start of human evolution, which is not really discussed by Pinker or other evol psych. And is not in Gleitman and the details can be ignored apart from a very broad brush view. It changes because of new fossils but there is good agreement about the broad timescale which you have on page 8 (not in Gleitman but the Grant to Robin Dunbar shows that there is a connection between knowledge of human evolution and evolutionary psychology
End of lecture 1
Evolution and Psychology — Lecture 2 Human Evolution and Human Infancy
Dr Stephen WalkerJanuary 11, 2007
Dr Stephen WalkerJanuary 11, 2007
Psychology BSc –
General Foundations Module
Millions bottom
Bottom of page 8 of handout
Millions topTop of page 8 of handout
“Lucy”
Family Tree: from Johanson’s site “Becoming Human”
Lucy to Language
Book by Johanson and Edgar −2 copies in Main Birkbeck Library, classmark=599.938 JOH − listed on p. 1 of handout.
Australopithecus afarensis
Fossilized footprints, discovered by Mary Leakey in Laetoli, Tanzania.
They are dated at 3.5 Mbp, and only the “Lucy” species is known from that time, but the imprints look very like modern human imprints.
A new early fossil (2006)
Alemseged, Z., et al. (2006). A juvenile early hominin skeleton from Dikika, Ethiopia. Nature, 443(7109), 296-301
Dikika is only 4km from where ‘Lucy’ was found (Australopithecus afarensis )
The Dikika specimen, from 3.3m yrs ago was about 3yrs old and probably female.
The legs were human-like for bi-pedal walking, but the arms and hands ape-like. The hyoid bone (for the larynx) was also ape-like
Napier chimp grip
Chimpanzees and other apes can hold small objects, but have lost, or never had, the opposable thumb
New Neanderthal data: Green et al., (2006)• Suggests common ancestor ~450,000 yrs ago
Psychologist cover
British Psychological Society news magazine, the Psychologist, August, 2001 see p. 4 for url
(http://tinyurl.com/y6qs9e)
Boxgrove
Boxgrove,
West Sussex,
500,000 years before the present.
Excavations funded by English Heritage.
Dept of Archaeology,
University College
Stone tools provide some evidence about prehistoric human activities
Oldowan tools >2m years
“Even 2.34m years ago there was a highly controlled technology for producing stone flakes following constant technical rules and resulting in high productivity.” (Delagnes and Roche, 2005: not on list)
Acheulian tools1.5 m – 0.2 m yrs,
mainly Homo erectus.
Handaxes and choppers
Size of Handaxes
“Mousterian”tools, 200k yrs ago – 30k. Included a
wider variety of flake tools. (used by Neanderthals)
Neanderthal hut
Mammoth remains
Approx 25 k years ago, modern homo sapiens used a wide variety of weapon heads and “microlith” stone blades
Microliths
Endscraper Piercer or “hand-drill”
“spokeshave” knifepoint
“Modern” Homo sapiens, approximately 25,000 years ago
Selected small blades
Cave paintings do not go back as far as stone tools, only about as far as the most recent ones just shown, but demonstrate that capacities similar to those of current humans existed many millenia before the development of agriculture about 11 thousand years ago.
Chauvet fur clad
Chauvet (31k) bison with active legs
Detail of horses at Chauvet (31k)
Rhinos at Chauvet (31k)
Hand at Chauvet (31k)
Hands in Cave at Cosquer
27K
29K
Lamp at Lascaux (13k)
Bull at Lascaux (13k)
Cattle at Lascaux (13k)
Bison bellowing at Altamira (13k)
Honey gathering (Bicorp, Spain, 6K)
End of evolution, start of Gleitman
• The most general message of human evolution is that it produced very large if not infite amount of blank space on the human slate. We did not develop fixed instincts for making stone stools, but a general purpose ability for learning and cultural innovation
• But we are certainly not a completely blank slate since we are born with pre-existing concepts, biases and capacities
Next, evidence from human infancy in Gleitman et al., mainly in the areas of visual perception, language learning and facial expression
What is the cognitive starting point?
• “Very young infants begin life with primitive concepts of space, objects, number, and even the existence of other minds.” (Gleitman, 1999, p. 552; 1995, p. 511; 2004, p. 479)
• E.g. depth perception in the “visual cliff”.
Visual Cliff
Gleitman 1999, p.
553; 2004, p.5
Visual Cliff
Gleitman 1999, p.
553; 2004, p.5
Occlusion1999, p. 5532004, p. 479
Occlusion1999, p. 553
2004, p. 479
Occlusion1999, p. 553
2004, p. 479
Baby habituation1999, p. 554
Baby habituation
Baby habituation
Occlusion in 4-month olds
1999, p. 554 2004, p. 480
Occlusion1999, p. 554
2004, p. 480
Number in infancy 1999, p. 557 | 2004, p. 483Starkey, et al., 1983)
Csibra web page
Csibra first
Nine- and twelve-month-old babies look longer at the scene on the left, so they see it more different from the previous one. Why? After all, the jumping movement pattern of the ball is more similar to the previous scene than the straight motion.
Csibra second
But jumping without an obstacle does not make sense if the goal is simply to reach a position. Indeed, the red ball in the right scene acts in a more sensible way, therefore it seems more similar to the previous scene.
This conclusion is supported by the fact that if the babies first see the ball hopping without reason (top), they do not prefer any of the scenes above.
Csibra control
Csibra, G. (2001). Illusory contour figures are perceived as occluding surfaces by 8-month-old infants. Developmental Science, 4, F7-F11. (not listed in handout)
Csibra duck
Pause before language in Gleitman
Sections of Gleitman et al., on Language Acquisition in Human Infants
Language learning can proceed despite severe environmental deprivation.This supports the contention that the mental machinery for language is innate. (Gleitman et al., 1999, p. 390 / 2004, pp 350-352)
“….language is an irrepressible human trait: deny it to the mouth and it will dart out through the fingers” (Gleitman et al., 2004; p. 350 − in relation to American sign language, used by the deaf)
Helen Keller conversing with
Eleanor Roosevelt:1999, p. 390.
“Learning language requires a receptive human mind”, Gleitman et al. 1999 p. 374 — 2004, p. 352.
Word meaning at the one word stage: 1999, p. 375; 2004, p.342
Between the ages of 2 and 5 infants learn several new words each day (2004; p. 338)
Sections of Gleitman et al., and other sources relating to emotional expresion
Evolution of smiling p. 4291999, not in 2004
Evolution of smiling p. 4291999, not in 2004
Evolution of smiling p. 429, 1999not in 2004
“Face” recognition in newborns p. 557-8, 1999, and p.484, 2004
Newborn infants have a predisposition to look at face-like objects. (41 newborns at University College Obstetrics Department between 15 and 69 minutes after birth)
Smiling in those born
blind: only in Gleitman,
1995; p. 403not in 1999 or
2004
• So to begin to answer some of these questions JanaIverson and Susan Goldin-Meadow of Indiana University, Bloomington, Indianahave carried out an intriguing series of observational experiments on congenitally
• blind children and adolescents, that they now report in Nature. The team compared• the amount, rate and type of gestures used by two groups of 9-19 year olds while• they carried out reasoning tests known to elicit easily recognisable and comparable• gestures. One group contained subjects who had been blind from birth and the other• comprised age-, gender- and ethnically- matched, sighted, children.• Iverson and Goldin-Meadow found that blind participants, even when speaking to• blind listeners, used gestures of more or less the same shape and rate as those• employed by their sighted counterparts when conveying the same concepts. Indeed,• all the youngsters, sighted or not, used their arms and hands while speaking,• whatever the visual status of their listeners• One popular theory holds that gesturing is learned behavior. Iverson and Goldin-Meadow decided to test this idea by comparing two groups
of 12 children, one in which the children could see and the other in which the children were congenitally blind. The median ages of the blind subjects and sighted speakers were 12 and 11, respectively.
• In a study conducted at the University of Chicago, each child was presented with two glasses containing equal amounts of water. The water from one glass was then poured into a shallow but wider dish. The children were asked whether there was the same amount of water in the dish as the glass, and to justify their answers. The blind children were allowed to examine the containers with their hands throughout the experiment.
• "It's the kind of task that really gets kids' thinking and reasoning processes going," Iverson explained. "This is a really novel thing for them to do, and they have to be engaged and think hard when they're coming up with an answer."
• The study found that all 12 blind speakers gestured as they spoke, despite having never seen a gesture. The blind group gestured at a rate that was not reliably different from that of the sighted group and conveyed the same information using the same range of gesture forms.
• "In this task, the kids tended to make a lot of gestures related to the height of the containers," Iverson said. "They would also hold their hands up at different levels indicating the height of the containers, or they would hold hands apart at different distances to indicate that one container was wide and another skinny, or they would gesture as if they were pouring the contents of one container into another."
blunkett
Peleg et al. (2006). Hereditary family signature of facial expression. PNAS 103(43), 15921-15926
• Correlated facial expressions in congenitally blind subjects and their seeing relatives, anticipates genes.
Darwin’s “Expression of the Emotions”
• See “The universality of emotional expressons, p. 451, Gleitman et al. (2004
Darwin’s “The expression of the emotions in man and animals” (1872)
All Darwin’s publications are freely available online at http://darwin-online.org.uk
Darwin’s cats
Darwin’s dogs
Darwin’s babies
Darwin terror and horror
Quotes from Archer (2001) “Evolving theories of behaviour”
see p. 4 for url(http://tinyurl.com/y6qs9e)
“… a single unifying starting point for understanding why we think and behave as we do today: natural selection has made us this way”. (p. 414)
“A ‘sweet tooth’ is adaptive when sugar is relatively rare, but not in present conditions when sweet foods are constantly available.” p. 417.
“The fight –and-flight response is adaptive for responding actively to predators, but not when trapped in a traffic jam.” p. 417.
Quotes from Segal (2001) “Main agendas and hidden agendas”
see p. 4 for url(http://tinyurl.com/y6qs9e)
“Yes, the human species evolved and has survived; but natural selection made us in what way, exactly?” (p.422)
“In the UK in the 1990s, women overall delayed giving birth until their thirties. The proportion of women remaining childless increased steadily over recent decades.” ( p 412)
“What millions of years of genetic change have actually produced is the potential for human cultural invention.” (p.423).
Review of innate influence in areas of human psychology (p3 on handout)
Perceptual systems: vision; colour vision (olfaction: 2004 Nobel). Also motor systems, and eye-hand co-ordination.
Cognitive systems: built-in concepts of time, space and physical reality; the bioprogram for 1st language learning
Emotionality: facial expressions as displaysSocial systems: bioprograms for social
interaction? (Tomasello et al, 1993)
Perceptual systems: vision; colour vision (olfaction: 2004 Nobel). Also motor systems, and eye-hand co-ordination.
Cognitive systems: built-in concepts of time, space and physical reality; the bioprogram for 1st language learning
Emotionality: facial expressions as displaysSocial systems: bioprograms for social
interaction? (Tomasello et al, 1993)
Conclusion (p. 4 of handout)with added bullet points
Darwinian evolution has shaped many aspects of human cognition
starting with the capacities of our perceptual systems
and arguably including higher-order aspects of cognitive and emotional biases.
But biologically based predispositions do little to diminish the profound role of cultural and historical influences on uniquely human intellectual achievement and social diversity