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Don’t Go Breaking My Heart: Re-Initiation Following Clozapine-Induced Myocarditis
Raeschell “Shelly” Williams, PharmD, MPH PGY1 Pharmacy Resident
South Texas Veterans Health Care System The University of Austin College of Pharmacy
Pharmacotherapy Grand Rounds February 9, 2018
Learning Objectives 1. Review the definition, pathophysiology, and treatments of schizophrenia, as well as how it can
lead to treatment-resistant schizophrenia (TRS)
2. Describe the role of clozapine in the management of TRS
3. Recognize the pathophysiology and common clinical markers of clozapine-induced myocarditis
4. Formulate an opinion regarding re-initiation of clozapine therapy following clozapine-induced
myocarditis
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Introduction to Schizophrenia I. Diagnostic and Statistical Manual of Mental Disorders, Fifth Edition (DSM-5) definition of
schizophrenia1
a. Thought disorder involving a complex mix of symptoms
b. Diagnostic criteria
i. Two (or more) of the following, each present for a significant portion of time
during a one-month period (or less if successfully treated); with one of the
symptoms including delusions, hallucinations, or disorganized speech
1. Delusions
2. Hallucinations
3. Disorganized speech
4. Grossly disorganized or catatonic behavior
5. Negative symptoms
Table 1: Categories of Schizophrenia-Associated Symptoms2
Positive Negative Cognitive
Hallucinations
Delusions
Paranoia or suspiciousness
Conceptual disorganization
Hostility
Grandiosity
Excitement
Loose associations
Thought broadcasting
Thought insertion
Blunted or flat affect
Social withdrawal (passive-
apathetic)
Lack of personal hygiene
Prolonged time to respond
Poor rapport
Poor abstract thinking
Poverty of speech
Emotional withdrawal
Alogia
Ambivalence; prevents decision
making
Autism (internally directed)
Amotivation (avolition)
Anhedonia
Poor executive function
Impaired attention
Impaired memory
ii. Level of functioning is markedly below the level achieved prior to the onset of
symptoms
iii. Continuous signs of the disturbance persist for at least six months, including one
month of active symptoms
iv. Minimal or lack of mood symptoms
v. The disturbances are not attributable to the physiological effects of a substance
or another medical condition
II. Epidemiology3-7
a. Incidence
i. Affects 21 million people worldwide
ii. Occurs in 1% of the general population
iii. Most common age of onset:
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1. Men – early to mid-20s
2. Women – late 20s
Figure 1. Natural Course of Illness in Schizophrenia
b. Risk factors
i. Genetic
1. Family history
a. Heritable component accounts for nearly 70% of schizophrenia
cases
b. People which schizophrenia tend to have higher rates of rare
genetic mutations
i. Hundreds of different genes may be disrupted
ii. Mutations may impact brain development
2. Older age of the father
ii. Environmental
1. Early life
a. Obstetric complications, including infections
b. Season of birth
c. Maternal malnutrition or stress
2. Childhood
a. Child abuse
b. Head injury
3. Late life
a. Drug abuse
b. Urbanization
c. Immigration
d. Social adversity
iii. Autoimmune
III. Pathophysiology7-12
a. Neurotransmitter involvement (Figure 2)
i. The Dopamine Hypothesis
1. Schizophrenia is caused by dysregulation of dopamine
a. Increased dopamine levels
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i. Occurs in the mesolimbic tract
ii. Excess dopamine is hypothesized to cause the positive
symptoms of schizophrenia
b. Decreased dopamine levels
i. Occurs in the nigrostriatal and mesocortical pathways
ii. Contributes to extrapyramidal symptoms (EPS),
negative symptoms, and cognitive defects
2. Flaws in this theory
a. Blockade of dopaminergic neurotransmission does not fully
alleviate symptoms
b. Role of dopamine is very complex
ii. Glutamate
1. Major central nervous system (CNS) excitatory neurotransmitter
2. Hypofunction of the NMDA glutamate receptor has been hypothesized
to contribute to cognitive symptoms of schizophrenia
iii. Gamma-aminobutyric acid (GABA)
1. Major CNS inhibitory neurotransmitter
2. GABAergic interneurons are important for regulation of prefrontal
cortical function, through their modulation of glutamatergic pyramidal
cells
3. Interneuron dysfunction in schizophrenia
a. Decrease in their overall number
b. Diminished expression of the enzymes that synthesize GABA
c. Diminished expression of neuropeptides that are released
during neurotransmission
Table 2. Summary of Neurotransmitter Changes in Schizophrenia12
Neurotransmitter Brain pathway Effect in patients without
schizophrenia
Change Effect in patients
with schizophrenia
Dopamine Mesolimbic tract
(ventral
tegmental area)
Motivation
Pleasure
Reward
↑ Positive symptoms
Substantia nigra
and mesocortical
areas
Substantia nigra – motor
movements
Mesocortical tract – cognition,
executive function, emotion,
affect
↓ Extrapyramidal,
negative, and
cognitive
symptoms
Glutamate Prefrontal cortex Decision making capabilities NMDA
receptor
hypofunction
Cognitive
symptoms; may
cause positive
symptoms via
interaction with
dopamine neurons
GABA Prefrontal cortex Decision making capabilities Alterations
in GABA
interneurons
Positive symptoms
via interaction with
glutamate and
dopamine
5 | W i l l i a m s
Figure 2. Neuronal Circuits Possibly Involved in Schizophrenia and its Treatment8
b. Multiple brain regions dysfunction
i. Enlarged ventricles
ii. Less gray matter
iii. Decreased number of neurons in various brain regions
IV. Treatment
a. Antipsychotics are the mainstay of treatment for schizophrenia (Appendix A)
b. Selection based on efficacy, side effects, and available formulations
6 | W i l l i a m s
Treatment-Resistant Schizophrenia I. Based on meta-analyses, 10% to 30% of patients with schizophrenia do not respond adequately
to treatment13
II. Definition14-18
a. Various psychiatric guidelines and algorithms have developed differing definitions of
treatment-resistant schizophrenia (TRS)
b. Overall, no consensus exists for how to appropriately define TRS, but commonalities
between guidelines suggest the following:
i. A history of failure of at least 2 antipsychotic trials (one of them with an atypical
antipsychotic) with adequate doses, with 4 to 6 weeks’ duration, and without
satisfactory response, particularly in terms of persistence of psychotic
symptoms
ii. High levels of psychopathology, particularly the presence of psychotic
symptoms that have an impact on the patient’s conduct and functionality
iii. Presence of suicidality, violence, and substance abuse
III. Evaluation and management19-23
a. “Pseudoresistance”
i. Re-evaluate primary diagnosis
ii. Co-occurring conditions
iii. Side effects
iv. Nonadherence
b. Non-pharmacologic modalities
i. Cognitive-behavioral therapy for persistent delusions or hallucinations
ii. Family psychoeducational interventions for those with significant family
involvement
iii. Social skills training to improve independent skills for daily functioning
iv. Assertive community treatment for those with repetitive hospitalizations or
homelessness
v. Crisis intervention for patients whose symptoms are exacerbated by emotional
crises or other psychosocial stressors
c. Optimizing current therapies
IV. Treatments2, 24-38
a. Antipsychotic augmentation
i. Electroconvulsive therapy (ECT)
ii. Transcranial magnetic stimulation
iii. Antidepressants
iv. N-acetylcysteine
v. Topiramate
b. Clozapine
i. Background
1. Initially developed in the 1958 and withdrawn from the market due to
fatal agranulocytosis
2. Re-introduced in 1990 as a third-line agent for patients with TRS
3. Considered the “gold standard” in TRS
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4. Tricyclic dibenzodiazepine derivative
Figure 3. Clozapine chemical structure37
5. Receptor activity
a. Broad-spectrum antagonistic properties at the following
receptors:
i. Dopamine
1. Antagonist at the D1, D2, D3, and D5 receptors
2. High affinity for the D4 receptor
3. Relatively weak D2-receptor affinity
ii. Serotonin – 5HT2, 5HT3, 5HT6, and 5HT7 subtypes
iii. Norepinephrine
iv. Histamine
v. Acetylcholine – muscarinic A1 and A2 receptors
b. Significant effects on GABAergic and glutamatergic systems
Figure 4. Clozapine receptor activity12
ii. Efficacy
1. In 1988, clozapine was initially compared to chlorpromazine in a double-
blind comparison lasting 6 weeks
a. Up to 900 mg/day of clozapine vs up to 1800 mg/day of
chlorpromazine
b. 30% of clozapine-treated patients were categorized as
responders compared to 4% of chlorpromazine-treated patients
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c. Clozapine produced significantly greater improvement in the
BPRS, CGI, and NOSIE scales; with improvements in both
positive and negative symptoms
2. More recently, in 2013, clozapine was shown to be more effective in
TRS than olanzapine
a. Systematic review comparing clozapine with olanzapine in
patients with TRS
i. Seven RCTs were included in the analysis
ii. Over 600 patients involved
b. Clozapine was superior to olanzapine for PANSS positive and
negative subscales
3. Along with symptom improvement, clozapine has been associated with
decreased rates of mortality, suicide, and aggression
iii. Prescribing
1. Supplied as a 25 mg or 100 mg tablet
2. Dosing
a. Initial:
i. 12.5 mg orally 1 to 2 times daily and continue with daily
increases in increments of 25 to 50 mg/day, as tolerated
ii. Target dose of 300 to 450 mg/day (in 2 to 3 divided
doses) by the end of 2 weeks
b. Maintenance:
i. Dosage adjustments should be made no more than 1 to
2 times per week in increments not to exceed 100 mg
ii. Max daily maintenance dose of 900 mg
3. REMS Program
a. Established due to the severe neutropenia associated with
clozapine (ANC < 500/µL)
b. Required by the FDA for clozapine to ensure that the benefits of
the drug outweigh the risk of severe neutropenia
c. Required of clozapine prescribers, dispensing pharmacies, and
patients
d. Available at: https://www.clozapinerems.com
iv. Monitoring
1. Boxed warnings
a. Agranulocytosis
b. Seizures
c. Myocarditis and cardiomyopathy
d. Other adverse effects
i. Orthostatic hypotension
ii. Bradycardia
iii. Syncope
iv. Cardiac arrest
e. Increased mortality in elderly patients with dementia-related
psychosis
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2. Additional adverse effects
a. Weight gain
b. Sedation
c. Hypersalivation
d. Rapid heart rate
e. Fever
Clozapine-Induced Myocarditis I. Myocarditis39
a. Defined as an inflammatory disease of the myocardium
b. Clinical presentation
i. Variable presentation
ii. May include the following:
1. Fatigue or exercise intolerance
2. Chest pain
3. Heart failure
4. Cardiogenic shock
5. Arrhythmias
6. Respiratory distress/tachypnea
c. Etiology
i. Infections – viral, bacterial, spirochetal, mycotic, protozoal, helminthic,
rickettsial
ii. Cardiotoxins
iii. Hypersensitivity reaction
iv. Systemic disorders
d. Diagnostic and laboratory changes (Table 3)
Table 3. Diagnostic and Laboratory Abnormalities in Myocarditis39
Diagnostic or Laboratory Test Observations in Myocarditis
EKG May be normal
ST changes similar to an acute MI
Atrial or ventricular ectopic beats
Ventricular arrhythmias
Cardiac biomarkers Serum cardiac troponins
BNP or NT-proBNP
Chest radiograph Enlarged heart
May or may not involve pleural effusions
Cardiovascular magnetic resonance Edema
Myocyte necrosis and scar tissue
Changes in ventricular size and geometry
Pericardial effusion
e. Diagnosis
i. Endomyocardial biopsy (EMB) is required for a definitive diagnosis of
myocarditis
10 | W i l l i a m s
ii. Diagnosis is supported with histology, immunohistochemcial staining, and
detection of viral genomes by polymerase chain reaction (PCR)
II. Epidemiology24, 40-47
a. Incidence
i. Approximately 1.2% of patients on clozapine have been reported to develop
myocarditis
1. Incidence varies in the literature
2. Could be under-reported due to nonspecific initial symptoms
ii. Most cases occur early in treatment
1. More than 85% of cases occur in the first 2 months
2. Up to 75% of cases are reported within 3-4 weeks of starting clozapine
therapy
3. Average time to onset approximates 15 days (± 7 days)
b. Prognosis
i. Mortality rate has been reported to approach 50%
ii. Death from clozapine-induced myocarditis may be independent of coronary
artery disease (CAD), except in cases where CAD is severe
c. Risk factors
i. Thought to be related to rapid dose titration
ii. Medication interactions
1. Antibacterials – sulfonamides and beta-lactams
2. Thyroxine – levothyroxine sodium
3. Ranitidine
4. Cyclophosphamide
5. Lithium
6. Phenothiazines
7. Certain antidepressants – sertraline and TCAs (amitriptyline,
imipramine, desipramine)
III. Pathophysiology35, 48-51
a. Inflammation
i. Clozapine increases the release of inflammatory cytokines
ii. Primarily focused around elevations in TNF-α
b. Allergy
i. IgE-mediated hypersensitivity reaction
ii. Hypereosinophilic syndrome
1. Eosinophils block cholinergic M2 receptors
a. Leads directly to cardiotoxicity
b. Infiltrates in myocardial and perivascular areas
2. Evidence of peripheral eosinophilia on autopsy
3. Dose-independent
c. Hypothesized mechanisms
i. Elevation in norepinephrine
1. Elevated plasma norepinephrine levels in clozapine-treated patients
compared to those treated with other antipsychotics
2. Increased noradrenergic tone may lead to myocarditis in select patients
11 | W i l l i a m s
ii. Clozapine accumulation
1. Possibly due to cytochrome P450 1A2/1A3 deficiency
2. Decreased metabolism leads to toxicity
IV. Clinical Presentation24
a. Presentation may be highly variable (Table 4)
b. Initial symptoms may mimic common side effects seen when initiating clozapine
titration, including mild fever, tachycardia, and fatigue
c. Prodromal syndrome may present preceding the onset of myocarditis by several days to
a few weeks
i. Fever
ii. Rash
iii. Myalgias and arthralgias
iv. Fatigue
v. Respiratory or gastrointestinal symptoms
d. Myocarditis may also present without accompanying symptoms
Table 4. Signs and Symptoms that may be Associated with Clozapine-Related Myocarditis24
More Common Signs and Symptoms Less Common Signs and
Symptoms
Flu-like symptoms, such as fever, myalgias, dizziness or faintness,
arthralgias, nasal congestion, sensations of “scratchy throat”
Fatigue or decreased exercise tolerance
Respiratory symptoms such as dyspnea, cough, subjective sensations of
chest discomfort, orthopnea
Cardiovascular symptoms such as persistent resting tachycardia, increased
heart rate, palpitations, chest pain, syncope, arrhythmias, hypotension
Gastrointestinal symptoms such as diarrhea, vomiting, abdominal pain
Acute mental status change and delirium
Dysuria
Left-shoulder pain on
inspiration
Rash
Cyanosis
Seizures
Dysarthria
Peripheral edema
Paroxysmal nocturnal
dyspnea
V. Monitoring and diagnosis24, 38, 49
a. Monitoring
i. No established guidelines surrounding monitoring of clozapine-induced
myocarditis
ii. According to the package insert, patients should be monitored for other signs of
myocarditis if they develop tachycardia within the first month of starting
clozapine therapy
iii. Monitoring protocols have been proposed for patients starting on clozapine
(Appendix B)
b. Diagnosis
i. No consensus of diagnostic criteria
ii. May consider myocarditis in patients who present with unexplained fatigue,
dyspnea, tachypnea, fever, chest pain, palpitations, other signs of symptoms of
heart failure, or electrocardiographic abnormalities (Table 5)
iii. Hypereosinophilia may be present in clozapine-induced myocarditis, but is not a
predictive marker of the condition
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Table 5. Laboratory and Instrumental Data that may Assist in the Diagnosis of Clozapine-Related
Myocarditis24
Lab Techniques Diagnosis of Clozapine-Related Myocarditis
Blood count Hypereosinophilia, leukocytosis, neutrophilia
Cardiac biomarkers ↑ troponin I or T
↑ CK or CK-MB levels
↑ BNP levels
Inflammatory biomarkers ↑ CRP levels
↑ ESR
Transthoracic Echocardiography Left ventricular systolic dysfunction
Global systolic dysfunction
Right ventricular systolic dysfunction
Reduced ejection fraction
Abnormal diastolic filling patterns
Pericardial effusion
Electrocardiogram Sinus tachycardia
Nonspecific T-wave abnormalities
ST-segment elevation or depression
PR depression
Pathologic Q waves
Supraventricular or ventricular arrhythmias
Chest radiograph changes Cardiomegaly; pericardial effusion; pulmonary venous congestion
Cardiovascular magnetic resonance Subepicardial enhancement; myocardial inflammation and edema;
pericardial effusion
Myocardial biopsy Extensive inflammatory infiltrates, mainly represented by eosinophils
and lymphocytes
VI. Treatment24, 38, 49, 52
a. Discontinue clozapine treatment immediately
i. Cardiac abnormalities may be reversible
ii. Cardiac function may improve over time once clozapine therapy is ceased
b. Supportive care based on symptoms, including standard heart failure therapies, until
clinically stable
i. Diuretics
ii. ACEIs or ARBs
iii. Beta-blockers
VII. Some clinicians may choose to continue clozapine in mild cases of myocarditis
Clinical Question
Should clozapine be reinitiated in patients with TRS who have experienced clozapine-induced
myocarditis?
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Literature Review Jayathilake I, Singh AK: Clozapine rechallenge after myocarditis. Australas Psychiatr 2009; 17(5):421-422.53
Year published 2009
Patient characteristics 42 year old male
Paranoid schizophrenic
Poor response to antipsychotic therapy for 25 years
No previous history of cardiac disease
Risk factor of smoking
Clozapine dosing upon discontinuation 175 mg daily
Time until onset of symptoms 15 days
Myocarditis symptoms Subjective
Chest pain lasting 15 minutes in duration
Heart palpitations
Objective
HR 120 BPM
BP 120/90 mmHg
Troponin 0.06 μg/L
EKG showed inferolateral T wave inversions
Time to resolution of symptoms 2 days
Time until rechallenge Unclear, ~2 weeks
Monitoring parameters Daily – physical exam Every other day - troponin levels, CRP, and CBC Weekly – EKG
Titration 12.5mg initially, followed by 12.5mg dose increases every 3rd day
Clozapine dose following rechallenge 50 mg daily
Additional comments No eosinophilia, normal CXR noted
Outcome On Day 12 of clozapine re-initiation, patient experienced chest pain with palpitations, elevated troponin (0.05 μg/L), elevated HR (112 BPM), and abnormal EKG; clozapine discontinued
Hassan I, Brennan A, Carroll A, Dolan M. Monitoring in clozapine rechallenge after myocarditis. Positive
rechallenge of one patient. Australia in Psychiatry 2011; 19:370-371.54
Year published 2011
Patient characteristics Male in his early 30s
Paranoid schizophrenic; would carry weapons on his person when experiencing paranoid delusions
Poor response to antipsychotic therapy for 5 years
No previous history of cardiac disease
Clozapine dosing upon discontinuation 225 mg
Time until onset of symptoms 19 days
Myocarditis symptoms Subjective
Intermittent chest pain
Objective
Troponin I was 1.7 μg/L
Time to resolution of symptoms Unclear
Time until rechallenge 25 months
14 | W i l l i a m s
Monitoring parameters Baseline EKG Daily – nursing physical observations Twice weekly – full blood examination, serum troponin, CK, CRP, EKG Routine EKG on day six following initiation, and approximately every month for the first six months Urgent EKG in the setting of troponin elevation or other suspicious cardiac anomalies
Titration 6.25 mg daily initially, with an increase of 12.5 mg every two days
Clozapine dose following rechallenge 400 mg
Additional comments Troponin peaked again at 0.17 μg/L with mild CRP elevation of 16.2 mg/L when clozapine dose reached 137.5 mg daily on day 26 of post-rechallenge; no changes to therapy documented
Outcome Patient discharged to a less restrictive setting. EKG monitoring every six months along with annual outpatient cardiology review.
Bray A, Reid R: Successful clozapine rechallenge after acute myocarditis. Aust N Z J Psychiatry 2011;
45(1):90.55
Year published 2011
Patient characteristics 43 year old male
Resistant to non-clozapine antipsychotics, alone or in combination, over 20 year history of schizophrenia
No previous history of cardiac disease, family history, or cardiac risk factors
Clozapine dosing upon discontinuation Not published
Time until onset of symptoms 15 days
Myocarditis symptoms Subjective
Fainting
Objective
Troponin 0.89 μg/L
Sinus tachycardia noted on EKG
Time to resolution of symptoms 3 days
Time until rechallenge Not published
Monitoring parameters Serum troponin three times weekly for the first six weeks, then weekly for four months, then monthly EKG at months 1, 3, 6 and 12
Titration 12.5 mg daily and increased daily
Clozapine dose following rechallenge Not published
Additional comments When clozapine was discontinued, patient decompensated and experienced catatonia requiring ECT three times weekly
Outcome Successful rechallenge – patient able to return home 8 weeks following clozapine re-initiation, free of delusions and no longer catatonic
15 | W i l l i a m s
Summary
Authors Monitoring Slow
Titration
Comments Successful? Limitations
Cardiac Psych
Jayathilake
and Singh
(2009)
CBC
monitored
X
X
Unknown EKG results
Hassan et al.
(2011) Approached
max dose
CK measured
Weapon
carrying
/X
No discussion about decision
to continue therapy following
cardiac abnormalities
Markedly elevated troponins
compared to Case #1
Bray and Reid
(2011) Troponin and
EKG
Catatonia ? No comments on final
clozapine dose. Lack of
follow-up cardiac exams.
Minimal monitoring
parameters.
Recommendations
I. Re-initiation of clozapine may be beneficial in patients with treatment-resistant schizophrenia,
in light of suspected myocarditis
a. Depends on the severity of myocarditis
b. Clozapine may allow for improved functioning and quality of life in patients
II. Clinicians must weigh potential risks vs. benefits for individual patients when considering
whether to re-initiate clozapine
III. Monitoring
a. Daily for the first two months, then weekly for two months, then biweekly indefinitely
i. Blood pressure
ii. Heart and respiratory rates
iii. Temperature
iv. Subjective assessment – chest pain, flu-like symptoms, palpitations
b. Weekly for the first month, then every other week for one month, then once monthly
for the first year, and as needed clinically
i. CRP
ii. Troponins
iii. EKG iv. CBC
IV. Re-initiation should occur under strict medical supervision and close follow-up
Future Considerations I. Greater published literature of rechallenging attempts, irrespective of outcome, to allow for
more informed risk-benefit analyses
II. Screening protocol for patients initiated on clozapine and those deemed to be at risk for
developing clozapine-induced myocarditis
III. Defined monitoring parameters for clozapine-induced myocarditis need to be established for
consistency among clinicians
16 | W i l l i a m s
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18 | W i l l i a m s
Appendix A. TMAP Antipsychotic Algorithm14
19 | W i l l i a m s
Appendix B. Proposed monitoring protocol for clozapine-induced myocarditis in clozapine naïve
patients52
20 | W i l l i a m s
Appendix C. Abbreviations used
Abbreviation Full name
ACEI Angiotensin-converting enzyme inhibitor
ANC Absolute neutrophil count
ARB Aldosterone receptor blocker
BNP/NT-proBNP Brain-type natriuretic peptide
BP Blood pressure
BPM Beats per minute
BPRS Brief Psychiatric Rating Scale
CAD Coronary artery disease
CBC Complete blood count
CGI Clinical Global Impression Scale
CK/CK-MB Creatine kinase
CNS Central nervous system
CRP C-reactive protein
CXR Chest X-ray
DSM Diagnostic and Statistical Manual of Mental Disorders
ECG Electrocardiogram
ECT Electroconvulsive therapy
EMB Endomyocardial biopsy
EPS Extrapyramidal symptoms
ESR Erythrocyte sedimentation rate
FDA Food and Drug Administration
FGA First-generation antipsychotic
GABA Gamma-aminobutyric acid
HR Heart rate
IgE Immunoglobulin E
MI Myocardial infarction
NMDA N-methyl-D-aspartate
NOSIE Nurses’ Observation Scale for Inpatient Evaluation
PANSS Positive and Negative Syndrome Scale
PCR Polymerase chain reaction
RCT Randomized control trial
REMS Risk Evaluation and Mitigation Strategy
SGA Second-generation antipsychotic
TCA Tricyclic antidepressant
TMAP Texas Medication Algorithm Project
TNF-α Tissue necrosis factor-alpha
TRS Treatment-resistant schizophrenia