a jury of your peers?
TRANSCRIPT
A Jury of Your Peers
A critical analysis of the fulfilment of peer representation in
criminal trials in New Zealand
Chanelle Marie Cattin
2
Table of Contents
I Introduction...........................................................................................3
II A Brief Overview of the Jury System………………………………….4
III Who is Your “Peer”?...................................………………………….8
IV General Proposals for a New Jury of Peers………………………...14
V Redressing Māori Peer Representation.……………………………..27
VI The Subsequent Impact of the Peremptory Challenge………………35
VII Concluding Remarks………………………………………………...52
Bibliography…………………………………………………………………52
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I’m no idealist to believe firmly in the integrity of our courts and in the jury system – that is no
ideal to me, it is a living, working reality. Gentlemen, a court is no better than each man of you
sitting before me on this jury. A court is only as sound as its jury, and a jury is only as sound as the
men who make it up.1
Harper Lee
I Introduction
To some, the concept of trial by jury is one that purely derives legitimacy from its
historical roots. It is, to them, an institution of untutored laypersons that temporarily
assemble to hear confusing facts and complex testimony, and who then are instructed to
decide the defendant’s fate. 2 Yet the jury has remained a forum for community
participation in the administration of criminal justice in over 25 common law countries
around the world.3 The reason for survival of the jury system seems to centre on the idea
that the experience provides legitimacy to the legal system.4 The underpinning notions of
symbolic democracy and community participation in the administration of justice are
emphasised repeatedly by the Law Commission in its discussions on jury trials in New
Zealand. Moreover, the central tenet is that the public have an interest in the administration
of justice, particularly in their community, and such systems will be legitimised upon
community involvement.
However, since its most clear recognition in the Magna Carta 1257, the concept of a jury
trial has been founded upon the defendant’s rights and interests, with those of the
community being somewhat ancillary. Similarly today, it is the defendant whose right to a
fair trial is affirmed in the New Zealand Bill of Rights Act 1990; not the community’s right
to serve on a jury. Consequently, it is argued that an improper emphasis pervades jury
selection, particularly in the defining of the source of “peers”. It is not suggested that the
ideas of community participation and legitimisation are misplaced; rather, that in order to
fulfil the defendant’s fair trial rights, a shift in focus needs to occur whereby a more
appropriate balance may be struck. Further, it is argued that, even if the source is
1 Harper Lee To Kill a Mockingbird (Dramatic Publishing, Illinois, USA, 1970) at 65. 2 Neil Vidmar “The Common Law Jury” (1999) 62:2 LCP 1 at 1. 3 Law Commission Juries in Criminal Trials Part One (NZLC PP32, 1998) at 1; Vidmar above n 3 at 1. 4 Vidmar above n 3 at 2.
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adequately defined, the use of peremptory challenges in jury selection is a threat to
achieving peer representation, to the extent that its legitimacy must be revisited. It is
accepted this will be no easy feat: however, this paper aims to both identify the issue and
propose possible reforms in a manner that will provoke worthwhile debate.
II A Brief Overview of the Jury System A Origin of Jury Trials
The notion of a jury - a group of people brought together to resolve disputes between other
people - is as old as civilization itself.5 Ancient mythology is filled with examples of mortal
and immortal juries, determining disputes between gods, mortals, and between gods and
mortals.6 Though not the predominant method of dispute resolution, some form of jury is
evident in ancient Egypt, Mycenae, Druid England, Greece, Rome and the Holy Roman
Empire. 7 However, it appears the function of these ancient juries was limited to
investigation and reporting of suspected criminal activity, with the verdict being
determined by non-jury methods.8
In modern English common law, the Magna Carta 1215 is often cited as the basis for the
right to a trial by jury. Chapter 29 of the Magna Carta states:
No freeman shall be taken or imprisoned, or disseised of his freehold, or liberties, or free
customs, or be outlawed, or exiled, or nay other wise destroyed; nor will we not pass upon
him, nor [condemn him], but by law judgment of his peers, or by the law of the land.
The phrase “a jury of one’s peers,” often used to describe the right to jury trial, is therefore
traceable to the Magna Carta. Historians have shown, however, that the phrase referring to
peers does not refer to the jury, as we know it today.9 Particularly, while “peers” was used
in the general sense of social equals, it was originally a special right of an elite social class,
5 Morris B. Hoffman “Peremptory Challenges Should Be Abolished: A Trial Judge’s Perspective” (1997) 64:3 U Chi L Rev 809 at 813. 6 Peter Andreas Munch Norse Mythology: Legends of Gods and Heroes (New York, 1954) at 5-6. 7 Hoffman above n 6 at 814. 8 Hoffman above n 6 at 815. 9 W Clark Magna Carta and Trial by Jury (1924) 58 Am L Rev 24 at 25-30.
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not a guarantee of rights to the common people.10 Thus, the original purpose of trial by
peers was to protect the elite from judgments by people of lower social class: a reflection
of defendant interests, rather than of the community as emphasised today. Further, in
traditional English common law, jurors were selected from the neighbourhood where the
alleged offence occurred and were required to have local knowledge of the circumstances
of the alleged offence.11 In this sense, juries were more analogous to a body of witnesses
than to the impartial body of the modern jury, where any juror with particular knowledge
of the offence may be excused, challenged or discharged.12 As such, the Law Commission
emphasises that the Magna Carta, while occupying a significant position in common law
history, does not guarantee the right to trial by jury in the modern sense.13
B Functions of the Modern Jury
The 1998 Law Commission Discussion Paper, Juries in Criminal Trials, examines the
underlying functions of the criminal trial jury, and the quality of fulfilment of those
functions. The Law Commission considers that, at its core, the jury acts as a powerful
symbol of democracy by allowing lay people to participate in the criminal justice system.14
This symbolic democratic function is what gives value to further functions of the jury.15
Particularly, the benefits of community participation and representation brings a diversity
of perspectives and knowledge likely to enhance the ability of the jury to effectively
perform it’s most practical function as the fact-finder. In Peters v Kiff Justice Marshall for
the United States Supreme Court considers that fair representation would encourage a
range of perspectives that may have unexpected importance in any given case.16
10 Toni Massaro “Peremptories or Peers? – Rethinking Sixth Amendment Doctrine, Images, and Procedures” (1985-1986) 64 NC L Rev 501 at 505; Jacqueline Horan Juries in the 21st Century (Federation Press, 2012) at 12. 11 Horan above n 11 at 13. 12 Law Commission (1998) above n 4 at 63l; the Juries Act 1981 see for example ss 7, 14B – 16AA, 22 – 25. 13 Law Commission (1998) above n 4 at 64. 14 Law Commission (1998) above n 4 at 13. 15 Above n 4 at 13. 16 407 US 493 (1972) at [503]-[504].
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Further, community participation is said to allow jury decisions to be at least partially
based in light of what has been termed “the community conscience”.17 In his study on juries
in New South Wales, Professor Mark Findlay notes that if jury selection procedures
produce fair community representation, jury verdicts are likely to ‘approximate the voice
of the people’ and therefore be what the community considers fair and just’.18 The Law
Commission agrees that this function is typically connected with the fact-finding function,
in that juries determine their decision based on community standards.19 According to the
New Zealand Court of Appeal:20
[T]hat in our experience is the way in which juries have been directed for many years now.
It results in juries applying current standards of what is indecent and thereby reflecting the
attitude of the community.
In correlation, lay participation is seen to strengthen the legitimacy of the jury system and
the criminal justice system as a whole.21 Indeed, Chief Justice Eichelbaum in Solicitor-
General v Radio New Zealand states “[t]he system rests…on the community respect for
their decision reached after a trial conducted in accordance with established procedures and
principles”.22 This reflects similar ideas to those that support democratic government,
namely that the public will have more confidence in a system they can contribute to and
participate in.
It is accepted that a central tenet behind the administration of criminal justice is to protect
society. However, fulfilment of the community-based functions of the jury relies on the
assumption that all groups in the community are in fact represented on the jury; a jury
unrepresentative of the community at large is acting only upon the standards of particular
segments. Moreover, the verdict of an unrepresentative jury says nothing about community
values as a whole and cannot be said to be acting as the community conscience.23 Further,
17 Law Commission (1998) above n 4 at 15. 18 Mark Findlay and Peter Duff Jury Management in New South Wales (Australian Institute of Judicial Administration, 1994) at 8. 19 Law Commission (1998) above n 4 at 15. 20 R v Nazif [1987] 2 NZLR at [122]. 21 Law Commission (1998) above n 4 at 19. 22 [1994] 1 NZLR 48 at [54]. 23 Author Unknown “Judging the Prosecution: Why Abolishing Peremptory Challenges Limits the Dangers of Prosecutorial Discretion” (2005-2005) 119:7 Harv L Rev 2121 at 2131.
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the emphasis in jury selection on protecting the community’s interests, without adequate
consideration of the defendant’s interests, is failing to strike a satisfactory balance between
the interests of the community and the rights and corresponding interests of the defendant.
C Modern Legislative Context in New Zealand
The Magna Carta has been affirmed as part of New Zealand law by the Imperial Laws
Application Act 1988: however, the jury trial in New Zealand dates back to early
colonisation and initially represents an uninterrupted incorporation of English legal
application.24 Both the Supreme Court and the lower courts were established in 1841
following formal annexation whereby grand, common, special juries and alien juries were
utilised.25
As a general rule, anyone who is charged with an offence that carries a minimum two years
imprisonment is entitled to a fair trial by an impartial jury. Such affirmation is found in s
24(e) of the New Zealand Bill of Rights Act 1990 (“NZBORA”):
Everyone who is charged with an offence –
…
(e) shall have the right, except in the case of an offence under military law tried
before a military tribunal, to the benefit of a trial by jury when the penalty for
the offence is or includes imprisonment for 2 years or more
Section 25 of that Act also sets out minimum standards of criminal procedure for those
charged with an offence. Particularly, s 25(a) echoes article 10 of the Universal
Declaration of Human Rights and provides the right to a “fair and public hearing by an
independent and impartial court”.
The Criminal Procedure Act 2011 sets out the current procedure for the conduct of
criminal proceedings. Section 50 of that Act states that a defendant who is charged with a
category 3 offence, and who pleads not guilty to that offence, may elect to be tried by a
24 The First Schedule to that Act lists the Magna Carta (1297) 25 Edw 1, ch 29. Section 3(1) of that Act provides that the imperial enactments listed in the First Schedule are declared part of the New Zealand law; Neil Cameron, Susan Potter, and Warren Young “The New Zealand Jury” (1999) 62:2 LCP 103 at 104. 25 Cameron above n 25 at 104.
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jury. Considered more complex than category 1 and 2 offences, a “category 3” offence is
defined in s 6(1) of that Act as an offence:
(a) that is punishable by imprisonment for life or by imprisonment for 2 years or
more; or
(b) that, if committed by a body corporate, is punishable by only a fine, but that
would be punishable by imprisonment for life or by imprisonment for 2 years or
more if committed by an individual
Section 50 excludes offences listed in Schedule 1, which includes murder, infanticide, and
war crimes. Such offences are tried by jury by default due to significant public impact or
symbolic importance. Under s 102 of that Act, the court may, on the application of the
prosecutor, or of its own motion, order a Judge-alone trial if the case is likely to be long
and complex.26
III Who is Your “Peer”? peer
NOUN : a person who belongs to the same age group or social group as someone else.27
Today, under New Zealand common law, the term “peers” continues to be equated with the
community where the alleged offending took place. That is, the 12 people on the jury are
randomly drawn from the district of the closest court to where the alleged offending
occurred, and this is considered to provide the defendant with a jury of his or her “peers”.28
The site of the jury court is therefore fundamental to defining the community the jury will
represent and who will ultimately judge the defendant.29 This approach seems to operate on
the principle that people have an interest in the criminal justice of their local area and that
their interests should be represented in the administration of such justice. In its 1998 paper,
the Law Commission expresses the belief that community representation in terms of the
local jury district population is necessary to enable juries to perform their symbolic
26 This is provided the offence does not carry a maximum sentence of 14 years imprisonment or more. 27 Merriam-Webster <http://www.merriam-webster.com/dictionary/peer>. 28 R v Cornelius [1994] 2 NZLR 74, at 82. These districts are defined somewhat arbitrarily as those places within 30 kilometres by the most practicable route from a courthouse in the town or city in which jury trials may be held: Juries Act 1981, s 5. 29 Law Commission (1998) above n 4 at 65.
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democratic function and act as the conscience of the community.30 Scholars Davies and
Edwards refer to this approach of peer representation as the “narrow” interpretation. It
reflects the idea that everyone is equal and therefore a person’s peer may be any other
eligible citizen. 31
However, implicit in this approach is the failure to adequately acknowledge the
defendant’s interests, namely the right to a trial by a fair and impartial body affirmed in s
25(a) NZBORA. It is argued that trial by jury should also, if not more so, legitimize the
criminal justice system for the defendant: it is, after all, the defendant’s right to a fair,
impartial trial that is guaranteed, not the community’s right to serve as a juror. As
constitutional law scholar Toni Massaro notes, the defendant is interested in a community-
representative jury only to the extent such a jury might be more likely to include someone
with life experiences similar to those of the defendant, or might be less likely to be from
one sector of society that is biased against the defendant.32 In fact, it is contended that in
order to be impartial, jurors must actually have an understanding of the social and cultural
background of the particular defendant otherwise they will (subconsciously) apply their
own interpretation to the case.33 As such, Davies and Edward’s “broad” interpretation
considers jury representation of persons with a similar background, or of a similar social or
cultural group to the defendant ought to be promoted.34
A Historical Foundation
Historically, same-group membership based on the Davies and Edwards’ broad
interpretation (persons with a similar background, or social or cultural group of the
defendant) was deemed significant for fulfilment of a jury of one’s peers. One example is
the ancient alien jury, the de medietate linguae, which dates back to the thirteenth
century.35 For example, under John’s Charter of 1201, in all actions against Jews, the
defendant was entitled to a judgment by Jews.36 Later statutes guaranteed a foreign
30 Above n 4 at 66. 31 Colin Davies and Christopher Edwards “A Jury of Peers: A Comparative Analysis” (2004) 68:2 JCL 150 at 152. 32 Massaro above n 11 at 545, note 218. 33 Davies above n 32 at 157. 34 Above n 31 at 152. 35 Massaro above n 11 at 550. 36 Lewis LaRue A Jury of One’s Peers (1976) 33 Wash & Lee L Rev 841 at 849 cited in Massaro above n 11 at 550.
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merchant the right to the de medietate linguae where, for example, a Welshman tried in
England was entitled to a jury of equal numbers of Englishmen and Welshmen.37 In the 18th
century, Lord Mansfield CJ made a point of trying commercial cases with specially
selected juries of merchants, partially to ensure the issues would be fully understood by the
jury.38
In New Zealand, the first Juries Ordinance in 1841 excluded Māori from the common jury
(although those not living as part of a tribal community were classified as non-Māori) until
1962.39 However, from 1844, minor civil disputes in which one or both parties were Māori
and criminal cases between Māori parties were subject to tribal authority structures and
Māori assessors.40 Additionally, the Juries Amendment Ordinance 1844 provided for mixed
race juries in both civil and criminal trials where “the property or person of any Aboriginal
Native of New Zealand may be affected.”41 Further, the Juries Act 1868 provided that all-
Māori juries were available in:42
(a) Civil and criminal cases in the Supreme Court; (b) Civil cases if both parties were Māori and both concurred; and
(c) Criminal cases if both parties were Māori and the accused requested it
In civil cases where one party was Māori and requested it, or both were Māori and one
wanted it, the court could order a mixed jury composed of six jurors drawn from the Māori
roll and six from the common roll.43 However, there is little evidence attesting to the actual
use of all-Māori and mixed juries, the last noted use in 1961, the year prior its abolition.44
Nevertheless, this snapshot of history suggests acknowledgement that understanding and
empathy depend, at least partially, on individual experience and background. As Massaro
points out, the premise that differences produce barriers to understanding was at one stage
understood.45
37 Clark above n 10 at 30. 38 Anthony Dickey “The Jury and Trial by One’s Peers” (1973-1974) 11 UWAL Rev 205 at 212. 39 Cameron above n 25 at 105; Juries Amendment Act 1962, s 2. 40 Cameron above n 25 at 110; Native Exemption Ordinance 1844. 41 Juries Amendment Ordinance 1844, s 1. 42 Sections 45-54. 43 Juries Act 1868, ss 45-54. 44 Cameron above n 25 at 111. 45 Massaro above n 11 at 551.
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Under the current Juries Act 1981, jurors are randomly drawn from the court district where
the alleged offending took place.46 Thus, New Zealand’s jury system has plainly adopted
the narrow interpretation based on the idea of community representation in satisfaction of a
jury of peers. This, combined with the absence of legislative affirmation of a trial by
“peers”, the argument that a fair trial in fact requires juries defined by the broader
interpretation may seem problematic. However, the defining of “peers” as dependent upon
geographic area implicitly indicates a concern about which citizens serve as jurors.
Moreover, the concept of peers as laypersons with common interests and understandings is
implied in this community-based approach because it operates on the principle that people
have an interest in the criminal justice of their local area. Massaro explains that this
approach largely rests on the premise that people desire justice to be delivered by their own
community: by people like themselves.47
B Modern Theoretical Context
The modern process of random selection, while acknowledging community representation,
should not be considered an end in itself. The basic tenet of a jury trial, including the rights
and interests such a process protects, requires the body of triers is impartial. To be fully
impartial, Davies and Edwards stress that jurors must have an understanding of the
particular social and cultural background of the defendant to employ empathy and avoid
applying their own interpretation to the case.48 The scholars cite an example of the
importance of such understanding:49
For many years, and possibly still now, it was thought the fact that an Afro-Caribbean
youth did not look a questioner in the eyes was an indication of guilt, as it would be in the
case of a white youth. It is now realized that averting gaze is a sign of respect.
It is not difficult to perceive similar “mistakes” being made in the diverse, multi-cultural
New Zealand context. Particularly, it is traditionally considered respectful to lower or avert
eye contact in Māori social interactions with elders or figures of authority.50 The juror’s
46 R v Cornelius above n 29. 47 Massaro above n 11 at 550 (emphasis added). 48 Davies above n 32 at 157. 49 Editorial “Seeing is Believing” (1999) NLJ 549 cited in Davies above n 32 at 157. 50 Joan Metge and Patricia Kinloch Talking Past Each Other: Problems of Cross-Cultural Communication (Victoria University Press, Wellington, 2001) at 29.
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misunderstanding of something so simple can impact their perception of the defendant and
the issues at trial.
The theory that people of different social status, age, race, gender and so on may not
understand each other and consequently may judge each other differently has been
considered in social psychology over the past few decades.51 Of note, Professor Barry
Collins considered “when a witness in in some way similar to a fact finder, a witness’
credibility may increase. And when the witness is dissimilar, credibility may well
decrease.”52 However, this is not to suggest that the jury should be composed of “friends” of
the defendant. The theoretical aims of the criminal law including protection of society and
enforcement of standards may be threatened if the juries were composed in such a way.53
Broadening our interpretation of “peers” is not to ensure sympathetic jurors who are partial
or align unfairly with the defendant, but to assure empathy in the form of understanding.54
It is this degree of understanding of experiences, motives, and beliefs that enables jurors to
more accurately assess facts, provide the defendant with a fairer trial, and deliver a more
just verdict.55
Linder points out that empathetic reactions are inevitable when humans are confronted
with the persons most affected by their decisions.56 Unless criminal justice is soon to be
administered by computers, the presence in and influence of empathy on jurors ought to be
accepted. First, determinations of the facts of any given case are not objective assessments;
reference to the defendant’s individual experience or personality is inevitable even for the
most impartial juror.57 Further, deciding guilt or innocence involves credibility enquiries,
evaluations of testimony, and estimations of weight of evidence.58 The conclusion of these
factors in terms of the influence on the verdict ultimately rests on the amount of empathy
held by the jury. It is therefore argued that the quality of empathy of the jury as a whole is
important in maximizing the defendant’s rights a fair trial. Moreover, a jury that includes
51 Massaro above n 11 at 549. 52 Barry Collins and Richard Ashmore Social Psychology: social influence, attitude change, group processes, and prejudice (Addison-Wesley Publishing Co., 1970) at 119-125. 53 Massaro above n 11 at 552. 54 Douglas Linder “Juror Empathy and Race” (1995-1996) 63 Tenn L Rev 887 at 888. 55 Martha Nussbaum “Equity and Mercy” (1993) 22 Phil & Pub Aff 83 at 120 cited in Linder above n 54 at 887; Davies above n 32 at 157. 56 Linder above n 55 at 888. 57 Massaro above n 11 at 552. 58 Above n 11 at 552.
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representation of the defendant’s peers as defined herein may create a fairer body of jurors
than that of a jury entirely of impartial individuals.
Further, as Davies and Edwards recognise, the contrasting interpretations of a person’s
peer draw noteworthy parallels to theories of equality. Indeed, the EC Equality Directives
have provoked several debates on the jury selection process.59 The relevant two key
theories of equality involve procedural equality or equal opportunity at the start, and
substantive equality or equality as an end-result. In the context of jury selection it appears
the principle of random selection (or the narrow interpretation of “peers”) can be likened to
procedural equality as it provides everyone with an equal opportunity to serve on the jury
(with the exception of statutory disqualifications). However, focusing on the citizen’s
“right” to participate detracts from the rights and interests of the defendant. If it is accepted
that having members from one’s own social or cultural group is beneficial to jury’s
understanding and to the defendant, the jury should comprise such persons.60 Substantive
equality in ensuring actual representation of peers would produce a fairer trial for the
defendant, whose rights are affirmed in New Zealand and international law, while not
substantially affecting the citizen’s interest in participation as each citizen will be a
member of one or other social group.61
Finally, while certain procedures that protect the defendant’s right to a fair trial are
designed to eliminate individual bias, a jury composed of individually impartial jurors does
not necessarily create a fair jury.62 In other words, a narrow interpretation of “peers” based
on the local district could actually defeat fair trial rights as the community from which the
jury is drawn could be a totally homogenous group of citizens biased against the
defendant’s group.63 Thus, a “fair” jury is not merely a group of impartial fact finders from
the local district, but one that is in fact drawn from all sectors of the community and must
include those who are the defendant’s peers.64 When the jury fails to adequately represent
59 See Council Directive 2000/43/EC 29 June 2000, implementing the principle of equal treatment between persons irrespective of racial or ethnic origin. 60 Davies above n 32 at 156. 61 Davies above n 32 at 158. 62 Massaro above n 11 at 545. 63 Massaro above n 11 at 548. 64 Massaro above n 11 at 545.
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the defendant’s group, the defendant may justifiably doubt the extent to which the system
appreciates their interests or welcomes their participation.65
Evidently, we are confronted with a conflict of interests. It is not argued that community
representation is not important to help maintain public faith and confidence in the
administration of justice. Rather, the problem is the imbalance resulting from misplaced
emphasis. In other words, the present system heavily promotes the community’s interests
yet fails to adequately address the defendant’s rights and associated interests of confidence
in the criminal justice system to which they are subjected. Promoting the representation of
the defendant’s peers in this way will enhance defendant’s confidence in the jury and likely
the wider criminal justice system, as well as legitimize the verdict and its acceptance.
Indeed, the Law Commission at one stage noted that increasing confidence in the jury
system may require juries in certain circumstances to be less representative of the general
community and more representative of a particular group.66
It is prudent to emphasise that there is no guarantee that even the closest “peer” will in fact
possess enhanced empathy for and understanding of the defendant’s case, nor that the same
degree of similarity will be achieved in every case. The purpose of pursuing the broader
interpretation is to provide fulfilment of the defendant’s rights is capable of being achieved
to some extent, and to encourage such fulfilment. In other words, it is argued that jury
selection based on the broader interpretation should simply allow for the possibility of
greater impartiality, in a way that is not possible under the narrow approach to jury
selection.
C New Zealand Considerations
In the New Zealand context, special consideration of Māori peer representation is
warranted, given the disproportionate statistics in the criminal justice sphere. The latest
report from the Department of Corrections reveals that, proportionately, Māori are over-
represented at every stage of the criminal justice process.67 In 2007, though comprising just
65 Kim Forde-Mazrui “Jural Districting: Selecting Impartial Juries Through Community Representation” (1999) 52 Vand L Rev 353 at 364. 66 Law Commission (1998) above n 4 at 20. 67 “Over-Representation of Māori in the Criminal Justice System: An exploratory report” Department of Corrections (2007) at 6.
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12.5% of the general population age 15 and over, 42% of all criminal apprehensions
involved a person identifying as Māori, and 50% of all persons in prison identified as
Māori.68 Attempts to interpret these figures and the factors that may contribute are outside
the parameters of this paper. Rather, this section will focus on the monocultural bias in jury
selection that is proving destructive to the interests and rights of Māori defendants, and
how such bias may be alleviated. Given the dramatic overrepresentation of Māori in the
criminal justice system and their status as New Zealand’s tangata whenua, the need to
enhance Māori defendant fair trial rights is paramount.
The first Juries Ordinance established juries limited membership to property owners, which
by definition excludes Māori and all women until 1962.69 Today there is, of course, no
explicit exclusion of Māori from juries. The Juries Act 1981 simply provides that potential
jurors must be over 18 years of age, registered on the electoral roll, live within 30
kilometres of the Court, and have no disqualifying criminal convictions.70 However,
throughout New Zealand history the traditional ideal of jury trials has reflected more of the
interests of the majority rather than the original notion of trial by someone with a similar
background.71 Specifically, New Zealand’s “one law for all” monolegalism rejects any
suggestion that Māori may be more appropriately tried by Māori jurors. Instead, it seems to
accept the often-espoused view that trial by one’s cultural or racial peers carries the
potential for bias toward the defendant.72 The validity of such a view is at best contentious
given the acceptance of all-Pakeha juries in the trial of a Pakeha defendant. Consequently,
Moana Jackson’s 1988 report highlights the concern that monocultural bias in the jury
system is negatively influencing Māori peer representation and suppressing Māori fair trial
rights.73
Jackson’s report spurred the research of Dunstan et al. who consider that Māori
underrepresentation on contemporary juries can be attributed to several key factors. First,
Māori are more likely to live in rural areas (39%) than non-Māori (30%) and therefore be
68 Department of Corrections (2007) above n 68 at 6. 69 Juries Amendment Act 1962, s 2. 70 Juries Act 1981, ss 6-8. 71 Moana Jackson He Whaipaanga Hou: Māori and the Criminal Justice System: A New Perspective (Part 2) (Ministry of Justice, 1988) at 139. 72 Jackson (1988) above n 72 at 139. 73 Above n 72 at 139.
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outside the court district.74 The 2013 census reveals that the percentage of Māori living in
rural areas has slightly decreased to 34.5% compared with 31% of non-Māori;
consequently, the significance of this factor seems to be limited.75 Quince, however, also
emphasises that Māori are more likely to have disqualifying criminal convictions than
other groups of society.76
Regardless of reasons, Māori juror underrepresentation is a fact that necessarily means
juries in Māori defendant trials are less likely to possess the desired empathy to satisfy peer
representation. As an example, in 1993, District Court Judge Rushton of Whangarei
realises that the summoned jury pool appeared to include very few Māori, an unlikely
coincidence in an area where approximately 16.5% of the population was Māori.77 The
Judge discovers that instead of calling jurors from the 30 km area around the courthouse,
the summonses were mistakenly only issued to Whangarei. 78 This had important
consequences for the ethnic composition of the jury panel as it meant that the Northern
Māori electorate was excluded. Judge Rushton discovered the mistake after the verdict and
before the sentencing of the defendant whose mother was Māori and who voted on the
Māori special electoral roll. The Judge believes that she should order a new trial because:79
[T]he jury list was improperly compiled so that those resident in three electorates and two
sectors of the community were excluded: those registered on the same ethnically based roll
as the accused and those having a community of interest with locus of the crime.
The Court of Appeal concludes that the mistake may have led to fewer Māori jurors:
however, there had been no departure from the principle of random selection thus the
verdict remained in place.80
Although not in breach of any express legislative requirement, the District Court Judge has
picked up on the importance of peer representation as defined herein. As aforementioned,
74 Stephen Dunstan Trial by Peers?: The Composition of New Zealand Juries (Department of Justice, Wellington, 1995) at 25, based on the 1991 census. 75 “2013 Census ethnic group profiles” (2013) Statistics New Zealand < http://www.stats.govt.nz/Census/2013-census/profile-and-summary-reports/ethnic-profiles.aspx?request_value=24652&tabname=Populationandgeography>. 76 Khylee Quince “Māori and the criminal justice system in New Zealand” in Julia Tolmie and Warren Brookbanks (eds) Criminal Justice in New Zealand (LexisNexis, New Zealand, 2007) at 16. 77 Mark Israel “Ethnic Bias in Jury Selection in Australia and New Zealand” (1998) 26 Int J Soc L 35 at 46. 78 Israel above n 78 at 46. 79 Israel above n 78 at 46. 80 R v Cornelius above n 29.
17
when the jury fails to represent the defendant’s group, their confidence and faith in the
system may be justifiably limited. As the Court of Appeal points out, the jury may be an
accurate application of the principle of random selection. However, a jury with no cultural,
value or social connection with the defendant is going to struggle to bear the empathy
advocated to enhance fair trial rights and, consequently, to legitimise the verdict.
More broadly, Māori scholars such as Moana Jackson contend that access to and
participation in a healthy Māori cultural identity is central to addressing poverty cycles.81
Quince points out that a “healthy cultural identity” is one with free access to knowledge of
language and cultural norms and practices, which are then promoted and enforced in our
larger society, including the justice system.82 However, since colonization, Māori have
suffered the negative effects of explicit (e.g. legislative) and implicit (e.g. lack of tikanga
and te reo) bias and such bias is reiterated in the criminal justice system.
The Ministry of Justice has acknowledged that the criminal justice system is not responsive
to Māori due to the lack of knowledge of and sensitivity to Māori values, culture, history
and beliefs.83 Similarly, in 1998, the President of the Law Commission attended a hui to
discuss Māori underrepresentation on juries:84
It was emphasised…that many Māori feel very strongly that juries are not representative of
Māori society, and this contributes to a general feeling of alienation from the criminal
justice system.
If a key goal of the jury system is to enhance public confidence in the criminal justice
system, yet that very system is tailored to avoid Māori values and cultural norms and is
perpetuating underrepresentation, there will be a lack of confidence among those who
arguably need it the most.
Further, the evidence of abuse of the peremptory challenge (discussed in Part VI) reiterates
perceptions of systematic prejudice and promotes monocultural bias in the jury system. All
81 Moana Jackson He Whaipaanga Hou: Māori and the Criminal Justice System: A New Perspective (Ministry of Justice, 1987). 82 Quince above n 77 at 3. 83 Peter Doone “Closing the Gaps” (25 September 2000) Ministry of Justice <http://www.justice.govt.nz/publications/publications-archived/2000/report-on-combating-preventing-Māori-crime-hei-whakarurutanga-mo-te-ao/closing-the-gaps-relevant-data>. 84 Law Commission (1998) above n 4 at 68.
18
of these experiences shape Māori views of the present jury system. It is seen not to
represent trial by one’s peers and ensure guarantee of a fair hearing, but to reflect
institutional prejudice.85
Ultimately, that Māori defendants are not being tried by a jury of their “peers” means the
jury is not representative of their culture, nor their values. Furthermore, as Māori are
failing to be represented, there is a perpetuation of a lack of confidence in and value for the
criminal justice system. Against a backdrop of the highly disproportionate Māori
imprisonment rate, and the indications that Māori lack confidence in the criminal justice
system, Māori peer underrepresentation is proving to be a serious flaw in the defendant’s
fair trial rights, and the broader criminal justice system. That the Law Commission and the
Ministry of Justice have expressly acknowledged Māori underrepresentation as a pressing
issue is implicit recognition that jury representation is not entirely defined by geography.
IV General Proposals for a New Jury of Peers
It is accepted that requiring at least some jurors to be members of the defendant’s peer
group will demand greater resource intensity and administration. However, determining
exactly how to ensure such representation is far from insurmountable. Rather,
accommodation of this broader interpretation and the defendant’s key interests will simply
require a process of trial and error.
A Who is Whose Peer?
The consideration of “who is whose peer?” may introduce some difficulty into practical
application of the advocated theory. Precisely what kind of background or which personal
characteristics a person must have to be considered the defendant’s peer will ultimately
depend on subjective matters.86 For example, assume the defendant is a young, white
woman, married with a young family, heavily involved in charity and her local church. If
85 Jackson (1988) above n 72 at 141. 86 Dickey above n 39 at 211.
19
she is accused of theft from her employer to pay for medical expenses for her ill child, who
are her peers? All women? All people with young families? All people with financial
issues and motivations to steal? If we accept that a juror’s ability to understand the case
depends on the juror’s own life experiences, a jury of all employers would be problematic,
as might a jury of upper class citizens with no experience with financial issues. Likewise, a
jury of peers does not require a jury of women who have committed similar acts.87 Thus, a
jury of the defendant’s peers in this example would not require a jury of thieves.
Implicit in observations about what might be a troublesome jury is that agreement can
probably be reached on the relevant traits in a particular case, and thus what might be a
fairer jury.88 For example, most people probably accept that gender defines personal
experiences in ways relevant to cases with gender-associated issues such as domestic
violence.89 Similar immutable characteristics such as ethnicity are typically identifiable as
well as important to the acceptance and legitimacy of the jury from the defendant’s point
of view.90
B Affirmative Peremptory Challenge
As discussed in Part VI of this paper, the peremptory challenge currently operates as a
means for both parties to exclude particular jurors without explanation or review.91 The
rationale is to allow the parties some control over jury composition, and also to allow
removal of potentially biased jurors who may lack overt manifestation of such bias. The
affirmative peremptory challenge would simply operate in the reverse: the defendant only
may select a limited number of jurors to be included on the final jury. Random selection of
the jury pool may then operate to fill the remainder of the jury.
The key advantage of the affirmative peremptory is that it allows the determination of
“peer” to be made by the individual defendant in each case. This removes administrative
difficulty in defining “peer” in any given situation, and promotes the rights of the
87 Massaro above n 11 at 555. 88 Massaro above n 11 at 555. 89 Massaro above n 11 at 555. 90 Donna Meyer “A New Peremptory Inclusion to Increase Representativeness and Impartiality in Jury Selection” (1994-1995) 45 Case W L Rev 251 at 262. 91 Juries Act 1981, s 24.
20
defendant.92 For example, if we continue with the scenario above, it may be unclear
whether a young, white, married woman may satisfy representational requirements for the
young, or for women, or for white people. If we accept Massaro’s proposition that an
impartial “peer” is someone whom the defendant values as an empathiser to his or her case,
it must be a subjective assessment. The defendant must be afforded the opportunity to
decide who may be able to understand his or her individual position. In addition to possibly
enhancing the impartiality of the jury and the verdict, the affirmative peremptory avoids
discrimination accusations because it is an inclusionary practice, rather than an
exclusionary practice as utilised in the current peremptory challenge.93
A possible objection may come from the prosecution who will not be afforded the same
opportunity. This objection may be rebutted on the grounds that fairness in criminal justice
allows for asymmetrical treatment based on the different roles in the adversary setting.94 As
with concepts of substantive equality, fairness recognises that different circumstances
require differing treatment.95 The tactical advantage given to the defendant is in fact
inherent in the type of criminal trial required by NZBORA, and necessary to compensate
for the resource and power imbalance that favours the prosecution.96
The key issue with the affirmative peremptory proposal is that it does not ensure adequate
representation in the jury pool at the outset – it is only administered after the initial ballot.
It is probably not viable to implement administrative mechanisms to ensure peer
representation in the jury pool, mainly because this would mean that the court registrar is
defining who are the defendant’s peers: a subjective opportunity that should lie with the
defendant.
Extending the geographical boundary of the jury district may improve diversity and
increase the possibility for peer representation in the jury pool. The Law Commission
recommended the boundary be extended from 30 to 45 kilometres in 2001 to help increase 92 Meyer above n 91 at 284. 93 The use of discriminatory exclusion from the jury on the basis of race, age, gender and so on is a concern outside the parameters of this paper. 94 Meyer above n 91 at 287. 95 Meyer above n 91 at 287. 96 Katherine Goldwasser “Limiting A Criminal Defendant’s Use of Peremptory Challenges: On Symmetry and the Jury in a Criminal Trial” (1989) 102 Harv L Rev 808 at 826. Goldwasser is citing the defendant’s advantages in the US context of the Constitution: however, the concept applies equally given the comparable fair trial rights and indications of resource imbalance between the defence and the prosecution discussed below.
21
representation, although this has not yet been legislatively amended.97 This is a necessarily
arbitrary extension, and it is suggested a process of trial and error will determine whether
the boundary is adequately effective to meet the requirements while decreasing the chances
of repeated summons. It is emphasized that such selection will not substantially affect the
citizens’ interest in participation, as each citizen will be a member of one or other social
group.98 Moreover, the benefits of allowing for greater impartiality and ensuring at least the
appearance of a fairer trial for the defendant ought to outweigh the interference with
random selection.
1 The Jury List
Presently, the parties to any case are only entitled to know the information provided on the
jury list pursuant to s 4 of the Jury Rules 1990:
(1) Every jury list provided by the Electoral Commission under section 10 of the Act
must include the following information about each person named on the list:
(a) full name:
(b) address:
(c) occupation:
(d) date of birth.
Assuming the defendant has no personal knowledge of a potential juror, the defendant is
unlikely to have adequate social and cultural background information to indicate the
quality of the juror’s empathy and understanding. Enforcement of the broader
interpretation of peers as defined herein may therefore require substantial revamping of the
present legislative processes governing jury selection. Ideally, the information available on
the jury list would be broadened. Particular background characteristics could include
religion, socio-economic status, identified ethnicity, particular skills and education.99
97 Law Commission Juries in Criminal Trials (NZLC R69, 2001) at 61. 98 Davies above n 32 at 158. 99 In the United States, a supplemental juror questionnaire is occasionally implemented off-site or on-site pre-trial to a greater extent but similar effect. The questions are typically more intrusive than would be proposed in New Zealand, and the large number of questions means follow-up clarification is often needed for accurate assessments. For an example questionnaire see: Dr Jeff Frederick “Juror Questionnaires” (2012) American Bar Association 2:3 <http://www.americanbar.org/publications/gpsolo_ereport/2012/october_2012/juror_questionnaires.html>.
22
The affirmative peremptory may operate to allow the defendant to examine the jury list
pre-trial and indicate their selection. The Hansard debates on the Juries (Jury Service and
Protection of Particulars of Jury List Information) Amendment Bill 2012 acknowledge the
privacy and safety concerns around disclosure of juror information to defendants.100 It may
be that only eligible persons, such as counsel, may view particular information such as the
name and address of the potential jurors. The defendant may then subjectively assess peer
representation on the remaining jury list information.
2 Discernable Characteristics
Gaining sufficient insight into the cultural and social background and experiences of
potential jurors may not be realistic given the depth of information provided will vary, and
it may be impossible for every eligible juror to note down the details of what may be
asked. A simpler proposal suggests that the affirmative peremptories may be based on
discernable characteristics of the potential jurors. This will reduce the possibility of
gaining more “in depth” knowledge of potential jurors that may further enhance empathy.
However, it will still allow the defendant to positively contribute to the representativeness
of the jury based on characteristics such as age, ethnicity, or gender that are all relevant to
satisfy the broader interpretation of peers. It is important to remember the goal is
realistically not to actually provide empathetic jurors, but to ideally increase the likelihood
of such representation.
The clear advantage of the affirmative peremptory proposal is that it allows the defendant
to define their “peers” based upon their own notions and self-conceptions.101 Inevitably,
and as is recognised by present juror selection methods, when the defendant participates in
the process, that process is deemed to be more legitimate. Evidence indicates that when
participants contribute to the process, they tend to be more satisfied with it and
consequently more accepting of an adverse outcome.102 Consequently, this proposal is
likely to enhance the trial system’s appearance of fairness and therefore its legitimacy.103
100 (22 May 2012) 680 NZPD 2293. 101 Deborah Ramirez “The Mixed Jury and the Ancient Custom of Trial by Jury De Medietate Linguae: A History and a Proposal for Change” (1994) 74 BUL Rev 777 at 808. 102 For example see Allan Lind and Tom Tyler The Social Psychology of Procedural Justice (Springer Science and Business Media, 1988) at 92. 103 Ramirez above n 102 at 813.
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C Judicial Power to Determine Jury Composition
Alternatively, a 1993 United Kingdom Report of the Royal Commission on Criminal
Justice recommends that on application of either party, a judge should have the power in
exceptional cases to order that a jury include up to three representatives of racial minority
communities.104 Further, counsel should be able to ask the court to ensure one of the three
be the same racial background as the defendant or the victim. The recommendations have
not yet been implemented most likely due to the clear defects. First, these
recommendations fail to adequately address the lack of representation of jurors of the same
ethnic background of the accused.105 Three jurors from different racial minority groups
does not mean the jury is more representative of the community, nor is it a greater
fulfilment of a jury of the defendant’s peers. Further, the need to show “exceptional”
circumstances, defined as those with “unusual and special” features,106 places a severe
restriction on the availability of such a procedure.
In both the 1998 and 2001 papers on Juries regarding the inadequacies of jury
representation, the Law Commission firmly opposes any judicial power to determine the
composition of juries with a particular ethnic origin in mind. The Commission believes that
requiring a certain ethnic jury composition was indefensible for several key reasons:107
(a) it assumes bias on the part of the excluded jurors;
(b) views of appointed jurors would likely be given unfair weight;
(c) it assumes people of the same ethnic group share common values, beliefs and
experiences
[…]
It is accepted that peer representation should not be solely determined by ethnicity.
However, if the scope of the power were broadened to include members of similar social
104 Royal Commission on Criminal Justice (1993) Cm 2263, particularly recommendations 222 and 223. 105 Cameron above n 25 at 126. 106 Royal Commission on Criminal Justice above n 105 at 133. 107 Law Commission (2001) above n 98 at 65.
24
and cultural backgrounds and experiences, not just ethnicity, the third concern would likely
be alleviated. Additionally, the exclusion of jurors does not indicate on assumption of bias
on the part of the excluded. The purpose is to increase the possibility of greater
understanding and impartiality of the jury as a body. If we accept that similar background
and experience may enhance the fulfilment of a fair trial for the defendant, the focus of the
inquiry must be shifted away from who is being excluded, to who is being included.
Further, that the views of appointed jurors may be given unfair weight is a curious concern.
Jurors are entitled to deliberate and to try to convince other jurors of their perspective. If
one juror feels another may have a better understanding of the circumstances for whatever
reason and holds their opinion in high esteem; that is not necessarily a negative
consequence.
The Law Commission further considers that the process of random selection adequately
ensures a diverse range of views and perspectives is present on the jury, and any
inadequacy is best addressed by the removal of practical barriers to jury service.108
Acceptance of this conclusion depends on the preferred approach to equality in jury
representation. Removing practical barriers by, for example, increasing transportation aid
and child care support, may indeed increase formal equality of representation by enhancing
opportunity for jury service. Indeed, the Law Commission has stated that equal opportunity
is all that is required and thus what is pursued by their recommendations.109 However, to
achieve greater fulfilment of the defendant’s interests and a fairer trial, substantive equality
should be the ultimate goal.
Nonetheless, judicial determination of jury composition as recommended by the United
Kingdom Royal Commission is likely to compromise the integrity of the judiciary and the
jury system. It is too far removed from the symbolic democratic functions and values of the
jury system for the judiciary to decide when the defendant’s circumstances allow for
representation of their peers, and how many of their peers may participate.
D Semi-Professional Jurors
108 Law Commission (2001) above n 98 at 65. 109 Law Commission (2001) above n 98 at 56.
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Despite the traditional desirability for community participation in the criminal justice
system, it is not the law that such involvement by layperson jury is required in every
case.110 Namely, under sections 6 and 50 of the Criminal Procedure Act 2011, the threshold
for election of trial by jury increased from offences with a maximum penalty of more than
3 months imprisonment to offences with a maximum penalty of 2 years imprisonment or
more, no doubt to enhance efficiency of the court system. Further, s 102 of that Act
provides that the court may, on the application of the prosecutor, or of its own motion,
order a Judge-alone trial if the case is likely to be long and complex.111 This provision
reflects the concern that lay jurors may fail to comprehend complex or technical evidence,
or evidence that is presented over a long period of time.112
Although noting the importance of the jury system for maintaining public confidence, and
legitimising the criminal justice system, in 2012 the Law Commission expressed
reservations about retaining the current system in particular types of cases, namely, sexual
offence cases.113 Particularly, the Commission cited the unattractiveness of the non-
transparent and non-appealable process of jury deliberation, and the absence of training of
jurors (as opposed to judges) to change prejudicial attitudes.114 Consequently, the Law
Commission proposed the alteration of the jury format in specified cases from the current
12-member jury of laypersons and judge, to a judge and two semi-professional jurors who
would deliberate as a joint panel.
One advantage of having semi-professional jurors would be the potential for some training
or education on fact-finding and decision-making. This would require juror selection well
in advance to allow for such training. As McDonald and Tinsley suggest, it may then make
sense for these jurors to have a fixed-term to assess a number of cases, which would reduce
resource intensity.115 Thus, the concept of semi-professional juries may go some way to
assert the defendant’s interest to be judged by a jury of peers in the sense of at least having
110 Elisabeth McDonald and Yvette Tinsley From “Real Rape” Real Justice: Prosecuting Rape in New Zealand (Victoria University Press, Wellington, 2011) at 248. 111 This is provided the offence does not carry a maximum sentence of 14 years imprisonment or more. 112 McDonald above n 111 at 40-44. 113 Sexual offence cases have been identified as particularly problematic for lay juries largely because of the impact of rape myths and prejudices, and the current inability to effectively educate jurors: McDonald above n 110 at 248. Also see Law Commission (1998) above n 4 at [194]. 114 Law Commission Alternative Trial Processes (NZLC IP30, 2012) at 24. 115 McDonald above n 111 at 257.
26
representatives with a distinct degree of understanding of the case.116 Proponents of such
juries not only assert application of the broader interpretation of peers but also advocate its
necessity to ensure fairness, as the general public may not be able to fully understand the
issues.117
However, the Law Society and the Criminal Bar Association are firmly against the
proposal for several reasons, namely that jurors may tend to defer to the judge given the
inherent power balance, and there would be dangers of improper influence by the state in
the training of jurors.118 Further, there is the obvious issue that the democratic values and
functions of the jury system would be severely limited if the jury were reduced from 12 to
2 members to represent the community.
It is this last concern that is considered insurmountable. There would be a dramatic
reduction in participation of citizens in the administration of justice such that the system
may come to be seen as detached from the public and the defendant alike. Perhaps most
importantly, there would be a severe restriction on the diversity of perspectives and
plurality of views. Such diversity is considered necessary to both ensure the competency of
the jury, and enhance the defendant’s confidence in the jury to fulfil their obligations. This
reduction in community participation would therefore threaten impartiality as well as
undermine key democratic values and principles of community representation.
Ultimately, the concept of being judged by one’s peers does not necessarily mean someone
who has been educated on the particular area or circumstances of the case. Though this
may be of assistance, the standard is far more broad and diverse, including those with
similar actual experiences. Further, a “semi-professional” juror has the potential to be
considered out of touch with ordinary citizens and closer to performing a role of the state,
which may impact public confidence in the criminal justice system.
1 Other jurisdictions
116 Davies above n 32 at 154. 117 Davies above n 32 at 154. 118 Submission of the Criminal Law Committee of the NZ Law Society cited by the Law Commission Summary of Submission to Consultation (December 2012) at 40.
27
Other European jurisdictions implement a range of levels of lay participation particularly
in sexual offence cases. In Denmark, for example, cases of sexual offending are tried in the
District Court with three judges and a “jury” of six members.119 The jury is not the same as
that operating under New Zealand’s current system. Rather, the members of the panel of
lay assessors who sit in less serious cases, lay assessors being those who either self-
nominate or are nominated by social organisations.120 Members are appointed for a fixed
term, receive some training, and are expected to sit on a minimum number of cases per
year; hence “semi-professional” jurors.121
E Conclusion
It is clear that to fully feel the effects of the preferred interpretation of “peers” there needs
to be the greatest possible insight into each individual juror, as well as input from the
defendant. Ideally, the jury selection process needs to undergo considerable administrative
revamping. As criminal jury trials are only used in a small percentage of cases, the
increased resource and administrative demands should not validate a rejection of this
broader interpretation.122 It is accepted that being tried by a jury of peers is not a right or
interest explicitly guaranteed in New Zealand: however, it clearly underpins the
defendant’s right to a fair trial and that is sufficient basis to pursue the greatest possible
fulfilment. Moreover, it is important to remember that it is not the community’s liberty at
stake, but the defendant’s. Thus, the defendant’s right to a fair trial and interests including
confidence in the criminal justice system should be adequately accommodated in balance
with the community interest in participation.
V Redressing Māori Peer Representation
What then is to be done about the potential for racial prejudice in all-white juries
in our system?123
119 McDonald above n 111 at 255. 120 McDonald above n 111 at 255. 121 Law Commission (2012) above n 119 at 25. 122 For example from 1 January 2013 – 31 December 2013, the number of active District Court jury trials decreased 24% from the previous year to a total of 1,906 cases. “Annual statistics for the District Courts 2013” Courts of New Zealand <https://www.courtsofnz.govt.nz/from/statistics/annual-statistics/december-2013/district-courts>. 123 Quoted in Fernne Brennan “Ethnic Minority Representation on Juries – A Missed Opportunity” (2007) Internet Journal of Criminology <
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Lord Justice Auld
A Improving Māori Juror Proportionality
The Law Commission considers that the proportion of Māori attending court as potential
jurors is as expected, taking into account age, geographic location and electoral enrolment,
although disproportionate to the actual population.124 Consequently, most proposals to
improve Māori representation have focused on administrative mechanisms to increase
Māori availability for jury service.125
The electoral rolls are the source for the compilation of jury lists. Section 6(b) of the Juries
Act 1981 provides that all people registered as electors in accordance with the Electoral
Act 1993 are “qualified and liable” to serve as jurors within their jury district.126 The Māori
roll is generated on the basis of electoral enrolment. When people enrol to vote, they are
asked if they have any Māori ancestry, and if that person chooses to respond affirmatively,
they can choose to enrol on the general roll or the Māori roll. The term “Māori ancestry”
is used because the definition of “Māori” for electoral purposes is whether or not a person
is of Māori descent, rather than whether that person identifies as Māori.127
A computer randomly selects names from both the general and the Māori electoral rolls for
each jury district. In Trial by Peers? it was estimated that 17.9% of eligible voters with
Māori ancestry were not enrolled to vote.128 Given the evidence that Māori feel little
connection to the present legal system and the indications of a lack of confidence in it, this
is hardly surprising. Nonetheless, the first key issue with underrepresentation is a matter of
administrative practice to ensure all those eligible for jury service do in fact enrol.
Additionally, it may be effective for the responsible body to ensure jury lists are drawn up
in a manner representative of the Māori jury district population. The Law Commission
suggests that the proportion of Māori summonsed for the jury pool would correspond to the http://www.internetjournalofcriminology.com/Brennan_ETHNIC_MINORITY_REPRESENTATION_ON_JURIES.pdf>. 124 Dunstan above n 75 at 65. 125 Cameron above n 25 at 125. For discussion on the effect of the peremptory challenge on Māori representation, see Part V of this paper. 126 This is subject to certain statutory disqualifications and exclusions, for example see s 7. 127 Electoral Act 1993, s 2. 128 Dunstan above n 75 at 26.
29
proportion of eligible Māori jurors in the jury district.129 This way, the principle of random
selection that presently underpins jury selection would not be offended and non-enrolment
on the electoral rolls would be circumvented. However, it is essential to emphasise it is the
social and cultural values and experiences that are important, not solely ethnicity. Thus,
any reforms need to explain the purpose of the distinction and allow Māori identification to
be optional.
Critically though, even if these efforts do succeed in increasing Māori presence on the list
and thus pool representation, there is no guarantee Māori jury representation will actually
increase. This is because the principle of random selection also operates in the courtroom
to select the jury panel. Since there is likely to be fewer Māori present at this point, it
follows they will be less likely to be represented on the jury. These administrative
measures may, in the end, be futile if the jury still fails to fulfil the defendant’s interests.
B A Return to Mixed or All-Māori Juries
Cameron and others doubt that these mechanisms for addressing Māori
underrepresentation are adequate. Achieving the desired result requires more than one or
two Māori jurors for Māori defendants, even if the representation is proportionate to the
jury district.130 Rather, the underlying criticism of the present system is based on the
assertion that Māori defendants can be properly and appropriately judged only by a body
that reflects Māori cultural values and attitudes.131 Consequently, proposals for a more
radical approach require due consideration.
1 Mixed juries
In 1844, provision was made for “capable” Māori to sit with Pakeha on mixed-race juries
in civil or criminal Supreme Court cases where “the property or person of any Aboriginal
Native of New Zealand may be affected.”132 Returning to the mixed jury would promote a
significant improvement in Māori peer representation and circumvent the risks of the
peremptory challenge.
129 Law Commission (1998) above n 4 at 78. 130 Cameron above n 25 at 127. 131 Cameron above n 25 at 127. 132 Juries Amendment Ordinance 1844, s 1.
30
The modern proposal will allow a Māori defendant to elect a mixed jury whereby the jury
will be composed of six jurors drawn from the Māori roll and six from the general roll.
Guaranteeing the availability of the mixed jury will require the administrative measures of
ensuring Māori enrolment and subsequently that the jury lists are sufficiently large such
that the exercise of challenges will not affect ultimate peer representation. The obvious
difficulty is if there is simply inadequate numbers to guarantee six Māori jurors. This is
probably insurmountable as it depends still on the jury district. The proposal will then need
to qualify fulfilment of the election with “if available”. If it is not fully available, it will
simply be necessary to ensure the most peer representation possible. The practical
difficulties in making such a guarantee may mean this proposal ends up being more of a
courtesy with little true reward.
(a) Other jurisdictions
The argument for deliberate mixed jury representation has been considered particularly in
the United States and the United Kingdom, although on a more qualified basis. Lord
Justice Auld recommends that a scheme should be devised where, if race is likely to be a
relevant issue in the case, the jury should consist of, say, three persons from the minority
group of the defendant.133 A similar proposal is suggested with specific regard to African
American jurors in the US.134 The obvious criticism of this approach is interpretation of the
qualification “when race is an issue” in the case. Removing the qualification would ensure
representation in all instances, not just those defined as appropriate by the judge.
(b) Criticisms
A key criticism of mixed juries is the concept of racial advocacy. If jurors are blatantly
only included because of their identification with Māori ethnicity, they may feel obliged to
become advocates for their race rather than impartial fact-finders. In other words, imposing
133 Cited in Brennan above n 124 at 14. 134 For example see Note “The Case for Black Juries” (1969-1970) 79 Yale LJ 531 at 549.
31
jury duty on this basis may create the perception that Māori jurors have a moral obligation
to be partial to the Māori defendant.135
Additionally, implementation of mixed (and all-Māori) juries may be perceived
unjustifiable without similar consideration being paid to other ethnic minorities in New
Zealand. However, these concerns can be usefully placed in the context of the damaging
overrepresentation in offending statistics and simultaneous indications of lack of
confidence in criminal justice. The proposal needs to be understood as a means to repair
historical monoculturalism and monolegalism in New Zealand’s justice system by
providing a mechanism to ensure Māori are able to fully participate. Combined with the
status of Māori as the indigenous race of New Zealand, criticisms of privilege are therefore
not insurmountable.
Particularly, mixed-juries may find legitimacy in the principles of the Treaty of Waitangi.
Such an argument is, albeit unsuccessfully, briefly considered by the High Court in R v
Pairama.136 The accused submits that the jury should consist of six Māori and six Pakeha
on the basis that the Treaty of Waitangi represents equal partnership between Māori and
Pakeha people.137 In his judgment, Penlington J rejects the application citing lack of
jurisdiction, as the concept of equal partnership is not incorporated in the legislation
governing jury selection. 138 Although unsuccessful on this occasion, if the broader
definition of “peers” is to be fulfilled, incorporating the Treaty of Waitangi principles into
jury selection procedures will be a step in the right direction for the rights and interests of a
Māori defendant.
2 All - Māori juries
Much of the criticism of the lack of Māori representation in the present system seems to be
largely based on the assertion that only a body that reflects Māori cultural values and
135 Ramirez above n 102 at 810. 136 (1995) 13 CRNZ 496. 137 Above n 137. 138 Rights conferred by the Treaty cannot be enforced in the Courts except in so far as granted statutory recognition. See NZ Māori Council v AG [1987] 1 NZLR 641 at 655 per Cooke P and 691 per Somers J.
32
attitudes can appropriately be considered “peers” of Māori defendants. 139 As such,
consideration of a return to the all-Māori jury is prudent.
From 1862, Māori defendants could claim an all-Māori jury in several circumstances. For
example, the Juries Act 1868 provided that all-Māori juries were available in:140
(a) Civil and criminal cases in the Supreme Court;
(b) Civil cases if both parties were Māori and both concurred; and
(c) Criminal cases if both parties were Māori and the accused requested it
This statute seems to recognise that the notion of trial by one’s peers is not culturally
neutral. Jackson points out that it implies a degree of empathy and cultural understanding
to ensure a fair hearing:141
Being judged by your peers doesn’t mean a Māori being judged by a Pakeha – a Māori
peer is another Māori, someone who brings Māori ideas of right and justice, not Pakeha
prejudices.
However, with the extension to Māori of the right to sit on common juries in 1962 came
the simultaneous abolition of the right to claim an all-Māori or a mixed jury. The Report of
the Royal Commission concluded that except in respect of Māori land and certain related
matters, the Māori people were to be governed almost completely by the English derived
law.142 The abolition of the right to an all-Māori jury was justified on the basis that New
Zealand operates under “one law for all” whereby no section of the population should be
granted special privileges.143
Quince, among others, suggests a return to the pre-1962 regime whereby if the defendant is
Māori, the jury should be comprised entirely of Māori.144 It is argued that the return to an
all-Māori jury would be a greater fulfilment of the “jury of peers” principle implicit in the
139 Cameron above n 25 at 127. 140 Sections 45-54. 141 Jackson (1988) above n 72 at 139. 142 Royal Commission on the Courts, Part 1 (AJHR Paper H2, 1978) at 2. 143 Jackson (1987) above n 82 at 12. 144 Quince above n 77 at 16.
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right to a trial by an impartial body.145 Jackson also advances the argument that the right
reflects the guarantee of Māori rangatiratanga in Article Two of the Treaty of Waitangi
1840.146
The proposed change would be best accommodated by amendment to the Juries Act 1981;
a provision would be included to allow Māori defendants to elect a trial by an all-Māori
jury. It would not be constrained to when racial issues are pertinent, nor available only in
specific jurisdictions. Further, the amendment would not affect counsel ability to challenge
for cause or the peremptory challenge. Challenge for cause under s 25 is not of concern to
fulfilment of peer representation as actual evidence of bias is required, and the potential for
the peremptory to detrimentally affect peer representation would be greatly reduced. The
provision would, however, ensure Māori defendants are in fact tried by people from their
own cultural (not simply geographic) community; achieving greater fulfilment of peer
representation. This amendment would reflect what was at one stage understood: that
cultural and value similarities enhance understanding.
The Law Commission has expressed concern about comprising juries solely on the basis of
ethnicity.147 It is valid to be cautious not to assume that ethnicity correlates with values,
beliefs and experiences such that Māori representation will in fact guarantee greater
empathy and impartiality. However, this is not an insurmountable concern. As a
preliminary response, it would first be necessary to amend the definition of Māori as used
in the Electoral Act 1993. As aforementioned, whether someone may be enrolled as
“Māori” currently depends on descent per s 3 of that Act. However, when considering
these issues of Māori representation, it is perhaps more meaningful to use a definition of
ethnicity based on self-identification.148 This will emphasise that it is not simply the descent
from Māori ancestry that is key, but having that relevant connection and identification with
Māori culture, values, and beliefs.
It may also be necessary to provide more information to eligible jurors on the importance
of their ethnicity indication on the enrolment list. Eligible jurors should be given the policy
behind mixed and all-Māori juries and the significance to a fair trial that peer
145 Quince above n 77 at 16. 146 Jackson (1988) above n 72 at 259-279. 147 See Law Commission (2001) above n 98 at 65. 148 Dunstan above n 75 at 26.
34
representation may bring. It will still be optional to select any ethnicity. This will allow for
the incidence of those who do not actually identify with their literal racial or cultural
group. However, the aim is that the Māori community will recognise the value their
representation may have to the defendant’s fair trial interests.
Additionally, although this paper focuses on fairness to defendants, it is important to
acknowledge the value inclusion of Māori in the application of the law could have for the
entire Māori community. Aside from voting, jury service is the most significant
opportunity to participate in the democratic process and enhance confidence in the legal
system.149 Enhancing this level of participation could have a greatly beneficial impact on
Māori perceptions of the criminal justice system.
(a) Resistance to all-Māori juries
Similar criticisms will arise as to the justification of all-Māori juries aforementioned
regarding the proposal for mixed juries. As aforementioned, they may be perceived
unjustifiable without similar consideration being paid to other ethnic minorities. The
proposal needs to be understood in the context of Māori status as the tangata whenua and
the guarantees of the Treaty of Waitangi. Combined with the overrepresentation offending
statistics and indicated lack of confidence in the system, such criticisms are not
insurmountable.
At the other end of the spectrum, it has been argued that an all-Māori jury by itself would
be inadequate to fulfil the fair trial rights of a Māori defendant. Notably, Cameron
considers that the provisions for mixed and Māori juries were little more than a perfunctory
gesture to justify a system that extinguished Māori legal structures while denying Māori
the right to participate as full citizens in the administration of the new system of justice to
which they were subjected.150 In any case, the “special” procedures invariably occurred in
the context of a system founded exclusively on values derived from English common
law.151 Indeed, the very concept of a jury was alien to the legal and social structure of the
Māori people.152 Similarly, Jackson recognises that any institutional accommodation of
149 Ramirez above n 82 at 777. 150 Cameron above n 25 at 111. 151 Cameron above n 25 at 111. 152 Cameron above n 25 at 111.
35
Māori values has historically been confined by Pakeha concepts of their appropriateness.153
Consequently, Cameron argues that for an all-Māori jury to make sense, it must be within
the context of an alternative Māori justice system based on Māori values.154 The notion of
returning to this concept of an all-Māori jury, operating within an English court system
almost entirely based on European values, may therefore be considered somewhat
pointless.
Establishing an alternative justice system would require profound procedural and structural
change, analysis of which is beyond the parameters of this paper. In any case, the Law
Commission’s typical reluctance to recommend institutional and structural change suggest
an alternative Māori justice system is not in New Zealand’s near future. It is, however,
respectfully argued that Cameron’s dismissal of all-Māori juries unless accompanied by an
alternative Māori justice system is premature. The proposed introduction of a right to elect
a Māori jury will go some way to alleviate Māori underrepresentation. The defendant’s
ability to elect a jury comprised of those who they believe to be their peers will promote
the defendant’s interests in a fair trial. Additionally, a jury comprised of those with a
degree of social and cultural connection with the defendant will enhance empathy and
therefore impartiality in the administration of justice. Further, the value of actively
encouraging peer representation and recognising the importance of Māori participation in
the administration of justice will help to encourage Māori confidence in the broader
system.
E Conclusion
To conclude, Māori underrepresentation on juries is an issue that plainly requires special
attention. If it is accepted that peer representation ought to be defined broadly as advocated
throughout this paper, Māori defendants are repeatedly denied the guarantee of a fair trial
affirmed in NZBORA. Particularly given the severe overrepresentation of Māori in our
crime statistics, and Māori status as our tangata whenua, it is my hope that this paper will
spur action to enhance fulfilment of the Māori defendant’s fair trial rights.
VI The Subsequent Impact of the Peremptory Challenge
153 Jackson (1988) above n 72 at 205. 154 Cameron above n 25 at 128.
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Once the source of “peers” is defined, and even if the jury pool is representative of the
defendant’s peers as a whole, in-court jury selection procedures can subsequently impact
the representative nature of juries.155 Particularly, the peremptory challenge has been
considered a valuable tool for both prosecution and defence counsel to interfere with jury
composition in the pursuit of an impartial jury. However, in its current form, the
peremptory challenge is a significant impediment to the accommodation of the defendant’s
interests in peer representation. Its removal, or at least dramatic modification, is advocated,
as a final proposal in accommodating the defendant’s relevant fair trial rights and interests.
A The Peremptory Challenge
The peremptory challenge is also known as “challenge without cause”. As the term
suggests, the challenge is exercised without provision of reason or evidence, and each
challenge is final in the sense that the judge has no power to review or monitor its exercise.
In New Zealand, the peremptory challenge is governed by s 24 of the Juries Act 1981
which states:
(1) In every case to be tried before a jury, each of the parties is entitled to challenge
without cause 4 jurors only.
(2) However, if 2 or more defendants in a criminal case are charged together, the Crown
or other prosecutor is entitled to challenge without cause 8 jurors only.
(3) If a juror is discharged and is to be replaced with another under section 22A(1)(b),
each party is entitled in the selection of the new juror to exercise the number of
challenges without cause that the party has not already exercised.
This can be contrasted with the “challenge for cause” under s 25 of the Juries Act. That
section provides that each party to the proceedings is entitled to unlimited challenges for
cause on the grounds that a juror is either not indifferent between the parties; or disabled
such that they are incapable of acting effectively as a juror. In this instance, the judge has
the power to determine every challenge for cause on any necessary evidence.156
155 Juror selection procedures are set out by the Juries Act 1981 and the Jury Rules 1990. As the phrase suggests, jury selection is the process by which the jurors are selected from the pool of potential jurors. 156 Juries Act 1981, s 25(3).
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The processes of pre-trial jury vetting largely guide exercise of the peremptory challenge
whereby counsel check the list of potential jurors for any unsuitability or bias. Under s 4 of
the Jury Rules 1990, this list must include the name, address, occupation and date of birth
of potential jurors.
B Rationales for the Peremptory Challenge
There are two common rationales for the peremptory challenge. The first reflects concerns
about maintaining fair representation, by allowing parties to remove jurors they think may
be biased. 157 The second emphasises the need for parties to have some control in
composition of the jury enabling greater acceptance of a jury’s verdict.158
1 Removing biased jurors
The peremptory challenge allows counsel to remove from the jury those perceived as
biased where there may be insufficient overt manifestation to justify challenge for cause.159
Supporters of the peremptory challenge regard this ability as key to safeguarding an
impartial jury.160 Though not constitutionally guaranteed in New Zealand, the need to
maintain an impartial jury is axiomatic, particularly bearing in mind what necessarily
constitutes a “fair” trial in terms of s 25 NZBORA and international human rights law.
Gobert points out that with the evolution of the jury from a body of fact knowers to one of
fact finders came a corresponding concern that the jury be impartial.161 That is, jurors were
previously selected because of their knowledge of the accused or the alleged crime. A
certain bias was expected. Today, it is expected that jurors base their decisions solely on
the evidence before the court.
157 Ian Kawaley “Abolishing the peremptory challenge” (1988) 85:2 LSG at 22. 158 Law Reform Commission of Canada The Jury in Criminal Trials (Working Paper 27, 1980) at 54. 159 James Gobert “The Peremptory Challenge – An Obituary” (1989) Crim LR 528 at 529. 160 For example see Gobert above n 160. 161 Gobert above n 160 at 528.
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With the increased access to information as a result of the media and the internet, absolute
impartiality is probably impossible. The Court of Appeal in R v Tinker stated that a juror is
considered biased if, for example, they have obtained prejudicial knowledge about the
defendant prior to trial.162 Gobert offers a broader interpretation whereby bias refers to a
predisposition to find in favour of one party, irrespective of the evidence, and contrary to
the presumption of innocence.163
2 Allowing the parties some control over jury composition
The Canadian Law Reform Commission stated that the importance of the peremptory
challenge lies in the fact that justice must be seen to be done:164
The peremptory challenge is one tool by which the accused can feel that he or she has
some minimal control over the make up of the jury and can eliminate persons, for whatever
reason, no matter how illogical or irrational, he or she does not wish to try the case.
The peremptory challenge is therefore perceived to increase the confidence of the parties in
the jury and the criminal justice system as a whole. It is considered that if the parties have
some control over the composition of the jury, they will be more accepting of its verdict.
Gobert suggests that this acceptance allows convicted persons to focus on rehabilitation,
rather than on any perceived injustice leading to the jury’s verdict.165
C Impact on the Accommodation of Peer Representation
Several scholars argue that the easiest way to accommodate the defendant’s interests in
peer representation is to abolish the peremptory challenge of the prosecution.166 As will be
seen, the ability of the defence to use the peremptory challenge does give the defendant a
degree of choice in the juror selection process, which may enhance accommodation of peer
representation. Conversely, Cameron and others consider the potential for abuse of the
162 [1985] 1 NZLR 330. 163 Gobert above n 160 at 529. 164 Law Reform Commission of Canada above n 157 at 54. 165 Gobert above n 160 at 529. 166 See Massaro above n 11 at 560; Davies above n 32 at 156.
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peremptory challenge and inability of review necessitates its abolition, particularly having
regard to the impact it may have on representation.167
1 Creating a biased jury
It is axiomatic that removing prejudicial jurors promotes impartiality of the jury. The
peremptory challenge was initially used to ensure the jury was not biased in favour of
either party. 168 Ideally, what should ultimately emerge is a jury composed of some
defendant-empathizers, and some victim-empathizers, with neither extremes being
represented.169 Recall that the aim of broadening the definition of “peers” is not to ensure
the jury is partial or unfairly biased toward the defendant, but to increase impartiality
through the perspectives of empathetic jurors. However, as Gurney argues, the peremptory
challenge has allowed counsel to actively search for and attempt to construct a favourable,
biased jury, rather than an impartial one.170
In Trial by Peers? Dunstan suggests that the address of the potential juror was often
considered important as an indicator of attitudes held by the individual. For example, there
was an assumption that those living in middle-upper class suburbs would be more biased
against certain types of offending particularly burglary, because they felt more vulnerable
to this type of offence.171 As a result, counsel prosecuting a home-burglary may skew the
jury to be composed of one particular segment of the community that may harbour
negative bias towards he defendant. This is akin to the situation contemplated by Massaro
whereby the jury is a totally homogenous group of citizens biased against the defendant’s
group. 172 Since counsel need not articulate reasons for the challenge and there is no
mechanism for review or monitoring and potential for abuse by creation of a biased jury is
wide. Further, there is the potential for a challenge to in fact be based on a discriminatory
ground such as race or gender in breach of freedom from discrimination contained in s 19
NZBORA.
167 Cameron above n 25 at 124. 168 Dunstan above n 75 at 30. 169 Massaro above n 11 at 518. 170 Brent Gurney “The Case for Abolishing Peremptory Challenges in Criminal Trials” (1986) 21 Harv CR – CLL Rev 227 at 230. 171 Dunstan above n 75 at 115-116. 172 Massaro above n 11 at 548.
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Such a jury must fail to fulfil any of the community-based functions, as it cannot be
considered an accurate representation of the community or to be acting as the community
conscience. Rather, it is the representation of a particular segment defined for the purpose
of achieving partiality. Further, when a prosecutor deliberately exercises the peremptory
challenge to exclude the defendant’s peers, the inevitable result is a distorted jury and an
increased likelihood of a partial verdict. Moreover, when the jury possesses none of the
defendant’s peers (and in fact represents the opposite), the defendant’s hope of an
empathetic, impartial hearing vanishes.173 Thus, tailoring of the jury in this way makes a
mockery of both the symbolic democratic values associated with community
representation, and the defendant’s fair trial rights.
It may be argued that opposing counsel exercising challenges may approximate a balance
such that the defence has equal opportunity to increase peer representation, as the Crown
does to decrease it. However, there is a concern that the information and resources
available to each counsel may not be equal. For example, the Trial by Peers? study
indicated that the prosecution often received police-annotated jury lists and other
information about potential jurors from the police whereas defence counsel had far more
limited resources.174 The increase of personal information available on the internet since the
study was published in 1995 may go some way to reduce this concern as each party can
make use of resources such as Facebook and Google. However, as Hoffmeister
highlighted, the state would still have an inherent advantage, as it is able to access further
information not readily available to the wider public.175
For example, in 2009, the majority of the New Zealand Supreme Court held that the police
may research the criminal history of prospective jurors on behalf of the Crown and were
not required to disclose any findings to the defence.176 The majority considered that the
Crown has a legitimate interest in such information to exercise an efficient peremptory
173 Massaro above n 11 at 519. 174 Dunstan above n 75 at 107-113. 175 Thaddeus Hoffmeister “Investigating Jurors in the Digital Age: One Click at a Time” (2012) 60 U Kan City L Rev 611 at 615. 176 Gordon-Smith v R [2009] NZSC 20. Under s 111 of the Privacy Act 1993, police power to access criminal history extends to assisting the Crown in the prosecution of indictable crimes, including obtaining information that may be of use to the Crown in the exercise of jury challenges.
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challenge. However, the majority then, in contradiction, went on to that any disparity in
information would, at most, deprive the defence of an opportunity to challenge the juror:177
The defence may say that, had it known the juror’s previous conviction, the juror would
undoubtedly have been challenged. But no one will ever know whether the juror was
improperly influenced against the accused in joining the verdict of guilty. The point would
be entirely speculative.
With respect, the defendant arguably has a greater interest in the information as they are
the one on trial. Further, the opportunity to challenge a juror on “speculation” is precisely
the purpose of the peremptory challenge. If it were not speculative, that is, if there were
actual bias, challenge for cause would be the appropriate procedure. In his dissent,
McGrath J points out that both parties need to be fully informed if the peremptory
challenge is to be meaningful and effective.178 Thus, the unequal distribution of power
between the defence and prosecution may undermine the integrity of present jury selection
mechanisms as well as decrease fairness to the defendant.
It is clear that the peremptory challenge has the potential to affect peer representation, jury
impartiality, and, consequently, the defendant’s confidence in both the verdict and the
criminal justice system as a whole. In the absence of overt manifestation of bias, counsel
should not be able to impact peer representation particularly where the consequences are
contrary to the fundamental values of the trial by jury. The pursuit must be in favour of an
appropriate balance between the community’s interests and those of the defendant. A jury
deliberately constructed to be biased against the defendant surely fails to fulfil either side
of this balance.
2 Anti - minority juror selection
It has been argued that the peremptory challenge allows counsel to try to improve minority
representation.179 Particularly in the United Kingdom, defence counsel used the peremptory
177 At [18]. 178 At [83]. 179 Law Commission (1998) above n 4 at 100. The Supreme Court considered an exception applies where there is a previous conviction indicating a real risk that the juror might be prejudiced against the accused / in
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challenge to increase the representation of ethnic minorities.180 In New Zealand, however,
the Law Commission considers that the peremptory challenge may be more prominently
used as a means of excluding minorities.181 As Gurney argues, such use may ultimately
produce a jury that represents a select portion of the community, not likely to be the
defendant’s peers, and a verdict that will undermine confidence in the criminal justice
system.182
Similarly, Moana Jackson argues that New Zealand jury composition is inherently flawed
due to the bias against Māori in juror selection processes.183 Indeed, the findings of Trial by
Peers? indicates that Māori are significantly underrepresented on juries, that is, there were
fewer Māori than expected given their proportion in the pool of potential jurors.184 This
suggests that despite any geographical or other practical barriers to jury service, the juror
selection processes are contributing to Māori under-representation. Consider the small
percentage of Māori in some jury districts whereby it would be reasonably easy for counsel
to eliminate such minority representation from the jury. Conversely, it would be difficult
for Māori defendants to positively affect Māori representation in order to enjoy a jury of
his or her peers.185
Specifically, Trial by Peers? indicates that prosecution counsel are twice as likely to
challenge Māori jurors compared with non-Māori in the High Court, and three times as
likely in the District Court. 186 Additionally, prosecution counsel are more likely to
challenge Māori men than any other group.187 The findings seem to reflect the view that
trial by one’s cultural or racial peers has the potential to be biased in favour of the
defendant. On the other hand, defence counsel are approximately twice as likely to
challenge non-Māori than Māori jurors, and were least likely to challenge Māori men.188
favour of the Crown. McGrath J provided a lengthy dissent to conclude at [89] that the Crown should provide all information relevant to the juror’s suitability. 180 See generally chapter 6 of the Law Commission (1998) above n 4. 181 Law Comission (1998) above n 4 at 100. 182 Gurney above n 117 at 232. 183 Jackson (1987) above n 82. 184 Dunstan above n 75 at 68. 185 Law Commission (1998) above n 4 at 100. 186 Dunstan above n 75 at 66. 187 Dunstan above n 75 at 66. 188 Dunstan above n 75 at 66.
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These statistics seem to reflect a perceived correlation between race and social
background, and the potential of bias or partiality towards the defendant. If such a notion is
accurate, it begs the question of the validity of an entirely Pākehā jury for a Pākehā
defendant. Further, if being tried by a jury of one’s racial and cultural peers has the
potential for bias in favour of the defendant; does this not necessarily imply that a jury
entirely not of one’s racial and cultural peers will be biased against the defendant? As has
been argued, in order to be impartial, jurors must have an understanding of the social and
cultural background of the defendant otherwise they will apply their own interpretation to
the circumstances of the case.189 If this proposition is accepted, a jury of entirely Pākehā
for a Māori defendant has the potential to return a negatively biased verdict, and vice
versa.
Consequently, the peremptory challenge is enabling bias against the Māori community that
is perpetuating Māori under-representation on juries in New Zealand. This is antithetical to
both the key symbolic value of democratic representation, and the Māori defendant’s right
to a fair and impartial trial by their peers. As has been pointedly observed:190
To eliminate potential jurors on the grounds that they will bring the biases of their group
into the jury room is to misunderstand the democratic task of the jury, which is nothing
else than to represent accurately the diversity of views held in a heterogeneous society.
D Redefining the Peremptory Challenge
It is accepted that community representation is a key aspect of jury trials in New Zealand’s
democratic society. The diversity of perspectives implied enhances the ability of jurors to
act as fact-finders, and allows community values to be satisfied. However, the peremptory
challenge poses a threat to this representation as well as to fulfil the defendant’s interests
of impartiality. As such, it is necessary to analyse alternatives to the peremptory challenge
as it currently stands.
1 Abolishing the peremptory challenge
189 Davies above n 32 at 157. 190 Jeffrey Abramson We, the Jury: the Jury System and the Ideal of Democracy (BasicBooks, United States of America, 1994) at 101.
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In 1998 the New Zealand Law Commission considered that it could not be demonstrated
that the peremptory challenge actually fulfilled any of its rationales or objectives.191 The
Commission admitted that while designed to eliminate biased jurors, there was an obvious
intention to secure a favourable jury by retaining jurors with a perceived bias in their
favour.192 Tailoring the jury in this way threatens the diversity of perspectives necessary for
the jury to perform their fundamental fact-finding function, and decreases the possibility of
the defendant receiving an impartial trial. Abolition of the peremptory challenge would
therefore eliminate the unreviewable ability of counsel to attempt to create a biased jury.
Further, removing the peremptory challenge would help to improve minority
representation by eliminating the unmonitored advantage of counsel attempting to exclude
minorities. To date, the majority of efforts to increase Māori representation have focused
on administrative improvements designed to increase Māori electoral enrolment.193 While
these may have a considerable positive impact, there are other (presently) unavoidable
obstacles to Māori jury service, such as previous convictions, such that administrative
efforts will not provide the whole solution. As the statistics indicate in Trial by Peers?
prosecution often exercise the peremptory challenge to exclude Māori representation.194
Therefore, abolition of the challenge would help to improve Māori participation in the trial
process. While ethnicity is not to be considered the sole determinative factor, it is an
important consideration. Enhanced Māori participation would be a greater fulfilment of
“peer” representation for a large number of defendants, which would consequently
improve Māori confidence in the justice system and acceptance of jury verdicts.
Abolition of the peremptory challenge would also reduce the disadvantages faced by
defence due to disparities in available information recognised by Trial by Peers?, the Law
Commission, and Justice McGrath of the Supreme Court. Importantly, the key objectives
of the peremptory challenge, namely to remove biased jurors and to allow the parties some
control over the jury selection, would remain in tact through the use of challenge for cause
under s 25 of the Juries Act 1981. The possibility of abuse of process is, on the other hand,
restricted.
191 Law Commission (1998) above n 4 at 100. 192 Law Commission (1998) above n 4 at 98. 193 Cameron above n 25 at 125. For example the Law Commission (1998) considered that the Electoral Enrolment Centre might want to ensure the jury lists are drawn up to be proportionally representative of the Māori population, above n 4 at 78. 194 See Dunstan above n 75 at 66.
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Despite these clear benefits of abolition, the Commission proposed instead to reduce the
number of peremptory challenges from six to four, a proposal that resulted in legislative
amendment in December 2008, citing difficulty in determining how to modify the scope of
challenge for cause. Again, in 2001, the Law Commission recommended the peremptory
challenge be retained. This time, the Commission was of the view that the peremptory
challenge was valuable as it allows both parties to eliminate those persons with perceived
(yet unsubstantiated) bias against either party and to eliminate “obvious misfits”.195 The
Commission considered that the peremptory challenge is advantageous to challenge for
cause (s 25 of the Juries Act 1981) as it is less “demeaning” since counsel do not have to
articulate reasons for asserting a juror’s unsuitability.196 It is respectfully argued that the
possibility for potential jurors to be offended should not be given undue weight in the
pursuit of accommodation of the defendant’s rights. Moreover, that the defendant’s liberty
and confidence in the justice system are at stake should surely outweigh the any difficulty
in having to articulate reasons for challenge.
(a) Modifying challenge for cause
In the New Zealand context, it is argued that the rationales of the peremptory challenge
could be equally, if not better, served by the use of a modified challenge for cause. If the
peremptory challenge were to be abolished, such use would be the logical option to
maintain the ability of biased potential jurors to be eliminated.
Section 25 of the Juries Act 1981 provides:
(1) In addition to the right to challenge under sections 23 and 24, each party to
the proceedings is entitled to any number of challenges for cause on the
ground that—
(a) a juror is not indifferent between the parties; or
(b) a juror is not capable of acting effectively as a juror in the
proceedings because of disability.
(2) […] 195 Law Commission (2001) above n 98 at 89. 196 Law Commission (2001) above n 98 at 88.
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(3) The Judge shall determine every challenge for cause, in private, in such
manner and on such evidence as he thinks fit.
To make the challenge for cause easier to use and more effective, it will require
modification particularly regarding the information available to be able to substantiate a
claim. Pursuant to s 4 of the Jury Rules 1990, each party is presently entitled to know only
the name, address, occupation and date of birth of potential jurors as stated on the jury list.
The limited nature of this information makes it difficult for accurate assessments to be
made of potential jurors thus it is not surprising that counsel tend to utilise the peremptory
challenge instead of the procedures of challenge for cause. 197 Ensuring sufficient
information about potential jurors is readily and equally available to both parties is a
necessary prerequisite to an effective reform of s 25. This could be achieved by a pre-trial
questionnaire sent to prospective jurors designed to indicate bias, or some form of
questioning (voir dire or limited) could occur in accordance with established rules and
controlled by the judge. To address inequality of information, it may also be required that
the Crown disclose any information obtained from the police to the defence. While likely
time consuming and costly, the limited and decreasing number of criminal trials by jury
means increased resource intensity should not be a determinative factor.198
Further, it has been pointed out that the s 25 standard that the juror be “not indifferent”
requires the juror be biased in fact.199 This interpretation is bolstered by the need for
evidence in support of the challenge pursuant to s 25(3). If the peremptory challenge were
abolished, this provision would likely need to extend to allow challenge for an appearance
of bias. Consider the situation where a potential juror has some kind of personal
connection to the victim. The potential juror may not actually be indifferent; they may not
be biased in fact. However, they can be excused or discharged by the judge under ss 16 and
22 of the Juries Act 1981. Expansion of s 25 would be logical to allow counsel to challenge
on the grounds of an appearance of bias. As the judge ultimately determines challenge for
cause on any necessary evidence, abuse of this lower threshold would not be a concern.
197 Law Commission (1998) above n 4 at 102. 198 “Annual statistics for the District Courts 2013” Courts of New Zealand <https://www.courtsofnz.govt.nz/from/statistics/annual-statistics/december-2013/district-courts>. 199 Law Commission (1998) above n 4 at 103.
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It may be noted that the defendant’s peers may still be challenged under s 25. However, it
is important to emphasise the distinction between a sympathetic or biased juror and an
empathic or impartial juror. The broader interpretation of peers does not promote inclusion
of biased jurors thus the advocated use of s 25 to exclude biased jurors does not interfere
with the fulfilment of peer representation.
While abolition of the peremptory challenge would necessitate the development of
challenge for cause, the present ability of lawyers to exclude jurors without rationalisation
or any kind of monitoring process is a threat to the legitimacy of the jury system. Abolition
of the peremptory challenge would allow only substantiated challenges to be made under s
25.
(b) The English approach
In England, the Crown’s right to unlimited use the peremptory challenge appears to have
been barely used throughout its 700-year history.200 In fact, in 1305, Parliament considered
it intolerable that the Crown should be able to handpick prospective jurors; thus, the
Crown’s right to peremptories was abolished.201 It was replaced by a common law
procedure called “standing aside,” whereby prosecutors could “stand aside” an unlimited
number of jurors pending selection for all remaining jurors.202 Eventually known as “stand
by”, what replaced the peremptory challenge was severely restricted by the Attorney
General’s Guidelines.203 The guidelines stipulate that the right to “stand by” may only be
exercised where authorised by the Attorney General in cases of national security or
terrorism, or where both prosecution and defence counsel agree the juror would be
“manifestly unsuitable”.204
200 Hoffman above n 6 at 821. 201 Hoffman above n 6 at 821. 202 Hoffman above n 6 at 822. 203 Judith Heinz “Peremptory Challenges in Criminal Cases: A Comparison of Regulation in the United States, England, and Canada” (1993-1994) 16 Loy LA Int’l & Comp LJ 201 at 217; the right of “standby” gave the same right to challenge a juror without cause. In contrast to the legislated peremptory challenge, standby was unlimited. 204 Attorney General’s Office “Jury vetting: right of standby guidelines” (30 November 2012) GOV.UK <https://www.gov.uk/jury-vetting-right-of-stand-by-guidelines--2>; Julie Vennard and David Riley “The Use of Peremptory Challenge and Stand By of Jurors and Their Relationship to Trial Outcome” (1988) Crim LR 731 at 732.
48
In 1989, the peremptory challenge for defence counsel was also abolished as the result of a
sustained media campaign alleging systematic abuse of the process.205 It was alleged that
defence counsel were “packing” juries with individuals who were likely to find in their
favour, although no evidence was found.206 The abolition of the peremptory challenge and
the implementation of strict guidelines for its replacement “stand by” procedure indicate
the potential for the peremptory to threaten fair trial rights. Lord Justice Phillips wrote of
the current state of the jury selection in England:207
Jury selection is now usually a quick and straightforward process. The peremptory
challenge when used to attempt to tailor a jury having regard to the perception of defence
counsel as to the type of juror who would or would not be favourable to the defence case or
the defendant was inappropriate, unattractive, and, I suspect, usually misguided.
The Law Commission was of the view that the English alternative to the peremptory may
be open to challenge under NZBORA on the grounds that it provides the Crown with an
unfair advantage over the defendant.208 This plainly indicates concern with maintaining
impartiality and fairness for the defendant, which bolsters the argument to abolish the
peremptory because of its effect on such rights.
2 Abolishing the Crown’s peremptory challenge only
Prosecutorial discretion is a significant part of our justice system from investigations, to
decisions to report a “crime”, to plea-bargaining. This discretion permits prosecutors to
consider any number of factors with any amount of weight.209 In many ways, prosecutorial
discretion is essential, particularly when considering how evolving social values affect the
public interest in prosecution. However, Massaro argues that the most controversial aspect
of the peremptory challenge is its use by the prosecution to exclude perceived defendant
sympathisers in a way that threatens the defendant’s trial rights.210 Recognition of the
potential issues with prosecution peremptory is evident in the Law Commission Report of 205 Sean Enright “Reviving the Challenge for Cause” (1989) 139 NLJ 9 at 9 cited in Raymond Broderick “Why the Peremptory Challenge Should Be Abolished” (1992) 65:2 Temp L Rev 369 at 373. 206 Broderick above n 205 at 373. 207 Lord Justice Phillips “Challenge for Cause” (1996) 26 VUWLR 479 at 482-3. The only downside the Lord Justice noted is that it is perhaps “less embarrassing” for defence to exclude the obviously inadequate juror by peremptory challenge, than having to convince the prosecution to exercise their “stand by”. 208 Law Commission (2001) above n 98 at 87. 209 “Judging the Prosecution” above n 24 at 2123. 210 Massaro above n 11 at 525.
49
2001. The Commission recommends that guidelines should be issued to the prosecution to
explain appropriate bases for the use of the peremptory right.211 An alternative procedure
for accommodating the defendant’s interests in peer representation and jury impartiality
would therefore be to entirely abolish the prosecution’s privileges of peremptory challenge.
It needs to be emphasised that the defendant’s regard for the jury should be considered
more important than that of the Crown. Predominantly, it is the defendant’s right to a fair
trial that is affirmed in NZBORA and should therefore be the primary concern. Further, the
Crown has repeated opportunities to protect society’s interests; the defendant has only their
trial to protect their own, making the fairness of that trial paramount. If the prosecution
loses, it does not lose its liberty. While abolishing the Crown’s peremptory would not
guarantee peer representation, it would go some way to restrict the Crown’s attempts to
construct a jury biased against the defendant, and promote a jury of the defendant’s peers.
For example, with regard to Māori peer representation, evidence suggests the prosecution
are more likely to challenge Māori compared with non-Māori.212 Limiting the Crown’s
ability to do so would consequently increase Māori jury representation.
Further, if the peremptory challenge is not being abused, its only real advantage is simply
to make the parties feel more confident that the jury is not biased against them.213 It has
already been recognised that it cannot be demonstrated that the challenge actually meets its
rationale of truly removing bias jurors, so the potential disadvantages of the prosecution’s
peremptory outweigh its unproven advantages. As Massaro recognises, it is better to
preserve fairness to the defendant and possibly compromise empathy with the prosecution,
than to promote a non-exist Crown right to challenge over the defendant’s interest in a trial
by his or her peers.214 In any case, abolition would not compromise the community interest
in an impartial jury as the prosecution would still be able to exercise challenges for cause
under the guidelines of s 25 of the Juries Act.
(a) The Bill of Rights and Crown peremptory challenges
211 Law Commission (2001) above n 98 at 90. 212 Dunstan above n 75 at 66: prosecution were twice as likely to challenge Māori compared with non-Māori in the High Court, and three times as likely to challenge Māori in the District Court. 213 Massaro above n 11 at 561. 214 Above n 11 at 561.
50
The peremptory challenge, when operated as intended, can be supportive of fair trial rights
by removing biased jurors. However, in 1998 the Law Commission recognised that the
peremptory challenge may be contrary to the defendant’s right to an impartial jury as
affirmed in NZBORA.215 Similarly, McGrath J in Gordon-Smith v R provides a lengthy
dissent on the influence of the peremptory challenge on fair trial rights. McGrath J
considers that the defendant’s right to a fair trial will be breached if jury selection
procedures give rise to “reasonable grounds for apprehension by a well-informed observer”
that the jury is not impartial.216 From the perspective of the reasonable observer, McGrath J
argues, that the problem is that the peremptory challenges by the Crown operate in a way
that partisan purposes are almost impossible to detect:217
[A] reasonable observer of this process would…conclude that, in the absence of some
regulation of its peremptory challenge decisions, the Crown must enjoy a significant
advantage in the composition of juries in criminal trials.
Consequently, the system of peremptory challenge presently fails the test of fairness and
therefore operates in breach of the defendant’s right to be tried by an impartial jury per s
25(a) NZBORA.
(b) The New South Wales approach
A defendant in New South Wales is entitled to six peremptory challenges while the Crown
is entitled to “stand aside” six potential jurors.218 The stand aside does not permanently
exclude the juror from the panel, and if selected again, the Crown must challenge the juror
for cause if they wish them to be excluded.219 Originally 15 peremptory challenges were
available, however, reductions were justified on the grounds that challenges can lead to
distortions in the representative nature of the jury.220 The purpose of the Crown stand aside
is expressly distinguished from the peremptory challenge privileges of the defence.
Through the peremptory challenge, the defence may justifiably seek a jury receptive of the
215 Above n 4 at 100. 216 Above n 177 at [73]. 217 Above n 177 at [77]. 218 Juries Act 2000 (Vic), s 38(1)(a). 219 Juries Act 2000 (Vic), ss 38(3)-(4). 220 (20 October 1993) 414 APD 1157 per Sidney Plowman.
51
defence case: however, the Crown must not select a favourable jury.221 Instead, the
prosecution ability to exclude jurors is subject to detailed guidelines and is limited to
where it is “in the interests of justice” to do so.222 Generic factors such as age, race,
physical appearance and gender must not be the basis for the stand aside.223 Thus, the
regime emphasises that the prosecution does not have the same right or privilege as the
defendant to have persons excluded from the jury. This distinction recognises the
importance of fair jury representation to the defendant, while balancing the prosecution
role in maintaining the integrity of the jury.
3 Peremptory challenge guidelines
Alternatively, guidelines or principles could be drawn up to govern the exercise of the
peremptory challenge. As the definition of peremptory challenge is “challenge without
cause”, it may seem contradictory to apply guidelines to its use. The guidelines would
include emphasis on the parties’ obligations to encourage an impartial jury, as opposed to
constructing a favourable jury, and otherwise not to influence peer representation.
Guidelines for the peremptory challenge may also be used to restore noted resource power
imbalance between the Crown and the defence.224 To the extent that the information
disparity disadvantages the defence, it must be deemed inconsistent with the defendant’s
right to an impartial trial. While there are various privacy interests that need to be protected
in the jury selection process, the right to a fair trial is fundamental to criminal justice. Any
regime to protect privacy interests should therefore be extended to cover the sharing of
information by Crown counsel to the defence.225 McGrath J recognised that the guidelines
should emphasise that the Crown must disclose relevant information within a reasonable
221 Juries Act 2000 (Vic), s 38(3). 222 (16 December 1999) APD Legislative Assembly 1246 per Rob Hulls. 223 Director of Public Prosecutions Director’s Policy No 6: Juries (21 February 2014). 224 Dunstan above n 76 at 107-113; Law Commission (1998) above n 4 at 95. 225 Gordon-Smith v R above n 177 at [84] per McGrath J.
52
time before the trial.226 However, it may be a futile exercise unless there is a mechanism for
review or monitoring the use of the challenge, as well as redress for any abuse.
E Conclusion
The peremptory challenge puts the power of determining jury representation into the hands
of lawyers. Even if the jury pool allows for representation of the defendant’s peers, the
ability to alter that representation to the detriment of the defendant’s fair trial exists. To
promote the defendant’s interests in a trial by his or her peers, the peremptory challenge
ought to be at least abolished for the prosecution. The greater ability of the prosecution to
tailor the jury and defeat the defendant’s peer representation is antithetical to fair trial
rights and the broader legitimacy of the jury system. It is surely more beneficial to preserve
the defendant’s faith and confidence and possibly compromise empathy with the
prosecution, than to promote the Crown’s contentious interest in peremptories over the
defendant’s interest in a judgment by peers.227
VII Concluding Remarks
The concept of trial by a jury of peers has been recognised in legal systems worldwide
since it was officially legislated by the Magna Carta in 1215. Once representative of social
equals, the New Zealand jury has come to adopt a narrow approach of peer representation
based on geographical location. As this paper has shown, this narrow approach, while
providing procedural equality, offends the defendant’s right to a fair trial. Instead, it is
argued that such rights affirmed in s 24 of the NZBORA, will be better fulfilled by virtue
of the broad, subjective interpretation of “peer”. This broad interpretation allows for a jury
with greater understanding and empathy derived from similar perspectives and experiences
to the defendant. As is evident, such empathy is crucial for the jury to fulfil its tasks
impartially.
While accepting there may be a need for representation accommodating of the broader
interpretation of “peers”, the Law Commission persistently places the community’s interest
in participation ahead of the interests of the defendant. In fact, as Massaro points out, a
strict interpretation of “peers” based on the local district could actually defeat fair trial
226 Gordon-Smith v R above n 177 at [87]. 227 Massaro above n 11 at 561.
53
rights as the community from which the jury is drawn could be a totally homogenous
group of citizens biased against the defendant’s group.228 Thus, it is concluded that while
the community have a democratic interest in the administration of justice, promotion of
this should not be at the expense of the defendant and of fair trial rights. Further, this paper
argues that in-court jury selection procedures need to be modified to the extent that they
are a detriment to enhancing peer representation.
It is accepted that it is impossible to formally guarantee the desired level of empathy and
consequent impartiality in any given trial, but this does not mean promoting such
possibility is futile. It is hoped that this exploration of current failures and mechanisms to
allow for greater fulfilment of the defendant’s interests will, at the very least, spark
considerable review of the present determination of peer representation in criminal jury
trials in New Zealand.
228 Massaro above n 11 at 548.
54
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