are early grammatical and phonological working memory abilities affected by preterm birth?
TRANSCRIPT
Are early grammatical and phonological working
memory abilities affected by preterm birth?
Alessandra Sansavini a,*, Annalisa Guarini a, Rosina Alessandroni b,Giacomo Faldella b, Giuliana Giovanelli a, Gianpaolo Salvioli b
a Department of Psychology, University of Bologna, Italyb Institute of Neonatology and Pediatrics, University of Bologna, Italy
Received 23 January 2006; received in revised form 6 June 2006; accepted 16 June 2006
Abstract
There have been few investigations of the effects of very immature preterm birth on specific
linguistic competencies and phonological working memory at preschool age. Study 1 aimed to
investigate early grammatical abilities in very immature healthy preterms, taking into account
their cognitive development and biological and social factors. The linguistic and cognitive
differences found between preterms and fullterms led to investigate in Study 2 the role of
phonological working memory on preterms’ grammatical development. Very immature preterm
birth resulted to affect grammatical, cognitive and phonological working memory abilities until
3.5 years leading to persisting difficulties in comparison with fullterms, albeit not severe deficits.
Tight relations between phonological working memory and grammar were found both in preterms
and fullterms, that highlights the reciprocal support of these abilities in development. A partial
compensatory effect by the maternal level of education on preterms’ grammatical and cognitive
abilities was also found.
Learning outcomes: The reader will become familiar with the relations between grammatical and
phonological working memory abilities in typical and preterm 3.5-year-old children.
# 2006 Elsevier Inc. All rights reserved.
Journal of Communication Disorders 40 (2007) 239–256
* Corresponding author at: Dipartimento di Psicologia, Universita degli Studi di Bologna, Viale Berti Pichat, 5,
40127 Bologna, Italy. Tel.: +39 051 2091879; fax: +39 051 243086.
E-mail address: [email protected] (A. Sansavini).
0021-9924/$ – see front matter # 2006 Elsevier Inc. All rights reserved.
doi:10.1016/j.jcomdis.2006.06.009
1. Introduction
Over the last 15 years medical progress has made possible the increasing survival of
very immature preterm newborns (gestational age < 33 weeks, birthweight < 1500 g). At
the same time, perinatal complications and cerebral damage are increased, because of both
the higher immaturity (frequently associated with respiratory, infective or cardiovascular
perinatal complications) and the consequent long hospitalization (Volpe, 2001). Our paper
aims to investigate the effects of very immature preterm birth, without cerebral damage, on
early grammatical and phonological working memory abilities, taking into account
cognitive development. Indeed, there have been few investigations of the effects of very
immature preterm birth on specific linguistic competencies at preschool age. In addition,
the role of phonological working memory on grammatical development has rarely been
investigated in at risk populations such preterm children.
Very immature preterm birth constitutes a biological risk factor, even in absence of
cerebral damage, since it occurs in a period sensitive for the development of the central
nervous system (CNS). Indeed, between 23 and 40 weeks of gestation an extensive
maturation of the brain occurs. Brain volume and cortical folding increase with gestational
age at different rates in different regions of the brain (Counsell, Rutherford, Cowan, &
Edwards, 2003), glial cells migrate from the germinal matrix and reach the cortex around
30 weeks of gestation (Maalouf et al., 1999), dendrites are growing and synapses start to
develop (Ferrari, Sturloni, & Cavazzuti, 1982). As the CNS is forming, sensory systems
develop as well. The auditory system starts to function at about 25 weeks of gestation and
its reactivity stabilizes around 32 weeks (Kisilevsky, Hains, & Low, 1999). Discrimination
of two auditory stimuli begins in fetuses and preterms between 30 and 36 weeks and
preferences for familiar linguistic stimuli appear between 34 and 39 weeks (Cheour-
Luhtanene et al., 1996; DeCasper, Lecanuet, Busnel, Granier-Deferre, & Maugeais, 1994;
Giovanelli, Sansavini, & Farneti, 1999).
Furthermore, preterm birth exposes an immature CNS to external stimuli (those of the
neonatal intensive care unit—NICU) which are frequently invasive, non-contingent and
disorganizing and cause instability to autonomic and motor systems, state organization,
attention and self-regulation (Als, 1992). Indeed, many changes have been made in the NICU
to enhance the physiological stability of these infants, to limit invasive stimulations and to
promote an early relationship between them and their parents. However, high immature
preterms require prolonged medical interventions (e.g., to assure alimentary, respiratory and
cardiac functions) which result in an artificial and often painful environment.
It may thus be assumed that these adverse biological and environmental conditions
affect the development of brain functions and structures and, consequently, the
development of sensory, motor and cognitive systems which depend on the interaction
between neurobiological maturation and environmental stimuli (Elman et al., 1996;
Giovanelli et al., 1999). A recent study showed that, although brain volume in preterm
infants at 40 weeks of post-conceptional age was similar to that of fullterms, the surface
area of the cortex and cortical folding was reduced in the preterms (Ajayi-Obe, Saeed,
Cowan, Rutherford, & Edwards, 2000). If these assumptions are correct, delay might be
expected in infants with higher immaturity, even in the absence of cerebral damage. At the
same time, brain plasticity should be taken into account. For instance, in language
A. Sansavini et al. / Journal of Communication Disorders 40 (2007) 239–256240
development, fullterms, who experienced early post-natal focal lesions, performed at 5
years at the lower level of a normal range, showing that partial compensation of the lesion,
presumably supported by cortical reorganizations, had occurred. In at risk populations,
such as preterms, compensation may partly depend on social factors, such as maternal and
paternal level of education and middle-high socio-economic status (Barsky & Siegel, 1992;
Molfese, Holcomb, & Helwig, 1994).
2. Study 1. Grammatical and cognitive development in very immature preterms
Little agreement exists on the effects of very immature preterm birth, without cerebral
damage, on language and cognitive development. Several studies have found that,
compared with fullterms, preterms show less reactivity to social stimuli and fewer
vocalizations in the first year of life (Beek van, Hopkins, & Hoeksma, 1994; Oller, Eilers,
Steffens, & Lynch, 1994), together with linguistic delays at one (Byers-Brown, Bendersky,
& Chapman, 1986) and 2 years (Vohr, Garcia Coll, & Oh, 1988). However, studies of the
preschool years have given rise to conflicting results, that may partially depend on
methodological choices, such as the criteria of sample selection, the presence of a control
group, the chosen tasks (Gallagher & Watkin, 1998). Some authors did not find significant
differences between preterms and fullterms (Menyuk, Liebergott, & Schultz, 1995),
whereas others found that, until 5 years (Largo, Molinari, Comenale Pinto, Weber, & Duc,
1986; Sansavini, Rizzardi, Alessandroni, & Giovanelli, 1996) and at school age (Anderson
& Doyle, 2003; Wolke & Meyer, 1999), the linguistic and cognitive development of very
low birthweight and gestational age healthy preterms, even if within the normal range, was
significantly lower than that of a matched fullterm group. These studies support the idea
that biological risk factors may have long-term effects, even in presence of protective
social factors.
Regarding the development of specific linguistic competencies, slight delays were
found in 2.5-year-old very immature preterms: lexical development was affected by
birthweight � 1000 g and male gender, while grammatical development by gestational
age < 31 weeks and male gender (Sansavini et al., 2006). Other authors showed that at 3.5
and at 5 years preterms produced fewer types and tokens of verbs compared with fullterms,
and this was true even for those preterms with a birthweight higher than 1500 g (Le-
Normand & Cohen, 1999). Another study reported that, within a sample of 3–4-year-old
preterms with very low gestational age, only some had difficulties in language
comprehension, production and repetition of non-words (Briscoe, Gathercole, & Marlow,
1998). However, causal risk factors were not clearly identified, even if a role for neonatal
respiratory complications was hypothesized.
Our study thus aimed to investigate the effects of very immature preterm birth, without
cerebral damage, on preschool language development. In particular, it focused on
grammatical abilities, the development of which is critical at 3–4 years. Indeed, in the
Italian language, by 3.5 years typically developing children produce complete and
articulated sentences, mostly correct both in morphosyntax and phonology (Bortolini & De
Gasperi, 2002; Chilosi, Cipriani, & Fapore, 2002). At this age, grammatical development is
a good index of the rate of overall linguistic development and, in the case where a
A. Sansavini et al. / Journal of Communication Disorders 40 (2007) 239–256 241
telegraphic style (without function words) is still used or the canonical order of words in
the sentence has not yet been acquired, this suffices to detect grammatical delay.
Furthermore, between 3.5 and 4 years SLI can be diagnosed. If, as hypothesized above,
very immature preterm birth affects language development, differences in grammatical
development should be expected at preschool age between preterms and fullterms.
Cognitive abilities should also be evaluated in order to determinate whether only linguistic
or also cognitive difficulties characterize preterm children. With regard to school-age
children, Aram, Hack, Hawkins, Weissman, and Borawski-Clark (1991) found that
preterms have a general linguistic and cognitive disadvantage with respect to fullterms. A
recent study on very immature preterms’ linguistic and cognitive development found that at
2.5 years language and cognition were strictly related and those preterms who were at risk
for lexical production also had lower grammatical and cognitive scores with respect to
preterms not at risk (Sansavini et al., 2004, 2006).
A second aim was to examine the effects of biological (gestational age, gender) and
social (maternal and paternal level of education) factors on preschool grammatical and
cognitive abilities and investigate whether the considered social factors have a
compensatory role for neonatal biological risk factors. If these social factors play a
role, both preterms and fullterms should have better performance in the presence of
protective social factors (i.e., higher levels of maternal and paternal education), as found by
Molfese et al. (1994) in 3-year-old children. However, Largo et al. (1986), comparing
language development in preterms and controls from 1 to 5 years, have found that the
socio-economic status affected fullterms’ linguistic abilities at all considered ages, while it
affected those of preterms only at 5 years. By contrast, some authors claim that social
factors may not have great compensatory effects at preschool and school age, in the case of
cerebral lesions or of very low gestational age and birthweight (Wolke & Meyer, 1999). In
the study of Largo et al. (1986) male gender also had a negative effect on language
development until preschool age, independently of social factors, both in preterms and
controls. A recent study did not find any effect, at 2.5 years, of parental level of education
on both preterms’ and fullterms’ lexical and grammatical development, which were mainly
affected by biological risk factors (Sansavini et al., 2006).
2.1. Method
2.1.1. Participants
Ninety monolingual Italian preterms took part in a follow-up study which was
conducted at the Institute of Neonatology and Pediatrics of Bologna University. Birth
dates ranged from October 1995 to November 1999. At birth as well as at the presumed
date of birth and at 3 months (corrected age), cerebral echography was carried out
routinely. Contact between mothers and their preterm neonates in the incubators was
encouraged.
For the present study, preterm children were recruited if, at birth, they had a
gestational age � 33 weeks. We allowed for some degree of medical complication
related to their premature birth (respiratory distress with or without mechanical
ventilation, bronchodysplasia, apnea, intra-ventricular hemorrhage of I or II grade,
intrauterine growth retardation, ROP at birth of I or II grade, visual problems at 3.5
A. Sansavini et al. / Journal of Communication Disorders 40 (2007) 239–256242
years, persistent hyperechogenicity, hyperbilirubinemia with phototherapy). By
contrast, those with cerebral palsy, leukomalacia, intra-ventricular hemorrhage >II
grade, hydrocephalus, motor handicaps or significant sensory impairments, at birth or at
the subsequent medical assessments, were excluded. Preterms, whose parents were not
of Italian mother-tongue, were also excluded, assuming that this might affect the infant’s
language development.
The mean gestational age at birth of the preterm group was 30.1 weeks (S.D. = 2.3),
with a range from 25 to 33 weeks. Thirty-nine had a gestational age < 31 weeks and 51 had
�31 weeks. Their mean birthweight was 1213.1 g (S.D. = 260.6), with a range from 550 to
1600 g. Twenty-five children weighed at birth �1000 g and 65 weighed >1000 g. Fifty-
two were males and 38 females. Parental educational level was distributed as follows.
Twenty-two mothers had a low educational level (basic), 43 a medium level (high school)
and 25 a high level (University). Thirty-six fathers had a low educational level (basic), 36 a
medium level (high school) and 18 a high level (University). Preterm children were tested
at 3.5 years (M = 42.3 months, S.D. = .7, range = 41–45). The ages of the preterm children
were based on their expected date of delivery, thereby corrected for prematurity. The
choice of corrected age seemed to us proper to evaluate preterms’ language development
considering the high neonatal immaturity of our preterm sample, as done by other studies
evaluating very immature preterms in the first years of life (Grunau, Kearney, & Whitfield,
1990; Hindmarsh, O’Callaghan, Mohay, & Rogers, 2000). Indeed, in studying early
language development the interaction between CNS level of maturation and environmental
stimuli and the consequent rapid and continuous changes in linguistic abilities should be
taken into account (Bates & Goodman, 1997).
A comparison group of 40 Italian fullterm children, who had experienced normal birth
(gestational age > 37 weeks and birthweight > 2800 g) and absence of neonatal
complications and whose parents were of Italian mother-tongue, was recruited. Seventeen
were males and 23 females. Parental educational level was distributed as follows. Seven
mothers had a low educational level (basic), 20 a medium level (high school) and 13 a high
level (University). Eight fathers had a low educational level (basic), 19 a medium level
(high school) and 13 a high level (University). Fullterm children were tested at 3.5 years
(M = 42.1 months, S.D. = .7, range = 42–45).
A Chi-square analysis indicated that the preterm and the fullterm sample did not differ
by gender [x2 (1, N = 130) = 2.60, p = .107], nor by maternal level of education [x2 (2,
N = 130) = .84, p = .658] nor by paternal level of education [x2 (2, N = 130) = 5.46,
p = .065]. An independent samples t-test indicated that the preterm and the fullterm group
were equivalent in terms of children’s age [t (128) = 1.49, p = .14].
2.1.2. Materials
2.1.2.1. Grammatical ability. An Italian test of repetition of phrases and sentences – test
di ripetizione di frasi (TRF, Devescovi & Caselli, 2001) – was administered to each child.
The TRF, designed to investigate Italian children’s grammatical ability from 2 to 4 years,
consists of 24 noun phrases (constituted by articles and nouns) and 27 sentences of
different length and grammatical complexity (constituted by three, four, five or six words
belonging to the following categories: nouns, verbs, adjectives/adverbs and function
words, i.e., articles and prepositions). For the present study the 27 sentences of the TRF
A. Sansavini et al. / Journal of Communication Disorders 40 (2007) 239–256 243
were administered and analyzed. The sentences were presented in a randomized sequence
for all children. Some examples of sentences were: la macchina e rossa, ‘the car is red’ and
Anna porta la torta in cucina, ‘Anna carries the cake into the kitchen’. The test was
presented as a game, introduced as follows: ‘‘Now let’s play a game together: I will say
something and you will say the same thing’’. If the child did not repeat, the sentence was
repeated a second time. Each sentence was presented together with a colored card depicting
its meaning. The mean length of utterance (MLU) score and total morphological errors
were scored. The latter included omissions, substitutions, and errors in bounded
morphemes (which define number and grammatical gender of nouns, adjectives and
articles, and number and person of verbs).
2.1.2.2. Cognitive ability. The Italian version of the L–M form of the Stanford–Binet
Intelligence Scale (Bozzo & Mansueto Zecca, 1968) was also administered to determine an
intelligence quotient (IQ). Since the 4th revised edition of this test (i.e., that with
subscales), was neither translated nor standardized in Italy, the L–M version was used.
Indeed, other recent Italian studies on at risk populations have used this test (Vicari,
Caravale, Carlesimo, Casadei, & Allemand, 2004).
2.1.3. Procedure
Preterm children were tested individually with the TRF and the Stanford–Binet
Intelligence Scale in a silent room of the Institute of Pediatrics and Neonatology of
Bologna University. Fullterm children were tested individually with the same tests in a
silent room of their kindergarten. During the administration of the tests the children were
videotaped. Two independent observers, previously trained, made the transcriptions of
children’s repetitions of the sentences of the TRF and coded them.
2.2. Results
2.2.1. Differences between preterms and controls in grammatical and cognitive
abilities
Descriptive statistics for the preterm group and the control group on key measures are
provided in Table 1. Scores for the total preterm group were lower than those for the control
group.
To investigate the differences between the preterm and fullterm sample, one-way
analyses of variance (ANOVAs) were performed using group membership (preterm and
fullterm) as the between-subjects factor (see Table 1). Measurements of the TRF (MLU,
total morphological errors including omissions, substitutions and errors in bounded
morphemes, and their distribution in each word category – nouns, function words, verbs,
adjectives/adverbs) and of the cognitive test (IQ) were used as the dependent variables.
Significant differences were found in MLU [F(1, 128) = 10.43, p = .002], in total
morphological errors [F(1, 128) = 10.67, p = .001] and in omissions [F(1, 128) = 10.43,
p = .002]. Significant differences were found in most word categories. Preterms showed
more errors than controls in nouns [F(1, 128) = 8.41, p = .004], function words [F(1,
128) = 11.25, p = .001], and verbs [F(1, 128) = 8.37, p = .004]. Finally, a significant
difference was found between preterms and fullterms in IQ [F(1, 128) = 27.36, p < .001].
A. Sansavini et al. / Journal of Communication Disorders 40 (2007) 239–256244
2.2.2. Effects of biological and social factors on grammatical and cognitive abilities
To understand the role of biological (gestational age, gender) and social (maternal and
paternal level of education) factors on preterms’ and fullterms’ grammatical competence
(MLU) and IQ, several ANOVAs were run. As in other follow-ups (e.g., Taylor, Klein,
Minich, & Hack, 2000), ANOVA was used to compare groups with a different level of risk.
With regard to the preterm sample, 2 four-way ANOVAs were run using gestational age
(<31 weeks versus �31 weeks), gender (male versus female), maternal level of education
(low versus medium versus high) and paternal level of education (low versus medium versus
high) as the independent variables. In the first ANOVA (dependent variable: MLU) a
difference was found with respect to maternal level of education, corresponding to the
expected direction, even if it did not attain significance [F(2, 60) = 2.78, p = .07].
Comparisons among the means using the Bonferroni procedure showed that children of
mothers with high education had a higher MLU (M = 4.19) than that of mothers with low
education (M = 3.48, p = .045). Gestational age, gender and paternal level of education
showed no main effects. Moreover, interaction effects were not found. In the second ANOVA
(dependent variable: IQ) a significant main effect of maternal level of education was found
[F(2, 60) = 4.53, p = .015]. Comparisons among the means using the Bonferroni procedure
showed that children of mothers with high education had a higher IQ (M = 108.34) than that
of mothers with low education (M = 99.98, p = .028). Gestational age, gender and paternal
level of education showed no main effects. Moreover, no interaction effects were found.
With regard to the control sample, 2 three-way ANOVAs were run using gender (male
versus female), maternal level of education (low versus medium versus high) and paternal
level of education (low versus medium versus high) as the independent variables. Both in
the first ANOVA (dependent variable: MLU) and in the second ANOVA (dependent
A. Sansavini et al. / Journal of Communication Disorders 40 (2007) 239–256 245
Table 1
Scores in grammatical abilities (TRF) and IQ in preterm and control (fullterm) children (Study 1)
Preterms Fullterms
Mean S.D. Range Mean S.D. Range
TRF
MLU 3.8 (N = 90) .9 1.3–4.7 4.2** (N = 40) .6 1.9–4.7
Types of morphological errors
Omissions (O) 24.5 (N = 90) 23.3 0–90 11.4** (N = 40) 15.5 0–75
Substitutions (S) 1.1 (N = 90) 1.8 0–11 1.2 (N = 40) 2.1 0–10
Errors in bounded
morphemes (E)
1.2 (N = 90) 1.8 0–9 .7 (N = 40) 1.1 0–4
Total morphological
errors (O + S + E)
26.7 (N = 90) 23.4 0–91 13.3** (N = 40) 16.6 0–78
Distribution of morphological errors in each category
Nouns 8.1 (N = 90) 8.1 0–31 4** (N = 40) 6.1 0–28
Function words 12.9 (N = 90) 10.6 0–39 6.8** (N = 40) 7 0–30
Verbs 4.9 (N = 90) 5.1 0–21 2.3** (N = 40) 3.8 0–17
Adjectives/adverbs .9 (N = 90) 1.3 0–5 .5 (N = 40) 1.4 0–6
IQ 104.2 (N = 90) 11.1 81.8–135.7 114.7*** (N = 40) 9.2 90.5–130.9
One-way ANOVA test. *p < .05; **p < .01; ***p < .001.
variable: IQ) gender, maternal and paternal level of education showed nor main effects nor
interaction effects.
2.3. Discussion
The first aim of this study was to investigate the effects of very immature preterm birth,
without cerebral damage, on grammatical abilities at a time, 3.5 years, when typically
developing children produce complete and articulated sentences. Cognitive abilities were
also evaluated in order to assess whether only linguistic or also cognitive difficulties
characterize preterm children. The results show that preterms have significantly lower scores
compared to fullterms both in grammatical (MLU, omissions, total morphological errors)
and cognitive (IQ) measures. These results are consistent with the few studies which have
investigated specific aspects of language development in preterms at preschool age (Briscoe
et al., 1998; Le-Normand & Cohen, 1999). The specific and new contribution of the present
study is to show that MLU, which is a sensitive measure for assessing grammatical
development at this age, is an aspect of language affected by preterm birth. Furthermore, the
results show that all main word categories (nouns, verbs and function words) necessary for
producing complete sentences gave rise to significantly more morphological errors by
preterms than fullterms. In both preterms and fullterms morphological errors are constituted
mostly by omissions, whereas substitutions and errors in bounded morphemes are rare, and
function words are the most omitted word category followed by nouns and verbs. It can be
concluded that preterm birth affects the development of several grammatical categories and
not only of a specific one and that the types and categories of preterms’ mistaken words are
similar to those of fullterms, even if in a higher measure.
The second aim of our study was to examine the effects of biological (gestational age,
gender) and social factors (maternal and paternal level of education) on preschool
grammatical and cognitive abilities and investigate whether social factors may have a
compensatory role over neonatal biological risk factors. The results showed that the only
factor having an effect on preterms’ grammatical and cognitive development was maternal
level of education, while no effects were found for the other social factor (paternal level of
education) nor for biological factors (gestational age, gender). Maternal level of education
appeared thus to be a relevant factor for grammatical and cognitive development at 3.5 years
showing to partially compensate the effects of a preterm birth, as other authors found
examining cognitive and linguistic development in at low risk 3-year-old preterms (Molfese
et al., 1994). The effect of the maternal level of education emerged in the preterm sample but
not in the fullterm one. A possible explanation for this result may lie in the fact that in
fullterms this social factor has an effect on grammatical and cognitive development in the
case of more complex tasks. It cannot be excluded that social factors may affect other aspects
of preterms’ and fullterms’ language development not examined in the present study, such as
lexical competence or spontaneous language samples (Dollaghan et al., 1999).
The differences found between preterms and controls in both grammatical and cognitive
abilities raise the question of whether other abilities connected to grammatical
development and supporting it, are impaired by very immature preterm birth. To further
investigate this question a second study was planned. In particular, some authors have
hypothesized that language development is supported by phonological working memory
A. Sansavini et al. / Journal of Communication Disorders 40 (2007) 239–256246
development, whose function is to temporary retain and rehearse verbal material, and that
phonological working memory skills and vocabulary knowledge are reciprocally
facilitative (Gathercole & Baddeley, 1993). According to these authors, for as long as
speech production and comprehension have not become automatic processes, phonological
working memory may help short- and long-term storage of new words and syntactic
structures. We thus hypothesize that phonological working memory plays a role on the
development of preterms’ grammatical abilities.
3. Study 2. Phonological working memory, grammar and their relations in very
immature preterms
Relations between phonological working memory and some aspects of language
development have been studied at preschool and school age in typical, at risk – preterms
and twins –, and atypical populations – Williams Syndrome (WS) and specific language
impairment (SLI) children (Adams & Gathercole, 1995; Bishop, North, & Donlan, 1996;
Briscoe et al., 1998; Gathercole & Baddeley, 1990; Grant et al., 1997). A study examining
3-year-old typical (fullterm) children through both phonological working memory tests
(non-word repetition and auditory digit span) and spontaneous speech, showed that
children with good phonological working memory abilities produced a richer array of
words and longer and more complex utterances than children with poorer phonological
working memory abilities (Adams & Gathercole, 1995). Another study examining 3–4-
year-old preterms found that a subgroup was at risk for both language production and
comprehension and phonological working memory (non-word repetition and auditory digit
span) (Briscoe et al., 1998). Other studies showed that SLI children, at school age, have a
deficit in phonological working memory (non-word repetition) and confirmed the
hypothesis that phonological working memory supports the development of language
(Bishop et al., 1996; Gathercole & Baddeley, 1990; Speidel, 1993). Research on WS
children, with two control groups (one matched for non-verbal test age and the other for
verbal test age), showed that phonological working memory is relatively unimpaired in WS
and strongly related to vocabulary knowledge (Grant et al., 1997).
The results of the above studies suggest that children with linguistic difficulties have
deficits in phonological working memory abilities. However, while relations between
phonological working memory and vocabulary acquisition, language comprehension and
speech production at preschool age have been investigated in several studies, relations
between phonological working memory and grammatical development have rarely been
examined at preschool age. Only the study by Adams and Gathercole (1995) on typically
developing children showed a specific role of phonological working memory in learning new
grammatical structures, besides supporting the storage of vocabulary and the production of
utterances. The relation between phonological working memory and grammar development
should thus be further investigated in at risk and atypical populations.
The first aim of this second study was thus to investigate the effects of a very immature
preterm birth on phonological working memory abilities, besides grammatical and
cognitive ones. Differences on these abilities were expected in preterm children compared
to fullterms. The second aim was to investigate the relations between phonological
A. Sansavini et al. / Journal of Communication Disorders 40 (2007) 239–256 247
working memory and grammatical abilities. If, as hypothesized by several authors quoted
above, these abilities are interdependent in their development, significant relations among
them should hold both in preterm and fullterm children. In particular, it was hypothesized
that phonological working memory helps the mastery of function words which, in several
languages such as Italian, begin to be learned after nouns and verbs and make sentences
complete. Consequently, it was predicted that children with less developed phonological
working memory abilities will have lower grammatical abilities (MLU).
3.1. Method
3.1.1. Participants
Sixty-two monolingual Italian preterms took part in a follow-up study which was
conducted at the Institute of Neonatology and Pediatrics of Bologna University. Birth dates
ranged from October 1997 to November 1999. The preterm children employed in this
second study also participated in Study 1.
The mean gestational age at birth of the preterm group was 30.3 weeks (S.D. = 2.2),
with a range from 25 to 33 weeks. Twenty-five had a gestational age < 31 weeks and 37
had �31 weeks. Their mean birthweight was 1202.7 g (S.D. = 276.6), with a range from
550 to 1630 g. Seventeen children weighed at birth �1000 g and 45 weighed >1000 g.
Thirty-three were males and 29 females. Parental educational level was distributed as
follows. Fourteen mothers had a low educational level (basic), 30 a medium level (high
school) and 18 a high level (University). Twenty-three fathers had a low educational level
(basic), 24 a medium level (high school) and 15 a high level (University). Preterm children
were tested at 3.5 years corrected age (M = 42.4 months, S.D. = .8, range = 41–45).
A comparison group of 28 monolingual Italian fullterms was recruited who also
participated in Study 1. Eleven were males and 17 females. Three mothers had a low
educational level (basic), 14 a medium level (high school) and 11 a high level (University).
Seven fathers had a low educational level (basic), 10 a medium level (high school) and 11 a
high level (University). The fullterm children were tested at 3.5 years (M = 42.2 months,
S.D. = .8, range = 42–45).
A Chi-square analysis indicated that the preterm and the control sample did not differ by
gender [x2 (1, N = 90) = 1.5, p = .221], nor by maternal level of education [x2 (2,
N = 90) = 2.08, p = .354] nor by paternal level of education [x2 (2, N = 90) = 2.41,
p = .299]. An independent samples t-test indicated that the preterm and the fullterm group
were equivalent in terms of children’s age [t (88) = .9, p = .369].
3.1.2. Materials
3.1.2.1. Grammatical and cognitive abilities. The Italian test of repetition of phrases and
sentences – TRF (Devescovi & Caselli, 2001) and the Stanford–Binet Intelligence Scale
(Bozzo & Mansueto Zecca, 1968) were used as in Study 1.
3.1.2.2. Phonological working memory abilities. Two Italian phonological working
memory tests were administered to each child: a test of non-word repetition (test di
ripetizione di non parole, Ciccarelli, 1998) and an auditory word span (test di span,
Ciccarelli, 1998).
A. Sansavini et al. / Journal of Communication Disorders 40 (2007) 239–256248
The test of non-word repetition consists of 40 non-words, 10 each containing 2 (e.g., mipo,
dabi), 3 (e.g., lumapa, bidana), 4 (e.g., peparoni, cotiboda) and 5 (e.g., napolebana,
ralebonuba) syllables. All non-words were stressed on the penultimate syllable, which is the
more frequent stress pattern in Italian words. The test was presented as a game and the child
was told that he/she would hear some funny words which he/she should try to repeat. Non-
words were spoken aloud by the experimenter at a constant rate, as done in other studies on
young children (Briscoe et al., 1998). The stimuli were presented in a randomized sequence
for all children. Responses were scored as incorrect if the child produced phonemic
differences from the target non-word. When a child consistently misarticulated a phoneme in
spontaneous speech (e.g., /s/ or /r/), the misarticulation of the target phoneme in a non-word
was scored as correct, since it did not depend on phonological working memory abilities.
Total correct repetitions, phonemic errors and omissions were scored. The number of non-
words correctly repeated at each of the four syllable lengths was also scored.
The auditory word span consists of lists of words (names of animals with a high
frequency in the Italian language) of increasing length (two, three, four words). The
experimenter spoke aloud the lists at a constant rate and asked to repeat each list
immediately after it was presented. Some examples of lists of words were: at length 2,
corvo, delfino, ‘crow, dolphin’; at length 3, pecora, rana, toro, ‘sheep, frog, bull’; at length
4, pecora, tigre, topo, balena, ‘sheep, tiger, mouse, whale’. Three lists of each length were
given, starting at length two. If the child repeated correctly two lists out of three, the length
of the next list was increased by one. If the child failed to repeat correctly two lists out of
three, testing stopped. Span was scored as the maximum length at which the child correctly
repeated at least two lists.
3.1.3. Procedure
The procedure was the same used in Study 1. Two independent observers, previously
trained, made the transcriptions of children’s repetitions of the sentences of the TRF, of the
non-words of the test of repetition and of the list of words of the auditory word span and
coded them.
3.2. Results
3.2.1. Differences between preterms and controls in phonological working memory,
grammatical and cognitive abilities
Descriptive statistics for preterm and control samples are shown in Table 2. All children
completed the TRF and the Stanford–Binet Intelligence Scale. Instead, 19 out of 62
preterms and 2 out of 28 fullterms did not complete non-word repetition (i.e., they did not
repeat at least 70% of the total number of non-words). Ten out of 62 preterms and 3 out of
28 fullterms did not complete the auditory word span (i.e., they failed to repeat correctly
two lists out of three of the length two list). To compare the preterms and fullterms not
completing the phonological working memory tests, a Chi-square analysis was run. This
revealed that more preterms (30% of the sample) did not complete non-word repetition
than fullterms (7% of the sample) [x2 (1, N = 90) = 5.96, p = .015]. No significant
difference was found in auditory word span, although 16% of the preterms and 11% of the
fullterms did not complete the test ( p = .373, Fisher’s exact test).
A. Sansavini et al. / Journal of Communication Disorders 40 (2007) 239–256 249
To investigate the differences between the preterm and fullterm sample, one-way
ANOVAs were performed using group membership (preterm and fullterm) as the between-
subjects factor. Measures of phonological working memory – non-word repetition –
(omissions, phonemic errors, total correct repetitions, correct repetitions of 2-, 3-, 4- and 5-
syllable non-words), – auditory word span- (word span), grammar – TRF (MLU), and
cognitive abilities (IQ) were used as the dependent variables (see Table 2). Differences
were found in phonological working memory abilities. In particular, differences were
found in omissions [F(1, 67) = 7.41, p = .008] and in correct repetitions of 4-syllable non-
words [F(1, 67) = 5.24, p = .025]. A tendency in the total correct repetitions [F(1,
67) = 3.57, p = .063] and in correct repetitions of 5-syllable non-words [F(1, 67) = 3.7,
p = .059] was also found. In phonemic errors, in correct repetitions of 2- and 3-syllable
non-words and in the auditory word span, no differences were found. Significant
differences between preterms and fullterms were also found in the MLU [F(1, 88) = 7.52,
p = .007] and in the IQ [F(1, 88) = 17.69, p < .001].
3.2.2. Relations between phonological working memory and grammatical abilities
To investigate the relations between phonological working memory (non-word
repetition) and grammatical abilities both in preterms and in fullterms a Pearson product
moment correlation test was used. With regard to the preterm sample, significant
A. Sansavini et al. / Journal of Communication Disorders 40 (2007) 239–256250
Table 2
Scores in grammatical abilities (TRF), phonological working memory abilities and IQ in preterm and control
(fullterm) children (Study 2)
Preterms Fullterms
Mean S.D. Range Mean S.D. Range
TRF
MLU 3.7 (N = 62) .9 1.3–4.7 4.2** (N = 28) .7 1.9–4.7
Phonological working memory non-word repetition
Total correct repetitions
(2-syllable + 3-syllable
+ 4-syllable + 5-syllable
non-words)
28.5 (N = 43) 6.6 9–39 31.3^ (N = 26) 4.9 20–39
Phonemic errors 6.6 (N = 43) 4.2 0–17 7.6 (N = 26) 4.4 1–16
Omissions 4.9 (N = 43) 6 0–20 1.4** (N = 26) 3.2 0–14
Correct 2-syllable
non-words
9.1 (N = 43) 1.3 5–10 9.3 (N = 26) 1 7–10
Correct 3-syllable
non-words
8.5 (N = 43) 1.6 3–10 8.4 (N = 26) 1.3 5–10
Correct 4-syllable
non-words
6.6 (N = 43) 2.2 1–10 7.7* (N = 26) 1.4 5–10
Correct 5-syllable
non-words
4.3 (N = 43) 3.4 0–10 5.8^ (N = 26) 2.6 0–10
Auditory word span
Word span 2.6 (N = 52) .6 2–4 2.7 (N = 25) .6 2–4
IQ 104.4 (N = 62) 10.5 81.8–120.9 114.1*** (N = 40) 9.1 90.5–130.9
One-way ANOVA test. ^p < .07; *p < .05; **p < .01; ***p < .001.
correlations were found between MLU and omissions [r(41) = �.57, p < .001], total
correct repetitions [r(41) = .67, p < .001], correct repetitions of 2-syllable [r(41) = .46,
p = .002], 3-syllable [r(41) = .50, p = .001], 4-syllable [r(41) = .58, p < .001] and 5-
syllable [r(41) = .51, p = .001] non-words. With regard to the fullterm sample, significant
correlations were found between MLU and omissions [r(24) = �.56, p = .003] and correct
repetitions of 5-syllable non-words [r(24) = .58, p = .002].
To investigate whether both preterms and fullterms with more difficulties in the auditory
word span also had poorer grammatical abilities (MLU), 2 one-way ANOVAs were run
(one for the preterm sample and one for the fullterm sample). Auditory word span at four
levels (no span versus 2-word span versus 3-word span versus 4-word span) was the
independent variable, while MLU was used as the dependent variable. A significant main
effect of phonological working memory ability was found both in preterms and fullterms
(see Fig. 1).
In particular, children who did not complete the task (no span) had a significantly lower
MLU than those who completed the task [preterms: F(3, 58) = 12.07, p < .001; fullterms
F(3, 24) = 8.79, p < .001] (see Fig. 1). Comparisons among the means using the
Bonferroni procedure were computed to establish which groups differed significantly from
one another. Preterms who did not complete the auditory word span had a lower MLU
(M = 2.6) than preterms with a 2-word span (M = 3.6, p = .001), 3-word span (M = 4.1,
p < .001) and 4-word span (M = 4.2, p = .002). In the same way, fullterms who did not
complete the auditory word span had a lower MLU (M = 2.9) than fullterms with a 2-word
span (M = 4.3, p = .001), 3-word span (M = 4.4, p < .001) and 4-word span (M = 4.5,
p = .005).
3.3. Discussion
The first aim of this study was to investigate whether very immature preterm birth
affects phonological working memory abilities, beyond grammatical and cognitive ones.
The results show that preterms had lower scores in comparison with fullterms in the non-
word repetition task and in grammatical (MLU) and cognitive (IQ) tests. In particular, they
A. Sansavini et al. / Journal of Communication Disorders 40 (2007) 239–256 251
Fig. 1. Preterms’ and fullterms’ MLU score (mean length of utterance) in function of their auditory word span.
encountered difficulties in coping with non-word repetition. Indeed, 30% of the preterms in
comparison with 7% of the fullterms did not complete this test. Furthermore, among
children who completed this test, preterms omitted more non-words and made fewer
correct repetitions in comparison with fullterms, specifically with regard to the longer (4-
and 5-syllable) non-words. Increased word length resulted in a performance decrease in
non-word repetition in both groups, as found in other studies comparing normal and SLI
children (Marton & Schwartz, 2003), but preterms encountered more difficulties in the
longer non-words than fullterms. By contrast, the other phonological working memory test,
the auditory word span, yielded no differences between preterms and fullterms and the
range of the auditory word span showed less variability in both samples (most of the
children had a two-word or three-word length span). These results thus show that preterm
birth affects phonological working memory abilities, except auditory span. This happens
probably because the latter is composed by names of animals, which normally are already
part of the lexicon of a child of this age, while the test of repetition includes non-words
which cannot be supported by lexical competence. It thus seems that preterms have
difficulties when a higher competence of phonological working memory is required and no
lexical support can be called upon as it was found in studies on SLI children (Gathercole &
Baddeley, 1990; Marton & Schwartz, 2003).
The second aim of this study was to investigate whether phonological working memory
and grammatical abilities are interrelated in preterms. Significant relations were found
between these abilities both in preterm and fullterm children: MLU correlates with
omissions of the non-word repetition test in both groups, with the total and the 2-, 3-, 4-, 5-
syllable correct repetitions in preterms, and with the 5-syllable correct repetitions in
fullterms. Furthermore, preterms and fullterms with less developed phonological working
memory abilities had lower grammatical abilities (MLU). Indeed, in both groups those few
children who did not complete the auditory word span had a lower MLU than those who
completed the task. Therefore, in both preterms and fullterms, there were strict relations
between phonological working memory and grammatical abilities. These results are in
agreement with those found in fullterms’ spontaneous speech by Adams and Gathercole
(1995). The novel contribution of the present study is to show that phonological working
memory skills and grammatical abilities are interrelated and therefore reciprocally
facilitative both in fullterms’ and in preterms’ development.
4. General discussion
Considering the results of our present and past studies, it may be affirmed that very
immature preterm birth may cause slight but persisting difficulties in linguistic, cognitive
and phonological working memory development up to 3.5 years. Differently from 2.5 years
(Sansavini et al., 2004, 2006), not only those preterms with a higher biological risk
(gestational age < 31 weeks) but the total sample has less advanced grammatical and
cognitive development in comparison with fullterms, even if preterms’ mean scores still
fall within the normal range, as already found in other studies (Anderson & Doyle, 2003;
Sansavini et al., 1996, 2006). Considering that preterms were examined at the corrected
age, both at 2.5 and 3.5 years, and therefore their neurobiological development was taken
A. Sansavini et al. / Journal of Communication Disorders 40 (2007) 239–256252
into account, our data suggest that the gap between preterms’ and fullterms’ linguistic and
cognitive development persists and becomes more evident in the fourth year of life. This
happens probably because in typical development a consolidation of grammatical abilities
and a decrease of interindividual variability in the rhythm of linguistic development occurs
with respect to the preceding years. By contrast, this variability remains large (in terms of
MLU, IQ, omissions and errors in grammatical and phonological working memory tasks)
in preterms. Whether this condition of risk in preterms depends on subtle differences in
cortical and synaptic development remains to be examined with studies using both
behavioral and sophisticate physiological measures, such as magnetic resonance imaging.
Even if preterm birth has a persistent effect on linguistic, cognitive and phonological
working memory abilities up to 3.5 years, no singular biological factor yielded a causal
effect by itself, in contrast to earlier ages when gestational age and gender had specific
effects on grammatical and cognitive development (Sansavini et al., 2004, 2006). Instead, a
social factor, maternal level of education, which did not show any influence at 2.5 years,
becomes relevant at 3.5 years partially compensating for the effects of preterm birth on
language and cognitive development in agreement with other studies (Molfese et al., 1994;
Sansavini et al., 1996).
With regard to the relation between phonological working memory and language, the
results of our study show that preterms’ phonological working memory and grammatical
development, although slower than those of fullterms, maintain a strict relation mirroring
what happens in typical development. Our results are in line with the hypothesis by
Gathercole and Baddeley (1993) of a reciprocal influence between phonological working
memory and language acquisition and show that both in fullterms and in preterms, for as
long as speech production and comprehension have not yet become automatic processes,
phonological working memory may help short- and long-term storage not only of new
words (lexical competence) but also of syntactic structures and of the length of utterance
(grammatical competence).
Finally, the methodological contribution of our study is to show that ecologically
structured tasks can be used at preschool age to assess grammatical and phonological
working memory abilities. In particular, the TRF proved to be very effective in assessing
MLU and evaluating preterms’ and fullterms’ grammatical competence as well as the test
of non-word repetition proved to be sensitive in highlighting phonological working
memory skills.
Several questions remain for future research. A longitudinal study could address
whether at risk development continues to characterize preterms at even later ages and
whether the tight relation found between linguistic and phonological working memory
abilities (particularly when using non-words) persists. Furthermore, the effects of
biological and social factors need to be further investigated at later ages, since no
agreement exists regarding the role of compensation of social factors at school age. At the
same time, the results hitherto obtained suggest that an early evaluation (before 4 years) of
preterms’ linguistic, cognitive and phonological working memory abilities should be done
in order to identify those children presenting with more difficulties and to begin an
intervention at preschool age. Such an intervention could be particularly effective in this
specific developmental phase both for recovering and preventing the development of more
severe difficulties subsequently at school age.
A. Sansavini et al. / Journal of Communication Disorders 40 (2007) 239–256 253
Acknowledgements
This research was supported by research grants from the University of Bologna (Basic
Oriented Research ex 60% 2001; University Research Projects 1998–2000 and 2004–
2006). We would like to thank Mara Armaroli, Francesca Ruffilli and Silvia Savini for their
help with the data collection; Silvia Galletti, Laura Malaigia and Vittoria Paoletti, for their
help with the medical examination; the children and parents for their participation in the
research. We would also like to thank Maria Cristina Caselli and Antonella Devescovi for
their precious suggestions concerning the TRF and Laura Ciccarelli for the tests of
phonological working memory. Finally, we are grateful to Annette Karmiloff-Smith for her
careful comments and helpful suggestions.
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