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Documenting Employee Performance

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Page 1: Documenting Employee Performance.  Due Diligence  Corrective Action  Performance Improvement Plan  Disciplinary Action  Progressive Discipline

Documenting Employee

Performance

Page 2: Documenting Employee Performance.  Due Diligence  Corrective Action  Performance Improvement Plan  Disciplinary Action  Progressive Discipline

Due Diligence Corrective Action Performance Improvement Plan Disciplinary Action Progressive Discipline Written Warning

Page 3: Documenting Employee Performance.  Due Diligence  Corrective Action  Performance Improvement Plan  Disciplinary Action  Progressive Discipline

Great managers strive to get the best out of their

employees.

But sometimes things go wrong.

Page 4: Documenting Employee Performance.  Due Diligence  Corrective Action  Performance Improvement Plan  Disciplinary Action  Progressive Discipline

Poor performance

must be confronted

head-on before it degenerates

into a dangerously

unproductive situation.

Page 5: Documenting Employee Performance.  Due Diligence  Corrective Action  Performance Improvement Plan  Disciplinary Action  Progressive Discipline

Cases Filed: Total acts reported may exceed the total number of cases filed because cases can be filed under more then one act; with a maximum of four acts per case.

Denial of Family Leave Care 859 Denial of Leave 224 Denied Promotion/Upgrade 1,135 Failure to Hire 1,003 Harassment 7,002 Refusal to Accommodate 2,412 Wrongful Termination

10,890

Page 6: Documenting Employee Performance.  Due Diligence  Corrective Action  Performance Improvement Plan  Disciplinary Action  Progressive Discipline

• Treat others as you want to be treated.

Page 7: Documenting Employee Performance.  Due Diligence  Corrective Action  Performance Improvement Plan  Disciplinary Action  Progressive Discipline

• Treat others as Treat others as they want to be they want to be treated.treated.

Page 8: Documenting Employee Performance.  Due Diligence  Corrective Action  Performance Improvement Plan  Disciplinary Action  Progressive Discipline

DIRECTNESS: Some people prefer a straightforward approach and quick pace (more direct), while others respond better to less assertive words and a relaxed, conversational tempo (less direct).

EMOTIONS/SENSITIVITY: For some individuals, sensitivity is not an issue – emotions and feelings are minor considerations in communication (less emotional). Other people, however, are higher on the sensitivity scale – with much greater need to have their feelings considered (more emotional).

Page 9: Documenting Employee Performance.  Due Diligence  Corrective Action  Performance Improvement Plan  Disciplinary Action  Progressive Discipline

BEFORE THEY SPIN OUT OF CONTROL

Page 10: Documenting Employee Performance.  Due Diligence  Corrective Action  Performance Improvement Plan  Disciplinary Action  Progressive Discipline

What are they doing wrong? How does it effect the company? How does it effect other workers? How does it effect the employee? Is it measurable? Is it a symptom of a bigger problem?

Page 11: Documenting Employee Performance.  Due Diligence  Corrective Action  Performance Improvement Plan  Disciplinary Action  Progressive Discipline

Could it be Work Design or Organization Process?Poorly designed work system?

e.g., mail room 3 buildings downPoor selection process?

e.g., required to calculate percentages but was not tested in the selection process?

Equipment failure? e.g., Machine down time

Unrealistic goals? E.g., HR manager required to reduce turnover

when organization plans to lay off people

Page 12: Documenting Employee Performance.  Due Diligence  Corrective Action  Performance Improvement Plan  Disciplinary Action  Progressive Discipline

Employee? Inadequate training?Lack of knowledge?Lack of skill ?Lack of ability?Lack of talent?Lack of personal motivation?

Is it a personal problems?Financial problems, family difficulties,

health disorders

Page 13: Documenting Employee Performance.  Due Diligence  Corrective Action  Performance Improvement Plan  Disciplinary Action  Progressive Discipline

Career suicide by manager?Relationship to the supervisor

Anger Sabotage Conflict Work slow downs Work stoppages Attendance

The supervisor may attribute the cause of the problem to the employee, while the employee attributes it to the supervisor.

Page 14: Documenting Employee Performance.  Due Diligence  Corrective Action  Performance Improvement Plan  Disciplinary Action  Progressive Discipline

The process of determining the cause of a behavior is never

simple and clear-cut.

But it is extremely important in the process. Why?

1. Stop it from happening again not only to the current employee but to other employees.

2. Properly communicate.

Page 15: Documenting Employee Performance.  Due Diligence  Corrective Action  Performance Improvement Plan  Disciplinary Action  Progressive Discipline

Focusing on the employee only rather than possible external causes (Fundamental Attribution Error).

If the employee is a great employee supervisors often take full credit… but if the employee is having problems, the supervisor often blames the employee (Self Serving Bias).

Page 16: Documenting Employee Performance.  Due Diligence  Corrective Action  Performance Improvement Plan  Disciplinary Action  Progressive Discipline

Genuine personal concern Immediate reprimand Training Others

Page 17: Documenting Employee Performance.  Due Diligence  Corrective Action  Performance Improvement Plan  Disciplinary Action  Progressive Discipline

Develop a plan to correct the problem.“Tell them what they need to do to fix it”.Coaching/Counseling

Build Trust Team approach

HR/Manager/Supervisor When should a supervisor not accept

responsibility?Refer to trained professional

Page 18: Documenting Employee Performance.  Due Diligence  Corrective Action  Performance Improvement Plan  Disciplinary Action  Progressive Discipline
Page 19: Documenting Employee Performance.  Due Diligence  Corrective Action  Performance Improvement Plan  Disciplinary Action  Progressive Discipline

Plan and Prepare Communicate to the employee that

there is a problemFully explain what the problem is. Involve them in finding out what the

problem is. Communicate what they need to do to

fix the problem Involve them in finding a solution to the

problemGet their buy-inAsk for their input

Page 20: Documenting Employee Performance.  Due Diligence  Corrective Action  Performance Improvement Plan  Disciplinary Action  Progressive Discipline

Identify the consequencesBe able to communicate to the employee

what consequences are. e.g., the building will catch on fire.

In the initial conversation do not threaten the employee with job loss.Once it moves into the written warning

stage, explain consequences to the employee. e.g., further disciplinary action up to and

including termination of employment.

Page 21: Documenting Employee Performance.  Due Diligence  Corrective Action  Performance Improvement Plan  Disciplinary Action  Progressive Discipline

Provide a reasonable time frame.

Follow up in a timely manner. Provide support. Understand it is your job to know what

employees are doing. Be sure they have all they need to

succeed.

Page 22: Documenting Employee Performance.  Due Diligence  Corrective Action  Performance Improvement Plan  Disciplinary Action  Progressive Discipline

Effective Feedback MeetingsDo Communicate:

Recognize people’s talent and commend them Focus on their value Manage around weaknesses Let people know what they need to do their jobs Let people know expectations Provide measurement tools Clarify how to improve, learn, grow Motivate Tough Love (correct problems/recognize when

the job is not right for the employee).

Page 23: Documenting Employee Performance.  Due Diligence  Corrective Action  Performance Improvement Plan  Disciplinary Action  Progressive Discipline

In this meeting one or more of the following may occur…

the employee has improved and all is good. Extend the time for improvement (why might

you do this that does not involve that you just really like this person?)

Begin the written warning process Give a final warning (depending on the

severity) Suspension Last chance agreement Termination

Page 24: Documenting Employee Performance.  Due Diligence  Corrective Action  Performance Improvement Plan  Disciplinary Action  Progressive Discipline

What if nothing has worked to save this employee? You have already coached them. You have already given them measurable

goals to effectively change the problem. They have not met the required, measurable

goals. All options such as transfer, demotion,

retraining, reengineering, etc. have been exhausted.

Disciplinary Action, Corrective Action, Progressive Discipline, Due diligence…termination.

Page 25: Documenting Employee Performance.  Due Diligence  Corrective Action  Performance Improvement Plan  Disciplinary Action  Progressive Discipline

“Tough love” is an expression used when someone treats another person sternly with the intent to help them in the long run.

There must be some actual caring behind the stern treatment to be defined as “tough love”.

Page 26: Documenting Employee Performance.  Due Diligence  Corrective Action  Performance Improvement Plan  Disciplinary Action  Progressive Discipline
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It creates negative morale. It can cause harm to the individual It can cause harm to the organization. The person who gossips is someone who

carries resentment towards someone and is non-productive.

Those people try to make themselves more worthy by saying that they are better than someone else.

Emotionally imbalanced.

Page 32: Documenting Employee Performance.  Due Diligence  Corrective Action  Performance Improvement Plan  Disciplinary Action  Progressive Discipline

Let them burn: If someone is gossiping about me because of jealousy I keep sending him/her good news!

Talk with them: If the gossiper is causing damage to your reputation call them when you are calm. Tell them that you are aware of their doings and ask them to stop. Most people will apologize and remember your call the next time they decide to gossip about you.

Get Help: If the person is not important to you and if they have said really bad things about you then you may need to ask a third party mediator to intercede - generally your supervisor or HR.

Don’t Participate: Don’t participate in gossip and do change the subject.

Page 33: Documenting Employee Performance.  Due Diligence  Corrective Action  Performance Improvement Plan  Disciplinary Action  Progressive Discipline

DISCUSSION

Page 34: Documenting Employee Performance.  Due Diligence  Corrective Action  Performance Improvement Plan  Disciplinary Action  Progressive Discipline

DISCUSSION

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DISCUSSION

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DISCUSSION

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DISCUSSION

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DISCUSSION

Page 39: Documenting Employee Performance.  Due Diligence  Corrective Action  Performance Improvement Plan  Disciplinary Action  Progressive Discipline

DISCUSSION

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Page 42: Documenting Employee Performance.  Due Diligence  Corrective Action  Performance Improvement Plan  Disciplinary Action  Progressive Discipline

5872 Parkside DriveHemet, CA 92545

[email protected]