multiplicity for ideals of maximal analytic spread and intersection theory

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J. Math. Kyoto Univ. (JMKYAZ) 33-4 (1993) 1029-1046 Multiplicity for ideals of maximal analytic spread and intersection theory Dedicated to the memory of Mario Raimondo By Riidiger ACHILLES * a n d Mirella MANARESI * Introduction We define a multiplicity y(I, A) for an ideal I in a local ring (A, m) that is not necessarily m-primary, but whose analytic spread is equal to the dimension of A. If the ideal I is m-primary, p(I, A) is the usual Samuel multiplicity. In the case when / and A arise from an intersection in a projective space, it(1, A) coincides with the intersection number of Stiickrad and Vogel for a K-rational component (maybe embedded) of intersection (see [SV 1 ]). Our multiplicity can be computed by using certain filter-regular sequences of elements in /, which generate a minimal reduction of I in the sense of Northcott and Rees [NR] and do always exist if A/m is infinite. We will call such sequences super-reductions and we prove that /2(1, A) is the length of an ideal that is constructed by an "intersection algorithm" (local counterpart of the Stiickrad- Vogel intersection algorithm) from a super-reduction. In order to prove this we must also consider intersection algorithms in the associated graded ring of A with respect to / and study their relationship to the intersection algorithms in A . Hence our investigations about various intersection algorithms reflect van Gastel's result that the Stiickrad-Vogel cycle is invariant under the deformation to the normal cone (see [vG]). Our approach to intersection numbers by local algebra leads to a better understanding of the contribution of non-isolated components to intersection theory (see [V], ch. 3) of algebraic and, we hope, also of complex analytic varieties. Furthermore, the algorithmic aspect of Stiickrad and Vogel's approach, transferred to the local case with precise meaning of "generic", is now more useful for concrete calculations. The paper is divided into three parts. In the first section we fix notation, which will be used throughout the paper, we define a multiplicity for ideals of * The authors would like to thank the Italian Ministry of Research and the G.N.S.A.G.A. of the Italian Council of Research (CNR) for the financial support which made possible their colla- boration. Received 4 August 1992 Communicated by K . Ueno

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J. Math. Kyoto Univ. (JMKYAZ)33-4 (1993) 1029-1046

Multiplicity for ideals of maximal analytic spreadand intersection theory

Dedicated to the memory o f Mario Raimondo

By

Riidiger ACHILLES* a n d Mirella MANARESI *

Introduction

We define a multiplicity y ( I , A) for an ideal I in a local ring (A, m) that isnot necessarily m-primary, b u t whose analytic spread is equal to the dimensionof A . If the ideal I is m-primary, p ( I , A ) is the usual Samuel m ultiplicity. Inthe case w hen / and A arise from an intersection in a projective space, it(1, A)coincides with the intersection number of Stiickrad and Vogel for a K-rationalcomponent (maybe embedded) of intersection (see [SV 1 ]).

O ur multiplicity can be computed by using certain filter-regular sequencesof elements in /, which generate a minimal reduction of I in the sense of Northcottand Rees [NR] and do always exist if A/m is infinite. We will call such sequencessuper-reductions a n d w e p rove tha t /2(1, A ) i s th e length o f a n ideal that isconstructed by an "intersection algorithm" (local counterpart of the Stiickrad-Vogel intersection algorithm) from a super-reduction. In order to prove this wem ust also consider intersection algorithms in th e associated graded ring o f Awith respect t o / and study their relationship to the intersection algorithms inA . H ence our investigations about various intersection algorithms reflect vanGastel's result that the Stiickrad-Vogel cycle is invariant under the deformationto the normal cone (see [vG]).

O ur approach to intersection num bers by local algebra leads to a betterunderstanding o f th e contribution o f non-isolated com ponents to intersectiontheory (see [V ], c h . 3 ) o f algebraic and , w e hope , a lso o f complex analyticvarieties. F urtherm ore , the algorithmic aspect of Stiickrad and Vogel's approach,transferred to the local case with precise meaning o f "generic", is now moreuseful for concrete calculations.

The paper is divided into three p a r ts . In th e first section we fix notation,which will be used throughout the paper, we define a multiplicity for ideals of

* T h e au tho rs w ou ld like to thank th e Italian M inistry o f R esearch and the G.N.S.A.G.A. ofthe Italian Council of Research (CNR) for the financial support which made possible their colla-boration.

Received 4 August 1992Communicated by K . Ueno

1030 Rildiger Achilles and MireIla Manaresi

maximal analytic spread in a lo c a l r in g a n d sta te som e basic properties. Insection 2 we define and study super-reductions and we will prove that in a localring with infinite residue field every ideal of maximal analytic spread has super-reductions. By using intersection algorithms for super-reductions in local ringsand their associated graded rings, in section 3 we will express our multiplicitya s a length.

The results of this paper have been presented in the seminars on AlgebraicGeometry at the Universities of Bologna and H alle . T he authors would like tothank the participants for helpful discussions.

1. Preliminaries and definition of multiplicity

I n th is section w e fix notation, which will be used throughout the paper,we define a multiplicity fo r ideals of m axim al analytic spread in a local ringand state some basic properties.

1.1 Notation. If (A, m, k) is a local ring with the unique maximal ideal mand residue field k and I is a n ideal in A, we write G 1(A ) for the graded ringof A with respect to the ideal I and G (A ) for the n-th graded part of G i (A). F o r

an ideal J of A we denote by G ,(J, A ):= 0 (J fl I" + I ' ' ) / J " ' th e ideal in GI (A)n> 0

generated by the initial forms of all elements of J.W e recall the concepts of reduction a n d analytic spread and some results

f ro m [N R ]. The analytic spread of I is defined by s(/):= dim(G/ (A) OA k). Fora n arbitrary ideal I c A the following inequalities are satisfied:

ht(/) dim A — dim(A//) s(/) dim A = dim GI (A),

where ht(/) denotes th e height o f I. A n ideal J g I is sa id to b e a reductionof I if JI" = I " ' for a t least one positive in tege r. A reduction J of I will becalled a minimal reduction of I if no ideal strictly contained in J is a reductionof I. If k is infinite and J I is a minimal reduction of I, then dim k (J/mJ) = s(/),th a t is , each minimal reduction o f I can be genera ted by s( /) (b u t n o t less)elements.

If J is an m-primary ideal of the local ring (A, ni, k ), we write e(J) or e(J, A)for the Samuel multiplicity of J. In the case J = n i we will write e(A ) insteadof e(m) and call it the multiplicity of A . If G is an N-graded ring such that itsdegree zero part G

° i s a local ring, we use the same symbol e(G) to denote the

Samuel multiplicity o f the un ique homogeneous maximal ideal o f G . I f I ism- primary, then e(G,(A)) e ( I , A).

For a noetherian ring A and an A-module M we denote by Ass A M the setof associated prime ideals o f M and by Assh A M the se t o f highest-dimensionalassociated prime ideals p of M, i.e. such that dim A /p = dim(A/Ann M) (see [M]).

(1 .2 ) Definition. L et (A, m ) b e a local ring , le t I b e a n ideal o f A suchthat s(I) = dim A =: d, and let G = O A ) . We will call multiplicity of I in A the

Multiplicity f o r ideals 1031

positive integer

p(I, A) := E e(G/p)• length(G) .p e AsshG (G/ mG)

Note that length(G) is finite for a ll p E AsshG (G/mG), since s(/) = dim(G/mG) =dim A = dim G implies that AsshG (G/mG) g AsshG (G).

(1 .3 ) R e m a rk . Let t be an integer such that m`G is contained in all asso-ciated primary ideals o f G belonging to prim e ideals o f AsshG (G/mG). UsingAsshG (G/m`G) = AsshG (G/mG) and (G/tri ( G)p G , for all p e Assh G (G/mtG) we ob-ta in by [N,], (23.5)

i./(/, A) = E e(G/p)• lengthG ((G/m`G),) = e(G/turG)p 6 AsshG(G/ mG)

(1 .4 ) Proposition. In the situation of (1.2) one has

e (G /m G ) AI, A ) e (G )

and if I is an m -prim ary ideal, then MI, A ) = e(G) = e(I, A ) .Moreover i f G is eguidimensional, then ji (I, A) = e(G ) i f an d only i f I is

m-primary.

Proof. By the formula of additivity and reduction [N 2 ], (23.5), we have

e(G/mG) = E e(G/p)• length (Gp /ntGp ) andp e AsshG(G/ mG)

e(G) = E e(G/p)• length(G p ).p e AsshG(G)

Since AsshG (G/mG) g AsshG (G) and length (Gp /mG,) < length (G ,), the inequalitiesare obvious.

Note that if I is m-primary, then m`G = 0 for large t hence, by (1.3), p(I, A ) =e(G) = e(I, A).

N o w a ssu m e that G is equidimensional a n d p(I, A ) = e(G). ThenAsshG (G/mG) = Assh G (G) is the set of m inim al prim e ideals o f G , hence for allprime ideals p in G the part of degree zero [p ] , is equal to m / / . This impliestha t m // is nilpotent, which means that I is m-primary.

(1.5) Proposition. Let (A , m) ( B , n) be a flat local homomorphism of localrings such that m B = n and le t I be an ideal o f A with s(l) = dim A.

Then s(I • B) = dim B and p(I, A ) = p(I • B, B).

Proof. It is w ell-know n that dim B = dim A + dim(B/mB), see, e.g., [M],(13.B). Moreover, if M is an A -m odule and the length l,(B /m B ) is finite, then1,(M OA B ) = le(B /m B )• 1A (M ) (see, fo r example, [HSV], lemma (1.28), p . 13).N ote tha t 4,(B/mB) = 1.

Putting M = 17(m q" + I ' ) with non-negative integers n and t and J := I • Bwe obtain M OA B 1 "1 3 /(m tln p +i ) B j nA n t + Jr: -1- 1 ) G ri (B )/ W u •Aid ) hence

(*) 1,(1"/(111'1" 1" +1 )) = 1B(.1 9( 1 r̀ r + i ) ) = 1B(CJI(B)/ntG(B)).

1032 Rfidiger Achilles and MireIla Manaresi

F o r t = 1 and n sufficiently large the lengths in (*) become polynomials inn o f degree s(/) — 1 a n d s(J) — 1 respectively. Thus s(/) = s(/ • B ) = dim A =dim B.

In order to prove the equality for the multiplicity note that by (1.3) 141, A) =e(G,(A)/mtG,(A)) for a ll large t. But (*) implies that e(G,(A)/mtG,(A)) = e(G,(B)/n`G,(B)) and applying again (1.3) we get the desired result.

2. Super-reductions of an ideal

For the construction of an ideal whose length equals the multiplicity of (1.2)we will need special generators of minimal reductions, in the sense of Northcott-Rees, with the property that their initial forms satisfy filter-regularity conditions.We will call such reductions super-reductions and we will prove that in a localring with infinite residue field every ideal has super-reductions.

We recall that for a submodule N of an A-module M and an ideal I of A

N :„,<I> = U (N 1") = { m e M lIn• m N for some n e N} .n>0

Variations of the following three lemmas are well known, see for example[Sa], ch . II, §1; [N 1 ] , § 3 ; [ZS], vol. 2 , ch . VIII o r [N 2 ], (22.1), (22.2), hencewe state them without proofs.

(2.1) Lem m a. L et A be a noetherian ring, let I be an ideal in A , a e I. Let0 = q, n • • • n q r n c i , n • • • n c i , be an dirre,..un..ant primary decomposition such thatpi = qi I f o r i = 1, r and p i = I f o r i = r + 1, t . Let N e N

be such that n q i 1 " .i=r+1

Then the following conditions are equivalent:i) 0 :A a g 0 :A </>>ii) a 0 p for a ll p e Ass A such that I g p;iii) if x e A, x 0 and x • a = 0 , then x / Iv ;iv) (0 :A a) n I N = 0;V) 0 :A <a> c, 0 :A <I>;vi) (0 :A <a>) n I N = O.

(2.2) Lem m a. L et A be a noetherian ring, let I be an ideal in A containedin th e Jacobson radical o f A ; le t a e I , le t a* be the initial form o f a in th eassociated graded ring G := G, A o f A with respect to I.

If O :G a* g 0 :G <G+ >, then 0 :A a g 0 :A <I>.

(2.3) Remark and definition. The condition of the preceding lemma 0:G a* g0 <G > h o ld s b y (2.1) if and only if (0 :G a*)n(c + ) v = 0 fo r some N 0 , orequivalently (I n :A a) (11" = I " fo r a ll n N + where 6 = deg a*.

After [S a ], p . 182 (see also [N ,] , p . 200, [ZS], vol. 2, p . 285, [N 2 ], (21.1))a n element a e I satisfying this condition is ca lled a superficial element withrespect to I. O n e also says that a* is a filter-regular element with respect to G .

Multiplicity f o r ideals 1033

W e recall tha t a sequence at, a : of elements o f G is s a id to b e afilter-regular sequence for G w ith respect to G+ i f

(cif, , at_ i )G :G g (ar, , , ar_ i )G :G <G>

for i = 1, s (see, for example, [SV 2 ], def. 1, p. 252).

(2 .4 ) Lem m a. L e t A be a noetherian ring, let I be an ideal contained inthe Jacobson radical of A , and let a e I. Denote by G+ th e ideal o f all elementsof positive degree in G = GI (A ) and by a* the initial form o f a in G . Put (5 =deg a*.

I f a is a non-zerodivisor and 0 :G a* g 0 :G <G4 >, then it holdsi) I :A a = P - 6 f o r all sufficiently large n;ii) in sufficiently large degrees the initial ideal Gi (aA, A ) of aA in G is equal to

a*G, that is Gl (aA, A ) <G> = a*G :G <G+ >.

P . Schenzel informed us th a t the assertion (ii) of lemma (2.4) remains truewithout assuming the element a to b e a non-zerodivisor. However, we needlemma (2.4) in order to prove the following lemma, which is important for (2.6)and for the induction arguments Of section 3.

(2 .5 ) Lem m a. L e t A be a noetherian ring, let I be an ideal contained inthe Jacobson radical of A , and let a e I. Denote by G+ t h e ideal of all elementsof positive degree in G = G I (A ) and by a* the initial form o f a in G.

I f 0 a* g O :G <G+ >, then i n sufficiently large degrees th e in itial idealGi (aA, A ) of aA in G is equal to a*G, that is, Gl (aA, A ) < G > = a*G :G <G>o r equivalently, Gl (aA, A), = a*G, f o r all relevant prime ideals p o f G.

Proof. Put A = A/(0 :A <a>), I = IA, 6 = G1 (71) = G7(71), and denote by a theimage of a in 271 and by a* the initial form of a in 6.

W e m ay assume th a t a 0 0, because in case a e O :A <a> (that is, a is nil-potent), then by (2.2) and the assumption 0 :G a* g 0 :G <G> w e have 0 :A a g0 :A < I> . By (2.1), i)<=> v), it follows 0 :A <a> g 0 :A <I> (that is, A = 0 :A <a> =

: A <I> ), hence I is nilpotent and then our lemma is obvious.

Consider the following commutative diagram of surjective graded naturalhomomorphisms:

G/a*G G/ei*G

if IiG/G,(aA, A) G/GATIA, A ) .

By lemma (2.1) and (2.2), our assum ption that the element a is superficialwith respect to I implies (0 :A <a>) n 1N = 0 for some N > 0. This means Gn 6 „for all n > N , hence [G/a*G]„ G AG A :A <a>, A) + a*G] n = [67a*6]„, and gi s a n isomorphism in la rg e degrees. B y assum ption a0 0 : A <a>, th u s a*0G,(0 :A <a>, A ) and a* is the image of a* in 6.

1034 Rikliger Achilles and Mirella Manaresi

Now G 1 (0 :A <a>, A ) h a s the sam e relevant associated prim e ideals as thezero ideal of G, since both coincide in large degrees. By our assumption 0 :G a* g0 : G <G+> the initial form a* avoids these p rim es. Consequently d* avoids allrelevant associated prime ideals o f 6, that is 0 :u Tek g O :6- <G+ >. N ote th a t ais a non-zerodivisor of A . Applying lemma (2.4) we get that f is an isomorphismin all sufficiently large degrees. If we summarize, we obtain that J o g = h o fis injective in large degrees, hence so is f , and the lemma is proved.

(2 .6 ) Proposition. Let (A , m) be a local ring, let I be an ideal in A and lets := s(1) > 0. Fo r a sequence of elements a1 , ..., a, of I the following conditionsare equivalent:i) the initial forms of a, in G. := Gi (A/(a i , a,_,)A) and in Gi /mG, are of degreeone and not contained in any relevant prim e ideal associated to the z ero idealof G. and in any highest-dimensional prime ideal of Gi /mG, respectively f o r all i =1, s (with the usual convention that f o r i = 1 we put (a1 , a i _i )A = 0);ii) the initial form ar o f ai i n G := G1 A i s o f degree one and not contained inany relevant prim e ideal associated to the z ero ideal o f Gr̀ := G/(at , ar_ i )Gand in any highest-dimensional prime ideal of G: /mG,* f o r all i = 1, s;iii) the initial forms a t , a , * o f a l , , a, in G are o f degree one and forma filter-regular sequence f o r G with respect to G+ ( that is, (at, ..., at_ i )G g(at , , at_ ,)G :G <G+ > f o r i = 1, s) and a system o f parameters f o r G/mG.

Moreover, i f s = dim A , then the above conditions are equivalent to:iv) the initial form s at, . . . , a: o f a1 , . . . , a, in G are o f degree one and are afilter-regular sequence f o r G with respect to G+

Proo f . i)<=> ii): W e show by induction on i that under the assumption of(i) or (ii) we have

(*) (Gi((a 1 , a1- 1 )A, A)), = (at, ar- i)Gp

for a ll relevant prime ideals p of G and iThe case i = 1 is trivial.Now as inductive hypothesis assume under (i) or (ii) that (*) holds for some

i < s. Then we want to prove that

(G1 ((a 1 , adA, A)), = (at, ..., at)G p

is true for all relevant prime ideals p of G . It is sufficient to consider only thecase w hen G. has not only irrelevant associated primes ideals, since otherwiseour statement is trivial.

Assume (i) and let di d eno te the initial form o f ai i n Gi . By assumptiondeg di = 1, w hich im plies that a, 0

j 2 + (a 1 , ai _i )A a n d deg a't = 1. Henceat 0 Gi ((ai , ai _,)A, A ) , s in c e GI ((al , ai _i )A, A) = (12 + (a 1 , ai _1 )A)/12 .It follows that the image of at in G. G /G ,((a l , ai _,)A, A) coincides with di .

Now assume (ii). Then by (*) the initial form a t avoids also all relevantprime ideals associated to the zero ideal of Gi . Since G. has not only irrelevant

Multiplicity f o r ideals 1035

associated prime ideals, it follows that at 0 a,_,)A , A ), that is a, 0 12 +(a1 , a,_ ,)A . Hence the im age of a t in G. coincides with ai .

N ote th a t b y o u r inductive hypothesis the relevant prime ideals of (i) and(ii) are the same, and, by assumption, a t o r its image in G. avoids these primes.By lemma (2.1) w e can apply lem m a (2.5) t o the ring A/(a i , a ,_ ,) A =: A 1_1

and to the image of a ; i n A 1_1 a n d we obtain

Gi (a,A ,_,, A ,_,), (4G , + G i ((a„, A),)/G,((a,, a1_1 )A, A)

for a ll relevant prime ideals p of G . By induction hypothesis we get

G,((a,, a,_,)A , A ), = at + (at, ..., ,

and our assertion (*) is proved.The equivalence of (i) and (ii) follows, since (*) im plies that for each i = 1,s the relevant prime ideals of Ass,(Gi ) and Ass,(Gn are the sam e, and we

know that the initial form of a, in G. coincides with the image of a t in G,. By(*) (G,), ( G n , for all relevant prime ideals p of G . It follows that (Gi /mGi ),(G*/mG7), for all these p r im e s . Hence the relevant prime ideals of AssG (Gi /mGi )and AssG (GP/mG,*) are the sam e. N ote that the highest-dimensional prime idealsare re levan t. Again, the in itia l form o f a, in Gi /m G, and the im age o f a t inGi /mG, coincide, since they a re bo th o f degree o n e . T h is completes the proofof i).=. ii).

iii): The statement follows by applying lemma (2.1), to Gik anda t for a ll i = 1, s.

N ow let us assum e s = dim A . W e prove that under this assum ption wehave:

iv) iii): T he condition s = dim (G /m G ) = dim G = dim A impliesAsshG (G/mG) g Ass G G . Since at is filter-regular, by (2.1) at avoids a ll relevantassociated prime ideals of G , hence all prime ideals of AsshG (G/mG) (which area ll relevant), hence dim (G/mG + G) = s — 1. O n th e o the r hand , a lso therelevant part of a', G has dimension s — 1. It follows that AsshG (G /m G + G) gAssG (G/at G).

W e can repeat the above argument for . . . , a:, hence a t, . . . , a,* are asystem of parameters for G/mG.

(2 .7 ) Definition. Let (A, in) be a local ring, let I be a n ideal in A and lets = s(1).

A sequence of elements a„, ..., a s o f / satisfying the equivalent conditionsof prop. (2.6) will be called a reduction sequence for I .

If s(/) = dim A d , a reduction sequence a l , ..., a d fo r I will be called asuper- reduction fo r I if fo r every relevant highest-dimensional prim e ideal p ofG = G1 (A) and d(p):= dim G/(mG + p) the initial form s at, . . . , a:to ,) a re a systemof parameters fo r GI(mG + p).

If I is m-primary, then the notions of reduction sequence and super-reductioncoincide with that of a superficial system of parameters for I in the sense of [Sa],p . 185.

1036 Radiger A chilles and Mire lla Manaresi

The next result (2.8) gives some more properties of super-reductions, whichjustify the name.

(2 .8 ) Proposition. Let (A , m, k) be a local ring (with infinite residue f ield k),le t I b e an ideal in A and le t a l , . . . , a, b e a reduction sequence of I. T h e ni) a 1 , . . . , a, f orm a m inim al base for a m inim al reduction of I;ii) s(1/(a 1 , . . . ,a i )A )= s — i f o r all i = 1, s;iii) a1 , . . . , a, are a filter-regular sequence f o r A w ith respect to I , that is

(a1 , , :A ai g (a 1 , , ai _i )A <I> f o r all i = 1, s;

iv) if we put ao = (0) : A <1> and ci i := (a1_1 + ai A) : A <I> f o r i = 1, s — 1 thenai + , p f o r all p e Ass(A/a i ) and f or all i = 0, , s — 1.

Pro o f . i) It follows by (2.6) (ii) tha t the initial forms of a„, ..., a, in G/mGa r e a system of parameters o f degree o n e . T hen by [NR] § 5, lemma 1 and[NR], §4, th . 2 (o r [H I0 ], prop. (10.17), P . 61) the statement is clear.

ii) Recall that s = s(/) = dim(G/mG) and assume that s 1. By (2.6) (i) theinitial form o f a , avoids all highest-dimensional prim e ideals o f Ass,(G/mG),w hich cannot be irrelevant since their dimension i s positive . It follows thats(1/a 1 A )= dim(G 2 /mG2 ) s ( I ) — 1. I f s(/) = 1 th e last inequality m ust b e anequality. W e w ill show that th is is a lso true in the case s(/) > 2.

B y th e proof o f (2.6) (*) w e know tha t AssG (G2 ) a n d AssG (GD have thesam e re levant prim e idea ls a n d b y (2.6) (ii) dim GIK/mG = s(/) — 1, hences(1/ a, A) = s(I) — 1, because every highest dimensional associated prime ideal isrelevant, as we assumed s(/) > 2 . We have the conclusion by applying the sameargument step by step.

iii) A pply th e a rg u m e n t o f lem m a (2.2) t o M a i , , ai _i )A and G . =GI (A l(a,,...,a,_,)A ). B y (2.6) the in itia l form o f ai in G . a v o id s a ll relevantprime ideals of AssG G , hence it is filter-regular with respect to Gi +.

iv) It follows by (iii) and (2.1) (ii).

(2 .9 ) Theorem (existence of reduction sequences and super-reductions). Let(A, m, k ) be a local ring with infinite residue f ield k , le t I b e an ideal in A , let

..., b , be a m inim al set of generators of I and let s:= s(I).

P u t a,:= auk; f o r i = 1, s, (au) e A'̀ . Then there ex ists a n o n empty

Zariski open subset U of le such that if the im age of (au ) is in U, then a„,a, are a reduction sequence o f I o r, if s = dim A , a super-reduction o f I.

P ro o f . By [NR], §5, th . 1, there exists a Zariski open subset U, of k " suchth a t if the im ages of (au ) e /15` a re in U , then a1 , . . . , a , generate a minimalreduction o f I and they are a m inim al basis by [NR], § 4, th . 2. This impliesth a t the initial forms o f at i n G a n d in G/mG a re o f degree one (see [H I0],prop. (10.17), p . 61).

By [NR], §2, lemma 3, the elements a1 , . . . , a, can be extended to form am inim al base of I. T his means ai m I , hence a, I 2 f o r a ll i, th a t is a t has

Multiplicity for ideals 1037

degree 1. At the same time if ai E I n + (a1 , ai _i )A for n > 2, reducing modulom / w e can express ã e O n / b y a linear combination o f 5 1 , ..., e //m/,which is a contradiction. This means that the initial forms of a; in G. and Gi/mG;

are of degree one.W e have the property (2.6) (i) for a l if th e initial forms of a l in G 1 (A ) and

in GI (A)/m• GI (A ) a re not contained in any relevant prime ideal associated tothe zero ideals of these r in g s . So we have to avoid a finite number of relevantprime ideals p i , ..., p ,„ in Gi (A).

Let ,/iI be such that p i CI (/// 2 ) = ./i /1 2 . Clearly Ji 0 I because p i is rele-vant. By Nakayama's lemma this implies (Ji + ml)/m1 c 1/m1. Since k is infinite

V:= U (J, + mI)/mI c 1/m1 le and le — V is a non empty Zariski open subset.1=1

If the images of (an , a„) in le are not in V, then a l := E a l i bi satisfies (2.6) (i).

Applying the same argument to the image of a 2 i n Ala i A and so on, onecan show that there exists a n o n empty open subset U 2 of kst such that if theimages of (au ) E A" a re in U 2 , then a1 , ..., a, satisfy property (2.6) (i) (for moredetails see [ZS], proof of lemma 5, ch. VIII, §8 and [AV 1 ], proof of Hilfssatz 3).

If s = dim A , for the construction of a super-reduction the initial forms of..., a, m ust only avoid another set of finitely many relevant prime ideals of

G . But this can be done a s above.

3. Computation o f multiplicity by super-reductions

In this section we will use super-reductions of an ideal I of maximal analyticspread a n d som e intersection algorithms, which a re loca l counterparts of theStiickrad-Vogel intersection algorithm, in order to compute the multiplicity u(I, A).

If the local ring A arises from a geometric intersection in projective spaceas considered by Stiickrad-Vogel, then our multiplicity coincides with their inter-section number, hence, by van Gastel, w ith th e multiplicity o f a distinguishedvariety in th e sense o f [F].

(3 .1 ) Intersection algorithms fo r a reduction sequence. L e t (A, m, k) b e alocal ring, let I be an ideal in A of maximal analytic spread s(/) = dim A = d > 0and assume a1 , ..., ad t o b e a reduction sequence for /.

L Intersection algorithm in AW e p u t a , := (0) <I> and ai _, + ai A = a1 fl 1)1, i = 1, ..., d where a ; (resp.

61) i s the intersection of those associated prim ary ideals o f a1_1 + ai A whoseprime ideals do not contain (resp. do contain) I or the ring if there are no suchprimary ideals.

W e observe tha t ai = (a,_, + ai A):, <I> for i = 1, d and ad = A.

2. Unmixed intersection algorithm in ADenote by U(J) the intersection of all highest dimensional associated primary

ideals o f th e idea l J. S e t a' 0 := U(0) <I> a n d fo r e a c h i = 1, d put

1038 Riidiger Achilles and MireIla Manaresi

U (a' + a i A) = a ' fl b' i where a', (resp. b',) is the intersection of those associatedprimary ideals of U(a',_, + at A ) whose prime ideals d o not contain I (resp. docontain I ) or the ring if there are no such primary ideals.

As above one observes that = + ai A):A <I> for i = 1, ..., d; a' dA . M oreover, by considering dimensions, one obtains b', = A fo r every i =1, d — dim(A//) — 1.

3. Intersection algorithm in G = GI ALet a t , ..., act be the initial forms of a l , . . . , a, in G and let G+ := in 1,1+1 .

n>1Put a o := (0) :6 <G> and for each i = 1 , ..., d let a 1_1 + at G = a, n k, where a,(resp. f),) i s the intersection of those associated primary ideals of + a r Gwhose prime ideals do not contain (resp. do contain) G , or the ring G if thereare no such primary ideals.

W e observe th a t a i = (a i _1 + G) :G <G> f o r i = 1, d. Moreover werem ark that at is relatively prime to a,_1 f o r i = 1, d.

F o r i = 1 th is is c lear by (2.6) (ii); for i > 1 the assertion follows also by(2.6) (ii) because a, and (ar, at)G have the sam e relevant associated primeideals and fo r every such a prim e ideal p it h o ld s ä 1 G (at, ..., ar)G p , orequivalently, (ar, , anG :G <G> = ai for i = O. .... d — 1. This can be provedby induction, the case i = 0 being clear. In fact, assume a i _i G = (ar,for a ll relevant prime ideals of G, then ä 1 G + a r G = (a', , a n G p .

4. Unmixed intersection algorithm in GPut a', = U(0. G) :G <G + >, and for each i = 1, ..., d set U(Et_ i + aN ) = n

where à (resp. is the intersection of those primary ideals of + at Gwhose prime ideals do not contain (resp. contain) G+ o r the ring G if there aren o such prim ary ideals. A s in (2), one has b = G for every i = 1, d —dim(A//) — 1.

(3.2) Proposition. With the same assumptions and notation as in (3.1) we havei) ad _i 0 A , that is, bd is m-primary;ii) = U(a,) f o r i = 0, d — 1;iii) a1+ 1 p f o r all p E Ass(A/a' i ) and for all i = 0 , .. . , d — 1;iv) b'd = b d , in particular length(A/b d ) = length(A/b' d ).

P roo f i ) Assume that already a, = A for t < d. Then by a similar calcula-

tio n as in [A M ], proof o f theorem (2.2) iv) i), w e ob ta in I g n Rad b, =i=1

Rad(a o + (a 1 , ••., ai )A). Clearly / g Rad 1)0 . T h i s implies

I g Rad(a o + (a1 , , a ) A ) n Rad 1)0 = Rad((a, n Rad 6 0 ) + (a1 , at )A)

= Rad(Rad(a o n bo ) + (a,, at )A ) = Rad((a i , • • • , at)A)),

hence Rad ! = Rad((a i , ••• a,)A )). It follow s sa 1(a l ,...,a,)A) 0 contradicting(2.8) (ii).

Multiplicity f o r ideals 1039

ii) For i = 0 there is nothing to prove. Assume by induction that we have= U(a,_,) for some i < d and w e w ant to prove that a ', = U(a,).

L e t (r-) q = a ' 1_1a , _ , = ( r-) qi ) n cii) b e irredundant primary de-j=1 ;=-1 (j=r+1

compositions and let p f = ,F(i . W e have

+ a,A = n NA P p = nr O P » a i)) n n.„ 1 j=r+1

, (Pi, ai))

and N/U(a,_, + aiA )= n o p » ai ) since by (i) and (2.8) (iv) dim. \ /(p i , ai ) < d — i

for each j = r + 1, t. Hence the highest dimensional primes of (1. 1_1 + ai Aand U(a',_, + ai A) are the same, they are precisely the (d — i)-dimensional primes

belonging to n a d . Let p be such a prime and consider U(a',_, + ai A ), =

U((a',_„), + aj A p ) and (a 1_1 + ai A ), = (a1_1 ), + ai A ,= (a' 1_1 ), + ai A p . It followsU(a',_, + a,A )= U(a i _, + a i A ) = U(a i n b d . S in c e U(a',_, + ai A )= a', (lb', w ehave U(a, n b,) = a', n b' i ; hence U(a 1) = a',.

iii) This follows by (ii) and (2.8) (iv).iv) From (i) and (ii) we h a v e a , = U(ad _1 ) and this ideal has dimension 1.

By (iii) we know that ad is relatively prime to a' d _1 , hence a' d-1 ad A = a' d nb' d ism-primary, therefore a' d = A.

O n the other hand ad _, = U(a„_,) = 0'd _1 , hence bd = b' d .

An analogous result to (3.2) is true for the intersection algorithm in G =namely:

(3.3) Proposition. With the same assumptions and notation as in (3.1) wehave:i) 0 G , that is , bd is primary with respect to th e homogeneous maximal

ideal of G;ii) = U(ii i ) f o r i = O. .... d — 1;iii) at+ , p f o r all p e Ass(G/Zi'd and f or all i = 0 , .. . , d — 1;iv) = bd, i n particular length(G/I;' d ) = length(G/li d ).

Proof. This follows in the same way as (3.2).

(3.4) L em m a. With the same assumptions and notation as in (3.1) f or all re-levant prim e ideals p of G = G I (A ) and i = 1 , ..., d it holds

A), = A), = à1 1 G, = (at— ,

or equivalently,

[G,(a i _i , A n n = Ana= P i , = [(at,..., at-i)G],

f o r all large n.

Proof. The proof of the lemma is done by induction on i, the case of i = 1

1040 RUdiger Achilles and MireIla Manaresi

being trivial except for the equality [G,(a o , A)]„ = 0 for n » 0 . B ut Gl (ao , A) =G1 (0 :A <I>, A) = 01„, 0 ((0 :A <I>) n in + r" )11-'1 is a ls o z e ro in la rg e degrees,since (0 :A <I>) n = 0 for a ll n » 0.

N ow le t 2 < i < d . It follows immediately from the definition o f ai i - 1

th a tfor a ll relevant prime ideals p of G one has

= (-11_2+ ,

and using our induction hypothesis ai_2G, = (af , , 2 )G we get

= (at , , ar_i )G„, .

The equality Gi ((a 1 , , a;_,)A, A ), = (at ,. . ., 4 , ) G has already been proved, see(*) in the proof of (2.6).

It remains to show tha t [Gi (a,_,, A)]„ = at.i)G],, for all n » 0 . Let2 i <d and assume by induction that G1 (a1_2 , A ), = (4 ,...,4 _ 2 )G, for all rele-vant prime ideals p of G . Consequently at_, avoids all relevant associated primeideals of G1 (a,_ 2 , A ), since by our assumption o f a reduction sequence (see (2.6),(2.7)) ar_, is not contained in any relevant associated prime ideal of (at, ..., at_2 )G.N ote th a t the initial form of (ai _, + (11_2 ) e A/a,_ 2 i n GI (A/ct1_2 ) coincides withthe im age of a t . , in G/G1 (ai _2 , A) G1 (A/a,_ 2 ) (see the proof o f (2.6)). Henceby lem m a (2.5), app lied to A/a1_2 , w e g e t th a t the surjective graded naturalhomomorphism

(1) GAG1(ct1- 2, A) + at_,G) —> GAA/cti _2 + a i _, A)

is a n isomorphism in large degrees.Now le t us consider the surjective graded natural homomorphism

(2) G1(A/ai_2 + G,(A/((a,—, + ti ; _,A): A <I>))= G,(Ala,_ i )

G/G1 (a1_1 , A) .

Since ((a 1_2 + ai _, A): A <I>) n = a i _2 + ai _, A for all large n, also (2) is a n iso-morphism in a ll large degrees. Combining (1) and (2) we get

[G,(a i _2 , A) + = A)]„ for a ll n » 0 .

From this we obtain by our induction hypothesis [G1 (a i _2 , A)]„ = [(al% , at_2 )G]„the desired result [(at,...,4_ 1 )G],, A)]„ for a ll large n.

(3 .5 ) Lem m a. L et (A, ni) be a one-dimensional local ring, let q be an m-primary ideal of A , and let a e q generate a (minimal) reduction o f q. Denote byG = G,(A) the associated graded ring of A with respect to the ideal q, by G+ theideal in G generated by all elements of positive degree, and by a* the initial formo f a in G . T hen for the S am uel multiplicity it holds

e(q, A) = e(a, A) = e(a*, G) = e(G + , G) .

Pro o f . Since a generates a reduction of q, there exists a n N e N such that

Multiplicity f o r ideals 1041

(aA). _ (in fo r a ll n N . Hence (a*G)• (G+ )" - 1 = ( G T , th a t is , a*G i s areduction o f G+ .

By [NR], §1, Thm. 1, it follows that e(q, A) = e(a, A ) and e(a*, G) = e(G + , G).O n th e o th e r hand , lengthA (A/qn) = lengthG (G/(G+ )n), w hich im plies e(q, A) =e(G+ , G).

( 3 .6 ) Proposition. W ith the same assumptions and notation as in (3.1) we have

lengthA (A/b'd ) = length A (A/13„) = lengthG (G/G,(bd , A)) = lengthG (G/fid )

= length G (G/b'd ) .

Pro o f . The first and the last equalities a re a consequence of (3.2) and (3.3)respectively. The second equality follows from the fact that G/Gi (b,, A)L-'G,(A/1),)is the associated graded ring of an artinian r in g . W e will prove the remainingequality by proving that length G (G/bd ) = length A (A/bd ).

By (3.1) (3) Gil-id = G/(ad _, + a: G); moreover by (2.6) (ii) and (3.3) (i) G/ad _,is a one-dimensional local ring and the im age of a , in th is ring is a non-zerodivisor, hence lengthG (G/bd ) = e(a:, G/a d _i ). B y th e additivity formula for themultiplicity (see, for example, [N 2 ], (23.5)) we have

e(a:, = oat G/p)• length(G/a,_,), .pEA,,,b,;(Grad o

W e observe that, since deg a: = 1 , th e ideals a d - 1 + a: G a n d ad _ , coincidein degree zero , hence [ a d - I ] 0 i s (m//)-primary. T h is im plies tha t every p eAsshG (G/ad _i ) is relevant.

Moreover, we know by (3.4) that for all relevant prime ideals p of G = G, Aw e have A ), = ãd_1 GP , hence AsshG (G/ad _,) = Assh G G,(A/a d _,). There-fore

lengthG(G/bd) = E oa:, G/p)• length(G/G,(a d _,, A)) p

p e AsshG(G/(A/aa-1))

= e(a G,(A /a,_,)).

Since the image of a : in GI (A /a,_,) coincides with the initial form of a„ in thisring, by lemma (3.5) e(a:, G I (A /a,_,)) = e(a,, A /a,_,).

W ith th e same argument used above we have e(a,, A/a d _i ) = length A (A/bd )and the conclusion follows.

( 3 .7 ) Lemma (Additivity of unmixedsame assumptions and notation as in (3.1),U(0. G) :G < G+ > = q ,n • • • n qr a n d defineJ r j 1 , i 1, ..., d, where (resp.ideals o f a' + G whose prime idealsring G if there are no such primary ideal

Then length(G/b'd ) = E length(G/Ii' d ,i ) .

Furthermore, assume that the sequence a l , . . . , a, is a super-reduction of I. Ifq; does not contain a pow er of mG, then ;', J = G.

intersection algorithm in G). Under theconsider a primary decomposition a' 0 =a' o . ; := + G) =

is the intersection of those primarydo not contain (resp. contain) G+ or thes.

1042 R adiger Achilles and MireIla Manaresi

Proof. The first part of this lemma is an algebraic formulation of the wellknown fact that the Stiickrad-Vogel intersection algorithm is additive . A n alge-braic proof can be obtained by using th e additivity form ula [N 2 ], (23.5), forSamuel's multiplicity. W e prove only the second part.

Under the assumption of a super-reduction we have to show that if = qj

does not contain a pow er of mG, then = G.L et u s a ssum e th a t Rad(q j ) m G a n d le t t := dim G/(qj + m G ). Clearly

t < dim G/mG = d. W e w ill show that = G fo r som e i < d , which implies= G.Assume j 0 G for all i = 0, ..., d — 1, then dim(Ggi' i , j ) = d — i by (3.3) andj + a :G is zero-dim ensional. Hence [Ft'd _i ,j + a :G ] 0 = [Zi'd _,, j ] , m ust be

(m//)-primary, tha t is, mGBy our assumption of a super-reduction dim(G/q j + mG + (at , . , 4 )G )) = 0,

therefore G+ g Rad(q + mG + g j), which contradicts thedefinition of Et'd _i ,j .

(3.8) Theorem (Computation o f i t by super-reductions). L e t (A, m ) be alocal ring, let I be an ideal in A of m axim al analytic spread s(I)= dim A = d > 0and assume a 1 , . . . , ad to be a super-reduction f o r I. W ith the same notation asin (3.1), one has

MI, A ) = length,(G/ii' d ) = length G (G/f)d ) = length,(A/b d ) = length A (A/b' d ) .

In particular these lengths are independent on the choice of a super-reduction f or I.

P roo f. By lemma (3.7) we have length(G/' d ) = E length(G/li' d ,j ), where the

sum has to be taken only over those j such that qj m ` G . Hence length(G/i;',)can be calculated by applying the intersection algorithm to G/m`G instead of G.But the im ages of a t , . . . , a: in G/m`G a re a system o f parameters fo r G/tifGs in c e dim(G/mtG) = d a n d dim((G/mEG)/(af ,..., an • (G/mIG)) = dim(G/(m`G +(a f,..., )G)) = dim(G/(mG + a:)G)) = 0 b y th e property o f a 1 , . . . , ad

being a minimal base for a minimal reduction of I (see [HI0], prop. (10.17)). By[BV], prop . 1, it follows that

length(G/6' d ) = e((at,.. , an- (G/m`G), G/m I G) .

W e observe th a t the images a?, . . . , a ‘° o f a t , . . . , a'id` in G/m G generate a

reduction of the maximal homogeneous ideal la = $ 1 2 /m12 a of G/mG,since a l , . . . , ad g ene ra te a reduction o f I. Namely, if (a1 , , ad )A • In-

1 = I"for some n > 1, then (a?, , a) Ia n = 0 i n + 1 / m i n + 1 Conse-quently, for each prime ideal p e AsshG (G/mG) the im ages of a t , . . . , a : in G/generate a reduction o f th e homogeneous maximal ideal o f G /p . T h is can beseen from the epimorphism G/mG —> G/p.

Since a reduction o f a primary ideal has the same multiplicity as the ideal,we have egat , , an • (G/p), G/p) = e(G/p), where e(G/p) denotes the multiplicityof the maximal homogeneous ideal o f G /p . Hence by [N 2 ], (23.5),

Multiplicity f o r ideals 1043

e((at , , an • (Glm`G), G Im i G) = e(G1p)• length G((G/mrG))p E AsshQ (G/ mG)

= e(Glm`G) .

By (1.3) e(Glm`G) = W I, A ), which finishes the proof.

(3 .9 ) Remark. O ne can always use super-reductions fo r the computationof MI, A ) . In fact, if the residue field k of A is infinite, then by (2.9) there existsuper-reductions for I. If k is finite, then (1.5) applied to the flat local homomor-phism A A (X ):= A [X ]„, m , where X i s a n indeterminate (see [N 2 ] , p. 18),sta tes tha t p(I, A) = 1.2(1 • A(X), A(X)), hence o n e c a n u s e a super-reduction of1. A (X ) to com pute 1.1(1, A).

N ow w e w ant to show tha t if the local ring A arises from an intersectionin P", th en th e multiplicity p i coincides with the Stiickrad-Vogel intersectionnumber o f a distinguished variety of intersection. W e w ill u se th e followingnotation (see also [V ] o r [AM]).

(3 .10 ) Notation. L et P" := r k b e the n-dimensional projective space overan algebraically closed field K . Let X , Y be pure-dimensional closed subschemesof P" without embedded components. Let 1(X ) c K [x 0 , , x n ] =: R x and /(Y)' OEK[y 0 , , y n ] =: R y b e th e largest (homogeneous) defining ideals o f X and Yrespectively, let 1(L):= (x, — yo , , x„ — y„) K [ x c„... , x „, 0 , , y „] =: R be theideal of the "diagonal" L.

In order to have a convenient notation for generic linear forms we introduce(n + 1)2 independent variables u u ove r K for i, j = 0, n.

L et k be the algebraic closure of K(u o o ,..., u„„), let := X x K K and for

i = 0, , n put /, := — y; ) e := R O K K.

W e say that a subvariety (i.e. a closed irreducible and reduced subscheme)o f p 2 n +1 =: Proj R is K -rational if it is defined over the ground field K.

In [SV ,] and [V ] S tilckrad and Vogel constructed a collection W(X, Y ) ofsubvarieties C of X (1 V, and defined intersection numbers j(X , Y; C) in order tostate a refined theorem o f B ezo u t. B y [v G ] it is k n o w n th a t the K-rationalcomponents of the Sttickrad-Vogel cycle are exactly the distinguished subvarietiesof the intersection of Fulton-MacPherson's theory.

(3 .1 1 ) Corollary. L e t X an d Y be pure-dimensional closed subschemes ofP I without embedded components, le t C be a K -rational element of W (X , Y ) andlet j(X , Y ; C) denote the Stiickrad-Vogel intersection number of X and Y along C.

Let A := (R11(X )k + 1(Y )R1,I (C )R +I(L )1 2 5 le t m b e its m ax im al ideal; le t I :=1(L)A and r = dim A — 1 = dim X + dim Y — dim C . L e t G :=G 1 A.

Then the following conditions hold:i) the images of 1 0 ..... Ir in A are a super-reduction of I;ii) j(X , Y ; C) = ii(1, A);iii) e(G 1m G ) j(X , Y; C) e (G ) and j(X , Y ; C ) = e(G ) i f an d on ly i f C i s an

irreducible component of X n Y

1044 Riidiger A chilles and Mire lla Manaresi

Pro o f . i) Since C is K-rational, all the ideals involved in th e definition ofA are defined over K . B y an argum ent as in [V ], proof o f (2.7) (i), one cansee that the images (resp. initial forms) o f 10 , 1 , . in the rings considered in(3.6) satisfy the prime-avoidence conditions of (3.6).

ii) It follows immediately by (i) and theorem (3.8).iii) It follows by (ii) and (1.4).

The following examples illustrate the application of super-reductions and ourmultiplicity p i to intersections in projective space.

(3 .12 ) E xam ple . Let X ' OE P i b e the non-singular curve of Macaulay givenparametrically by Is4 , s3 t, st3 , ell . L e t X P t b e the projective cone over X 'and le t I(X ) c K [x o , x 1 , x 2 , x3 , x4 ] =: R b e the defining ideal of X , th a t is,

/(X) = (x 0 x 3 - x 1 x 2 , 4 x 2 - x , x i xi - x3, x o xi - x l:x 3 ) •

Let Y c P t( b e the p lane defined by th e ideal /(Y) = (x0 , x 1 ) in R . Theintersection X n Y is precisely one line, say C1 , given by 1(C 1 ) = (xo , x l , x2 ). By[SV ,], §4 , and [A M ], (2.2), it is know n that also the embedded point C 2 givenby 1 (C2 ) = (X 0 , x l, X 2 , X 3 ) contributes to the intersection.

Hence we consider the local rings A , = (R//(X)), ( c i ) a n d A 2 = (R//(X ))/ (C2)•

We want to determine super-reductions for /1 = /(Y) • A , and / 2 = /(Y) • A 2 . Byusing the computer program CoCoA [GN] we obtain

G := I(X ))

= K [x o , x l , X2, x3 , x 4 , TO, T1]/(x0, X1, XL X3 To - x 2 T1 , xi T., x 2 T02)

where under the epimorphism (R/I(X) + 1(Y))[T0 , -> G the indeterminatesof degree one are m apped onto the residue classes of x i i n G1 .

Consequently Qi i (A1 )/m, Gi i (A 1 ) K(x 3 , x4 ) [T, ] a n d G12 (A2 )/m2 G12 (A2 )K(x 4 ) [T 0 , T1 ] , tha t is, s(I 1 ) = 1 and s(12 ) = 2.

The primary decomposition of the zero ideal of G is given by

(X0, X1, XL X3 To - X 2 T,, x iT0 , X2 T02 , T03 ) n (x0, xl, x2, x3)

with associated prime ideals p, = (x0 , x l , x2 , T o) and P2 = (X0, X1, X2, x3).

Considering the associated prime ideals of the zero ideal o f G one obtainsthat the image of x 1 i n A , is a super-reduction for I s in c e T1 0 p i a n d T1 0 P2;whereas that of x o is n o t s in ce To e Pi.

In A 2 the sequence x l , x o is a super-reduction for 1 2 because T1 p i , T1 0 P2

and To avoids the only relevant associated prime ideal of G/T,G, which is gener-ated by (xo, xl, x2, x3, T1 ). However, the sequence xo , x 1 is not a super-reduction(and no t a reduction sequence) for 1 2 , since To E p,.

N ote tha t in order to calculate the intersection numbers one m ust n o t dothe jo in construction, since Y i s a linear com plete intersection, s e e [AV2 ],theorem 1.

Having super-reductions the intersection numbers of C 1 and Cy can be easilycalculated:

Multiplicity f o r ideals 1045

Y; = 11(11, A 1 ) = length(A /x, A , )

= length ((K [x o , .X1, X2, x3, x4]/(x0, x1, X1))(x,,,x,,x 2 ) ) = 3

and

j(X , Y; C2 ) = A2) = length(A 2 /((x, A2 : <12>) X 0 A 2 ) )

= length((K[x o , x 1 , x 2 , x 3 , x 4 ]/(x0 , x l , x2 , x 3„(x0,..1,..2,x3)) - 1

(3 .13 ) E xam ple . Let X c P t be the surface given parametrically by Is', s2 t,stu, su(u - s), u 2 (u - s )} and let I(X ) c K [x o , x l , x 2 , x 3 , x4 ] R be the definingideal of X , tha t is,

I(X) = (x, x4 - x 2 x 3 , xo x, x 2 - x o xi + xlx 3,

x 0 x 2 x 3 - x 0 x 2 x4 + x 1 x3,x 0 x 3 x4 - x o xi + x3).

By Hartshorne [Ha], who studied the surface X first, it is know n that Xhas an isolated singularity at P = (1, 0, 0, 0, 0).

Let Y OE 1 1 b e the line w ith defining ideal /(Y) = (x 2 , x3 , x4 ). Note thatthis line is completely contained in X and passes through the singular point Pof X . By [AM], (2.4) we know that P contributes to the intersection of X andY In order to calculate its intersection number j(X , Y; P) we consider the localring A = (R/I(X)) 1 ( , ) and determine a super-reduction of I = I(Y )- A.

By using the computer program CoCoA [GN] w e obtain the kernel J ofthe epimorphism (RII(X) + 1(Y )) [T2, T3, T4] -> Gi(y)(k / (X ) ) , where the indeter-minates T are mapped onto the residue classes of x, in G10 ,,(R /1(X )). The idealJ has the following form:

J = (X2, X3, X4, Xi T4, XoXi T2 ± Xi T3, Xo T2 T3 - Xo T2 T4 ± Xi T32 , X0 T3 T4 - X0 T42 ) .

It is not too difficult to find the primary decomposition

J = (x 0 , x i , X2, X3, X4) n(x 1 , X2, X3, X4, T3 - T4) n (X2, X3, X4, T4, X0 T2 + X iT3) .

H e n c e G = GI (A) = (A/1)[T2 , T3, T4 ]/(.TC1, T3 - T4) n (T4 , x0 T2 + T 3 ) andG/mG = (A/m)[T2 , T3, T4]/(T3 - T4) n (T2 , T4 ) so tha t s(/) = dim(G/mG) = 2.

N ow it is easy to see tha t in A the sequence x 3 , x 2 i s a super-reductionof 1, since the sequence of initial forms T3, T2 avoids the prime ideals requiredby the definition. Hence we obtain

j(X , Y; P) - 4u(1, A) - length(G/f) 2 ) - length((A/m) ET2, T3, T414 T2 , T3, T4 ) ) - 1 .

However, x 2 , x 3 i s n o t a super-reduction but a reduction sequence o f I.Thus our intersection algorithm (3.1) can be applied to x2 , x 3 o r T2, T3 as well,but one obtains an ideal of length 2.

In the same way it can be calculated that also the so-called empty subvariety0 defined by 1(0) = (x o , x,, x 2 , x3 , x4 ) has to be counted w ith j(X , Y; 0) = 1.

By the refined theorem of Bezout (see [V ], (2.1)) it follow s that (e(X , Y ) =

1046 Rfidiger Achilles and Mire lla M anaresi

{Y, 13 , Q, 0 }, w h e re Q i s a p o in t n o t d e f in e d o v e r K ( s e e [A M ], (2.4)) with

i(X , 17 ; 12 ) = 1 .

DIPARTIMENTO DI MATEMATICAUNIVERSITÀ—P.ZA DI PORTA S. DONATO, 51-40127 BOLOGNA, ITALYFax 0039 51 354490E-m ail: [email protected]

[email protected]

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