dorothy's summer phd project plus intro to previous work

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Dorothy gives an intro seminar to her work and proposed work at Woods Hole/SMAST summer 2008

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Page 1: Dorothy's summer PhD project plus intro to previous work
Page 2: Dorothy's summer PhD project plus intro to previous work

• Intro to harvest rules

– why an HCR?

• Intro to Dorothy

• Management model = biological + stakeholder model

– current manuscript

– GB haddock case study

• Milestones

• AFS symposium

Outline

SSB

F

Page 3: Dorothy's summer PhD project plus intro to previous work

Harvest Control Rules (HCRs)decision-making framework of a management strategy currently used for some fish stocks, including:

Norwegian spring spawning herring, Northeast Arctic cod, some mackerel stocks

despite increasing practical use, theorectical research is lacking

Why an HCR? Stakeholder and mgmt objectives can be translated into such a rule

SSB

F

stable SSBconstant Fconstant catchconstant escapementprotective measure

Page 4: Dorothy's summer PhD project plus intro to previous work

meet Dorothy

Page 5: Dorothy's summer PhD project plus intro to previous work

(me)

Page 6: Dorothy's summer PhD project plus intro to previous work

I live in

Page 7: Dorothy's summer PhD project plus intro to previous work

Bergen

Page 8: Dorothy's summer PhD project plus intro to previous work

but come from

Page 9: Dorothy's summer PhD project plus intro to previous work

Indiana

Page 10: Dorothy's summer PhD project plus intro to previous work

I like to

Page 11: Dorothy's summer PhD project plus intro to previous work
Page 12: Dorothy's summer PhD project plus intro to previous work

&

Page 13: Dorothy's summer PhD project plus intro to previous work
Page 14: Dorothy's summer PhD project plus intro to previous work

I support

Page 15: Dorothy's summer PhD project plus intro to previous work
Page 16: Dorothy's summer PhD project plus intro to previous work

and I have a blog…

Page 17: Dorothy's summer PhD project plus intro to previous work

So friends & family can stay updated

www.dorothydankel.blogspot.com

Page 18: Dorothy's summer PhD project plus intro to previous work

and where interestedpeople cancomment on topics

www.dorothydankel.blogspot.com

Page 19: Dorothy's summer PhD project plus intro to previous work

I am a biologist…

Page 20: Dorothy's summer PhD project plus intro to previous work

and a PhDstudent in fisheriesmanagement

Page 21: Dorothy's summer PhD project plus intro to previous work

I am very interested in the social and economic sides of fisheries

Page 22: Dorothy's summer PhD project plus intro to previous work

And I want to make my work in science relevant to those it affects…

Page 23: Dorothy's summer PhD project plus intro to previous work

we know there are conflicts of interest in marine resource management

Page 24: Dorothy's summer PhD project plus intro to previous work

I want to explore ways conflicts of objectives in fisheries can be resolved

Page 25: Dorothy's summer PhD project plus intro to previous work

Utility functions can serve as common language between stakeholders

uti

lity

my fish

uti

lity

my fish

Page 26: Dorothy's summer PhD project plus intro to previous work

but, stakeholders have differentideas about how fish can be useful!

Page 27: Dorothy's summer PhD project plus intro to previous work
Page 28: Dorothy's summer PhD project plus intro to previous work

vs.

Page 29: Dorothy's summer PhD project plus intro to previous work
Page 30: Dorothy's summer PhD project plus intro to previous work

therefore, natural conflicts of objectives between stakeholders arise

uti

lity

healthy fishstock

uti

lity

catch

Page 31: Dorothy's summer PhD project plus intro to previous work

Then Ray Hilborn wrote a paperabout fisheries conflicts…

Page 32: Dorothy's summer PhD project plus intro to previous work

Fishing Effort

Benefits(utility)

0 population crash

Hilborn (2007) ”Defining success in fisheries and conflicts in objectives”

Marine Policy

Page 33: Dorothy's summer PhD project plus intro to previous work

Fishing Effort

Benefits(utility)

yield

0 population crash

Hilborn (2007) ”Defining success in fisheries and conflicts in objectives”

Marine Policy

Page 34: Dorothy's summer PhD project plus intro to previous work

Fishing Effort

Benefits(utility)

yieldprofit

0 population crash

Hilborn (2007) ”Defining success in fisheries and conflicts in objectives”

Marine Policy

Page 35: Dorothy's summer PhD project plus intro to previous work

Fishing Effort

Benefits(utility)

employmentyieldprofit

0 population crash

Hilborn (2007) ”Defining success in fisheries and conflicts in objectives”

Marine Policy

Page 36: Dorothy's summer PhD project plus intro to previous work

Fishing Effort

Benefits(utility)

employmentyieldprofit

ecosystem preservation

0 population crash

Hilborn (2007) ”Defining success in fisheries and conflicts in objectives”

Marine Policy

Page 37: Dorothy's summer PhD project plus intro to previous work

Fishing Effort

Benefits(utility)

employmentyieldprofit

ecosystem preservation

zone of traditionalfisheries

management

0 population crash

Hilborn (2007) ”Defining success in fisheries and conflicts in objectives”

Marine Policy

Page 38: Dorothy's summer PhD project plus intro to previous work

Fishing Effort

Benefits(utility)

employmentyieldprofit

ecosystem preservation

zone of newconsensus

zone of traditionalfisheries

management

0 population crash

Hilborn (2007) ”Defining success in fisheries and conflicts in objectives”

Marine Policy

Page 39: Dorothy's summer PhD project plus intro to previous work

Fishing Effort

Benefits(utility)

employmentyieldprofit

ecosystem preservation

zone of newconsensus

zone of traditionalfisheries

management

0 population crash

Hilborn (2007) ”Defining success in fisheries and conflicts in objectives”

Marine Policy

Page 40: Dorothy's summer PhD project plus intro to previous work

zone of traditionalfisheries

management

Fishing Effort

Benefits(utility)

zone of newconsensus

0 population crash

Dorothy asked herself:

Page 41: Dorothy's summer PhD project plus intro to previous work

zone of traditionalfisheries

management

Fishing Effort

Benefits(utility)

employmentyield

zone of newconsensus

0 population crash

Can I model this? Does the zone of consensus really exist?

Page 42: Dorothy's summer PhD project plus intro to previous work

I thought this would make a great summer project…

Page 43: Dorothy's summer PhD project plus intro to previous work

and Ulf and Mikko thought so, too!

Page 44: Dorothy's summer PhD project plus intro to previous work

and Ulf and Mikko thought so, too!

Let’s bring Dorothy down to IIASA this summer.

Mmmm…Ok.

Page 45: Dorothy's summer PhD project plus intro to previous work

So Dorothy stayed 90 days and 90 nights at the Schloss in Austria…

Page 46: Dorothy's summer PhD project plus intro to previous work

(not exactly this one, but similar…)

Page 47: Dorothy's summer PhD project plus intro to previous work

and came up with an idea that she wants to share with stakeholders, scientists and managers

Page 48: Dorothy's summer PhD project plus intro to previous work

+ =Management

model

Page 49: Dorothy's summer PhD project plus intro to previous work

A model that quantitively describesRay Hilborn’s discussion on conflictsof interests in fisheries

Page 50: Dorothy's summer PhD project plus intro to previous work

In order to answer this question:

Page 51: Dorothy's summer PhD project plus intro to previous work

Can stakeholder conflicts of objectives be reconciled in

marine fisheries management?

Dorothy J. Dankel1,2

, Ulf Dieckmann1

& Mikko Heino1,2,3

1Evolution & Ecology Program, International Institute of Applied Systems Analysis (IIASA) Laxenburg, Austria

2Pelagic Research Group, Institute of Marine Research (IMR) Bergen, Norway

3Evolutionary Fisheries Ecology Program, University of Bergen, Norway

Page 52: Dorothy's summer PhD project plus intro to previous work

Utility modelPopulation model

+ =

Management modelSimplified modelling situation: don’t take terminology too seriously

Page 53: Dorothy's summer PhD project plus intro to previous work

What they care about:The stakeholders:

Page 54: Dorothy's summer PhD project plus intro to previous work

Fishermen ”industrial””artisanal”

Society ”employment-oriented””profit-oriented”

Conservationists

What they care about:The stakeholders:

Page 55: Dorothy's summer PhD project plus intro to previous work

What they care about:The stakeholders:

Fishermen

Page 56: Dorothy's summer PhD project plus intro to previous work

Society

What they care about:The stakeholders:

Page 57: Dorothy's summer PhD project plus intro to previous work

Society

What they care about:The stakeholders:

Page 58: Dorothy's summer PhD project plus intro to previous work

Conservationists

What they care about:The stakeholders:

Page 59: Dorothy's summer PhD project plus intro to previous work

Conservationists

What they care about:The stakeholders:

Page 60: Dorothy's summer PhD project plus intro to previous work

Each stakeholder has a preferencefor each of the 4 utility components

based on stakeholder consultation

Page 61: Dorothy's summer PhD project plus intro to previous work

Stakeholder preferences

assumptions: stakeholder group consensus

YIELD (tons)

EMPLOYMENT(days-year)

PROFIT (€)

STOCK LEVEL(spawning stock biomass, tons)

FISHERMEN”industrial”

0.2 0 0.8 0

”artisanal” 0.4 0 0.4 0.2

SOCIETY”employment-

oriented”0.3 0.3 0.1 0.3

”profit-oriented” 0.2 0.1 0.7 0

CONSERVATIONISTS 0.1 0.1 0 0.8

uti

lity

component

Page 62: Dorothy's summer PhD project plus intro to previous work

YIELD (tons)

EMPLOYMENT(days-year)

PROFIT (€)

STOCK LEVEL(spawning stock biomass, tons)

FISHERMEN”industrial”

0.2 0 0.8 0

”artisanal” 0.4 0 0.4 0.2

SOCIETY”employment-

oriented”0.3 0.3 0.1 0.3

”profit-oriented” 0.2 0.1 0.7 0

CONSERVATIONISTS 0.1 0.1 0 0.8

uti

lity

component

Stakeholder preferences

assumptions: stakeholder group consensus

Page 63: Dorothy's summer PhD project plus intro to previous work

Caveat: stated stakeholder preferences do not always

equal revealed stakeholder preferences…

Page 64: Dorothy's summer PhD project plus intro to previous work

So, back to Dorothy’s research question:

Page 65: Dorothy's summer PhD project plus intro to previous work

So, back to Dorothy’s research question:

is there a basis for reconciling conflicting objectives?

Page 66: Dorothy's summer PhD project plus intro to previous work

Results: generalized & stock-specific

Page 67: Dorothy's summer PhD project plus intro to previous work

Utility components & their tradeoffswith higher fishing levels

0.0

0.5

1.0

0.0 0.5 1.0Proportion harvested

Page 68: Dorothy's summer PhD project plus intro to previous work

Utility components & their tradeoffswith higher fishing levels

0.0

0.5

1.0

0.0 0.5 1.0Proportion harvested

profit

Page 69: Dorothy's summer PhD project plus intro to previous work

Utility components & their tradeoffswith higher fishing levels

0.0

0.5

1.0

0.0 0.5 1.0Proportion harvested

yield

profit

Page 70: Dorothy's summer PhD project plus intro to previous work

Utility components & their tradeoffswith higher fishing levels

0.0

0.5

1.0

0.0 0.5 1.0Proportion harvested

yield

profit

employment based on effort

Page 71: Dorothy's summer PhD project plus intro to previous work

Utility components & their tradeoffswith higher fishing levels

0.0

0.5

1.0

0.0 0.5 1.0Proportion harvested

yield

employment based on effort

profit

stock level

employment based on catch

Page 72: Dorothy's summer PhD project plus intro to previous work

-1.5

-1.0

-0.5

0.0

0.5

1.0

0.00 0.10 0.20 0.30 0.40 0.50 0.60 0.70 0.80 0.90

Uti

lity

Proportion harvested

Stakeholder utilities

Page 73: Dorothy's summer PhD project plus intro to previous work

-1.5

-1.0

-0.5

0.0

0.5

1.0

0.00 0.10 0.20 0.30 0.40 0.50 0.60 0.70 0.80 0.90

Uti

lity

Proportion harvested

"industrialfishery"

"artisanal fishery"

Fishermen

Stakeholder utilities

Page 74: Dorothy's summer PhD project plus intro to previous work

-1.5

-1.0

-0.5

0.0

0.5

1.0

0.00 0.10 0.20 0.30 0.40 0.50 0.60 0.70 0.80 0.90

Uti

lity

Proportion harvested

“employment-oriented"

“profit-

oriented”

Stakeholder utilities

Society

Page 75: Dorothy's summer PhD project plus intro to previous work

-1.5

-1.0

-0.5

0.0

0.5

1.0

0.00 0.10 0.20 0.30 0.40 0.50 0.60 0.70 0.80 0.90

Uti

lity

Proportion harvested

"conservationists"

Stakeholder utilities

Page 76: Dorothy's summer PhD project plus intro to previous work

-1.5

-1.0

-0.5

0.0

0.5

1.0

0.00 0.10 0.20 0.30 0.40 0.50 0.60 0.70 0.80 0.90

Uti

lity

Proportion harvested

"conservationists"

"industrialfishery"

"artisanal fishery"

Stakeholder utilities

“employment-oriented"

“profit-

oriented”

Page 77: Dorothy's summer PhD project plus intro to previous work

-1.5

-1.0

-0.5

0.0

0.5

1.0

0.00 0.10 0.20 0.30 0.40 0.50 0.60 0.70 0.80 0.90

Uti

lity

Proportion harvested

"conservationists"

"industrialfishery"

"artisanal fishery"

Stakeholder utilities

“employment-oriented"

“profit-

oriented”

Page 78: Dorothy's summer PhD project plus intro to previous work

-1.5

-1.0

-0.5

0.0

0.5

1.0

0.00 0.10 0.20 0.30 0.40 0.50 0.60 0.70 0.80 0.90

Uti

lity

Proportion harvested

"conservationists"

"industrialfishery"

"artisanal fishery"

Stakeholder utilities

“employment-oriented"

“profit-

oriented”

Page 79: Dorothy's summer PhD project plus intro to previous work

-1.5

-1.0

-0.5

0.0

0.5

1.0

0.00 0.10 0.20 0.30 0.40 0.50 0.60 0.70 0.80 0.90

Uti

lity

Proportion harvested

"conservationists"

"industrialfishery"

"artisanal fishery"

Stakeholder utilities

“employment-oriented"

“profit-

oriented”

Page 80: Dorothy's summer PhD project plus intro to previous work

-1.5

-1.0

-0.5

0.0

0.5

1.0

0.00 0.10 0.20 0.30 0.40 0.50 0.60 0.70 0.80 0.90

Uti

lity

Proportion harvested

"conservationists"

"industrialfishery"

"artisanal fishery"

Stakeholder utilities

even with weight on employment , the”zone of new consensus” is clear

“employment-oriented"

“profit-

oriented”

Page 81: Dorothy's summer PhD project plus intro to previous work

2 differentlife historysimulations

Page 82: Dorothy's summer PhD project plus intro to previous work

Results with a min size limit

• short-lived stock tolerates more F than medium-lived stock• minimum size limits have an effect and can buffer against high F

Page 83: Dorothy's summer PhD project plus intro to previous work

Conclusions

Page 84: Dorothy's summer PhD project plus intro to previous work

The ”zone of new consensus” is illustratedin Dorothy’s simplified model even whenemployment is considered

Page 85: Dorothy's summer PhD project plus intro to previous work

• the foundation of democracy is to include the needs of interest groups as much as possible in public policy

• the policy goal of consensus among stakeholders is realistic

Page 86: Dorothy's summer PhD project plus intro to previous work

So, what’snext?

Page 87: Dorothy's summer PhD project plus intro to previous work

What if I tried to model a real stock?

Page 88: Dorothy's summer PhD project plus intro to previous work

Like Georges Bank haddock

Page 89: Dorothy's summer PhD project plus intro to previous work

Developing Fisheries Harvest Policies: Georges Bank haddock

Dorothy J. Dankel

PhD student, fisheries management

Pelagic Research Group, Institute of Marine Research (IMR) Bergen, Norway

Supervisors: Dr. Steve Cadrin (SMAST)

Dr. Liz Brooks (NEFSC Woods Hole)

Page 90: Dorothy's summer PhD project plus intro to previous work

GB haddock: Key inputs to the model

• Biological characteristics– von Bert. growth model, mortality, recruitment

• Stakeholder landscape

– different views, gears, behavior patterns?

• Objectives for fishery– what are the scientific, managerial and stakeholder goals?

Is there room for consensus?

academic single stock, multi-stakeholder management

model

Page 91: Dorothy's summer PhD project plus intro to previous work

I look forward to hearing your feedback

Modelling recruitment: 2 step function

Brodziak et al (2006) Northeast Fisheries Science Center Reference Document 06-11

Page 92: Dorothy's summer PhD project plus intro to previous work

Brodziak et al (2006) Northeast Fisheries Science Center Reference Document 06-11

Page 93: Dorothy's summer PhD project plus intro to previous work

Brodziak et al (2006) Northeast Fisheries Science Center Reference Document 06-11

Page 94: Dorothy's summer PhD project plus intro to previous work

• Week 27-31: meet & greet. Collect of biological life history parameter data for Georges Bank haddock

• Week 32-33: Be a sponge at the GARM in Woods Hole & meet more stakeholders

• Week 34: AFS (Ottawa, Canada) theme session: Harvest Control Rules: Experiences in Modelling and Application

• Week 35-40: Simulate different management rules incorporating management objectives

• Disseminate results in a manuscript to be submitted for publication

Project Milestones

SSB

F

Page 95: Dorothy's summer PhD project plus intro to previous work

HCRs - is backwards the best way forwards? - South African experiences

Doug Butterworth

The Evolution of HCRs in Europe

Laurence Kell , Martin Pastoors, Beatriz Roel

Precautionary Harvest Policies and the Uncertainty Paradox

Steve Cadrin, Martin Pastoors

General properties of harvest rules: the theoretical approach

Dorothy Jane Dankel

Evaluating harvest control rules when life history varies: the case of lake whitefish in the Great Lakes

Jonathan Deroba, James Bence

Are threshold harvesting strategies evolutionarily sustainable?

Katja Enberg, Erin S. Dunlop, Mikko Heino, Ulf Dieckmann

Development, evaluation and implementation of harvest control rules for Northeast Arctic cod, haddock and saithe

Bjarte Bogstad, Harald Gjøsæter, Asgeir Aglen, Sigbjørn Mehl

Integrating stakeholder perspectives with management objectives: a modeling approach for recreational fisheries

Fiona Johnston, Robert Arlinghaus, Ulf Dieckmann

Harvest control rules and user-group agendas: making the two compatible

Joseph Powers, Elizabeth Brooks

Influence of sources of variation on the performance of a harvest control rule

James Bence, Jonathan Deroba, Weihai Liu

Long term agreed management plan for western horse mackerel; “If history repeats itself, and the unexpected always happens, how incapable must Man be of learning from experience.”

Ciaran Kelly

Harvest Control Rules: Experiencesin modelling & application AFS 2008

SSB

F

Page 96: Dorothy's summer PhD project plus intro to previous work

[email protected]

Looking forward to the summer!

Page 97: Dorothy's summer PhD project plus intro to previous work

Background slides

Page 98: Dorothy's summer PhD project plus intro to previous work

Population model

(N0, …, Nam-1, Nam

, …, Namax)

immature mature

Page 99: Dorothy's summer PhD project plus intro to previous work

Population model

(N0, …, Nam-1, Nam

, …, Namax)

immature mature

spawning

biological assumptions: a cod-like stock

Page 100: Dorothy's summer PhD project plus intro to previous work

Population model

(N0, …, Nam-1, Nam

, …, Namax)

immature mature

spawning

Manaturalmortality

fishing mortality

Fa+

biological assumptions: a cod-like stock

Page 101: Dorothy's summer PhD project plus intro to previous work

Population model

Utility components• yield (tons)• profit (€)• employment (days)• stock biomass (tons)

(N0, …, Nam-1, Nam

, …, Namax)

immature mature

spawning

Manaturalmortality

fishing mortality

Fa

Uti

lity

of

com

po

ne

nt

Component

biological assumptions: a cod-like stock

+