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Engagement in Clinical Research: Opportunities for Implementation Science
Bridget Gaglio, PhD, MPH
Senior Program Officer – Communication and Dissemination Research
September 22, 2016
<< Develop infrastructure for D&I >>
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• Introduction to PCORI
• Define patient and stakeholder engagement
• PCORI’s Engagement Rubric
• Engagement and Implementation Science
• Funding Opportunities
• Questions/Discussion
Aims for today’s presentation
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Introduction to PCORI
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About Us - PCORI
• An independent research institute authorized by Congress in 2010 and
governed by a 21-member Board of Governors representing the entire
healthcare community
• Funds comparative clinical effectiveness research (CER) that engages
patients and other stakeholders throughout the research process
• Seeks answers to real-world questions about what works best for patients
based on their circumstances and concerns
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Our Broad and Complex Mandate
“The purpose of the Institute is to assist patients, clinicians, purchasers, and policy-makers in making informed health decisionsby advancing the quality and relevance of evidence concerning the manner in which diseases, disorders, and other health conditions can effectively and appropriately be prevented, diagnosed, treated, monitored, and managed through research and evidence synthesis...
--from PCORI’s authorizing legislation
… and the dissemination of research findings with respect to the relative health outcomes, clinical effectiveness, and appropriateness of the medical treatments, services...”
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How is Our Work Different?
• We fund research on which care options work, for
whom, under which circumstances.
• We focus on answering questions most important to
patients and those who care for them.
• We aim to produce evidence that can be easily
applied in real-world settings.
• We engage patients, caregivers, clinicians, insurers,
employers and other stakeholders throughout the
research process.
• This makes it more likely we’ll get the research
questions right and that the study results will be
useful and taken up in practice.
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Our Research Focus
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Adapted from Initial National Priorities for Comparative Effectiveness
Research, Institute of Medicine of the National Academies
Comparative Clinical Effectiveness Research
• Generates and synthesizes evidence comparing
benefits and harms of at least two different methods
to prevent, diagnose, treat, and monitor a clinical
condition or improve care delivery
• Measures benefits in real-world populations
• Describes results in subgroups of people
• Helps consumers, clinicians, purchasers, and policy
makers make informed decisions that will improve
care for individuals and populations
• Informs a specific clinical or policy decision
• We do not fund cost-effectiveness research
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Patient-Centered Outcomes Research
PCOR is a relatively new form of CER that…
• Considers patients’ needs and
preferences, and the outcomes
most important to them
• Investigates what works, for
whom, under what
circumstances
• Helps patients and other
healthcare stakeholders make
better-informed decisions
about health and healthcare
options
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Our National Priorities for Research
Assessment of Prevention,
Diagnosis, and Treatment
Options
Research that:
• Compares the effectiveness and safety of alternative prevention, diagnosis, and treatment options
• Determines which ones work best for different people with a particular health problem
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Our National Priorities for Research
Assessment of Prevention,
Diagnosis, and Treatment
Options
Improving Healthcare Systems
Research that:
• Compares health system–level approaches to improving access
• Supports patient self-care, innovative use of health information technology, care coordination for complex conditions, and effective workforce deployment
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Our National Priorities for Research
Assessment of Prevention,
Diagnosis, and Treatment
Options
Improving Healthcare Systems
Communication and
Dissemination Research
Research on:
• Providing information produced by CER
• Empowering people to ask for and use the information
• Supporting shared decision making between patients and their providers
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Our National Priorities for Research
Assessment of Prevention,
Diagnosis, and Treatment
Options
Improving Healthcare Systems
Communication and
Dissemination Research
Addressing Disparities
Research on:
• Prevention, diagnosis, or treatment effectiveness
• Preferred clinical outcomes across patient populations
• Health care required to achieve best outcomes in each population
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Our National Priorities for Research
Assessment of Prevention,
Diagnosis, and Treatment
Options
Improving Healthcare Systems
Communication and
Dissemination Research
Addressing Disparities
Accelerating Patient-Centered
Outcomes Research and
Methodological Research
Research on:
• Building data infrastructure
• Improving analytic methods
• Training researchers, patients, and other stakeholders to participate in this research
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Better Research Through Engagement
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Patient-centeredness versus Engagement
• Patients are partners in research, not just “subjects”
• Active and meaningful engagement between scientists,
patients, and other stakeholders
• Community, patient, and caregiver involvement already
in existence or a well-thought-out plan
“Patient and stakeholder engagement”
What we mean by…
• The project aims to answer questions or examine outcomes that
matter to patients within the context of patient preferences
• Research questions and outcomes should reflect what is
important to patients and caregivers
“Patient-centeredness”
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Why Engage?
To establish trust and a sense of legitimacy in research findings
To encourage successful uptake and use of research results
To influence research to be patient-centered, relevant, and useful
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Our Engagement Rubric–A Valuable Resource
Provides practical guidance to applicants, merit reviewers, awardees, and engagement/program officers on effective engagement in research
• Planning the Study: How patient and stakeholder partners will participate in study planning and design
• Conducting the Study: How patient and stakeholder partners will participate in the conduct of the study
• Disseminating the Study Results: How patient and stakeholder partners will be involved in plans to disseminate study findings and ensure that findings are communicated in understandable, usable ways
• PCOR Engagement Principles: Reciprocal relationships, co-learning, partnership, trust, transparency, honesty
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Who Are Our Stakeholders?
Purchasers
Caregivers/Family Members
Payers
Patients/Consumers
Clinicians
Training Institutions
Policy Makers
Hospitals/Health SystemsIndustry
Patient/Caregiver Advocacy Organizations
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Engagement and Implementation
Science
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• Not a good pipe line from the intervention developers/researchers to the patients, communities, and organizations that would utilize the intervention(s)
• Many interventions are not developed in real-world settings and have little to no input from the end-users
– Makes for difficulty in using the information
– Makes for difficulty in readily adopting and applying the intervention
Factors contributing to sparse uptake of
evidence-based interventions to date
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• Dissemination – (knowledge)
– getting information out, taking knowledge and translating that knowledge so that it’s acceptable so that people can understand it and then using information channels so they get out.
– Current focus of PCORI
• CDR program
• Engagement program
• Dissemination
• Implementation – more about practice
– Taking an effective intervention and figuring out how best to get that in use, in practice in an effective and sustainable way
• New focus for CDR program – effectiveness-implementation hybrid designs
Dissemination and Implementation
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Context and Engagement
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Understanding context – use of qualitative
methods
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Engagement and Implementation Science
Proctor E., et al. 2011. Outcomes for implementation research: Conceptual distinctions, measurement
challenges, and research agenda. Adm Policy Ment Health. 38(2):65-76.
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Take away points
• Engagement is being used to help plan programs and
improve their chances of working in "real-world" settings.
• Engagement is necessary for understanding “real-world”
settings.
• Effective engagement of patients and other stakeholders
in research requires a well-thought-out plan.
• Engagement and implementation research are designed
to enhance the quality, impact, and speed of efforts to
translate research into practice.
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Funding Opportunities
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Funding Opportunities
Research Awards:
• Broad PCORI Funding Announcements
• Targeted PCORI Funding Announcements
• Pragmatic Clinical Studies
Engagement Awards:
• Knowledge, Training and Development, and Dissemination Awards
• Research Meeting and Conference Support
• Pipeline to Proposal Awards
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PCORI Funding Opportunities
Our research funding is awarded through PCORI Funding
Announcements. Open opportunities are posted at
pcori.org/apply.
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Thank you