optimization of oval-round pass design using genetic algorithm

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Optimization of oval–round pass design using genetic algorithm Bin Huang n , Ke Xing, Kazem Abhary, Sead Spuzic School of Advanced Manufacturing and Mechanical Engineering, University of South Australia,Adelaide 5095, SA, Australia article info Article history: Received 14 January 2011 Received in revised form 1 February 2012 Accepted 13 February 2012 Available online 7 March 2012 Keywords: Oval–round pass Rod rolling Hybrid model Roll pass optimal design Genetic algorithm abstract The primary purpose of this paper is to propose a computer aided optimal design system to support a generalized oval–round pass design, which is widely used as both intermediate and final passes in the process of rod rolling. This system, which is based on a hybrid model and the genetic algorithm, is developed to improve the efficiency, to reduce the manufacturing errors, as well as to extend the useful life of rolls through uniform wear design. Generalized parametric equations are established for geometrical modeling, graphic plotting of oval–round passes, as well as calculation of the cross section area, contact area and the lengths of contact arcs along the cross section of round groove in the MATLAB programming environment. Moreover, these equations can also realize the parametric transformation between roll profile and mathematical models for the oval–round pass design and optimization. The genetic algorithm is employed for the optimal design of oval–round passes in this paper. The objective functions are formulated for minimization of power consumption in the rolling process, variances between ideal dimensions and design dimensions, as well as variances between the lengths of contact arcs. To reduce the complexity and computational burden of the system, some reliable empirical formulas for the calculations of contact area and contact arc length are applied. Finally, the proposed approach is applied to an oval–round pass design. Through simulation and comparison of results against experimental data acquired from literature, it is found that this system is reliable, effective and easier to use. & 2012 Elsevier Ltd. All rights reserved. 1. Introduction As a most important metal processing technique, rolling is employed to reduce the thickness or change the profile of a long work piece through plastic forces provided by a set of rolls. It is widely used due to the good mechanical properties of rolled products, high ratio of length to thickness allowed for work piece, as well as high productivity of rolling system [1,2]. Rolling can be roughly classified into flat rolling and shape (or profile) rolling according to the cross sections of the final products. Roll pass design (RPD), which is the most important part in the process of shape rolling operation, generally means to design a series of embedded grooves and passes through which the rolled work piece can be deformed sequentially to get the desired contour, size and mechan- ical attributes [3,4]. It is commonly believed that the acceleration of industrialization has led to a rapid increase of demand for steel products, which will place both opportunities and heavy burdens on steel manufacturers. To satisfy the ever-increasing demand and competition in the steel industry, steel manufacturers are forced to put more emphasis on technological innovation to improve the yield and quality of their rolling systems, as well as to improve the product diversity though developing flexible and reliable approaches for RPD [5]. However, with the spread and elongation taking place simultaneously in the deformation zone, numerous combinations of system parameters must be analyzed. The intricate relationships between parameters greatly increase the complexity of RPD models, and place heavy computational burdens on designers as well as computer-aided systems. Thus, how to get an efficient solution without losing its accuracy becomes the application bottle- neck of the RPD problem [6,7]. Since the design and implementation of RPD has been inves- tigated for centuries and quite a great deal of theoretical and experimental data was accumulated, traditional approaches for RPD are always based on the experience of designers and empirical formulae [8,9]. This kind of method was popular for its ease of use in the early years. However, due to overlooking some influencing factors as well as large approximations between theoretical models and practical operations, the traditional meth- ods are not able to establish mathematical models with enough precision for RPD, which greatly limited its application [10]. The development of finite element analysis (FEA) technology has promoted its application in RPD. Currently, FEA has been widely using to simulate the deformation behavior of rolled material, and Contents lists available at SciVerse ScienceDirect journal homepage: www.elsevier.com/locate/rcim Robotics and Computer-Integrated Manufacturing 0736-5845/$ - see front matter & 2012 Elsevier Ltd. All rights reserved. doi:10.1016/j.rcim.2012.02.004 n Corresponding author. Tel.: þ61 8 8302 5561. E-mail addresses: [email protected], [email protected] (B. Huang), [email protected] (K. Xing), [email protected] (K. Abhary), [email protected] (S. Spuzic). Robotics and Computer-Integrated Manufacturing 28 (2012) 493–499

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Robotics and Computer-Integrated Manufacturing 28 (2012) 493–499

Contents lists available at SciVerse ScienceDirect

Robotics and Computer-Integrated Manufacturing

0736-58

doi:10.1

n Corr

E-m

huaby0

Kazem.A

journal homepage: www.elsevier.com/locate/rcim

Optimization of oval–round pass design using genetic algorithm

Bin Huang n, Ke Xing, Kazem Abhary, Sead Spuzic

School of Advanced Manufacturing and Mechanical Engineering, University of South Australia,Adelaide 5095, SA, Australia

a r t i c l e i n f o

Article history:

Received 14 January 2011

Received in revised form

1 February 2012

Accepted 13 February 2012Available online 7 March 2012

Keywords:

Oval–round pass

Rod rolling

Hybrid model

Roll pass optimal design

Genetic algorithm

45/$ - see front matter & 2012 Elsevier Ltd. A

016/j.rcim.2012.02.004

esponding author. Tel.: þ61 8 8302 5561.

ail addresses: [email protected]

[email protected] (B. Huang), Ke.Xing@

[email protected] (K. Abhary), Sead.Spuzic

a b s t r a c t

The primary purpose of this paper is to propose a computer aided optimal design system to support a

generalized oval–round pass design, which is widely used as both intermediate and final passes in the

process of rod rolling. This system, which is based on a hybrid model and the genetic algorithm, is

developed to improve the efficiency, to reduce the manufacturing errors, as well as to extend the useful

life of rolls through uniform wear design. Generalized parametric equations are established for

geometrical modeling, graphic plotting of oval–round passes, as well as calculation of the cross section

area, contact area and the lengths of contact arcs along the cross section of round groove in the MATLAB

programming environment. Moreover, these equations can also realize the parametric transformation

between roll profile and mathematical models for the oval–round pass design and optimization. The

genetic algorithm is employed for the optimal design of oval–round passes in this paper. The objective

functions are formulated for minimization of power consumption in the rolling process, variances

between ideal dimensions and design dimensions, as well as variances between the lengths of contact

arcs. To reduce the complexity and computational burden of the system, some reliable empirical

formulas for the calculations of contact area and contact arc length are applied. Finally, the proposed

approach is applied to an oval–round pass design. Through simulation and comparison of results

against experimental data acquired from literature, it is found that this system is reliable, effective and

easier to use.

& 2012 Elsevier Ltd. All rights reserved.

1. Introduction

As a most important metal processing technique, rolling isemployed to reduce the thickness or change the profile of a longwork piece through plastic forces provided by a set of rolls. It iswidely used due to the good mechanical properties of rolledproducts, high ratio of length to thickness allowed for work piece,as well as high productivity of rolling system [1,2]. Rolling can beroughly classified into flat rolling and shape (or profile) rollingaccording to the cross sections of the final products. Roll pass design(RPD), which is the most important part in the process of shaperolling operation, generally means to design a series of embeddedgrooves and passes through which the rolled work piece can bedeformed sequentially to get the desired contour, size and mechan-ical attributes [3,4]. It is commonly believed that the acceleration ofindustrialization has led to a rapid increase of demand for steelproducts, which will place both opportunities and heavy burdens onsteel manufacturers. To satisfy the ever-increasing demand andcompetition in the steel industry, steel manufacturers are forced

ll rights reserved.

.au,

unisa.edu.au (K. Xing),

@unisa.edu.au (S. Spuzic).

to put more emphasis on technological innovation to improve theyield and quality of their rolling systems, as well as to improve theproduct diversity though developing flexible and reliableapproaches for RPD [5]. However, with the spread and elongationtaking place simultaneously in the deformation zone, numerouscombinations of system parameters must be analyzed. The intricaterelationships between parameters greatly increase the complexity ofRPD models, and place heavy computational burdens on designersas well as computer-aided systems. Thus, how to get an efficientsolution without losing its accuracy becomes the application bottle-neck of the RPD problem [6,7].

Since the design and implementation of RPD has been inves-tigated for centuries and quite a great deal of theoretical andexperimental data was accumulated, traditional approaches forRPD are always based on the experience of designers andempirical formulae [8,9]. This kind of method was popular forits ease of use in the early years. However, due to overlookingsome influencing factors as well as large approximations betweentheoretical models and practical operations, the traditional meth-ods are not able to establish mathematical models with enoughprecision for RPD, which greatly limited its application [10].

The development of finite element analysis (FEA) technology haspromoted its application in RPD. Currently, FEA has been widelyusing to simulate the deformation behavior of rolled material, and

B. Huang et al. / Robotics and Computer-Integrated Manufacturing 28 (2012) 493–499494

predict quite accurate procedure parameters such as rolling load,contact stress, rolling torque, and power consumption [11,12].Although these FEA-based methods can provide precise and detailedinformation about plastic deformation as well as an extensivedescription of the material flow in the deformation zone, theirdemand on computational resources remains a huge challenge [13].

In recent years, expert system technology using optimal algo-rithms and artificial intelligence has found a wide range of applica-tions in RPD and its optimization. Perotti and Kapai made the firstattempt to design an expert system to deliver solutions for roundbar rolling [14]. Kim and Im developed another expert system basedon the backward chaining algorithm for round and square barsrolling [15]. Kwon and Im proposed a computer-aided-designsystem for roll pass and roll profile design to minimize trials anderrors in industry [1]. Lambiase and Langella developed an auto-matic RPD method, which permitted a geometrical optimization ofroll passes while allowing for automation of the RPD process [16].In these systems, artificial intelligent strategies, such as geneticalgorithm, neural networks, particle swarm algorithm and antcolony algorithm are always employed for optimal calculation andoptimal design. These algorithms use some natural mechanismsinspired by biological evolution as their search engine, which canmake a strategic decision automatically, as well as guarantee theefficiency and enhance the flexibility of RPD.

The oval–round pass is the most commonly pass applied inintermediate and final stands, due to its simple profile, uniformdeformation, good surface quality and easy design [17]. This studyaims to present a parameterized and generalized strategy foroval–round pass optimal design, which is based on the geneticalgorithm. The analysis uses comparative analysis skills, and somesimple combined thermo-mechanical effects are taken intoaccount. The optimal solutions obtained from this research arecompared with some results from other publications. Somesimulations and lab-scale experiments will be carried out forfurther validation and modification. Solutions will be applied toindustrial production of round bars. This paper is organized asfollows. Section 2 presents a three-arc strategy for parameterizedgeometrical modeling, as well as an approach for the calculationof cross section area. Section 3 gives parametric equation basedapproaches for contact area and contact arc length calculation.The genetic algorithm employed for oval–round pass optimaldesign was introduced in Section 4. Section 5 is about case studyand comparative analysis between optimal solution achieved bythis research and result from other publication. The summary andconclusions were proposed in Section 6. A GA-based MATLABprogram was designed for oval–round pass optimal design andgraphic plotting.

Fig. 1

2. Parameterized geometrical modeling and cross sectionarea calculation

To apply the optimal algorithms and graphical output con-veniently, as well as improve the commonality of this methodol-ogy, it is first necessary to build parameterized geometricalmodels to realize the translation of roll pass profiles into designvectors [18]. According to statistical analysis of published data anddesign solutions, there are five kinds of grooves widely applied inrod rolling systems: round, rectangle (box), oval, edge oval, anddiamond (square) [1,14–19]. For brief models, the profiles of thesegrooves can be described using serials of arcs and sloping lines.In this part, a generalized three-arc method was proposed todescribe the profile of oval–round pass, and piecewise parametricequations were employed to translate cross sections into designvectors.

Fig. 1 shows a quart profile curve for the round and ovalgrooves, which can transform into each other through changingthe central points and radii of the three arcs. The dotted arc is theideal outline of products. This curve is composed of five parts:arcs AO1B, BO2C and CO3D , sloping line DE , as well as inner roundEO4F, where O1, O2, O3 and O4 are the center points of related arcs.D is the separating point, thus, in the rolling process, arcs AO1B,BO2C and CO3D play a dominant role in the deformation behavior,and only these three arcs are taken into account in the oval–roundpass design process.

Assuming the cross section curve is located in the y–z plane,and the x-axis is paralleled to the central axis of rolls and throughthe center of the roll gap. According to the definition andpreliminary properties of derivative, to avoid sharp points andensure the smooth of curve, the whole curve should be continu-ously derivable. Namely, B and C, which are the intersectionpoints of the three arcs, must have unique derivative values. Thus,central points O2 and O3 should be located on the straight linesO1B and O2C respectively. The whole cross section curve issymmetrical to z-axis, to ensure the intersection point A hasunique derivative value; central point O1 should be located on thez-axis. The piecewise functions for the oval and round grooves canbe described as

r1 sina aE½0,y1�

d1 siny1þr2 sina aE½y1,y12�

d1 siny1þd2 siny12þr3 sina aE½y12,y123�

8><>: ð1Þ

z¼ z0þ

r1 cosa aE½0,y1�

d1 cosy1þr2 cosa aE½y1,y12�

d1 cosy1þd2 cosy12þr3 cosa aE½y12,y123�

8><>: ð2Þ

where, r1 through r3 mark the radii of arcs AO1B, BO2C and CO3D

respectively; y1, y2 and y3 are the angles of arcs AO1B, BO2C andCO3D respectively; d1¼r1�r2, d2¼r2�r3, y12¼y1þy2, y123¼y12þ

y3, z0 is the vertical coordinate value of central point O1.Assuming B is also the intersection point of ideal outline and

design groove profile, and then y1 can be solved from Eq. (3). For agiven value c, which is the horizontal coordinate value of separating

Fig. 2

B. Huang et al. / Robotics and Computer-Integrated Manufacturing 28 (2012) 493–499 495

point D, find the value of y3 as Eq. (4).

r1 siny1 ¼ rk sin+AOB

z0þr1 cosy1 ¼ rk cos+AOB

(ð3Þ

y3 ¼ sin�1½ðc�d1 siny1�d2 siny12Þ=r3� ð4Þ

where, rk is the radium of ideal outline, which is a given parameter.As shown in Fig. 1, the one quart cross section can be divided

into four parts, ABJO1, BCIJ, CDHI and DFGH. The whole area of thegroove can be calculated from

S¼ 4� ðSABJO1þSBCIJþSCDHIþSDFGHÞ ð5Þ

Trapezium and sector formulas were employed to calculatethe areas of these four parts, and SABJO1

,SBCIJ, SCDHI as well as SDFGH

were solved from Eqs. (6)–(9) respectively.

SABJO1¼ 0:25r2

1ð2y1þsin2y1Þþz0r1 siny1 ð6Þ

SBCIJ ¼ 0:5r22ðy2�siny2Þ

þ0:5r2ðsiny12�siny1Þ½2z0þðr1þd1Þcosy1þr2 cosy12� ð7Þ

SCDHI ¼ 0:5r23ðy3�siny3Þ

þ0:5r3ðsiny123�siny12Þ½2z0þ2d1 cosy1

þðr2þd2Þcosy12þr3 cosy123� ð8Þ

SDFGH ¼ 0:5ð0:5bk�cÞð0:5sþz0þd1 cosy1þd2 cosy12þr3 cosy123Þ

þ0:125r22½4tanð0:25p�0:5y4Þ�pþy4� ð9Þ

where, s is the value of roll gap, bk is the half width of grooveprofile, y4 is the angle between sloping line O3D and y-axis.

Fig. 3

3. Computational model for contact area and lengthsof contact arc

To analyze the deformation behavior as well as calculate somephysical parameters, the basic but most important step is todetermine the contact area. The uniform wear of rolls is subject tothe uniform distribution of contact arc lengths. Here, contact arclength is defined as, for every point located on the ingot surface,its contact arc length equals to the arc length from the start pointof deformation to the end point of deformation. To facilitate thecalculation and analysis, the following assumptions have beenmade: (i) ignore the effect from the spread of work piece, whichmay change the location of contact point on the groove surface;(ii) the work piece is deformed uniformly in the deformationzone; (iii) overlook the effect from thermal expansion, which mayaffect the dimensions of outgoing work piece; (iv) rolls are rigidbodies, and the rolling load is distributed uniformly along thecontact surface.

3.1. Computational model for contact area

According to the descriptive geometry method proposed byRagab and Samy [20], in the process of symmetrical rolling,namely the symmetry axis of work piece is superimposed on thatof roll gap; the contact area can be presented by

At ¼

ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiA2

xþA2y

qð10Þ

where, Ax and Ay are the project areas of contact in the horizontal(x–y) plane and the vertical (y–z) plane respectively.

As shown in Fig. 2, for a given point is (b cosj, a sinj) locatedon the surface of oval bar, the projected coordinates in the

horizontal plane can be calculated from

y¼ ðasinj�zÞcotðb=2Þ

z¼ bcosj

(ð11Þ

where, b is the half minor axis, a is the half major axis, and j isthe eccentric angle. Value of z can be calculated from Eq. (2) andvalue of b can be obtained from

b¼ cos�1½ðR0þ0:5hk�asinjÞ=ðR0þ0:5hk�asinjÞ� ð12Þ

where, R0 is the minimum radius of rolls, hk is the height ofgroove. The projected area of horizontal plane Ax can be calcu-lated using numerical integration method.

Fig. 3 shows the outline of round groove drawn superimposedon the cross section of an oval work piece. It is easy to get theintersections of the oval curve and the round groove profile curve,and then the project areas of contact in the vertical plan Ay can becalculated through integral operation for the blank area in thecenter of Fig. 3. After that the value of contact area can beobtained through solving Eq. (10). Contact area calculation forother roll passes can use the same approach.

3.2. Model for calculating the length of contact arc

For a given point C located in the deformation zone, Fig. 2shows the start point of deformation C1, Fig. 3 gives the end pointof deformation C2, thus, the length of contact arc related to point

B. Huang et al. / Robotics and Computer-Integrated Manufacturing 28 (2012) 493–499496

C can be presented by

x¼ asinjy¼ bðR0þhk=2�zÞ

(ð13Þ

For any point located on the surface of deformation zone, thelengths of contact arc and sliding distance have a leading role inits rate of wear. For example, assuming the load is distributeduniformly along the deformation zone, in the flat rolling process,due to the contact arc length as well as the sliding distance ofevery deformation point equals those of other deformation points,rolls can achieve a uniform wear, and the useful life of roll can beextended.

Fig. 4

4. Optimal design method based on genetic algorithm

This section introduces the genetic algorithm (GA) that manip-ulates the genome pool (termed population) to find an optimalsolution for the oval–round pass design problem. GA, whichcombines iterative search method with simple random searchstrategy, is an optimization and search strategy based on biolo-gical evolution inspired natural mechanisms. This method hasmany advantages in the field of multi-objective optimization,such as little initial knowledge needed, suited for both continuousand discrete optimizations of variables, does not require deriva-tive information, has a capacity to deal with a large number ofvariables, less susceptible to the shape or continuity of the Paretofront, easy to implement, robust, and could be carried out in aparallel environment [21–23]. Besides, GA combines directed andstochastic searches, which ensures a remarkable balance betweenexploration and exploitation of the search space. Through geneticand evolution operations, this algorithm can converge to theoptimal solution effectively [24,25]. Reference 24, 25 also presentmany case studies of GA-based optimization in industrial applica-tions. The optimization of RPD is a typical multi-objective, multi-process and multi-constraint problem. In the design process,many constraints should be considered. Thus, GA is an appro-priate choice for the optimal design of roll passes.

Fig. 4 shows a flowchart of GA, in this flowchart, there are fouroperations (selection, reproduction, crossover and mutation)employed for the searching of optimal solutions. Here, selectionis used to pick out fit individuals from population. Reproduction isemployed to ensure good individuals can be transmitted to nextgeneration. Crossover, which is applied with high probability,allows information exchange between chromosomes. Mutation,as in the natural system, is a very low probability event.The mutation operator is employed to help the algorithm to jumpout of the traps of local minimum and diversify the searchdirections. Through these four basic operations, at each popula-tion high-fitness solutions have a high probability to be repro-duced, while bad solutions have a high probability to die [26].In the whole process of genetic optimization, fitness value is usedto evaluate the performance of an individual. Here, an individual,or a chromosome corresponds to a solution to the optimalproblem. Generations number (Gen) is applied to recordthe evolutionary number of population, or iterations. To applyGA in optimization, constrains and objective functions shouldbe established to guide the searching of optimal solutions.Simultaneously, appropriate GA parameters should be set foroptimization.

4.1. Constraints

In each engineering task there are some restrictions dictatedby the design, technological and manufacturing requirements,which must be satisfied in order to produce an acceptable

solution. In the oval–round optimal design example, there arefour constraints to be satisfied.

(i)

To avoid sharp points and ensure the smooth of the profilecurve, the whole profile curve should be continuously deri-vable. In other words, every intersection point must have aunique derivative value.

(ii)

To ensure the monotonicity of arc AD, the following equationmust be satisfied

y1þy2þy3rp=2

y1Z0,y2Z0,y3Z0

(ð14Þ

(iii)

Assuming the tolerance of final products is D, then for everypoint (x,y,z) located on arc AD

2ffiffiffiffiffiffiffiffiffiffiffiffiffiffiy2þz2

qAðr7DÞ ð15Þ

where, r is the ideal radius of final products.

(iv) Constraint from bite angle gr[g], where, [g] is the maximum

allowable bite angle for oval–round pass.

4.2. Objective functions

In the process of selecting the best one from all feasiblesolutions (solutions which can satisfy all constraints), there mustbe some standards or criteria, which make these feasible solutionscomparable. In this research, the main objective is to build adecision support system for the (re)design of oval–round passes,which can improve the efficiency and quality of RPD, as well asreduce the dependence on design experience. The optimizationfocuses on decrease energy consumption and manufacturingerrors in the rolling process, as well as extends the useful life ofrolls. Three objective functions are assigned to these problems.

B. Huang et al. / Robotics and Computer-Integrated Manufacturing 28 (2012) 493–499 497

4.2.1. Minimum energy consumption

To improve the energy efficiency and phase down energydissipation, energy consumption should be taken into accountas an objective function in the process of optimization. Accordingto reference [20], the energy consumption for a multi-pass rollingsystem can be presented by

f 1 ¼min q¼minðMzVt=DkÞ ð16Þ

where, q, Mz, V, t and Dk are the energy consumption, rollingtorque, rolling velocity, rolling time, and working diameter of theoval–round pass respectively. The rolling torque can be deter-mined by the widely used Sims formula [18].

4.2.2. Minimum manufacturing errors

To improve the manufacturing accuracy of the rolling system,a variance function for the description of manufacturing errorsshould be brought into the process of optimization. For any givenpoint (x,y,z) on arc AD, whose horizontal and vertical ordinates arefunctions on variable y, the objective function is determined by

f 2 ¼minXy123

y ¼ 0

ðy2þz2�r2k Þ ð17Þ

4.2.3. Maximum useful life

It is commonly believed that, wear of rolls is always affected bythe length of contact arc, sliding distance, as well as the distributionof roll load. In this research, to simplify the optimization process, onlythe length of contact arc is taken into account. Because the useful lifeof rolls can be extended when a uniform wear of rolls is achieved,while the uniform wear of rolls is subject to the uniform distributionof contact arc lengths. Thus, a variance function was established foroptimization. According to Eq. (13), for any given point (xc, yc, zc)located on arc AD, the objective function can be presented by

f 3 ¼minXy123

y ¼ 0ðy2

c�L2Þ ¼min

Xy123

y ¼ 0½b2ðR0þhk=2�zcÞ

2�L

2� ð18Þ

where, L is the mean value of contact arc lengths for every pointlocated on arc AD.

Table 1Parameters of original solution.

Original

solution

Roll speed

(r/min)

Roll working

diameter (mm)

Height

(mm)

W

(m

Oval (billet) 14.00 24

Oval-round

pass

982.20 343.81 16.19 16

Temperature (1C) r1 (mm) y1 (1C) r2

900.00 8.10 69 0

* At is the contact area of roll pass; Ax is the projection of contact area in x–y plane; A

Table 2Parameters of optimal solution.

Optimal

solution

Roll

speed (r/min)

Roll working

diameter (mm)

Height

(mm)

W

(m

Oval (billet) 17.10 2

Oval-round

pass

982.20 305.00 15.81 1

Temperature (1C) r1 (mm) y1 (1C) r2

876.24 16.00 8.24 7

At (mm2) Ax (mm2)

534.92 415.52

According to Eqs. (16–18), the total objective function can bedescribed as

f ¼ w1 w2 w3� �

� f 1 f 2 f 3

h iTð19Þ

where, w1, w2 and w3 are weight coefficients, which can beadjusted as needed.

4.3. GA parameters

Parameter setting has a close bearing on the convergence speedand global astringency of GA. As stated previously, for givendefinitional domains of parameters, a longer chromosome canimprove the precision of optimization at the expense of decreasethe computation speed. Larger population size and high crossoverrate are good for the best solution searching but unfavorable toconvergence speed. A high mutation rate means the algorithm has ahigh probability to jump out of the traps of local minimum,however, the convergence and computation speed will be damagedat the same time. In this simulation, the following parameters areused. The length of the chromosome is 10 bit per one designvariable, while the total length of the chromosome is 80. Thepopulation size is 100 and the generational gap is 0.9. The crossoverrate and mutation rate are 0.7 and 0.013 respectively. Two-pointcrossover and ranking selection are used. The simulation is termi-nated when the generation is over 100.

5. Case study and discussion of results

A MATLAB program has been developed and applied to an oval–round pass optimal design to validate the proposed methodology.Computer analysis has been carried out, and results from the analysishave been compared with solution presented by Reference [27]. It hasbeen assumed that the billet is oval bar, and the final product is around bar with an ideal diameter of 16 mm and length of 10,000 mm.Material is 45 steel. Roll diameter is 360 mm. After 100 iterations, thebest solution is achieved. To compare with the original solution,

idth

m)

Area

(mm2)

Extension

rate

Power

consumption (kw)

Roll

gap (mm)

.82 250.00

.79 206.50 1.20 161.57 1.50

(mm) r3 (mm) At (mm2) Ax (mm2) Ay (mm2)

0 446.17 392.12 212.86

y is the projection of contact area in y–z plane.

idth

m)

Area

(mm2)

Extension

rate

Power

consumption (kw)

Roll

gap (mm)

0.85 280.00 1.50

7.45 233.35 1.20 142.43

(mm) y2 (1C) r3 (mm) y3 (1C)

.09 34.06 6.23 26.22

Ay (mm2)

336.87

B. Huang et al. / Robotics and Computer-Integrated Manufacturing 28 (2012) 493–499498

which are listed in Table 1, the best solution (listed in Table 2) wasused for comparative analysis.

Under the assumption that the roll gap, extension rate, roll speedand rolling temperature of the original solution are totally equal tothose of the optimal solution, Tables 1 and 2 indicate that the powerconsumption of the optimal solution is smaller than that of theoriginal solution. At the same time, the required rolling temperatureis decreased. That means the energy efficiency is improved afteroptimization. Moreover, compared with the original solution, theroll working diameter is reduced after optimization, which meansthe cost of material for roll manufacturing is decreased. The contactarea of roll pass At, the projection of contact area in x–y plane Ax, aswell as the projection of contact area in y–z plane Ay are allincreased after optimization, which can improve the rolling forceon condition that the unit pressure is remain unchanged.

Fig. 5 shows the tracking performance of the total objectivefunction. It can be concluded that this algorithm has a goodsearching performance and fast convergence rate, the optimalsolution is achieved after 100 iterations.

Figs. 6 and 7 give the curves of contact arc lengths for originalsolution and optimal solution respectively. Through comparativeanalysis, it can be concluded that, due to the curvature of curve inFig. 7 is bigger than that of Fig. 6, the rolls employed in theoptimal solution can achieve a more uniform wear. Thus, theuseful life of rolls is extended after optimization.

The outline of oval–round pass for optimal solution is shownin Fig. 8, here, the dashed circle is the ideal cross section for the

Fig. 5

Fig. 6

final products. It was concluded that there are some dimensionalerrors between the design outline and ideal cross section, butthey are within the allowed range of rolling manufacturing.Besides, with the reduction of temperature after rolling, thosedimensional errors will decrease due to the rolled materialexpands with heat but contracts with cold.

6. Conclusions and future work

A generalized method based on GA has been proposed for theoptimal design of oval–round roll passes. The method employsnumerical approaches to optimize the energy consumption andwear equalization to improve the energy efficiency of the rollingsystem as well as extend the useful life of rolls.

Based on the comparison made between the results from theproposed system and solutions from other publication, thefollowing conclusions have been achieved:

The parameterized geometrical modeling method, which is thebase of hybrid model, is very easy to be applied to differentshapes and describe the profiles of roll passes accurately. Inother words it has a good flexibility, generality as well asprecision. Although the complexity of the optimization algo-rithm increased because more parameters are employed forgeometrical modeling, the computer system can afford thiscomputational burden easily. � The present method for the calculation of contact area is easy

to be implemented with enough precision. The solutionsprovided by this method can be used for the calculation ofrolling force, torque and power consumption.

� Unlike other numerical strategy-based design approaches such

as FEM which is computational expensive and time consum-ing, the present method can deliver an optimal solution for theoval–round passes in few minutes.

� Software based on the hybrid model and MATLAB platform

was designed for the optimal design of oval–round passes.The software can also draw the profiles of roll passes, hor-izontal and vertical projections of contact area, as well ascurve of contact arc lengths, according to the geometri-cal models and parameters obtained through the GA-basedoptimization.

Future work will focus on:

More design data from succeed solutions will be collected toestablish an experiential database, and mathematical statisticsis employed for more accurate hybrid modeling and determi-nation of definitive ranges for parameters. � More parameterized geometrical models will be built for the

optimal design of other roll passes employed in the rod rollingsystems, and a new methodology will be proposed for theoptimization of the whole multi-pass rolling system, not onlythe optimization for single pass.

� Some improvements should be proposed to increase the

searching efficiency of the optimal algorithm. Because, withthe application of optimal design for the multi-pass systems,more and more parameters should be processed simulta-neously, which will place heavy computational burdens oncomputers, and increase (re)design cycles.

� Simulations based on FEM and small scale lab experiments are

carried out for model validation and modification, becausethey can give more accurate analysis results, although they arecomputational expensive and time consuming. At the stage ofmethodology validation, these proof techniques are necessary.

Fig. 7

B. Huang et al. / Robotics and Computer-Integrated Manufacturing 28 (2012) 493–499 499

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