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DOT/FAA/AR-09/36 Air Traffic Organization NextGen & Operations Planning Office of Research and Technology Development Washington, DC 20591 14 CFR Part 135 Certificate Holder Functional Model October 2009 Final Report This document is available to the U.S. public through the National Technical Information Service (NTIS), Springfield, Virginia 22161. U.S. Department of Transportation Federal Aviation Administration

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Page 1: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

DOT/FAA/AR-09/36 Air Traffic Organization NextGen & Operations Planning Office of Research and Technology Development Washington, DC 20591

14 CFR Part 135 Certificate Holder Functional Model October 2009 Final Report This document is available to the U.S. public through the National Technical Information Service (NTIS), Springfield, Virginia 22161.

U.S. Department of Transportation Federal Aviation Administration

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NOTICE

This document is disseminated under the sponsorship of the U.S. Department of Transportation in the interest of information exchange. The United States Government assumes no liability for the contents or use thereof. The United States Government does not endorse products or manufacturers. Trade or manufacturer’s names appear herein solely because they are considered essential to the objective of this report. This document does not constitute FAA Flight Standards policy. Consult your local FAA Flight Standards office as to its use. This report is available at the Federal Aviation Administration William J. Hughes Technical Center’s Full-Text Technical Reports page: actlibrary.tc.faa.gov in Adobe Acrobat portable document format (PDF).

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Technical Report Documentation Page

1. Report No.

DOT/FAA/AR-09/36

2. Government Accession No. 3. Recipient’s Catalog No.

4. Title and Subtitle

14 CFR PART 135 CERTIFICATE HOLDER FUNCTIONAL MODEL

5. Report Date

October 2009

6. Performing Organization Code

7. Author(s)

Chakradhar Agava1 and Huasheng Li2

8. Performing Organization Report No.

9. Performing Organization Name and Address

Hi-Tec Systems1 Federal Aviation Administration2 500 Scarborough Drive William J. Hughes Technical Center Egg Harbor Township, NJ 08234 Airport and Aircraft Safety Research and Development Division Flight Safety Team Atlantic City International Airport, NJ 08405

10. Work Unit No. (TRAIS)

11. Contract or Grant No.

12. Sponsoring Agency Name and Address

U.S. Department of Transportation Federal Aviation Administration Air Traffic Organization NextGen & Operations Planning Office of Research and Technology Development Washington, DC 20591

13. Type of Report and Period Covered

14. Sponsoring Agency Code ASF-030

15. Supplementary Notes

The Federal Aviation Administration Airport and Aircraft Safety R&D Division COTR was jennelle Derrickson. 16. Abstract

This report documents the development of the generic functional model of Title 14 Code of Federal Regulations (CFR) Part 135 certificate holders, based on the Air Carrier Operations System Model, which is a functional model of 14 CFR Part 121 certificate holders developed jointly by the Federal Aviation Administration (FAA) and industry partners in 2002. The 14 CFR Part 135 Certificate Holder Functional Model identifies the functions that should be performed by 14 CFR Part 135 certificate holders. It does not address the issues of how, who, when, and where to perform these functions. Because of different sizes of the operations, business managements, cultures, aircraft types, and regulatory requirements, each air operator may have its own way to do business. However, no matter how, when, where, and who (one person or hundreds of people) does the job, the functions are always the same. The model structure uses the Integrated Definition Function Model (IDEF0) format, as defined in Federal Information Processing Standards Publication 183, and as captured in BPwin, a commercial software product from Platinum Technologies. This structured technique will enhance and clarify the analysis of critical system interactions and potential system vulnerabilities. The descriptions of complex operations will be explicit and open. The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development efforts to support a system safety approach to aviation safety oversight. The model also provides an important communications bridge between the FAA and the aviation industry. By identifying the functions and definitions of the model, both the FAA and the aviation industry use the same model and definitions when referring to each necessary function. 17. Key Words

14 CFR Part 135 Certificate Holders, Commuter and on-demand operations, Functional model

18. Distribution Statement

This document is available to the U.S. public through the National Technical Information Service (NTIS), Springfield, Virginia 22161.

19. Security Classif. (of this report) Unclassified

20. Security Classif. (of this page) Unclassified

21. No. of Pages 249

22. Price

Form DOT F 1700.7 (8-72) Reproduction of completed page authorize

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ACKNOWLEDGEMENTS This research effort was greatly facilitated by the help of several key individuals. The authors would like to thank the following individuals for their guidance, input, and contribution to this research effort. Special thanks go to Fred Leonelli, Richard Berg, Max Halliburton, Lynn Jensen, and Stefan Keller of the FJ Leonelli Group, Inc., who were instrumental in the development and validation of the model.

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TABLE OF CONTENTS

Page EXECUTIVE SUMMARY xv

1. INTRODUCTION 1

1.1 The 14 CFR Part 135 Certificate Holder Functional Model 1 1.2 Objectives 2 1.3 Research, Engineering and Development Efforts 3

2. INTEGRATED DEFINITION LANGUAGE NOTATION 3

3. MODEL DESCRIPTION 5

3.1 Purpose 5 3.2 Scope 5 3.3 Viewpoint 6 3.4 Audience 6 3.5 Model Development Philosophy 6

3.5.1 Activity (Function) Decomposition 6 3.5.2 Status Arrows 8 3.5.3 Directives Arrows 8 3.5.4 Control Patterns 8 3.5.5 Tunneled Arrow 9

4. MODEL ACTIVITY HIERARCHY 9

5. MODEL DIAGRAMS 14

5.1 A-0—Perform Certificate Holder Operations 17 5.2 A0—Perform Certificate Holder Operations 20

5.2.1 A1—Manage Certificate Holder Operations 20 5.2.2 A2—Perform Air Transportation 20 5.2.3 A3—Perform Aircraft Maintenance, Inspection & Engineering 20 5.2.4 A4—Perform Personnel Training 20 5.2.5 A5—Provide Certificate Holder Operation Resources 21

5.3 A1—Manage Certificate Holder Operations 23

5.3.1 A1.1—Manage Certificate Holder Functions 23 5.3.2 A1.2—Plan Operations 23 5.3.3 A1.3—Perform Operational Control 23 5.3.4 A1.4—Project Utilization 24 5.3.5 A1.5—Develop Certificate Holder Policies & Procedures 24

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5.3.6 A1.6—Administer Safety Program 24 5.3.7 A1.7—Perform Information Management 24

5.4 A1.2—Plan Operations 26

5.4.1 A1.2.1—Coordinate Plan Development 26 5.4.2 A1.2.2—Develop Flight Operations Plan 26 5.4.3 A1.2.3—Develop Maintenance Plan 26 5.4.4 A1.2.4—Develop Training Plan 26 5.4.5 A1.2.5—Develop Resource Provision Plan 27

5.5 A1.3—Perform Operational Control 29

5.5.1 A1.3.1—Manage Operational Control 29 5.5.2 A1.3.2—Plan Flight Segments 29 5.5.3 A1.3.3—Dispatch Aircraft 29 5.5.4 A1.3.4—Perform Maintenance Control 30

5.6 A1.3.2—Plan Flight Segments 32

5.6.1 A1.3.2.1—Manage Flight Segment Planning 32 5.6.2 A1.3.2.2—Evaluate Weather 32 5.6.3 A1.3.2.3—Plan Flight Routes 32 5.6.4 A1.3.2.4—Accept Payload 32 5.6.5 A1.3.2.5—Perform Load/Fuel Planning 33 5.6.6 A1.3.2.6—Assign Aircraft 33 5.6.7 A1.3.2.7—Assign Crewmember(s) 33

5.7 A1.3.3—Dispatch Aircraft 35

5.7.1 A1.3.3.1—Manage Aircraft Dispatch 35 5.7.2 A1.3.3.2—Produce Preflight Package 35 5.7.3 A1.3.3.3—Initiate Flight Locating Procedure 35 5.7.4 A1.3.3.4—Monitor Flight. 35

5.8 A1.5—Develop Certificate Holder Policies & Procedures 37

5.8.1 A1.5.1—Coordinate Certificate Holder Policy & Procedure Development 37

5.8.2 A1.5.2—Develop Maintenance Policies & Procedures 37

5.8.3 A1.5.3—Develop Operations Policies & Procedures 37

5.8.4 A1.5.4—Develop Training Policies & Procedures 37

5.8.5 A1.5.5—Develop Administrative Policies & Procedures 38

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5.9 A1.5.2—Develop Maintenance Policies & Procedures 40

5.9.1 A1.5.2.1—Manage Maintenance Policy & Procedure Development 40 5.9.2 A1.5.2.2—Collect & Process Operational Data 40 5.9.3 A1.5.2.3—Perform Technical Evaluation 40 5.9.4 A1.5.2.4—Apply Approved Inspection and Maintenance Program 40

5.10 A1.5.3—Develop Operations Policies & Procedures 42

5.10.1 A1.5.3.1—Manage Operations Policy & Procedure Development 42 5.10.2 A1.5.3.2—Identify & Implement Operations Policies & Procedures 42 5.10.3 A1.5.3.3—Develop & Evaluate Operations Policies & Procedures 42

5.11 A1.6—ADMINISTER Safety PROGRAM 44

5.11.1 A1.6.1—Manage Safety Program Administration 44 5.11.2 A1.6.2—Collect/Analyze Safety Data 44 5.11.3 A1.6.3—Perform Investigation 44 5.11.4 A1.6.4—Perform Internal Evaluation 44 5.11.5 A1.6.5—Perform Safety Awareness Program 45

5.12 A1.7—Perform Information Management 47

5.12.1 A1.7.1—Coordinate Information Management 47 5.12.2 A1.7.2—Perform Recordkeeping & Reporting 47 5.12.3 A1.7.3—Administer Technical Publication 47

5.13 A2—Perform Air Transportation 50

5.13.1 A2.1—Manage Air Transportation 50 5.13.2 A2.2—Perform Quality Surveillance of Operations 50 5.13.3 A2.3—Perform Passenger Services 50 5.13.4 A2.4—Perform Ground Operations 51 5.13.5 A2.5—Perform Aircraft Operations 51

5.14 A2.3—Perform Passenger Services 53

5.14.1 A2.3.1—Manage Passenger Services 53 5.14.2 A2.3.2—Perform Preflight Cabin Duties 53 5.14.3 A2.3.3— Perform Boarding Services 54 5.14.4 A2.3.4—Perform In-Flight Services 55 5.14.5 A2.3.5—Perform Deplaning Services 55

5.15 A2.3.3—Perform Boarding Services 57

5.15.1 A2.3.3.1—Manage Boarding Services 57

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5.15.2 A2.3.3.2—Provide Check-In Services 57 5.15.3 A2.3.3.3—Provide Security Services 57 5.15.4 A2.3.3.4—Provide Seating Services 57

5.16 A2.4—Perform Ground Operations 59

5.16.1 A2.4.1—Manage Ground Operations 59 5.16.2 A2.4.2—Perform Ground Handling 59 5.16.3 A2.4.3—Perform Cargo Handling 59 5.16.4 A2.4.4—Replenish Fuel 59 5.16.5 A2.4.5—Perform Line Services 59 5.16.6 A2.4.6—Perform Deicing/Anti-Icing Services 60

5.17 A2.4.3—Perform Cargo Handling 62

5.17.1 A2.4.3.1—Manage Cargo Handling 62 5.17.2 A2.4.3.2—Check/Weigh/Accept Cargo 62 5.17.3 A2.4.3.3—Secure Cargo 62 5.17.4 A2.4.3.4—Load/Unload Cargo 62

5.18 A2.5—Perform Aircraft Operations 64

5.18.1 A2.5.1—Manage Aircraft Operations 64 5.18.2 A2.5.2—Perform Departure Operations 64 5.18.3 A2.5.3—Perform Cruise Operations 64 5.18.4 A2.5.4—Perform Arrival Operations 64

5.19 A2.5.2—Perform Departure Operations 66

5.19.1 A2.5.2.1—Manage Departure Operations 66 5.19.2 A2.5.2.2—Perform Predeparture Ground Operations 66 5.19.3 A2.5.2.3—Perform Takeoff Operations 67 5.19.4 A2.5.2.4—Perform Climb Operations 67

5.20 A2.5.2.3—Perform Takeoff Operations 69

5.20.1 A2.5.2.3.1—Manage Takeoff Operations 69 5.20.2 A2.5.2.3.2—Perform Takeoff Prior to V1 69 5.20.3 A2.5.2.3.3—Perform Takeoff at/After V1 69

5.21 A2.5.2.4—Perform Climb Operations 71

5.21.1 A2.5.2.4.1—Manage Climb Operations 71 5.21.2 A2.5.2.4.2—Perform Initial Climb Operations 71 5.21.3 A2.5.2.4.3—Perform Normal Climb Operations 71

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5.22 A2.5.4—Perform Arrival Operations 73

5.22.1 A2.5.4.1—Manage Arrival Operations 73 5.22.2 A2.5.4.2—Perform Descent Operations 73 5.22.3 A2.5.4.3—Perform Approach Operations 73 5.22.4 A2.5.4.4—Perform Landing Operations 74 5.22.5 A2.5.4.5—Perform Postarrival Ground Operations 74

5.23 A2.5.4.2—Perform Descent Operations 76

5.23.1 A2.5.4.2.1—Manage Descent Operations 76 5.23.2 A2.5.4.2.2—Perform Initial Descent Operations 76 5.23.3 A2.5.4.2.3—Perform Descent and Approach Operations 76

5.24 A3—Perform Maintenance, Inspection & Engineering 78

5.24.1 A3.1—Manage MIE 78 5.24.2 A3.2—Perform Surveillance of Maintenance 78 5.24.3 A3.3—Perform Aircraft Maintenance 78 5.24.4 A3.4—Obtain Engineering Support 78

5.25 A3.2—Perform Surveillance of Maintenance 80

5.25.1 A3.2.1—Manage Quality Surveillance 80 5.25.2 A3.2.2—Perform Quality Assurance 80 5.25.3 A3.2.3—Perform Quality Control 80

5.26 A3.2.2—Perform Quality Assurance 83

5.26.1 A3.2.2.1—Manage QA Process 83 5.26.2 A3.2.2.2—Monitor Mechanical Performance 83 5.26.3 A3.2.2.3—Perform Maintenance Program Audit/Investigation 85 5.26.4 A3.2.2.4—Analyze Quality Data & Develop Responses 85 5.26.5 A3.2.2.5—Perform QA Administrative Function 86

5.27 A3.2.2.2—Monitor Mechanical Performance 88

5.27.1 A3.2.2.2.1—Manage Mechanical Performance Monitoring 88 5.27.2 A3.2.2.2.2—Collect & Analyze Operational Data 88 5.27.3 A3.2.2.2.3—Identify Mechanical Deficiencies 88

5.28 A3.3—Perform Aircraft Maintenance 90

5.28.1 A3.3.1—Manage Aircraft Maintenance 90 5.28.2 A3.3.2—Evaluate Aircraft 90 5.28.3 A3.3.3—Perform Scheduled/Nonscheduled Maintenance 90

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5.29 A3.3.2—Evaluate Aircraft 92

5.29.1 A3.3.2.1—Manage Aircraft Evaluation 92 5.29.2 A3.3.2.2—Detect Aircraft Discrepancies 92 5.29.3 A3.3.2.3—Diagnose Aircraft Discrepancies 92 5.29.4 A3.3.2.4—Evaluate Aircraft Discrepancies 92

5.30 A3.3.3—Perform Scheduled/Nonscheduled Maintenance 94

5.30.1 A3.3.3.1—Manage Scheduled/Nonscheduled Aircraft Maintenance 94 5.30.2 A3.3.3.2—Perform Line Maintenance 94 5.30.3 A3.3.3.3—Perform Heavy Maintenance 94 5.30.4 A3.3.3.4—Perform Component Maintenance 94

5.31 A3.3.3.3—Perform Heavy Maintenance 96

5.31.1 A3.3.3.3.1—Manage Heavy Maintenance 96 5.31.2 A3.3.3.3.2—Perform Aircraft Repair 96 5.31.3 A3.3.3.3.3—Perform Aircraft Test and Evaluation 96

5.32 A3.3.3.4—Perform Component Maintenance 98

5.32.1 A3.3.3.4.1—Manage Component Maintenance 98 5.32.2 A3.3.3.4.2—Perform Configuration Control 98 5.32.3 A3.3.3.4.3—Evaluate/Maintain Aircraft Components 98 5.32.4 A3.3.3.4.4—Perform Part Usage Analysis 99

5.33 A3.4—Obtain Engineering Support 101

5.33.1 A3.4.1—Manage Engineering Support 101 5.33.2 A3.4.2—Perform Standardization & Modification 101 5.33.3 A3.4.3—Perform Aircraft/Fleet Operation Support 101

5.34 A4—Perform Personnel Training 104

5.34.1 A4.1—Manage Personnel Training 104 5.34.2 A4.2—Identify & Analyze Training Requirements 104 5.34.3 A4.3—Design & Develop Training 104 5.34.4 A4.4—Implement and Record Training 104 5.34.5 A4.5—Evaluate Training 105

5.35 A4.3—Design & Develop Training 107

5.35.1 A4.3.1—Manage Training Design & Development 107 5.35.2 A4.3.2—Develop Training Objectives 107 5.35.3 A4.3.3—Set Performance Standards 107 5.35.4 A4.3.4—Select Training Provider 107

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5.35.5 A4.3.5—Develop Training Curriculum 107

5.36 A4.4—Implement and Record Training 109

5.36.1 A4.4.1—Manage Training Implementation and Record 109 5.36.2 A4.4.2—Conduct Instructor-Led Training 109 5.36.3 A4.4.3—Conduct Self-Study Training 109 5.36.4 A4.4.4—Conduct Device/Simulator Training 109 5.36.5 A4.4.5—Conduct Aircraft Training 109

5.37 A4.5—Evaluate Training 111

5.37.1 A4.5.1—Manage Training Evaluation 111 5.37.2 A4.5.2—Conduct Training System Evaluation 111 5.37.3 A4.5.3—Conduct Personnel Evaluation 111

5.38 A5—Provide Certificate Holder Operation Resources 113

5.38.1 A5.1—Manage Certificate Holder Operation Resource Provision 113 5.38.2 A5.2—Identify Resource Needs 113 5.38.3 A5.3—Collect Resource Information 113 5.38.4 A5.4—Procure Resources 113 5.38.5 A5.5—Provide Human Resources 113 5.38.6 A5.6—Handle Material Resources 114

5.39 A5.5—Provide Human Resources 116

5.39.1 A5.5.1—Manage Human Resource Provision 116 5.39.2 A5.5.2—Select Candidates for Job Positions 116 5.39.3 A5.5.3—Review Currency Status 116 5.39.4 A5.5.4—Review Flight/Duty Time Status 117 5.39.5 A5.5.5—Release Personnel for Assignment 117

5.40 A5.6—Handle Material Resources 119

5.40.1 A5.6.1—Manage Material Resource Handling 119 5.40.2 A5.6.2—Receive Resources 119 5.40.3 A5.6.3—Store Resources 119 5.40.4 A5.6.4—Distribute Resources 119

6. GLOSSARY 120

7. GENERAL DEFINITIONS 223

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LIST OF FIGURES

Figure Page 1 IDEF0 Model View 4 2 A Typical IDEF0 Diagram Hierarchy 5 3 Function Decomposition Philosophy 7 4 Typical Diagram Template 8 5 Examples of Control Patterns 9

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LIST OF ACRONYMS AAIP Approved Aircraft Inspection Program ACOSM Air Carrier Operations System Model AD Airworthiness Directives AFM Approved Flight Manual AMOC Alternate means of compliance AQP Advanced Qualification Program ASAP Aviation Safety Action Program ATA Air Transportation Association ATC Air Traffic Control CAA Civil Aviation Authority CAMP Continuous Airworthiness Maintenance Program CASE Coordinating Agency for Supplier Evaluation CASS Continuing Analysis Surveillance Systems CAT II Category II CAT III Category III CDL Configuration deviation list CFR Code of Federal Regulations COMAT Company-owned material CRM Crew Resource Management DAS Designated Alteration Station DOT Department of Tranportation ESD Electrostatic discharge ETOP Extended-range operation with two-engine airplanes FAA Federal Aviation Administration FAF Final Approach Fix FMC Flight Management Computer FMS Flight Management System FOM Flight Operations Manual FOQA Flight Operation Quality Assurance GMM General Maintenance Manual GOM General Operations Manual HAZMAT Hazardous material IAF Initial Approach Fix IATA International Air Transport Association ICAO International Civil Aviation Organization ICOM Input, Control, Output, Mechanism IDEF0 Integrated Definition Language IEP Internal Evaluation Program IFR Instrument flight rules ILS Instrument Landing System LOI Letter of inquiry MAP Missed Approach Point MEL Minimum equipment list MIE Maintenance, inspection & engineering

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MIS Mechanical Interruption Summary MMEL Master minimum equipment list MRR Mechanical Reliability Reports NWS National Weather Service OEM Original equipment manufacturer OJI On-the-job injury OJT On-the-job training OSHA Occupational Safety and Health Administration PIC Pilot-in-command PMA Part Manufacturer Approval QA Quality assurance RADAR Radio Detection and Ranging R,E&D Research, engineering and development RFM Rotorcraft Flight Manual RII Required inspection items RNP Reduced navigation performance RVSM Reduced Vertical Separation Minimum Airspace SB Service Bulletin SDR Service Difficulty Report SFAR Special Federal Aviation Regulation SMS Safety Management System SRM Structural Repair Manual STC Supplemental Type Certificate SUP Suspected unapproved parts SWARS Supplemental Aviation Weather Reporting Stations TCA Transport Canada Aviation TSO Technical Standard Order ULD Unit load device V1 Takeoff decision speed

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EXECUTIVE SUMMARY Rigorous, defensible analyses, based on a validated functional model and standardized, objective data, are a necessary integral component of the systems safety approach to identifying, measuring, and predicting safety-related problems. The foundation for an effective systems safety approach is (1) a requirements analysis to determine the necessary capabilities of a certificate holder oversight system and (2) a functional analysis to describe the structure of a certificate holder. The functional analysis should include a description of the elements of the certificate holder’s functions and an analysis of the relationship between these elements. These analyses form the basic architecture upon which other task areas⎯hazard analysis, performance measure, and risk indicator design⎯are based. The output of a functional analysis is a systems engineering model that presents the major processes of the system, identifying inputs, outputs, mechanisms, and controls in graphical format. Representatives from the Federal Aviation Administration (FAA) William J. Hughes Technical Center, Hi-Tec Systems, and FJ Leonelli Group, Inc. developed a generic functional model of Title 14 Code of Federal Regulations (CFR) Part 135 certificate holders, based on the Air Carrier Operations System Model, which is a functional model of 14 CFR Part 121 certificate holders developed jointly by FAA and aviation industry partners in 2002. The 14 CFR Part 135 Certificate Holder Functional Model identifies the functions that should be performed by 14 CFR Part 135 certificate holders. It does not address the issues of how, who, when, and where to perform these functions. Because of different sizes of the operations, business managements, cultures, aircraft types, and regulatory requirements, each certificate holder may have its own way to do business. However, no matter how, when, where, or who (one person or hundreds of people) does the job, the functions are always the same. For example, the Perform Engineering Support function in this model may be conducted in different ways among different certificate holders. Large certificate holders may have their own engineering support team, whereas small certificate holders may use manufacturer’s support. However, both large and small certificate holders share the same function of Perform Engineering Support in the functional model. There are different types of operations with 14 CFR Part 135 certificate holders, such as: • Single Pilot Operator • Single Pilot in Command Operator • 14 CFR Part 135 Operations with nine or less passengers • 14 CFR Part 135 Operations with ten or more passengers • 14 CFR Part 135 Commuter The majority of the functions are the same among those different types of operators. However, as the significant variations of 14 CFR Part 135 certificate holders in aircraft types, in regulatory requirements, and in company size from single pilot operator to an operator with hundreds of employees, some operational functions may only be applicable to certain types of operations. Therefore, a specific 14 CFR Part 135 certificate holder may only be involved with some functions, instead of all functions, of the model. For example, depending on aircraft type

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certificated passenger configurations, maintenance programs may vary significantly from maintenance and inspection performed under 14 CFR Part 91, (i.e., 100-Hour/Annual Inspection), Approved Aircraft Inspection Programs, to a Continuous Airworthiness Maintenance Program (CAMP). Manual requirements are another significant variation area among different types of 14 CFR Part 135 certificate holders. The only manual requirement for Single Pilot 14 CFR Part 135 Operators is a Statement of Compliance; however, a General Maintenance Manual is required for 14 CFR Part 135 operations using aircraft that are certificated for ten or more passenger seats. This model identifies all the potential functions performed by 14 CFR Part 135 certificate holders and provides a blueprint to guide a specific certificate holder on how to conduct its business. The 14 CFR Part 135 Certificate Holder Functional Model will serve as the foundation for FAA research, engineering and development (R, E&D) efforts to support a systems safety approach to aviation safety oversight. The model also provides an important communications bridge between the FAA and the aviation industry. By identifying the functions and definitions of the model, both the FAA and the aviation industry use the same model and definitions when referring to each necessary function. The model structure uses the Integrated Definition Function Model (IDEF0) format, as defined in Federal Information Processing Standards Publication 183, and as captured in BPwin, a commercial software product from Platinum Technologies. This structured language and tool will enhance and clarify the analysis of critical system interactions and potential system vulnerabilities. The descriptions of complex operations will be explicit and open. It is noteworthy that the 14 CFR Part 135 Certificate Holder Functional Model is still open for discussion and revision as it was developed by a small group of subject matter experts within a limited timeframe. Some areas may not be properly addressed or some new issues may arise from changes within the aviation industry.

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1. INTRODUCTION.

Rigorous, defensible analyses, based on a validated functional model and standardized, objective data, are a necessary integral component of the system safety approach to identifying, measuring, and predicting safety-related problems. The foundation for an effective systems safety approach is (1) a requirements analysis to determine the capabilities that a certificate holder oversight system must have and (2) a functional analysis to describe the structure of a certificate holder. Important aspects of the functional analysis are a description of the elements of the certificate holder’s functions and an analysis of the relationship between these elements. These analyses form the foundation or basic architecture upon which other task areas⎯hazard analysis, performance measure, and risk indicator design⎯are based. The output of a functional analysis is a system-engineering model that presents the major processes of the system, identifying inputs, outputs, mechanisms, and controls in graphical format. 1.1 THE 14 CFR PART 135 CERTIFICATE HOLDER FUNCTIONAL MODEL.

Representatives from the Federal Aviation Administration (FAA) William J. Hughes Technical Center, Hi-Tec Systems, and FJ Leonelli Group developed a generic functional model of Title 14 Code of Federal Regulations (CFR) Part 135 certificate holders, based on the Air Carrier Operations System Model (ACOSM), which is a functional model of 14 CFR Part 121 certificate holders developed jointly by the FAA and industry partners in 2002. The 14 CFR Part 135 Certificate Holder Functional Model identifies the functions that should be performed by 14 CFR Part 135 certificate holders. It does not address the issues of how, who, when, and where to perform these functions. Because of different sizes of the operations, business managements, cultures, aircraft types, and regulatory requirements, each air operator may have its own way to do business. However, no matter how, when, where, and who (one person or hundreds of people) does the job, the functions are always the same. For example, function Perform Engineering Support may be conducted in different ways among different certificate holders. Large certificate holders may have their own engineering support team, whereas small certificate holders may use manufacturer’s support. However, both large and small certificate holders share the same function Perform Engineering Support in the functional model. There are different types of 14 CFR Part 135 certificate holders, such as: • Single Pilot Operator • Single Pilot in Command Operator • 14 CFR Part 135 Operations with nine or less passengers • 14 CFR Part 135 Operations with ten or more passengers • 14 CFR Part 135 Commuter The majority of the functions are the same among those different types of operators. However, as the significant variations of 14 CFR Part 135 certificate holders in aircraft types, in regulatory requirements, and in company size from single pilot operator to an operator with hundreds of employees, some operational functions may only be applicable to certain types of operations. Therefore, a specific 14 CFR Part 135 certificate holder may only be involved with some functions,

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instead of all functions, of the model. For example, depending on aircraft type certificated passenger configurations, maintenance programs may vary significantly from maintenance and inspection performed under 14 CFR Part 91, (i.e., 100-Hour/Annual Inspection), Approved Aircraft Inspection Programs (AAIP), to a Continuous Airworthiness Maintenance Program (CAMP), and so forth. Another significant variation area among different types of 14 CFR Part 135 certificate holders is the manual requirement. Single pilot 14 CFR Part 135 operators are not required to maintain manuals. The only manual requirement is a Statement of Compliance, whereas a General Maintenance Manual is required for 14 CFR Part 135 operations using aircraft that are certificated for ten or more passenger seats. This model identifies all the potential functions performed by 14 CFR Part 135 certificate holders and provides a blueprint to guide a specific certificate holder to conduct its business. The 14 CFR Part 135 Certificate Holder Functional Model will serve as the foundation for FAA research, engineering and development (R, E&D) efforts to support a system safety approach to aviation safety oversight. The model also provides an important communications bridge between the FAA and the aviation industry. By identifying and agreeing upon the functions and definitions of the model, both the FAA and the aviation industry are looking at the same model, using the same definitions, and talking about the same thing. The model structure uses the Integrated Definition Function Model (IDEF0) format, as defined in Federal Information Processing Standards Publication 183, and as captured in BPwin, a commercial software product from Platinum Technologies. With this structured language and tool, the analysis of critical system interactions and potential system vulnerabilities will be enhanced and clarified. The descriptions of complex operations will be explicit and open. 1.2 OBJECTIVES.

The goals of the 14 CFR Part 135 Certificate Holder Functional Model effort are • to develop a functional model (using the IDEF0 standard) that demonstrates the processes

and inter-relationships of the certificate holder functions to be used in the development of the FAA Safety Assurance Oversight System on 14 CFR Part 135 air operators.

• to provide common definitions of certificate holder processes and terminology to promote

mutual understanding of certificate holder operational activities and functions. The 14 CFR Part 135 Certificate Holder Functional Model is critical for understanding the impact of change related to certificate holder and FAA activities and the interactions among the elements of the certificate holders and other programs. An accurate descriptive functional model will enable certificate holders and the FAA to interact more effectively on safety management matters.

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1.3 RESEARCH, ENGINEERING AND DEVELOPMENT EFFORTS.

The following R, E&D are parallels efforts that also support the model: • The development of additional models to be used to give more consideration to the

understanding of safety-critical relationships between certificate holders and their supporting maintenance and training contractors.

• The identification of the 14 CFRs associated with each Input, Control, Output, Mechanism (ICOM) and process.

• The identification of the 14 CFRs associated with the interfaces across diagrams.

• The identification of the hazards associated with 14 CFR Part 135 certificate holders. 2. INTEGRATED DEFINITION LANGUAGE NOTATION.

IDEF0 (pronounced eye-deaf-zero) is a modeling technique used to create a description of a business or organizational process and is used to analyze how the organization or system currently conducts its business. IDEF0 is a graphical approach using boxes and arrows to describe a process. The boxes represent activities conducted within the organization or system and arrows represent objects or information involved in the activities. The arrows are subdivided into four categories: • Inputs: Items consumed by the activity, e.g., materials, information

• Controls: Documentation that guides, regulates, or influences the activity, e.g., rules, regulations, policies, procedures

• Outputs: Items produced by the activity, e.g., material, information

• Mechanisms: Entities used to realize the activity, e.g., people, organizations, systems, facilities, equipment

In IDEF0 terminology, these are called ICOMs, an acronym for Input, Control, Output, and Mechanism. ICOMs connect to an activity box from different sides of the box: Controls connect at the top, Inputs connect at the left, Outputs connect at the right, and Mechanisms connect at the bottom, as shown in figure 1.

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Activity Input Output

Mechanism

Figure 1. IDEF0 Model View

An IDEF0 model represents the whole system as a simple activity in a single diagram, called the context activity. A diagram is the detailed description of a certain activity (or function) whose name (TITLE) and activity number (NODE) in the activity hierarchy are shown at the bottom of each diagram. A diagram consists of boxes representing the activities (functions) and arrows representing the interaction of the information or objects with the related activities. The context diagram, the A-0 diagram, pronounced “A - zero diagram,” defines the context and the system boundary the model addresses. The context activity box appears on this diagram representing the function of the system; arrows entering or exiting this box indicate interactions between the system and the external environment. When the context activity is decomposed into detailed levels, those arrows will automatically link to corresponding subactivities and appear on the subdiagrams. As the process becomes more detailed, the context activity is decomposed to subordinate levels, and subdiagrams are created to show those subactivities. This decomposition process continues until all relevant activities are evaluated relative to the context activity. These hierarchical diagrams comprise the core of the IDEF0 model. Figure 2 shows a typical decomposition diagram hierarchy.

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A0

Figure 2. A Typical IDEF0 Diagram Hierarchy

3. MODEL DESCRIPTION.

3.1 PURPOSE.

The purpose of the 14 CFR Part 135 Certificate Holder Functional Model is to develop a generic functional model of 14 CFR Part 135 certificate holder operation activities and interactions among functions used to accomplish those activities. By identifying the functions and definitions of the model, both the FAA and the aviation industry use the same model and definitions when referring to each necessary function. 3.2 SCOPE.

The 14 CFR Part 135 Certificate Holder Functional Model concentrates on following key certificate holder operation processes: • Operational management • Air transportation • Aircraft maintenance, inspection, and engineering • Personnel training

A-0

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• Operational resources provision The following are beyond the scope of the 14 CFR Part 135 Certificate Holder Functional Model: • Sales and marketing initiatives such as pricing, scheduling, advertising, ticket and cargo

sales, reservations, and customer services. • Processes with supporting staff, such as accounting, finances and property acquisition,

information services, human resources, medical, legal, public relations, and processes done by some subcontractors, e.g., screening and food services.

The model can be defined at different levels of detail to meet various kinds of requirements. As the first effort, the 14 CFR Part 135 Certificate Holder Functional Model details certificate holder operation processes down several layers until further detail becomes less beneficial in the generic model. 3.3 VIEWPOINT.

The model is developed from the certificate holder owners’ or certificate holder business managers’ viewpoint. 3.4 AUDIENCE.

The model is intended for those with a background in the air transportation industry. 3.5 MODEL DEVELOPMENT PHILOSOPHY.

The 14 CFR Part 135 Certificate Holder Functional Model is based on ACOSM, which is a generic functional model of 14 CFR Part 121 certificate holder operations. A majority of the functions are the same for 14 CFR Part 121 and 14 CFR Part 135 certificate holders; therefore, the ACOSM was used as a blueprint for 14 CFR Part 135 Certificate Holder Functional Model development. 3.5.1 Activity (Function) Decomposition.

The context activity, which is used to describe this model, is defined in section 4 as “Perform Certificate Holder Operations.” Perform Certificate Holder Operations is understood as a set of activities directly related to the movement of aircraft with passengers and/or cargo from the departing airport to the destination airport, conducted by certificate holders operated under 14 CFR Part 135. The context activity, Perform Certificate Holder Operations, is decomposed into five subactivities: • Manage Certificate Holder Operations • Perform Air Transportation • Perform Aircraft Maintenance, Inspection, and Engineering • Perform Personnel Training • Provide Certificate Holder Operation Resources

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Each subactivity on this child diagram is further decomposed into a more detailed level on its own subordinate diagrams, based on the philosophy shown in figure 3.

Figure 3. Function Decomposition Philosophy • The Manage Activity function identifies activity management functions, including the

scheduling, directing, and coordinating of other activities on the same diagram and also identifies the resource requirements to conduct those activities.

• The Execute Activity function converts the input to the output under the directives from the

Manage Activity and with the Provide Resources function. • The Provide Resources function selects, allocates, and supplies any necessary resources to

support the above two activities. Here “resources” means the elements necessary for the successful accomplishment of certain functions. The elements include properly trained and certified personnel, adequate facilities, required information, and material support.

Since function A5 Provide Certificate Holder Operations Resources on A0 diagram in section 5 should or will acquire, allocate, and supply all resources for certificate holder operations, the box—Provide Resources on figure 3—does not need to be included on each diagram. Therefore, the decomposition template used for function decomposition is shown as figure 4.

Manage Activity

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Manage Activity

Execute Activity

Activity execution resources

Figure 4. Typical Diagram Template

3.5.2 Status Arrows.

Each function, except the Manage Activity function located at the upper-left corner of each diagram, has a status arrow as its output. The status arrows are logical connections linking different functions to broadcast the performance of each function to others for information-sharing purposes. Those status arrows do not carry the primary information needed to initiate functions. If a function produces specific information that is used as a primary input by another function, a separate output arrow, instead of status arrow, is used to carry this specific information. 3.5.3 Directives Arrows.

Each function has a directives arrow as its control to regulate its execution process. The directives include policies, procedures, or instructions and can exist in various forms, such as manuals, e-mail, notes, phone calls, and conversations. 3.5.4 Control Patterns.

There are two linking patterns of the control arrows imported from the parent level of function in the model. As shown in figure 5, the CONTROL arrow (bold) is either directly linked to an execution function to direct its execution (as in pattern A) or linked to a management function first and then through its OUTPUT – function execution directives to direct the execution of the function (as in pattern B).

Activity management resources

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(A) (B)

Figure 5. Examples of Control Patterns Pattern A indicates that the CONTROL information can be directly applied to or directly used by the execution function, whereas pattern B indicates the CONTROL information needs to be converted or interpreted into “Directives” before it is used to direct the execution of activity. For example, FAA regulations cannot be directly applied to the execution of the airlines’ operational functions, they need to be converted through management function into the company policies or procedures before they are used to regulate the execution functions. 3.5.5 Tunneled Arrow.

A tunneled arrow is used to provide information at a specific level of decomposition that is not required for understanding at other levels. For example, tunneling an arrow at the unconnected end means that the data or objects are not necessary at the next higher (parent) level and hence shall not be shown connecting to the parent box. For example, the INPUT to A5.5-Provide human resources, personnel to be assigned in section 5.38.5, is shown in a tunneled arrow, which means that the origin of those personnel does not need to be specified. 4. MODEL ACTIVITY HIERARCHY.

The activity number in the front of each activity shows its location in the activity hierarchy. Examples include: • A-0 is the context activity defining the system and is located at the top of the activity

hierarchy. • A1, A2, A3, A4, and A5 are subactivities decomposed from A0 and are located on the first

level of the decomposition hierarchy. • A3.1, A3.2, A3.3, and A3.4 are subactivities decomposed from A3 and are located on the

second level of the decomposition hierarchy. • A3.3.1, A3.3.2, and A3.3.3 are subactivities decomposed from A3.3 and are located on the

third level of the decomposition hierarchy.

Manage activity

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Provide resource

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In the IDEF0 model, a set of subactivities directly decomposed from a parent activity comprises a diagram that shows the interaction between those activities. The activity hierarchy of the 14 CFR Part 135 Certificate Holder Functional Model is presented below. A0 Perform Part 135 certificate holder operations A1 Manage certificate holder operations A2 Perform air transportation A3 Perform aircraft maintenance, inspection & engineering A4 Perform personnel training A5 Provide certificate holder operation resources A1.1 Manage certificate holder functions A1.2 Plan operations A1.3 Perform operational control A1.4 Project utilization A1.5 Develop certificate holder policies & procedures A1.6 Administer safety program A1.7 Perform information management A1.2.1 Coordinate plan development A1.2.2 Develop flight operations plan A1.2.3 Develop maintenance plan A1.2.4 Develop training plan A1.2.5 Develop resource provision plan A1.3.1 Manage operational control A1.3.2 Plan flight segments A1.3.3 Dispatch aircraft A1.3.4 Perform maintenance control A1.3.2.1 Manage flight segment planning

A1.3.2.2 Evaluate weather A1.3.2.3 Plan flight routes A1.3.2.4 Accept payload A1.3.2.5 Perform load/fuel planning

A1.3.2.6 Assign aircraft A1.3.2.7 Assign crewmember(s) A1.3.3.1 Manage aircraft dispatch

A1.3.3.2 Produce preflight package A1.3.3.3 Initiate flight locating procedure

A1.3.3.4 Monitor flight

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A1.5.1 Coordinate certificate holder policy & procedure development A1.5.2 Develop maintenance policies & procedures A1.5.3 Develop operation policies & procedures A1.5.4 Develop training policies & procedures A1.5.5 Develop administrative policies & procedures A1.5.2.1 Manage maintenance policies & procedures development A1.5.2.2 Collect & process operational data A1.5.2.3 Perform technical evaluation A1.5.2.4 Apply approved inspection and maintenance program A1.5.3.1 Manage operations policy & procedure development A1.5.3.2 Identify & implement operations policies & procedures A1.5.3.3 Develop & evaluate operations policies & procedures A1.6.1 Manage safety program administration A1.6.2 Collect/analyze safety data A1.6.3 Perform investigation A1.6.4 Perform internal evaluation A1.6.5 Perform safety awareness program A1.7.1 Coordinate information management A1.7.2 Perform recordkeeping & reporting A1.7.3 Administer technical publication A2.1 Manage air transportation A2.2 Perform quality surveillance of operations A2.3 Perform passenger services A2.4 Perform ground operations A2.5 Perform aircraft operations A2.3.1 Manage passenger services A2.3.2 Perform preflight cabin duties A2.3.3 Perform boarding services A2.3.4 Perform in-flight services A2.3.5 Perform deplaning services A2.3.3.1 Manage boarding services A2.3.3.2 Provide check-in services A2.3.3.3 Provide security services A2.3.3.4 Provide seating services A2.4.1 Manage ground operations A2.4.2 Perform ground handling A2.4.3 Perform cargo handling A2.4.4 Replenish fuel

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A2.4.5 Perform line services A2.4.6 Perform deicing/anti-icing services

A2.4.3.1 Manage cargo handling A2.4.3.2 Check/weigh/accept cargo A2.4.3.3 Secure cargo A2.4.3.4 Load/unload cargo A2.5.1 Manage aircraft operations A2.5.2 Perform departure operations A2.5.3 Perform cruise operations A2.5.4 Perform arrival operations A2.5.2.1 Manage departure operations A2.5.2.2 Perform predeparture ground operations A2.5.2.3 Perform takeoff operations A2.5.2.4 Perform climb operations

A2.5.2.3.1 Manage takeoff operations A2.5.2.3.2 Perform takeoff prior to V1 A2.5.2.3.3 Perform takeoff at/after V1

A2.5.2.4.1 Manage climb operations A2.5.2.4.2 Perform initial climb operations A2.5.2.4.3 Perform normal climb operations

A2.5.4.1 Manage arrival operations A2.5.4.2 Perform descent operations A2.5.4.3 Perform approach operations A2.5.4.4 Perform landing operations A2.5.4.5 Perform postarrival ground operations

A2.5.4.2.1 Manage descent operations A2.5.4.2.2 Perform initial descent operations A2.5.4.2.3 Perform descent and approach operations

A3.1 Manage MIE A3.2 Perform surveillance of maintenance A3.3 Perform aircraft maintenance A3.4 Perform engineering support

A3.2.1 Manage quality surveillance A3.2.2 Perform quality assurance A3.2.3 Perform quality control

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A3.2.2.1 Manage QA process A3.2.2.2 Monitor mechanical performance A3.2.2.3 Perform maintenance program audit/investigation A3.2.2.4 Analyze quality data & develop responses A3.2.2.5 Perform QA administrative function

A3.2.2.2.1 Manage mechanical performance monitoring A3.2.2.2.2 Collect & analyze operational data A3.2.2.2.3 Identify mechanical deficiencies

A3.3.1 Manage aircraft maintenance A3.3.2 Evaluate aircraft A3.3.3 Perform scheduled/nonscheduled maintenance A3.3.2.1 Manage aircraft evaluation A3.3.2.2 Detect aircraft discrepancies A3.3.2.3 Diagnose aircraft discrepancies A3.3.2.4 Evaluate aircraft discrepancies A3.3.3.1 Manage scheduled/nonscheduled maintenance A3.3.3.2 Perform line maintenance A3.3.3.3 Perform heavy maintenance A3.3.3.4 Perform component maintenance A3.3.3.3.1 Manage heavy maintenance A3.3.3.3.2 Perform aircraft repair A3.3.3.3.3 Perform aircraft test and evaluation A3.3.3.4.1 Manage component maintenance A3.3.3.4.2 Perform configuration control A3.3.3.4.3 Evaluate/maintain aircraft components A3.3.3.4.4 Perform part usage analysis A3.4.1 Manage engineering support A3.4.2 Perform standardization & modification A3.4.3 Perform fleet operation support A3.4.4 Provide engineering support resources A4.1 Manage personnel training A4.2 Identify & Analyze training requirements A4.3 Design & Develop training A4.4 Implement training A4.5 Evaluate training

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A4.3.1 Manage training design & development A4.3.2 Develop training objectives A4.3.3 Set performance standards A4.3.4 Select training provider A4.3.5 Develop training curriculum A4.4.1 Manage training implementation and record A4.4.2 Conduct instructor-led training A4.4.3 Conduct self-study training A4.4.4 Conduct device/simulator training A4.4.5 Conduct aircraft training A4.5.1 Manage training evaluation A4.5.2 Conduct training system evaluation A4.5.3 Conduct personnel evaluation A5.1 Manage certificate holder operation resource provision A5.2 Identify resource needs A5.3 Collect resource information A5.4 Procure resources A5.5 Provide human resources A5.6 Handle material resources A5.5.1 Manage human resource provision A5.5.2 Select candidates for job positions A5.5.3 Review currency status A5.5.4 Review flight/duty time status A5.5.5 Release personnel for assignment A5.6.1 Manage material resource handling A5.6.2 Receive resources A5.6.3 Store resources A5.6.4 Distribute resources 5. MODEL DIAGRAMS.

The IDEF0 diagrams of the 14 CFR Part 135 Certificate Holder Functional Model, showing the interactions among activities and generated by the BPwin tool, are presented in this section. Each diagram is followed by the definitions of activities appearing on the diagram. Section 6 provides the definitions of information/objects shown as arrows on the diagrams followed by the arrow connections to show the information/object flows in the model. The definitions for general terms in the model are given in section 7.

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15

The following conventions are used for reading facilitation purposes: • Arrows and text in BLUE are referred to as INPUT • Arrows and text in RED are referred to as CONTROL • Arrows and text in BLACK are referred to as OUTPUT • Arrows and text in GREEN are referred to as MECHANISM

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n be

twee

n th

e ce

rtific

ate

hold

er o

pera

tions

syst

em a

nd th

e ex

tern

al e

nviro

nmen

t. Th

e ou

tput

s of t

his a

ctiv

ity, s

how

n as

arr

ows e

xitin

g fr

om th

e rig

ht si

de o

f the

act

ivity

box

, are

:

17

• Pa

yloa

d at

des

tinat

ion

airp

ort

• C

omm

unic

atio

n &

repo

rting

Rej

ecte

d pa

yloa

d •

Term

inat

ed p

erso

nnel

Con

tract

ed re

sour

ces

• D

ispo

sal o

f rej

ecte

d m

ater

ials

The

inpu

ts u

sed

to g

ener

ate

thes

e ou

tput

s, sh

own

as a

rrow

s ent

erin

g th

e le

ft si

de o

f act

ivity

box

, are

: •

Payl

oad

at d

epar

ture

airp

ort

• Pa

yloa

d in

form

atio

n

• In

com

ing

reso

urce

s •

Inco

min

g re

sour

ce in

form

atio

n •

Airp

ort/w

eath

er/to

pogr

aphi

cal i

nfor

mat

ion

Reg

ulat

ory

or o

ther

ext

erna

l lia

ison

Page 34: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

• Te

chni

cal d

ata

• A

ir Tr

affic

Con

trol (

ATC

) inf

orm

atio

n •

Ava

ilabl

e ve

ndor

s/co

ntra

ctor

s/O

EMs

The

exec

utio

n of

this

act

ivity

is g

over

ned

by a

set

of r

egul

atio

ns o

r con

trols

rela

ted

to th

e go

vern

men

t, th

e ce

rtific

ate

hold

er, a

nd it

s en

viro

nmen

t, et

c. T

hey

are

repr

esen

ted

as c

ontro

ls e

nter

ing

the

top

of th

e ac

tivity

box

and

incl

ude:

ATC

inst

ruct

ions

/cle

aran

ces

• C

ertif

icat

e ho

lder

bus

ines

s dire

ctiv

es

• Pe

rson

nel q

ualif

icat

ion

requ

irem

ents

Tran

spor

tatio

n re

quire

men

ts

• Le

gal

• G

over

nmen

t reg

ulat

ions

/ove

rsig

ht

A s

et o

f re

sour

ces

are

need

ed to

sup

port

the

exec

utio

n of

the

activ

ity th

at a

re c

onsi

dere

d as

mec

hani

sms

ente

ring

the

botto

m o

f th

e ac

tivity

box

in th

e di

agra

m:

• A

TC fa

cilit

ies

18

• A

ltern

ativ

e re

gula

tory

com

plia

nce

data

Airp

orts

Cer

tific

ate

hold

er o

pera

tion

reso

urce

s

The

ICO

Ms

appe

arin

g on

this

A-0

dia

gram

will

aut

omat

ical

ly a

ppea

r on

its c

hild

dia

gram

s th

roug

hout

the

activ

ity d

ecom

posi

tion

but

will

be

conn

ecte

d to

mor

e sp

ecifi

c ac

tiviti

es si

nce

the

deco

mpo

sitio

n is

on

a m

ore

deta

iled

leve

l.

Page 35: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

US

ED

AT:

AU

THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

RO

JEC

T: P

art 1

35 C

ertif

icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

81/

16/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A-0

NO

DE

:TI

TLE

:N

UM

BE

R:

Per

form

Par

t 135

Cer

tific

ate

Hol

der O

pera

tions

A0

P. 2

A1

Man

age

certi

ficat

eho

lder

oper

atio

ns

A2

Per

form

ai

rtra

nspo

rtatio

n

A3

Per

form

mai

nten

ance

,in

spec

tion

&en

gine

erin

g

A4

Per

form

pers

onne

ltra

inin

g

A5

Pro

vide

certi

ficat

eho

lder

oper

atio

nre

sour

ces

Gov

ernm

ent r

egul

atio

ns/ o

vers

ight

19

GM

M

Per

sonn

el tr

aini

ng re

sour

ces

Allo

cate

d ai

rcra

ft

ATC

inst

ruct

ions

/cle

aran

ces

Airp

orts

ATC

faci

litie

s

Pay

load

at d

estin

atio

n ai

rpor

t

Air

trans

porta

tion

reso

urce

s

Pay

load

at depa

rture

airp

ort

Cer

tific

ate

hold

erop

erat

ion

reso

urce

sP

erso

nnel

trai

ning

reco

rds

Man

ual S

yste

m

Cer

tific

ate

hold

erop

erat

ion

man

agem

ent

reso

urce

s

Trai

ning

fore

cast

MIE

reso

urce

s(in

sour

ce &

out

sour

ce)

Term

inat

ed p

erso

nnel

Air

trans

porta

tion

stat

us

Ope

ratio

nal d

ata

Cre

wm

embe

r(s)

to b

e as

sign

ed

Flig

ht e

xecu

tion

info

rmat

ion

App

rove

d In

spec

tion

and

othe

r mai

nten

ance

pro

gram

s

QA

aut

horiz

atio

n

Allo

cate

dex

pend

able

sup

plie

sM

IEre

cord

s

Airw

orth

y ai

rcra

ft

Mai

nten

ance

man

agem

ent p

lan

Cer

tific

ate

hold

erop

erat

ion

reco

rds

Res

ourc

epr

ovis

ion

reco

rds

Airc

raft

reco

rds

Rej

ecte

d pa

rt tra

ckin

g

Airp

ort/

wea

ther

/to

pogr

aphi

cal

info

rmat

ion

App

rove

d in

spec

tion

and

mai

nten

ance

app

licat

ion

polic

ies

& p

roce

dure

s

Inco

min

g re

sour

ces

Airc

raft

to b

e ev

alua

ted

Qua

lifie

dpe

rson

nel

Eng

inee

ring

inst

ruct

ions

Tran

spor

tatio

nre

quire

men

tsP

erso

nnel

qua

lific

atio

n re

quire

men

ts

Util

izat

ion

proj

ectio

n

Lega

lS

peci

al fl

ight

ope

ratio

ns

Acc

epte

d m

aint

enan

ce re

cord

s

Cer

tific

ate

hold

erre

sour

ce in

form

atio

n

Allo

cate

d ce

rtific

ate

hold

er o

pera

tion

reso

urce

s

Ava

ilabl

e ve

ndor

s/co

ntra

ctor

s/O

EM

s

Ass

igne

dcr

ewm

embe

r(s)

Mai

nten

ance

ord

ers

Ana

lytic

al re

sults

Cer

tific

ate

hold

erre

sour

cein

form

atio

n

MIE

sta

tus

Per

sonn

el tr

aini

ngst

atus

Cer

tific

ate

hold

erop

erat

ion

stat

us

Cer

tific

ate

hold

erop

erat

ion

reso

urce

prov

isio

n st

atus

Trai

ning

pol

icie

s &

pro

cedu

res

App

rove

d op

erat

ions

pol

icie

s &

pro

cedu

res

ATC

info

rmat

ion

Inco

min

g re

sour

ce in

form

atio

n

OE

M g

uida

nce

Tech

nica

lda

ta Tech

nica

l com

mun

icat

ion

& re

porti

ngR

esou

rce

prov

isio

npl

an

Dis

posa

l of r

ejec

ted

mat

eria

ls

Airw

orth

y pa

rts/a

ccep

tabl

eto

olin

g/S

peci

al to

ols

& te

steq

uipm

ent p

assi

ng in

spec

tion

Airc

raft/

part

info

rmat

ion

Rej

ecte

d pa

rts a

nd to

ols

Ope

ratio

ns a

udit

repo

rts

Par

ts/s

peci

al to

ols

and

test

equ

ipm

ent f

or re

ceiv

ing/

final

insp

ectio

n

Reg

ulat

ory

or o

ther

exte

rnal

liais

on

Par

ts/to

olin

g fa

bric

ated

/repa

ired

Uns

ervi

ceab

le p

arts

/tool

ing

for e

valu

atio

n/re

pair

Allo

cate

d ai

rwor

thy

parts

Per

sonn

el fo

r tra

inin

g

Airc

raft

tobe ev

alua

ted

Alte

rnat

ive

regu

lato

ryco

mpl

ianc

e da

ta

Rel

iabi

lity

data

Pay

load

info

rmat

ion

Con

trolle

d do

cum

enta

tion

FOQ

A

Rej

ecte

d pa

yloa

d

Com

mun

icat

ion

& re

porti

ng

Info

rmat

ion

afte

r airc

raft

grou

nd s

ervi

ces

Req

uest

for

reso

urce

s

QA

-driv

en a

ctio

ns

Con

tract

ed r

esou

rces

Met

hods

for c

orre

ctio

n of

def

icie

ncie

s

Sho

p fin

ding

s da

ta

Util

izat

ion-

base

d re

sour

ce re

quire

men

ts

Cer

tific

ate

hold

er b

usin

ess

dire

ctiv

es

QA

auth

oriz

atio

n

Page 36: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

5.2

A0—

PER

FOR

M P

AR

T 13

5 C

ERTI

FIC

ATE

HO

LDER

OPE

RA

TIO

NS.

5.2.

1 A

1—M

anag

e C

ertif

icat

e H

olde

r Ope

ratio

ns.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f cer

tific

ate

hold

er o

pera

tions

: •

Perf

orm

air

trans

porta

tion

• Pe

rfor

m a

ircra

ft m

aint

enan

ce, i

nspe

ctio

n &

eng

inee

ring

• Pe

rfor

m p

erso

nnel

trai

ning

Prov

ide

certi

ficat

e ho

lder

ope

ratio

n re

sour

ces

It pr

ovid

es d

irect

ives

, def

ines

requ

irem

ents

and

con

trols

, est

ablis

hes

perf

orm

ance

sta

ndar

ds fo

r the

exe

cutio

n of

thos

e ac

tiviti

es, a

nd

ensu

res t

hat t

he e

xecu

tion

is a

ccom

plis

hed

in a

ccor

danc

e w

ith c

ompa

ny p

olic

ies a

nd p

roce

dure

s and

any

requ

ired

regu

latio

ns fo

r the

se

activ

ities

.

5.2.

2 A

2—Pe

rfor

m A

ir Tr

ansp

orta

tion .

Air

trans

porta

tion

refe

rs to

inte

rsta

te, o

vers

eas,

or fo

reig

n ai

r tra

nspo

rtatio

n or

the

trans

porta

tion

of m

ail b

y ai

rcra

ft (1

4 C

FR P

art 1

).

This

fun

ctio

n ca

rrie

s ou

t th

e ta

sk o

f tra

nspo

rting

pay

load

(pa

ssen

gers

/car

go)

from

one

pla

ce t

o an

othe

r. T

his

func

tion

incl

udes

cu

stom

er o

r pas

seng

er se

rvic

es, g

roun

d op

erat

ions

, and

airc

raft

oper

atio

ns.

20

5.2.

3 A

3—Pe

rfor

m A

ircra

ft M

aint

enan

ce, I

nspe

ctio

n &

Eng

inee

ring .

This

fun

ctio

n m

aint

ains

and

sur

veils

airc

raft

to p

reve

nt d

eter

iora

tion

of th

e in

here

nt s

afet

y an

d re

liabi

lity

leve

ls o

f th

e eq

uipm

ent t

o en

sure

the

airc

raft

conf

orm

s to

its

type

des

ign

and

is in

a c

ondi

tion

for

safe

ope

ratio

n.

This

pro

cess

is u

sual

ly c

alle

d M

aint

enan

ce,

Insp

ectio

n &

Eng

inee

ring

(MIE

). M

aint

enan

ce r

efer

s to

the

insp

ectio

n, o

verh

aul,

repa

ir, p

rese

rvat

ion,

and

rep

lace

men

t of

parts

(14

C

FR P

art 1

); in

spec

tion

refe

rs to

qua

lity

assu

ranc

e an

d qu

ality

con

trols

that

con

tinua

lly s

urve

il an

d an

alyz

e th

e ap

prov

ed in

spec

tions

an

d ot

her m

aint

enan

ce p

rogr

ams

for p

erfo

rman

ce a

nd e

ffec

tiven

ess;

and

eng

inee

ring

refe

rs to

the

prov

isio

n of

eng

inee

ring

supp

ort f

or

airc

raft

mai

nten

ance

. A

fter t

his M

IE p

roce

ss, t

he a

ircra

ft is

use

d fo

r flig

ht se

rvic

es.

5.2.

4 A

4—Pe

rfor

m P

erso

nnel

Tra

inin

g .

This

fun

ctio

n pl

ans,

desi

gns,

impl

emen

ts,

and

eval

uate

s an

arr

ay o

f pr

oced

ures

, m

etho

ds,

and

prac

tices

to

impr

ove

wor

k fo

rce

capa

bilit

ies t

o m

eet m

issi

on/w

orkl

oad

requ

irem

ents

and

incr

ease

or m

aint

ain

indi

vidu

al e

mpl

oyee

kno

wle

dge,

skill

s, an

d ab

ilitie

s.

Page 37: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

5.2.

5 A

5—Pr

ovid

e C

ertif

icat

e H

olde

r Ope

ratio

n R

esou

rces

.

This

func

tion

acqu

ires

and

allo

cate

s ai

rcra

ft, p

erso

nnel

, par

ts, m

ater

ials

, fac

ilitie

s, eq

uipm

ent,

auto

mat

ion,

info

rmat

ion

infr

astru

ctur

e,

tool

s, bu

dget

, pub

licat

ions

, and

any

oth

er re

quire

d re

sour

ces t

o su

ppor

t the

exe

cutio

n of

cer

tific

ate

hold

er o

pera

tions

.

21

Page 38: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

US

ED

AT:

AU

THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

RO

JEC

T: P

art 1

35 C

ertif

icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

81/

16/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A0

NO

DE

:TI

TLE

:N

UM

BE

R:

Man

age

certi

ficat

e ho

lder

ope

ratio

nsA

1P

. 3

A1.

1

Man

age

certi

ficat

eho

lder

func

tions

A1.

2

Pla

nop

erat

ions

A1.

3

Per

form

oper

atio

nal

cont

rol

A1.

4

Pro

ject

utili

zatio

n

A1.

5

Dev

elop

certi

ficat

eho

lder

polic

ies

&pr

oced

ures

A1.

6

Adm

inis

ter

safe

ty

prog

ram

A1.

7

Per

form

info

rmat

ion

man

agem

ent

Lega

l

App

rove

d In

spec

tion

and

othe

r mai

nten

ance

pro

gram

s

Util

izat

ion

proj

ectio

ndi

rect

ives

Gov

ernm

ent r

egul

atio

ns/ o

vers

ight

Cer

tific

ate

hold

er p

olic

y&

pro

cedu

rede

velo

pmen

t dire

ctiv

es

Tran

spor

tatio

nre

quire

men

ts

22

Flig

ht o

pera

tions

Trai

ning

fore

cast

Cer

tific

ate

hold

erop

erat

ion

man

agem

ent

reso

urce

s

Cer

tific

ate

hold

er re

sour

ce in

form

atio

n

Mai

nten

ance

man

agem

ent p

lan

Cer

tific

ate

hold

er p

olic

y &

proc

edur

e de

velo

pmen

t sta

tus

Airp

ort/

wea

ther

/ top

ogra

phic

al in

form

atio

n

Tech

nica

l dat

a

Cer

tific

ate

hold

er o

pera

tion

reco

rds

Cer

tific

ate

hold

er fu

nctio

nm

anag

emen

t res

ourc

es

Sta

tus

Ope

ratio

npl

anni

ngre

sour

ces

Util

izat

ion

proj

ectio

n re

sour

ces

Util

izat

ion

proj

ectio

n

Cer

tific

ate

hold

erpo

licie

s &

pro

cedu

res

deve

lopm

ent r

esou

rces

FOQ

A

Util

izat

ion

proj

ectio

nst

atus

Rel

iabi

lity

data

Trai

ning

pol

icie

s &

pro

cedu

res

Airc

raft

reco

rds

Ope

ratio

nal c

ontro

lst

atus

Cer

tific

ate

hold

er o

pera

tion

stat

usFl

ight

exe

cutio

n in

form

atio

n

Reg

ulat

ory

or o

ther

ext

erna

l lia

ison

App

rove

d in

spec

tion

and

mai

nten

ance

app

licat

ion

polic

ies

& p

roce

dure

s

Ope

ratio

n pl

anin

gst

atus

audi

t rep

orts

Airp

ort/w

eath

er in

form

atio

n

Info

rmat

ion

man

agem

ent

stat

us

Spe

cial

flig

ht o

pera

tions

Ope

ratio

n pl

anni

ngdi

rect

ives

Ope

ratio

ns

Cer

tific

ate

hold

er o

pera

tion

man

agem

ent d

irect

ives

Info

rmat

ion

man

agem

ent

dire

ctiv

es

App

rove

d op

erat

ions

pol

icie

s &

pro

cedu

res

Ope

ratio

nal c

ontro

ldi

rect

ives

CA

MP

Pay

load

info

rmat

ion

ATC

info

rmat

ion

Mai

nten

ance

ord

ers

Dat

a fo

r sto

rage

Ope

ratio

nal c

ontro

lre

sour

ces

Sec

urity

Man

ual S

yste

m

QA

aut

horiz

atio

n

Cer

tific

ate

hold

er b

usin

ess

dire

ctiv

es

GM

M

GO

M

Saf

ety

prog

ram

adm

inis

tratio

ndi

rect

ives

Eng

inee

ring

inst

ruct

ions

Com

mun

icat

ion

& re

porti

ng

Res

ourc

e pr

ovis

ion

plan

Saf

ety

man

agem

ent r

ecom

men

datio

n/fin

ding

s

Ana

lytic

al re

sults

Dat

a fo

r int

erna

l ana

lysi

s

Inte

rnal

feed

back

on

tech

nica

l/ope

ratio

nal c

onte

nts

ME

L/C

DL

Con

trolle

d do

cum

enta

tion

Inte

rnal

ly g

ener

ated

saf

ety/

com

plia

nce

data

Saf

ety

prog

ram

adm

inis

tratio

nre

sour

ces

Tech

nica

l com

mun

icat

ion

& re

porti

ng

Info

rmat

ion

afte

r airc

raft

grou

nd s

ervi

ces

Saf

ety

awar

enes

s in

form

atio

n

Saf

ety

prog

ram

adm

inis

tratio

nst

atus

Req

uest

for r

esou

rces

Met

hods

for c

orre

ctio

n of

def

icie

ncie

s

Sho

p fin

ding

s da

ta

Info

rmat

ion

man

agem

ent

reso

urce

sA

ccep

ted

mai

nten

ance

reco

rds

Alte

rnat

ive

regu

lato

ryco

mpl

ianc

e da

ta

Page 39: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

5.3

A1—

MA

NA

GE

CER

TIFI

CA

TE H

OLD

ER O

PER

ATI

ON

S.

5.3.

1 A

1.1—

Man

age

Cer

tific

ate

Hol

der F

unct

ions

.

This

func

tion

cont

rols

and

pro

vide

s gu

idel

ines

for c

ertif

icat

e ho

lder

ope

ratio

ns w

hen

chan

ges

occu

r in

a ce

rtific

ate

hold

er’s

flee

t siz

e,

com

posi

tion,

flig

ht ro

utes

, or u

tiliz

atio

n an

d in

its s

uppo

rt sy

stem

s, m

anag

emen

t, an

d op

erat

ions

.

This

fun

ctio

n al

so p

rovi

des

dire

ctiv

es a

nd d

efin

es r

equi

rem

ents

and

con

trols

for

the

exe

cutio

n of

oth

er m

anag

emen

t fu

nctio

ns t

o en

sure

thei

r exe

cutio

n is

con

sist

ent w

ith b

usin

ess c

hang

es a

nd re

cogn

ized

def

icie

ncie

s. 5.

3.2

A1.

2—Pl

an O

pera

tions

.

This

func

tion

prod

uces

pla

ns fo

r the

exe

cutio

n of

cer

tific

ate

hold

er o

pera

tions

incl

udin

g:

• Fl

ight

ope

ratio

ns

• M

aint

enan

ce m

anag

emen

t pla

n •

Res

ourc

e pr

ovis

ion

plan

Pers

onne

l tra

inin

g pl

an

23

5.3.

3 A

1.3—

Perf

orm

Ope

ratio

nal C

ontro

l.

Ope

ratio

nal

cont

rol,

with

res

pect

to

a fli

ght,

mea

ns t

he e

xerc

ise

of a

utho

rity

over

ini

tiatin

g, c

ondu

ctin

g, o

r te

rmin

atin

g a

fligh

t (1

4 C

FR P

art 1

). T

his

func

tion

mak

es th

ose

deci

sion

s an

d pe

rfor

ms

thos

e ac

tions

on

a da

ily b

asis

that

are

nec

essa

ry to

ope

rate

flig

hts

safe

ly a

nd in

com

plia

nce

with

the

regu

latio

ns.

Ope

ratio

nal c

ontro

l fun

ctio

ns in

clud

e, b

ut a

re n

ot li

mite

d to

, the

follo

win

g:

• C

rew

mem

bers

and

airc

raft

sche

dulin

g •

Acc

eptin

g ch

arte

r flig

hts

• R

evie

win

g w

eath

er a

nd N

otic

es T

o A

irmen

Flig

ht p

lann

ing

Page 40: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

Info

rmat

ion

that

nee

ds t

o be

col

lect

ed a

nd d

isse

min

ated

to

plan

and

con

duct

a f

light

saf

ely

incl

udes

, bu

t is

not

lim

ited

to,

the

follo

win

g:

• En

rout

e an

d te

rmin

al w

eath

er c

ondi

tions

Fuel

requ

irem

ents

Nav

igat

ion

• A

irpor

t fac

ilitie

s Th

is fu

nctio

n su

pplie

s a

real

-tim

e co

ntro

l ove

r rel

ease

of r

esou

rces

and

dire

ctio

n of

act

iviti

es re

quire

d fo

r flig

ht o

pera

tions

bot

h pr

ior

to d

ispa

tch

and

durin

g th

e fli

ght.

5.

3.4

A1.

4—Pr

ojec

t Util

izat

ion.

This

func

tion

prov

ides

est

imat

es o

r req

uire

men

ts fo

r the

util

izat

ion

of a

sset

s and

dev

elop

s the

util

izat

ion

plan

. 5.

3.5

A1.

5—D

evel

op C

ertif

icat

e H

olde

r Pol

icie

s & P

roce

dure

s .

This

fun

ctio

n de

velo

ps o

r re

vise

s ce

rtific

ate

hold

er p

olic

ies

and

proc

edur

es r

elat

ed t

o op

erat

ions

, m

aint

enan

ce,

train

ing,

res

ourc

e pr

ovis

ion,

and

adm

inis

tratio

n to

regu

late

the

exec

utio

n of

cer

tific

ate

hold

er b

usin

ess.

Exa

mpl

es o

f tho

se p

olic

ies

and

proc

edur

es m

ay

incl

ude

the

Gen

eral

Mai

nten

ance

Man

ual

(GM

M),

Gen

eral

Ope

ratio

ns M

anua

l (G

OM

), C

ontin

uous

Airw

orth

ines

s M

aint

enan

ce

Prog

ram

(C

AM

P), A

ppro

ved

Airc

raft

Insp

ectio

n Pr

ogra

m (

AA

IP),

(Min

imum

Equ

ipm

ent

List

) M

EL/C

onfig

urat

ion

Dev

iatio

n Li

st

(CD

L), C

ontin

uing

Ana

lysi

s Sur

veill

ance

Sys

tem

s (C

ASS

), re

liabi

lity

prog

ram

s, tra

inin

g po

licie

s and

pro

cedu

res,

and

othe

rs.

24

5.3.

6 A

1.6—

Adm

inis

ter S

afet

y Pr

ogra

m.

This

fun

ctio

n co

llect

s an

d an

alyz

es i

nfor

mat

ion

for

diss

emin

atio

n w

ithin

the

cer

tific

ate

hold

er f

or t

he p

urpo

se o

f id

entif

ying

and

m

itiga

ting

risks

. Th

is m

ay in

clud

e ris

k as

sess

men

t of t

he 1

4 C

FR P

art 1

35 c

ertif

icat

e ho

lder

. It

is n

ot re

gula

tory

requ

irem

ent f

or a

14

CFR

Par

t 135

cer

tific

ate

hold

er to

hav

e a

safe

ty p

rogr

am.

Safe

ty M

anag

emen

t Sys

tem

s w

ill b

e ad

dres

sed

unde

r thi

s fu

nctio

n w

hen

it be

com

es a

regu

lato

ry re

quire

men

t. 5.

3.7

A1.

7—Pe

rfor

m In

form

atio

n M

anag

emen

t .

This

info

rmat

ion

man

agem

ent f

unct

ion

colle

cts,

orga

nize

s, st

ores

, and

repo

rts o

r dis

sem

inat

es in

form

atio

n w

ithin

the

certi

ficat

e ho

lder

or

mai

ntai

ns th

e re

cord

s gen

erat

ed d

urin

g th

e ce

rtific

ate

hold

er o

pera

tions

for r

epor

ting

to th

e FA

A o

r oth

er th

ird p

artie

s.

Page 41: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

US

ED

AT:

AU

THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

RO

JEC

T: P

art 1

35 C

ertif

icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

81/

16/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A1

NO

DE

:TI

TLE

:N

UM

BE

R:

Pla

n op

erat

ions

A1.

2P

.4

A1.

2.1

Coo

rdin

ate

plan

deve

lopm

ent

A1.

2.2

Dev

elop

fligh

t ope

ratio

nspl

an

A1.

2.3

Dev

elop

mai

nten

ance

plan

A1.

2.4

Dev

elop

train

ing

plan

A1.

2.5

Dev

elop

reso

urce

prov

isio

npl

an

Tran

spor

tatio

nre

quire

men

tsO

pera

tion

plan

ning

dire

ctiv

es

Ope

ratio

n pl

anni

ng e

xecu

tion

dire

ctiv

esFl

ight

ope

ratio

npl

anni

ngdi

rect

ives

Mai

nten

ance

plan

ning

dire

ctiv

es

CA

MP

Trai

ning

plan

ning

dire

ctiv

es

Res

ourc

epr

ovis

ion

plan

ning

dire

ctiv

esOpe

ratio

n pl

anin

g st

atus

Mai

nten

ance

man

agem

ent p

lan

Trai

ning

fore

cast

Res

ourc

e pr

ovis

ion

plan

Cer

tific

ate

hold

er o

pera

tion

stat

us

Flig

ht o

pera

tions

Ope

ratio

n pl

anni

ngre

sour

ces

Pla

nnin

gco

ordi

natio

nre

sour

ces

Sta

tus

Dat

a fo

r int

erna

l ana

lysi

s

Cer

tific

ate

hold

erop

erat

ion

reco

rds

Eng

inee

ring

inst

ruct

ions

25

Res

ourc

epr

ovis

ion

plan

ning

stat

us

Trai

ning

plan

ning

sta

tus

Flig

ht o

pera

tion

plan

ning

reso

urce

s

Mai

nten

ance

plan

ning

reso

urce

s

Trai

ning

plan

ning

reso

urce

s

Mai

nten

ance

plan

ning

sta

tus

Flig

ht o

pera

tion

plan

ning

sta

tus

Page 42: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

5.4

A1.

2—PL

AN

OPE

RA

TIO

NS.

5.4.

1 A

1.2.

1—C

oord

inat

e Pl

an D

evel

opm

ent.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f the

dev

elop

men

t of o

pera

tions

pla

ns in

a m

anne

r con

sist

ent

with

com

pany

man

agem

ent g

oals

and

regu

latio

ns:

• D

evel

op fl

ight

ope

ratio

ns p

lan

• D

evel

op m

aint

enan

ce m

anag

emen

t pla

n •

Dev

elop

trai

ning

pla

n •

Dev

elop

reso

urce

pro

visi

on p

lan

It pr

ovid

es d

irect

ives

and

def

ines

req

uire

men

ts a

nd c

ontro

ls in

acc

orda

nce

with

com

pany

pol

icie

s an

d pr

oced

ures

and

any

req

uire

d re

gula

tions

for t

hese

act

iviti

es.

5.

4.2

A1.

2.2—

Dev

elop

Flig

ht O

pera

tions

Pla

n .

This

fun

ctio

n de

velo

ps t

he f

light

sch

edul

e ba

sed

on o

pera

tiona

l in

form

atio

n.

This

fun

ctio

n al

so a

dvis

es o

n th

e av

aila

bilit

y of

re

sour

ces t

o su

ppor

t pla

nned

act

iviti

es.

26

5.4.

3 A

1.2.

3—D

evel

op M

aint

enan

ce P

lan.

This

fun

ctio

n de

velo

ps th

e m

aint

enan

ce m

anag

emen

t pla

n ba

sed

on th

e ap

prov

ed in

spec

tion

and

othe

r m

aint

enan

ce p

rogr

ams.

Thi

s fu

nctio

n al

so a

dvis

es o

n th

e av

aila

bilit

y of

reso

urce

s to

supp

ort p

lann

ed d

irect

ives

, i.e

., en

gine

erin

g.

5.4.

4 A

1.2.

4—D

evel

op T

rain

ing

Plan

.

This

fun

ctio

n de

velo

ps a

trai

ning

pla

n ba

sed

on th

e de

man

d fo

r tra

inin

g. T

his

may

incl

ude

the

train

ing

requ

ired

by r

egul

atio

ns a

nd

any

othe

r tra

inin

g de

emed

nec

essa

ry b

y 14

CFR

Par

t 135

cer

tific

ate

hold

ers t

o fu

lfill

oper

atio

nal n

eeds

.

Page 43: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

5.4.

5 A

1.2.

5—D

evel

op R

esou

rce

Prov

isio

n Pl

an.

This

func

tion

deve

lops

the

reso

urce

pro

visi

on p

lan

that

iden

tifie

s res

ourc

e re

quire

men

ts to

supp

ort p

lann

ed a

ctiv

ities

, suc

h as

: •

Faci

litie

s •

Pers

onne

l •

Tool

ing

• R

equi

red

airc

raft

• M

ater

ials

27

Page 44: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

US

ED

AT:

AU

THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

RO

JEC

T: P

art 1

35 C

ertif

icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

81/

16/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A1

NO

DE

:TI

TLE

:N

UM

BE

R:

Per

form

ope

ratio

nal c

ontro

lA

1.3

P. 5

A1.

3.1

Man

age

oper

atio

nal

cont

rol

A1.

3.2

Pla

nfli

ght

segm

ents

A1.

3.3

Dis

patc

hai

rcra

ft

A1.

3.4

Per

form

mai

nten

ance

cont

rol

Spe

cial

flig

ht o

pera

tions

Ope

ratio

nal c

ontro

l dire

ctiv

es

CA

MP

App

rove

dop

erat

ions

polic

ies

&pr

oced

ures

Flig

ht s

egm

ent

plan

ning

dire

ctiv

es

Mai

nten

ance

man

agem

ent p

lan

Flig

ht o

pera

tions

Flig

ht e

xecu

tion

info

rmat

ion

Pay

load

info

rmat

ion

Cer

tific

ate

hold

erop

erat

ion

stat

us

Cer

tific

ate

hold

er o

pera

tion

reco

rds

Reg

ulat

ory

or o

ther

ext

erna

l lia

ison

Mai

nten

ance

ord

ers

Inte

rnal

ly g

ener

ated

saf

ety/

com

plia

nce

data

Cer

tific

ate

hold

er re

sour

ce in

form

atio

n

Airp

ort/

wea

ther

/ top

ogra

phic

al in

form

atio

n

Ope

ratio

nal c

ontro

l sta

tus

Dat

a fo

r int

erna

l ana

lysi

sIn

form

atio

n af

ter a

ircra

ft gr

ound

ser

vice

sFl

ight

seg

men

t pla

nnin

g st

atus

Mai

nten

ance

cont

rol

dire

ctiv

es

28

Ope

ratio

nal

cont

rol

reso

urce

s

Sta

tus

Pre

fligh

t pac

kage

Mai

nten

ance

cont

rol

reso

urce

s

Flig

ht s

egm

ent

plan

ning

reso

urce

s

Airc

raft

disp

atch

stat

us

Flig

ht re

quire

men

ts

Ope

ratio

nal

cont

rol

man

agem

ent

reso

urce

s

Mai

nten

ance

cont

rol

stat

us

Mai

nten

ance

con

trol a

utho

rizat

ion

Cre

wm

embe

r dut

y st

atus

Airc

raft

disp

atch

reso

urce

s

Ope

ratio

nal c

ontro

l exe

cutio

n di

rect

ives

Airc

raft

disp

atch

dire

ctiv

es

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5.5

A1.

3—PE

RFO

RM

OPE

RA

TIO

NA

L C

ON

TRO

L.

5.5.

1 A

1.3.

1—M

anag

e O

pera

tiona

l Con

trol.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f ope

ratio

nal c

ontro

l: •

Plan

flig

ht se

gmen

ts

• D

ispa

tch

airc

raft

• Pe

rfor

m m

aint

enan

ce c

ontro

l Th

is fu

nctio

n en

sure

s tha

t pro

ving

runs

and

eva

cuat

ion

dem

onst

ratio

ns a

re a

ccom

plis

hed,

if re

quire

d.

It pr

ovid

es d

irect

ives

, de

fines

req

uire

men

ts a

nd c

ontro

ls f

or t

he e

xecu

tion

of t

hose

act

iviti

es,

and

ensu

res

that

the

exe

cutio

n is

ac

com

plis

hed

in a

ccor

danc

e w

ith c

ompa

ny p

olic

ies a

nd p

roce

dure

s and

any

requ

ired

regu

latio

ns fo

r the

se a

ctiv

ities

.

5.5.

2 A

1.3.

2—Pl

an F

light

Seg

men

ts.

This

func

tion

cond

ucts

pre

fligh

t pla

nnin

g to

ens

ure

that

flig

hts a

re c

ondu

cted

acc

ordi

ng to

a sp

ecifi

c ro

ute:

29

• to

the

stan

dard

s of n

avig

atio

nal a

ccur

acy

requ

ired

in th

e ai

rspa

ce tr

aver

sed.

to m

eet r

egul

ator

y fu

el re

quire

men

ts.

• to

mee

t airc

raft

perf

orm

ance

(e.g

., M

EL re

stric

tions

) and

spec

ial o

pera

tions

and

alti

tude

regu

lato

ry re

quire

men

ts.

• to

satis

fy A

TC c

ompl

ianc

e an

d re

porti

ng re

quire

men

ts.

• to

ens

ure

arra

ngem

ents

for i

nter

natio

nal f

light

s, i.e

., ov

erfli

ght c

lear

ance

. •

to e

nsur

e th

at fl

ight

s are

ope

rate

d sa

fely

.

As

a re

sult

of th

e pr

eflig

ht p

lann

ing,

a p

aper

doc

umen

t or

an e

lect

roni

c da

ta f

ile is

cre

ated

cal

led

the

“flig

ht p

lan”

that

con

sist

s of

se

lect

ing

an a

ppro

pria

te a

ircra

ft cr

uise

sch

edul

e an

d ap

plyi

ng fo

reca

st w

ind,

tem

pera

ture

, and

airc

raft

perf

orm

ance

dat

a to

a p

lann

ed

rout

e to

pre

dict

est

imat

ed ti

me

enro

ute

and

estim

ated

fuel

con

sum

ptio

n.

5.5.

3 A

1.3.

3—D

ispa

tch

Airc

raft.

This

func

tion

sche

dule

s and

ass

igns

airc

raft

to p

erfo

rm sp

ecifi

c fli

ght t

asks

and

flig

ht lo

catin

g re

quire

men

ts.

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5.5.

4 A

1.3.

4—Pe

rfor

m M

aint

enan

ce C

ontro

l.

This

fun

ctio

n pr

ovid

es c

ontro

ls o

n th

e ai

rwor

thin

ess

of a

n ai

rcra

ft an

d is

sues

the

mai

nten

ance

rel

ease

to

perm

it ai

rcra

ft to

be

disp

atch

ed.

Thi

s fu

nctio

n co

ordi

nate

s th

e pr

ovis

ions

of

mai

nten

ance

res

ourc

es,

such

as

tool

s, eq

uipm

ent,

parts

, an

d su

pplie

s.

Dec

isio

ns a

bout

whe

ther

to c

ontin

ue o

r di

vert

fligh

ts a

nd r

epai

r or

def

er d

iscr

epan

cies

are

als

o pr

ovid

ed b

y th

is f

unct

iona

l ele

men

t.

This

func

tion

also

coo

rdin

ates

mai

nten

ance

info

rmat

ion

betw

een

the

certi

ficat

e ho

lder

and

con

tract

mai

nten

ance

org

aniz

atio

ns.

30

Page 47: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

US

ED

AT:

AU

THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

RO

JEC

T: P

art 1

35 C

ertif

icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

810

/5/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A1.

3

NO

DE

:TI

TLE

:N

UM

BE

R:

Pla

n fli

ght s

egm

ents

A1.

3.2

P. 6

A1.

3.2.

1

Man

age

fligh

t seg

men

tpl

anni

ng

A1.

3.2.

2

Eva

luat

ew

eath

er

A1.

3.2.

3

Pla

nfli

ght

rout

es

A1.

3.2.

4

Acc

ept

payl

oad

A1.

3.2.

5

Per

form

lo

ad/fu

elpl

anni

ng

A1.

3.2.

6

Ass

ign

airc

raft

A1.

3.2.

7

Ass

ign

crew

- m

embe

r(s)

Pre

fligh

t pac

kage

Wea

ther

eval

uatio

ndi

rect

ives

Flig

ht s

egm

ent

plan

ning

dire

ctiv

es

Flig

ht ro

ute

plan

ing

dire

ctiv

es

Acc

epta

nce

of p

aylo

addi

rect

ives

Ope

ratio

nal c

ontro

l exe

cutio

n di

rect

ives

Load

/fuel

plan

ing

dire

ctiv

es

Cre

wm

embe

ras

sign

men

tdi

rect

ives

Cer

tific

ate

hold

er re

sour

ce in

form

atio

n

Pay

load

info

rmat

ion

Load

/fuel

pla

n

Airc

raft

assi

gnm

ent

Flig

ht s

egm

ent

plan

ning

reso

urce

s

Cre

wm

embe

ras

sign

men

t

Cre

wm

embe

r dut

y st

atus

Flig

ht s

egm

ent

plan

ning

man

agem

ent

reso

urce

s

Mai

nten

ance

ord

ers

Wea

ther

eval

uatio

nst

atus

Wea

ther

eval

uatio

nre

sour

ces

Flig

ht ro

ute

plan

ing

reso

urce

s

Flig

ht ro

ute

plan

ing

stat

us

Wea

ther

repo

rts

Cer

tific

ate

hold

er o

pera

tion

stat

us

Airp

ort i

nfor

mat

ion

Dat

a fo

r int

erna

l ana

lysi

s

Pay

load

acce

ptan

cest

atus

Flig

ht s

egm

ent p

lann

ing

stat

us

Flig

ht ro

utes

Sta

tus

Flig

ht o

pera

tions

Airp

ort/

wea

ther

/to

pogr

aphi

cal

info

rmat

ion

Load

/fuel

plan

ing

stat

us

Load

/fuel

plan

ing

reso

urce

s

Cer

tific

ate

hold

er o

pera

tion

reco

rds

Pay

load

sec

urity

and

wei

ght b

alan

ce

Pay

load

acce

ptan

cere

sour

ces

Cre

wm

embe

ras

sign

men

tre

sour

ces

Cre

wm

embe

ras

sign

men

tst

atus

Wea

ther

info

rmat

ion

Airc

raft

assi

gnm

ent

dire

ctiv

es

Airp

ort/t

opog

raph

ical

info

rmat

ion

Rej

ecte

d pa

yloa

d in

form

atio

n

Info

rmat

ion

afte

r airc

raft

grou

nd s

ervi

ces

Mai

nten

ance

man

agem

ent p

lan

Airc

raft

assi

gnm

ent

reso

urce

s

Airc

raft

assi

gnm

ent

stat

us

31

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5.6

A1.

3.2—

PLA

N F

LIG

HT

SEG

MEN

TS.

5.6.

1 A

1.3.

2.1—

Man

age

Flig

ht S

egm

ent P

lann

ing.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f flig

ht se

gmen

t pla

nnin

g:

Eval

uate

wea

ther

Plan

flig

ht ro

utes

Acc

ept p

aylo

ad

• Pe

rfor

m lo

ad/fu

el p

lann

ing

• A

ssig

n ai

rcra

ft •

Ass

ign

crew

mem

bers

It

prov

ides

dire

ctiv

es,

defin

es r

equi

rem

ents

and

con

trols

for

the

exe

cutio

n of

tho

se a

ctiv

ities

, an

d en

sure

s th

at t

he e

xecu

tion

is

acco

mpl

ishe

d in

acc

orda

nce

with

com

pany

pol

icie

s and

pro

cedu

res a

nd a

ny re

quire

d re

gula

tions

for t

hese

act

iviti

es.

5.

6.2

A1.

3.2.

2—Ev

alua

te W

eath

er.

32

This

func

tion

colle

cts,

inte

rpre

ts, a

nd d

isse

min

ates

wea

ther

info

rmat

ion.

5.

6.3

A1.

3.2.

3—Pl

an F

light

Rou

tes.

This

fun

ctio

n co

nsid

ers

all

fact

ors,

such

as

win

d, t

empe

ratu

re, a

nd a

ircra

ft pe

rfor

man

ce d

ata,

to

plan

the

flig

ht r

oute

for

spe

cific

ai

rcra

ft.

5.6.

4 A

1.3.

2.4—

Acc

ept P

aylo

ad.

This

func

tion

capt

ures

info

rmat

ion

for p

roce

ssin

g pa

yloa

d ac

cept

ance

. Th

is in

clud

es in

form

atio

n re

late

d to

: •

Pass

enge

rs a

nd th

eir c

arry

-on

bags

Non

reve

nue

pass

enge

rs

• Ju

mp

seat

s •

Car

go, m

ail

• C

ompa

ny-o

wne

d m

ater

ial (

CO

MA

T)

• D

ange

rous

goo

ds

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• Pa

ssen

gers

with

dis

abili

ties,

incl

udin

g se

rvic

e an

imal

s •

Ani

mal

s •

Oth

ers

5.6.

5 A

1.3.

2.5—

Perf

orm

Loa

d/Fu

el P

lann

ing.

This

func

tion

plan

s the

pay

load

. Th

is in

clud

es se

curin

g th

e pa

yloa

d an

d ha

ndlin

g da

nger

ous g

oods

and

fuel

for t

he fl

ight

bas

ed o

n th

e op

erat

iona

l req

uire

men

ts, s

uch

as:

• Ze

ro fu

el re

stric

tions

Land

ing

wei

ght r

estri

ctio

ns

• C

argo

pos

ition

/sec

urity

Shea

r wei

ght

• St

ruct

ural

take

off w

eigh

t •

Airp

ort a

nd ro

ute-

spec

ific

rest

rictio

ns

• O

ther

s, as

def

ined

in A

ppro

ved

Flig

ht M

anua

l (A

FM)

5.

6.6

A1.

3.2.

6—A

ssig

n A

ircra

ft.

This

func

tion

cons

ider

s an

d de

term

ines

the

spec

ific

airc

raft

tail

num

ber t

hat s

houl

d be

ass

igne

d to

a s

peci

fic ro

ute.

Thi

s al

so in

clud

es

nece

ssar

y su

pplie

s, i.e

., fo

rms,

over

-wat

er e

quip

men

t, et

c.

33

5.6.

7 A

1.3.

2.7—

Ass

ign

Cre

wm

embe

r(s)

.

Cre

wm

embe

r ref

ers

to a

per

son

assi

gned

to p

erfo

rm a

dut

y in

an

airc

raft

durin

g fli

ght t

ime

(14

CFR

Par

t 1).

Thi

s fu

nctio

n sc

hedu

les

and

assi

gns c

rew

mem

bers

to p

erfo

rm sp

ecifi

c fli

ght t

asks

. So

me

exam

ples

incl

ude:

Flig

ht a

nd d

uty

time

• C

rew

mem

ber q

ualif

icat

ions

Spec

ific

cond

ition

s ope

ratio

ns, s

uch

as c

ateg

ory

II (C

AT

II) a

nd c

ateg

ory

III (

CA

T II

I)

• Sp

ecia

l req

uire

men

ts, s

uch

as c

rew

pai

ring,

spec

ial a

irpor

ts, a

nd re

quire

d nu

mbe

r of c

abin

cre

w

Page 50: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

US

ED

AT:

AU

THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

RO

JEC

T: P

art 1

35 C

ertif

icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

810

/7/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A1.

3

NO

DE

:TI

TLE

:N

UM

BE

R:

Dis

patc

h ai

rcra

ftA

1.3.

3P

. 7

A1.

3.3.

1

Man

age

airc

raft

disp

atch

A1.

3.3.

2

Pro

duce

pref

light

pac

kage

A1.

3.3.

3

Initi

ate

fligh

t lo

catin

g pr

oced

ure

A1.

3.3.

4

Mon

itor

fligh

t

Flig

ht re

quire

men

ts

Airc

raft

disp

atch

dire

ctiv

es

Flig

ht lo

catin

gpr

oced

ure

initi

atio

ndi

rect

ives

Pre

fligh

t pac

kage

prod

uce

dire

ctiv

esFl

ight

mon

itorin

gdi

rect

ives

Airc

raft

disp

atch

exe

cutio

n di

rect

ives

Air

trans

porta

tion

stat

us

Flig

ht e

xecu

tion

info

rmat

ion

Pre

fligh

t pac

kage

Pre

fligh

tpa

ckag

ebr

iefin

g

Info

rmat

ion

afte

r airc

raft

grou

nd s

ervi

ces

Non

conc

urre

nce

of re

leas

e

Flig

htm

onito

ring

reso

urce

s

Flig

htm

onito

ring

stat

us

Pre

fligh

t pac

kage

prod

uce

reso

urce

sFl

ight

loca

ting

proc

edur

e in

itiat

ing

reso

urce

s

Airc

raft

disp

atch

man

agem

ent

reso

urce

s

Pre

fligh

tpa

ckag

epr

oduc

est

atus

Flig

ht lo

catin

gpr

oced

ure

initi

atio

nst

atus

Sta

tus

Mai

nten

ance

con

trol a

utho

rizat

ion

Airc

raft

disp

atch

sta

tus

Airc

raft

disp

atch

reso

urce

s

Cer

tific

ate

hold

erop

erat

ion

stat

us

Cre

wm

embe

r dut

y st

atus

34

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5.7

A1.

3.3—

DIS

PATC

H A

IRC

RA

FT.

5.7.

1 A

1.3.

3.1—

Man

age

Airc

raft

Dis

patc

h.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f airc

raft

disp

atch

: •

Prod

uce

pref

light

pac

kage

Initi

ate

fligh

t loc

atin

g pr

oced

ure

• M

onito

r flig

ht

It pr

ovid

es d

irect

ives

, de

fines

req

uire

men

ts a

nd c

ontro

ls f

or t

he e

xecu

tion

of t

hose

act

iviti

es,

and

ensu

res

that

the

exe

cutio

n is

ac

com

plis

hed

in a

ccor

danc

e w

ith c

ompa

ny p

olic

ies a

nd p

roce

dure

s and

any

requ

ired

regu

latio

ns fo

r the

se a

ctiv

ities

.

5.7.

2 A

1.3.

3.2—

Prod

uce

Pref

light

Pac

kage

.

This

fun

ctio

n pr

oduc

es a

dat

a pa

ckag

e th

at c

onta

ins

the

fligh

t pla

n, d

ispa

tch/

fligh

t loc

atio

n, lo

ad m

anag

emen

t, an

d ot

her

supp

ortin

g in

form

atio

n.

35

5.7.

3 A

1.3.

3.3—

Initi

ate

Flig

ht L

ocat

ing

Proc

edur

e.

This

fun

ctio

n re

fers

to th

e 14

CFR

Par

t 135

req

uire

men

ts th

at b

oth

the

airc

raft

disp

atch

er a

nd th

e pi

lot-i

n-co

mm

and

(PIC

) si

gn th

e di

spat

ch r

elea

se b

efor

e fli

ght.

The

sig

natu

res

certi

fy th

at, i

n th

e ju

dgm

ent o

f ea

ch, t

he f

light

can

be

mad

e sa

fely

as

plan

ned.

Pilo

ts

follo

w th

e ap

prov

ed p

roce

dure

for d

ispa

tchi

ng a

nd re

leas

ing

the

airc

raft.

Thi

s inv

olve

s pla

nnin

g to

initi

ate

the

fligh

t.

In c

ase

of fl

ight

rele

ase,

the

PIC

alo

ne si

gns t

he d

ocum

ent b

efor

e th

e fli

ght (

in th

e ca

se o

f sup

plem

enta

l ope

ratio

ns).

5.7.

4 A

1.3.

3.4—

Mon

itor F

light

.

This

fun

ctio

n re

fers

to th

e ne

ed f

or m

onito

ring

the

prog

ress

of

each

flig

ht u

nder

the

disp

atch

er’s

con

trol f

rom

its

poin

t of

orig

in to

la

ndin

g at

the

dest

inat

ion,

incl

udin

g ar

rival

s and

dep

artu

res f

rom

inte

rmed

iate

stop

s.

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US

ED

AT:

AU

THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

RO

JEC

T: P

art 1

35 C

ertif

icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

81/

16/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A1

NO

DE

:TI

TLE

:N

UM

BE

R:

Dev

elop

cer

tific

ate

hold

er p

olic

ies

& p

roce

dure

sA

1.5

P. 8

A1.

5.1

36

Coo

rdin

ate

certi

ficat

eho

lder

polic

y &

pro

cedu

rede

velo

pmen

t

A1.

5.2

Dev

elop

mai

nten

ance

polic

ies

&

proc

edur

es

A1.

5.3

Dev

elop

oper

atio

nspo

licie

s &

pr

oced

ures

A1.

5.4

Dev

elop

train

ing

polic

ies

& p

roce

dure

s

A1.

5.5

Dev

elop

adm

inis

trativ

epo

licie

s &

pr

oced

ures

Cer

tific

ate

hold

erpo

licy

& p

roce

dure

deve

lopm

ent d

irect

ives

Gov

ernm

ent

regu

latio

ns/

over

sigh

t

Trai

ning

pol

icy

&pr

oced

ure

deve

lopm

ent

dire

ctiv

es

Mai

nten

ance

pol

icy

&pr

oced

ure

deve

lopm

ent

dire

ctiv

es

CA

MP

Adm

inis

trativ

epo

licy

& p

roce

dure

deve

lopm

ent

dire

ctiv

esQ

A a

utho

rizat

ion

ME

L/C

DL

Cer

tific

ate

hold

er p

olic

y &

pro

cedu

re d

evel

opm

ent s

tatu

s

Rel

iabi

lity

data

Trai

ning

pol

icie

s &

pro

cedu

res

Tech

nica

l dat

aC

ertif

icat

e ho

lder

ope

ratio

n re

cord

s

Cer

tific

ate

hold

er re

sour

ce in

form

atio

n

Mai

nten

ance

man

agem

ent p

lan

Mai

nten

ance

& e

ngin

eerin

g ne

eds

Cer

tific

ate

hold

erpo

licie

s &

proc

edur

esde

velo

pmen

tre

sour

ces

Sta

tus

Adm

inis

trativ

e po

licy

&pr

oced

ure

deve

lopm

ent

stat

usO

pera

tions

pol

icy

& p

roce

dure

deve

lopm

ent

stat

us

Ope

ratio

ns p

olic

y&

pro

cedu

rede

velo

pmen

tdi

rect

ives

Air

carr

ier p

olic

y &

proc

edur

e de

velo

pmen

tco

ordi

natio

n re

sour

ces

Mai

nten

ance

pol

icy

&pr

oced

ure

deve

lopm

ent

reso

urce

s

Trai

ning

pol

icy

&pr

oced

ure

deve

lopm

ent

stat

us

Mai

nten

ance

pol

icy

& p

roce

dure

deve

lopm

ent s

tatu

s

Ope

ratio

ns p

olic

y &

proc

edur

e de

velo

pmen

tre

sour

ces

Alte

rnat

ive

regu

lato

ryco

mpl

ianc

e da

ta

Ope

ratio

nal n

eeds

Met

hods

for c

orre

ctio

n of

def

icie

ncie

s

Airp

ort/w

eath

er in

form

atio

n

Inte

rnal

feed

back

on

tech

nica

l/ope

ratio

nal c

onte

nts

Cer

tific

ate

hold

er o

pera

tion

stat

us

ATC

info

rmat

ion

Adm

inis

trativ

e po

licy

&pr

oced

ure

deve

lopm

ent

reso

urce

s

App

rove

d in

spec

tion

and

mai

nten

ance

app

licat

ion

polic

ies

& p

roce

dure

s

Trai

ning

pol

icy

&pr

oced

ure

deve

lopm

ent

reso

urce

s

Inte

rnal

ly g

ener

ated

saf

ety/

com

plia

nce

data

Airp

ort i

nfor

mat

ion

Air

carr

ier p

olic

y &

pro

cedu

re d

evel

opm

ent e

xecu

tion

dire

ctiv

es

GO

M

GM

M

App

rove

d op

erat

ions

pol

icie

s &

pro

cedu

res

Sec

urity

Dat

a fo

r int

erna

l ana

lysi

s

OE

M g

uida

nce

Sho

p fin

ding

s da

ta

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5.8

A1.

5—D

EVEL

OP

CER

TIFI

CA

TE H

OLD

ER P

OLI

CIE

S &

PR

OC

EDU

RES

.

5.8.

1 A

1.5.

1—C

oord

inat

e C

ertif

icat

e H

olde

r Pol

icy

& P

roce

dure

Dev

elop

men

t.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f cer

tific

ate

hold

er p

olic

y &

pro

cedu

re d

evel

opm

ent.

• D

evel

op m

aint

enan

ce p

olic

ies &

pro

cedu

res

• D

evel

op o

pera

tion

polic

ies &

pro

cedu

res

• D

evel

op tr

aini

ng p

olic

ies &

pro

cedu

res

• D

evel

op a

dmin

istra

tive

polic

ies &

pro

cedu

res

It pr

ovid

es d

irect

ives

, de

fines

req

uire

men

ts a

nd c

ontro

ls f

or t

he e

xecu

tion

of t

hose

act

iviti

es,

and

ensu

res

that

the

exe

cutio

n is

ac

com

plis

hed

in a

ccor

danc

e w

ith c

ompa

ny p

olic

ies a

nd p

roce

dure

s and

any

requ

ired

regu

latio

ns fo

r the

se a

ctiv

ities

.

5.8.

2 A

1.5.

2—D

evel

op M

aint

enan

ce P

olic

ies &

Pro

cedu

res.

This

fun

ctio

n pr

ovid

es m

aint

enan

ce m

anag

emen

t con

trols

by

prov

idin

g st

anda

rdiz

ed p

olic

ies

and

proc

edur

es a

nd b

y di

ssem

inat

ing

thes

e di

rect

ives

to c

ompa

ny o

rgan

izat

ions

and

con

tract

ors.

37

This

may

incl

ude

CA

SS, r

elia

bilit

y pr

ogra

ms,

etc.

5.

8.3

A1.

5.3—

Dev

elop

Ope

ratio

ns P

olic

ies &

Pro

cedu

res .

This

func

tion

prov

ides

ope

ratio

ns m

anag

emen

t con

trols

by

prov

idin

g st

anda

rdiz

ed p

olic

ies a

nd p

roce

dure

s and

by

diss

emin

atin

g th

ese

dire

ctiv

es to

com

pany

org

aniz

atio

ns a

nd c

ontra

ctor

s. T

he M

EL m

anua

l is a

lso

deve

lope

d in

this

func

tion.

5.

8.4

A1.

5.4—

Dev

elop

Tra

inin

g Po

licie

s & P

roce

dure

s .

This

fun

ctio

n pr

ovid

es p

erso

nnel

tra

inin

g co

ntro

ls b

y pr

ovid

ing

stan

dard

ized

pol

icie

s an

d pr

oced

ures

and

by

diss

emin

atin

g th

ese

dire

ctiv

es to

com

pany

org

aniz

atio

ns a

nd c

ontra

ctor

s.

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5.8.

5 A

1.5.

5—D

evel

op A

dmin

istra

tive

Polic

ies &

Pro

cedu

res.

This

func

tion

prov

ides

adm

inis

trativ

e co

ntro

ls b

y pr

ovid

ing

stan

dard

ized

pol

icie

s an

d pr

oced

ures

. Th

is m

ay in

clud

e dr

ess

code

, lea

ve

polic

y, r

etire

men

t pol

icy,

wor

k ho

urs,

pay

and

bene

fits,

and

othe

rs b

y di

ssem

inat

ing

thes

e di

rect

ives

to c

ompa

ny o

rgan

izat

ions

and

co

ntra

ctor

s.

38

Page 55: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

US

ED

AT:

AU

THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

RO

JEC

T: P

art 1

35 C

ertif

icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

81/

16/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A1.

5

NO

DE

:TI

TLE

:N

UM

BE

R:

Dev

elop

mai

nten

ance

pol

icie

s &

pro

cedu

res

A1.

5.2

P. 9

A1.

5.2.

1

Man

age

mai

nten

ance

polic

y &

pro

cedu

rede

velo

pmen

t

A1.

5.2.

2

Col

lect

& p

roce

ssop

erat

iona

l da

ta

A1.

5.2.

3

Per

form

tech

nica

l ev

alua

tion

A1.

5.2.

4

App

ly a

ppro

ved

insp

ectio

n an

d m

aint

enan

cepr

ogra

m

Mai

nten

ance

pol

icy

&pr

oced

ure

deve

lopm

ent

dire

ctiv

es

CA

MP

QA

aut

horiz

atio

n

GM

M

Mai

nten

ance

pol

icy

& p

roce

dure

dev

elop

men

t exe

cutio

n di

rect

ives

Mai

nten

ance

polic

y &

proc

edur

ede

velo

pmen

tre

sour

ces

Mai

nten

ance

man

agem

ent p

lan

Inte

rnal

feed

back

on

tech

nica

l/ope

ratio

nal c

onte

nts

Rel

iabi

lity

data

Airp

ort i

nfor

mat

ion

Cer

tific

ate

hold

er o

pera

tion

stat

usC

ertif

icat

e ho

lder

ope

ratio

n re

cord

s

Mai

nten

ance

& e

ngin

eerin

g ne

eds

Tech

nica

l dat

a

Cer

tific

ate

hold

er re

sour

ce in

form

atio

n

Mai

nten

ance

pol

icy

& p

roce

dure

dev

elop

men

t sta

tus

Ope

ratio

nal n

eeds

Alte

rnat

ive

regu

lato

ryco

mpl

ianc

e da

ta

App

rove

d in

spec

tion

and

mai

nten

ance

app

licat

ion

polic

ies

& p

roce

dure

s

Gov

ernm

ent

regu

latio

ns/

over

sigh

t

Ope

ratio

nal d

ata

colle

ctio

n di

rect

ives

Tech

nica

lev

alua

tion

dire

ctiv

es

Mai

nten

ance

prog

ram

chan

geap

prov

al

ME

L/C

DL

App

rove

d in

spec

tion

and

mai

nten

ance

pro

gram

appl

icat

ion

dire

ctiv

es

Pro

pose

d m

aint

enan

ce p

rogr

am c

hang

es

Sub

mis

sion

of

mai

nten

ance

prog

ram

cha

nges

App

rove

d in

spec

tion

and

mai

nten

ance

pro

gram

appl

icat

ion

reso

urce

s

Sup

port

requ

irem

ents

Tech

nica

lev

alua

tion

reso

urce

s

Sho

rt-te

rmtre

nd

Ope

ratio

nal d

ata

colle

ctio

nre

sour

ces

Mai

nten

ance

pol

icy

&pr

oced

ure

deve

lopm

ent

man

agem

ent r

esou

rces

Sta

tus

Inte

rnal

ly g

ener

ated

saf

ety/

com

plia

nce

data

OE

M g

uida

nce

Dat

a fo

r int

erna

l ana

lysi

s

Met

hods

for c

orre

ctio

n of

def

icie

ncie

s

Sho

p fin

ding

s da

ta

39

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5.9

A1.

5.2—

DEV

ELO

P M

AIN

TEN

AN

CE

POLI

CIE

S &

PR

OC

EDU

RES

.

5.9.

1 A

1.5.

2.1—

Man

age

Mai

nten

ance

Pol

icy

& P

roce

dure

Dev

elop

men

t.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f mai

nten

ance

pol

icy

and

proc

edur

e de

velo

pmen

t: •

Col

lect

and

pro

cess

ope

ratio

nal d

ata

• Pe

rfor

m te

chni

cal e

valu

atio

n •

App

ly a

ppro

ved

insp

ectio

n an

d m

aint

enan

ce p

rogr

am

It pr

ovid

es d

irect

ives

, de

fines

req

uire

men

ts a

nd c

ontro

ls f

or t

he e

xecu

tion

of t

hose

act

iviti

es,

and

ensu

res

that

the

exe

cutio

n is

ac

com

plis

hed

in a

ccor

danc

e w

ith c

ompa

ny p

olic

ies a

nd p

roce

dure

s and

any

requ

ired

regu

latio

ns fo

r the

se a

ctiv

ities

.

5.9.

2 A

1.5.

2.2—

Col

lect

& P

roce

ss O

pera

tiona

l Dat

a.

This

func

tion

obta

ins o

pera

tiona

l dat

a, w

hich

may

incl

ude

Mec

hani

cal I

nter

rupt

ion

Sum

mar

y (M

IS) r

epor

ts, p

ilot r

epor

ts, M

EL u

sage

, Se

rvic

e D

iffic

ulty

Rep

orts

(SD

R),

etc.

, and

org

aniz

es th

e da

ta fo

r act

ion

as re

quire

d, e

.g.,

adju

stm

ents

to m

aint

enan

ce p

rogr

ams

base

d on

relia

bilit

y in

form

atio

n to

gen

erat

e em

erge

ncy

orde

rs a

nd m

aint

enan

ce o

rder

s.

40

5.9.

3 A

1.5.

2.3—

Perf

orm

Tec

hnic

al E

valu

atio

n .

This

fun

ctio

n ev

alua

tes

relia

bilit

y da

ta,

if ap

plic

able

, an

d ot

her

data

, in

clud

ing

exem

ptio

ns,

devi

atio

ns,

and

wai

vers

to

prop

ose

mai

nten

ance

pro

gram

act

ions

. 5.

9.4

A1.

5.2.

4—A

pply

App

rove

d In

spec

tion

and

Mai

nten

ance

Pro

gram

.

This

fun

ctio

n ap

plie

s pr

opos

ed m

aint

enan

ce p

rogr

am c

hang

es o

n th

e op

erat

ions

of

certi

ficat

e ho

lder

s, in

clud

ing

publ

ishi

ng a

nd

diss

emin

atin

g th

e pr

opos

ed c

hang

es a

fter r

egul

ator

y re

view

.

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US

ED

AT:

AU

THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

RO

JEC

T: P

art 1

35 C

ertif

icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

81/

16/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A1.

5

NO

DE

:TI

TLE

:N

UM

BE

R:

Dev

elop

ope

ratio

ns p

olic

ies

& p

roce

dure

sA

1.5.

3P

. 10

A1.

5.3.

1

Man

age

oper

atio

nspo

licy

& p

roce

dure

deve

lopm

ent

A1.

5.3.

2

Iden

tify

&

impl

emen

top

erat

ions

polic

ies

&pr

oced

ures

A1.

5.3.

3

Dev

elop

& e

valu

ate

oper

atio

ns p

olic

ies

&pr

oced

ures

Gov

ernm

ent

regu

latio

ns/

over

sigh

tS

ecur

ityO

pera

tions

polic

y &

proc

edur

ede

velo

pmen

tdi

rect

ives

App

rove

d op

erat

ions

pol

icie

s &

pro

cedu

res

GO

M

Ope

ratio

ns p

olic

y &

pro

cedu

re d

evel

opm

ent e

xecu

tion

dire

ctiv

es

Ope

ratio

ns p

olic

y &

proc

edur

e de

velo

pmen

tgu

idel

ines

Ope

ratio

nspo

licy

&pr

oced

ure

deve

lopm

ent

reso

urce

s

Mai

nten

ance

& e

ngin

eerin

g ne

eds

Cer

tific

ate

hold

er re

sour

ce in

form

atio

n

OE

M g

uida

nce

Cer

tific

ate

hold

er o

pera

tion

reco

rds

ME

L/C

DL

Cer

tific

ate

hold

er o

pera

tion

stat

us

Airp

ort/w

eath

er in

form

atio

n

Inte

rnal

feed

back

on

tech

nica

l/ope

ratio

nal c

onte

nts

Ope

ratio

ns p

olic

y &

pro

cedu

re d

evel

opm

ent s

tatu

s

ATC

info

rmat

ion

Ope

ratio

nal n

eeds

Ope

ratio

ns p

olic

y &

pro

cedu

reid

entif

icat

ion

& im

plem

enta

tion

dire

ctiv

es

Ope

ratio

nspo

licy

&pr

oced

ure

iden

tific

atio

nre

sour

ces

Ope

ratio

ns p

olic

y &

proc

edur

e id

entif

icat

ion

&im

plem

enta

tion

stat

us

Ope

ratio

nspo

licy

&pr

oced

ure

deve

lopm

ent

reso

urce

s

Ope

ratio

ns p

olic

y &

proc

edur

ede

velo

pmen

t sta

tus

Sta

tus

Ope

ratio

nspo

licy

&pr

oced

ure

deve

lopm

ent

man

agem

ent

reso

urce

s

Inte

rnal

ly g

ener

ated

saf

ety/

com

plia

nce

data

Airp

ort

anal

ysis

perfo

rman

ceen

gine

erin

g

Dat

a fo

r int

erna

l ana

lysi

s

41

Page 58: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

5.10

A1.

5.3—

DEV

ELO

P O

PER

ATI

ON

S PO

LIC

IES

& P

RO

CED

UR

ES.

5.10

.1 A

1.5.

3.1—

Man

age

Ope

ratio

ns P

olic

y &

Pro

cedu

re D

evel

opm

ent.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f ope

ratio

nal p

olic

y an

d pr

oced

ure

deve

lopm

ent:

• Id

entif

y an

d ef

fect

ope

ratio

ns p

olic

ies a

nd p

roce

dure

s •

Dev

elop

and

eva

luat

e op

erat

ions

pol

icie

s and

pro

cedu

res

It pr

ovid

es d

irect

ives

, de

fines

req

uire

men

ts a

nd c

ontro

ls f

or t

he e

xecu

tion

of t

hose

act

iviti

es,

and

ensu

res

that

the

exe

cutio

n is

ac

com

plis

hed

in a

ccor

danc

e w

ith c

ompa

ny p

olic

ies a

nd p

roce

dure

s and

any

rele

vant

regu

latio

ns fo

r the

se a

ctiv

ities

.

5.10

.2 A

1.5.

3.2—

Iden

tify

& Im

plem

ent O

pera

tions

Pol

icie

s & P

roce

dure

s.

This

fun

ctio

n an

alyz

es th

e m

anag

emen

t con

trol o

f th

e ce

rtific

ate

hold

er o

pera

tions

and

iden

tifie

s th

e ne

cess

ary

oper

atio

nal n

eeds

to

addr

ess t

he o

pera

tions

pol

icy

issu

es to

incl

ude

airc

raft

and

pers

onne

l.

5.10

.3 A

1.5.

3.3—

Dev

elop

& E

valu

ate

Ope

ratio

ns P

olic

ies &

Pro

cedu

res .

42

This

func

tion

asse

sses

the

oper

atio

nal n

eeds

of c

ertif

icat

e ho

lder

ope

ratio

ns a

nd im

plem

ents

, inc

ludi

ng p

ublis

hing

and

dis

sem

inat

ing,

th

e po

licie

s and

pro

cedu

res i

nclu

ding

hum

an re

sour

ce is

sues

.

Page 59: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

US

ED

AT:

AU

THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

RO

JEC

T: P

art 1

35 C

ertif

icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

81/

16/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A1

NO

DE

:TI

TLE

:N

UM

BE

R:

Adm

inis

ter s

afet

y p

rogr

amA

1.6

P.1

1

A1.

6.1

Man

age

safe

ty p

rogr

amad

min

istra

tion

A1.

6.2

Col

lect

/an

alyz

esa

fety

dat

a

A1.

6.3

Per

form

inve

stig

atio

n

A1.

6.4

Per

form

inte

rnal

eval

uatio

n

A1.

6.5

Per

form

safe

ty

awar

enes

s pr

ogra

m

Saf

ety

prog

ram

adm

inis

tratio

n di

rect

ives

Saf

ety

awar

enes

spr

ogra

mre

sour

ces

Rel

iabi

lity

data

Ana

lytic

al re

sults

Cer

tific

ate

hold

er o

pera

tion

stat

us

Sta

tus

Dat

a fo

r sto

rage

Reg

ulat

ory

or o

ther

ext

erna

l lia

ison

Saf

ety

prog

ram

adm

inis

tratio

n st

atus

FOQ

A

Tech

nica

l dat

a

Saf

ety

man

agem

ent r

ecom

men

datio

n/fin

ding

s

Dat

a fo

r int

erna

l ana

lysi

s

Saf

ety

awar

enes

sin

form

atio

n

Dis

crep

anci

esid

entif

ied

durin

g IE

P

Saf

ety

prog

ram

adm

inis

tratio

n ex

ecut

ion

dire

ctiv

es

Saf

ety

data

colle

ctio

n/an

alys

is d

irect

ives

Inve

stig

atio

ndi

rect

ives

Inte

rnal

eval

uatio

ndi

rect

ives

Saf

ety

awar

enes

spr

ogra

mdi

rect

ives

Spe

cial

eva

luat

ion

Inte

rnal

eva

luat

ion

stat

us

Inte

rnal

eval

uatio

nre

sour

ces

Inve

stig

atio

nre

sour

ces

Saf

ety

data

colle

ctio

n/an

alys

isre

sour

ces

Saf

ety

prog

ram

adm

inis

tratio

nm

anag

emen

t res

ourc

es

Inve

stig

atio

nst

atus

Saf

ety

data

colle

ctio

n/an

alys

isst

atus

Saf

ety

prog

ram

adm

inis

tratio

nre

sour

ces

Saf

ety

awar

enes

spr

ogra

m s

tatu

s

Inte

rnal

ly g

ener

ated

saf

ety/

com

plia

nce

data

43

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5.11

A1.

6—A

DM

INIS

TER

SA

FETY

PR

OG

RA

M.

5.11

.1 A

1.6.

1—M

anag

e Sa

fety

Pro

gram

Adm

inis

tratio

n.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s th

e fo

llow

ing

activ

ities

of s

afet

y pr

ogra

m a

dmin

istra

tion

in a

man

ner c

onsi

sten

t with

co

mpa

ny m

anag

emen

t goa

ls:

Col

lect

and

ana

lyze

safe

ty d

ata

Perf

orm

inve

stig

atio

n •

Perf

orm

inte

rnal

eva

luat

ion

• Pe

rfor

m sa

fety

aw

aren

ess p

rogr

am

It pr

ovid

es d

irect

ives

and

def

ines

req

uire

men

ts a

nd c

ontro

ls in

acc

orda

nce

with

com

pany

pol

icie

s an

d pr

oced

ures

and

any

req

uire

d re

gula

tions

for t

hese

act

iviti

es.

5.

11.2

A1.

6.2—

Col

lect

/Ana

lyze

Saf

ety

Dat

a .

This

fun

ctio

n co

llect

s an

d an

alyz

es i

nfor

mat

ion

for

diss

emin

atio

n w

ithin

the

cer

tific

ate

hold

ers

for

the

purp

ose

of i

dent

ifyin

g an

d m

itiga

ting

risks

. Th

at in

form

atio

n al

so se

rves

as t

he b

asis

for r

isk

asse

ssm

ent b

y th

e se

nior

lead

ersh

ip.

44

5.11

.3 A

1.6.

3—Pe

rfor

m In

vest

igat

ion.

This

fun

ctio

n in

volv

es f

act

findi

ngs,

inte

rvie

ws,

and

caus

e-ef

fect

ana

lysi

s of

circ

umst

ance

s su

rrou

ndin

g an

inc

iden

t, ac

cide

nt,

or

failu

re; a

s a re

sult

of th

is, t

he ro

ot c

ause

of a

ccid

ent,

inci

dent

, or f

ailu

re is

det

erm

ined

and

reco

mm

enda

tions

are

issu

ed.

5.

11.4

A1.

6.4—

Perf

orm

Inte

rnal

Eva

luat

ion .

This

fun

ctio

n us

es a

sys

tem

atic

app

roac

h to

ide

ntify

the

cer

tific

ate

hold

er’s

def

icie

ncie

s or

are

as n

eedi

ng i

mpr

ovem

ent.

Thi

s is

ac

com

plis

hed

usin

g th

e fo

llow

ing

met

hods

: •

Obs

erva

tions

Rec

ords

aud

it •

Inte

rvie

w o

f per

sonn

el

• Sc

hedu

led

or sp

ecia

l eva

luat

ions

Page 61: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

This

fun

ctio

n ad

dres

ses

oper

atio

nal

area

s su

ch a

s fli

ght

oper

atio

ns,

mai

nten

ance

fun

ctio

ns,

tech

nica

l op

erat

ions

, di

spat

ch,

grou

nd

oper

atio

ns, s

ecur

ity, a

nd in

-flig

ht se

rvic

es.

5.

11.5

A1.

6.5—

Perf

orm

Saf

ety

Aw

aren

ess P

rogr

am.

This

func

tion

serv

es to

dis

sem

inat

e sa

fety

com

mun

icat

ions

, suc

h as

:

• Sa

fety

bul

letin

s •

Rec

omm

enda

tions

Less

on le

arne

d •

Post

ers

• Sa

fety

reco

gniti

on p

rogr

am

• Sa

fety

com

mitt

ee m

inut

es a

nd re

com

men

datio

ns

45

Page 62: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

US

ED

AT:

AU

THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

RO

JEC

T: P

art 1

35 C

ertif

icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

81/

16/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A1

NO

DE

:TI

TLE

:N

UM

BE

R:

Per

form

info

rmat

ion

man

agem

ent

A1.

7P

. 12

A1.

7.1

Coo

rdin

ate

info

rmat

ion

man

agem

ent

A1.

7.2

Per

form

reco

rdke

epin

g&

repo

rting

A1.

7.3

Adm

inis

ter

tech

nica

lpu

blic

atio

n

Gov

ernm

ent

regu

latio

ns/

over

sigh

t

Info

rmat

ion

man

agem

ent

dire

ctiv

es

GM

M

GO

M

Man

ual S

yste

m

Rec

ordk

eepi

ng &

repo

rting

dire

ctiv

es

Tech

nica

l pub

licat

ion

adm

inis

tratio

n di

rect

ives

Info

rmat

ion

man

agem

ent e

xecu

tion

dire

ctiv

es

Info

rmat

ion

man

agem

ent

reso

urce

s

Ana

lytic

al re

sults

Com

mun

icat

ion

& re

porti

ng

Dat

a fo

r sto

rage

Tech

nica

l dat

a

Airc

raft

reco

rds

Cer

tific

ate

hold

er re

sour

ce in

form

atio

n

Acc

epte

d m

aint

enan

ce re

cord

s

Info

rmat

ion

man

agem

ent s

tatu

s

Inte

rnal

ly g

ener

ated

saf

ety/

com

plia

nce

data

Cer

tific

ate

hold

er o

pera

tion

reco

rds

Dat

a fo

r int

erna

l ana

lysi

s

ME

L/C

DL

Con

trolle

d do

cum

enta

tion

Cer

tific

ate

hold

er o

pera

tion

stat

us

Tech

nica

l pub

licat

ion

adm

inis

tratio

n st

atus

Tech

nica

l pub

licat

ion

adm

inis

tratio

n re

sour

ces

Rec

ordk

eepi

ng &

repo

rting

sta

tus

Rec

ordk

eepi

ng&

repo

rting

reso

urce

s

Sta

tus

Info

rmat

ion

man

agem

ent

coor

dina

tion

reso

urce

s

Tech

nica

l com

mun

icat

ion

& re

porti

ngFl

ight

exe

cutio

n in

form

atio

n

Saf

ety

awar

enes

s in

form

atio

nR

eque

st fo

r res

ourc

es

46

Page 63: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

5.12

A1.

7—PE

RFO

RM

INFO

RM

ATI

ON

MA

NA

GEM

ENT.

5.12

.1 A

1.7.

1—C

oord

inat

e In

form

atio

n M

anag

emen

t.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f inf

orm

atio

n m

anag

emen

t: •

Perf

orm

reco

rdke

epin

g &

repo

rting

Adm

inis

ter t

echn

ical

pub

licat

ions

/con

trolle

d do

cum

ents

It

prov

ides

dire

ctiv

es,

defin

es r

equi

rem

ents

and

con

trols

for

the

exe

cutio

n of

tho

se a

ctiv

ities

, an

d en

sure

s th

at t

he e

xecu

tion

is

acco

mpl

ishe

d in

acc

orda

nce

with

com

pany

pol

icie

s and

pro

cedu

res a

nd a

ny re

leva

nt re

gula

tions

for t

hese

act

iviti

es.

5.

12.2

A1.

7.2—

Perf

orm

Rec

ordk

eepi

ng &

Rep

ortin

g.

This

func

tion

stor

es ra

w d

ata

avai

labl

e fo

r que

ry/re

triev

al a

nd fo

r ana

lytic

al/m

anag

emen

t fun

ctio

ns.

5.12

.3 A

1.7.

3—A

dmin

iste

r Tec

hnic

al P

ublic

atio

n .

This

fun

ctio

n co

llect

s an

d re

vise

s te

chni

cal p

ublic

atio

ns s

uch

as G

MM

, GO

M, F

light

Ope

ratio

ns M

anua

l (FO

M),

Flig

ht A

ttend

ant

Man

uals

, Mai

nten

ance

Man

uals

, MEL

s, ot

her t

echn

ical

pub

licat

ions

, and

tech

nica

l dat

a.

47

This

fun

ctio

n al

so r

evie

ws

prop

osed

cha

nges

and

all

othe

r pr

oced

ures

and

man

uals

tha

t th

e ch

ange

ref

eren

ces

to e

nsur

e co

nflic

t pr

even

tion

or re

solu

tion.

Th

e pu

blic

atio

ns fa

ll in

to th

e fo

llow

ing

cate

gorie

s:

• A

ppro

ved/

acce

pted

Oth

er c

ontro

lled

publ

icat

ions

:

- G

over

nmen

t pub

licat

ions

• C

FRs

• A

dvis

ory

Circ

ular

s •

Airw

orth

ines

s Dire

ctiv

e (A

D)

• H

andb

ook

bulle

tins

Page 64: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

- C

ompa

ny b

ulle

tins

Mai

nten

ance

ale

rt bu

lletin

s •

Flig

ht c

rew

lette

rs

• C

ontro

lled

publ

icat

ions

- N

ewsl

ette

rs

- M

agaz

ine

- Em

ails

-

Web

site

s -

Bro

adca

st m

essa

ges

The

revi

sion

pro

cess

incl

udes

: •

FAA

-req

uest

ed re

visi

ons

• C

ompa

ny m

anua

l rev

isio

ns

• Pr

oces

sing

/con

trol c

usto

mer

man

uals

48

• D

istri

butio

n of

revi

sion

s int

erna

l/ext

erna

l •

Rev

isio

n tra

ckin

g (i.

e., a

ckno

wle

dge

of e

lect

roni

c or

man

ual r

ecei

pt, e

tc.)

• Su

gges

ted

revi

sion

(int

erna

l/ext

erna

l) to

com

pany

man

uals

Elec

troni

c so

ftwar

e re

visi

ons

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US

ED

AT:

AU

THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

RO

JEC

T: P

art 1

35 C

ertif

icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

81/

16/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A0

NO

DE

:TI

TLE

:N

UM

BE

R:

Per

form

air

trans

porta

tion

A2

P. 1

3

A2.

1

Man

age

air t

rans

porta

tion

A2.

2

Per

form

qual

ity s

urve

illan

ceof

ope

ratio

ns

A2.

3

Per

form

pass

enge

rse

rvic

es

A2.

4

Per

form

grou

nd

oper

atio

ns

A2.

5

Per

form

airc

raft

oper

atio

ns

49

Cer

tific

ate

hold

erbu

sine

ssdi

rect

ives

Air

trans

porta

tion

reso

urce

s

ATC

faci

litie

sA

irpor

ts

Flig

ht e

xecu

tion

info

rmat

ion

Ope

ratio

nal d

ata

Airc

raft

oper

atio

nre

sour

ces

Allo

cate

d ex

pend

able

sup

plie

s

Util

izat

ion

proj

ectio

nA

TCin

stru

ctio

ns/c

lear

ance

sA

ppro

ved

Insp

ectio

nan

d ot

her m

aint

enan

cepr

ogra

ms

Pas

seng

erse

rvic

edi

rect

ives

Gro

und

oper

atio

ndi

rect

ives

Airc

raft

oper

atio

ndi

rect

ives

App

rove

d op

erat

ions

polic

ies

& p

roce

dure

s

Airc

raft

afte

r gro

und

serv

ices

Gro

und

oper

atio

nst

atus

Airc

raft

oper

atio

nst

atus

Pas

seng

erse

rvic

est

atus

Pay

load

at d

epar

ture

airp

ort

Air

trans

porta

tion

dire

ctiv

es

GM

MG

OM

Gro

und

oper

atio

nre

sour

ces

Ope

ratio

n qu

ality

surv

eilla

nce

dire

ctiv

es

Pas

seng

erse

rvic

ere

sour

ces

Pay

load

at d

estin

atio

n ai

rpor

t

Air

trans

porta

tion

man

agem

ent

reso

urce

s

Sta

tus

Rej

ecte

d ca

rgo

Pas

seng

ers

deni

ed b

oard

ing

Cre

wm

embe

r(s)

to b

e as

sign

ed

Air

trans

porta

tion

stat

us

Airc

raft

Man

ual

Sys

tem

Spe

cial

flig

ht o

pera

tions

Rej

ecte

d pa

yloa

d

Info

rmat

ion

afte

r airc

raft

grou

nd s

ervi

ces

Ass

igne

d cr

ewm

embe

r(s)

Mai

nten

ance

ord

ers

Airc

raft

to b

e ev

alua

ted

Ope

ratio

n qu

ality

surv

eilla

nce

reso

urce

s

Ope

ratio

nqu

ality

surv

eilla

nce

stat

us

Ope

ratio

ns q

ualit

y su

rvei

llanc

e ap

prov

al

Ana

lytic

al re

sults

Ope

ratio

ns a

udit

repo

rts

Allo

cate

d ai

rcra

ft

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5.13

A2—

PER

FOR

M A

IR T

RA

NSP

OR

TATI

ON

.

5.13

.1 A

2.1—

Man

age

Air

Tran

spor

tatio

n.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f air

trans

porta

tion:

Perf

orm

qua

lity

surv

eilla

nce

of o

pera

tions

Perf

orm

pas

seng

er se

rvic

es

• Pe

rfor

m g

roun

d op

erat

ions

Perf

orm

airc

raft

oper

atio

ns

It pr

ovid

es d

irect

ives

, de

fines

req

uire

men

ts a

nd c

ontro

ls f

or t

he e

xecu

tion

of t

hose

act

iviti

es,

and

ensu

res

that

the

exe

cutio

n is

ac

com

plis

hed

in a

ccor

danc

e w

ith c

ompa

ny p

olic

ies a

nd p

roce

dure

s and

any

requ

ired

regu

latio

ns fo

r the

se a

ctiv

ities

.

5.13

.2 A

2.2—

Perf

orm

Qua

lity

Surv

eilla

nce

of O

pera

tions

.

The

qual

ity su

rvei

llanc

e of

the

func

tions

app

rove

d by

ope

ratio

ns p

olic

ies a

nd p

roce

dure

s.

50

5.13

.3 A

2.3—

Perf

orm

Pas

seng

er S

ervi

ces.

This

func

tion

prov

ides

serv

ices

for p

asse

nger

s, su

ch a

s:

Con

trolli

ng th

e ac

cess

to th

e ai

rcra

ft

• Sc

reen

ing

for c

arry

-on

bagg

age

Che

ckin

g fo

r pas

seng

er re

gula

tory

com

plia

nce,

i.e.

, sm

okin

g, se

at b

elt,

and

exit

row

seat

ing

rule

s

• B

riefin

g pa

ssen

gers

Ensu

ring

the

safe

ty o

f pas

seng

ers d

urin

g bo

ardi

ng, f

light

, and

dep

lani

ng

• Pe

rfor

min

g fli

ght a

ttend

ant a

ctiv

ities

and

resp

ondi

ng to

pas

seng

ers

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5.13

.4 A

2.4—

Perf

orm

Gro

und

Ope

ratio

ns.

This

func

tion

prov

ides

gro

und

serv

ices

to fl

ight

ope

ratio

ns, i

nclu

ding

:

Gro

und

hand

ling

Car

go h

andl

ing

Con

sum

able

s rep

leni

shm

ent (

e.g.

, fue

l, em

erge

ncy

equi

pmen

t, fo

od, e

tc.)

• Li

ne se

rvic

es

• D

eici

ng/a

nti-i

cing

serv

ices

5.

13.5

A2.

5—Pe

rfor

m A

ircra

ft O

pera

tions

.

This

fun

ctio

n op

erat

es a

nd m

oves

airc

raft

from

the

gate

or

bloc

ks-o

ut a

t the

dep

artu

re a

irpor

t to

the

arriv

al a

t des

tinat

ion,

unt

il th

e ai

rcra

ft co

mes

to a

com

plet

e st

op a

t the

gat

e or

on

the

ram

p.

This

fun

ctio

n be

gins

with

the

mai

nten

ance

rel

ease

with

the

airc

raft

avai

labl

e fo

r pas

seng

er b

oard

ing/

carg

o lo

adin

g an

d cr

ewm

embe

r che

ck-in

, rea

dy fo

r pre

fligh

t act

ivity

.

This

act

ivity

incl

udes

:

51

• Pr

edep

artu

re g

roun

d op

erat

ions

Take

off

Clim

b

• C

ruis

e

• D

esce

nt

• A

ppro

ach

Land

ing

Post

arriv

al g

roun

d op

erat

ions

Page 68: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

US

ED

AT:

AU

THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

RO

JEC

T: P

art 1

35 C

ertif

icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

81/

16/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A2

NO

DE

:TI

TLE

:N

UM

BE

R:

Per

form

pas

seng

er s

ervi

ces

A2.

3P

. 14

A2.

3.1

Man

age

pass

enge

rse

rvic

es

A2.

3.2

Per

form

pref

light

cab

indu

ties

A2.

3.3

Per

form

boar

ding

serv

ices

A2.

3.4

Per

form

in-fl

ight

serv

ices

A2.

3.5

Per

form

depl

anin

gse

rvic

es

Pay

load

at d

estin

atio

n ai

rpor

t

Pas

seng

ers

on b

oard

for

depl

anin

g

Pay

load

at d

epar

ture

airp

ort

Pas

seng

erse

rvic

edi

rect

ives

In-fl

ight

serv

ice

dire

ctiv

es

Pas

seng

erse

rvic

edi

rect

ives

Sta

tus

Airc

raft

Pas

seng

er s

ervi

ce s

tatu

s

Pas

seng

ers

on b

oard

for

depa

rture

Pas

seng

erse

rvic

ere

sour

ces

Pas

seng

er s

ervi

ce e

xecu

tion

dire

ctiv

es

Dep

lani

ngse

rvic

edi

rect

ives

Pre

fligh

t cab

in d

uty

perfo

rman

ce d

irect

ives

52

Dep

lani

ngse

rvic

est

atus

Dep

lani

ngse

rvic

ere

sour

ces

In-fl

ight

serv

ice

stat

us

In-fl

ight

serv

ice

reso

urce

s

Boa

rdin

gse

rvic

ere

sour

ces

Boa

rdin

gse

rvic

est

atus

Pas

seng

erse

rvic

em

anag

emen

tre

sour

ces

Pas

seng

ers

deni

ed b

oard

ing

Flig

ht e

xecu

tion

info

rmat

ion

Cab

inre

adin

ess

stat

us

Pre

fligh

t cab

indu

type

rform

ance

stat

us

Pre

fligh

tca

bin

duty

perfo

rman

cere

sour

ces

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5.14

A2.

3—PE

RFO

RM

PA

SSEN

GER

SER

VIC

ES.

5.14

.1 A

2.3.

1—M

anag

e Pa

ssen

ger S

ervi

ces.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f pas

seng

er se

rvic

es:

Perf

orm

pre

fligh

t cab

in d

utie

s •

Perf

orm

boa

rdin

g se

rvic

es

• Pe

rfor

m in

-flig

ht se

rvic

es

• Pe

rfor

m d

epla

ning

serv

ices

It

prov

ides

dire

ctiv

es,

defin

es r

equi

rem

ents

and

con

trols

for

the

exe

cutio

n of

tho

se a

ctiv

ities

, an

d en

sure

s th

at t

he e

xecu

tion

is

acco

mpl

ishe

d in

acc

orda

nce

with

com

pany

pol

icie

s and

pro

cedu

res a

nd a

ny re

quire

d re

gula

tions

for t

hese

act

iviti

es.

5.

14.2

A2.

3.2—

Perf

orm

Pre

fligh

t Cab

in D

utie

s.

This

func

tion

incl

udes

all

dutie

s and

resp

onsi

bilit

ies i

n ca

bin

prep

arat

ion,

such

as:

53

• Pr

eflig

ht o

f em

erge

ncy

equi

pmen

t

• Pr

eflig

ht o

f com

mun

icat

ion

pane

l

• Pr

eflig

ht o

f saf

ety

onbo

ard

card

s, se

at b

acks

• Pr

eflig

ht o

f gal

ley

equi

pmen

t inc

ludi

ng c

ater

ing

supp

lies,

if ap

plic

able

• Pr

eflig

ht o

f jum

p se

at fu

nctio

nalit

y

• Se

curit

y se

arch

of c

abin

com

partm

ent i

nclu

ding

ove

rhea

d bi

ns

• Pr

eflig

ht o

f lav

ator

y fu

nctio

nalit

y in

clud

ing

fire

bottl

es

• PI

C b

riefin

g w

ith l

ead

fligh

t at

tend

ants

and

/or

entir

e ca

bin

crew

, dep

endi

ng o

n th

e si

ze o

f th

e fli

ght,

e.g.

, Cre

w R

esou

rce

Man

agem

ent (

CR

M)

Page 70: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

• Em

erge

ncy

brie

fing

by l

ead

atte

ndan

t to

cab

in c

rew

to

incl

ude

pers

onal

em

erge

ncy

equi

pmen

t an

d as

sign

men

t du

ring

emer

genc

ies

• C

oord

inat

ion

of se

curit

y

• M

eal/b

ever

age

serv

ices

, if a

pplic

able

5.14

.3 A

2.3.

3—Pe

rfor

m B

oard

ing

Serv

ices

.

This

func

tion

boar

ds p

asse

nger

s and

incl

udes

, but

is n

ot li

mite

d to

, the

follo

win

g ac

tiviti

es:

• C

heck

-in

• Se

curit

y sc

reen

ing

• Sc

reen

ing

of a

ll ba

ggag

e

• C

heck

ing

for i

ntox

icat

ed p

asse

nger

s, ex

it-ro

w s

eatin

g co

mpl

ianc

e, p

asse

nger

sea

tbel

t com

plia

nce,

and

em

erge

ncy

proc

edur

es

notif

icat

ion

54

• Se

atin

g se

rvic

es b

efor

e ai

rcra

ft le

aves

the

gate

for t

akeo

ff

• Pa

ssen

ger c

ontro

l for

em

bark

ing/

dise

mba

rkin

g (c

ockp

it ac

cess

lim

its, s

mok

ing

polic

ies,

etc.

)

• N

eces

sary

ann

ounc

emen

ts

This

incl

udes

the

pass

enge

r man

ifest

to id

entif

y:

• U

nacc

ompa

nied

min

ors

• U

.S. A

ir M

arsh

als o

r gun

-car

ryin

g la

w e

nfor

cem

ent o

ffic

ers

• Pe

ts

• D

epor

tees

Pass

enge

rs w

ith d

isab

ilitie

s •

Men

tal p

atie

nts

Page 71: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

5.14

.4 A

2.3.

4—Pe

rfor

m In

-Flig

ht S

ervi

ces.

This

func

tion

prov

ides

pas

seng

ers w

ith th

e fo

llow

ing

serv

ices

dur

ing

the

airc

raft

fligh

t: •

Brie

fing

pass

enge

rs

• C

ontro

lling

pas

seng

ers d

urin

g fli

ght

• St

orin

g of

car

ry-o

n ba

ggag

e •

Ensu

ring

pass

enge

r reg

ulat

ory

com

plia

nce,

i.e.

, por

tabl

e el

ectro

nic

devi

ces (

PED

), sm

okin

g, a

nd se

atbe

lt ru

les

• Se

curin

g ca

bin,

i.e.

, arm

ing

door

s, C

RM

Th

is p

roce

ss st

arts

at t

he d

epar

ture

airp

ort a

fter a

ll th

e do

ors o

f the

airc

raft

are

secu

red

for d

epar

ture

and

end

s at t

he d

estin

atio

n ai

rpor

t be

fore

the

doo

rs o

f th

e ai

rcra

ft ar

e op

ened

for

pas

seng

er/c

argo

dep

lani

ng.

Thi

s fu

nctio

n m

ay o

nly

appl

y to

14

CFR

Par

t 13

5 op

erat

ions

with

ten

or m

ore

pass

enge

rs.

This

incl

udes

the

pass

enge

r man

ifest

to id

entif

y:

• U

nacc

ompa

nied

min

ors

• U

.S. A

ir M

arsh

als o

r gun

-car

ryin

g la

w e

nfor

cem

ent o

ffic

ers

55

• Pe

ts

• D

epor

tees

Pass

enge

rs w

ith d

isab

ilitie

s •

Men

tal p

atie

nts

5.14

.5 A

2.3.

5—Pe

rfor

m D

epla

ning

Ser

vice

s.

This

fun

ctio

n se

rves

pas

seng

ers

by c

heck

ing

pass

enge

r co

mpl

ianc

e w

ith s

igns

, pas

seng

er s

afet

y on

jetw

ays/

stai

rs, a

nd a

bnor

mal

or

emer

genc

y ev

acua

tion

requ

irem

ents

. Th

is in

clud

es th

e pa

ssen

ger m

anife

st to

iden

tify:

Una

ccom

pani

ed m

inor

s •

U.S

. Air

Mar

shal

s or g

un-c

arry

ing

law

enf

orce

men

t off

icer

s •

Pets

Dep

orte

es

• Pa

ssen

gers

with

dis

abili

ties

• M

enta

l pat

ient

s

Page 72: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

US

ED

AT:

AU

THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

RO

JEC

T: P

art 1

35 C

ertif

icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

81/

16/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A2.

3

NO

DE

:TI

TLE

:N

UM

BE

R:

Per

form

boa

rdin

g se

rvic

esA

2.3.

3P

. 15

A2.

3.3.

1

Man

age

boar

ding

serv

ices

A2.

3.3.

2

Pro

vide

chec

k-in

serv

ices

A2.

3.3.

3

Pro

vide

secu

rity

serv

ices

A2.

3.3.

4

Pro

vide

seat

ing

serv

ices

Pas

seng

er s

ervi

ce d

irect

ives

56

Pay

load

at d

epar

ture

airp

ort

Boa

rdin

gse

rvic

ere

sour

ces

Airc

raft

Pas

seng

ers

afte

rch

ecki

ng-in

Pas

seng

ers

pass

ing

secu

rity

scre

enin

g

Pas

seng

ers

on b

oard

for d

epar

ture

Boa

rdin

g se

rvic

e st

atus

Sec

urity

serv

ice

reso

urce

s

Boa

rdin

g se

rvic

e ex

ecut

ion

dire

ctiv

es

Sec

urity

serv

ice

dire

ctiv

es

Sea

ting

serv

ice

dire

ctiv

es

Sec

urity

serv

ice

stat

us

Sea

ting

serv

ice

reso

urce

s

Sea

ting

serv

ice

stat

us

Pas

seng

ers

deni

ed b

oard

ing

Sta

tus Boa

rdin

gse

rvic

em

anag

emen

tre

sour

ces

Flig

ht e

xecu

tion

info

rmat

ion

Cab

in re

adin

ess

stat

us

Che

ck-in

serv

ice

reso

urce

s

Che

ck-in

serv

ice

stat

us

Che

ck-in

serv

ice

dire

ctiv

es

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5.15

A2.

3.3—

PER

FOR

M B

OA

RD

ING

SER

VIC

ES.

5.15

.1 A

2.3.

3.1—

Man

age

Boa

rdin

g Se

rvic

es.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f pas

seng

er b

oard

ing

serv

ices

:

• Pr

ovid

e ch

eck-

in se

rvic

es

• Pr

ovid

e se

curit

y sc

reen

ing

Prov

ide

seat

ing

serv

ices

It

prov

ides

dire

ctiv

es,

defin

es r

equi

rem

ents

and

con

trols

for

the

exe

cutio

n of

tho

se a

ctiv

ities

, an

d en

sure

s th

at t

he e

xecu

tion

is

acco

mpl

ishe

d in

acc

orda

nce

with

com

pany

pol

icie

s and

pro

cedu

res a

nd a

ny re

quire

d re

gula

tions

for t

hese

act

iviti

es.

5.

15.2

A2.

3.3.

2—Pr

ovid

e C

heck

-In

Serv

ices

.

This

fun

ctio

n ca

ptur

es t

he p

roce

ss o

f pa

ssen

ger

boar

ding

, whi

ch m

ay i

nclu

de c

heck

ing

and

regi

ster

ing

the

pass

enge

r’s

ticke

t an

d lu

ggag

e an

d pr

ovid

ing

the

pass

enge

r w

ith a

boa

rdin

g pa

ss in

dica

ting

fight

num

ber,

boar

ding

gat

e, ti

me,

sea

t num

ber,

etc.

Thi

s al

so

incl

udes

secu

rity

ques

tions

dur

ing

pass

enge

r che

ck-in

.

57

5.15

.3 A

2.3.

3.3—

Prov

ide

Secu

rity

Serv

ices

.

This

func

tion

refe

rs to

the

secu

rity

scre

enin

g of

pas

seng

ers

and

carr

y-on

bag

gage

to e

nsur

e no

wea

pons

or o

ther

dan

gero

us g

oods

and

m

ater

ials

are

bei

ng b

roug

ht o

nto

the

airc

raft.

5.

15.4

A2.

3.3.

4—Pr

ovid

e Se

atin

g Se

rvic

es.

This

func

tion

serv

es p

asse

nger

s’ n

eeds

for s

afe

seat

ing

and

lugg

age

plac

emen

t. T

his

also

incl

udes

ass

istin

g sp

ecia

l-nee

ds p

asse

nger

s, i.e

., pa

ssen

gers

with

dis

abili

ties,

preg

nant

pas

seng

ers,

infa

nts,

etc.

Page 74: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

US

ED

AT:

AU

THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

RO

JEC

T: P

art 1

35 C

ertif

icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

81/

16/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A2

NO

DE

:TI

TLE

:N

UM

BE

R:

Per

form

gro

und

ope

ratio

nsA

2.4

P. 1

6

A2.

4.1

Man

age

grou

ndop

erat

ions

A2.

4.2

Per

form

grou

nd

hand

ling

A2.

4.3

Per

form

carg

o ha

ndlin

g

A2.

4.4

Rep

leni

shfu

el

A2.

4.5

Per

form

line

serv

ices

A2.

4.6

Per

form

deic

ing/

anti-

icin

gse

rvic

esDei

cing

/ant

i-ici

ngdi

rect

ives

Gro

und

oper

atio

ndi

rect

ives

Line

serv

ice

dire

ctiv

es

Car

go-

hand

ling

dire

ctiv

es

Gro

und-

hand

ling

dire

ctiv

es

Gro

und

oper

atio

n ex

ecut

ion

dire

ctiv

es

Fuel

repl

enis

hmen

tdi

rect

ives

App

rove

d In

spec

tion

and

othe

r mai

nten

ance

prog

ram

s

GM

M

Gro

und

oper

atio

n st

atus

Pay

load

at d

epar

ture

airp

ort

Pay

load

at d

estin

atio

n ai

rpor

t

Gro

und

oper

atio

nre

sour

ces

Dei

cing

/an

ti-ic

ing

serv

ice

reso

urce

s

Car

go-h

andl

ing

reso

urce

s

Car

go in

tend

ed fo

r airc

raft

Car

go le

avin

g ai

rcra

ft

Car

go-h

andl

ing

stat

us

Gro

und-

hand

ling

reso

urce

s

Gro

und

oper

atio

nm

anag

emen

tre

sour

ces

Line

serv

ice

reso

urce

s

Line

ser

vice

stat

us

Airc

raft

afte

r car

go lo

aded

/unl

oade

d

Gro

und-

trans

porta

tion

stat

us

Sta

tus

Airc

raft

afte

r gro

und

serv

ices

Dei

cing

/ ant

i-ici

ngse

rvic

e st

atus

Airc

raft

afte

r lin

e se

rvic

es

Airc

raft

afte

r fue

l rep

leni

shm

ent

Allo

cate

d ex

pend

able

sup

plie

s

Fuel

repl

enis

hmen

tre

sour

ces

Fuel

repl

enis

hmen

tst

atus

Rej

ecte

d ca

rgo

Flig

ht e

xecu

tion

info

rmat

ion

Allo

cate

d ai

rcra

ft

Mai

nten

ance

ord

ers

Info

rmat

ion

afte

r airc

raft

grou

nd s

ervi

ces

58

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5.16

A2.

4—PE

RFO

RM

GR

OU

ND

OPE

RA

TIO

NS.

5.16

.1 A

2.4.

1—M

anag

e G

roun

d O

pera

tions

.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f gro

und

oper

atio

ns:

Perf

orm

gro

und

hand

ling

Perf

orm

car

go h

andl

ing

Rep

leni

sh fu

el

Perf

orm

line

serv

ices

Perf

orm

dei

cing

/ant

i-ici

ng se

rvic

es

It pr

ovid

es d

irect

ives

, de

fines

req

uire

men

ts a

nd c

ontro

ls f

or t

he e

xecu

tion

of t

hose

act

iviti

es,

and

ensu

res

that

the

exe

cutio

n is

ac

com

plis

hed

in a

ccor

danc

e w

ith c

ompa

ny p

olic

ies a

nd p

roce

dure

s and

any

requ

ired

regu

latio

ns fo

r the

se a

ctiv

ities

, i.e

., se

lf-au

dit.

5.

16.2

A2.

4.2—

Perf

orm

Gro

und

Han

dlin

g .

This

fun

ctio

n us

es a

irpor

t gro

und

equi

pmen

t suc

h as

truc

ks, t

raile

rs, o

r tra

nsfe

r be

lts to

mov

e lu

ggag

e/ca

rgo

from

cus

tom

ers

to th

e ai

rcra

ft fo

r loa

ding

or f

rom

the

airc

raft

to c

usto

mer

s for

retri

eval

.

59

5.16

.3 A

2.4.

3—Pe

rfor

m C

argo

Han

dlin

g.

This

fun

ctio

n m

oves

car

go,

incl

udin

g th

e ha

ndlin

g of

dan

gero

us g

oods

and

CO

MA

T, o

nto

the

airc

raft

for

depa

rture

or

from

the

ai

rcra

ft af

ter a

ircra

ft la

ndin

g at

the

dest

inat

ion

airp

ort.

5.

16.4

A2.

4.4—

Rep

leni

sh F

uel .

This

func

tion

fuel

s the

airc

raft

befo

re fl

ight

to m

eet t

he fl

ight

requ

irem

ents

. 5.

16.5

A2.

4.5—

Perf

orm

Lin

e Se

rvic

es.

This

func

tion,

if a

pplic

able

, pro

vide

s cab

in se

rvic

es a

nd u

nder

-win

g se

rvic

es fo

r pro

vidi

ng a

cle

an, s

afe,

and

com

forta

ble

envi

ronm

ent

for

pass

enge

rs.

The

cabi

n se

rvic

es in

clud

e pr

ovid

ing

pass

enge

r-br

iefin

g ca

rds,

cabi

n cl

eani

ng, f

ood

and

drin

k su

pplie

s, pa

ssen

ger

conv

enie

nce

item

s, co

mm

issa

ry, e

tc.

The

unde

r-w

ing

serv

ices

incl

ude

pota

ble

wat

er, l

avat

ory

serv

ices

, etc

.

Page 76: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

Not

e: T

he li

ne m

aint

enan

ce fu

nctio

n co

vers

the

serv

ices

per

form

ed b

y m

aint

enan

ce.

5.16

.6 A

2.4.

6—Pe

rfor

m D

eici

ng/A

nti-I

cing

Ser

vice

s.

This

func

tion

rem

oves

the

ice/

snow

or p

rovi

des

anti-

icin

g se

rvic

es p

rior t

o de

partu

re a

t the

airp

ort t

o en

sure

the

safe

ope

ratio

ns o

f the

ai

rcra

ft.

60

Page 77: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

U

SE

D A

T:A

UTH

OR

: P

art 1

35 M

odel

ing

Team

DA

TE:

RE

V:

PR

OJE

CT:

Par

t 135

Cer

tific

ate

Hol

der

Func

tiona

l Mod

el

10/1

/200

81/

16/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A2.

4

NO

DE

:TI

TLE

:N

UM

BE

R:

Per

form

car

go h

andl

ing

A2.

4.3

P.1

7

A2.

4.3.

1

Man

age

carg

oha

ndlin

g

A2.

4.3.

2

Che

ck/w

eigh

/ ac

cept

car

go

A2.

4.3.

3

Sec

ure

carg

o

A2.

4.3.

4

Load

/unl

oad

carg

oA

lloca

ted

airc

raft

Car

go-

hand

ling

dire

ctiv

es

Car

goch

eck/

wei

gh/a

ccep

tanc

edi

rect

ives

Car

go-

secu

ring

dire

ctiv

es

Car

go-

load

ing/

unlo

adin

gdi

rect

ives

Car

go-h

andl

ing

exec

utio

n di

rect

ives

Car

go-h

andl

ing

reso

urce

s

Airc

raft

afte

r car

go lo

aded

/unl

oade

d

Car

go in

tend

ed fo

r airc

raft

Car

go-h

andl

ing

stat

us

Car

go le

avin

g ai

rcra

ft

Car

go-

load

ing/

unlo

adin

gre

sour

ces

Car

go c

heck

/wei

gh/

acce

ptan

ce s

tatu

s

Car

go a

fter

chec

k/w

eigh

/ac

cept

ance

Car

goaf

ter

prel

oadi

ng

Car

go-

secu

ring

reso

urce

s

Car

goch

eck/

wei

gh/

acce

ptan

cere

sour

ces

Car

go-

hand

ling

man

agem

ent

reso

urce

s

Car

go- s

ecur

ing

stat

us

Car

go-

load

ing/

unlo

adin

gst

atus

Sta

tus

Bul

k lo

aded

car

go

Con

tain

eriz

edca

rgo

Rej

ecte

d ca

rgo

Flig

ht e

xecu

tion

info

rmat

ion

Info

rmat

ion

afte

r airc

raft

grou

nd s

ervi

ces

61

Page 78: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

5.17

A2.

4.3—

PER

FOR

M C

AR

GO

HA

ND

LIN

G.

5.17

.1 A

2.4.

3.1—

Man

age

Car

go H

andl

ing.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f car

go h

andl

ing:

• C

heck

/wei

gh/a

ccep

t car

go

• Se

cure

car

go

• Lo

ad/u

nloa

d ca

rgo

It pr

ovid

es d

irect

ives

, def

ines

requ

irem

ents

and

con

trols

for t

he e

xecu

tion

of th

ose

activ

ities

, inc

ludi

ng s

cree

ning

for d

ange

rous

goo

ds

and

CO

MA

T ha

ndlin

g, a

nd e

nsur

es th

at th

e ex

ecut

ion

is a

ccom

plis

hed

in a

ccor

danc

e w

ith c

ompa

ny p

olic

ies

and

proc

edur

es a

nd a

ny

requ

ired

regu

latio

ns fo

r the

se a

ctiv

ities

.

5.17

.2 A

2.4.

3.2—

Che

ck/W

eigh

/Acc

ept C

argo

.

This

func

tion

exam

ines

, scr

eens

, and

acc

epts

car

go fo

r dan

gero

us g

oods

, CO

MA

T, w

eigh

t, an

d pa

ckag

ing.

5.

17.3

A2.

4.3.

3—Se

cure

Car

go.

62

This

func

tion

prel

oads

and

sec

ures

car

go in

clud

ing

palle

ts/n

ets/

unit

load

dev

ices

(ULD

), if

appl

icab

le, s

uch

as s

epar

atio

n re

stric

tions

an

d qu

antit

y re

stric

tions

. 5.

17.4

A2.

4.3.

4—Lo

ad/U

nloa

d C

argo

.

This

fun

ctio

n pl

aces

car

go in

the

airc

raft

carg

o ar

eas

befo

re a

ircra

ft do

ors

are

secu

red

for

fligh

t or

rem

oves

car

go f

rom

the

airc

raft

afte

r th

e ai

rcra

ft la

nds

at th

e de

stin

atio

n ai

rpor

t. C

argo

that

mee

ts th

e sa

fety

req

uire

men

t is

read

y fo

r fli

ght o

nce

secu

red

with

floo

r lo

cks,

nets

, or o

ther

dev

ices

.

Page 79: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

US

ED

AT:

AU

THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

RO

JEC

T: P

art 1

35 C

ertif

icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

81/

16/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A2

NO

DE

:TI

TLE

:N

UM

BE

R:

Per

form

airc

raft

oper

atio

nsA

2.5

P. 1

8

A2.

5.1

Man

age

airc

raft

oper

atio

ns

A2.

5.2

Per

form

depa

rture

oper

atio

ns

A2.

5.3

Per

form

crui

seop

erat

ions

A2.

5.4

Per

form

arriv

alop

erat

ions

Airp

orts

Abn

orm

al a

ircra

ft be

fore

V1

Airc

raft

afte

rcr

uise

segm

ent

Airc

raft

to b

e ev

alua

ted

63

ATC

inst

ruct

ions

/cle

aran

ces

Airc

raft

afte

r gro

und

serv

ices

Airc

raft

afte

r clim

bse

gmen

t

Arr

ival

reso

urce

s

Airc

raft

oper

atio

ndi

rect

ives

Airc

raft

oper

atio

n ex

ecut

ion

dire

ctiv

es

GO

M

Airc

raft

oper

atio

n st

atus

Airc

raft

abor

ted

clim

b

Airc

raft

on g

o-ar

ound

Cru

ise

reso

urce

s

Sta

tus

Airc

raft

on m

isse

d ap

proa

chAbn

orm

al a

ircra

ft in

pre

depa

rture

Airc

raft

abor

ted

desc

ent

Dep

artu

rere

sour

ces

Dep

artu

redi

rect

ives

Cru

ise

dire

ctiv

es

Arr

ival

dire

ctiv

es

Airc

raft

oper

atio

nm

anag

emen

tre

sour

ces

Dep

artu

rest

atus

Airc

raft

for s

tep

clim

bC

rew

mem

ber(

s) to

be

assi

gned

Ass

igne

d cr

ewm

embe

r(s)

ATC

faci

litie

s

Cru

ise

stat

usA

rriv

alst

atus

Airc

raft

oper

atio

nre

sour

ces

Flig

ht e

xecu

tion

info

rmat

ion

Page 80: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

5.18

A2.

5—PE

RFO

RM

AIR

CR

AFT

OPE

RA

TIO

NS.

5.18

.1 A

2.5.

1—M

anag

e A

ircra

ft O

pera

tions

.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f airc

raft

oper

atio

ns:

Perf

orm

dep

artu

re o

pera

tions

Perf

orm

cru

ise

oper

atio

ns

• Pe

rfor

m a

rriv

al o

pera

tions

It

prov

ides

dire

ctiv

es,

defin

es r

equi

rem

ents

and

con

trols

for

the

exe

cutio

n of

tho

se a

ctiv

ities

, an

d en

sure

s th

at t

he e

xecu

tion

is

acco

mpl

ishe

d in

acc

orda

nce

with

com

pany

pol

icie

s and

pro

cedu

res a

nd a

ny re

quire

d re

gula

tions

for t

hese

act

iviti

es.

5.

18.2

A2.

5.2—

Perf

orm

Dep

artu

re O

pera

tions

.

This

fun

ctio

n ca

ptur

es th

e pr

oces

s of

airc

raft

depa

rture

ope

ratio

ns in

clud

ing

pred

epar

ture

gro

und

oper

atio

ns, t

akeo

ff o

pera

tions

, and

cl

imb

oper

atio

ns.

5.

18.3

A2.

5.3—

Perf

orm

Cru

ise

Ope

ratio

ns.

64

This

fun

ctio

n ca

ptur

es th

e pi

lots

’ op

erat

ions

for

kee

ping

the

airc

raft

at c

erta

in c

ruis

e al

titud

es a

nd e

nds

whe

n th

e ai

rcra

ft de

scen

t is

initi

ated

bel

ow c

ruis

e al

titud

e. P

ilots

nee

d to

per

form

the

follo

win

g ta

sks d

urin

g th

is p

roce

ss:

Com

ply

with

com

pany

, FA

A, a

nd o

ther

app

licab

le g

uida

nce

and

regu

latio

ns a

nd p

erfo

rman

ce li

mita

tions

rega

rdin

g cr

uise

op

erat

ions

• C

ompl

ete

crui

se c

heck

list

This

als

o in

clud

es p

ilot-i

nitia

ted

resp

onse

to

unex

pect

ed c

ondi

tions

suc

h as

med

ical

, se

curit

y, m

echa

nica

l, an

d w

eath

er-r

elat

ed

emer

genc

ies a

nd d

iver

sion

s. 5.

18.4

A2.

5.4—

Perf

orm

Arr

ival

Ope

ratio

ns.

This

fun

ctio

n ca

ptur

es t

he p

roce

ss o

f ai

rcra

ft ar

rival

ope

ratio

ns i

nclu

ding

des

cent

, ap

proa

ch,

land

ing,

and

pos

tarr

ival

gro

und

oper

atio

ns.

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US

ED

AT:

AU

THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

RO

JEC

T: P

art 1

35 C

ertif

icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

81/

16/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A2.

5

NO

DE

:TI

TLE

:N

UM

BE

R:

Per

form

dep

artu

re o

pera

tions

A2.

5.2

P. 1

9

A2.

5.2.

1

Man

age

depa

rture

oper

atio

ns

A2.

5.2.

2

Per

form

pred

epar

ture

grou

nd o

pera

tions

A2.

5.2.

3

Per

form

take

off

oper

atio

ns

A2.

5.2.

4

Per

form

clim

bop

erat

ions

GO

MA

TCin

stru

ctio

ns/c

lear

ance

sD

epar

ture

dire

ctiv

es

Take

off

dire

ctiv

es

Dep

artu

rere

sour

ces

Airp

orts

ATC

faci

litie

s

Take

off

stat

us

Airc

raft

afte

r gro

und

serv

ices

Pre

depa

rture

grou

nd o

pera

tion

stat

us

Dep

artu

re s

tatu

s

Abn

orm

al a

ircra

ft be

fore

V1

Airc

raft

afte

rpr

edep

artu

rese

gmen

t

Airc

raft

afte

rta

keof

fse

gmen

t

Airc

raft

on g

o-ar

ound

Airc

raft

on m

isse

d ap

proa

ch

Pre

depa

rture

gro

und

oper

atio

n re

sour

ces

65

Take

off

reso

urce

s

Clim

bst

atus

Dep

artu

reop

erat

ion

man

agem

ent

reso

urce

s

Airc

raft

afte

r clim

b se

gmen

t

Airc

raft

abor

ted

desc

ent

Airc

raft

for s

tep

clim

b

Sta

tus

Airc

raft

abor

ted

clim

b

Clim

bre

sour

ces

Abn

orm

al a

ircra

ft in

pre

depa

rture

Flig

ht e

xecu

tion

info

rmat

ion

Ass

igne

d cr

ewm

embe

r(s)

Clim

bdi

rect

ives

Dep

artu

re o

pera

tion

exec

utio

n di

rect

ives

Pre

depa

rture

dire

ctiv

es

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5.19

A2.

5.2—

PER

FOR

M D

EPA

RTU

RE

OPE

RA

TIO

NS.

5.19

.1 A

2.5.

2.1—

Man

age

Dep

artu

re O

pera

tions

.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f airc

raft

depa

rture

ope

ratio

ns:

Perf

orm

pre

depa

rture

gro

und

oper

atio

ns

• Pe

rfor

m ta

keof

f ope

ratio

ns

• Pe

rfor

m c

limb

oper

atio

ns

It pr

ovid

es d

irect

ives

, de

fines

req

uire

men

ts a

nd c

ontro

ls f

or t

he e

xecu

tion

of t

hose

act

iviti

es,

and

ensu

res

that

the

exe

cutio

n is

ac

com

plis

hed

in a

ccor

danc

e w

ith c

ompa

ny p

olic

ies a

nd p

roce

dure

s and

any

requ

ired

regu

latio

ns fo

r the

se a

ctiv

ities

.

5.19

.2 A

2.5.

2.2—

Perf

orm

Pre

depa

rture

Gro

und

Ope

ratio

ns.

This

fun

ctio

n ca

ptur

es th

e pi

lots

’ op

erat

ions

for

the

mov

emen

t of

the

airc

raft

from

pus

h-ba

ck to

eng

ine

star

t, to

taxi

-up

to th

e ho

ld-

shor

t lin

e, a

nd b

efor

e th

e ta

keof

f che

cklis

t. T

he p

ush-

back

and

eng

ine

star

t act

ivity

dep

end

on w

heth

er th

e ai

rcra

ft st

arts

at t

he g

ate

for

pow

er-b

ack

oper

atio

ns o

r us

es r

emot

e pa

rkin

g.

Gro

und

equi

pmen

t nec

essa

ry f

or th

is a

ctiv

ity m

ay in

clud

e a

tug,

pow

ered

air

carts

, gr

ound

pow

er u

nits

, and

anc

illar

y co

nnec

tions

at t

he g

ate.

Onc

e th

e en

gine

s ar

e st

arte

d, th

e ai

rcra

ft m

oves

und

er it

s ow

n po

wer

and

pr

ocee

ds o

nto

the

taxi

way

s. T

he p

ilots

nee

d to

per

form

the

follo

win

g ta

sks d

urin

g th

is p

roce

ss:

66

• Pr

eflig

ht p

repa

ratio

n

• In

terio

r/ext

erio

r pre

fligh

t/flig

ht d

eck

prep

arat

ion

befo

re th

e st

art p

roce

dure

s

• C

oord

inat

e ai

rcra

ft m

ovem

ent w

ith c

abin

cre

w

• Pe

rfor

m p

ower

-bac

k/pu

sh-b

ack/

engi

ne st

art p

roce

dure

s

• Pe

rfor

m p

reta

xi c

heck

s, ta

xi, a

nd b

efor

e ta

keof

f pro

cedu

res

Any

une

xpec

ted

situ

atio

n w

ould

pre

clud

e th

e ai

rcra

ft fr

om c

ontin

uing

, thu

s a

retu

rn t

o th

e ga

te i

s w

arra

nted

, the

airc

raft

may

go

dire

ctly

to th

e po

star

rival

gro

und

oper

atio

n st

age.

Thi

s fun

ctio

n al

so d

eals

with

une

xpec

ted

situ

atio

ns.

Secu

rity

verif

icat

ion

of a

ssig

ned

crew

to a

ssig

ned

fligh

t is i

nclu

ded

in th

is fu

nctio

n.

Prep

arat

ion

for a

nd m

arsh

allin

g of

the

airc

raft

out o

f the

gat

e ar

ea is

incl

uded

in th

is fu

nctio

n.

Not

e: T

his a

lso

incl

udes

secu

rity

chec

ks o

f the

coc

kpit

and

secu

rity

brie

fings

as w

ell a

s ATC

cle

aran

ces.

Page 83: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

5.19

.3 A

2.5.

2.3—

Perf

orm

Tak

eoff

Ope

ratio

ns.

This

fun

ctio

n ca

ptur

es th

e pi

lots

’ op

erat

ions

fro

m th

e m

omen

t the

airc

raft

is a

utho

rized

to ta

xi in

to p

ositi

on, m

ovin

g on

the

activ

e ru

nway

for t

akeo

ff, a

nd th

roug

h th

e ta

keof

f pha

se o

f flig

ht.

Pilo

ts n

eed

to c

ompl

y w

ith c

ompa

ny, F

AA

, and

oth

er a

pplic

able

take

off

guid

ance

and

regu

latio

ns re

gard

ing

take

off o

pera

tions

.

5.19

.4 A

2.5.

2.4—

Perf

orm

Clim

b O

pera

tions

.

This

func

tion

capt

ures

the

pilo

ts’ o

pera

tions

for t

he c

limb

phas

e of

the

fligh

t fro

m s

ettin

g th

e cl

imb

pow

er u

ntil

it re

ache

s th

e cr

uise

al

titud

e. T

he p

ilots

nee

d to

per

form

the

follo

win

g ta

sks d

urin

g th

is p

roce

ss:

• C

ompl

y w

ith c

ompa

ny, F

AA

, and

oth

er a

pplic

able

gui

danc

e an

d re

gula

tions

and

per

form

ance

req

uire

men

ts r

egar

ding

clim

b op

erat

ions

• Pe

rfor

m c

limb

to c

ruis

e al

titud

e

67

Page 84: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

US

ED

AT:

AU

THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

RO

JEC

T: P

art 1

35 C

ertif

icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

81/

16/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A2.

5.2

NO

DE

:TI

TLE

:N

UM

BE

R:

Per

form

take

off o

pera

tions

A2.

5.2.

3P

.20

A2.

5.2.

3.1

Man

age

take

off

oper

atio

ns

A2.

5.2.

3.2

Per

form

take

off

prio

r to

V1

A2.

5.2.

3.3

Per

form

take

off

at/a

fter V

1

ATC

inst

ruct

ions

/cle

aran

ces

GO

MTa

keof

fdi

rect

ives Ta

keof

f exe

cutio

n di

rect

ives

Take

off

dire

ctiv

espr

ior t

o V

1

Take

off

dire

ctiv

esat

/afte

rV

1

Airp

orts

Take

off

reso

urce

s

Airc

raft

afte

r tak

eoff

segm

ent

Airc

raft

afte

r pre

depa

rture

seg

men

t

Take

off

stat

us

ATC

faci

litie

sAirc

raft

with

the

spee

dle

ss th

anV

1 du

ring

take

off

segm

ent

Take

off

reso

urce

sat

/afte

rV

1

Take

off p

rior t

oV

1

Take

off

reso

urce

spr

ior t

o V

1

Take

off s

tatu

s at

/afte

rV

1

Sta

tus

Abn

orm

al a

ircra

ft be

fore

V1

Airc

raft

on m

isse

d ap

proa

ch

Airc

raft

on g

o-ar

ound

Flig

ht e

xecu

tion

info

rmat

ion

68

Take

off

man

agem

ent

reso

urce

s

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5.20

A2.

5.2.

3—PE

RFO

RM

TA

KEO

FF O

PER

ATI

ON

S.

5.20

.1 A

2.5.

2.3.

1—M

anag

e Ta

keof

f Ope

ratio

ns.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f tak

eoff

ope

ratio

ns:

Perf

orm

take

off o

pera

tion

prio

r to

take

off d

ecis

ion

spee

d (V

1), i

f app

licab

le

• Pe

rfor

m ta

keof

f at/a

fter V

1, if

app

licab

le

It pr

ovid

es d

irect

ives

, de

fines

req

uire

men

ts a

nd c

ontro

ls f

or t

he e

xecu

tion

of t

hose

act

iviti

es,

and

ensu

res

that

the

exe

cutio

n is

ac

com

plis

hed

in a

ccor

danc

e w

ith c

ompa

ny p

olic

ies a

nd p

roce

dure

s and

any

requ

ired

regu

latio

ns fo

r the

se a

ctiv

ities

.

5.20

.2 A

2.5.

2.3.

2—Pe

rfor

m T

akeo

ff P

rior t

o V

1.

This

func

tion

capt

ures

the

pilo

ts’ o

pera

tions

to m

ove

the

airc

raft

into

pos

ition

and

per

form

nor

mal

take

off p

roce

dure

s unt

il th

e ai

rcra

ft re

ache

s V1,

if a

pplic

able

. C

onsi

dera

tions

nee

d to

be

take

n w

ith re

gard

to:

Cre

w c

oord

inat

ion

• A

ircra

ft pe

rfor

man

ce

69

5.20

.3 A

2.5.

2.3.

3—Pe

rfor

m T

akeo

ff a

t/Afte

r V1.

This

func

tion

capt

ures

the

pilo

ts’ o

pera

tions

afte

r V1,

if a

pplic

able

, and

con

tinue

s unt

il th

e ai

rcra

ft en

ters

the

clim

b ph

ase

of fl

ight

.

Page 86: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

US

ED

AT:

AU

THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

RO

JEC

T: P

art 1

35 C

ertif

icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

81/

16/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A2.

5.2

NO

DE

:TI

TLE

:N

UM

BE

R:

Per

form

clim

b op

erat

ions

A2.

5.2.

4P

.21

A2.

5.2.

4.1

Man

age

clim

bop

erat

ions

A2.

5.2.

4.2

Per

form

initi

al c

limb

oper

atio

ns

A2.

5.2.

4.3

Per

form

norm

al c

limb

oper

atio

ns

ATC

inst

ruct

ions

/cle

aran

ces

GO

MC

limb

dire

ctiv

es

Clim

b op

erat

ion

exec

utio

n di

rect

ives

Initi

alcl

imb

dire

ctiv

es

Nor

mal

clim

bdi

rect

ives

Clim

bre

sour

ces

ATC

faci

litie

s

Airc

raft

afte

r clim

b se

gmen

t

Airc

raft

afte

r tak

eoff

segm

ent

Clim

b st

atus

Nor

mal

clim

bre

sour

ces

Nor

mal

clim

bst

atus

Airc

raft

afte

r ini

tial

clim

b

Initi

alcl

imb

reso

urce

s

Clim

bm

anag

emen

tre

sour

ces

Initi

alcl

imb

stat

us

Sta

tus

Airc

raft

for s

tep

clim

b

Airc

raft

abor

ted

desc

ent

Airc

raft

abor

ted

clim

b

Flig

ht e

xecu

tion

info

rmat

ion

70

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5.21

A2.

5.2.

4—PE

RFO

RM

CLI

MB

OPE

RA

TIO

NS.

5.21

.1 A

2.5.

2.4.

1—M

anag

e C

limb

Ope

ratio

ns.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f clim

b op

erat

ions

:

• Pe

rfor

m in

itial

clim

b op

erat

ions

Perf

orm

nor

mal

clim

b op

erat

ions

It

prov

ides

dire

ctiv

es,

defin

es r

equi

rem

ents

and

con

trols

for

the

exe

cutio

n of

tho

se a

ctiv

ities

, an

d en

sure

s th

at t

he e

xecu

tion

is

acco

mpl

ishe

d in

acc

orda

nce

with

com

pany

pol

icie

s and

pro

cedu

res a

nd a

ny re

quire

d re

gula

tions

for t

hese

act

iviti

es.

5.

21.2

A2.

5.2.

4.2—

Perf

orm

Initi

al C

limb

Ope

ratio

ns.

This

func

tion

capt

ures

the

pilo

ts’ o

pera

tions

of

an a

ircra

ft fr

om th

e tim

e cl

imb

pow

er is

set

or

flaps

are

ret

ract

ed to

the

acce

lera

tion

altit

ude.

Thi

s seg

men

t coi

ncid

es w

ith th

e se

cond

segm

ent i

n ai

rcra

ft pe

rfor

man

ce, i

f app

licab

le.

5.21

.3 A

2.5.

2.4.

3—Pe

rfor

m N

orm

al C

limb

Ope

ratio

ns.

71

This

func

tion

capt

ures

the

pilo

ts’ o

pera

tions

dur

ing

the

clim

b ph

ase.

Dur

ing

this

pro

cess

, pilo

ts m

ay n

eed

to p

erfo

rm fo

llow

ing

task

s:

Adj

ust c

limb

pow

er a

s app

ropr

iate

Ensu

re a

ircra

ft ac

cele

rate

s to

appr

opria

te c

limb

spee

d an

d to

cru

ise

altit

ude

Th

is fu

nctio

n al

so d

eals

with

une

xpec

ted

situ

atio

ns th

at o

ccur

afte

r V1,

if a

pplic

able

, and

prio

r to

crui

se p

hase

, suc

h as

: •

Engi

ne fa

ilure

Cab

in d

oor l

ight

Pres

suriz

atio

n fa

ilure

Med

ical

em

erge

ncy

• O

nboa

rd fi

re

Not

e: T

he fl

ight

may

con

tinue

afte

r the

abn

orm

al c

ondi

tions

hav

e be

en re

solv

ed, e

.g.,

abno

rmal

pre

ssur

izat

ion

cond

ition

may

rest

rict

crui

se a

ltitu

de.

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US

ED

AT:

AU

THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

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RO

JEC

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35 C

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TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

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DR

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RE

CO

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EN

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D

PU

BLI

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AD

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T:

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5

NO

DE

:TI

TLE

:N

UM

BE

R:

Per

form

arr

ival

ope

ratio

nsA

2.5.

4P

. 22

A2.

5.4.

1

Man

age

arriv

alop

erat

ions

A2.

5.4.

2

Per

form

desc

ent

oper

atio

ns

A2.

5.4.

3

Per

form

appr

oach

oper

atio

ns

A2.

5.4.

4

Per

form

land

ing

oper

atio

ns

A2.

5.4.

5

Per

form

post

arriv

algr

ound

op

erat

ions

Arr

ival

dire

ctiv

esA

TCin

stru

ctio

ns/c

lear

ance

sG

OM

Arr

ival

ope

ratio

n ex

ecut

ion

dire

ctiv

es

Des

cent

dire

ctiv

esA

ppro

ach

dire

ctiv

es

ATC

faci

litie

sA

rriv

alre

sour

ces

Airc

raft

afte

r cru

ise

segm

ent

Des

cent

stat

us

Arr

ival

sta

tus

Airc

raft

abor

ted

desc

ent

Airc

raft

afte

r app

roac

h se

gmen

t

Airc

raft

afte

r des

cent

seg

men

t

Airc

raft

afte

rla

ndin

gse

gmen

t

Des

cent

reso

urce

s

Airc

raft

to b

e ev

alua

ted

Airc

raft

on m

isse

d ap

proa

ch

Airc

raft

on g

o-ar

ound

Pos

tarr

ival

dire

ctiv

es

Airp

orts

Pos

tarr

ival

gro

und

oper

atio

n st

atus

Land

ing

stat

usA

ppro

ach

stat

us

Pos

tarr

ival

gro

und

oper

atio

n re

sour

ces

Land

ing

dire

ctiv

es

72

Land

ing

reso

urce

sA

ppro

ach

reso

urce

s

Arr

ival

ope

ratio

nm

anag

emen

tre

sour

ces

Sta

tus

Abn

orm

al a

ircra

ft be

fore

V1

Airc

raft

abor

ted

clim

b

Abn

orm

al a

ircra

ft in

pre

depa

rture

Flig

ht e

xecu

tion

info

rmat

ion

Cre

wm

embe

r(s)

to b

e as

sign

ed

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5.22

A2.

5.4—

PER

FOR

M A

RR

IVA

L O

PER

ATI

ON

S.

5.22

.1 A

2.5

.4.1

—M

anag

e A

rriv

al O

pera

tions

.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f airc

raft

arriv

al o

pera

tions

: ·

Perf

orm

des

cent

ope

ratio

ns

• Pe

rfor

m a

ppro

ach

oper

atio

ns

• Pe

rfor

m la

ndin

g op

erat

ions

Perf

orm

pos

tarr

ival

gro

und

oper

atio

ns

It pr

ovid

es d

irect

ives

, de

fines

req

uire

men

ts a

nd c

ontro

ls f

or t

he e

xecu

tion

of t

hose

act

iviti

es,

and

ensu

res

that

the

exe

cutio

n is

ac

com

plis

hed

in a

ccor

danc

e w

ith c

ompa

ny p

olic

ies a

nd p

roce

dure

s and

any

requ

ired

regu

latio

ns fo

r the

se a

ctiv

ities

.

5.22

.2 A

2.5.

4.2—

Perf

orm

Des

cent

Ope

ratio

ns.

This

func

tion

capt

ures

the

pilo

ts’ o

pera

tions

for t

he d

esce

nt m

ovem

ent o

f the

airc

raft

from

its

crui

se a

ltitu

des

until

the

airc

raft

begi

ns

its in

itial

app

roac

h. P

ilots

may

nee

d to

per

form

the

follo

win

g ta

sks d

urin

g th

is p

roce

ss:

73

• C

ompl

y w

ith c

ompa

ny, F

AA

, and

oth

er a

pplic

able

gui

danc

e an

d re

gula

tions

rega

rdin

g de

scen

t/hol

ding

ope

ratio

ns

• Pe

rfor

m d

esce

nt c

heck

and

app

roac

h br

iefin

g, in

clud

ing

coor

dina

ting

with

cab

in c

rew

, if a

pplic

able

Perf

orm

initi

al d

esce

nt fr

om c

ruis

e al

titud

e to

the

Initi

al A

ppro

ach

Fix

(IA

F)

• Pe

rfor

m a

ppro

ach

hold

ing

proc

edur

es if

requ

ired

5.

22.3

A2.

5.4.

3—Pe

rfor

m A

ppro

ach

Ope

ratio

ns.

This

func

tion

capt

ures

the

pilo

ts’ o

pera

tions

for a

ircra

ft de

scen

t fro

m th

e IA

F or

the

initi

atio

n of

rada

r vec

tors

to th

e Fi

nal A

ppro

ach

Fix

(FA

F) to

the

Mis

sed

App

roac

h Po

int (

MA

P).

Pilo

ts sh

ould

per

form

the

follo

win

g ta

sks d

urin

g th

is p

roce

ss:

Com

ply

with

com

pany

, FA

A, a

nd o

ther

app

licab

le g

uida

nce

and

regu

latio

ns re

gard

ing

appr

oach

ope

ratio

ns

• Pe

rfor

m a

pre

cisi

on, n

onpr

ecis

ion,

or a

vis

ual a

ppro

ach

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5.22

.4 A

2.5.

4.4—

Perf

orm

Lan

ding

Ope

ratio

ns.

This

fun

ctio

n ca

ptur

es t

he p

ilots

’ op

erat

ions

fro

m M

AP,

Dec

isio

n H

eigh

t, or

Vis

ual

Des

cent

Poi

nt t

o ai

rcra

ft to

uchd

own

and

mov

emen

t on

the

runw

ay a

nd u

ntil

it le

aves

the

activ

e ru

nway

. Pi

lots

may

nee

d to

con

duct

the

follo

win

g ta

sks d

urin

g th

is p

roce

ss:

Com

ply

with

com

pany

, FA

A, a

nd o

ther

app

licab

le g

uida

nce

and

regu

latio

ns re

gard

ing

land

ing

oper

atio

ns

• Pe

rfor

m n

orm

al la

ndin

g

5.22

.5 A

2.5.

4.5—

Perf

orm

Pos

tarr

ival

Gro

und

Ope

ratio

ns.

This

func

tion

capt

ures

the

pilo

ts’ o

pera

tions

to m

ake

the

airc

raft

mov

e on

to th

e ta

xiw

ay a

fter c

lear

ing

the

runw

ay to

ass

igne

d pa

rkin

g.

Pilo

ts m

ay n

eed

to c

ondu

ct th

e fo

llow

ing

task

s dur

ing

this

pro

cess

:

• C

ompl

y w

ith c

ompa

ny, F

AA

, and

oth

er a

pplic

able

gui

danc

e an

d re

gula

tions

rega

rdin

g po

star

rival

gro

und

oper

atio

ns

• C

oord

inat

e ai

rcra

ft ar

rival

with

cab

in c

rew

, if a

pplic

able

Perf

orm

taxi

ope

ratio

ns

• Pe

rfor

m sh

utdo

wn

and

asso

ciat

ed c

heck

lists

Coo

rdin

ate

airc

raft

arriv

al w

ith c

abin

cre

w, i

f app

licab

le

74

This

als

o in

clud

es p

repa

ratio

n fo

r and

mar

shal

ling

of th

e ai

rcra

ft in

to th

e ga

te o

r dis

emba

rkin

g ar

ea.

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US

ED

AT:

AU

THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

RO

JEC

T: P

art 1

35 C

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icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

81/

16/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A2.

5.4

NO

DE

:TI

TLE

:N

UM

BE

R:

Per

form

des

cent

ope

ratio

nsA

2.5.

4.2

P.2

3

A2.

5.4.

2.1

Man

age

desc

ent

oper

atio

ns

A2.

5.4.

2.2

Per

form

initi

al d

esce

ntop

erat

ions

A2.

5.4.

2.3

Per

form

desc

ent a

ndap

proa

chop

erat

ions

ATC

inst

ruct

ions

/cle

aran

ces

GO

MD

esce

nt d

irect

ives

Des

cent

ope

ratio

n ex

ecut

ion

dire

ctiv

es

Initi

alde

scen

tdi

rect

ives

App

roac

hde

scen

tdi

rect

ives

Des

cent

reso

urce

s

Airc

raft

afte

r des

cent

seg

men

t

Airc

raft

abor

ted

clim

b

Des

cent

sta

tus

ATC

faci

litie

s

Des

cent

man

agem

ent

reso

urce

s

Sta

tus

Airc

raft

afte

rin

itial

desc

ent

Initi

alde

scen

tre

sour

ces

App

roac

hde

scen

tre

sour

ces

App

roac

hde

scen

tst

atus

Initi

alde

scen

tst

atus

Airc

raft

abor

ted

desc

ent

Airc

raft

afte

r cru

ise

segm

ent

Flig

ht e

xecu

tion

info

rmat

ion

75

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5.23

A2.

5.4.

2—PE

RFO

RM

DES

CEN

T O

PER

ATI

ON

S.

5.23

.1 A

2.5

.4.2

.1—

Man

age

Des

cent

Ope

ratio

ns.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f des

cent

ope

ratio

ns:

Perf

orm

initi

al d

esce

nt o

pera

tions

Perf

orm

des

cent

and

app

roac

h op

erat

ions

It

prov

ides

dire

ctiv

es,

defin

es r

equi

rem

ents

and

con

trols

for

the

exe

cutio

n of

tho

se a

ctiv

ities

, an

d en

sure

s th

at t

he e

xecu

tion

is

acco

mpl

ishe

d in

acc

orda

nce

with

com

pany

pol

icie

s and

pro

cedu

res a

nd a

ny re

quire

d re

gula

tions

for t

hese

act

iviti

es.

5.

23.2

A2.

5.4.

2.2—

Perf

orm

Initi

al D

esce

nt O

pera

tions

.

This

func

tion

capt

ures

the

pilo

ts’ o

pera

tions

to in

itiat

e th

e ai

rcra

ft de

scen

t fro

m c

ruis

e al

titud

e to

initi

al a

ppro

ach

altit

ude.

Dur

ing

this

pr

oces

s, pi

lots

may

nee

d to

per

form

airs

peed

and

alti

tude

con

trol.

Th

is fu

nctio

n al

so d

eals

with

une

xpec

ted

situ

atio

ns.

76

5.23

.3 A

2.5.

4.2.

3—Pe

rfor

m D

esce

nt a

nd A

ppro

ach

Ope

ratio

ns.

This

fun

ctio

n ca

ptur

es th

e pi

lots

’ op

erat

ions

to d

esce

nd th

e ai

rcra

ft fr

om th

e IA

F al

titud

e to

the

FAF

or f

inal

app

roac

h on

a v

isua

l ap

proa

ch.

Dur

ing

this

pro

cess

, the

pilo

ts m

ay n

eed

to p

erfo

rm a

irspe

ed a

nd a

ltitu

de c

ontro

l.

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US

ED

AT:

AU

THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

RO

JEC

T: P

art 1

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ertif

icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

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NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

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EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A0

NO

DE

:TI

TLE

:N

UM

BE

R:

Per

form

mai

nten

ance

, ins

pect

ion

& e

ngin

eerin

gA

3P

.24

A3.

1

Man

age

MIE

A3.

2

Per

form

surv

eilla

nce

ofm

aint

enan

ce

A3.

3

Per

form

ai

rcra

ftm

aint

enan

ce

A3.

4

Obt

ain

engi

neer

ing

supp

ort

Airp

orts

Util

izat

ion

proj

ectio

n

Util

izat

ion-

base

d re

sour

ce re

quire

men

ts

App

rove

d op

erat

ions

polic

ies

& p

roce

dure

s

77

QA

-driv

en a

ctio

ns

Sho

p fin

ding

s da

ta

Airc

raft

mai

nten

ance

reso

urce

s

MIE

reso

urce

s(in

sour

ce &

outs

ourc

e)

Mai

nten

ance

ord

ers

Airw

orth

y ai

rcra

ftM

aint

enan

ce m

anag

emen

t pla

n

Airw

orth

y pa

rts/a

ccep

tabl

e to

olin

g/S

peci

al to

ols

& te

st e

quip

men

t pas

sing

insp

ectio

n

Airc

raft

reco

rds

Par

ts/s

peci

al to

ols

and

test

equ

ipm

ent

for r

ecei

ving

/fina

l ins

pect

ion

MIE

reco

rds

Airc

raft/

part

info

rmat

ion

Mai

nten

ance

stat

us

Ope

ratio

nal d

ata

Airc

raft

mai

nten

ance

dire

ctiv

es

Qua

lity

surv

eilla

nce

dire

ctiv

es

Eng

inee

ring

supp

ort

dire

ctiv

es Acc

epte

d m

aint

enan

ce re

cord

s

MIE

dire

ctiv

es

App

rove

d In

spec

tion

and

othe

r mai

nten

ance

prog

ram

s

Qua

lity

surv

eilla

nce

reso

urce

s

Eng

inee

ring

supp

ort

reso

urce

s

FOQ

A

GM

M

MIE

man

agem

ent

reso

urce

s

Eng

inee

ring

supp

ort

stat

us

Qua

lity

surv

eilla

nce

stat

us

MIE

sta

tus

Met

hods

for c

orre

ctio

n of

def

icie

ncie

s

Eng

inee

ring

data

Spe

cial

flig

ht o

pera

tions

Eng

inee

ring

inst

ruct

ions

Cer

tific

ate

hold

erbu

sine

ssdi

rect

ives

Sta

tus

Tech

nica

l ass

ista

nce

Airc

raft

for s

urve

illan

ce

Tech

nica

l dat

a

Par

ts/to

olin

g fa

bric

ated

/repa

ired

Alte

rnat

ive

regu

lato

ry c

ompl

ianc

e da

ta

Req

uest

for e

ngin

eerin

g se

rvic

es

Rej

ecte

d pa

rts a

nd to

ols

Uns

ervi

ceab

le p

arts

/tool

ing

for e

valu

atio

n/re

pair

Reg

ulat

ory

or o

ther

ext

erna

l lia

ison

Cer

tific

ate

hold

er o

pera

tion

stat

us

Allo

cate

d ai

rwor

thy

parts

Airc

raft

to b

e ev

alua

ted

Tech

nica

l com

mun

icat

ion

& re

porti

ng

Rej

ecte

dpa

rttra

ckin

g

Rel

iabi

lity

data

App

rove

d in

spec

tion

and

mai

nten

ance

appl

icat

ion

polic

ies

&pr

oced

ures

QA

aut

horiz

atio

n

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5.24

A3—

PER

FOR

M M

AIN

TEN

AN

CE,

INSP

ECTI

ON

& E

NG

INEE

RIN

G.

5.24

.1 A

3.1—

Man

age

MIE

.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f airc

raft

MIE

:

• Pe

rfor

m q

ualit

y su

rvei

llanc

e of

mai

nten

ance

Perf

orm

airc

raft

mai

nten

ance

Obt

ain

engi

neer

ing

supp

ort

It

prov

ides

dire

ctiv

es,

defin

es r

equi

rem

ents

and

con

trols

for

the

exe

cutio

n of

tho

se a

ctiv

ities

, an

d en

sure

s th

at t

he e

xecu

tion

is

acco

mpl

ishe

d in

acc

orda

nce

with

com

pany

pol

icie

s and

pro

cedu

res a

nd a

ny re

quire

d re

gula

tions

for t

hese

act

iviti

es.

5.

24.2

A3.

2—Pe

rfor

m S

urve

illan

ce o

f Mai

nten

ance

.

This

fun

ctio

n de

term

ines

the

qual

ity o

f m

aint

enan

ce a

ccom

plis

hed

on th

e ai

rcra

ft, e

ngin

e, c

ompo

nent

s, et

c., b

y a

14 C

FR P

art 1

35

certi

ficat

e ho

lder

.

78

5.24

.3 A

3.3—

Perf

orm

Airc

raft

Mai

nten

ance

.

This

func

tion

insp

ects

and

mai

ntai

ns a

ircra

ft to

pre

vent

det

erio

ratio

n of

the

inhe

rent

saf

ety

and

relia

bilit

y le

vels

of t

he e

quip

men

t to

ensu

re t

he a

ircra

ft co

nfor

ms

to i

ts t

ype

desi

gn a

nd i

s in

a c

ondi

tion

for

safe

ope

ratio

ns.

Thi

s fu

nctio

n in

clud

es i

nspe

ctio

n an

d m

aint

enan

ce o

f en

gine

s, pr

opel

lers

, ac

cess

orie

s, an

d ot

her

maj

or a

ircra

ft sy

stem

s. T

his

incl

udes

airc

raft

sche

dule

d/no

nsch

edul

ed

mai

nten

ance

.

5.24

.4 A

3.4—

Obt

ain

Engi

neer

ing

Supp

ort .

This

func

tion

prov

ides

eng

inee

ring

assi

stan

ce a

nd a

dvic

e fo

r airc

raft

mai

nten

ance

to e

nsur

e th

e da

ta a

nd o

pera

ting

proc

edur

es u

sed

for

airc

raft

mai

nten

ance

mee

t the

eng

inee

ring

requ

irem

ents

. Th

is fu

nctio

n de

velo

ps st

anda

rds f

or th

e pe

rfor

man

ce o

f mai

nten

ance

.

Not

e:

Som

e 14

CFR

Par

t 13

5 ce

rtific

ate

hold

ers

do n

ot h

ave

an e

ngin

eerin

g de

partm

ent;

here

, on

ly t

he e

ngin

eerin

g fu

nctio

n is

ca

ptur

ed.

For e

xam

ple,

mai

nten

ance

may

requ

ire e

ngin

eerin

g su

ppor

t to

deve

lop

maj

or re

pair

data

.

Page 95: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

US

ED

AT:

AU

THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

RO

JEC

T: P

art 1

35 C

ertif

icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

81/

16/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A3

NO

DE

:TI

TLE

:N

UM

BE

R:

Per

form

sur

veill

ance

of m

aint

enan

ceA

3.2

P.2

5

A3.

2.1

Man

age

qual

itysu

rvei

llanc

e

A3.

2.2

Per

form

qual

ityas

sura

nce

A3.

2.3

Per

form

qual

ityco

ntro

l

Qua

lity

surv

eilla

nce

dire

ctiv

es

App

rove

d In

spec

tion

and

othe

rm

aint

enan

ce p

rogr

ams

79

Qua

lity

surv

eilla

nce

reso

urce

s

Met

hods

for c

orre

ctio

n of

def

icie

ncie

s

Qua

lity

surv

eilla

nce

stat

us

Qua

lity

assu

ranc

est

atus

Acc

epte

d m

aint

enan

ce re

cord

s

Qua

lity

cont

rol

reso

urce

s

Qua

lity

cont

rol

stat

us

Qua

lity

assu

ranc

ere

sour

ces

Sta

tus

Qua

lity

surv

eilla

nce

man

agem

ent

reso

urce

s

Airc

raft

for s

urve

illan

ceA

irwor

thy

airc

raft

Ope

ratio

nal d

ata

Airw

orth

y pa

rts/a

ccep

tabl

eto

olin

g/S

peci

al to

ols

& te

st e

quip

men

tpa

ssin

g in

spec

tion

QA

-driv

en a

ctio

nsC

ertif

icat

e ho

lder

ope

ratio

n st

atus

Rej

ecte

d pa

rts a

nd to

ols

Mai

nten

ance

man

agem

ent p

lan

Eng

inee

ring

inst

ruct

ions

Qua

lity

cont

rol

dire

ctiv

es

Qua

lity

assu

ranc

edi

rect

ives

GM

M

Qua

lity

surv

eilla

nce

exec

utio

n di

rect

ives

QA

aut

horiz

atio

n

Spe

cial

flig

htop

erat

ions

Par

ts/s

peci

al to

ols

and

test

equ

ipm

ent f

or re

ceiv

ing/

final

insp

ectio

n

Reg

ulat

ory

or o

ther

ext

erna

l lia

ison

Rej

ecte

d pa

rt tra

ckin

g

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5.25

A3.

2—PE

RFO

RM

SU

RV

EILL

AN

CE

OF

MA

INTE

NA

NC

E.

5.25

.1 A

3.2.

1—M

anag

e Q

ualit

y Su

rvei

llanc

e.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f qua

lity

surv

eilla

nce:

Perf

orm

qua

lity

assu

ranc

e

• Pe

rfor

m q

ualit

y co

ntro

l

It pr

ovid

es d

irect

ives

, de

fines

req

uire

men

ts a

nd c

ontro

ls f

or t

he e

xecu

tion

of t

hose

act

iviti

es,

and

ensu

res

that

the

exe

cutio

n is

ac

com

plis

hed

in a

ccor

danc

e w

ith c

ompa

ny p

olic

ies a

nd p

roce

dure

s and

any

requ

ired

regu

latio

ns fo

r the

se a

ctiv

ities

. 5.

25.2

A3.

2.2—

Perf

orm

Qua

lity

Ass

uran

ce.

This

fun

ctio

n pe

rfor

ms

cont

inuo

us a

naly

sis

and

surv

eilla

nce,

if

requ

ired,

on

the

tota

l m

aint

enan

ce a

nd i

nspe

ctio

n pr

ogra

ms

for

perf

orm

ance

and

eff

ectiv

enes

s; i

t al

so p

rovi

des

and

impl

emen

ts t

imel

y co

rrec

tive

actio

n of

def

icie

ncie

s in

the

mai

nten

ance

and

in

spec

tion

prog

ram

s. 5.

25.3

A3.

2.3—

Perf

orm

Qua

lity

Con

trol .

80

This

func

tion

perf

orm

s th

e in

spec

tion

of m

aint

enan

ce, i

nclu

ding

inco

min

g pa

rts a

nd m

ater

ials

to e

nsur

e th

e m

aint

enan

ce w

ork

is d

one

in c

ompl

ianc

e w

ith 1

4 C

FR P

art

135

certi

ficat

e ho

lder

’s m

aint

enan

ce p

rogr

am,

man

ufac

ture

rs’

man

uals

and

ins

truct

ions

. T

his

incl

udes

: •

Con

form

ity in

spec

tion

• R

ecei

ving

insp

ectio

n

- Tr

acea

bilit

y do

cum

enta

tion

- Su

spec

ted

unap

prov

ed p

arts

(SU

P) c

ontro

l -

Part

serv

icea

bilit

y -

Ven

dor s

ourc

es

- Q

uara

ntin

e of

par

ts a

wai

ting

prop

er d

ocum

enta

tion

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• Q

uara

ntin

e of

uns

ervi

ceab

le p

arts

Ret

urn

to se

rvic

e do

cum

enta

tion,

i.e.

, FA

A F

orm

337

or 8

130

• Sp

ecia

l han

dlin

g an

d st

orag

e re

quire

men

ts

-

Shel

f life

-

Elec

trost

atic

Dis

char

ge S

ensi

tive

- D

ange

rous

goo

ds

- En

viro

nmen

tal c

ontro

ls

81

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US

ED

AT:

AU

THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

RO

JEC

T: P

art 1

35 C

ertif

icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

81/

16/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A3.

2

NO

DE

:TI

TLE

:N

UM

BE

R:

Per

form

qua

lity

assu

ranc

eA

3.2.

2P

.26

A3.

2.2.

1

Man

age

QA

pro

cess

A3.

2.2.

2

Mon

itor

mec

hani

cal

perfo

rman

ce

A3.

2.2.

3

Per

form

mai

nten

ance

pr

ogra

m a

udit/

inve

stig

atio

n

A3.

2.2.

4

Ana

lyze

qu

ality

dat

a&

dev

elop

resp

onse

s

A3.

2.2.

5

Per

form

QA

adm

inis

trativ

efu

nctio

n

Qua

lity

assu

ranc

edi

rect

ives

App

rove

d In

spec

tion

and

othe

rm

aint

enan

ce p

rogr

ams

GM

M

Qua

lity

data

anal

ysis

&re

spon

sede

velo

pmen

tdi

rect

ives

Mai

nten

ance

prog

ram

audi

t/inv

estig

atio

ndi

rect

ives

Mec

hani

cal

perfo

rman

cem

onito

ring

dire

ctiv

es

QA

exe

cutiv

e di

rect

ives

Qua

lity

assu

ranc

ere

sour

ces

Qua

lity

assu

ranc

e st

atus

Iden

tifie

dm

echa

nica

lde

ficie

ncie

s

Reg

ulat

ory

or o

ther

ext

erna

l lia

ison

Iden

tifie

d pr

ogra

m d

efic

ienc

ies

Met

hods

for c

orre

ctio

n of

def

icie

ncie

s

QA

man

agem

ent

reso

urce

s

Qua

lity

data

ana

lysi

s &

resp

onse

dev

elop

men

tst

atus

Mec

hani

cal

perfo

rman

cem

onito

ring

reso

urce

s

Mai

nten

ance

pro

gram

audi

t/inv

estig

atio

nre

sour

ces

Qua

lity

data

ana

lysi

s &

resp

onse

dev

elop

men

tre

sour

ces

Mai

nten

ance

prog

ram

audi

t/inv

estig

atio

nst

atus

Mec

hani

cal

perfo

rman

cem

onito

ring

stat

us

82

Sta

tus

QA

-driv

en a

ctio

ns

QA

adm

inis

trativ

eac

tivity

sta

tus

QA

adm

inis

trativ

eac

tivity

reso

urce

s

Spe

cial

requ

est r

equi

rem

ents

Mai

nten

ance

man

agem

ent p

lan

Cer

tific

ate

hold

er o

pera

tion

stat

us

Ope

ratio

nal d

ata

QA

adm

inis

trativ

eac

tivity

dire

ctiv

es

QA

aut

horiz

atio

n

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5.26

A3.

2.2—

PER

FOR

M Q

UA

LITY

ASS

UR

AN

CE.

5.26

.1 A

3.2.

2.1—

Man

age

QA

Pro

cess

.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f airc

raft

qual

ity a

ssur

ance

(QA

):

• M

onito

r mec

hani

cal p

erfo

rman

ce

• Pe

rfor

m m

aint

enan

ce p

rogr

am a

udit/

inve

stig

atio

n •

Ana

lyze

qua

lity

data

& d

evel

op re

spon

ses

• Pe

rfor

m Q

A a

dmin

istra

tive

func

tion

It pr

ovid

es d

irect

ives

, de

fines

req

uire

men

ts a

nd c

ontro

ls f

or t

he e

xecu

tion

of t

hose

act

iviti

es,

and

ensu

res

that

the

exe

cutio

n is

ac

com

plis

hed

in a

ccor

danc

e w

ith c

ompa

ny p

olic

ies a

nd p

roce

dure

s and

any

requ

ired

regu

latio

ns fo

r the

se a

ctiv

ities

.

5.26

.2 A

3.2.

2.2—

Mon

itor M

echa

nica

l Per

form

ance

.

This

fun

ctio

n co

llect

s an

d an

alyz

es o

pera

tiona

l dat

a w

ith th

e in

tent

of

iden

tifyi

ng m

aint

enan

ce a

nd in

spec

tion

prog

ram

def

icie

ncie

s th

at r

equi

re c

orre

ctiv

e ac

tion.

Th

is m

onito

ring

is d

one

thro

ugh

man

date

d re

porti

ng,

shor

t-ter

m (

day-

to-d

ay)

and

long

-term

m

onito

ring.

83

Man

date

d re

porti

ng in

clud

es id

entif

ying

em

erge

ncy/

criti

cal s

ituat

ions

, det

erm

inin

g ca

uses

, fai

lure

s, m

alfu

nctio

ns a

nd f

orm

ulat

ing

a pl

an to

ens

ure

that

sim

ilar c

ondi

tions

do

not e

xist

in li

ke e

quip

men

t. T

ypic

al e

xam

ples

of m

anda

ted

repo

rting

incl

ude:

In-f

light

eng

ine

sepa

ratio

ns

• In

-flig

ht p

rope

ller s

epar

atio

ns

• U

ncon

tain

ed e

ngin

e fa

ilure

s •

Crit

ical

stru

ctur

al fa

ilure

s •

Any

life

-lim

ited

part

failu

re

Sh

ort-t

erm

(da

y-to

-day

) m

onito

ring

refe

rs t

o th

e fr

eque

nt, p

erio

dic

revi

ews

of d

aily

act

iviti

es.

Nor

mal

ly, l

arge

cer

tific

ate

hold

ers

cond

uct d

aily

mee

tings

to d

iscu

ss m

orni

ng la

unch

del

ays

and

activ

ities

of t

he p

revi

ous

day.

Sm

alle

r cer

tific

ate

hold

ers

cond

uct t

hese

m

eetin

gs a

t les

s fre

quen

t int

erva

ls.

Item

s typ

ical

ly d

iscu

ssed

incl

ude:

Dai

ly m

echa

nica

l pro

blem

s of e

ach

airc

raft

Page 100: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

• N

onav

aila

bilit

y of

spar

e pa

rts

• In

adeq

uate

man

pow

er to

per

form

mai

nten

ance

• D

efer

red

mai

nten

ance

item

s—ex

cess

ive

num

bers

and

tim

e

• Sa

fety

rela

ted

failu

res (

e.g.

, rev

erse

rs)

• La

ck o

f app

rove

d to

ols

• R

ecur

ring

mai

nten

ance

pro

blem

s

• Ex

cess

ive

unsc

hedu

led

mai

nten

ance

• M

aint

enan

ce d

elay

s/ca

ncel

latio

ns

• Sc

hedu

led

insp

ectio

n re

sults

, inc

ludi

ng su

ffic

ient

tim

e to

com

plet

e th

e ch

eck,

unu

sual

/crit

ical

find

ings

, rec

urrin

g pr

oble

ms,

and

parts

/equ

ipm

ent/m

anpo

wer

ava

ilabi

lity

84

Long

-term

mon

itorin

g in

clud

es c

harti

ng o

r som

e ap

prop

riate

mea

ns o

f rep

ortin

g an

d ac

coun

ting

oper

atio

nal d

ata

at s

peci

fied

inte

rval

s to

reve

al tr

end-

rela

ted

info

rmat

ion.

Typ

ical

exa

mpl

es o

f ope

ratio

nal d

ata

used

to m

onito

r mec

hani

cal p

erfo

rman

ce in

clud

e:

• Pi

lot r

epor

ts c

ompi

led

by A

ir Tr

ansp

orta

tion

Ass

ocia

tion

(ATA

) cod

e •

Insp

ectio

n fin

ding

s com

pile

d by

ATA

cod

e •

Failu

re ra

tes c

ompi

led

by A

TA c

ode

• Pa

rt re

mov

al ra

te

• N

o fa

ult f

ound

from

the

man

ufac

ture

r/rep

air s

tatio

n •

Tear

-dow

n re

ports

Prem

atur

e re

mov

al ra

tes (

incl

udin

g en

gine

s)

• En

gine

shut

-dow

n ra

tes

• C

onfir

med

failu

re ra

tes

• D

efer

red

MEL

item

s •

MIS

Mec

hani

cal R

elia

bilit

y R

epor

ts (M

RR

)

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5.26

.3 A

3.2.

2.3—

Perf

orm

Mai

nten

ance

Pro

gram

Aud

it/In

vest

igat

ion.

This

func

tion

cond

ucts

con

tinuo

us a

udits

and

inve

stig

atio

ns a

s ne

cess

ary,

of t

he to

tal m

aint

enan

ce p

rogr

am, t

o id

entif

y de

ficie

ncie

s.

Typi

cal a

udit

func

tions

ens

ure

that

:

• A

ll pu

blic

atio

ns a

nd w

ork

form

s are

cur

rent

and

read

ily a

vaila

ble

to th

e us

er.

• M

aint

enan

ce is

per

form

ed a

ccor

ding

to th

e m

etho

ds, s

tand

ards

, and

tech

niqu

es sp

ecifi

ed in

the

certi

ficat

e ho

lder

’s m

anua

ls.

• M

aint

enan

ce fo

rms a

re sc

reen

ed fo

r com

plet

enes

s, pr

oper

ent

ries,

and

requ

ired

insp

ectio

n ite

ms (

RII

) ide

ntifi

catio

n.

• M

ajor

repa

irs/a

ltera

tions

are

pro

perly

cla

ssifi

ed a

nd a

ccom

plis

hed

with

app

rove

d da

ta.

• R

ecor

ds o

f all

appl

icab

le A

irwor

thin

ess D

irect

ives

con

tain

cur

rent

stat

us a

nd m

etho

d of

com

plia

nce.

• A

irwor

thin

ess

rele

ases

are

exe

cute

d by

des

igna

ted

pers

ons

and

acco

rdin

g to

pro

cedu

res

spec

ified

in th

e ce

rtific

ate

hold

er’s

m

anua

ls.

• R

ecor

ds re

veal

cur

rent

stat

us o

f life

-lim

ited

parts

.

85

• Th

e tra

inin

g pr

ogra

m sy

llabu

s is b

eing

follo

wed

.

• C

arry

over

item

s and

def

erre

d m

aint

enan

ce a

re p

rope

rly h

andl

ed.

• V

endo

rs a

re p

rope

rly a

utho

rized

, qua

lifie

d, s

taff

ed, a

nd e

quip

ped

to d

o th

e co

ntra

ctor

fun

ctio

n ac

cord

ing

to t

he c

ertif

icat

e ho

lder

’s m

anua

l inc

ludi

ng C

oord

inat

ing

Age

ncy

for S

uppl

ier E

valu

atio

n (C

ASE

) fun

ctio

ns, i

f use

d.

5.26

.4 A

3.2.

2.4—

Ana

lyze

Qua

lity

Dat

a &

Dev

elop

Res

pons

es.

This

fun

ctio

n co

ordi

nate

s w

ith m

aint

enan

ce p

erso

nnel

to

anal

yze

and

deve

lop

corr

ectiv

e ac

tions

fro

m a

ny d

efic

ienc

ies

disc

over

ed

durin

g th

e su

rvei

llanc

e an

d/or

ana

lysi

s. T

his p

roce

ss m

ay g

ener

ate

a sp

ecia

l aud

it ac

cord

ing

to th

e C

ASS

pro

gram

, if r

equi

red.

Th

is fu

nctio

n in

clud

es a

naly

ses o

f Int

erna

l Eva

luat

ion

Prog

ram

(IEP

) and

CA

SS d

ata.

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5.26

.5 A

3.2.

2.5—

Perf

orm

QA

Adm

inis

trativ

e Fu

nctio

n.

This

fun

ctio

n co

nduc

ts a

ctiv

ities

per

form

ed b

y th

e Q

A, s

uch

as s

peci

al f

light

aut

horiz

atio

n, s

peci

al te

st e

quip

men

t, M

EL e

xten

sion

, re

gula

tory

rep

ortin

g, s

elec

ting

or d

esel

ectin

g ve

ndor

s an

d su

pplie

rs (

incl

udin

g fu

el a

nd d

eici

ng s

uppl

iers

), C

ASE

adm

inis

tratio

n ac

tiviti

es, c

hang

e O

pera

tiona

l Sp

ecifi

catio

n’s

revi

sion

, ven

dor

list,

chan

ge a

udit

sche

dule

s, re

plac

emen

t of

los

t ai

rcra

ft ce

rtific

ate,

SU

P’s r

epor

ting,

MIS

, etc

. Th

is f

unct

ion

also

inc

lude

s th

e in

spec

tion

or s

urve

illan

ce o

f ou

tsou

rced

ent

ities

to

assu

re t

hat

the

wor

k co

ntra

cted

to

them

is

acco

mpl

ishe

d in

com

plia

nce

with

the

certi

ficat

e ho

lder

’s re

quire

men

ts a

nd m

anua

ls.

86

Page 103: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

US

ED

AT:

AU

THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

RO

JEC

T: P

art 1

35 C

ertif

icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

81/

16/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A3.

2.2

NO

DE

:TI

TLE

:N

UM

BE

R:

Mon

itor m

echa

nica

l per

form

ance

A3.

2.2.

2P

.27

A3.

2.2.

2.1

Man

age

mec

hani

cal

perfo

rman

cem

onito

ring

A3.

2.2.

2.2

Col

lect

&an

alyz

eop

erat

iona

lda

ta

A3.

2.2.

2.3

Iden

tify

mec

hani

cal

defic

ienc

ies

Mec

hani

cal p

erfo

rman

cem

onito

ring

dire

ctiv

es

Mec

hani

cal p

erfo

rman

ce m

onito

ring

exec

utio

n di

rect

ives

Ope

ratio

nal d

ata

colle

ctio

nan

d an

alys

is d

irect

ives

Mec

hani

cal

defic

ienc

yid

entif

icat

ion

dire

ctiv

es

Mec

hani

cal

perfo

rman

cem

onito

ring

reso

urce

s

Iden

tifie

d m

echa

nica

l def

icie

ncie

s

Mec

hani

cal p

erfo

rman

ce m

onito

ring

stat

us

Mec

hani

cal p

erfo

rman

ce fa

ctsh

eet

Mec

hani

cal

perfo

rman

cem

onito

ring

man

agem

ent

reso

urce

s

Ope

ratio

nal d

ata

colle

ctio

n&

ana

lysi

s st

atus

Ope

ratio

nal d

ata

colle

ctio

n &

anal

ysis

reso

urce

s

Mec

hani

cal

defic

ienc

yid

entif

icat

ion

reso

urce

s

Mec

hani

cal

defic

ienc

yid

entif

icat

ion

stat

us

Sta

tus

Ope

ratio

nal d

ata

87

Page 104: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

5.27

A3.

2.2.

2—M

ON

ITO

R M

ECH

AN

ICA

L PE

RFO

RM

AN

CE.

5.27

.1 A

3.2.

2.2.

1—M

anag

e M

echa

nica

l Per

form

ance

Mon

itorin

g.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f airc

raft

mec

hani

cal p

erfo

rman

ce m

onito

ring:

Col

lect

& a

naly

ze o

pera

tiona

l dat

a •

Iden

tify

mec

hani

cal d

efic

ienc

ies

It pr

ovid

es d

irect

ives

, de

fines

req

uire

men

ts a

nd c

ontro

ls f

or t

he e

xecu

tion

of t

hose

act

iviti

es,

and

ensu

res

that

the

exe

cutio

n is

ac

com

plis

hed

in a

ccor

danc

e w

ith c

ompa

ny p

olic

ies a

nd p

roce

dure

s and

any

requ

ired

regu

latio

ns fo

r the

se a

ctiv

ities

.

5.27

.2 A

3.2.

2.2.

2—C

olle

ct &

Ana

lyze

Ope

ratio

nal D

ata.

This

func

tion

colle

cts a

nd a

naly

zes,

thro

ugh

man

date

d re

porti

ng, s

hort-

term

(day

-to-d

ay) a

nd lo

ng-te

rm m

onito

ring

oper

atio

nal d

ata

to

reve

al th

e ex

istin

g m

echa

nica

l per

form

ance

or i

ts tr

end.

5.

27.3

A3.

2.2.

2.3—

Iden

tify

Mec

hani

cal D

efic

ienc

ies .

88

This

func

tion

iden

tifie

s mec

hani

cal d

efic

ienc

ies.

Page 105: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

US

ED

AT:

AU

THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

RO

JEC

T: P

art 1

35 C

ertif

icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

81/

16/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A3

NO

DE

:TI

TLE

:N

UM

BE

R:

Per

form

airc

raft

mai

nten

ance

A3.

3P

. 28

A3.

3.1

Man

age

airc

raft

mai

nten

ance

A3.

3.2

Eva

luat

eai

rcra

ft

A3.

3.3

Per

form

sche

dule

d/no

nsch

edul

edm

aint

enan

ce

Airc

raft

eval

uatio

nre

sour

ces

Airc

raft

mai

nten

ance

reso

urce

s

Airc

raft

to b

e ev

alua

ted

Airc

raft

eval

uatio

nst

atus

Airc

raft

for s

urve

illan

ce

Airc

raft/

part

info

rmat

ion

Labo

r hou

r req

uire

men

ts

89

Mai

nten

ance

rout

ing

Sch

edul

ed/ n

onsc

hedu

led

airc

raft

mai

nten

ance

dire

ctiv

es

Par

ts/to

olin

g fa

bric

ated

/repa

ired

Airc

raft

reco

rds S

tatu

s

FOQ

A

Rej

ecte

d pa

rts a

nd to

ols

Airc

raft

mai

nten

ance

man

agem

ent

reso

urce

s

Mai

nten

ance

man

agem

ent p

lan

Sch

edul

ed/

nons

ched

uled

airc

raft

mai

nten

ance

reso

urce

s

Req

uest

for e

ngin

eerin

g se

rvic

esM

aint

enan

ce o

rder

s

Sch

edul

ed/n

onsc

hedu

led

airc

raft

mai

nten

ance

stat

us

Allo

cate

d ai

rwor

thy

parts

Airw

orth

y ai

rcra

ft

Cle

arly

iden

tifie

d di

scre

panc

ies

Allo

cate

d ai

rcra

ft to

be

mai

ntai

ned

Airc

raft

mai

nten

ance

dire

ctiv

es

Airc

raft

mai

nten

ance

dire

ctiv

es

Mai

nten

ance

deci

sion

Util

izat

ion-

base

d re

sour

ce re

quire

men

ts

GM

MA

ppro

ved

Insp

ectio

n an

d ot

her

mai

nten

ance

pro

gram

s

Eng

inee

ring

inst

ruct

ions

Met

hods

for

corr

ectio

n of

defic

ienc

ies

Eng

inee

ring

data

Airp

orts

Mai

nten

ance

sta

tus

Tech

nica

las

sist

ance

Uns

ervi

ceab

le p

arts

/tool

ing

for e

valu

atio

n/re

pair

Sho

p fin

ding

s da

ta

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5.28

A3.

3—PE

RFO

RM

AIR

CR

AFT

MA

INTE

NA

NC

E.

5.28

.1 A

3.3.

1—M

anag

e A

ircra

ft M

aint

enan

ce.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f the

airc

raft

mai

nten

ance

:

• Ev

alua

te a

ircra

ft •

Perf

orm

sche

dule

d/no

nsch

edul

ed m

aint

enan

ce

It pr

ovid

es d

irect

ives

, de

fines

req

uire

men

ts a

nd c

ontro

ls f

or t

he e

xecu

tion

of t

hose

act

iviti

es,

and

ensu

res

that

the

exe

cutio

n is

ac

com

plis

hed

in a

ccor

danc

e w

ith c

ompa

ny p

olic

ies a

nd p

roce

dure

s and

any

requ

ired

regu

latio

ns fo

r the

se a

ctiv

ities

. 5.

28.2

A3.

3.2—

Eval

uate

Airc

raft.

This

fun

ctio

n co

ntro

ls a

ircra

ft in

spec

tions

, tes

t, an

d ev

alua

tion,

incl

udin

g a

dete

rmin

atio

n of

whe

ther

the

airc

raft

is in

an

airw

orth

y co

nditi

on, i

f def

icie

ncie

s can

be

defe

rred

, and

whe

re c

orre

ctiv

e ac

tion

can

be a

ccom

plis

hed.

Thi

s fun

ctio

n al

so in

clud

es a

sses

smen

t of

the

avai

labi

lity

of re

sour

ces.

5.28

.3 A

3.3.

3—Pe

rfor

m S

ched

uled

/Non

sche

dule

d M

aint

enan

ce.

90

This

fun

ctio

n co

nduc

ts a

ircra

ft m

aint

enan

ce b

ased

on

the

mai

nten

ance

pro

gram

s an

d in

form

atio

n fr

om a

ircra

ft ev

alua

tion,

incl

udin

g de

ferr

als.

Her

e, s

ched

uled

(ro

utin

e) m

aint

enan

ce is

ref

erre

d to

as

the

perf

orm

ance

of m

aint

enan

ce ta

sks

at p

resc

ribed

inte

rval

s, an

d no

nsch

edul

ed (n

onro

utin

e) m

aint

enan

ce is

refe

rred

to a

s the

per

form

ance

of m

aint

enan

ce ta

sks w

hen

mec

hani

cal i

rreg

ular

ities

occ

ur.

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US

ED

AT:

AU

THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

RO

JEC

T: P

art 1

35 C

ertif

icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

81/

16/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A3.

3

NO

DE

:TI

TLE

:N

UM

BE

R:

Eva

luat

e ai

rcra

ft A

3.3.

2P

. 29

A3.

3.2.

1

Man

age

airc

raft

eval

uatio

n

A3.

3.2.

2

Det

ect

airc

raft

disc

repa

ncie

s

A3.

3.2.

3

Dia

gnos

eai

rcra

ft di

scre

panc

ies

A3.

3.2.

4

Eva

luat

eai

rcra

ft di

scre

panc

ies

App

rove

dIn

spec

tion

and

othe

r mai

nten

ance

prog

ram

s

Mai

nten

ance

deci

sion

GM

M

Airc

raft

disc

repa

ncy

dete

ctio

ndi

rect

ives

Airc

raft

eval

uatio

nre

sour

ces

Airc

raft

to b

e ev

alua

ted

Allo

cate

d ai

rcra

ft to

be

mai

ntai

ned

Airw

orth

y ai

rcra

ft

Cle

arly

iden

tifie

d di

scre

panc

ies

Airc

raft

eval

uatio

n s

tatu

s

Airc

raft

disc

repa

ncy

diag

nosi

sre

sour

ces

Airc

raft

disc

repa

ncy

dete

ctio

n st

atus

Airc

raft

disc

repa

ncy

dete

ctio

nre

sour

ces

Airc

raft

eval

uatio

nm

anag

emen

tre

sour

ces

Airc

raft

disc

repa

ncy

eval

uatio

nre

sour

ces

Sta

tus

Airc

raft

reco

rds

Airc

raft

with

dis

crep

anci

es

Airc

raft

with

cle

arly

iden

tifie

d di

scre

panc

ies

Labo

r hou

r req

uire

men

ts

Airc

raft

disc

repa

ncy

eval

uatio

n st

atus

Airc

raft

disc

repa

ncy

diag

nosi

s st

atus

Airc

raft

disc

repa

ncy

diag

nosi

sdi

rect

ives

Airc

raft

disc

repa

ncy

eval

uatio

ndi

rect

ives

Mai

nten

ance

rout

ing

Airc

raft

eval

uatio

n ex

ecut

ion

dire

ctiv

es

91

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5.29

A3.

3.2—

EVA

LUA

TE A

IRC

RA

FT.

5.29

.1 A

3.3.

2.1—

Man

age

Airc

raft

Eval

uatio

n.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f airc

raft

eval

uatio

n:

• D

etec

t airc

raft

disc

repa

ncie

s

• D

iagn

ose

airc

raft

disc

repa

ncie

s

• Ev

alua

te a

ircra

ft di

scre

panc

ies

It

prov

ides

dire

ctiv

es,

defin

es r

equi

rem

ents

and

con

trols

for

the

exe

cutio

n of

tho

se a

ctiv

ities

, an

d en

sure

s th

at t

he e

xecu

tion

is

acco

mpl

ishe

d in

acc

orda

nce

with

com

pany

pol

icie

s and

pro

cedu

res a

nd a

ny re

quire

d re

gula

tions

for t

hese

act

iviti

es.

5.

29.2

A3.

3.2.

2—D

etec

t Airc

raft

Dis

crep

anci

es.

This

func

tion

iden

tifie

s evi

denc

e th

at so

me

disc

repa

ncie

s exi

st w

ith th

e ai

rcra

ft.

5.29

.3 A

3.3.

2.3—

Dia

gnos

e A

ircra

ft D

iscr

epan

cies

.

92

This

func

tion

incl

udes

trou

bles

hoot

ing

the

root

cau

se(s

) of a

ircra

ft di

scre

panc

ies

base

d on

the

info

rmat

ion

from

airc

raft

disc

repa

ncie

s re

ports

and

reco

rds.

5.29

.4 A

3.3.

2.4—

Eval

uate

Airc

raft

Dis

crep

anci

es.

This

func

tion

asse

sses

airc

raft

disc

repa

ncie

s an

d es

timat

es th

e w

orkl

oad

and

parts

requ

ired

to fi

x th

e di

scre

panc

ies;

it a

lso

dete

rmin

es

the

rout

ing

plan

for t

he a

ircra

ft m

aint

enan

ce, i

f app

licab

le.

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ED

AT:

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THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

RO

JEC

T: P

art 1

35 C

ertif

icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

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16/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A3.

3

NO

DE

:TI

TLE

:N

UM

BE

R:

Per

form

sch

edul

ed/n

onsc

hedu

led

mai

nten

ance

A3.

3.3

P. 3

0

A3.

3.3.

1

Man

age

sche

dule

d/no

nsch

edul

edai

rcra

ft m

aint

enan

ce

A3.

3.3.

2

Per

form

line

mai

nten

ance

A3.

3.3.

3

Per

form

heav

ym

aint

enan

ce

A3.

3.3.

4

Per

form

com

pone

ntm

aint

enan

ce

Line

mai

nten

ance

reso

urce

s

Sch

edul

ed/

nons

ched

uled

airc

raft

mai

nten

ance

dire

ctiv

es

App

rove

d In

spec

tion

and

othe

rm

aint

enan

ce p

rogr

ams

93

Cle

arly

iden

tifie

d di

scre

panc

ies

Airc

raft/

part

info

rmat

ion

FOQ

A

Uns

ervi

ceab

le p

arts

/tool

ing

for e

valu

atio

n/re

pair

Sch

edul

ed/n

onsc

hedu

led

airc

raft

mai

nten

ance

sta

tus

Labo

r hou

rre

quire

men

ts

Eng

inee

ring

data

Hea

vym

aint

enan

cere

sour

ces

Sch

edul

ed/

nons

ched

uled

airc

raft

mai

nten

ance

man

agem

ent r

esou

rces

Sta

tus

Tech

nica

las

sist

ance

Par

ts/to

olin

g fa

bric

ated

/repa

ired

Line

mai

nten

ance

stat

us

Hea

vym

aint

enan

cest

atus

Com

pone

ntm

aint

enan

cest

atus

Com

pone

ntm

aint

enan

cere

sour

ces

Airp

orts

Par

ts re

quire

men

ts

Allo

cate

d ai

rcra

ft to

be

mai

ntai

ned

Sho

p fin

ding

s da

ta

Sch

edul

ed/

nons

ched

uled

airc

raft

mai

nten

ance

reso

urce

s

Airc

raft

for s

urve

illan

ce

Rej

ecte

d pa

rts a

nd to

ols

Allo

cate

d ai

rwor

thy

parts

Mai

nten

ance

rout

ing

Sch

edul

ed/n

onsc

hedu

led

mai

nten

ance

exe

cutio

n di

rect

ives

Hea

vy m

aint

enan

cedi

rect

ives

Line

mai

nten

ance

dire

ctiv

esC

ompo

nent

mai

nten

ance

dire

ctiv

es

GM

M

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5.30

A3.

3.3—

PER

FOR

M S

CH

EDU

LED

/NO

NSC

HED

ULE

D M

AIN

TEN

AN

CE.

5.30

.1 A

3.3.

3.1—

Man

age

Sche

dule

d/N

onsc

hedu

led

Airc

raft

Mai

nten

ance

.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f sch

edul

ed/n

onsc

hedu

led

airc

raft

mai

nten

ance

:

• Pe

rfor

m li

ne m

aint

enan

ce

• Pe

rfor

m h

eavy

mai

nten

ance

Perf

orm

com

pone

nt m

aint

enan

ce

It pr

ovid

es d

irect

ives

, def

ines

requ

irem

ents

and

con

trols

for t

he e

xecu

tion

of th

ose

activ

ities

, and

ens

ures

that

the

exec

utio

n is

don

e in

ac

cord

ance

with

com

pany

pol

icie

s and

pro

cedu

res a

nd a

ny re

quire

d re

gula

tions

for t

hese

act

iviti

es.

5.

30.2

A3.

3.3.

2—Pe

rfor

m L

ine

Mai

nten

ance

.

This

func

tion

prov

ides

airc

raft

mai

nten

ance

, tes

ting,

insp

ectio

n, a

nd se

rvic

ing.

Th

is a

ctiv

ity is

usu

ally

con

duct

ed a

t the

airp

ort w

ithin

a li

mite

d tim

e pe

riod

with

out n

eces

saril

y se

ndin

g th

e ai

rcra

ft to

a m

aint

enan

ce

stat

ion.

94

5.30

.3 A

3.3.

3.3—

Perf

orm

Hea

vy M

aint

enan

ce.

This

func

tion

prov

ides

mai

nten

ance

that

is n

orm

ally

per

form

ed o

ff-li

ne, i

nclu

ding

hea

vy m

aint

enan

ce c

heck

s, re

pairs

, alte

ratio

ns, a

nd

mod

ifica

tions

bas

ed o

n th

e m

aint

enan

ce p

rogr

am a

nd in

form

atio

n fr

om a

n ai

rcra

ft co

nditi

on e

valu

atio

n.

This

act

ivity

is u

sual

ly c

ondu

cted

in m

aint

enan

ce st

atio

ns in

a c

ontro

lled

envi

ronm

ent.

5.30

.4 A

3.3.

3.4—

Perf

orm

Com

pone

nt M

aint

enan

ce.

This

fun

ctio

n m

aint

ains

the

airc

raft

com

pone

nt to

ens

ure

the

serv

icea

bilit

y of

par

ts.

A c

ompo

nent

can

be

an a

pplia

nce,

inst

rum

ent,

radi

o, o

r an

acce

ssor

y.

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ED

AT:

AU

THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

RO

JEC

T: P

art 1

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ertif

icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

81/

16/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A3.

3.3

NO

DE

:TI

TLE

:N

UM

BE

R:

Per

form

hea

vy m

aint

enan

ceA

3.3.

3.3

P. 3

1

A3.

3.3.

3.1

Man

age

heav

ym

aint

enan

ce

A3.

3.3.

3.2

Per

form

airc

raft

repa

ir

A3.

3.3.

3.3

Per

form

airc

raft

test

and

eval

uatio

n

Hea

vym

aint

enan

cedi

rect

ives

GM

M

Airc

raft

repa

irdi

rect

ives

Airc

raft

test

and

eval

uatio

ndi

rect

ives

Hea

vy m

aint

enan

ce e

xecu

tion

dire

ctiv

es

Hea

vym

aint

enan

cere

sour

ces

Allo

cate

d ai

rwor

thy

parts

Airc

raft

for s

urve

illan

ce

Allo

cate

d ai

rcra

ft to

be

mai

ntai

ned

Cle

arly

iden

tifie

d di

scre

panc

ies

Hea

vy m

aint

enan

ce s

tatu

s

Par

ts re

quire

men

ts

Airc

raft

afte

rre

pair

Hea

vym

aint

enan

cem

anag

emen

tre

sour

ces

Airc

raft

repa

irst

atus

Airc

raft

repa

irre

sour

ces

Airc

raft

test

and

eval

uatio

nre

sour

cesA

ircra

ft te

st a

ndev

alua

tion

stat

us

Sta

tus

Eng

inee

ring

data

Tech

nica

las

sist

ance

95

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5.31

A3.

3.3.

3—PE

RFO

RM

HEA

VY

MA

INTE

NA

NC

E.

5.31

.1 A

3.3.

3.3.

1—M

anag

e H

eavy

Mai

nten

ance

.

This

func

tion

dire

cts,

sche

dule

s, m

onito

rs, a

nd c

oord

inat

es th

e fo

llow

ing

activ

ities

of h

eavy

mai

nten

ance

:

• Pe

rfor

m a

ircra

ft re

pair

Perf

orm

airc

raft

test

and

eva

luat

ion

It

prov

ides

dire

ctiv

es,

defin

es r

equi

rem

ents

and

con

trols

for

the

exe

cutio

n of

tho

se a

ctiv

ities

, an

d en

sure

s th

at t

he e

xecu

tion

is

acco

mpl

ishe

d in

acc

orda

nce

with

com

pany

pol

icie

s and

pro

cedu

res a

nd a

ny re

quire

d re

gula

tions

for t

hese

act

iviti

es.

5.

31.2

A3.

3.3.

3.2—

Perf

orm

Airc

raft

Rep

air.

This

fun

ctio

n ca

ptur

es t

he p

roce

ss o

f co

rrec

ting

the

disc

repa

ncie

s fo

llow

ing

the

14 C

FR P

art

135

certi

ficat

e ho

lder

mai

nten

ance

pr

ogra

m.

5.31

.3 A

3.3.

3.3.

3—Pe

rfor

m A

ircra

ft Te

st a

nd E

valu

atio

n .

96

This

func

tion

test

s and

eva

luat

es th

e pe

rfor

man

ce o

f the

airc

raft

afte

r mai

nten

ance

is c

ompl

eted

.

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US

ED

AT:

AU

THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

RO

JEC

T: P

art 1

35 C

ertif

icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

81/

16/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A3.

3.3

NO

DE

:TI

TLE

:N

UM

BE

R:

Per

form

com

pone

nt m

aint

enan

ceA

3.3.

3.4

P.3

2

A3.

3.3.

4.1

Man

age

com

pone

nt

mai

nten

ance

A3.

3.3.

4.2

Per

form

conf

igur

atio

nco

ntro

l

A3.

3.3.

4.3

Eva

luat

e/m

aint

ain

airc

raft

com

pone

nts

A3.

3.3.

4.4

Per

form

part

usag

ean

alys

isCom

pone

ntus

age

anal

ysis

dire

ctiv

es

Con

figur

atio

n co

ntro

l dire

ctiv

es

Par

t con

figur

atio

n

Com

pone

ntm

aint

enan

cedi

rect

ives

Com

pone

ntev

alua

tion/

mai

nten

ance

dire

ctiv

es

Com

pone

nt m

aint

enan

ce e

xecu

tion

dire

ctiv

es

Com

pone

ntev

alua

tion/

mai

nten

ance

reso

urce

s

Con

figur

atio

nco

ntro

l sta

tus

Par

t fai

lure

dat

a

Eng

inee

ring

data

Par

ts/to

olin

g fa

bric

ated

/repa

ired

Com

pone

nt m

aint

enan

ce s

tatu

s

Com

pone

ntus

age

anal

ysis

reso

urce

s

Con

figur

atio

nco

ntro

lre

sour

ces

Com

pone

ntm

aint

enan

cem

anag

emen

tre

sour

ces

Par

t usa

ge a

naly

sis

stat

us

Com

pone

nt e

valu

atio

n/m

aint

enan

ce s

tatu

s

Com

pone

ntm

aint

enan

cere

sour

ces

Tech

nica

las

sist

ance

Airc

raft/

part

info

rmat

ion

Sho

p fin

ding

s da

ta

Par

ts re

quire

men

ts

Sta

tus

Uns

ervi

ceab

le p

arts

/tool

ing

for e

valu

atio

n/re

pair

Allo

cate

d ai

rwor

thy

parts

Rej

ecte

d pa

rts a

nd to

ols

97

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5.32

A3.

3.3.

4—PE

RFO

RM

CO

MPO

NEN

T M

AIN

TEN

AN

CE.

5.32

.1 A

3.3.

3.4.

1—M

anag

e C

ompo

nent

Mai

nten

ance

.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f com

pone

nt m

aint

enan

ce:

Perf

orm

con

figur

atio

n co

ntro

l

• Ev

alua

te/m

aint

ain

airc

raft

com

pone

nts

Perf

orm

par

t usa

ge a

naly

sis

It

prov

ides

dire

ctiv

es,

defin

es r

equi

rem

ents

and

con

trols

for

the

exe

cutio

n of

tho

se a

ctiv

ities

, an

d en

sure

s th

at t

he e

xecu

tion

is

acco

mpl

ishe

d in

acc

orda

nce

with

com

pany

pol

icie

s and

pro

cedu

res a

nd a

ny re

quire

d re

gula

tions

for t

hese

act

iviti

es.

5.

32.2

A3.

3.3.

4.2—

Perf

orm

Con

figur

atio

n C

ontro

l.

This

func

tion

anal

yzes

the

part

requ

irem

ents

and

par

t spe

cific

atio

ns a

nd c

onfig

ures

the

stra

tegi

es u

sed

to p

rovi

de s

ervi

ceab

le p

arts

for

airc

raft

mai

nten

ance

. Th

e fo

llow

ing

fact

ors s

houl

d be

con

side

red

to p

erfo

rm th

is fu

nctio

n:

98

• R

egul

atio

ns

• ET

OPs

Low

er L

andi

ng M

inim

ums

• R

educ

ed V

ertic

al S

epar

atio

n M

inim

um a

irspa

ce (R

VSM

) req

uire

men

ts

• M

anuf

actu

rer p

art n

umbe

rs

• Pa

rt re

cord

kee

ping

Part

effe

ctiv

enes

s •

Mod

ifica

tion

stat

us

• Li

fe li

mits

Inte

rcha

ngea

bilit

y be

twee

n m

anuf

actu

rers

Inte

rnal

and

alte

rnat

e pa

rt nu

mbe

rs

5.32

.3 A

3.3.

3.4.

3—Ev

alua

te/M

aint

ain

Airc

raft

Com

pone

nts.

This

fun

ctio

n in

spec

ts a

nd m

aint

ains

the

ser

vice

able

par

ts f

or a

ircra

ft m

aint

enan

ce a

nd a

lso

prov

ides

fai

lure

dat

a fo

r fu

ture

par

t-tra

ckin

g an

d an

alys

is p

urpo

ses.

The

follo

win

g fa

ctor

s sho

uld

be c

onsi

dere

d to

per

form

this

func

tion.

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• Pa

rt ty

pes,

such

as c

onsu

mab

le o

r rot

atab

le

• Pa

rt st

atus

, suc

h as

qua

rant

ined

or i

n st

orag

e •

Com

patib

ility

of c

onsu

mab

les

• A

ltern

ate

proc

ess m

ater

ial s

ubst

itutio

n •

Tech

nica

l Sta

ndar

d O

rder

s (TS

O)

• El

ectro

stat

ic D

isch

arge

(ESD

) •

Part

rem

oval

trac

king

reco

rds

• Pr

ecis

ion

Mea

sure

men

t Equ

ipm

ent T

oolin

g ca

libra

tion

• En

viro

nmen

tal c

ontro

l and

faci

litie

s Th

is fu

nctio

n al

so in

clud

es in

-hou

se to

ol c

alib

ratio

n an

d fa

bric

atio

n.

5.32

.4 A

3.3.

3.4.

4—Pe

rfor

m P

art U

sage

Ana

lysi

s.

This

fun

ctio

n tra

cks

and

anal

yzes

the

part

usag

e in

form

atio

n an

d m

onito

rs a

nd c

ontro

ls th

eir

usag

e co

nditi

ons.

Exa

mpl

es o

f pa

rts

usag

e in

form

atio

n in

clud

e:

• V

endo

r lea

d tim

e (a

.k.a

., tu

rn ti

me)

99

• A

TA c

hapt

er a

nd c

ode,

if a

pplic

able

• Sh

elf l

ife

• C

ompo

nent

usa

ge a

naly

sis

• R

ecei

ving

insp

ectio

n

• Te

chni

cal c

ontro

l of r

elia

bilit

y cr

itica

l par

ts

• C

ondi

tion

mon

itorin

g (i.

e., o

il co

nsum

ptio

n, e

ngin

e vi

brat

ion

mon

itorin

g, F

ull

Aut

horit

y D

igita

l En

gine

Con

trol/E

lect

roni

c En

gine

Con

trol d

ata

anal

ysis

)

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US

ED

AT:

AU

THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

RO

JEC

T: P

art 1

35 C

ertif

icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

81/

16/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A3

NO

DE

:TI

TLE

:N

UM

BE

R:

Obt

ain

engi

neer

ing

supp

ort

A3.

4P

. 33

A3.

4.1

Man

age

engi

neer

ing

supp

ort

A3.

4.2

Per

form

stan

dard

izat

ion

&m

odifi

catio

n

A3.

4.3

Per

form

airc

raft/

fleet

ope

ratio

nsu

ppor

t

A3.

4.4

Pro

vide

engi

neer

ing

supp

ort

reso

urce

s

Met

hods

for

corr

ectio

n of

defic

ienc

ies

Alte

rnat

ive

regu

lato

ryco

mpl

ianc

e da

ta

Eng

inee

ring

supp

ort d

irect

ives

GM

MA

ppro

ved

Insp

ectio

nan

d ot

her m

aint

enan

cepr

ogra

ms

Eng

inee

ring

supp

ort r

esou

rces

Req

uest

for

engi

neer

ing

serv

ices

Tech

nica

l com

mun

icat

ion

& re

porti

ng

Airc

raft/

part

info

rmat

ion

Eng

inee

ring

supp

ort s

tatu

s

Airc

raft

reco

rds

Tech

nica

l dat

a

Eng

inee

ring

data

Tech

nica

l ass

ista

nce

Reg

ulat

ory

or o

ther

ext

erna

l lia

ison

Rel

iabi

lity

data S

tatu

s

Eng

inee

ring

supp

ort

reso

urce

prov

isio

n

Eng

inee

ring

inst

ruct

ions

Spe

cial

flig

ht o

pera

tions

Eng

inee

ring

supp

ort e

xecu

tion

dire

ctiv

es

Sta

ndar

diza

tion

& m

odifi

catio

ndi

rect

ives

Flee

top

erat

ion

supp

ort

dire

ctiv

es

Eng

inee

ring

supp

ort

reso

urce

prov

isio

ndi

rect

ives

100

Flee

top

erat

ion

supp

ort

reso

urce

s

Sta

ndar

diza

tion

& m

odifi

catio

nre

sour

ces S

tand

ardi

zatio

n&

mod

ifica

tion

stat

us

Flee

t ope

ratio

nsu

ppor

t sta

tus

Eng

inee

ring

supp

ort

man

agem

ent

reso

urce

s

Eng

inee

ring

supp

ort

reso

urce

prov

isio

nst

atus

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5.33

A3.

4—O

BTA

IN E

NG

INEE

RIN

G S

UPP

OR

T.

5.33

.1 A

3.4.

1—M

anag

e En

gine

erin

g Su

ppor

t.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f eng

inee

ring

supp

ort:

Perf

orm

stan

dard

izat

ion

& m

odifi

catio

n

• Pe

rfor

m fl

eet o

pera

tion

supp

ort

It

prov

ides

dire

ctiv

es,

defin

es r

equi

rem

ents

and

con

trols

for

the

exe

cutio

n of

tho

se a

ctiv

ities

, an

d en

sure

s th

at t

he e

xecu

tion

is

acco

mpl

ishe

d in

acc

orda

nce

with

com

pany

pol

icie

s and

pro

cedu

res a

nd a

ny re

quire

d re

gula

tions

for t

hese

act

iviti

es.

5.

33.2

A3.

4.2—

Perf

orm

Sta

ndar

diza

tion

& M

odifi

catio

n.

This

func

tion

deve

lops

stan

dard

s and

per

form

s mod

ifica

tions

to su

ppor

t new

and

exi

stin

g ai

rcra

ft or

flee

t. T

his i

nclu

des:

• D

iffer

ence

s, i.e

., di

ffer

ent a

ircra

ft/en

gine

com

bina

tion

• O

ptio

ns

101

-

Pass

enge

r ser

vice

item

s -

Seat

ing

conf

igur

atio

ns

- C

abin

avi

onic

s 5.

33.3

A3.

4.3—

Perf

orm

Airc

raft/

Flee

t Ope

ratio

n Su

ppor

t .

This

func

tion

prov

ides

eng

inee

ring

assi

stan

ce a

nd a

dvic

e fo

r airc

raft

mai

nten

ance

to e

nsur

e th

e da

ta a

nd o

pera

ting

proc

edur

es u

sed

for

airc

raft

mai

nten

ance

mee

t the

eng

inee

ring

requ

irem

ents

. Th

is fu

nctio

n m

ay b

e ac

com

plis

hed

by th

e O

rigin

al E

quip

men

t Man

ufac

ture

r (O

EM).

Thi

s fun

ctio

n su

ppor

ts o

ngoi

ng o

pera

tions

of a

ircra

ft/fle

et.

This

incl

udes

:

Tech

nica

l int

erpr

etat

ion

• Te

chni

cal a

ssis

tanc

e •

Rep

air d

ata

• En

gine

erin

g or

ders

Airw

orth

ines

s Dire

ctiv

es/S

ervi

ce B

ulle

tins

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• M

anua

l, ta

sk c

ards

Spec

ial f

light

ope

ratio

ns

• M

aint

enan

ce p

lans

Add

ing

exis

ting

airc

raft

type

/new

airc

raft

type

to fl

eet

• A

ltern

ate

Mea

ns o

f Com

plia

nce

(AM

OC

) •

Exem

ptio

n de

viat

ions

and

wai

vers

Rel

iabi

lity

data

War

rant

y re

com

men

datio

ns

• Em

erge

ncy

acci

dent

/inci

dent

dat

a

• Eq

uiva

lent

s (to

ols/

equi

pmen

t/mat

eria

ls)

Ow

ner-

prod

uced

par

ts

102

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US

ED

AT:

AU

THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

RO

JEC

T: P

art 1

35 C

ertif

icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

81/

16/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A0

NO

DE

:TI

TLE

:N

UM

BE

R:

Per

form

per

sonn

el tr

aini

ngA

4P

. 34

A4.

1

Man

age

pers

onne

ltra

inin

g

A4.

2

Iden

tify

& a

naly

zetra

inin

gre

quire

men

ts

A4.

3

Des

ign

& d

evel

optra

inin

g

A4.

4

Impl

emen

tan

d re

cord

train

ing

A4.

5

Eva

luat

etra

inin

g

Per

sonn

el q

ualif

icat

ion

requ

irem

ents

Util

izat

ion

proj

ectio

n

103

Per

sonn

el fo

r tra

inin

g

Qua

lifie

d pe

rson

nel

Per

sonn

eltra

inin

gre

sour

ces

Trai

ning

fore

cast

Per

sonn

el tr

aini

ng re

cord

s

OE

M g

uida

nce

Per

sonn

el tr

aini

ng s

tatu

s

Trai

ning

requ

irem

ent

iden

tific

atio

n &

ana

lysi

sdi

rect

ives Tr

aini

ng re

quire

men

tid

entif

icat

ion

and

anal

ysis

sta

tus

Per

sonn

eltra

inin

gm

anag

emen

tre

sour

ces

Trai

ning

requ

irem

ent

iden

tific

atio

n/an

alys

isre

sour

ces

Trai

ning

des

ign

&de

velo

pmen

tre

sour

ces

Sta

tus

Trai

ning

des

ign

& d

evel

opm

ent

stat

us

Trai

ning

impl

emen

tatio

nan

d re

cord

reso

urce

s

Trai

ning

impl

emen

tatio

nan

d re

cord

stat

us

Trai

ning

polic

ies

&pr

oced

ures

Trai

ning

requ

irem

ents

Job

task

desc

riptio

n

Trai

ning

cou

rsew

are

Req

uire

men

ts fo

r tra

inin

g re

visi

on

Per

sonn

el a

fter t

rain

ing

Trai

ning

eval

uatio

nre

sour

ces

Trai

ning

eval

uatio

nst

atus

Trai

ning

sys

tem

per

form

ance

Trai

ning

des

ign

&de

velo

pmen

tdi

rect

ives

Trai

ning

impl

emen

tatio

nan

d re

cord

dire

ctiv

es

Per

sonn

el tr

aini

ng e

xecu

tion

dire

ctiv

es

App

rove

dop

erat

ions

polic

ies

&pr

oced

ures

Trai

ning

cur

ricul

um

Cer

tific

ate

hold

erbu

sine

ssdi

rect

ives

Trai

ning

eval

uatio

ndi

rect

ives

Per

form

ance

sta

ndar

ds

App

rove

dIn

spec

tion

and

othe

rm

aint

enan

cepr

ogra

ms

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5.34

A4—

PER

FOR

M P

ERSO

NN

EL T

RA

ININ

G.

5.34

.1 A

4.1—

Man

age

Pers

onne

l Tra

inin

g.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f all

com

pany

per

sonn

el tr

aini

ng:

Iden

tify

& a

naly

ze tr

aini

ng re

quire

men

ts

• D

esig

n &

dev

elop

trai

ning

Impl

emen

t and

reco

rd tr

aini

ng

• Ev

alua

te tr

aini

ng

It pr

ovid

es d

irect

ives

, de

fines

req

uire

men

ts a

nd c

ontro

ls f

or t

he e

xecu

tion

of t

hose

act

iviti

es,

and

ensu

res

that

the

exe

cutio

n is

ac

com

plis

hed

in a

ccor

danc

e w

ith c

ompa

ny p

olic

ies

and

proc

edur

es a

nd a

ny r

equi

red

regu

latio

ns f

or t

hese

act

iviti

es,

incl

udin

g ou

tsou

rced

trai

ning

.

5.34

.2 A

4.2—

Iden

tify

& A

naly

ze T

rain

ing

Req

uire

men

ts.

This

fun

ctio

n pe

rfor

ms

job

task

ana

lysi

s to

ide

ntify

and

ana

lyze

the

ski

lls a

nd k

now

ledg

e th

at r

equi

re t

rain

ing

base

d on

job

tas

k re

quire

men

ts a

nd p

erso

nnel

per

form

ance

and

qua

lific

atio

n.

104

5.34

.3 A

4.3—

Des

ign

& D

evel

op T

rain

ing.

This

fun

ctio

n de

sign

s, de

velo

ps, a

nd s

eque

nces

lea

rnin

g ob

ject

ives

and

qua

lific

atio

n st

anda

rds

and

crea

tes

train

ing

mat

eria

ls (

e.g.

, cu

rric

ulum

, ins

truct

or m

anua

ls, s

tude

nt in

stru

ctio

nal m

ater

ials

, ass

essm

ent i

nstru

men

ts) t

o co

nduc

t tra

inin

g.

This

func

tion

also

iden

tifie

s an

d de

term

ines

the

mos

t app

ropr

iate

and

cos

t-eff

ectiv

e m

etho

d fo

r dev

elop

ing

or o

btai

ning

the

train

ing,

su

ch a

s the

use

of i

nter

nal s

taff

and

faci

litie

s and

/or o

utso

urce

trai

ning

pro

vide

rs.

5.34

.4 A

4.4—

Impl

emen

t and

Rec

ord

Trai

ning

.

This

func

tion

deliv

ers t

he re

quire

d kn

owle

dge,

met

hods

, pro

cedu

res,

and

skill

s to

pers

onne

l by

usin

g va

rious

mea

ns su

ch a

s cla

ssro

om

sess

ions

, com

pute

r, si

mul

ator

, tra

inin

g de

vice

s, or

act

ual a

ircra

ft. T

his

func

tion

incl

udes

the

crea

tion

and

mai

nten

ance

of r

ecor

ds fo

r tra

inin

g ac

tiviti

es.

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5.34

.5 A

4.5—

Eval

uate

Tra

inin

g.

This

func

tion

colle

cts,

anal

yzes

, and

inte

rpre

ts sy

stem

atic

trai

ning

info

rmat

ion,

such

as:

Cou

rse

prer

equi

site

Cou

rse

cont

ent

Cou

rse

obje

ctiv

es

• Le

arni

ng o

utco

mes

Stud

ent d

emon

stra

tion

of a

requ

ired

leve

l of k

now

ledg

e in

a su

bjec

t •

Stud

ent f

eedb

ack

on th

e ap

plic

atio

n of

the

know

ledg

e an

d sk

ills l

earn

ed in

the

train

ing

prog

ram

s to

prac

tical

situ

atio

ns

Th

is tr

aini

ng in

form

atio

n ca

n be

use

d to

:

• Im

prov

e tra

inin

g ef

fect

iven

ess

Det

erm

ine

whe

ther

trai

ning

obj

ectiv

es/g

oals

are

met

Ass

ess t

he re

turn

on

inve

stm

ent o

f tra

inin

g

• Im

prov

e pr

oces

ses f

or a

cqui

ring,

dev

elop

ing,

and

del

iver

ing

futu

re tr

aini

ng

105

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ED

AT:

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R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

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T: P

art 1

35 C

ertif

icat

e H

olde

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nctio

nal M

odel

10/1

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16/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A4

NO

DE

:TI

TLE

:N

UM

BE

R:

Des

ign

& d

evel

op tr

aini

ngA

4.3

P. 3

5

A4.

3.1

Man

age

train

ing

desi

gn&

dev

elop

men

t

A4.

3.2

Dev

elop

train

ing

obje

ctiv

es

A4.

3.3

Set

perfo

rman

cest

anda

rds

A4.

3.4

Sel

ect

train

ing

prov

ider

A4.

3.5

Dev

elop

train

ing

curr

icul

um

Trai

ning

desi

gn &

deve

lopm

ent

dire

ctiv

es

Trai

ning

cur

ricul

um

Trai

ning

des

ign

& d

evel

opm

ent e

xecu

tive

dire

ctiv

es

Per

form

ance

sta

ndar

ds

Ass

ignm

ent o

f pro

vide

r

Trai

ning

obj

ectiv

ede

velo

pmen

t dire

ctiv

esP

erfo

rman

cest

anda

rd s

ettin

gdi

rect

ives

Trai

ning

prov

ider

sele

ctio

ndi

rect

ives

Trai

ning

curr

icul

umde

velo

pmen

tdi

rect

ives

Trai

ning

desi

gn &

deve

lopm

ent

reso

urce

s

Trai

ning

requ

irem

ents

Trai

ning

cou

rsew

are

Req

uire

men

tsfo

r tra

inin

gre

visi

onTr

aini

ng d

esig

n &

dev

elop

men

t sta

tus

Trai

ning

cur

ricul

umde

velo

pmen

tre

sour

ces

Trai

ning

curr

icul

umde

velo

pmen

tst

atus

Trai

ning

obje

ctiv

es

Trai

ning

pro

vide

rse

lect

ion

reso

urce

sTrai

ning

prov

ider

sele

ctio

nst

atus

Per

form

ance

stan

dard

setti

ngst

atus

Per

form

ance

sta

ndar

dsse

tting

reso

urce

sTr

aini

ng o

bjec

tive

deve

lopm

ent r

esou

rcesTr

aini

ngob

ject

ive

deve

lopm

ent

stat

us

Trai

ning

des

ign

&de

velo

pmen

tm

anag

emen

t res

ourc

es

Sta

tus

106

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5.35

A4.

3—D

ESIG

N &

DEV

ELO

P TR

AIN

ING

.

5.35

.1 A

4.3.

1—M

anag

e Tr

aini

ng D

esig

n &

Dev

elop

men

t.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f tra

inin

g de

sign

and

dev

elop

men

t:

Dev

elop

trai

ning

obj

ectiv

es

• Se

t per

form

ance

stan

dard

s

• Se

lect

trai

ning

pro

vide

r

• D

evel

op tr

aini

ng c

urric

ulum

It

prov

ides

dire

ctiv

es,

defin

es r

equi

rem

ents

and

con

trols

for

the

exe

cutio

n of

tho

se a

ctiv

ities

, an

d en

sure

s th

at t

he e

xecu

tion

is

acco

mpl

ishe

d in

acc

orda

nce

with

com

pany

pol

icie

s and

pro

cedu

res a

nd a

ny re

quire

d re

gula

tions

for t

hese

act

iviti

es.

5.

35.2

A4.

3.2—

Dev

elop

Tra

inin

g O

bjec

tives

.

This

func

tion

clar

ifies

the

targ

et o

f the

trai

ning

and

the

skill

or p

erfo

rman

ce le

vel p

erso

nnel

sho

uld

have

afte

r the

trai

ning

to m

eet t

he

com

pany

requ

irem

ents

.

107

5.35

.3 A

4.3.

3—Se

t Per

form

ance

Sta

ndar

ds.

This

func

tion

esta

blis

hes t

he st

anda

rd le

vel o

f per

form

ance

that

the

pers

onne

l sho

uld

achi

eve

afte

r the

trai

ning

is c

ompl

eted

. 5.

35.4

A4.

3.4—

Sele

ct T

rain

ing

Prov

ider

.

This

func

tion

sele

cts t

he m

ost a

ppro

pria

te a

nd c

ost-e

ffec

tive

train

ing

prov

ider

bas

ed o

n th

e tra

inin

g re

quire

men

ts.

5.35

.5 A

4.3.

5—D

evel

op T

rain

ing

Cur

ricul

um.

This

func

tion

crea

tes

a co

mpl

ete

train

ing

agen

da s

peci

fic to

an

airc

raft

type

or p

ositi

on (i

.e.,

a cr

ewm

embe

r, m

echa

nic,

or d

ispa

tche

r)

or a

cat

egor

y of

trai

ning

(i.e

., ne

w h

ire in

doct

rinat

ion)

.

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t 135

Mod

elin

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amD

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TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

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EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A4

NO

DE

:TI

TLE

:N

UM

BE

R:

Impl

emen

t and

reco

rd tr

aini

ngA

4.4

P. 3

6

A4.

4.1

Man

age

train

ing

impl

emen

tatio

n an

dre

cord

A4.

4.2

Con

duct

inst

ruct

or-

led

train

ing

A4.

4.3

Con

duct

self-

stud

ytra

inin

g

A4.

4.4

Con

duct

devi

ce/s

imul

ator

train

ing

A4.

4.5

Con

duct

airc

raft

train

ing

Trai

ning

impl

emen

tatio

nan

d re

cord

dire

ctiv

es

App

rove

d op

erat

ions

pol

icie

s &

pro

cedu

res

Trai

ning

curr

icul

um

Per

sonn

el a

fter s

elf-s

tudy

trai

ning

Trai

ning

impl

emen

tatio

n an

d re

cord

sta

tus

Per

sonn

el a

fter

airc

raft

train

ing

Per

sonn

elaf

ter t

rain

ing

Trai

ning

impl

emen

tatio

n ex

ecut

ion

dire

ctiv

es

Sel

f-stu

dytra

inin

g di

rect

ives

108

Trai

ning

cour

sew

are

Per

sonn

el fo

r tra

inin

g

Inst

ruct

or-le

d tra

inin

gdi

rect

ives

Airc

raft

train

ing

stat

us

Airc

raft

train

ing

reso

urce

s

Dev

ice/

sim

ulat

ortra

inin

g st

atus

Dev

ice/

sim

ulat

ortra

inin

gre

sour

ces

Inst

ruct

or-le

dtra

inin

gst

atus

Inst

ruct

or-le

dtra

inin

gre

sour

ces

Trai

ning

impl

emen

tatio

n an

dre

cord

man

agem

ent

reso

urce

s

Sta

tus

Per

sonn

el a

fter s

imul

ator

trai

ning

Sel

f-stu

dytra

inin

gre

sour

ces

Sel

f-stu

dytra

inin

g st

atus

Per

sonn

el a

fter i

nstru

ctor

-led

train

ing

Dev

ice/

sim

ulat

ortra

inin

gdi

rect

ives

Airc

raft

train

ing

dire

ctiv

es

Trai

ning

impl

emen

tatio

nan

d re

cord

reso

urce

s

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5.36

A4.

4—IM

PLEM

ENT

AN

D R

ECO

RD

TR

AIN

ING

.

5.36

.1 A

4.4.

1—M

anag

e Tr

aini

ng Im

plem

enta

tion

and

Rec

ord.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f tra

inin

g im

plem

enta

tion

and

reco

rd:

Con

duct

inst

ruct

or-le

d tra

inin

g

• C

ondu

ct se

lf-st

udy

train

ing

Con

duct

dev

ice/

sim

ulat

or tr

aini

ng

• C

ondu

ct a

ircra

ft tra

inin

g

It pr

ovid

es d

irect

ives

, de

fines

req

uire

men

ts a

nd c

ontro

ls f

or t

he e

xecu

tion

of t

hose

act

iviti

es,

and

ensu

res

that

the

exe

cutio

n is

ac

com

plis

hed

in a

ccor

danc

e w

ith c

ompa

ny p

olic

ies

and

proc

edur

es a

nd a

ny r

equi

red

regu

latio

ns f

or th

ese

activ

ities

. Th

is f

unct

ion

incl

udes

the

crea

tion

and

mai

nten

ance

of r

ecor

ds fo

r tra

inin

g ac

tiviti

es.

5.36

.2 A

4.4.

2—C

ondu

ct In

stru

ctor

-Led

Tra

inin

g .

This

fun

ctio

n de

liver

s tra

inin

g to

per

sonn

el t

hrou

gh i

nstru

ctor

-led

clas

sroo

m s

essi

ons,

on-th

e-jo

b tra

inin

g (O

JT)

or m

ultim

edia

pr

esen

tatio

n/fa

cilit

atio

n.

Inst

ruct

ors

use

effe

ctiv

e pr

esen

tatio

n, f

acili

tatio

n, c

omm

unic

atio

n sk

ills,

and

OJT

to e

xhib

it kn

owle

dge

of

subj

ect m

atte

r con

tent

to a

ccom

plis

h le

sson

obj

ectiv

es.

109

5.36

.3 A

4.4.

3—C

ondu

ct S

elf-

Stud

y Tr

aini

ng.

This

func

tion

deliv

ers t

rain

ing

to p

erso

nnel

thro

ugh

vario

us m

eans

, suc

h as

com

pute

r sof

twar

e, b

ooks

, and

oth

er m

edia

.

5.36

.4 A

4.4.

4—C

ondu

ct D

evic

e/Si

mul

ator

Tra

inin

g .

This

func

tion

deliv

ers t

rain

ing

to p

erso

nnel

thro

ugh

vario

us k

inds

of d

evic

es/s

imul

ator

s.

5.36

.5 A

4.4.

5—C

ondu

ct A

ircra

ft Tr

aini

ng.

This

func

tion

uses

airc

raft

inst

ruct

ions

to d

eliv

er tr

aini

ng to

per

sonn

el, i

nclu

ding

pilo

ts, m

echa

nics

, dis

patc

hers

, and

flig

ht a

ttend

ants

, as

app

licab

le.

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Par

t 135

Mod

elin

g Te

amD

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:R

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TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

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EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A4

NO

DE

:TI

TLE

:N

UM

BE

R:

Eva

luat

e tra

inin

gA

4.5

P.3

7

A4.

5.1

Man

age

train

ing

eval

uatio

n

A4.

5.2

Con

duct

train

ing

syst

emev

alua

tion

A4.

5.3

Con

duct

pers

onne

lev

alua

tion

Trai

ning

eval

uatio

nre

sour

ces

Trai

ning

eval

uatio

ndi

rect

ives

Per

form

ance

sta

ndar

ds

Trai

ning

eva

luat

ion

exec

utio

n di

rect

ives

Sys

tem

trai

ning

eva

luat

ion

dire

ctiv

esP

erso

nnel

trai

ning

eval

uatio

n di

rect

ives

Per

sonn

el c

ompl

etin

g tra

inin

g ev

alua

tion

Per

sonn

el a

fter t

rain

ing

Trai

ning

eva

luat

ion

stat

us

Trai

ning

sys

tem

per

form

ance

Req

uire

men

ts fo

r tra

inin

g re

visi

on

Trai

ning

eval

uatio

nm

anag

emen

tre

sour

ces

Sta

tus

Trai

ning

sys

tem

afte

r com

plet

ing

syst

em tr

aini

ng e

valu

atio

n

Qua

lifie

d pe

rson

nel

Sys

tem

trai

ning

eval

uatio

nre

sour

ces

Sys

tem

trai

ning

eval

uatio

nst

atus

Per

sonn

el tr

aini

ngev

alua

tion

reso

urce

sPer

sonn

eltra

inin

gev

alua

tion

stat

us

110

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5.37

A4.

5—EV

ALU

ATE

TR

AIN

ING

.

5.37

.1 A

4.5.

1—M

anag

e Tr

aini

ng E

valu

atio

n.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f tra

inin

g ev

alua

tion:

• C

ondu

ct tr

aini

ng sy

stem

eva

luat

ion

Con

duct

per

sonn

el e

valu

atio

n

It pr

ovid

es d

irect

ives

, de

fines

req

uire

men

ts a

nd c

ontro

ls f

or t

he e

xecu

tion

of t

hose

act

iviti

es,

and

ensu

res

that

the

exe

cutio

n is

ac

com

plis

hed

in a

ccor

danc

e w

ith c

ompa

ny p

olic

ies a

nd p

roce

dure

s and

any

requ

ired

regu

latio

ns fo

r the

se a

ctiv

ities

.

5.37

.2 A

4.5.

2—C

ondu

ct T

rain

ing

Syst

em E

valu

atio

n.

This

func

tion

eval

uate

s the

eff

ectiv

enes

s of t

rain

ing

syst

em d

evic

es, m

etho

ds, O

JT, i

nstru

ctor

-led

train

ing,

etc

. 5.

37.3

A4.

5.3—

Con

duct

Per

sonn

el E

valu

atio

n .

This

fun

ctio

n ev

alua

tes

pers

onne

l’s c

ompe

tenc

y, k

now

ledg

e, a

nd s

kills

in o

pera

ting,

wor

king

, and

dea

ling

with

airc

raft

equi

pmen

t, ai

rcra

ft sy

stem

s, sy

stem

ope

ratio

ns, a

nd a

ircra

ft.

111

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Par

t 135

Mod

elin

g Te

amD

ATE

:R

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:P

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art 1

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ertif

icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

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16/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A0

NO

DE

:TI

TLE

:N

UM

BE

R:

Pro

vide

cer

tific

ate

hold

er o

pera

tion

reso

urce

sA

5P

. 38

A5.

1

Man

age

certi

ficat

e ho

lder

oper

atio

nre

sour

ce p

rovi

sion

A5.

2

Iden

tify

reso

urce

need

s

A5.

3

Col

lect

reso

urce

info

rmat

ion

A5.

4

Pro

cure

reso

urce

s

A5.

5

Pro

vide

hum

anre

sour

ces

A5.

6

Han

dle

mat

eria

lre

sour

ces

112

Eng

inee

ring

inst

ruct

ions

Util

izat

ion

proj

ectio

n

Res

ourc

e pr

ovis

ion

reco

rds

Ava

ilabl

e pe

rson

nel

Res

ourc

ein

form

atio

nco

llect

ion

dire

ctiv

es

Sta

tus

Mat

eria

lre

sour

ceha

ndlin

gdi

rect

ives

Airw

orth

y ai

rcra

ft

Cer

tific

ate

hold

er o

pera

tion

stat

us

Allo

cate

d ce

rtific

ate

hold

er o

pera

tion

reso

urce

s

Cer

tific

ate

hold

erop

erat

ion

reso

urce

s

Mat

eria

l res

ourc

e ha

ndlin

g st

atus

Res

ourc

e ne

edid

entif

icat

ion

dire

ctiv

es

Hum

anre

sour

cepr

ovis

ion

dire

ctiv

es

Con

tract

ed r

esou

rces

Res

ourc

epr

ocur

emen

tdi

rect

ives

Per

sonn

el fo

r tra

inin

g

Qua

lifie

d pe

rson

nel

Airw

orth

y pa

rts/a

ccep

tabl

e to

olin

g/S

peci

al to

ols

& te

st e

quip

men

t pas

sing

insp

ectio

n

Inco

min

g re

sour

ce in

form

atio

n

Rej

ecte

d pa

rt tra

ckin

g

Cer

tific

ate

hold

er re

sour

ce in

form

atio

n

Cer

tific

ate

hold

er o

pera

tion

reso

urce

pro

visi

on s

tatu

s

Cre

wm

embe

r(s)

to b

e as

sign

ed

Cer

tific

ate

hold

erop

erat

ion

reso

urce

spr

ovis

ion

man

agem

ent

reso

urce

s

Man

ual S

yste

m

Hum

an re

sour

ce p

rovi

sion

stat

us

QA

aut

horiz

atio

n

Res

ourc

ene

edid

entif

icat

ion

reso

urce

s

Res

ourc

e pr

ocur

emen

tst

atus

Res

ourc

e in

form

atio

nco

llect

ion

reso

urce

sR

esou

rce

proc

urem

ent

reso

urce

sR

esou

rce

need

iden

tific

atio

nst

atus

Cer

tific

ate

hold

er o

pera

tion

reso

urce

s pr

ovis

ion

exec

utio

n di

rect

ives

App

rove

d op

erat

ions

polic

ies

& p

roce

dure

s

Hum

an re

sour

ces

prov

isio

n re

sour

ces

Allo

cate

d ai

rcra

ft

Cer

tific

ate

hold

erbu

sine

ssdi

rect

ives

Lega

l

Res

ourc

ene

eds

App

rove

din

spec

tion

and

mai

nten

ance

appl

icat

ion

polic

ies

&pr

oced

ures

Res

ourc

e pr

ovis

ion

plan

New

hire

s

Allo

cate

d ex

pend

able

sup

plie

s

Res

ourc

e in

form

atio

nco

llect

ion

stat

us

Util

izat

ion-

base

dre

sour

cere

quire

men

ts

App

rove

dIn

spec

tion

and

othe

rm

aint

enan

cepr

ogra

ms

Per

sonn

elin

form

atio

n

Rej

ecte

d pa

rts a

nd to

ols

Dis

posa

l of r

ejec

ted

mat

eria

ls

Inco

min

g re

sour

ces

Pro

cure

d re

sour

ce d

ata

Par

ts/s

peci

al to

ols

and

test

equ

ipm

ent

for r

ecei

ving

/fina

l ins

pect

ion

Res

ourc

eha

ndlin

gre

sour

ces

Per

sonn

el to

be

assi

gned

Par

ts/to

olin

g fa

bric

ated

/repa

ired

Uns

ervi

ceab

le p

arts

/tool

ing

for e

valu

atio

n/re

pair

Ass

igne

d cr

ewm

embe

r(s)

Rec

omm

ende

dve

ndor

/con

tract

orin

form

atio

n

Allo

cate

d ai

rwor

thy

parts

Con

trolle

d do

cum

enta

tion

Term

inat

ed p

erso

nnel

Ava

ilabl

e ve

ndor

s/co

ntra

ctor

s/O

EM

s

Flig

ht e

xecu

tion

info

rmat

ion

Req

uest

for r

esou

rces

QA

-driv

enac

tions

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5.38

A5—

PRO

VID

E C

ERTI

FIC

ATE

HO

LDER

OPE

RA

TIO

N R

ESO

UR

CES

.

5.38

.1 A

5.1—

Man

age

Cer

tific

ate

Hol

der O

pera

tion

Res

ourc

e Pr

ovis

ion.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f cer

tific

ate

hold

er o

pera

tion

reso

urce

pro

visi

on:

• Id

entif

y re

sour

ce n

eeds

Col

lect

reso

urce

info

rmat

ion

• Pr

ocur

e re

sour

ces

• Pr

ovid

e hu

man

reso

urce

s •

Han

dle

mat

eria

l res

ourc

es

It pr

ovid

es d

irect

ives

, de

fines

req

uire

men

ts a

nd c

ontro

ls f

or t

he e

xecu

tion

of t

hose

act

iviti

es,

and

ensu

res

that

the

exe

cutio

n is

ac

com

plis

hed

in a

ccor

danc

e w

ith c

ompa

ny p

olic

ies a

nd p

roce

dure

s and

any

requ

ired

regu

latio

ns fo

r the

se a

ctiv

ities

.

5.38

.2 A

5.2—

Iden

tify

Res

ourc

e N

eeds

.

This

fun

ctio

n an

alyz

es d

aily

ope

ratio

nal

info

rmat

ion

and

iden

tifie

s th

e ne

eds

for

reso

urce

s to

im

prov

e or

mai

ntai

n th

e op

erat

ion

perf

orm

ance

.

113

5.38

.3 A

5.3—

Col

lect

Res

ourc

e In

form

atio

n.

This

fun

ctio

n co

llect

s av

aila

ble

exte

rnal

sou

rce

data

to id

entif

y de

sire

d ve

ndor

s to

pro

cure

req

uire

d re

sour

ces

to m

eet t

he c

ompa

ny

need

s. T

his f

unct

ion

also

col

lect

s per

sonn

el in

form

atio

n fo

r the

hum

an re

sour

ce p

rovi

sion

.

5.38

.4 A

5.4—

Proc

ure

Res

ourc

es.

This

func

tion

cont

acts

pro

vide

rs (v

endo

rs a

nd/o

r con

tract

ors)

to p

rocu

re re

quire

d re

sour

ces t

o co

ntra

ct w

ork.

5.

38.5

A5.

5—Pr

ovid

e H

uman

Res

ourc

es.

This

func

tion

hire

s new

per

sonn

el a

nd/o

r rea

ssig

ns e

xist

ing

pers

onne

l to

prov

ide

hum

an re

sour

ces t

o m

eet c

ompa

ny n

eeds

.

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5.38

.6 A

5.6—

Han

dle

Mat

eria

l Res

ourc

es.

This

fun

ctio

n pe

rfor

ms

hand

ling,

rec

eivi

ng, s

torin

g, la

belin

g, p

acki

ng, a

nd s

hipp

ing

of p

arts

and

tool

s, as

wel

l as

spec

ial p

roce

ssin

g su

ch a

s da

nger

ous

good

s, ES

D,

and

othe

r sp

ecia

l ha

ndlin

g, i

.e.,

spec

ial

stor

age

requ

irem

ents

and

mat

eria

l sa

fety

dat

a sh

eet

com

plia

nce.

114

Page 131: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

US

ED

AT:

AU

THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

RO

JEC

T: P

art 1

35 C

ertif

icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

81/

16/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A5

NO

DE

:TI

TLE

:N

UM

BE

R:

Pro

vide

hum

an re

sour

ces

A5.

5P

.39

A5.

5.1

Man

age

hum

an re

sour

cepr

ovis

ion

A5.

5.2

Sel

ect

cand

idat

esfo

r job

posi

tions

A5.

5.3

Rev

iew

curr

ency

stat

us

A5.

5.4

Rev

iew

fligh

t/dut

ytim

e st

atus

A5.

5.5

Rel

ease

pers

onne

lfo

r ass

ignm

ent

Hum

anre

sour

ces

prov

isio

nre

sour

ces

Hum

an re

sour

cepr

ovis

ion

dire

ctiv

es

Hum

an re

sour

ce p

rovi

sion

exe

cutio

n di

rect

ives

Can

dida

te s

elec

tion

dire

ctiv

esC

urre

ncy

stat

us re

view

dire

ctiv

es

Flig

ht/d

uty

time

stat

us re

view

dire

ctiv

es

Per

sonn

elre

leas

edi

rect

ives

Ass

igne

d cr

ewm

embe

r(s)

Per

sonn

elas

sign

men

tre

leas

e st

atus

New

hire

s

Per

sonn

el to

be

assi

gned

Ava

ilabl

e pe

rson

nel

Cre

wm

embe

r(s)

to b

e as

sign

ed

Per

sonn

el fo

r tra

inin

g

Hum

an re

sour

ce p

rovi

sion

sta

tus

Qua

lifie

d pe

rson

nel

Per

sonn

elco

mpl

etin

gcu

rren

cy c

heck

Term

inat

ed p

erso

nnel

Per

sonn

el c

ompl

etin

gfli

ght/d

uty

time

chec

kR

eass

igne

d pe

rson

nel

Ava

ilabl

e ve

ndor

s/co

ntra

ctor

s/O

EM

s

Flig

ht/d

uty

time

revi

ewst

atus

Per

sonn

elre

leas

ere

sour

ces

Flig

ht/d

uty

time

revi

ewre

sour

ces

Cur

renc

yst

atus

revi

ewst

atus

Cur

renc

yst

atus

revi

ewre

sour

ces

Can

dida

tese

lect

ion

stat

us

Can

dida

tese

lect

ion

reso

urce

s

Hum

an re

sour

cepr

ovis

ion

man

agem

ent

reso

urce

s

Sta

tus

Flig

ht e

xecu

tion

info

rmat

ion

Per

sonn

el in

form

atio

n

Req

uest

for r

esou

rces

Con

tract

ed r

esou

rces

Pro

cure

d re

sour

ce d

ata

115

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5.39

A5.

5—PR

OV

IDE

HU

MA

N R

ESO

UR

CES

.

5.39

.1 A

5.5.

1—M

anag

e H

uman

Res

ourc

e Pr

ovis

ion.

This

func

tion

dire

cts,

sche

dule

s, an

d co

ordi

nate

s the

follo

win

g ac

tiviti

es o

f hum

an re

sour

ce p

rovi

sion

:

• Se

lect

can

dida

tes f

or jo

b po

sitio

ns

• R

evie

w c

urre

ncy

stat

us

• R

evie

w fl

ight

/dut

y tim

e st

atus

Rel

ease

per

sonn

el fo

r ass

ignm

ent

It pr

ovid

es d

irect

ives

, de

fines

req

uire

men

ts a

nd c

ontro

ls f

or t

he e

xecu

tion

of t

hose

act

iviti

es,

and

ensu

res

that

the

exe

cutio

n is

ac

com

plis

hed

in a

ccor

danc

e w

ith c

ompa

ny p

olic

ies a

nd p

roce

dure

s and

any

requ

ired

regu

latio

ns fo

r the

se a

ctiv

ities

.

5.39

.2 A

5.5.

2—Se

lect

Can

dida

tes f

or Jo

b Po

sitio

ns.

This

func

tion

scre

ens c

andi

date

s for

em

ploy

men

t bas

ed o

n th

e fo

llow

ing

crite

ria:

116

• B

ackg

roun

d ch

eck,

if a

pplic

able

Pilo

t Rec

ord

Impr

ovem

ent A

ct

• D

epar

tmen

t of T

rans

porta

tion

(DO

T) re

quire

d dr

ug sc

reen

ing

• In

terv

iew

and

skill

scre

enin

g (i.

e., d

emon

stra

tion,

pra

ctic

al te

st)

• C

ertif

icat

e ve

rific

atio

n, if

app

licab

le

• Q

ualif

icat

ions

Expe

rienc

e (m

ultie

ngin

e ra

ting)

Prer

equi

site

s req

uire

men

t 5.

39.3

A5.

5.3—

Rev

iew

Cur

renc

y St

atus

.

This

fun

ctio

n m

onito

rs t

he c

ompl

ianc

e w

ith c

ompa

ny r

equi

rem

ents

, e.

g.,

train

ing

curr

ency

, ex

perie

nce

curr

ency

, an

d m

edic

al

curr

ency

, if r

equi

red,

for e

xist

ing

empl

oyee

s.

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5.39

.4 A

5.5.

4—R

evie

w F

light

/Dut

y Ti

me

Stat

us.

This

func

tion

mon

itors

the

com

plia

nce

with

dut

y tim

e re

stric

tions

, inc

ludi

ng fl

ight

, mai

nten

ance

, etc

. 5.

39.5

A5.

5.5—

Rel

ease

Per

sonn

el fo

r Ass

ignm

ent.

This

func

tion

rele

ases

trai

ned,

qua

lifie

d, a

nd a

utho

rized

per

sonn

el fo

r dut

y.

117

Page 134: DOT/FAA/AR-09/36 14 CFR Part 135 Certificate Holder ... · The 14 CFR Part 135 certificate holder functional model will serve as the foundation for FAA research, engineering and development

US

ED

AT:

AU

THO

R:

Par

t 135

Mod

elin

g Te

amD

ATE

:R

EV

:P

RO

JEC

T: P

art 1

35 C

ertif

icat

e H

olde

rFu

nctio

nal M

odel

10/1

/200

81/

16/2

009

NO

TES

: 1

2 3

4 5

6 7

8 9

10

WO

RK

ING

DR

AFT

RE

CO

MM

EN

DE

D

PU

BLI

CA

TIO

N

RE

AD

ER

DA

TEC

ON

TEX

T:

A5

NO

DE

:TI

TLE

:N

UM

BE

R:

Han

dle

mat

eria

l res

ourc

esA

5.6

P.4

0

A5.

6.1

Man

age

mat

eria

lre

sour

ceha

ndlin

g

A5.

6.2

Rec

eive

reso

urce

s

A5.

6.3

Sto

rere

sour

ces

A5.

6.4

Dis

tribu

tere

sour

ces

Mat

eria

l res

ourc

eha

ndlin

g di

rect

ives

Man

ual S

yste

m

Par

ts/s

peci

al to

ols

and

test

equ

ipm

ent f

or re

ceiv

ing/

final

insp

ectio

n

Mat

eria

l res

ourc

e ha

ndlin

g ex

ecut

ion

dire

ctiv

esR

esou

rce

rece

ivin

gdi

rect

ives

QA

-driv

en a

ctio

ns

Allo

cate

d ce

rtific

ate

hold

er o

pera

tion

reso

urce

s

Con

tract

ed r

esou

rces

Req

uest

for r

esou

rces

Rej

ecte

d pa

rt tra

ckin

g

Inco

min

g re

sour

ces

Flig

ht e

xecu

tion

info

rmat

ion

Allo

cate

d ai

rcra

ft

Ava

ilabl

e ve

ndor

s/co

ntra

ctor

s/O

EM

s

Allo

cate

d ai

rwor

thy

parts

Airw

orth

y ai

rcra

ft

Allo

cate

d ex

pend

able

sup

plie

s

Airw

orth

y pa

rts/a

ccep

tabl

e to

olin

g/S

peci

al to

ols

& te

steq

uipm

ent p

assi

ng in

spec

tion

Dis

posa

l of r

ejec

ted

mat

eria

lsU

nser

vice

able

par

ts/to

olin

g fo

r eva

luat

ion/

repa

ir

Con

trolle

d do

cum

enta

tion

Mat

eria

l res

ourc

e ha

ndlin

g st

atus

Par

ts/to

olin

g fa

bric

ated

/repa

ired

Pro

cure

d re

sour

ce d

ata

Rej

ecte

d pa

rts a

nd to

ols

stor

ing

stat

usM

ater

ials

rem

oved

from

inve

ntor

y

Dis

tribu

ted

mat

eria

ls n

ot re

quiri

ngQ

C re

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6. GLOSSARY.

This glossary provides the definitions of information/objects shown as arrows on the diagrams followed by the arrow connections to show the information/object flows in the model. As stated in section 2, the arrows are divided into four categories: Input (I), Control (C), Output (O), and Mechanism (M). Abnormal aircraft before V1: Aircraft experiencing an unexpected situation during the takeoff segment before its speed reaches V1. • Arrow Source (O): A25232—Perform takeoff prior to V1 • Arrow Destination (I): A2545—Perform postarrival ground operations Abnormal aircraft in predeparture: Aircraft experiencing an unexpected situation during predeparture process. • Arrow Source (O): A2522—Perform predeparture ground operations • Arrow Destination (I): A2545—Perform postarrival ground operations Acceptance of payload directives: A set of policies, procedures, and instructions that directs the payload acceptance. • Arrow Destination (C): A1324—Accept payload Accepted maintenance records: The set of documents that records the maintenance activities performed. • Arrow Source (O): A323—Perform quality control • Arrow Destination (I): A172—Perform recordkeeping & reporting Administrative policies & procedures: Policies and procedures regarding nontechnical issues such as: • dress code • leave policy • retirement • work hours • pay and benefits • medical care • holidays & vacation • awards This also includes employee performance evaluation policies and procedures. • Arrow Source (O): A155—Develop administrative policies & procedures • Arrow Destination (O): A5—Provide certificate holder operation resources

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Administrative policy & procedure development directives: A set of policies, procedures, and instructions that directs the administrative policy & procedure development. • Arrow Destination (C): A155—Develop administrative policies & procedures Administrative policy & procedure development status: Continuously updated information regarding the conditions that exist in the administrative policy & procedure development. • Arrow Source (O): A155—Develop administrative policies & procedures Administrative policy & procedure development resources: The elements necessary for the successful accomplishment of administrative policy & procedure development. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A155—Develop administrative policies & procedures Air transportation directives: A set of policies, procedures, and instructions to direct air transportation. • Arrow Source (O): A21—Manage air transportation Air transportation management resources: The elements necessary for the successful accomplishment of air transportation management. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A21—Manage air transportation Air transportation status: Continuously updated information regarding the conditions that exist in the air transportation. • Arrow Source (O): A21—Manage air transportation • Arrow Destination (I): A1334—Monitor flight Air transportation resources: The elements necessary for the successful accomplishment of air transportation. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A2—Perform air transportation

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Aircraft: A device that is used or intended to be used for flight in the air (14 CFR Part 1). • Arrow Destination (M): A234—Perform in-flight services • Arrow Destination (M): A235—Perform deplaning services • Arrow Destination (M): A2334—Provide seating services Aircraft aborted climb: Aircraft after preplanned climb maneuver is terminated. • Arrow Source (O): A25242—Perform initial climb operations • Arrow Destination (I): A25422—Perform initial descent operations • Arrow Source (O): A25243—Perform normal climb operations Aircraft aborted descent: Aircraft that preplanned descent maneuver is terminated. • Arrow Source (O): A25422—Perform initial descent operations • Arrow Destination (I): A25243—Perform normal climb operations • Arrow Source (O): A25423—Perform descent and approach operations Aircraft after approach segment: Aircraft just completing approach flight maneuver. • Arrow Source (O): A2543—Perform approach operations • Arrow Destination (I): A2544—Perform landing operations Aircraft after cargo loaded/unloaded: Aircraft after cargo is placed on board or unloaded after the aircraft parks. • Arrow Source (O): A2434—Load/unload cargo Aircraft after climb segment: Aircraft just completing climb flight maneuver. • Arrow Source (O): A25243—Perform normal climb operations • Arrow Destination (I): A253—Perform cruise operations Aircraft after cruise segment: Aircraft just completing enroute cruise flight maneuver. • Arrow Source (O): A253—Perform cruise operations • Arrow Destination (I): A25422—Perform initial descent operations Aircraft after descent segment: Aircraft just completing descent flight maneuver. • Arrow Source (O): A25423—Perform descent and approach operations • Arrow Destination (I): A2543—Perform approach operations

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Aircraft after fuel replenishment: Aircraft after fuel is replenished. • Arrow Source (O): A244—Replenish fuel Aircraft after ground services: Aircraft after being loaded/unloaded, deiced, or cleaned. • Arrow Source (O): A246—Perform deicing/anti-icing services • Arrow Destination (I): A2522—Perform predeparture ground operations Aircraft after initial climb: Aircraft just completing initial climb flight maneuver. • Arrow Source (O): A25242—Perform initial climb operations • Arrow Destination (I): A25243—Perform normal climb operations Aircraft after initial descent: Aircraft just completing initial descent flight maneuver. • Arrow Source (O): A25422—Perform initial descent operations • Arrow Destination (I): A25423—Perform descent and approach operations Aircraft after landing segment: Aircraft just completing landing maneuver. • Arrow Source (O): A2544—Perform landing operations • Arrow Destination (I): A2545—Perform postarrival ground operations Aircraft after line services: Aircraft after its supplies are replenished and its cabin is cleaned. • Arrow Source (O): A245—Perform line services Aircraft after predeparture segment: Aircraft just completing predeparture operations at departure airport. • Arrow Source (O): A2522—Perform predeparture ground operations • Arrow Destination (I): A25232—Perform takeoff prior to V1 Aircraft after repair: Aircraft after its discrepancies are corrected. • Arrow Source (O): A33332—Perform aircraft repair • Arrow Destination (I): A33333—Perform aircraft test and evaluation Aircraft after takeoff segment: Aircraft just completing takeoff flight maneuver. • Arrow Source (O): A25233—Perform takeoff at/after V1 • Arrow Destination (I): A25242—Perform initial climb operations

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Aircraft assignment: Assignment of aircraft for carrying out certain flight tasks. • Arrow Source (O): A1326—Assign aircraft Aircraft assignment directives: A set of policies, procedures, and instructions that directs aircraft assignment. • Arrow Destination (C): A1326—Assign aircraft Aircraft assignment status: Continuously updated information regarding the conditions that exist in the aircraft assignment. • Arrow Source (O): A1326—Assign aircraft Aircraft assignment resources: The elements necessary for the successful accomplishment of aircraft assignment. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A1326—Assign aircraft Aircraft discrepancy detection directives: A set of policies, procedures, and instructions that directs the detection of aircraft discrepancy. • Arrow Destination (C): A3322—Detect aircraft discrepancies Aircraft discrepancy detection status: Continuously updated information regarding the conditions that exist in the aircraft discrepancy detection. • Arrow Source (O): A3322—Detect aircraft discrepancies Aircraft discrepancy detection resources: The elements necessary for the successful accomplishment of aircraft discrepancy detection. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A3322—Detect aircraft discrepancies Aircraft discrepancy diagnosis directives: A set of policies, procedures, and instructions that directs the diagnosis of aircraft discrepancy. • Arrow Destination (C): A3323—Diagnose aircraft discrepancies Aircraft discrepancy diagnosis status: Continuously updated information regarding the conditions that exist in the aircraft discrepancy diagnosis.

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• Arrow Source (O): A3323—Diagnose aircraft discrepancies Aircraft discrepancy diagnosis resources: The elements necessary for the successful accomplishment of aircraft discrepancy diagnosis. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A3323—Diagnose aircraft discrepancies Aircraft discrepancy evaluation directives: A set of policies, procedures, and instructions that directs the evaluation of aircraft discrepancy. • Arrow Destination (C): A3324—Evaluate aircraft discrepancies Aircraft discrepancy evaluation status: Continuously updated information regarding the conditions that exist in the aircraft discrepancy evaluation. • Arrow Source (O): A3324—Evaluate aircraft discrepancies Aircraft discrepancy evaluation resources: The elements necessary for the successful accomplishment of aircraft discrepancy evaluation. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A3324—Evaluate aircraft discrepancies Aircraft dispatch directives: A set of policies, procedures, and instructions that directs aircraft dispatch. • Arrow Destination (C): A1331—Manage aircraft dispatch Aircraft dispatch execution directives: A set of policies, procedures, and instructions that directs the execution of aircraft dispatch. • Arrow Source (O): A1331—Manage aircraft dispatch Aircraft dispatch management resources: The elements necessary for the successful accomplishment of aircraft dispatch management. The elements are defined as properly trained

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and certified personnel, adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A1331—Manage aircraft dispatch Aircraft dispatch status: Continuously updated information regarding the conditions that exist in the dispatching aircraft. • Arrow Source (O): A1331—Manage aircraft dispatch Aircraft dispatch resources: The elements necessary for the successful accomplishment of aircraft dispatch. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A133—Dispatch aircraft Aircraft evaluation execution directives: A set of policies, procedures, and instructions that directs the execution of aircraft evaluation. • Arrow Source (O): A3321—Manage aircraft evaluation Aircraft evaluation management resources: The elements necessary for the successful accomplishment of aircraft evaluation management. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A3321—Manage aircraft evaluation Aircraft evaluation status: Continuously updated information regarding the conditions that exist in the aircraft evaluation. • Arrow Source (O): A3321—Manage aircraft evaluation Aircraft evaluation resources: The elements necessary for the successful accomplishment of aircraft evaluation. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A332—Evaluate aircraft

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Aircraft for step climb: Aircraft from cruise maneuver to climb maneuver. • Arrow Source (O): A253—Perform cruise operations • Arrow Destination (I): A25243—Perform normal climb operations Aircraft for surveillance: Aircraft to be inspected during and after maintenance. • Arrow Source (O): A3332—Perform line maintenance • Arrow Destination (I): A323—Perform quality control • Arrow Source (O): A33333—Perform aircraft test and evaluation Aircraft maintenance directives: A set of policies, procedures, and instructions that directs the aircraft maintenance. • Arrow Source (O): A331—Manage aircraft maintenance • Arrow Destination (C): A331—Manage aircraft maintenance Aircraft maintenance management resources: The elements necessary for the successful accomplishment of aircraft maintenance management. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A331—Manage aircraft maintenance Aircraft maintenance resources: The elements necessary for the successful accomplishment of aircraft maintenance. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A33—Perform aircraft maintenance Aircraft on go-around: Aircraft under the instruction for a pilot to abandon his approach to landing. Additional instructions may follow. Unless otherwise advised by ATC, a Visual Flight Rules (VFR) aircraft or an aircraft conducting visual approach should overfly the runway while climbing to traffic pattern altitude and enter the traffic pattern via the crosswind leg. A pilot on an Instrument Flight Rules (IFR) flight plan making an instrument approach should execute the published missed approach procedure or proceed as instructed by ATC. • Arrow Source (O): A2544—Perform landing operations • Arrow Destination (I): A25233—Perform takeoff at/after V1 Aircraft on missed approach: Aircraft under the maneuver conducted by a pilot when an instrument approach cannot be completed to a landing. The route of flight and altitude are shown on instrument approach procedure charts. A pilot executing a missed approach prior to the MAP

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must continue along the final approach to the MAP. The pilot may climb immediately to the altitude specified in the missed approach procedure, unless otherwise instructed by ATC. • Arrow Source (O): A2543—Perform approach operations • Arrow Destination (I): A25233—Perform takeoff at/after V1 Aircraft operation directives: A set of policies, procedures, and instructions that directs operating flight. • Arrow Destination (C): A251—Manage aircraft operations Aircraft operation execution directives: A set of policies, procedures, and instructions that directs the execution of aircraft operations. • Arrow Source (O): A251—Manage aircraft operations Aircraft operation management resources: The elements necessary for the successful accomplishment of aircraft operation management. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A251—Manage aircraft operations Aircraft operation: Continuously updated information regarding the conditions that exist in the flight operations. • Arrow Source (O): A251—Manage aircraft operations Aircraft operation resources: The elements necessary for the successful accomplishment of flight operations. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A25—Perform aircraft operations Aircraft records: The documents that record an aircraft’s history for maintenance reference. • Arrow Source (O): A172—Perform recordkeeping & reporting • Arrow Destination (I): A331—Manage aircraft maintenance • Arrow Destination (I): A342—Perform standardization & modification • Arrow Destination (I): A3322—Detect aircraft discrepancies • Arrow Destination (I): A3323—Diagnose aircraft discrepancies Aircraft repair directives: A set of policies, procedures, and instructions that directs aircraft repair.

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• Arrow Destination (C): A33332—Perform aircraft repair Aircraft repair: Continuously updated information regarding the conditions that exist in the aircraft repair. • Arrow Source (O): A33332—Perform aircraft repair Aircraft repair resources: The elements necessary for the successful accomplishment of aircraft repair. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A33332—Perform aircraft repair Aircraft test directives: A set of policies, procedures, and instructions that directs aircraft testing. • Arrow Destination (C): A33333—Perform aircraft test and evaluation Aircraft test and evaluation status: Continuously updated information regarding the conditions that exist in the aircraft testing and evaluation. • Arrow Source (O): A33333—Perform aircraft test and evaluation Aircraft test and evaluation resources: The elements necessary for the successful accomplishment of aircraft testing. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A33333—Perform aircraft test and evaluation Aircraft to be evaluated: Aircraft (new or used) that join the fleet or aircraft that are checked after flight are evaluated to determine maintenance requirements. • Arrow Source (O): A2545—Perform postarrival ground operations • Arrow Destination (I): A3322—Detect aircraft discrepancies Aircraft training directives: A set of policies, procedures, and instructions that directs aircraft training. • Arrow Destination (C): A445—Conduct aircraft training Aircraft training: Continuously updated information regarding the conditions that exist in the aircraft training.

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• Arrow Source (O): A445—Conduct aircraft training Aircraft training resources: The elements necessary for the successful accomplishment of aircraft training. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A445—Conduct aircraft training Aircraft with clearly identified discrepancies: Aircraft with discrepancies that have been clearly identified. • Arrow Source (O): A3323—Diagnose aircraft discrepancies • Arrow Destination (I): A3324—Evaluate aircraft discrepancies Aircraft with discrepancies: Aircraft with unacceptable discrepancies. • Arrow Source (O): A3322—Detect aircraft discrepancies • Arrow Destination (I): A3323—Diagnose aircraft discrepancies Aircraft with speed less than V1 during takeoff segment: Aircraft moving on the runway for takeoff whose airspeed has not reached V1. • Arrow Source (O): A25232—Perform takeoff prior to V1 • Arrow Destination (I): A25233—Perform takeoff at/after V1 Aircraft/part information: Data related to aircraft and parts. Regarding the aircraft, the data include: • Type and configuration

- Cockpit standardization - Cabin configuration - Maintenance program bridging - Conformance to type design

• Engine deterioration/derivative performance • Specific fuel consumption • Center of gravity • Approved flight manual (AFM) performances • Approved flight manual (including airworthiness directives) • Maximum structural limits • Fuel dumping capacity • Weights

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Regarding the aircraft parts, the data include: • Identification • Manufacturer • Price • Specifications • Appropriate records • Arrow Destination (I): A342—Perform standardization & modification • Arrow Destination (I): A33342—Perform configuration control • Arrow Destination (I): A33343—Evaluate/maintain aircraft components • Arrow Destination (I): A33344—Perform part usage analysis Airport analysis performance engineering: Performance analysis on airport environment, approaches, and terrain. • Arrow Source (O): A1532—Identify & implement operations policies & procedures • Arrow Destination (I): A1533—Develop & evaluate operations policies & procedures Airport information: Information about the airport, such as: • Special procedures • Gate availability • Security status • Arrival/departure slots • Aerodrome obstacle charts • Load-bearing capacity • Crash fire rescue capability • Runway length • Arrow Destination (I): A1323—Plan flight routes • Arrow Destination (I): A1522—Collect & process operational data Airport/weather/topographical information: A collection of data related to airport, weather, and obstacles in terminal and enroute areas that affect aircraft flight operations. The airport information includes: • Special procedures • Gate availability • Security status • Arrival/departure slots • Aerodrome obstacle charts • Load-bearing capacity • Crash fire rescue capability • Runway length

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The weather data may come from sources such as: • National Weather Service • International Weather Services • Contractor Weather Services • Other government weather services • Field conditions • Supplemental Aviation Weather Reporting Stations (SWARS) • RADAR • Pilot reports The topographical data includes International Civil Aviation Organization (ICAO) takeoff data, and one engine inoperative flight path. • Arrow Source (I): { Border } Airport/topographical information: A collection of data related to the airport and obstacles in terminal and enroute areas that affect aircraft flight operations. The airport information includes: • Special procedures • Gate availability • Security status • Arrival/departure slots • Aerodrome obstacle charts • Load-bearing capacity • Crash fire rescue capability • Runway length The topographical data includes ICAO takeoff data and one-engine inoperative flight path, and others. • Arrow Destination (I): A1325—Perform load/fuel planning Airport/weather information: A collection of data related to the airport and weather conditions in terminal and enroute areas that affect aircraft flight operations. The airport information includes: • Special procedures • Gate availability • Security status • Arrival/departure slots

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• Aerodrome obstacle charts • Load-bearing capacity • Crash fire rescue capability • Runway length The weather data may come from sources such as: • National Weather Service • International Weather Services • Contractor Weather Services • Other government weather services • Field conditions • SWARS • RADAR • Pilot reports • Arrow Destination (I): A1532—Identify & implement operations policies & procedures Airports: An area of land or water that is used or intended to be used for aircraft landing and takeoff, including its buildings and facilities, if any (14 CFR Part 1). • Arrow Source (M): { Border } • Arrow Destination (M): A2522—Perform predeparture ground operations • Arrow Destination (M): A2544—Perform landing operations • Arrow Destination (M): A2545—Perform post-arrival ground operations • Arrow Destination (M): A25232—Perform takeoff prior to V1 • Arrow Destination (M): A3332—Perform line maintenance Airworthy aircraft: Aircraft in which the aircraft, airframe, engine, propeller, accessories, and appliances meet their type design and are in a condition for safe operations. • Arrow Source (O): A323—Perform quality control • Arrow Destination (I): A564—Distribute resources • Arrow Source (O): A3322—Detect aircraft discrepancies Airworthy parts/acceptable tooling/Special tools & test equipment passing inspection: Parts, tooling, or special tools and test equipment that pass the receiving or final inspection available for use. • Arrow Source (O): A323—Perform quality control • Arrow Destination (I): A563—Store resources

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Allocated certificate holder operation resources: Certificate holder operation resources, including in-house and outside resources, such as contractors, OEMs, and vendors, that have been allocated to sites available for use. The resources include both human resources (such as available maintenance personnel, ground operation personnel, management personnel, and supporting staff) and nonhuman resources (such as parts, materials, equipment, facilities, acceptable tooling, manuals, and calibrated payload scales). • Arrow Source (O): A564—Distribute resources Allocated aircraft: Aircraft that is available for operations. • Arrow Source (O): A564—Distribute resources • Arrow Destination (I): A244—Replenish fuel • Arrow Destination (I): A245—Perform line services • Arrow Destination (I): A246—Perform deicing/anti-icing services • Arrow Destination (M): A242—Perform ground handling • Arrow Destination (I): A2434—Load/unload cargo Allocated aircraft to be maintained: Aircraft that is parked at maintenance site for either line maintenance or heavy/depot maintenance. • Arrow Source (O): A3324—Evaluate aircraft discrepancies • Arrow Destination (I): A3332—Perform line maintenance • Arrow Destination (I): A33332—Perform aircraft repair Allocated airworthy parts: Airworthy parts that have been allocated to sites available for use. • Arrow Source (O): A564—Distribute resources • Arrow Destination (I): A3332—Perform line maintenance • Arrow Destination (I): A33332—Perform aircraft repair • Arrow Destination (I): A33343—Evaluate/maintain aircraft components Allocated expendable supplies: Expendable supplies such as food, fuel, replenishable gases and liquids, and cabin services expendables, moved from other places and used for ground operations. • Arrow Source (O): A564—Distribute resources • Arrow Destination (I): A244—Replenish fuel • Arrow Destination (I): A245—Perform line services Alternative regulatory compliance data: Supplemental data developed and used by engineers to allow for deviation or relief from regulatory requirements. Examples include: • Exemption, deviation, and waiver • Application for STC (Note: if no Designated Alteration Station (DAS) is authorized) • AMOC

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• Arrow Source (M): { Border } • Arrow Destination (M): A1523—Perform technical evaluation • Arrow Destination (M): A342—Perform standardization & modification • Arrow Destination (M): A343—Perform fleet operation support Analytical results: Information converted from data with the purpose of contributing to knowledge base, i.e., trend analysis, data interpretation, generalization, statistical analysis. This includes analysis based on Flight Operation Quality Assurance (FOQA) and Advanced Qualification Program (AQP) data. • Arrow Source (O): A162—Collect/analyze safety data • Arrow Destination (I): A22—Perform quality surveillance of operations • Arrow Destination (I): A163—Perform investigation • Arrow Destination (I): A164—Perform internal evaluation • Arrow Destination (I): A165—Perform safety awareness program • Arrow Destination (I): A172—Perform recordkeeping & reporting • Arrow Destination (I): A173—Administer technical publication Approach descent directives: A set of policies, procedures, and instructions that directs approach descent flight operations of aircraft. • Arrow Destination (C): A25423—Perform descent and approach operations Approach descent status: Continuously updated information regarding the conditions that exist in the approach descent operations of aircraft. • Arrow Source (O): A25423—Perform descent and approach operations Approach descent resources: The elements necessary for the successful accomplishment of aircraft approach descent flight operations. The elements are defined as properly trained and certified personnel, required information, and material support. • Arrow Destination (M): A25423—Perform descent and approach operations Approach directives: A set of policies, procedures, and instructions that directs approach flight operations of aircraft. • Arrow Destination (C): A2543—Perform approach operations Approach status: Continuously updated information regarding the conditions that exist in the approach operations. • Arrow Source (O): A2543—Perform approach operations

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Approach resources: The elements necessary for the successful accomplishment of aircraft approach flight operations. The elements are defined as properly trained and certified personnel, required information, and material support. • Arrow Destination (M): A2543—Perform approach operations Approved inspection and maintenance application policies & procedures: The policies and procedures that ensure compliance with CFRs and other regulatory authority requirements or internal board review (with approved reliability program). Note: The approved vendor list is used at A-51 to develop the control to A-54. • Arrow Source (O): A1524—Apply approved inspection and maintenance program • Arrow Destination (C): A31—Manage MIE • Arrow Destination (I): A51—Manage certificate holder operation resource provision Approved operations policies & procedures: The policies and procedures that ensure compliance with CFRs and other regulatory authority requirements approved/accepted by the FAA. These include: • FOM • Training manual • Aircraft Operating Manual/AFM • Operation specifications • Administrative and human resources manuals • Union agreements • Arrow Source (O): A1533—Develop & evaluate operations policies & procedures • Arrow Destination (C): A21—Manage air transportation • Arrow Destination (C): A31—Manage MIE • Arrow Destination (C): A51—Manage certificate holder operation resource provision • Arrow Destination (C): A131—Manage operational control • Arrow Destination (C): A441—Manage training implementation and record Arrival directives: A set of policies, procedures, and instructions that directs arrival operations. • Arrow Destination (C): A2541—Manage arrival operations Arrival operation execution directives: A set of policies, procedures, and instructions that directs the execution of arrival operations. • Arrow Source (O): A2541—Manage arrival operations Arrival operation management resources: The elements necessary for the successful accomplishment of arrival operation management. The elements are defined as properly trained

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and certified personnel, adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A2541—Manage arrival operations Arrival status: Continuously updated information regarding the conditions that exist in the arrival operations. • Arrow Source (O): A2541—Manage arrival operations Arrival resources: The elements necessary for the successful accomplishment of arrival operations. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A254—Perform arrival operations Assigned crewmembers: Crewmember assigned to conduct a certain flight task. • Arrow Source (O): A555—Release personnel for assignment • Arrow Destination (I): A2522—Perform predeparture ground operations Assignment of provider: Appointment to training provider to provide training for the personnel. • Arrow Source (O): A435—Select training provider • Arrow Destination (C): A435—Develop training curriculum ATC facilities: Facilities that provide air traffic control services. These services are provided to promote the safe, orderly, and expeditious flow of air traffic within a national airspace system. • Arrow Source (M): { Border } • Arrow Destination (M): A253—Perform cruise operations • Arrow Destination (M): A2522—Perform predeparture ground operations • Arrow Destination (M): A2543—Perform approach operations • Arrow Destination (M): A2544—Perform landing operations • Arrow Destination (M): A2545—Perform postarrival ground operations • Arrow Destination (M): A25232—Perform takeoff prior to V1 • Arrow Destination (M): A25233—Perform takeoff at/after V1 • Arrow Destination (M): A25242—Perform initial climb operations • Arrow Destination (M): A25243—Perform normal climb operations • Arrow Destination (M): A25422—Perform initial descent operations • Arrow Destination (M): A25423—Perform descent and approach operations

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ATC information: Information about ATC used for operational policy and procedure development. Arrow Source (I): {Border} Arrow Destination (I): A1532—Identify & implement operations policies & procedures ATC instructions/clearances: Directives issued by air traffic control that require a pilot to take specific actions; e.g., “turn left heading two five zero,” “go-around,” and “clear the runway.” This also includes the authorization for aircraft movement, i.e., route of flight, taxi, takeoff, etc. • Arrow Source (C): { Border } • Arrow Destination (C): A253—Perform cruise operations • Arrow Destination (C): A2522—Perform predeparture ground operations • Arrow Destination (C): A2543—Perform approach operations • Arrow Destination (C): A2544—Perform landing operations • Arrow Destination (C): A2545—Perform postarrival ground operations • Arrow Destination (C): A25232—Perform takeoff prior to V1 • Arrow Destination (C): A25233—Perform takeoff at/after V1 • Arrow Destination (C): A25242—Perform initial climb operations • Arrow Destination (C): A25243—Perform normal climb operations • Arrow Destination (C): A25422—Perform initial descent operations • Arrow Destination (C): A25423—Perform descent and approach operations Available personnel: Personnel available to conduct certain tasks of certificate holder operations. • Arrow Source (O): A555—Release personnel for assignment Available vendors/contractors/OEMs: Available pool of vendors, contractors, and OEM resources that includes: • Contractor/OEM personnel • Borrowed parts • Borrowed tools • Information of vendors, contractors, and OEM, i.e., World Aviation Directory • Arrow Source (I): { Border } • Arrow Destination (I): A53—Collect resource information • Arrow Destination (I): A552—Select candidates for job positions • Arrow Destination (I): A555—Release personnel for assignment • Arrow Destination (I): A562—Receive resources

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Boarding service execution directives: A set of policies, procedures, and instructions that directs the execution of boarding services. • Arrow Source (O): A2331—Manage boarding services Boarding service management resources: The elements necessary for the successful accomplishment of boarding service management. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A2331—Manage boarding services Boarding service status: Continuously updated information regarding the conditions that exist in the passenger boarding. • Arrow Source (O): A2331—Manage boarding services Boarding service resources: The elements necessary for the successful accomplishment of boarding services. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A233—Perform boarding services Bulk loaded cargo: Cargo loaded into aircraft without using containers or ULD. • Arrow Destination (I): A2434—Load/unload cargo Cabin readiness status: Information on satisfactory completion of cabin preflight duties, such as: • Emergency equipment is in place and functional. • Galley and catering supplies are adequate. • Sufficient potable water is on board. • Arrow Source (O): A232—Perform preflight cabin duties • Arrow Destination (C): A2332—Provide check-in services CAMP: A complex system of individual, interrelated maintenance and inspection tasks that support administrative procedures. The Continuous Airworthiness Maintenance Program (CAMP) is a compilation of the individual maintenance and inspection functions utilized by an operator to fulfill its total maintenance needs.

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Authorization to use CAMP is documented by Operations Specifications - Aircraft Maintenance, approved by the FAA. CAMP also includes other programs required by the regulations, such as: • Continuing Analysis and Surveillance Programs (CASS)

• Training programs

• Maintenance personnel authorization (such as RII and special authorization for contractors)

• Recordkeeping and reporting systems

The basic elements of CAMP include • Aircraft inspection • Scheduled maintenance • Unscheduled maintenance • Engine, propeller, and appliance repair and overhaul • Structural inspection program/airframe overhaul • Material control, including SUPs • Addressing short-term escalation • Maintenance manuals • Approved vendor list • Arrow Source (O): A1524—Apply approved inspection and maintenance program • Arrow Destination (C): A41—Manage personnel training • Arrow Destination (C): A51—Manage certificate holder operation resource provision • Arrow Destination (C): A123—Develop maintenance plan • Arrow Destination (C): A131—Manage operational control • Arrow Destination (C): A244—Replenish fuel • Arrow Destination (C): A323—Perform quality control • Arrow Destination (C): A341—Manage engineering support • Arrow Destination (C): A3221—Manage QA process • Arrow Destination (C): A3322—Detect aircraft discrepancies • Arrow Destination (C): A3323—Diagnose aircraft discrepancies • Arrow Destination (C): A3331—Manage scheduled/nonscheduled aircraft maintenance Candidate selection directives: A set of policies, procedures, and instructions that directs the selection of candidates. • Arrow Destination (C): A552—Select candidates for job positions

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Candidate selection status: Continuously updated information regarding the conditions that exist in the candidate selection. • Arrow Source (O): A552—Select candidates for job positions Candidate selection resources: The elements necessary for the successful accomplishment of candidate selection. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A552—Select candidates for job positions Cargo after check/weigh/acceptance: Cargo that has met the safety requirements and is ready for loading and tiedown. • Arrow Source (O): A2432—Check/weigh/accept cargo Cargo after preloading: Cargo that has been loaded and secured to pallets/ULDs/containers. • Arrow Source (O): A2433—Secure cargo • Arrow Destination (I): A2434—Load/unload cargo Cargo check/weigh/acceptance status: Continuously updated information regarding the conditions that exist in cargo checking, weighing, and acceptance. • Arrow Source (O): A2432—Check/weigh/accept cargo Cargo check/weigh/acceptance resources: The elements necessary for the successful accomplishment of cargo check/weigh/acceptance. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A2432—Check/weigh/accept cargo Cargo check/weigh/acceptance directives: A set of policies, procedures, and instructions that directs cargo checking, weighing, acceptance, and control of dangerous goods. This includes: • Dangerous goods, including COMAT • Compatibility • Quantity limitations • Training requirements • Proper packing and labeling

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• Prohibited goods • Arrow Destination (C): A2432—Check/weigh/accept cargo Cargo-handling directives: A set of policies, procedures, and instructions that directs cargo handling. • Arrow Destination (C): A2431—Manage cargo handling Cargo-handling management resources: The elements necessary for the successful accomplishment of cargo-handling management. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A2431—Manage cargo handling Cargo intended for aircraft: Cargo to be loaded onto aircraft. • Arrow Source (O): A242—Perform ground handling • Arrow Destination (I): A2432—Check/weigh/accept cargo Cargo leaving aircraft: Cargo that has been unloaded from aircraft. • Arrow Source (O): A2434—Load/unload cargo • Arrow Destination (I): A242—Perform ground handling Cargo-loading/unloading resources: The elements necessary for the successful accomplishment of cargo loading/unloading. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A2434—Load/unload cargo Cargo-loading/unloading directives: A set of policies, procedures, and instructions that directs cargo loading and unloading. • Arrow Destination (C): A2434—Load/unload cargo Cargo-loading/unloading status: Continuously updated information regarding the conditions that exist in the cargo loading and unloading. • Arrow Source (O): A2434—Load/unload cargo

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Cargo-securing directives: A set of policies, procedures, and instructions that directs securing cargo. • Arrow Destination (C): A2433—Secure cargo Cargo-securing status: Continuously updated information regarding the conditions that exist in securing cargo. • Arrow Source (O): A2433—Secure cargo Cargo-securing resources: The elements necessary for the successful accomplishment of cargo securing. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A2433—Secure cargo Cargo-handling execution directives: A set of policies, procedures, and instructions that directs the execution of cargo handling. • Arrow Source (O): A2431—Manage cargo handling Cargo-handling status: Continuously updated information regarding the conditions that exist in the cargo handling. • Arrow Source (O): A2431—Manage cargo handling Cargo-handling resources: The elements necessary for the successful accomplishment of cargo handling. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A243—Perform cargo handling Certificate holder business directives: Policies, procedures, and instructions that certificate holders use for business. The directives are originated from various factors of consideration, such as: • Operational efficiency • Economics • Reliability information • Marketing and financial information • Customer services • Delays • Environmental impacts • Cost of living adjustments

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• Interchange/code share agreements • Salary markets • Route structures-adding or deleting business segments • Purchasing • Wet leasing or dry leasing • Labor relations • Geographical issues • Regulatory authority differences • Airline specifications • Tax base subsidies • Modification commission • Demographics • Security-domestic and international • Mergers • Vendor/contractor/supplier selection • Arrow Source (C): { Border } • Arrow Destination (C): A11—Manage certificate holder functions • Arrow Destination (C): A21—Manage air transportation • Arrow Destination (C): A31—Manage MIE • Arrow Destination (C): A41—Manage personnel training • Arrow Destination (C): A51—Manage certificate holder operation resource provision Certificate holder management resources: The elements necessary for the successful accomplishment of certificate holder management. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A11—Manage certificate holder functions Certificate holder operation management directives: A set of policies, procedures, and instructions that directs the management of certificate holder operations. • Arrow Source (O): A11—Manage certificate holder functions Certificate holder operation management resources: The elements necessary for the successful accomplishment of certificate holder operation management. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A1—Manage certificate holder operations

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Certificate holder operation status: Continuously updated information regarding the conditions that exist in the certificate holder operations, including: • Special operations • Nonroutine maintenance • Fueling • Deicing • Roster RII personnel • Safety data

- Observed safety deficiencies during operations, e.g., events requiring immediate notification, such as:

• Air turnback or gate return • Aircraft ground damage • OJI (on-the-job injury)

- Operations briefing, i.e., morning briefing

• Others • Arrow Destination (I): A14—Project utilization • Arrow Destination (I): A52—Identify resource needs • Arrow Destination (I): A121—Coordinate plan development • Arrow Destination (I): A134—Perform maintenance control • Arrow Destination (I): A162—Collect/analyze safety data • Arrow Destination (I): A172—Perform recordkeeping & reporting • Arrow Destination (I): A1323—Plan flight routes • Arrow Destination (I): A1327—Assign crewmember(s) • Arrow Destination (I): A1331—Manage aircraft dispatch • Arrow Destination (I): A1522—Collect & process operational data • Arrow Destination (I): A1532—Identify & implement operations policies & procedures • Arrow Destination (I): A3225—Perform QA administrative function Certificate holder operation records: Documents recording historical performance of certificate holder operations. • Arrow Destination (I): A11—Manage certificate holder functions • Arrow Destination (I): A14—Project utilization • Arrow Destination (I): A121—Coordinate plan development • Arrow Destination (I): A172—Perform recordkeeping & reporting • Arrow Destination (I): A1323—Plan flight routes • Arrow Destination (I): A1325—Perform load/fuel planning • Arrow Destination (I): A1327—Assign crewmember(s)

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• Arrow Destination (I): A1522—Collect & process operational data • Arrow Destination (I): A1532—Identify & implement operations policies & procedures Certificate holder resource provision: Continuously updated information regarding the conditions that exist in the certificate holder operation resource provision. • Arrow Source (O): A51—Manage certificate holder operation resource provision Certificate holder operation resources: The elements available for the successful accomplishment of certificate holder operations. The elements are defined as properly trained and certificated personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Source (M): { Border } Certificate holder operation resources provision execution directives: A set of policies, procedures, and instructions that directs the execution of certificate holder operation resource provision. Note: The directives are in compliance with regulations and company policies. • Arrow Source (O): A51—Manage certificate holder operation resource provision Certificate holder operation resources provision management resources: The elements available for the successful accomplishment of certificate holder operation resources provision management. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A51—Manage certificate holder operation resource provision Certificate holder policies & procedures development resources: The elements available for the successful accomplishment of certificate holder policies & procedures development. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A15—Develop certificate holder policies & procedures Certificate holder policy & procedure development coordination resources: The elements necessary for the successful accomplishment of certificate holder policy & procedure development coordination. The elements are defined as properly trained and certified personnel, adequate

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facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A151—Coordinate certificate holder policy & procedure

development Certificate holder policy & procedure development directives: A set of policies, procedures, and instructions that directs the certificate holder policy & procedure development. • Arrow Destination (C): A151—Coordinate certificate holder policy & procedure

development Certificate holder policy & procedure development execution directives: A set of policies, procedures, and instructions that directs the execution of certificate holder policy & procedure development. • Arrow Source (O): A151—Coordinate certificate holder policy & procedure development Certificate holder policy & procedure development status: Continuously updated information regarding the conditions that exist in the certificate holder policy & procedure development. • Arrow Source (O): A151—Coordinate certificate holder policy & procedure development Certificate holder resource information: Information regarding certificate holder potential and existing resources, including both human resources and operational resources such as parts (identification, manufacturer, price, specifications, and appropriate records), materials, equipment, facilities, fuel (grade, quality, availability, audits, and cost), automation, and aircraft. Aircraft information includes: • Type and configuration

- Cockpit standardization - Cabin configuration - Maintenance program bridging - Conformance to type design - Others

• Engine deterioration/derivative performance • Specific fuel consumption • Center of gravity • AFM performances • AFM (including Airworthiness Directives) • Maximum structural limits • Fuel dumping capacity • Weights

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• Arrow Source (O): A51—Manage certificate holder operation resource provision • Arrow Destination (I): A172—Perform recordkeeping & reporting • Arrow Destination (I): A1323—Plan flight routes • Arrow Destination (I): A1325—Perform load/fuel planning • Arrow Destination (I): A1326—Assign aircraft • Arrow Destination (I): A1522—Collect & process operational data • Arrow Destination (I): A1532—Identify & implement operations policies & procedures Check-in service directives: A set of policies, procedures, and instructions that directs passenger check-in services. • Arrow Destination (C): A2332—Provide check-in services Check-in service status: Continuously updated information regarding the conditions that exist in the check-in services. • Arrow Source (O): A2332—Provide check-in services Check-in service resources: The elements necessary for the successful accomplishment of check-in services. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A2332—Provide check-in services Class training directives: A set of policies, procedures, and instructions that directs class training. • Arrow Destination (C): A442—Conduct instructor-led training Class training status: Continuously updated information regarding the conditions that exist in the class training. • Arrow Source (O): A442—Conduct instructor-led training Class training resources: The elements necessary for the successful accomplishment of class training. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A442—Conduct instructor-led training Clearly identified discrepancies: Failures with aircraft being clearly identified. • Arrow Source (O): A3323—Diagnose aircraft discrepancies • Arrow Destination (I): A3324—Evaluate aircraft discrepancies

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• Arrow Destination (I): A33332—Perform aircraft repair Climb directives: A set of policies, procedures, and instructions that directs aircraft climb operations. • Arrow Destination (C): A25241—Manage climb operations Climb management resources: The elements necessary for the successful accomplishment of aircraft climb flight management. The elements are defined as properly trained and certified personnel, required information, material support, and any other required resources. • Arrow Destination (M): A25241—Manage climb operations Climb operation execution directives: A set of policies, procedures, and instructions that directs the execution of aircraft climb operations. • Arrow Source (O): A25241—Manage climb operations Climb status: Continuously updated information regarding the conditions that exist in the aircraft climb operations. • Arrow Source (O): A25241—Manage climb operations Climb resources: The elements necessary for the successful accomplishment of aircraft climb operations. The elements are defined as properly trained and certified personnel, required information, and material support. • Arrow Destination (M): A2524—Perform climb operations Communication & reporting: Documents and dialogue generated during certificate holder operations, used for communicating with external organizations, such as the FAA, OEM, contractors, and industry personnel. This includes communications between carriers, including: • Voluntary disclosure program • AMOC • Arrow Source (O): A172—Perform recordkeeping & reporting • Arrow Destination (O): { Border } Component evaluation/maintenance directives: A set of policies, procedures, and instructions that directs component evaluation and maintenance. • Arrow Destination (C): A33343—Evaluate/maintain aircraft components

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Component evaluation/maintenance status: Continuously updated information regarding the conditions that exist in the component evaluation and maintenance. • Arrow Source (O): A33343—Evaluate/maintain aircraft components Component evaluation/maintenance resources: The elements necessary for the successful accomplishment of component evaluation and maintenance. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A33343—Evaluate/maintain aircraft components Component maintenance directives: A set of policies, procedures, and instructions that directs aircraft component maintenance. • Arrow Destination (C): A33341—Manage component maintenance Component maintenance execution directives: A set of policies, procedures, and instructions that directs the execution of component maintenance. • Arrow Source (O): A33341—Manage component maintenance Component maintenance management resources: The elements necessary for the successful accomplishment of aircraft component maintenance. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A33341—Manage component maintenance Component maintenance status: Continuously updated information regarding the conditions that exist in the aircraft component maintenance. • Arrow Source (O): A33341—Manage component maintenance Component maintenance resources: The elements necessary for the successful accomplishment of aircraft component maintenance. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A3334—Perform component maintenance

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Component usage analysis directives: A set of policies, procedures, and instructions that directs aircraft part usage analysis. • Arrow Destination (C): A33344—Perform part usage analysis Component usage analysis resources: The elements necessary for the successful accomplishment of component usage analysis. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A33344—Perform part usage analysis Configuration control directives: A set of policies, procedures, and instructions that directs configuration control. • Arrow Destination (C): A33342—Perform configuration control Configuration control status: Continuously updated information regarding the conditions that exist in the configuration control. • Arrow Source (O): A33342—Perform configuration control Configuration control resources: The elements necessary for the successful accomplishment of configuration control. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A33342—Perform configuration control Containerized cargo: Cargo requiring preload on pallets, ULD, or containers. • Arrow Destination (I): A2433—Secure cargo Contracted resources: Resources provided on a contractual basis that are temporarily or permanently available for use by the company. This includes supporting in-sourced contracts. Under this condition, the resource is supporting the in-sourced company’s model (external entities), e.g., loaned resources, personnel resources, military leave, etc. • Arrow Source (O): A555—Release personnel for assignment • Arrow Destination (O): { Border } • Arrow Source (O): A564—Distribute resources

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Crewmember assignment: Selection of personnel to conduct certain tasks with consideration given to the crew’s position, qualifications, crew pairing, flight, duty, and rest requirements. • Arrow Source (O): A1327—Assign crewmember(s) Crewmember assignment directives: A set of policies, procedures, and instructions that directs crewmember assignment. • Arrow Destination (C): A1327—Assign crewmember(s) Crewmember assignment status: Continuously updated information regarding the conditions that exist in the crewmember assignments. • Arrow Source (O): A1327—Assign crewmember(s) Crewmember assignment resources: The elements necessary for the successful accomplishment of crewmember assignments. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A1327—Assign crewmember(s) Crewmember duty status: Status regarding crewmember flight and duty time. • Arrow Source (O): A1334—Monitor flight • Arrow Destination (I): A1327—Assign crewmember(s) Crewmembers to be assigned: Crewmembers who will be assigned to new flight tasks. • Arrow Source (O): A2545—Perform post-arrival ground operations • Arrow Destination (I): A553—Review currency status • Arrow Destination (I): A554—Review flight/duty time status Cruise directives: A set of policies, procedures, and instructions that directs aircraft cruise flight operations. • Arrow Destination (C): A253—Perform cruise operations Cruise status: Continuously updated information regarding the conditions that exist in the aircraft cruise flight operations. • Arrow Source (O): A253—Perform cruise operations

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Cruise resources: The elements necessary for the successful accomplishment of aircraft cruise flight operations. The elements are defined as properly trained and certified personnel, required information, and material support. • Arrow Destination (M): A253—Perform cruise operations Currency status review directives: A set of policies, procedures, and instructions that directs personnel status review. • Arrow Destination (C): A553—Review currency status Currency status review status: Continuously updated information regarding the conditions that exist in currency status review. • Arrow Source (O): A553—Review currency status Currency status review resources: The elements necessary for the successful accomplishment of currency status review. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A553—Review currency status Data for internal analysis: Raw data or refined information necessary for initial or further analysis. • Arrow Source (O): A172—Perform recordkeeping & reporting • Arrow Destination (I): A14—Project utilization • Arrow Destination (I): A122—Develop flight operations plan • Arrow Destination (I): A123—Develop maintenance plan • Arrow Destination (I): A124—Develop training plan • Arrow Destination (I): A125—Develop resource provision plan • Arrow Destination (I): A154—Develop training policies & procedures • Arrow Destination (I): A155—Develop administrative policies & procedures • Arrow Destination (I): A162—Collect/analyze safety data • Arrow Destination (I): A1322—Evaluate weather • Arrow Destination (I): A1323—Plan flight routes • Arrow Destination (I): A1324—Accept payload • Arrow Destination (I): A1325—Perform load/fuel planning • Arrow Destination (I): A1326—Assign aircraft • Arrow Destination (I): A1327—Assign crewmember(s) • Arrow Destination (I): A1522—Collect & process operational data • Arrow Destination (I): A1532—Identify & implement operations policies & procedures

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Data for storage: Data sent to a repository for storage. • Arrow Source (O): A162—Collect/analyze safety data • Arrow Destination (I): A172—Perform recordkeeping & reporting Deicing/anti-icing service status: Continuously updated information regarding the conditions that exist in the performing deicing/anti-icing services. • Arrow Source (O): A246—Perform deicing/anti-icing services Deicing/anti-icing service resources: The elements necessary for the successful accomplishment of deicing/anti-icing services. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A246—Perform deicing/anti-icing services Deicing/anti-icing directives: A set of policies, procedures, and instructions that directs aircraft deicing/anti-icing, i.e., temperature holdover time, mixtures, and application. • Arrow Destination (C): A246—Perform deicing/anti-icing services Departure directives: A set of policies, procedures, and instructions that directs departure operations. • Arrow Destination (C): A2521—Manage departure operations Departure operation execution directives: A set of policies, procedures, and instructions that directs the execution of departure operations. • Arrow Source (O): A2521—Manage departure operations Departure operation management resources: The elements necessary for the successful accomplishment of departure operation management. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A2521—Manage departure operations Departure status: Continuously updated information regarding the conditions that exist in the departure operations. • Arrow Source (O): A2521—Manage departure operations

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Departure resources: The elements necessary for the successful accomplishment of departure operations. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A252—Perform departure operations Deplaning service directives: A set of policies, procedures, and instructions that directs passenger deplaning services. • Arrow Destination (C): A235—Perform deplaning services Deplaning service status: Continuously updated information regarding the conditions that exist in the passenger deplaning services. • Arrow Source (O): A235—Perform deplaning services Deplaning service resources: The elements necessary for the successful accomplishment of deplaning services. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A235—Perform deplaning services Descent directives: A set of policies, procedures, and instructions that directs aircraft descent flight operations. • Arrow Destination (C): A25421—Manage descent operations Descent management resources: The elements necessary for the successful accomplishment of aircraft descent flight management. The elements are defined as properly trained and certified personnel, required information, material support, and any other required resources. • Arrow Destination (M): A25421—Manage descent operations Descent operation execution directives: A set of policies, procedures, and instructions that directs the execution of aircraft descent flight operations. • Arrow Source (O): A25421—Manage descent operations Descent status: Continuously updated information regarding the conditions that exist in the aircraft descent flight operations. • Arrow Source (O): A25421—Manage descent operations

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Descent resources: The elements necessary for the successful accomplishment of aircraft descent flight operations. The elements are defined as properly trained and certified personnel, adequate facilities, required information, and material support. • Arrow Destination (M): A2542—Perform descent operations Personnel training evaluation directives: A set of policies, procedures, and instructions that directs personnel training evaluation. • Arrow Destination (C): A453—Conduct personnel evaluation Personnel training evaluation status: Continuously updated information regarding the conditions that exist in the personnel training evaluation. • Arrow Source (O): A453—Conduct personnel evaluation Personnel training evaluation resources: The elements necessary for the successful accomplishment of personnel training evaluation. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A453—Conduct personnel evaluation Device/simulator training directives: A set of policies, procedures, and instructions that directs device or simulator training. • Arrow Destination (C): A444—Conduct device/simulator training Device/simulator training status: Continuously updated information regarding the conditions that exist in the device or simulator training. • Arrow Source (O): A444—Conduct device/simulator training Device/simulator training resources: The elements necessary for the successful accomplishment of device/simulator training. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A444—Conduct device/simulator training Discrepancies identified during IEP: Discrepancies identified by conducting an IEP, if applicable. • Arrow Source (O): A164—Perform internal evaluation

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Disposal of unwanted materials: Disposal of unwanted materials based on criteria, such as: • Salvageable parts or tooling that are excess inventory • Parts that are beyond economical repair • Destruction of parts reaching their life limits • Parts reaching their shelf-life limits • Rogue components or parts with unacceptable reliability • Parts rejected as SUPs • Arrow Source (O): A562—Receive resources • Arrow Destination (O): { Border } Distributed materials not requiring QC receiving inspection: Distributed materials not requiring QC receiving inspection for direct distribution, including: • Paper products

- Towels - Air sick bags - Toilet paper

• Office supplies • Commissary • Passenger convenience items • Arrow Source (O): A562—Receive resources • Arrow Destination (I): A564—Distribute resources Engineering data: Technical data related to engineering used for aircraft maintenance that requires feedback to engineering, including: Repair data • Alterations • AD compliance

- Repair assessment program - Corrosion prevention control program - Aging aircraft programs

• Owner-produced parts • Aircraft configuration

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Safety data • Emergency data • Accident/incident data Reliability data, if a reliability program is approved • Warranty • Fleet campaign • CASS • Arrow Source (O): A342—Perform standardization & modification • Arrow Destination (I): A3332—Perform line maintenance • Arrow Destination (I): A33332—Perform aircraft repair • Arrow Destination (I): A33343—Evaluate/maintain aircraft components • Arrow Destination (I): A33344—Perform part usage analysis Engineering instructions: Instructions or guidelines related to engineering to direct aircraft maintenance such as: • Engineering documentation

- AD/SB (Airworthiness Directives/Service Bulletins) - Repair/alterations - Component build specifications - Purchase specifications (interchangeability/part numbers)

• Manual and task cards • Special flight operations • Maintenance planning • Adding existing aircraft type/new aircraft type to fleet • AMOC • Exemption deviations and waivers • Reliability data • Warranty recommendations • Emergency accident/incident data • Equivalents (tools/equipment/materials) • Owner-produced parts • Process specifications • Arrow Source (O): A341—Manage engineering support • Arrow Destination (C): A51—Manage certificate holder operation resource provision • Arrow Destination (I): A123—Develop maintenance plan • Arrow Destination (C): A321—Manage quality surveillance • Arrow Destination (C): A331—Manage aircraft maintenance

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Engineering support directives: A set of policies, procedures, and instructions that directs engineering support. • Arrow Destination (C): A341—Manage engineering support Engineering support execution directives: A set of policies, procedures, and instructions that directs the execution of engineering support. • Arrow Source (O): A341—Manage engineering support Engineering support management resources: The elements necessary for the successful accomplishment of engineering support management. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A341—Manage engineering support Engineering support status: Continuously updated information regarding the conditions that exist in the engineering support, including: • FAA-required documents • STC application • Coordination with FAA • Equivalency of tools, test equipment, and materials • AFM supplements • Arrow Source (O): A341—Manage engineering support Engineering support resources: The elements necessary for the successful accomplishment of engineering support. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A34—Perform engineering support Fleet operation support directives: A set of policies, procedures, and instructions that directs fleet operation support. • Arrow Destination (C): A343—Perform fleet operation support Fleet operation support status: Continuously updated information regarding the conditions that exist in the fleet operation support. • Arrow Source (O): A343—Perform fleet operation support

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Fleet operation support resources: The elements necessary for the successful accomplishment of fleet operation support. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A343—Perform fleet operation support Flight locating procedure initiation directives: A set of policies, procedures, and instructions that directs flight locating procedure initiation. • Arrow Destination (C): A1333—Initiate flight locating procedure Flight locating procedure initiation status: Continuously updated information regarding the conditions that exist in the flight locating procedure initiation. • Arrow Source (O): A1333— Initiate flight locating procedure Flight locating procedure initiating resources: The elements necessary for the successful accomplishment of flight locating procedure initiation. The elements are defined as properly trained and certified personnel, adequate facilities, required information, and material support. • Arrow Destination (M): A1333— Initiate flight locating procedure Flight execution information: Information that is used for executing a specific flight. In such cases, this may result in a signed document that both the aircraft dispatcher and the PIC (pilot-in-command) sign before flight, which, at a minimum, would be a creation of a flight plan. The dispatcher’s and PIC’s signatures certify that, in the judgment of each, the flight can be made safely as planned. Note: This also includes any updated information provided to crew during any phase of flight, including: • Weather information • Airport information • Arrow Source (O): A1333—Initiate flight locating procedure • Arrow Destination (I): A172—Perform recordkeeping & reporting • Arrow Destination (C): A1334—Monitor flight • Arrow Destination (I): A234—Perform in-flight services • Arrow Destination (I): A235—Perform deplaning services • Arrow Destination (I): A242—Perform ground handling • Arrow Destination (I): A244—Replenish fuel • Arrow Destination (I): A245—Perform line services • Arrow Destination (I): A253—Perform cruise operations

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• Arrow Destination (I): A2332—Provide check-in services • Arrow Destination (I): A2432—Check/weigh/accept cargo • Arrow Destination (I): A2433—Secure cargo • Arrow Destination (I): A2434—Load/unload cargo • Arrow Destination (I): A2522—Perform predeparture ground operations • Arrow Destination (I): A2543—Perform approach operations • Arrow Destination (I): A2544—Perform landing operations • Arrow Destination (I): A2545—Perform postarrival ground operations • Arrow Destination (I): A25232—Perform takeoff prior to V1 • Arrow Destination (I): A25233—Perform takeoff at/after V1 • Arrow Destination (I): A25242—Perform initial climb operations • Arrow Destination (I): A25243—Perform normal climb operations • Arrow Destination (I): A25422—Perform initial descent operations • Arrow Destination (I): A25423—Perform descent and approach operations • Arrow Destination (I): A551—Manage human resource provision • Arrow Destination (I): A561—Manage material resource handling Flight monitoring directives: A set of policies, procedures, and instructions that directs monitoring of flight. • Arrow Destination (C): A1334—Monitor flight Flight monitoring status: Continuously updated information regarding the conditions that exist during the aircraft flight. • Arrow Source (O): A1334—Monitor flight Flight monitoring resources: The elements necessary for the successful accomplishment of flight monitoring. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A1334—Monitor flight Flight operations planning directives: A set of policies, procedures, and instructions that directs the flight operations planning. • Arrow Destination (C): A122—Develop flight operations plan Flight operations planning status: Continuously updated information regarding the conditions that exist in the flight operations planning. • Arrow Source (O): A122—Develop flight operations plan

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Flight operations planning resources: The elements necessary for the successful accomplishment of flight operations planning. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A122—Develop flight operations plan Flight requirements: Aircraft routing (information provided by dispatcher) that may require revision based on the following requirements: • Emergency situations • Special flight operations • MEL/CDL situations • Fueling • Deicing • Special routing requirements • Arrow Source (O): A1331—Manage aircraft dispatch • Arrow Destination (I): A134—Perform maintenance control Flight route planning directives: A set of policies, procedures, and instructions that directs the planning of the flight route. • Arrow Destination (C): A1323—Plan flight routes Flight route planning status: Continuously updated information regarding the conditions that exist in the planning of the flight route. • Arrow Source (O): A1323—Plan flight routes Flight route planning resources: The elements necessary for the successful accomplishment of flight route planning. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A1323—Plan flight routes Flight routes: Route information, such as enroute, altitude, and alternative route, for aircraft to follow during the flight. • Arrow Source (O): A1323—Plan flight routes • Arrow Destination (I): A1325—Perform load/fuel planning

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Flight operations: Requests to fulfill customer requirements and the planning associated with those requirements. • Arrow Source (O): A122—Develop flight operations plan • Arrow Destination (I): A123—Develop maintenance plan • Arrow Destination (I): A1323—Plan flight routes • Arrow Destination (I): A1325—Perform load/fuel planning • Arrow Destination (I): A1326—Assign aircraft • Arrow Destination (I): A1327—Assign crewmember(s) Flight segment planning directives: A set of policies, procedures, and instructions that directs flight segment planning. • Arrow Destination (C): A1321—Manage flight segments planning Flight segment planning management resources: The elements necessary for the successful accomplishment of flight segment planning management. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A1321—Manage flight segments planning Flight segment planning status: Continuously updated information regarding the conditions that exist in the flight segment planning. • Arrow Source (O): A1321—Manage flight segments planning Flight segment planning resources: The elements necessary for the successful accomplishment of flight segment planning. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A132—Plan flight segments Flight/duty time review status: Continuously updated information regarding the conditions that exist in the flight/duty time review. • Arrow Source (O): A554—Review flight/duty time status Flight/duty time review resources: The elements necessary for the successful accomplishment of flight/duty time review. The elements are defined as properly trained and certified personnel,

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adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A554—Review flight/duty time status Flight/duty time status review directives: A set of policies, procedures, and instructions that directs flight/duty time status review. • Arrow Destination (C): A554—Review flight/duty time status FOQA: Flight Operations Quality Assurance (FOQA) is data retrieved from digital flight recorders or flight data acquisition units, either via quick access recorders or remote download devices. Note: Not all certificate holders participate in a FOQA program. • Arrow Source (O): A3332—Perform line maintenance • Arrow Destination (I): A162—Collect/analyze safety data Fuel replenishment directives: A set of policies, procedures, and instructions that directs the replenishment of fuel. • Arrow Destination (C): A244—Replenish fuel Fuel replenishment status: Continuously updated information regarding the conditions that exist in the fuel replenishment. • Arrow Source (O): A244—Replenish fuel Fuel replenishment resources: The elements necessary for the successful accomplishment of fuel replenishment. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A244—Replenish fuel GMM: The General Maintenance Manual (GMM), or equivalent reference material, contains the policies and procedures of the certificate holder dealing with organizational matters, the policies of the maintenance section, and procedures for the administration of the continuous airworthiness program, test flight requirements, and any other subjects that are peculiar to each individual operator. This includes policy guidance for: • RII • Material receiving inspection • Approved vendors

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• Outsource quality processes • Calibrated tooling This also includes the identification of training requirements for maintenance. • Arrow Source (O): A1524—Apply approved inspection and maintenance program • Arrow Destination (I): A173—Administer technical publication • Arrow Destination (C): A241—Manage ground operations • Arrow Destination (C): A323—Perform quality control • Arrow Destination (C): A341—Manage engineering support • Arrow Destination (C): A3221—Manage QA process • Arrow Destination (C): A3322—Detect aircraft discrepancies • Arrow Destination (C): A3323—Diagnose aircraft discrepancies • Arrow Destination (C): A33332—Perform aircraft repair • Arrow Destination (C): A33333—Perform aircraft test and evaluation GOM: The General Operation Manual (GOM), or equivalent reference material, contains the policies and operational segment of the certificate holders manual dealing with organizational matters, the policies of the operational section, the administration of the flight, dispatch, ground operation trainings, personnel scheduling, flight safety, and any other subjects that are peculiar to each individual operator such as: • Personnel selection criteria • Operation specification changes • Organization changes This also includes the identification of training requirements for operations. • Arrow Source (O): A1533—Develop & evaluate operations policies & procedures • Arrow Destination (C): A22—Perform quality surveillance of operations • Arrow Destination (I): A173—Administer technical publication • Arrow Destination (C): A253—Perform cruise operations • Arrow Destination (C): A2522—Perform predeparture ground operations • Arrow Destination (C): A2543—Perform approach operations • Arrow Destination (C): A2544—Perform landing operations • Arrow Destination (C): A2545—Perform postarrival ground operations • Arrow Destination (C): A25232—Perform takeoff prior to V1 • Arrow Destination (C): A25233—Perform takeoff at/after V1 • Arrow Destination (C): A25242—Perform initial climb operations • Arrow Destination (C): A25243—Perform normal climb operations • Arrow Destination (C): A25422—Perform initial descent operations • Arrow Destination (C): A25423—Perform descent and approach operations Government regulations/oversight: A set of documents from applicable governments to regulate certificate holder operations, including the activities by the applicable governments to ensure

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compliance with the requirements of those documents and the operator’s manual. The operator’s program should be adjusted as required. This includes master minimum equipment list (MMEL). • Arrow Source (C): { Border } • Arrow Destination (C): A11—Manage certificate holder functions • Arrow Destination (C): A154—Develop training policies & procedures • Arrow Destination (C): A155—Develop administrative policies & procedures • Arrow Destination (C): A171—Coordinate information management • Arrow Destination (C): A1521—Manage maintenance policy & procedure development • Arrow Destination (C): A1531—Manage operations policy & procedure development Ground-handling resources: The elements necessary for the successful accomplishment of ground handling. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A242—Perform ground handling Ground operation directives: A set of policies, procedures, and instructions that directs ground operations. • Arrow Destination (C): A241—Manage ground operations Ground operation execution directives: A set of policies, procedures, and instructions that directs the execution of ground operations. • Arrow Source (O): A241—Manage ground operations Ground operation management resources: The elements necessary for the successful accomplishment of ground operation management. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A241—Manage ground operations Ground operation status: Continuously updated information regarding the conditions that exist in ground operations. • Arrow Source (O): A241—Manage ground operations Ground operation resources: The elements necessary for the successful accomplishment of ground operations. The elements are defined as properly trained and certified personnel, adequate

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facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A24—Perform ground operations Ground-transportation status: Continuously updated information regarding the conditions that exist in ground transportation. • Arrow Source (O): A242—Perform ground handling Ground-handling directives: A set of policies, procedures, and instructions that directs ground handling. • Arrow Destination (C): A242—Perform ground handling Heavy maintenance directives: A set of policies, procedures, and instructions that directs heavy maintenance. • Arrow Destination (C): A33331—Manage heavy maintenance Heavy maintenance execution directives: A set of policies, procedures, and instructions that directs the execution of heavy/depot maintenance. • Arrow Source (O): A33331—Manage heavy maintenance Heavy maintenance management resources: The elements necessary for the successful accomplishment of heavy maintenance management. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A33331—Manage heavy maintenance Heavy maintenance status: Continuously updated information regarding the conditions that exist in the heavy maintenance. • Arrow Source (O): A33331—Manage heavy maintenance Heavy maintenance resources: The elements necessary for the successful accomplishment of heavy maintenance. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A3333—Perform heavy maintenance

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Human resource provision directives: A set of policies, procedures, and instructions that directs available human resource provision. The directives are originated from various consideration factors, such as: • Environment, health, and safety • Family Assistance Act—victim assistance • Drug and Alcohol FAA-Approved Program • P.R.I.A.—Pilots Records Improvement Act • E.A.P.—Employee Assistance Program • Exempt/Non-Exempt salary • Substance Abuse Programs • Dangerous goods • Management infrastructure • Security background check • Job description and responsibility • Retention incentives, such as promotion, and raises • Compensation, such as leave, overtime • Arrow Destination (C): A551—Manage human resource provision Human resource provision execution directives: A set of policies, procedures, and instructions that directs the execution of human resource provision. • Arrow Source (O): A551—Manage human resource provision Human resource provision management resources: The elements necessary for the successful accomplishment of human resource provision management. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources to accomplish the activity. • Arrow Destination (M): A551—Manage human resource provision Human resource provision status: Continuously updated information regarding the conditions that exist in supplying available personnel. • Arrow Source (O): A551—Manage human resource provision Human resources provision resources: The elements necessary for the successful accomplishment of human resource provision. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources to accomplish the activity. • Arrow Destination (M): A55—Provide human resources

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Identified mechanical deficiencies: Mechanical deficiencies identified through mechanical performance monitoring, including emergency response, day-to-day monitoring, and short- and long-term monitoring. • Arrow Source (O): A32223—Identify mechanical deficiencies • Arrow Destination (I): A3224—Analyze quality data & develop responses Identified program deficiencies: Deficiencies in the maintenance program identified through a QA audit. • Arrow Source (O): A3223—Perform maintenance program audit/investigation • Arrow Destination (I): A3224—Analyze quality data & develop responses Incoming resource information: Information regarding incoming resources, including both human resources and operational resources, such as parts (identification, manufacturer, price, specifications, and appropriate records), materials, equipment, facilities, fuel (grade, quality, availability, audits, and cost), automation, and aircraft. The aircraft information includes: • Type and configuration

- Cockpit standardization - Cabin configuration - Maintenance program bridging - Conformance to type design - Others

• Engine deterioration/derivative performance • Specific fuel consumption • Center of gravity • AFM performances • AFM (including ADs) • Maximum structural limits • Fuel dumping capacity • Weights • Arrow Source (I): { Border } • Arrow Destination (I): A53—Collect resource information Incoming resources: Resources coming from outside—imported to the certificate holder to support the certificate holder operations. The resources include both human resources (new hires and contracted personnel) and operational resources such as parts, aircraft, tools (including special tools), equipment (including test equipment), facilities, material, fuel, administrative, commercial supplies, consumables, and deicing. • Arrow Source (I): { Border }

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• Arrow Destination (I): A562—Receive resources In-flight services directives: A set of policies, procedures, and instructions that directs in-flight services. • Arrow Destination (C): A234—Perform in-flight services In-flight services status: Continuously updated information regarding the conditions that exist in the in-flight services. • Arrow Source (O): A234—Perform in-flight services In-flight services resources: The elements necessary for the successful accomplishment of in-flight services. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A234—Perform in-flight services Information after aircraft ground services: Information regarding status of aircraft after ground services, such as ground handling, cargo handling, fuel replenishment, line services, deicing/anti-icing services. • Arrow Source (O): A242—Perform ground handling • Arrow Destination (I): A134—Perform maintenance control • Arrow Source (O): A244—Replenish fuel • Arrow Destination (I): A1325—Perform load/fuel planning • Arrow Source (O): A245—Perform line services • Arrow Destination (I): A1332—Produce preflight package • Arrow Source (O): A246—Perform deicing/anti-icing services • Arrow Destination (I): A1334—Monitor flight • Arrow Source (O): A2431—Manage cargo handling Information management coordination resources: The elements necessary for the successful accomplishment of information management coordination. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A171—Coordinate information management Information management directives: A set of policies, procedures, and instructions that directs information management. • Arrow Destination (C): A171—Coordinate information management

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Information management execution directives: A set of policies, procedures, and instructions that directs the execution of information management. • Arrow Source (O): A171—Coordinate information management Information management status: Continuously updated information regarding the conditions that exist in the information management. • Arrow Source (O): A171—Coordinate information management Information management resources: The elements necessary for the successful accomplishment of information management. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A17—Perform information management Initial climb directives: A set of policies, procedures, and instructions that directs aircraft initial climb flight operations. • Arrow Destination (C): A25242—Perform initial climb operations Initial climb status: Continuously updated information regarding the conditions that exist in the aircraft initial climb flight operations. • Arrow Source (O): A25242—Perform initial climb operations Initial climb resources: The elements necessary for the successful accomplishment of aircraft climb flight operations. The elements are defined as properly trained and certified personnel, required information, and material support. • Arrow Destination (M): A25242—Perform initial climb operations Initial descent directives: A set of policies, procedures, and instructions that directs aircraft initial descent flight operations. • Arrow Destination (C): A25422—Perform initial descent operations Initial descent status: Continuously updated information regarding the conditions that exist in the aircraft initial descent flight operations. • Arrow Source (O): A25422—Perform initial descent operations Initial descent resources: The elements necessary for the successful accomplishment of aircraft initial descent flight. The elements are defined as properly trained and certified personnel, required information, and material support.

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• Arrow Destination (M): A25422—Perform initial descent operations Internal evaluation directives: A set of policies, procedures, and instructions that directs the internal evaluation. • Arrow Destination (C): A164—Perform internal evaluation Internal evaluation status: Continuously updated information regarding the conditions that exist in the internal evaluation. • Arrow Source (O): A164—Perform internal evaluation • Arrow Destination (I): A161—Manage safety program administration Internal evaluation resources: The elements necessary for the successful accomplishment of internal evaluation. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A164—Perform internal evaluation Internal feedback on technical/operational contents: The suggestion for improvement of policies and procedures based on: • Employee suggestions • Safety recommendations • Voluntary disclosure • Others regarding matters such as work cards and other technical references • Arrow Source (O): A11—Manage certificate holder functions • Arrow Destination (I): A1523—Perform technical evaluation • Arrow Destination (I): A1533—Develop & evaluate operations policies & procedures Internally generated safety/compliance data: Safety data, incident data, occurrence data, or reports of unsafe condition including: • Aviation Safety Report • Aircraft ground damage data • Occurrence/IEP reports • ASAP (Aviation Safety Action Program)

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• Investigation results

- Process owner - Safety analysis

• OJI/Occupational Safety Health Administration (OSHA) reports • Internal evaluation • Contractor oversight • Partner evaluation, i.e., Code share • Enforcement action (Letter of Inquiry (LOI), voluntary disclosures) • Incident reports • Internally generated hotline complaints • Safety reports • Safety committee recommendations • Arrow Destination (I): A134—Perform maintenance control • Arrow Destination (I): A162—Collect/analyze safety data • Arrow Destination (I): A172—Perform recordkeeping & reporting • Arrow Destination (I): A1522—Collect & process operational data • Arrow Destination (I): A1532—Identify & implement operations policies & procedures Investigation directives: A set of policies, procedures, and instructions that directs the investigation. • Arrow Destination (C): A163—Perform investigation Investigation status: Continuously updated information regarding the conditions that exist in the investigation. • Arrow Source (O): A163—Perform investigation Investigation resources: The elements necessary for the successful accomplishment of investigation. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A163—Perform investigation Job task description: A description of the job task, including its contents, requirements, and goals. • Arrow Source (O): A41—Manage personnel training • Arrow Destination (I): A42—Identify & analyze training requirements

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Labor-hour requirements: Time needed to conduct certain tasks. • Arrow Source (O): A3324—Evaluate aircraft discrepancies • Arrow Destination (C): A3331—Manage scheduled/nonscheduled aircraft maintenance Landing directives: A set of policies, procedures, and instructions that directs aircraft landing operations. • Arrow Destination (C): A2544—Perform landing operations Landing status: Continuously updated information regarding the conditions that exist in the aircraft landing operations. • Arrow Source (O): A2544—Perform landing operations Landing resources: The elements necessary for the successful accomplishment of aircraft landing. The elements are defined as properly trained and certified personnel, required information, and material support. • Arrow Destination (M): A2544—Perform landing operations Legal: A framework to regulate the organization’s activities to ensure their compliance with the law. This includes: • Workman’s Compensation Liability • Americans with Disabilities Act • Arrow Source (C): { Border } • Arrow Destination (C): A11—Manage certificate holder functions • Arrow Destination (C): A51—Manage certificate holder operation resource provision Line maintenance directives: A set of policies, procedures, and instructions that directs line maintenance. This includes the directives regarding gases and fluids. • Arrow Destination (C): A3332—Perform line maintenance Line maintenance status: Continuously updated information regarding the conditions that exist in line maintenance. • Arrow Source (O): A3332—Perform line maintenance Line maintenance resources: The elements necessary for the successful accomplishment of line maintenance. The elements are defined as properly trained and certified personnel, adequate

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facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A3332—Perform line maintenance Line service directives: A set of policies, procedures, and instructions that directs line services. • Arrow Destination (C): A245—Perform line services Line service status: Continuously updated information regarding the conditions that exist in line services. • Arrow Source (O): A245—Perform line services Line service resources: The elements necessary for the successful accomplishment of line services. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A245—Perform line services Load/fuel plan: Calculated information on payload and fuel configuration. • Arrow Source (O): A1325—Perform load/fuel planning Load/fuel planning directives: A set of policies, procedures, and instructions that directs load/fuel planning. Those instructions have been originated from various consideration factors, such as: • Available flight level • Overflight restrictions • AFM performances (includes airworthiness directives) • Maintenance fuel savings practices • Special Flight Management System/Flight Management Computer procedures • Charter versus regular flights • Arrow Destination (C): A1325—Perform load/fuel planning Load/fuel planning status: Continuously updated information regarding the conditions that exist in the load/fuel planning. • Arrow Source (O): A1325—Perform load/fuel planning Load/fuel planning resources: The elements necessary for the successful accomplishment of load/fuel planning. The elements are defined as properly trained and certified personnel, adequate

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facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A1325—Perform load/fuel planning Maintenance & engineering needs: The requirements to keep certificate holder’s equipment in condition to provide safe and salable air transportation. Safe, in this sense, implies full compliance with the carrier’s own operating specifications and with all applicable directives and regulations of the FAA. Salable means fast and dependable service in modern equipment with comfortable furnishings and decor, without which the company would be unable to compete successfully. • Arrow Source (O): A1523—Perform technical evaluation • Arrow Destination (I): A1532—Identify & implement operations policies & procedures Maintenance control authorization: Maintenance control, if applicable, authorizes the aircraft for services, i.e., • ETOPs • Ferry flight • RVSM • RNP (reduced navigation performance) • CAT II and III • Nonrevenue flight • MEL/CDL relief • Special operations • Carry-over maintenance • Special routing request for maintenance • Maintenance status

- Fueling requirements - Deicing requirements - Training and qualification for subcontracted maintenance - Temporary RII approval

• Arrow Source (O): A134—Perform maintenance control • Arrow Destination (I): A1333—Initiate flight locating procedure Maintenance control directives: A set of policies, procedures, and instructions that directs maintenance control, including all requirements of CAMP. • Arrow Destination (C): A134—Perform maintenance control

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Maintenance control status: Continuously updated information regarding the conditions that exist in this function. This includes: • Providing information regarding maintenance requirements to maintenance planners • Providing information regarding maintenance requirements to routing planners • Arrow Source (O): A134—Perform maintenance control Maintenance control resources: The elements necessary for the successful accomplishment of maintenance control. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A134—Perform maintenance control Maintenance decision: Decision on when, where, and how to maintain and repair certain aircraft. • Arrow Destination (C): A3321—Manage aircraft evaluation Maintenance management plan: Predetermined information, (i.e., maintenance program) on how to manage aircraft maintenance. This includes the use of short-term escalation, MEL extension, request to add vendors, and other special maintenance instructions. • Arrow Source (O): A123—Develop maintenance plan • Arrow Destination (I): A1326—Assign aircraft • Arrow Destination (I): A1524—Apply approved inspection and maintenance program • Arrow Destination (I): A331—Manage aircraft maintenance • Arrow Destination (I): A3225—Perform QA administrative function Maintenance orders: Order of maintenance requested by maintenance control to meet the flight operation requirements in some circumstances, such as • Special flight operations • Nonroutine maintenance • Customer requests • Roster RII • Deferred Maintenance Items • Fueling • Deicing • Emergency situation • Parts requests • Lost aircraft certificate

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• Arrow Source (O): A134—Perform maintenance control • Arrow Destination (I): A1325—Perform load/fuel planning • Arrow Destination (I): A244—Replenish fuel • Arrow Destination (I): A246—Perform deicing/anti-icing services • Arrow Destination (I): A331—Manage aircraft maintenance Maintenance planning directives: A set of policies, procedures, and instructions that directs the maintenance management planning • Arrow Destination (C): A123—Develop maintenance plan Maintenance planning status: Continuously updated information regarding the conditions that exist in the maintenance plan development, such as: • Request for short-term escalation

• Notification of changing maintenance plan based on materials, personnel, facilities, unexpected events, limitation, or short falls

• Adjustments to aircraft routing (linking particular aircraft tail number(s) to particular flight segment(s)) based on maintenance program requirements

• Arrow Source (O): A123—Develop maintenance plan Maintenance planning resources: The elements necessary for the successful accomplishment of maintenance planning. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A123—Develop maintenance plan Maintenance policy & procedure development directives: A set of policies, procedures, and instructions that directs maintenance policy & procedure development. • Arrow Destination (C): A1521—Manage maintenance policy & procedure development Maintenance policy & procedure development execution directives: A set of policies, procedures, and instructions that directs the execution of policy and procedure development. • Arrow Source (O): A1521—Manage maintenance policy & procedure development Maintenance policy & procedure development management resources: The elements necessary for the successful accomplishment of maintenance policy and procedure development

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management. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors. • Arrow Destination (M): A1521—Manage maintenance policy & procedure development Maintenance policy & procedure development status: Continuously updated information regarding the conditions that exist in the maintenance policy and procedure development. • Arrow Source (O): A1521—Manage maintenance policy & procedure development Maintenance policy & procedure development resources: The elements necessary for the successful accomplishment of maintenance policy and procedure development. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A152—Develop maintenance policies & procedures Maintenance program audit/investigation directives: A set of policies, procedures, and instructions that directs maintenance program audit and investigation. • Arrow Destination (C): A3223—Perform maintenance program audit/investigation Maintenance program audit/investigation status: Continuously updated information regarding the conditions that exist in the maintenance program audit and investigation. • Arrow Source (O): A3223—Perform maintenance program audit/investigation Maintenance program audit/investigation resources: The elements necessary for the successful accomplishment of maintenance program audit and investigation. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A3223—Perform maintenance program audit/investigation Maintenance program change approval: The authorization of maintenance program changes. • Arrow Destination (C): A1524—Apply approved inspection and maintenance program Approved inspection and maintenance program application directives: A policy that controls the development of a maintenance program. • Arrow Destination (C): A1524—Apply approved inspection and maintenance program

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Approved inspection and maintenance program application resources: The elements necessary for the successful accomplishment of a maintenance program development. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any required resources, including outside resources, such as contractors, OEMs, and vendors. • Arrow Destination (M): A1524—Apply approved inspection and maintenance program Maintenance status: Continuously updated information regarding the conditions that exist in this function. This includes: • Nonroutine maintenance • Emergency situation • MEL/CDL • Parts requests • Lost aircraft certificate • Arrow Source (O): A331—Manage aircraft maintenance Maintenance routing: A decision on where to maintain the aircraft. • Arrow Source (O): A3324—Evaluate aircraft discrepancies • Arrow Destination (C): A3331—Manage scheduled/nonscheduled aircraft maintenance Manual system: A document system that provides instructions and information necessary to allow the appropriate personnel to perform their duties and responsibilities with a high degree of safety. A document system includes items such as the GOM, GMM, and MEL/CDL. • Arrow Source (O): A173—Administer technical publication • Arrow Destination (C): A41—Manage personnel training • Arrow Destination (C): A42—Identify & analyze training requirements • Arrow Destination (C): A431—Manage training design & development • Arrow Destination (C): A441—Manage training implementation and record • Arrow Destination (I): A563—Store resources Materials removed from inventory: Materials that are suspected during inventory and are removed for further inspection or treatment. • Arrow Source (O): A564—Distribute resources • Arrow Destination (I): A562—Receive resources

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Mechanical deficiency identification directives: A set of policies, procedures, and instructions that directs the mechanical deficiency identification. • Arrow Destination (C): A32223—Identify mechanical deficiencies Mechanical deficiency identification status: Continuously updated information regarding the conditions that exist in the mechanical deficiency identification. • Arrow Source (O): A32223—Identify mechanical deficiencies Mechanical deficiency identification resources: The elements necessary for the successful accomplishment of mechanical deficiency identification. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A32223—Identify mechanical deficiencies Mechanical performance fact sheet: Notes, charts, reports, or other appropriate means of reporting and accounting operational data that reveal the existing mechanical performance or trend-related information to facilitate the identification of mechanical deficiencies. • Arrow Source (O): A1522—Collect & analyze operational data • Arrow Destination (I): A32223—Identify mechanical deficiencies Mechanical performance monitoring directives: A set of policies, procedures, and instructions that directs aircraft mechanical performance monitoring. • Arrow Destination (C): A32221—Manage mechanical performance monitoring Mechanical performance monitoring execution directives: A set of policies, procedures, and instructions that directs the execution of mechanical performance monitoring. • Arrow Source (O): A32221—Manage mechanical performance monitoring Mechanical performance monitoring management resources: The elements necessary for the successful accomplishment of mechanical performance monitoring management. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A32221—Manage mechanical performance monitoring

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Mechanical performance monitoring status: Continuously updated information regarding the conditions that exist in the mechanical performance monitoring. • Arrow Source (O): A32221—Manage mechanical performance monitoring Mechanical performance monitoring resources: The elements necessary for the successful accomplishment of mechanical performance monitoring. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A3222—Monitor mechanical performance MEL/CDL: Operator-produced MEL or CDL manual based on MMEL, OEM data, and operational requirements. This may only apply to 14 CFR Part 135 operations with ten or more passengers. • Arrow Source (O): A1533—Develop & evaluate operations policies & procedures • Arrow Destination (I): A173—Administer technical publication • Arrow Destination (C): A1523—Perform technical evaluation Methods for correction of deficiencies: Policies and/or procedures generated from quality assurance audit used for correcting deficiencies in the maintenance and inspection programs. • Arrow Source (O): A3224—Analyze quality data & develop responses • Arrow Destination (C): A331—Manage aircraft maintenance • Arrow Destination (C): A341—Manage engineering support • Arrow Destination (I): A1524—Apply approved inspection and maintenance program MIE directives: A set of policies, procedures, and instructions that directs aircraft maintenance, inspection, and engineering. • Arrow Source (O): A31—Manage MIE MIE management resources: The elements necessary for the successful accomplishment of maintenance, inspection, and engineering management. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A31—Manage MIE MIE status: Continuously updated information regarding the conditions that exist in the aircraft maintenance, inspection, and engineering. • Arrow Source (O): A31—Manage MIE

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MIE records: Information recorded from instrument or written by persons that describes the status, results, costs, profits, conformance to requirements, etc., of aircraft maintenance, inspection, and engineering. • Arrow Source (O): A31—Manage MIE MIE resources (insource & outsource): The elements necessary for the successful accomplishment of aircraft maintenance, inspection, and engineering. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A3—Perform maintenance, inspection & engineering New hires: New personnel hired by the certificate holder. • Arrow Destination (I): A552—Select candidates for job positions Nonconcurrence of release: A requirement for amending the original flight plan. • Arrow Source (O): A1333—Initiate flight locating procedure • Arrow Destination (I): A1332—Produce preflight package Normal climb directives: A set of policies, procedures, and instructions that directs the aircraft normal climb flight operations. • Arrow Destination (C): A25243—Perform normal climb operations Normal climb status: Continuously updated information regarding the conditions that exist in an aircraft’s normal climb flight operations. • Arrow Source (O): A25243—Perform normal climb operations Normal climb resources: The elements necessary for the successful accomplishment of normal climb flight operations. The elements are defined as properly trained and certified personnel, required information, and material support. • Arrow Destination (M): A25243—Perform normal climb operations OEM guidance: The OEM guidance is the information provided by the OEM. • Arrow Destination (I): A42—Identify & analyze training requirements • Arrow Destination (I): A1522—Collect & process operational data • Arrow Destination (I): A1532—Identify & implement operations policies & procedures

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Operation planning status: Continuously updated information regarding the conditions that exist in the planning operations. • Arrow Source (O): A121—Coordinate plan development • Arrow Destination (I): A122—Develop flight operations plan • Arrow Destination (I): A123—Develop maintenance plan • Arrow Destination (I): A124—Develop training plan • Arrow Destination (I): A125—Develop resource provision plan Operation planning directives: A set of policies, procedures, and instructions that directs operation planning. • Arrow Destination (C): A121—Coordinate plan development Operation planning execution directives: A set of policies, procedures, and instructions that directs the execution of operation planning. • Arrow Source (O): A121—Coordinate plan development Operation planning resources: The elements necessary for the successful accomplishment of operation planning. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A125—Develop resource provision plan Operation quality surveillance directives: A set of policies, procedures, and instructions that directs the quality surveillance of operations. • Arrow Destination (C): A22—Perform quality surveillance of operations Operation quality surveillance status: Continuously updated information regarding the conditions that exist in the operation quality surveillance. • Arrow Source (O): A22—Perform quality surveillance of operations Operation quality surveillance resources: The elements necessary for the successful accomplishment of operation quality surveillance. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A22—Perform quality surveillance of operations

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Operational control directives: A set of policies, procedures, and instructions that directs operational control, including security and dangerous goods. • Arrow Destination (C): A131—Manage operational control Operational control execution directives: A set of policies, procedures, and instructions that directs the execution of operational control. • Arrow Source (O): A131—Manage operational control • Arrow Source (O): A1321—Manage flight segments planning Operational control management resources: The elements necessary for the successful accomplishment of operational control management. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors. • Arrow Destination (M): A131—Manage operational control Operational control status: Continuously updated information regarding the conditions that exist in the operational control. • Arrow Source (O): A131—Manage operational control Operational control resources: The elements necessary for the successful accomplishment of operational control resources. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A13—Perform operational control Operational data: The information related to the performance of operations, such as data necessary for analysis and regulatory reporting purposes, reliability data, and nonregulatory process deficiencies. This also includes historical records of operational data, i.e., fuel burn and usage information, load plan (i.e., weight and balance information), and distribution. This includes events of system deficiencies, in addition to discrepancies identified by the QA, e.g., internally, externally (FAA findings), and incidents. • Arrow Source (O): A21—Manage air transportation • Arrow Destination (I): A3223—Perform maintenance program audit/investigation • Arrow Destination (I): A3225—Perform QA administrative function • Arrow Destination (I): A1522—Collect & process operational data

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Operational data collection & process status: Continuously updated information regarding the conditions that exist in the operational data collection and process. • Arrow Source (O): A1522—Collect & process operational data Operational data collection & process resources: The elements necessary for the successful accomplishment of operational data collection and analysis. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A1522—Collect & process operational data Operational data collection and analysis directives: A set of policies, procedures, and instructions that directs the operational data collection and process. • Arrow Destination (C): A1522—Collect & process operational data Operational data collection directives: Policy that dictates which data to collect. • Arrow Destination (C): A1522—Collect & process operational data Operational data collection resources: The elements necessary for the successful accomplishment of operational data collection. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any required resources, including outside resources, such as contractors, OEMs, and vendors. • Arrow Destination (M): A1522—Collect & process operational data Operational needs: Requirements for improving operations, including personnel training, maintenance and operational program changes, maintenance and operational requirements, and other related programs. • Arrow Source (O): A1532—Identify & implement operations policies & procedures • Arrow Destination (I): A1522—Collect & process operational data • Arrow Destination (I): A1533—Develop & evaluate operations policies & procedures Operations audit reports: Notification of a functional deficiency generated by QA audit such as: • Fuel usage audit results, i.e., the remaining fuel after flight • Security audit results • Performance engineering data audit results • MEL/CDL adherence deficiency results • Training device or simulator maintenance audit results • Accident or incident response audit results • Outsourced training audit results

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• Arrow Source (O): A22—Perform quality surveillance of operations • Arrow Destination (I): A11—Manage certificate holder functions Operations policy & procedure development execution directives: A set of policies, procedures, and instructions that directs the operations policy & procedure development. • Arrow Destination (C): A1531—Manage operations policy & procedure development Operations policy & procedure identification and implementation directives: A set of policies, procedures, and instructions that directs the execution of operation policy and procedure identification and implementation. • Arrow Source (O): A1531—Manage operations policy & procedure development Operations policy & procedure identification guidelines: The directives used to develop operational policy and procedures. • Arrow Destination (C): A1533—Develop & evaluate operations policies & procedures Operations policy & procedure development management resources: The elements necessary for the successful accomplishment of operational policy and procedure development management. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A1531—Manage operations policy & procedure development Operations policy & procedure development status: Continuously updated information regarding the conditions that exist in the operation policy and procedure development. • Arrow Source (O): A1531—Manage operations policy & procedure development • Arrow Source (O): A1533—Develop & evaluate operations policies & procedures Operations policy & procedure development resources: The elements necessary for the successful accomplishment of operational policy and procedure development. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A1533—Develop & evaluate operations policies & procedures

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Operations policy & procedure identification and implementation directives: A set of policies, procedures, and instructions that directs operations policy & procedure identification. • Arrow Destination (C): A1532—Identify & implement operations policies & procedures Operations policy & procedure identification and implementation status: Continuously updated information regarding the conditions that exist in the operation policy and procedure identification. • Arrow Source (O): A1532—Identify & implement operations policies & procedures Operations policy & procedure identification and implementation resources: The elements necessary for the successful accomplishment of operational policy & procedure identification. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A1532—Identify & implement operations policies & procedures Operations quality surveillance approval: The technical approval of code share from operations quality surveillance. • Arrow Source (O): A22—Perform quality surveillance of operations • Arrow Destination (I): A21—Manage air transportation Part configuration: Specifications and strategies for selecting and handling parts to be installed on the aircraft. • Arrow Source (O): A33342—Perform configuration control • Arrow Destination (C): A33343—Evaluate/maintain aircraft components Part failure data: Data related to malfunctioned parts such as removal data, no fault found, confirmed failure, and failure model. • Arrow Source (O): A33343—Evaluate/maintain aircraft components • Arrow Destination (I): A33344—Perform part usage analysis Part usage analysis status: Continuously updated information regarding the conditions that exist in the part usage analysis. • Arrow Source (O): A33344—Perform part usage analysis Parts requirements: Requests for aircraft parts during aircraft maintenance. • Arrow Source (O): A33331—Manage heavy maintenance • Arrow Destination (I): A33341—Manage component maintenance

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Parts/special tools and test equipment for receiving/final inspection: Parts that are new or repaired, arriving from vendors or from internal shops for receiving and final inspection prior to distribution for use. The inspection includes checking the physical condition of the parts and reviewing associated documents to ensure that they are properly maintained and approved. This also includes special tools and test equipment that require receiving inspection. • Arrow Source (O): A562—Receive resources • Arrow Destination (I): A323—Perform quality control Parts/tooling fabricated/repaired: Parts and tools that are fabricated, repaired, or calibrated by certificate holder or contracted vendors, if approved. • Arrow Source (O): A33343—Evaluate/maintain aircraft components • Arrow Destination (I): A562—Receive resources Passenger service directives: A set of policies, procedures, and instructions that directs passenger services. • Arrow Destination (C): A231—Manage passenger services • Arrow Destination (C): A2331—Manage boarding services Passenger service execution directives: A set of policies, procedures, and instructions that directs the execution of passenger services. • Arrow Source (O): A231—Manage passenger services Passenger service management resources: The elements necessary for the successful accomplishment of passenger service management. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A231—Manage passenger services Passenger service status: Continuously updated information regarding the conditions that exist in the passenger services. • Arrow Source (O): A231—Manage passenger services Passenger service resources: The elements necessary for the successful accomplishment of passenger services. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A23—Perform passenger services

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Passengers after checking-in: Passengers after check-in and ready for security check, if applicable. • Arrow Source (O): A2332—Provide check-in services • Arrow Destination (I): A2333—Provide security services Passengers denied boarding: Passengers who are denied boarding because they are: • Unruly • Intoxicated or under the influence of suspected drugs • A security threat • Improperly documented minors • Lacking proper international travel documents • Arrow Source (O): A2332—Provide check-in services • Arrow Source (O): A2333—Provide security services • Arrow Source (O): A2334—Provide seating services Passengers on board for departure: Passengers sitting in their seats ready for departure. • Arrow Source (O): A2334—Provide seating services • Arrow Destination (I): A234—Perform in-flight services Passengers on board for deplaning: Passengers exiting their seats and preparing to leave the aircraft once the aircraft arrives and parks at the destination. • Arrow Source (O): A234—Perform in-flight services • Arrow Destination (I): A235—Perform deplaning services Passengers passing security screening: Passengers who pass the safety screen at the airport and are permitted to board an aircraft. • Arrow Source (O): A2333—Provide security services • Arrow Destination (I): A2334—Provide seating services

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Payload acceptance status: Continuously updated information regarding the conditions that exist in the payload acceptance. • Arrow Source (O): A1324—Accept payload Payload acceptance resources: The elements necessary for the successful accomplishment of payload acceptance. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A1324—Accept payload Payload at departure airport: Passengers/cargo at an airport ready to be transported to another airport. • Arrow Source (I): { Border } • Arrow Destination (I): A242—Perform ground handling • Arrow Destination (I): A2332—Provide check-in services Payload at destination airport: Passengers/cargo landed with aircraft at the destination airport after flight. • Arrow Source (O): A235—Perform deplaning services • Arrow Destination (O): { Border } • Arrow Source (O): A242—Perform ground handling Payload information: Data related to payload such as category (i.e., passengers, cargo, mail, and animals/reptiles/birds), types (i.e., medical, dangerous goods and materials), security, dangerous goods, and considerations (i.e., average passenger weight). • Arrow Source (I): { Border } • Arrow Destination (I): A1324—Accept payload Payload security and weight balance: Information about accepted payload including classification of payload, i.e., dangerous goods, based on category (i.e., cargo, mail, and animals/reptiles/birds), types (i.e., medical, dangerous goods and materials), security, and considerations (i.e., average passenger weight). • Arrow Source (O): A1324—Accept payload • Arrow Destination (I): A1325—Perform load/fuel planning Performance standard setting directives: A set of policies, procedures, and instructions that directs setting the performance standards. • Arrow Destination (C): A433—Set performance standards

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Performance standard setting status: Continuously updated information regarding the conditions that exist in the performance standard setting. • Arrow Source (O): A433—Set performance standards Performance standards: The standards that specify the level of performance personnel should achieve after training. • Arrow Source (O): A433—Set performance standards • Arrow Destination (I): A434—Select training provider • Arrow Destination (I): A435—Develop training curriculum • Arrow Destination (C): A452—Conduct training system evaluation • Arrow Destination (C): A453—Conduct personnel evaluation Performance standards setting resources: The elements necessary for the successful accomplishment of performance standard setting. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A433—Set performance standards Personnel after aircraft training: Personnel who have completed aircraft training. • Arrow Source (O): A445—Conduct aircraft training Personnel after instructor-led training: Personnel who have completed class training. • Arrow Source (O): A442—Conduct instructor-led training Personnel after self-study training: Personnel who have completed self-study training. • Arrow Source (O): A443—Conduct self-study training Personnel completing training evaluation: Personnel who have passed the training evaluation. Those who fail the training evaluation may need to be retrained. • Arrow Source (O): A453—Conduct personnel evaluation Personnel after simulator training: Personnel who have completed device or simulator training. • Arrow Source (O): A444—Conduct device/simulator training

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Personnel after training: Personnel who have completed training, including OJT. • Arrow Destination (I): A452—Conduct training system evaluation • Arrow Destination (I): A453—Conduct personnel evaluation Personnel assignment release status: Continuously updated information regarding the conditions that exist in the personnel assignment release. • Arrow Source (O): A555—Release personnel for assignment Personnel for training: Personnel who require training to improve their skills and knowledge to be qualified to conduct certain tasks. • Arrow Source (O): A552—Select candidates for job positions • Arrow Destination (I): A442—Conduct instructor-led training • Arrow Source (O): A553—Review currency status • Arrow Destination (I): A443—Conduct self-study training • Arrow Destination (I): A444—Conduct device/simulator training • Arrow Destination (I): A445—Conduct aircraft training Personnel information: Information about personnel, including existing personnel and candidates to be considered for reassignment or hiring. • Arrow Source (O): A53—Collect resource information • Arrow Destination (I): A551—Manage human resource provision Personnel completing training evaluation: Personnel who successfully pass the aircraft training evaluation. Those who fail the training evaluation may need to be retrained or terminated. • Arrow Source (O): A453—Conduct personnel evaluation Personnel completing currency check: Personnel who meet the currency requirements. • Arrow Source (O): A553—Review currency status • Arrow Destination (I): A555—Release personnel for assignment Personnel completing flight/duty time check: Personnel who meet the flight/duty time requirements. • Arrow Source (O): A554—Review flight/duty time status • Arrow Destination (I): A555—Release personnel for assignment

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Training system after completing system training evaluation: Training system process succeeded in system training evaluation. The processes that fail the system training evaluation may need to be improved. • Arrow Source (O): A452—Conduct training system evaluation Personnel qualification requirements: Requirements for personnel who are qualified to conduct certain tasks. • Arrow Source (C): { Border } • Arrow Destination (C): A41—Manage personnel training Personnel release directives: A set of policies, procedures, and instructions that directs the personnel release. • Arrow Destination (C): A555—Release personnel for assignment Personnel release resources: The elements necessary for the successful accomplishment of personnel release. The elements are defined as properly trained and certified personnel, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A555—Release personnel for assignment Personnel to be assigned: Existing employees that are going to be assigned new tasks. • Arrow Source (I): { Tunnel } • Arrow Destination (I): A553—Review currency status • Arrow Destination (I): A554—Review flight/duty time status Personnel training execution directives: A set of policies, procedures, and instructions that directs the execution of personnel training. • Arrow Source (O): A41—Manage personnel training Personnel training management resources: The elements necessary for the successful accomplishment of personnel training management. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A41—Manage personnel training

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Personnel training status: Continuously updated information regarding the conditions that exist in this function. For personnel training status, this includes training currency. • Arrow Source (O): A41—Manage personnel training Personnel training records: A record documenting the completion of personnel training, including AQP data. • Arrow Source (O): A41—Manage personnel training Personnel training resources: The elements necessary for the successful accomplishment of personnel training. The elements are defined as properly trained and certified personnel, including OJT instructors, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A4—Perform personnel training Planning coordination resources: The elements necessary for the successful accomplishment of planning coordination. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A121—Coordinate plan development Postarrival directives: A set of policies, procedures, and instructions that directs aircraft postarrival operations. • Arrow Destination (C): A2545—Perform postarrival ground operations Postarrival ground operation status: Continuously updated information regarding the conditions that exist in the postarrival ground operations. • Arrow Source (O): A2545—Perform postarrival ground operations Postarrival ground operation resources: The elements necessary for the successful accomplishment of postarrival ground operations. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A2545—Perform postarrival ground operations

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Predeparture directives: A set of policies, procedures, and instructions that directs aircraft predeparture operations. • Arrow Destination (C): A2522—Perform predeparture ground operations Predeparture ground operation status: Continuously updated information regarding the conditions that exist in the predeparture ground operations. • Arrow Source (O): A2522—Perform predeparture ground operations Predeparture ground operation resources: The elements necessary for the successful accomplishment of predeparture ground operations. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A2522—Perform predeparture ground operations Preflight cabin duty performance directives: A set of policies, procedures, and instructions that directs preflight cabin duty performance. • Arrow Destination (C): A232—Perform preflight cabin duties Preflight cabin duty performance status: Continuously updated information regarding the conditions that exist in performing preflight cabin duties. • Arrow Source (O): A232—Perform preflight cabin duties Preflight cabin duty performance resources: The elements necessary for the successful accomplishment of preflight cabin duty performance. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A232—Perform preflight cabin duties Preflight package: Flight information, including weather reports, flight routes, payload information, payload security and weight balance, load/fuel plan, assigned aircraft and crewmembers. • Arrow Destination (I): A1332—Produce preflight package Preflight package briefing: Dissemination of flight information package to the PIC. • Arrow Source (O): A1332—Produce preflight package • Arrow Destination (I): A1333—Initiate flight locating procedure

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Preflight package produce directives: A set of policies, procedures, and instructions that directs the preflight package. • Arrow Destination (C): A1332—Produce preflight package Preflight package produce status: Continuously updated information regarding the conditions that exist in the preflight package. • Arrow Source (O): A1332—Produce preflight package Preflight package produce resources: The elements necessary for the successful accomplishment of preflight package. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A1332—Produce preflight package Procured resource data: Information regarding the status of the resources such as received, accepted, rejected, quarantined, and incomplete. • Arrow Source (O): A555—Release personnel for assignment • Arrow Destination (I): A52—Identify resource needs • Arrow Source (O): A564—Distribute resources Proposed maintenance program changes: Presentation of proposed maintenance program changes. • Arrow Source (O): A1523—Perform technical evaluation • Arrow Destination (I): A1524—Apply approved inspection and maintenance program QA administrative activity directives: A set of policies, procedures, and instructions to direct the QA administrative activity, if applicable. • Arrow Destination (C): A3225—Perform QA administrative function QA administrative activity status: Continuously updated information regarding the conditions that exist in the QA administrative activity, if applicable. • Arrow Source (O): A3225—Perform QA administrative function QA administrative activity resources: The elements necessary for the successful accomplishment of quality assurance administrative activity. The elements are defined as properly

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• Arrow Destination (M): A3225—Perform QA administrative function QA authorization: Authorization issued by QA personnel for conducting certain tasks, if applicable. This also includes vendor and contractor approval list. • Arrow Source (O): A3225—Perform QA administrative function • Arrow Destination (C): A54—Procure resources • Arrow Destination (I): A1524—Apply approved inspection and maintenance program QA-driven actions: Quality assurance directions, if applicable, to take action due to quality assurance findings, i.e., surveillance, vendor notification, SUPs, and internal notification. • Arrow Source (O): A3225—Perform QA administrative function • Arrow Destination (C): A564—Distribute resources QA executive directives: A set of policies, procedures, and instructions to direct the execution of QA, if applicable. • Arrow Source (O): A3221—Manage QA process QA management resources: The elements necessary for the successful accomplishment of quality assurance management. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources to accomplish the activity, if applicable. • Arrow Destination (M): A3221—Manage QA process Qualified personnel: Personnel qualified to conduct certain tasks. • Arrow Destination (I): A554—Review flight/duty time status Quality assurance directives: A set of policies, procedures, and instructions that directs quality assurance, if applicable. • Arrow Destination (C): A3221—Manage QA process Quality assurance status: Continuously updated information regarding the conditions that exist in the quality assurance, if applicable. • Arrow Source (O): A3221—Manage QA process

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Quality assurance resources: The elements necessary for the successful accomplishment of quality assurance. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity, if applicable. • Arrow Destination (M): A322—Perform quality assurance Quality control directives: A set of policies, procedures, and instructions that directs quality control. • Arrow Destination (C): A323—Perform quality control Quality control status: Continuously updated information regarding the conditions that exist in the quality control. • Arrow Source (O): A323—Perform quality control Quality control resources: The elements necessary for the successful accomplishment of quality control. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A323—Perform quality control Quality data analysis & response development directives: A set of policies, procedures, and instructions that directs quality data analysis and response development, if applicable. • Arrow Destination (C): A3224—Analyze quality data & develop responses Quality data analysis & response development status: Continuously updated information regarding the conditions that exist in the quality data analysis and response development, if applicable. • Arrow Source (O): A3224—Analyze quality data & develop responses Quality data analysis & response development resources: The elements necessary for the successful accomplishment of quality data analysis and response development. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity, if applicable. • Arrow Destination (M): A3224—Analyze quality data & develop responses

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Quality surveillance directives: A set of policies, procedures, and instructions that directs quality surveillance. • Arrow Destination (C): A321—Manage quality surveillance Quality surveillance execution directives: A set of policies, procedures, and instructions that directs the execution of quality surveillance. • Arrow Source (O): A321—Manage quality surveillance Quality surveillance management resources: The elements necessary for the successful accomplishment of quality surveillance management. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A321—Manage quality surveillance Quality surveillance status: Continuously updated information regarding the conditions that exist in the quality surveillance. • Arrow Source (O): A321—Manage quality surveillance Quality surveillance resources: The elements necessary for the successful accomplishment of quality surveillance. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A32—Perform surveillance of maintenance Reassigned personnel: Personnel who are assigned to different positions. • Arrow Destination (I): A552—Select candidates for job positions Recommended vendor and contractor information: Information of desired vendors and contractors for certificate holders to consider procuring required resources. The selected vendor or contractor should be approved by authorized personnel. • Arrow Source (O): A53—Collect resource information • Arrow Destination (I): A54—Procure resources

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Recordkeeping & reporting directives: A set of policies, procedures, and instructions that directs the recordkeeping and reporting. • Arrow Destination (C): A172—Perform recordkeeping & reporting Recordkeeping & reporting status: Continuously updated information regarding the conditions that exist in the recordkeeping and reporting. • Arrow Source (O): A172—Perform recordkeeping & reporting Recordkeeping & reporting resources: The elements necessary for the successful accomplishment of recordkeeping and reporting. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A172—Perform recordkeeping & reporting Regulatory or other external liaison: Approval, disapproval, consultation, or request for modification from the FAA or appropriate regulatory body regarding specific requests. Informal communication may occur directly with maintenance control; however, formal communications occur with either QA or engineering, if applicable. This also includes voluntary disclosures, regulatory investigations, (i.e., LOI), OSHA, Environmental Protection Agency, Food and Drug Administration, Research and Special Program Administration, state/local regulations, U.S. Coast Guard, externally generated hotline complaints (i.e., Whistleblower Protection Act), and letters of investigations. Note: This also includes independent external audit results being supplied to A11-manage certificate holder functions (i.e., Department of Defense certificate holder survey and code share survey). • Arrow Source (I): { Border } • Arrow Destination (I): A11—Manage certificate holder functions • Arrow Destination (I): A134—Perform maintenance control • Arrow Destination (I): A162—Collect/analyze safety data • Arrow Destination (I): A342—Perform standardization & modification • Arrow Destination (I): A3225—Perform QA administrative function Rejected cargo: Cargo that did not pass the requirements for acceptance. • Arrow Source (O): A2432—Check/weigh/accept cargo

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Rejected part tracking: Information about rejected parts, such as serial number. • Arrow Source (O): A562—Receive resources • Arrow Destination (C): A323—Perform quality control Rejected parts and tools: Parts and tools that have failed final or receiving inspection. • Arrow Source (O): A323—Perform quality control • Arrow Destination (I): A33343—Evaluate/maintain aircraft components • Arrow Destination (I): A562—Receive resources Rejected payload: Payload that did not pass the requirements for acceptance. • Arrow Destination (O): { Border } Rejected payload information: Information about rejected payload. • Arrow Source (O): A1324—Accept payload • Arrow Destination (I): A1325—Perform load/fuel planning Reliability data: Information developed and gathered by certificate holders as required by their maintenance program to identify characteristics indicating a need for program adjustment, revision to maintenance practices, or hardware improvement (modification), if applicable. Examples of these sources of data include: • Pilot reports • In-flight engine performance data • Mechanical interruptions/delays • Engine shutdowns • Unscheduled removals • Confirm failures • Functional checks • Bench checks • Shop findings • Sampling inspections • Inspection write-ups • Service difficulty reports • Audit findings • Warranty information • MRRs

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Note: This section refers to certificate holders without an approved reliability program, including CASS data, if applicable. • Arrow Source (O): A1522—Collect & process operational data • Arrow Destination (I): A162—Collect/analyze safety data • Arrow Destination (I): A1523—Perform technical evaluation • Arrow Destination (I): A343—Perform aircraft/fleet operation support Request for engineering services: Formal requests for instruction, guidance, interpretation, or approval from engineering, including: • Technical services • Changing documents • Equivalents (tools, equipment, and materials) • Owner-produced parts • Arrow Source (O): A331—Manage aircraft maintenance • Arrow Destination (I): A341—Manage engineering support Request for resources: Request for procurement of resources either through outside purchasing, borrowing, hiring and contracting, or by allocating existing resources. • Arrow Source (O): A54—Procure resources • Arrow Destination (I): A172—Perform recordkeeping & reporting • Arrow Destination (I): A555—Release personnel for assignment • Arrow Destination (I): A564—Distribute resources Requirements for training revision: Requests for revising training process after evaluating the training performance. • Arrow Source (O): A451—Manage training evaluation • Arrow Destination (I): A431—Manage training design & development Resource distribution directives: A set of policies, procedures, and instructions that directs resource distribution. • Arrow Destination (C): A564—Distribute resources Resource distribution status: Continuously updated information regarding the conditions that exist in the resource distribution. • Arrow Source (O): A564—Distribute resources Resource distribution resources: The elements necessary for the successful accomplishment of resource distribution. The elements are defined as properly trained and certified personnel,

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adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A564—Distribute resources Resource handling directives: A set of policies, procedures, and instructions that directs resource handling. • Arrow Destination (C): A561—Manage material resource handling Resource handling execution directives: A set of policies, procedures, and instructions that directs execution of resource handling. • Arrow Source (O): A561—Manage material resource handling Resource handling management resources: The elements necessary for the successful accomplishment of resource handling management. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, to accomplish the activity. • Arrow Destination (M): A561—Manage material resource handling Resource handling status: Continuously updated information regarding the conditions that exist in resource handling. • Arrow Source (O): A561—Manage material resource handling Resource information collection directives: A set of policies, procedures, and instructions that directs the resource information collection. • Arrow Destination (C): A53—Collect resource information Resource information collection status: Continuously updated information regarding the conditions that exist in the resource information collection. • Arrow Source (O): A53—Collect resource information Resource information collection resources: The elements necessary for the successful accomplishment of resource information collection. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, to accomplish the activity. • Arrow Destination (M): A53—Collect resource information

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Resource need identification directives: A set of policies, procedures, and instructions that directs the resource need identification. • Arrow Destination (C): A52—Identify resource needs Resource need identification status: Continuously updated information regarding the conditions that exist in the resource need identification. • Arrow Source (O): A52—Identify resource needs Resource need identification resources: The elements necessary for the successful accomplishment of resource need identification. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, to accomplish the activity. • Arrow Destination (M): A52—Identify resource needs Resource needs: Specifications on what, when, and how many resources are needed based on the analysis of the resource provision plan and certificate holder operation information, as well as feedback from resource handling. • Arrow Source (O): A52—Identify resource needs • Arrow Destination (I): A53—Collect resource information Resource procurement directives: A set of policies, procedures, and instructions that directs the resource procurement. • Arrow Destination (C): A54—Procure resources Resource procurement status: Continuously updated information regarding the conditions that exist in the resource procurement. • Arrow Source (O): A54—Procure resources Resource procurement resources: The elements necessary for the successful accomplishment of resource procurement. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, to accomplish the activity. • Arrow Destination (M): A54—Procure resources Resource provision plan: Definition of resources necessary to support planned operations, such as: • Facilities • Personnel

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• Tooling • Required aircraft • Materials • Arrow Source (O): A125—Develop resource provision plan • Arrow Destination (I): A52—Identify resource needs Resource provision planning directives: A set of policies, procedures, and instructions that directs resource provision planning. • Arrow Destination (C): A125—Develop resource provision plan Resource provision planning status: Continuously updated information regarding the conditions that exist in the resource provision planning. • Arrow Source (O): A125—Develop resource provision plan Resource provision records: Information, recorded from instrument or written reports, describing the status, results, costs, profits, conformance to requirements, and other aspects of resource provision. • Arrow Source (O): A51—Manage certificate holder operation resource provision Resource receiving directives: A set of policies, procedures, and instructions that directs the resource receiving process. • Arrow Destination (C): A562—Receive resources Resource receiving status: Continuously updated information regarding the conditions that exist in the resource receiving process. • Arrow Source (O): A562—Receive resources Resource receiving resources: The elements necessary for the successful accomplishment of resource receiving. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, to accomplish the activity. • Arrow Destination (M): A562—Receive resources Resource storing directives: A set of policies, procedures, and instructions that directs the resource storing process. • Arrow Destination (C): A563—Store resources

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Resource storing status: Continuously updated information regarding the conditions that exist in the resource storing process. • Arrow Source (O): A563—Store resources Resource storing resources: The elements necessary for the successful accomplishment of resource storing. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, to accomplish the activity. • Arrow Destination (M): A563—Store resources Resources for distribution: Available and serviceable resources ready to be distributed for use. • Arrow Source (O): A563—Store resources • Arrow Destination (I): A564—Distribute resources Safety awareness information: Information provided for the purpose of safety awareness. • Arrow Source (O): A165—Perform safety awareness program • Arrow Destination (I): A172—Perform recordkeeping & reporting • Arrow Destination (I): A173—Administer technical publication Safety awareness program directives: A set of policies, procedures, and instructions that directs the safety awareness program. • Arrow Destination (C): A165—Perform safety awareness program Safety awareness program status: Continuously updated information regarding the conditions that exist in the safety awareness program. • Arrow Source (O): A165—Perform safety awareness program Safety awareness program resources: The elements necessary for the successful accomplishment of safety awareness program. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A165—Perform safety awareness program Safety data collection and analysis directives: A set of policies, procedures, and instructions that directs the safety data collection and analysis, if applicable. • Arrow Destination (C): A162—Collect/analyze safety data

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Safety data collection and analysis status: Continuously updated information regarding the conditions that exist in the safety data collection and analysis, if applicable. • Arrow Source (O): A162—Collect/analyze safety data Safety data collection and analysis resources: The elements necessary for the successful accomplishment of safety data collection and analysis. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity, if applicable. • Arrow Destination (M): A162—Collect/analyze safety data Safety management recommendation and findings: Recommendations related to action, including: • Request for policy and procedure changes • Request for management action • Request for engineering action • Request for staffing and organization changes • Request for training changes • Discrepancies identified during IEP • Discrepancies identified during investigation:

- Process owner - Internally independent, i.e., QA, safety department

• Voluntary disclosure • ASAP reports, if approved • Lesson-learned recommendation • Arrow Source (O): A163—Perform investigation • Arrow Destination (I): A11—Manage certificate holder functions Safety program administration directives: A set of policies, procedures, and instructions that directs the safety program administration, if applicable. • Arrow Destination (C): A161—Manage safety program administration Safety program administration execution directives: A set of policies, procedures, and instructions that directs the execution of safety program administration, if applicable. This may include: • Event Review Committee policies • Labor and management policies on FOQA data

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• Arrow Source (O): A161—Manage safety program administration Safety program administration management resources: The elements necessary for the successful accomplishment of safety program administration management. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity, if applicable. • Arrow Destination (M): A161—Manage safety program administration Safety program administration status: Continuously updated information regarding the conditions that exist in the safety program administration, if applicable. • Arrow Source (O): A161—Manage safety program administration Safety program administration resources: The elements necessary for the successful accomplishment of safety program administration. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity, if applicable. Scheduled and nonscheduled aircraft maintenance directives: A set of policies, procedures, and instructions that directs scheduled and nonscheduled aircraft maintenance. • Arrow Destination (C): A3331—Manage scheduled/nonscheduled aircraft maintenance Scheduled and nonscheduled aircraft maintenance management resources: The elements necessary for the successful accomplishment of scheduled and nonscheduled aircraft maintenance management. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources to accomplish the activity. • Arrow Destination (M): A3331—Manage scheduled/nonscheduled aircraft maintenance Scheduled and nonscheduled aircraft maintenance resources: The elements necessary for the successful accomplishment of scheduled and nonscheduled aircraft maintenance. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A333—Perform scheduled/nonscheduled maintenance Scheduled and nonscheduled aircraft maintenance status: Continuously updated information regarding the conditions that exist in the scheduled and nonscheduled aircraft maintenance. • Arrow Source (O): A3331—Manage scheduled/nonscheduled aircraft maintenance

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Scheduled and nonscheduled maintenance execution directives: A set of policies, procedures, and instructions that directs the execution of scheduled and nonscheduled aircraft maintenance. • Arrow Source (O): A3331—Manage scheduled/nonscheduled aircraft maintenance Seating service directives: A set of policies, procedures, and instructions that directs seating services. • Arrow Destination (C): A2334—Provide seating services Seating service status: Continuously updated information regarding the conditions that exist in the seating services. • Arrow Source (O): A2334—Provide seating services Seating service resources: The elements necessary for the successful accomplishment of seating services. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A2334—Provide seating services Security: Regulatory requirements to ensure compliance with regard to various security activities, such as: • Dangerous goods • Airport • Passengers • Drug and alcohol programs • Arrow Source (O): A11—Manage certificate holder functions • Arrow Destination (C): A1531—Manage operations policy & procedure development Security service directives: A set of policies, procedures, and instructions that directs security services. • Arrow Destination (C): A2333—Provide security services Security service status: Continuously updated information regarding the conditions that exist in the security services. • Arrow Source (O): A2333—Provide security services Security service resources: The elements necessary for the successful accomplishment of security services. The elements are defined as properly trained and certified personnel, adequate facilities,

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required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A2333—Provide security services Self-study training resources: The elements necessary for the successful accomplishment of self-study training. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A443—Conduct self-study training Self-study training directives: A set of policies, procedures, and instructions that directs self-study training. • Arrow Destination (C): A443—Conduct self-study training Self-study training status: Continuously updated information regarding the conditions that exist in self-study training. • Arrow Source (O): A443—Conduct self-study training Shop findings data: Conditions of components found during repair. • Arrow Source (O): A33344—Perform part usage analysis • Arrow Destination (I): A1522—Collect & process operational data Short-term trend: Data on recent repeat maintenance problems. • Arrow Source (O): A1522—Collect & process operational data Special evaluation: The outcome of an investigation that triggers the needs to audit a specific operational area. • Arrow Source (O): A163—Perform investigation • Arrow Destination (I): A164—Perform internal evaluation Special flight operations: Flight required special authorizations or maintenance programs, such as: • Ferry flight • RVSM • RNP • CAT II and III • ETOP • Nonrevenue flight

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• MEL/CDL relief • Special operations • Carry-over maintenance • Arrow Source (O): A343—Perform aircraft/fleet operation support • Arrow Destination (C): A21—Manage air transportation • Arrow Destination (C): A134—Perform maintenance control • Arrow Destination (C): A321—Manage quality surveillance Special request requirements: Data needed to substantiate special requests. This includes the justification to remove a maintenance vendor based on a negative reliability trend. • Arrow Source (O): A3224—Analyze quality data & develop responses • Arrow Destination (I): A3225—Perform QA administrative function Special tools and test equipment for distribution: Special tools and test equipment that do not require receiving inspection and can be directly distributed for use. • Arrow Source (O): A562—Receive resources • Arrow Destination (I): A564—Distribute resources Standardization & modification directives: A set of policies, procedures, and instructions that directs standardization and modification. • Arrow Destination (C): A342—Perform standardization & modification Standardization & modification status: Continuously updated information regarding the conditions that exist in the standardization and modification. • Arrow Source (O): A342—Perform standardization & modification Standardization & modification resources: The elements necessary for the successful accomplishment of standardization and modification. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A342—Perform standardization & modification Submission of maintenance program changes: Delivery of proposed maintenance program changes. • Arrow Source (O): A1524—Apply approved inspection and maintenance program

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Support requirements: Needs for supporting a certain activity. • Arrow Source (O): A1523—Perform technical evaluation System training evaluation directives: A set of policies, procedures, and instructions that directs system training evaluation. • Arrow Destination (C): A452—Conduct training system evaluation System training evaluation status: Continuously updated information regarding the conditions that exist in the system training evaluation. • Arrow Source (O): A452—Conduct training system evaluation System training evaluation resources: The elements necessary for the successful accomplishment of system training. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A452—Conduct training system evaluation Takeoff directives: A set of policies, procedures, and instructions that directs aircraft takeoff. • Arrow Destination (C): A25231—Manage takeoff operations Takeoff directives at or after V1: A set of policies, procedures, and instructions that directs aircraft takeoff after its airspeed surpasses V1, if applicable. • Arrow Destination (C): A25233—Perform takeoff at/after V1 Takeoff directives prior to V1: A set of policies, procedures, and instructions that directs aircraft takeoff before its airspeed reaches V1, if applicable. • Arrow Destination (C): A25232—Perform takeoff prior to V1 Takeoff execution directives: A set of policies, procedures, and instructions that directs the execution of aircraft takeoff operations. • Arrow Source (O): A25231—Manage takeoff operations Takeoff management resources: The elements necessary for the successful accomplishment of aircraft takeoff management. The elements are defined as properly trained and certified personnel,

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adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A25231—Manage takeoff operations Takeoff status: Continuously updated information regarding the conditions that exist in the aircraft takeoff. • Arrow Source (O): A25231—Manage takeoff operations Takeoff status at or after V1: Status of performance report during the execution of aircraft takeoff after its airspeed surpasses V1, if applicable. • Arrow Source (O): A25233—Perform takeoff at/after V1 Takeoff status prior to V1: Real-time performance report during the execution of aircraft takeoff before its airspeed reaches V1, if applicable. • Arrow Source (O): A25232—Perform takeoff prior to V1 Takeoff resources: The elements necessary for the successful accomplishment of aircraft takeoff. The elements are defined as properly trained and certified personnel, required information, and material support. • Arrow Destination (M): A2523—Perform takeoff operations Takeoff resources at or after V1: The elements necessary for the successful accomplishment of aircraft takeoff after its airspeed surpasses V1, if applicable. The elements are defined as properly trained and certified personnel, required information, and material support. • Arrow Destination (M): A25233—Perform takeoff at/after V1 Takeoff resources prior to V1: The elements necessary for the successful accomplishment of aircraft takeoff before its airspeed reaches V1, if applicable. The elements are defined as properly trained and certified personnel, required information, and material support. • Arrow Destination (M): A25232—Perform takeoff prior to V1 Technical communication & reporting: Documents and dialogue generated during the operations of a certificate holder used for communicating with external organizations such as the FAA, OEM, contractors, and others in the industry. This includes one carrier communicating with another carrier, such as: • Voluntary disclosure program • AMOC

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• Arrow Source (O): A341—Manage engineering support • Arrow Destination (I): A172—Perform recordkeeping & reporting Technical data: A set of technical information including shared industry data, data supplied by regulatory authorities, and OEM guidance. The shared industry data refers to the exchange of data and information between the aviation community via committee, review board, working group, conferences, electronic data exchange, and the following: • Association membership, i.e., Regional Airlines Association, Aerospace Industry

Association, Flight Safety Foundation, International Society of Air Safety Investigators, and National Air Transportation Association

• Subscriptions, e.g., Airclaims Data supplied by regulatory authorities include the Service Difficulty Report and the Accident Investigation Report. • Arrow Source (I): { Border } • Arrow Destination (I): A154—Develop training policies & procedures • Arrow Destination (I): A162—Collect/analyze safety data • Arrow Destination (I): A172—Perform recordkeeping & reporting • Arrow Destination (I): A173—Administer technical publication • Arrow Destination (I): A1523—Perform technical evaluation • Arrow Destination (I): A342—Perform standardization & modification • Arrow Destination (I): A343—Perform aircraft/fleet operation support Technical evaluation directives: A policy that defines the appropriate analytical processes. • Arrow Destination (C): A1523—Perform technical evaluation Technical evaluation resources: The elements necessary for the successful accomplishment of technical evaluation. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A1523—Perform technical evaluation Technical publication administration directives: A set of policies, procedures, and instructions that directs the technical publications. • Arrow Destination (C): A173—Administer technical publication

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Technical publication administration status: Continuously updated information regarding the conditions that exist in the technical publication administration. • Arrow Source (O): A173—Administer technical publication Technical publication administration resources: The elements necessary for the successful accomplishment of technical publication administration. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources to accomplish the activity. • Arrow Destination (M): A173—Administer technical publication Terminated personnel: Personnel no longer employed by the company. • Arrow Source (O): A553—Review currency status • Arrow Destination (O): { Border } Training courseware: Instructional material developed for each curriculum. This includes information in lesson plans, instructor guides, computer software programs, audiovisual programs, workbooks, aircraft operating manuals, and handouts. Courseware must accurately reflect curriculum requirements, be effectively organized, and properly integrate with instructional delivery methods, including computer-based training and OJT training. • Arrow Source (O): A435—Develop training curriculum • Arrow Destination (M): A442—Conduct instructor-led training Training curriculum: A complete training agenda specific to an aircraft type, a crewmember or maintenance technician duty position, and a category of training. An example is an initial new-hire and recurrent training. Each curriculum consists of several curriculum segments. • Arrow Source (O): A435—Develop training curriculum • Arrow Destination (C): A441—Manage training implementation and record Training curriculum development directives: A set of policies, procedures, and instructions that directs training curriculum development. • Arrow Destination (C): A435—Develop training curriculum Training curriculum development status: Continuously updated information regarding the conditions that exist in the training curriculum development. • Arrow Source (O): A435—Develop training curriculum Training curriculum development resources: The elements necessary for the successful accomplishment of training curriculum development. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other

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required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A435—Develop training curriculum Training design & development directives: A set of policies, procedures, and instructions that directs training development. • Arrow Destination (C): A431—Manage training design & development Training design & development executive directives: A set of policies, procedures, and instructions that directs the execution of training design and development. • Arrow Source (O): A431—Manage training design & development Training design & development management resources: The elements necessary for the successful accomplishment of training design and development management. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A431—Manage training design & development Training design & development status: Continuously updated information regarding the conditions that exist in training design and development. • Arrow Source (O): A431—Manage training design & development Training design & development resources: The elements necessary for the successful accomplishment of training design and development. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A43—Design & develop training Training evaluation directives: A set of policies, procedures, and instructions that directs training evaluation. • Arrow Destination (C): A451—Manage training evaluation Training evaluation execution directives: A set of policies, procedures, and instructions that directs the execution of training evaluation. • Arrow Source (O): A451—Manage training evaluation

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Training evaluation management resources: The elements necessary for the successful accomplishment of training evaluation management. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A451—Manage training evaluation Training evaluation status: Continuously updated information regarding the conditions that exist in the training evaluation. • Arrow Source (O): A451—Manage training evaluation Training evaluation resources: The elements necessary for the successful accomplishment of training evaluation. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A45—Evaluate training Training forecast: Estimated training needs required to perform a certain task. • Arrow Source (O): A124—Develop training plan • Arrow Destination (I): A41—Manage personnel training Training implementation and record directives: A set of policies, procedures, and instructions that directs training implementation and record. • Arrow Destination (C): A441—Manage training implementation and record Training implementation and record status: Continuously updated information regarding the conditions that exist in the training implementation and record. • Arrow Source (O): A441—Manage training implementation and record Training implementation and record resources: The elements necessary for the successful accomplishment of training implementation and record. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material, equipment, tools, and any required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A44—Implement and record training

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Training implementation and record execution directives: A set of policies, procedures, and instructions that directs the execution of training implementation and record. • Arrow Source (O): A441—Manage training implementation and record Training implementation and record management resources: The elements necessary for the successful accomplishment of training implementation and record management. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A441—Manage training implementation and record Training objective development directives: A set of policies, procedures, and instructions that directs training objective development. • Arrow Destination (C): A432—Develop training objectives Training objective development status: Continuously updated information regarding the conditions that exist in the training objective development. • Arrow Source (O): A432—Develop training objectives Training objective development resources: The elements necessary for the successful accomplishment of training objective development. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A432—Develop training objectives Training objectives: The goals of the training. • Arrow Source (O): A432—Develop training objectives • Arrow Destination (I): A433—Set performance standards Training planning directives: A set of policies, procedures, and instructions that directs training planning. • Arrow Destination (C): A124—Develop training plan Training planning status: Continuously updated information regarding the conditions that exist in the training planning. • Arrow Source (O): A124—Develop training plan

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Training planning resources: The elements necessary for the successful accomplishment of training planning. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A124—Develop training plan Training policies & procedures: The policy and procedures for directing personnel training. • Arrow Source (O): A154—Develop training policies & procedures • Arrow Destination (I): A41—Manage personnel training Training policy & procedure development directives: A set of policies, procedures, and instructions that directs training policy and procedure development. • Arrow Destination (C): A154—Develop training policies & procedures Training policy & procedure development status: Continuously updated information regarding the conditions that exist in the training policy and procedure development. • Arrow Source (O): A154—Develop training policies & procedures Training policy & procedure development resources: The elements necessary for the successful accomplishment of training policy and procedure development. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A154—Develop training policies & procedures Training provider selection directives: A set of policies, procedures, and instructions that directs training provider selection. • Arrow Destination (C): A434—Select training provider Training provider selection status: Continuously updated information regarding the conditions that exist in the training provider selection. • Arrow Source (O): A434—Select training provider Training provider selection resources: The elements necessary for the successful accomplishment of training provider selection. The elements are defined as properly trained and

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• Arrow Destination (M): A434—Select training provider Training requirement analysis directives: A set of policies, procedures, and instructions that directs training requirement analysis. • Arrow Destination (C): A42—Identify & analyze training requirements Training requirement identification & analysis status: Continuously updated information regarding the conditions that exist in the training requirement identification and analysis. • Arrow Source (O): A42—Identify & analyze training requirements Training requirement identification & analysis resources: The elements necessary for the successful accomplishment of training requirement identification and analysis resources. The elements are defined as properly trained and certified personnel, adequate facilities, required information, material support, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A42—Identify & analyze training requirements Training requirements: Specifications on what kind of training is needed based on the analysis of job task requirement and personnel qualification requirement. • Arrow Source (O): A42—Identify & analyze training requirements • Arrow Destination (I): A432—Develop training objectives Training system performance: Characteristics of the training system generated from the status reports from each training activity. • Arrow Source (O): A41—Manage personnel training • Arrow Destination (I): A452—Conduct training system evaluation • Arrow Destination (I): A453—Conduct personnel evaluation Transportation requirements: Specifications of transportation tasks. • Arrow Source (C): { Border } • Arrow Destination (C): A121—Coordinate plan development Unserviceable parts and tooling for evaluation or repair: Parts and tools to both internal and external sources for evaluation or repair. • Arrow Source (O): A562—Receive resources

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• Arrow Destination (I): A33343—Evaluate/maintain aircraft components Utilization projection: Estimation and specialization of utilization assets. • Arrow Source (O): A14—Project utilization • Arrow Destination (C): A21—Manage air transportation • Arrow Destination (C): A31—Manage MIE • Arrow Destination (C): A41—Manage personnel training • Arrow Destination (C): A51—Manage certificate holder operation resource provision Utilization projection directives: A set of policies, procedures, and instructions that directs utilization projection. • Arrow Destination (C): A14—Project utilization Utilization projection status: Continuously updated information regarding the conditions that exist in the projecting utilization. • Arrow Source (O): A14—Project utilization Utilization projection resources: The elements necessary for the successful accomplishment of utilization projection. The elements are defined as properly trained and certified personnel, adequate facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A14—Project utilization Utilization-based resource requirements: Requirements on resources in terms of utilization. • Arrow Source (O): A331—Manage aircraft maintenance • Arrow Destination (C): A561—Manage material resource handling Weather evaluation directives: A set of policies, procedures, and instructions that directs weather evaluation. • Arrow Destination (C): A1322—Evaluate weather Weather evaluation status: Continuously updated information regarding the conditions that exist in the weather evaluation. • Arrow Source (O): A1322—Evaluate weather Weather evaluation resources: The elements necessary for the successful accomplishment of weather evaluation. The elements are defined as properly trained and certified personnel, adequate

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facilities, required information, materials, equipment, tools, and any other required resources, including outside resources, such as contractors, OEMs, and vendors, to accomplish the activity. • Arrow Destination (M): A1322—Evaluate weather Weather information: Weather data comes from sources such as: • National Weather Service • International Weather Services • Contractor Weather Services • Other government weather services • Field conditions • SWARS • RADAR • Pilot reports • Arrow Destination (I): A1322—Evaluate weather Weather reports: A briefing created by in-house or outsource meteorological services based on the analysis and evaluation of weather information to provide weather service to certificate holder operations. • Arrow Source (O): A1322—Evaluate weather • Arrow Destination (I): A1323—Plan flight routes • Arrow Destination (I): A1325—Perform load/fuel planning 7. GENERAL DEFINITIONS.

The following general definitions provide an understanding of the terms used in the 14 CFR Part 135 Certificate Holder Functional Model. Abnormal: When abnormal is used to describe a procedure or process, it refers to a nonroutine operation in which certain procedures or actions must be taken to maintain an acceptable level of system integrity or airworthiness. Activity: A named process, function, or task that occurs over time and has recognizable results. Activities use assigned resources to produce products and services. Activity model: Model of the processes that make up the functional activity showing inputs, outputs, controls, and mechanisms through which the process of the functional activity are (or will be) conducted. Airworthiness: A condition in which the aircraft, airframe, engine, propeller, accessories, and appliances meet their type design and are in a condition for safe operations.

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Air carrier: A person who undertakes directly by lease, or other arrangement, to engage in air transportation. Air traffic control: A service operated by appropriate authority to promote the safe, orderly, and expeditious flow of air traffic. Air transportation: Any interstate, overseas, or foreign air transportation or the transportation of mail by aircraft. Alter: To change or modify. Alternate airport: An airport at which an aircraft may land if a landing at the intended airport becomes inadvisable. Appliance: Any instrument, mechanism, equipment, part, apparatus, appurtenance, or accessory, including communications equipment, that is used or intended to be used in operating or controlling an aircraft in flight, is installed in or attached to the aircraft, and is not part of an airframe, engine, or propeller. Approved: When approved is used to describe a document, manual, or checklist, it means that a regulation requires FAA approval and that the FAA has evaluated and specifically approved the document, manual, or checklist. Approved data: For the purpose of major repairs and major alterations of aircraft, approved data is used to substantiate major repairs/major alterations, derived from the following: • Type Certificate Data Sheets

• Supplemental Type Certificates (STC) data, provided that it specifically applies to the item being repaired or altered

• Airworthiness Directives

• Airframe, engine, and propeller manufacturer’s FAA-approved maintenance manuals or instructions

• Appliance manufacturer’s manuals or instructions, unless specifically not approved by the FAA Administrator or resulting in an alteration to the airframe, engine, and/or propeller

• FAA Form 337, Major Repair or Alteration, when the specified data has been previously approved and will be used as basis for a field approval

• CAA Form 337, dated prior to 10/1/55

• FAA Form 337, used to approve multiple usage only, by the original modifier

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• Structural Repair Manuals (SRM), only as a source of approved data for a major repair when it is an FAA-approved document. Data that is contained in an SRM that is not FAA-approved can be used on a case-by-case basis if prior FAA approval is granted for that repair.

• Part Manufacturer Approval (PMA) is considered approved data for the part only, an STC may be required for the actual installation

• Technical Standard Order (TSO) Authorization

• Delegation Option Authorization produced FAA-approved data

• Designated Engineering Representative approved data, only within authorized limitations.

• Designated Alteration Station (DAS) FAA-approved data

• Repair data, under SFAR 36, for the holder’s aircraft only

• Foreign bulletins, for use on U.S.-certificated foreign aircraft when approved by the foreign authority

• Data describing an article or appliance used in an alteration that is FAA-approved under a TSO. As such, the conditions and tests required for TSO approval of an article are minimum performance standards. The article may be installed only if further evaluation by the operator (applicant) documents an acceptable installation which may be approved by the FAA Administrator.

• Data in the form of Transport Canada Aviation (TCA) Appliance Type Approval issued by the Minister of Transport Canada for those parts or appliances for which there is no current TSO available. The TCA certificate is included within the installation manual provided with the appliance and includes the date of issuance and environmental qualification statement.

• Data describing a part or appliance used in an alteration that is FAA-approved under a PMA. (An STC may be required to obtain a PMA as a means of assessing airworthiness and/or performance of the part).

Approval for return to service: The approval given by appropriate personnel that enables an aircraft to be returned to service. Articles: Materials, parts, or appliances. Automation: A system consisting of software and hardware to perform certain tasks. Aviation weather service: A service provided by the National Weather Service (NWS) and the FAA which collects and disseminates pertinent weather information for pilots, aircraft operators,

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and ATC. Available aviation weather reports and forecasts are displayed at each NWS office and FAA Flight Service Station. Cargo: Goods carried for revenue purposes, including dangerous goods and materials (dangerous COMAT), as outlined in Hazardous Materials Regulation 49 CFR Part 175. Category II (CAT II) operation: With respect to the operation of aircraft, it means a straight-in Instrument Landing System (ILS) approach to the runway of an airport under a CAT II ILS approach procedure issued by the FAA Administrator or other appropriate authority. Category III (CAT III) operation: With respect to the operation of aircraft, it means an ILS approach to, and landing on, the runway of an airport using a CAT III ILS approach procedure issued by the FAA Administrator or other appropriate authority. 14 CFR Part 135 certificate holder: Established 14 CFR Part 135 certificate holders, new entrant carriers, and new entrant transition carriers who hold, or are required to hold, a certificate holder Certificate or Operating Certificate approved under 14 CFR Part 135 for the purpose of conducting operations, including maintenance, preventative maintenance, and alteration of aircraft. Consumables: Materials to be consumed during certificate holder operations. Contractor: Services purchased by the company to supplement operations. Crewmember: A person assigned to perform a duty in an aircraft during flight time. Cruising altitude: An altitude or flight level maintained during en route-level flight. This is a constant altitude and should not be confused with a cruise clearance. Data: Information that supports and/or describes the alteration or repair, including the following: • Drawings, sketches, and/or photographs • Stress analysis • Service bulletins • Engineering orders • Operating limitations Dangerous goods: Articles or substances that can pose a risk to safety, health, or property when transported by air and that are classified according to criteria set by the DOT, ICAO, and/or IATA. HAZMAT takes many forms such as in passenger bags, in cargo shipments, and as COMAT. Departure: The process when an aircraft begins to move under its own power (forward or backward) for purposes of flight. Directives: Policies, procedures, and instructions that directs how to conduct certain tasks.

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Dispatcher: Personnel responsible for authorizing the departure of an aircraft. The dispatcher must ensure, among other things, that the aircraft’s crew have all the proper information necessary for their flight and that the aircraft is in proper mechanical condition. Document: A written description of a system, a method, or a procedure; a written statement of authorization, conditions, or limitations; or a file of information. Dry lease: Any agreement in which a lessee, which could be a certificate holder, bank, or leasing company, leases an aircraft without flight crewmembers to a certificate holder (the lessee) and in which the lessee maintains operational control. Duty position: The functional or operating position of a crewmember or aircraft dispatcher. For 14 CFR Part135 operations, duty positions are pilot-in-command, second-in-command, flight attendant, and aircraft dispatcher. Emergency: When emergency is used to describe a procedure or process, it refers to a nonroutine operation in which certain procedures or actions must be taken to protect the crew, the passengers, or the aircraft from a serious hazard or potential hazard. Execution directives: Compared with directives, execution directives are more detailed and specific as to how to conduct certain tasks. Facility: Support system providing the mechanisms for supporting the execution of certain tasks. Federal Aviation Administration: The government agency responsible for air safety and operation of the air traffic control system. Fix: A geographical position determined by visual reference to the surface, by reference to one or more radio Navigational Aids, by celestial plotting, or by another navigational device. Field approval: An approval by an authorized Airworthiness Aviation Safety Inspector of a major repair or major alteration that is accomplished by one or more of the following, as appropriate: • Examination of data only—one aircraft • Physical inspection, demonstration, testing, etc.—one aircraft • Examination of data only—duplication on identical aircraft Flaps: Control surfaces installed on the trailing edge of a wing and used to increase the amount of lift generated by the wing at slower speeds. Flaps also have the effect of slowing an aircraft during its landing approach. Flight crewmember: A pilot or flight attendant assigned to duty in an aircraft during flight time. Flight manual: Any manual authorized by the FAA and required to be carried aboard each aircraft for the guidance of crewmembers when conducting flight operations. A flight manual may be an approved AFM, an approved RFM, or an approved CFM.

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Flight Operations: The system that pertains to aircraft movement. Flight plan: Specified information relating to the intended flight of an aircraft. Flight time: The time from the moment the aircraft first moves under its own power for the purpose of flight until the moment it comes to rest at the next point of landing. Function: Appropriate or assigned duties, responsibilities, missions, tasks, powers, or duties of an individual, office, or organization. General manual: A manual providing guidance for all categories of flight and ground personnel conducting air transportation operations. The general manual must include the duties and responsibilities of each category of employee, adequate policy, direction, and guidance for the safe and efficient performance of the duties assigned to each category of employee. The GOM and GMM are two major segments of a certificate holder’s general manual, if required. Go-around: Procedures for a pilot to abandon the approach to landing. Holding procedure: A predetermined maneuver that keeps aircraft within a specified airspace while awaiting further clearance from air traffic control. This maneuver is also used during ground operations to keep aircraft within a specified area or at a specified point while awaiting further clearance from air traffic control. Inspection: The routine performance of inspection tasks at prescribed intervals. The inspection must ensure the airworthiness of an aircraft up to and including its overhaul or life-limits. Lease: Any agreement by a person (the lessor) to furnish an aircraft to another person (lessee) to be used for compensation or hire purposes. Liability: The accountability for failure to comply with the certificate holder’s policies and procedures. Mail: This includes airmail, company mail (i.e., parts), or documents to ensure operational integrity of dangerous goods or materials. Maintenance: Inspection, overhaul, repair, preservation, and the replacement of parts, but excludes preventive maintenance.

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Major alteration: An alteration not listed in the aircraft, aircraft engine, or propeller specifications that also fit one or more of the following: • Might appreciably affect airworthiness by changing weight, balance, structural strength,

performance, power plant operation, or flight characteristics.

• Is not done according to accepted practices or cannot be done by elementary operations. Major repair: A repair that fits one or more of the following: • Might appreciably affect airworthiness by changing weight, balance, structural strength,

performance, power plant operation, or flight characteristics if improperly done.

• Is not done according to accepted practices or cannot be done by elementary operations. Manual: A collection of the information, policies, procedures, and guidance prepared by a certificate holder to instruct company employees in the performance of their assigned duties. Material: Substance to be consumed or processed during the certificate holder operations. Minimum equipment list: A list of aircraft equipment that must be in good working order before an aircraft may legally takeoff with passengers. Repairs to some items not essential to an aircraft’s airworthiness may be deferred for limited periods of time approved by the FAA. Minor alteration: Any alteration that is not classified as a major alteration. Minor repair: Any repair that is not classified as a major repair. Missed approach: The segment between the missed-approach point, or point of arrival at decision height, and the missed-approach fix at the prescribed altitude. Model: An abstraction of a subject that allows one to answer questions about the subject. A representation of a complex, real-world phenomenon within some acceptable and predictable tolerance. Nonscheduled maintenance: The performance of maintenance tasks when mechanical irregularities occur. These irregularities are categorized as to whether or not they occur during flight time. Normal: When normal is used to describe a procedure or process, it refers to a routine operation (without malfunctions). Operations: The movement of aircraft operated under 14 CFR Parts 121, 119, and 135, and the certificate holder’s resources and organizational structure that supports or has impact on that activity.

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Operator Manufactured Parts (Owner-Produced Parts): Parts manufactured and documented by the operator for use only on that operator’s aircraft. The parts must comply with the original type design and cannot be part of a pool or borrowing agreement. Outsource: Make arrangements with other organizations to provide supplemental resources. Oversight: An activity that assures compliance with applicable regulations and the operator’s manual. Included in this process are adjustments to the operators program as required. Parts: Any engine, propeller, component, accessory, material, or hardware used on a certificate holder aircraft. Parts Manufacturer Approval (PMA): Parts produced by manufacturers other than the type certificate holder. These parts must be identical to parts covered under a type certificate, and they must be marked as such. FAA manufacturing inspectors or a manufacturer with parts manufacturer approval authority may approve these parts for use. Passenger: Revenue and nonrevenue passengers. Payload: Passengers, cargo, and mail transferred by aircraft. Performance analysis: The process that defines the differences between what is expected in a task and what is actually being done. Performance measurement: A description of the desired outcome of a certificate holder element process, used to determine if the desired results of the process were achieved. Pilot weather report: A report of meteorological phenomena encountered by aircraft in flight. Policy: A written requirement established by a certificate holder’s management that is expected to be complied with by appropriate employee personnel. A policy may be within a procedure or stated separately. A written requirement such as “No flight may depart on a cross-country flight without a spare case of oil” is an example of a policy. Preflight package: Documents prepared before the flight that contains detailed flight information of route, weather, fuel, airport, etc. Procedures: A logical progression of actions and/or decisions in a fixed sequence that is prescribed by a certificate holder to achieve a specified objective. In short, a procedure is a step-by-step guidance on how to do something. Process: Linked activities designed to produce a desired result or end product for a certificate holder. Quality assurance: An oversight function that assures compliance with the CFR and the certificate holder’s policies and procedures.

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Ramp: The aircraft parking area at an airport, usually adjacent to a terminal. Records: Information gathered from the operations of a certificate holder. Records and reporting systems: The system by which a certificate holder manages the records used to show the aircraft are airworthy. Records and reporting systems that reflect the certificate holder’s use of its procedures and ensure the issuance of required reports. Resources: Assets and services used to support the execution of certain tasks. The resource and services include, but are not limited to, personnel, equipment, financial, information infrastructure and technologies, legal services, telecommunications, and the actual operational facilities. Resource provision: A provision to plan for, acquire, allocate, and supply the resources to support the execution of certain tasks. Responsibility: The certificate holder organization, or person within, who owns the process and is answerable for the quality of the process. Return to service: The action of making an aircraft operational, after approval has been granted by appropriately rated personnel. Risk: An expression of the probability and impact of an undesired event in terms of event severity and event likelihood. Risk indicator: A grouping of safety- and/or performance-related data that reflects an area of potential risk that is expected to have sufficient data or justification to calculate a representative value for a particular certificate holder system, subsystem, or element. Risk management: An iterative management activity dedicated to assuring that risk is identified, documented, eliminated, or controlled within defined program risk parameters. Route segment: A portion of a route found on each end by a fix or navigation aid. Safety: An inherent attribute of a certificate holder’s properly designed systems, subsystems, and elements. Safety assessment: A systematic process of collecting, analyzing, and evaluating performance data to determine a certificate holder’s exposure to risk. Safety Risk: An expression of the probability and impact of an undesired event in terms of hazard severity and hazard likelihood. Scheduled maintenance: The performance of maintenance tasks at prescribed intervals. Screen: Examine systematically to determine suitability.

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Security: Regulatory requirements to ensure the compliance in matters associated with: • Dangerous goods • Airport • Passengers • Drug and alcohol

Security screening: Questioning passengers during check-in and ascertaining status of luggage. This also includes random check of passengers and bags during the boarding process. Simulator: A ground-based device used to train pilots that simulates flight scenarios, including emergency situations. Special tools: Highly specialized tools such as tensiometers, micrometers, and torque wrenches. Stopway: An area beyond the takeoff runway, no less wider than the runway and centered upon the extended centerline of the runway, able to support the airplane during an aborted takeoff without causing structural damage to the airplane, and designated by the airport authorities for use in decelerating the airplane during an aborted takeoff. Supplemental Type Certificate (STC): When a major change in type design does not require a new application for a type certificate, a supplemental type certificate is issued. Parts manufactured under a supplemental type certificate are approved under the supplemental type certificate. System: A group of interrelated processes, which is a composite of people, procedures, materials, tools, equipment, facilities, and software operating in a specific environment to perform a specific task or achieve a specific purpose, support, or mission requirement for a certificate holder. System safety: The application of special technical and managerial skills to identify, analyze, assess, and control hazards and risks associated with a complete system. System safety is applied throughout a system’s entire life cycle to achieve an acceptable level of risk within the constraints of operational effectiveness, time, and cost. Systems approach: The structured, safety-driven means by which the FAA will certificate and survey elements that are designed to interact predictably within the certificate holder’s systems and subsystems. Systems safety analysis: An activity designed to quantify certificate holder systems through modeling and analysis of their subsystems and assessment of their processes and procedures to explore and understand the interactions of the safety elements. Technical Standard Order (TSO): A technical standard order is a minimum performance standard for specified articles used on civil aircraft and is issued by the FAA. These articles may be used on a variety of equipment items.

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Tool: An instrument used in certificate holder operations to provide functional services such as a hammer and test apparatus, etc. Training program: A system of instruction including curriculums, facilities, instructors, check airmen, courseware, and instructional delivery methods (including OJT, testing, and checking procedures) is used by a certificate holder ensures personnel are trained to perform assigned duties in accordance with the certificate holder’s approved programs. Training delivery methods: Methodology for conveying information to a student. For example, this may include lectures, demonstrations, audiovisual presentations, programmed and directed self-study workshops, drills, training devices, simulators, aircraft, computer workstations, OJT, etc. Type Certificate (TC): As defined by 14 CFR 21.41, a type certificate includes the type design, operating limitations, type certificate data sheet, applicable regulations, and any other conditions or limitations prescribed by the FAA Administrator. Unexpected situation: Interruption to the normal procedures, for example, situations that are of an emergency or abnormal nature. The examples include: • Engine failure • Cabin door light • Pressurization failure • Medical emergency • Onboard fire Wet lease: Any agreement in which a lessor (U.S. certificate holder only) leases an aircraft, with at least one pilot and one flight crewmember, to either a U.S. certificate holder, foreign certificate holder, or a foreign person (the lessee). Work force: Human resources, including certificate holder employees and contractors, to accomplish assigned operational missions.

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