dose response and bioavailability of micronutrients...

41
Dose Response and Bioavailability of Micronutrients Obtained from Supplements versus Food Roger Clemens, DrPH, CFS, CNS, FACN, FIFT, FIAFST Chief Scientific Officer, Horn, La Mirada [email protected] Adj Professor, Pharmacology and Pharmaceutical Sciences, USC School of Pharmacy, Los Angeles [email protected] Adj Professor, Food Science & Nutrition, California State University, Northridge [email protected]

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Page 1: Dose Response and Bioavailability of Micronutrients …asn-cdn-remembers.s3.amazonaws.com/7d7e348bee768adec0190...Vitamin analogues develop during storage and through interactions

Dose Response and Bioavailability of Micronutrients Obtained from

Supplements versus Food

Roger Clemens, DrPH, CFS, CNS, FACN, FIFT, FIAFST Chief Scientific Officer, Horn, La Mirada

[email protected]

Adj Professor, Pharmacology and Pharmaceutical Sciences, USC School of Pharmacy, Los Angeles

[email protected]

Adj Professor, Food Science & Nutrition, California State University, Northridge

[email protected]

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Disclosures

AFFILIATION/FINANCIAL

INTERESTS

(prior 12 months)

CORPORATE ORGANIZATION

Grants/Research Support: None

Scientific Advisory

Board/Consultant:

Almond Board of California,

AuthenTechnologies, Biothera, Blytheco,

Central Garden (Pet Food), Daedelus

Humanitarian, McDonald’s, California Walnut

Commission, Coca-Cola, Mushroom Council,

ObiProbiotic, Quaker Oats, Spherix Consulting,

TAAG, U.S. Pharmacopeia, Vets-Plus (Pet

Food), Numerous Law Firms, Numerous PR

Firms

Speakers Bureau: pro bono Dairy Council of California, IFT, ASN, IFIC,

USC, USP

Stock Shareholder: None

Other None

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Review the principles of pharmacodynamics relative to nutrients

Examine the impact of food and dietary supplement matrices on nutrient bioavailability

Describe the important differences between nutrient content and biological relevance

Learning Objectives

3

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What is a Food?

FD&C Act §201(f):

(1) articles used for food or drink for man or other animals,

(2) chewing gum, and

(3) articles used for components of any other such article.

4

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What is a Dietary Supplement?

FD&C Act §201(ff)(1):

A product “intended to supplement the diet” that contains one or more of the following:

A vitamin, mineral,

Herb or Botanical,

Amino acid

“a dietary substance for use by man to supplement the diet by increasing the total dietary intake” or

“concentrate, metabolite, constituent, extract, or combination of above”

5

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Absorption

6

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Pharmacodynamics

7

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Homeostatic mechanisms that regulate absorption or excretion depending on nutrient status of host

Variable factors include, not limited to:

Age

Sex

Physiologic state (e.g., pregnancy)

Dietary load/source

8

Host Factors

Heaney RP. J Nutr 2001;131:1344S-8S Solomons & Slavin. J Nutr 2001;131:1392S-95S Krebs NF. J Nutr 2001;131:1351S-4S King JC. J Nutr 2001;131:1355S-8S

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Presence and content of other nutrients

High levels of Zn decreases Fe and Cu absorption

Vitamin C improves non-heme Fe absorption

Vitamin D improves Ca, P, and Mg absorption

Presence of absorption inhibitors

Oxalate

Phytate

Polyphenols (e.g., tannins)

Food preparation and storage

9

Food Factors

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0%

20%

40%

60%

80%

100%

Pe

rce

nt

< E

AR

Food Food + MVMM

* Nutrient identified by 2010 DGAC as being a nutrient of public health concern MMVM = Multivitamin/mineral supplement

Percent Below EAR of Selected Nutrients Based on NHANES 2007-2010

Wallace et al., J Am Coll Nutr 2014;33:94-102 10

Usual intakes compared to DRIs for individuals aged 4 years

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Nutrient Bioequivalence & Bioavailability

Vitamin A DRI expressed as g retinol activity equivalents (RAE) 1 g RAE = 1 g all-trans-retinol = 2 g supplemental all-trans--carotene = 12 g other provitamin A carotenoids

Iron Algorithm for estimating dietary Fe bioavailability: 18% bioavailability based on differences in absorption from heme- and nonheme-Fe sources in a mixed US diet

Niacin No adjustment is made for bioavailability, but the requirement is expressed in niacin equivalents (NEs) which allows for some conversion from tryptophan

Vitamin B6 Bioavailability of 75% is assumed from a mixed diet

Folate DRI expressed as dietary folate equivalents (DFEs): 1 g DFE = 0.6 g folic acid from fortified food or as a supplement take with meals = 1 g food folate = 0.5 g supplement taken on an empty stomach

Vitamin B12 An assumed absorption from foods is 50% in included in DRI; those aged 51 yo should consume fortified foods or vitamin B12 supplements due to reduced absorption from food forms

11

Bioequivalence & DRIs

Yetley EA Am J Clin Nutr 2007;85(suppl):269S-76S

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Vitamin analogues develop during storage and through interactions with other nutrients in dietary supplements

USP established Dietary Supplements Verification Program (2002) consistent with 21 CFR Part 111

NSF established stability testing protocol for dietary supplements with expiration date (2011) consistent with 21 CFR Part 111

12

Dietary Supplements: Hostile Matrix

Kondo et al J Clin Invest 1982;70:889-98 Takenaka et al., Biosci Biotech Biochem 1997;61:2137-39 http://www.usp.org/usp-verification-services/usp-verified-dietary-supplements http://www.nsf.org/newsroom_pdf/Stability_Testing_Dietary_Supplements.pdf

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Food forms Polygluatmated (methyl or formyl)

Reduced

Labile

Low bioavailability (~50%) : due to food matrix / binding, GI destruction, incomplete hydrolysis

Fortification & Supplements Monoglutamate

Oxidized

Stable

Good bioavailability (~85% with food; ~100% sans food): already “free” from food matrix, oxidized form, less susceptible to GI destruction, in monoglutamate form

Other factors Host folate pool, presence of other nutrients (vitamin C,

vitamin B12, vitamin B6, niacin, riboflavin, choline)

Host genetics, homeostatic mechanisms, sex, ethnicity, biological/physiological status

13

Folic Acid Inequities

Caudill MA. Am J Clin Nutr 2010;91(suppl):1455S-60S Bailey LB. Nutr Rev 1998;56:294-9 IOM, 1998 Pfeiffer et al., Am J Clin Nutr 1997;66:1388-97

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Only synthesized by select bacteria and some algae

Aerobic: Pseudomonas denitrificans

Anaerobic: Bacillus megaterium, Proprionibacterium shermanii, Salmonella typhimurium, Lactobacillus reuteri

Major food sources

Shellfish – 52.4 g/100 g

Meat – 9.4 g/100 g

Fish – 8.9 g/100 g

Eggs – 1.3 g/100 g

Milk – 0.4 g/100 g

14

Food Dynamics of Vitamin B12

Watanabe et al., J Agric Food Chem 2013;61:6769-75 Watanabe F. Exp Biol Med 2007;232:1266-74 Kang et al., Biotechnol Adv 2012;30:1533-42 Taranto et al., J Bacteriol 2003;185:5643-47 Watanabe et al., J Nutr Sci Vitaminol 2002;48:325-31 Raux et al., Biochem J 1998;335:159-66

Absent from plant foods

Algae sources

Chlorella sp. - 200 g/100 g

Prophyra - 77 g/100 g

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Bound to protein in food

Released upon gastric hydrolysis: HCl and protease

Supplement

Free form; hydrolysis not required

Sublingual forms – may not be better than typical oral forms

“Free” B12 binds with IF absorption in distal ileum

Absorption ~ 56%

Absorption decreases with age (10-30% with atrophic gastritis) and when IF binding capacity is exceeded

Unable to absorb food form; readily absorb supplement forms

15

Food Dynamics of Vitamin B12

Carmel R. Blood 2008;112:2214-21 Yazaki et al., J Altern Comp Med 2006;12:881-5 Sharabi et al., Br J Clin Pharmacol 2003;56:635-8

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Inactive corrinoid compounds in some supplements

Cyanobacteria (e.g., Spirulina, Aphanizomenon, Nostoc)

Vitamin B12 content varies by analytical method

Most of the corrinoid compounds are biologically inactive [pseudo B12] (e.g., low absorption, poor IF binding)

16

Food Dynamics of Vitamin B12

Watanabe et al., J Agric Food Chem 2013;61:6769-75 Stüpperich & Nexø. Eur J Biochem 1991;199:299-303 Herbert & Drivas. JAMA 1982;248:3096-97

Vitamin B12 (cyanocobalamin)

(pseudovitamin B12; adenylcobamide)

(2-methyladenylobamide)

(2-methylmercaptoadenylcobamide)

(5-methoxybenzimidazolylcobamide)

(5-hydroxybenzimidazolylcobamide)

(benzimidazolylcobamide)

(p-cresolylcobamide)

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Plant-based diets (little or no animal products) absorption inhibitors (e.g., phytate, oxylate, phenols) Phytate (1-3%)

Food sources: seeds, nuts, vegetables, fruit, legumes, cereal grains in vivo Fe absorption 18-82%; may be counteracted by ascorbic acid, meat, fish and poultry (animal products)

Oxalic acid

Food sources: cereal grains, vegetables, legumes Fe and Zn absorption and possibly Ca

Polyphenols

Food sources: tea, coffee, red wine, vegetables, grains, herbs, spices in vitro Fe absorption; little in vivo data that are clinically significant

Absorption Inhibitors

17

Hallberg et al., Am J Clin Nutr 1989;49:140-4 Siegenberg et al., Am J Clin Nutr 1991;53:537-41 Brune et al., J Nutr 1992;122:442-9 Sandberg AS. Br J Nutr 2002;88(suppl 3):S281-5

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Phytate-mineral complexes are insoluble Absorption inhibition may be, in part, due to aggregation of insoluble complexes Enzymatic hydrolysis via exogenous phytase reduces insoluble complexes and increases mineral

availability (e.g., Fe, Zn) Common phytase source is from Aspergillus niger

18

Food Technology

Troesch et al., Food Nutr Bull 2013;34:S90-S101

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0%

10%

20%

30%

40%

50%

60%

Zn Cu Ca Mn

Ap

par

en

t %

Ab

sorp

tio

n

Am

on

g H

eal

thy

Infa

nts

(b

alan

ce t

ech

niq

ue

)

RegularSoy Formula

DephytinisedSoy Formula

19

Phytase and Zn Bioavailability

Davidsson et al., Br J Nutr 2004;91:287-94

P<0.06

P<0.12

P<0.49

P<0.20

0%

10%

20%

30%

40%

50%

60%

70%

Zn Cu CaA

pp

are

nt

% A

bso

rpti

on

A

mo

ng

He

alth

y In

fan

ts

(sta

ble

iso

top

e t

ech

niq

ue

) RegularSoy Formula

DephytinisedSoy Formula

P<0.03

P<0.57

P<0.34

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0%

5%

10%

15%

20%

25%

30%

35%

Groups

No

nh

em

e F

e A

bso

rpti

on

(%

)

Untreated PhytaseDeactivated

ReferenceDose (FeSO4)

20

Phytase and Iron Bioavailability

Sandberg et al., J Nutr 1996;126:476-80

0%

5%

10%

15%

20%

25%

30%

35%

40%

45%

50%

Groups

No

nh

em

e F

e A

bso

rpti

on

(%

)

WithoutPhytase

With AddedPhytase

ReferenceDose (FeSO4)

NS

P<0.0001

Deactivation: 6 min at 120C

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-50

0

50

100

150

200

250

300

ControlFe(SO4)

NP w/FOP

P w/ FOP NP w/ CI P w/ CI NP w/ EI P w/ EI

Re

lati

ve B

iolo

gic

al V

alu

e

Iron & Food Processing

Clemens & Mercurio, J Food Sci 1981;46:930-932,935

NP: Not Processed FOP: Ferric Orthophosphate CI: Carbonyl Iron EI: Electrolytic Iron P: Processed

21

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0

20

40

60

80

100

120

140

ControlFe(SO4)

FOP(6 mos)

FOP(12 mos)

CarbonylIron

(6 mos)

CarbonylIron

(12 mos)

ElectrolyticIron

(6 mos)

ElectrolyticIron

(12 mos)

Re

lati

ve B

iolo

gic

al V

alu

e

Iron & Food Storage

Clemens & Mercurio, J Food Sci 1981;46:930-932,935 22

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Fe(0)

Fe(+2)

Fe(+3)

0

2

4

6

8

6 mos12 mos

6 mos12 mos

6 mos

12 mos

Iro

n V

ale

nce

Pro

file

%

to

tal i

ron

Iron & Food Storage

Clemens & Mercurio, J Food Sci 1981;46:930-932,935

Ferric Orthophosphate

Carbonyl Iron

Electrolytic Iron

23

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20

30

40

50

100

200

300

400

500

600

700

800

Caretention (mg/d)

Net Caabsorption (mg/d)

Ca absorptionefficiency (%)

Pe

rce

nt

(%)

Ca

(mg

/d)

Small Large Small2 Large2

24

Particle Size and Absorption

Elble et al., J Am Coll Nutr 2011;30:171-7

Particle size: Small - 13.5 10.4 ; Large - 18.0 13.6 𝐶𝑎 𝑅𝑒𝑡𝑒𝑛𝑡𝑖𝑜𝑛 = IntakeCa(mg/d) – [Urinary ExcretionCa(mg/d) + Fecal ExcretionCa(mg/d)] Net Ca Absorption = IntakeCa(mg/d) – Fecal ExcretionCa(mg/d)

% Apparent Ca Absorption = (IntakeCa(mg/d) – Fecal ExcretionCa(mg/d))/ IntakeCa(mg/d) x 100

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Questions

Does mineral encapsulation influence bioavailability?

Does the type of encapsulation material affect bioavailability?

Does the encapsulant to nutrient ratio impact bioavailability?

25

Encapsulation

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Form RBV

FeSO4H2O (non-encapsulated) 102 5

FeSO4 (encapsulated) in ethyl cellulose (20:80 ratio of capsule:FeSO4H2O)

133 10

In 40:60 ratio with

Partially hydrogenated soybean oil 114 7

Partially hydrogenated palm oil 95

Mono- and diglycerides 116 7

Partially hydrogenated soybean and cottonseed oil 79

Maltodextrin 87

26

Relative Bioavailability of Encapsulated FeSO4

Zimmerman MB. Int J Vitam Nutr Res 2004;74:453-61

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Plant Iron

Plant ferritins – natural nanostructures of protein cages (10-12 nm) that include iron and oxidants (cavity of 5-8 nm)

Molecular breeding (Quantitative Trait Locus) of corn may increase iron bioavailability

Identified hybrids with specific iron gene biomarkers improved production + improved iron bioavailability (Caco2 cells)

Theil et al., J Biol Inorg Chem 2006;11:803-810 Tako et al., Nutr J 2013;12:3 http://www.nutritionj.com/content/12/1/3

27

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0

5

10

15

20

25

30

35

40

45

Hb (g/dL) FeSO4 (%) Ferritin (%)

Hb and 59Fe Absorption Among 15 Nonanemic, Healthy Women Receiving

Low-Phosphate Mineral (animal) Ferritin or FeSO4

28

Plant Ferritin

Davila-Hicks et al., Am J Clin Nutr 2004;80:936-40

0

5

10

15

20

25

30

35

40

45

Hb (g/dL) FeSO4 (%) Ferritin (%)

Hb and 59Fe Absorption Among 15 Nonanemic, Healthy Women Receiving

High-Phosphate Mineral (plant) Ferritin or FeSO4

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Kinds of Evidence - Polyphenols

Primarily in vitro studies

Few in vivo studies (animals, humans)

Mechanisms of action Resveratrol

Different between fat and muscle tissue

Sirt 1 activation?

5’ AMP-activated protein kinase (AMPK) activation?

Typical concentrations In vitro studies: low µmol/L to mmol/L (wide range)

Dietary: < nmol/L (plasma)

Pharmacological: ~ 1 g/d ≈ >650 bottles of red wine

Tissue distribution

Um J-H et al., Diabetes 2010;59:554-63 Park SJ et al., Cell 2012;148(3):421-33. Visioli et al., Crit Rev Food Sci Nutr 2011;51:524-46

29

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Pathways of Polyphenol Absorption

STOMACH Polymers Monomers

SMALL INTESTINE Glycosides Aglycones

COLON Glycosides Aglycones

PORTAL VEIN

LIVER Conjugation (methylation, sulphation, glucuronidation)

Urinary excretion

Cells and tissues

Violi et al., Crit Rev Food Sci Nutr 2011;51:524-46

30

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Bioavailability quite variable (e.g, 0.3% anthocyanins; 43% for isoflavones)

Partition coefficients based on structure (hydrophilic, sugar moiety; molecular weight)

Increased number of sugar molecules (e.g., glucose, galactose, xylose) may improve absorption small intestine (selected enzymes, transport proteins)

Phenolics with rhamnose are not absorbed in small intestine; must be degraded by microflora enzymes

Acylated flavonoids absorbed without deconjugation

Isoflavone aglycones absorbed in stomach; glycosides absorbed in duodenum

31

Bioavailability of Polyphenols

Karakya S. Crit Rev Food Sci Nutr 2004;44:453-64 Manach et al., Am J Clin Nutr 2005;81:230-42 Selma et al., J Agri Food Chem 2009;57:6485-6501

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Pharmanutrition

0

200

400

600

800

0.0 0.5 1.0 2.0 4.0 6.0 8.0 12.0

Pla

sma

Re

sve

ratr

ol +

M

eta

bo

lite

s (n

g/m

L)

Time (hrs after dose)

Plasma Concentration-Time Curve for Total Radioactivity After Oral 25mg (110 μmol)

32

Mean values SD; n=6

Walle T et al., Drug Metabol Dispos 2004;32:1377-82

Absorption: ~ 70% Plasma half-life: 9.2 0.6 hr Plasma detection (parent molecule): < 5 ng/mL

Urine recovery (%): 70.5 10.5 Fecal recovery (%): 12.7 14.9

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0

20

40

60

80

100

120

Placebo 3 mg Zn/d 7 mg Zn/d 10 mg Zn/d

Pla

sma

Zn

(

g/d

L)

Initial Final

33

Prophylactic Zn Dose Response

Wuehler et al., Am J Clin Nutr 2008;87:723-33

Ecuadorian Children 12-36 mo old with Low Initial LAZ during a 6-mo Intervention with ZnSO4

• All doses reduced incidence of diarrhea

• No adverse events observed

• IOM (2011) advises 7 mg/d in this age (1-3 yrs) group as UL for Zn

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Enteral products (n=20; liquid and powder) mixed with

Rice pudding (not heated)

Chocolate dessert (heated cooled)

Tea (heated cooled)

Banana smoothie (not heated)

In vitro bioaccessibility of Fe, Zn, Ca via dialysis

Potential mineral supply = Mineral concentration x % dialyzed x g/serving

34

Enteral Product Implications

Galán & Drago. J Sci Food Agric 2014;94:515-21

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0

5

10

15

20

25

EnteralFormula (EF)

EF +Tea

EF +Chocolate

Dessert

EF +Rice Pudding

EF +Banana Soothie

Min

era

l Dia

lyza

bil

ity

(%)

%DFe %DZn %DCa

35

Enteral Product Implications

Adapted from Galán & Drago. J Sci Food Agric 2014;94:515-21

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Drug Category Depletion Interaction(s)

Statins (e.g., Mevacor®) Coenzyme Q10 Niacin risk neuropathies

Synthetic thyroid (e.g., Synthroid®)

Ca Fe + soy interfere with absorption

Diuretics (a: K+ depleting (e.g., Lasix® or b: K+ sparing (Aldactone®)

a: e.g., Mg, K, Zn, B1, B6, Vitamin C b: e.g., Folate, Fe, Vitamin C

b: Mg preserved

Beta-blockers (e.g., Interal®) Coenzyme Q10 Melatonin

K plasma levels Mg (Rx for arrhythmias)

Anti-diabetics (e.g., Glucophage®)

Vitamin B12, Folic acid, Coenzyme Q10

May DHEA (dehydroepiandrosterone)

36

Drug Factors

Yetley EA. Am J Clin Nutr 2007;85(suppl):269S-76S Sørensen JM. J Alt Compl Med 2002;8:293-308 Roe D. Nutr Rev 1984;42:141-154

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Variable responses; drug dependent including drug solubility, binding cations, or enteral components

Examples Improved update if enteral feed withheld at least one hour

following med oral administration: ciprofloxacin, phenytoin, warfarin

Absence or limited evidence of drug enteral feed interaction with many medications; some medications adhere to ng tubing

Additional research on potential drug-nutrient interactions is needed, particularly among those with long-term continuous enteral nutrition support

37

Enteral Feeds and Meds Delivery

Fleisher et al., J Parenter Enteral Nutr 1990;14:513-16 Wright et al., J Parenter Enteral Nutr 2000;24:42-8 Dickerson et al., Pharmacotherapy 2008;28:308-13 Wohlt et al., Am J Health-Syst Pharm 2009;66:1458-67

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Which Product?

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Does food composition necessarily imply good bioavailability?

Does food processing and storage always lead to decreased bioavailability?

Is the bioavailability of innate nutrients in foods always better than that of the same nutrients used in dietary supplements?

What “bioavailability” factors should be considered in determining DRIs?

Should the nutrient facts panel indicate some form of a bioavailability index?

What “messages” on bioavailability should be delivered to consumers?

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Questions

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Does the specific diet form, macronutrient composition, or volume of a meal have an impact on bioavailability, either directly (in terms of chelation or other effects) or indirectly (in terms of changes in gastric pH)?

Does the microflora/microbiome of the bowel have any impact on micronutrient availability? If so, what mechanisms might be involved?

What are the mechanisms by which gastric bypass (bariatric) surgery have an impact on nutrient bioavailability?

How might ongoing use of proton pump inhibitors (e.g., Prilosec, Prevacid, Nexium) or H2 blockers impact bioavailability?

How may gastroparesis (gastric motility dysfunction) among diabetics affect nutrient bioavailability? Do prokinetic meds (5-HT4 promotility agents), such as metoclopramide or tegaserod (restricted usage), improve nutrient delivery?

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Questions

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Defining nutrient bioavailability Refers to the proportion of a nutrient that is absorbed from the

diet and used for normal body functions.

Components that affect nutrient bioavailability: release of the nutrient from the physicochemical dietary matrix

effects of digestive enzymes in the intestine

binding and uptake by the intestinal mucosa

transfer across the gut wall to the blood or lymphatic circulation

systemic distribution

systemic deposition

metabolic and functional use

excretion

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Summary

http://www.eufic.org/article/en/artid/nutrient-bioavailability-food/